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▶ Alternative and complementary medicine
Cambodia
CHRISTOPHER A. KENEDI1, KRISTEN G. SHIREY2
1
Auckland District Health Board, Auckland,
New Zealand
2
Departments of Psychiatry and Behavioral Sciences
and Medicine, Duke University Medical Center,
Durham, NC, USA
The health of Cambodian immigrants cannot be separated from the political history and the impact of the
Khmer Rouge whose rule saw the deaths of approximately 21% of the Cambodian population – 1.7 million
people – between 1975 and 1979. A 2005 community
survey of Cambodians who had immigrated to the USA
before 1993 reported that 99% had experienced neardeath due to starvation and 90% had a friend or family
member murdered.
Background
Most Cambodians consider themselves to be Khmers and
descendants of the Angkor Empire that was the dominant
force in Southeast Asia for hundreds of years from the
tenth to the thirteenth century. The empire declined over
the next 500 years and the country was invaded and
sacked by various neighbors, although a monarchy
endured. In the nineteenth century, attacks from the
west (Thai) and the east (Cham/modern-day Vietnamese) led to Cambodia seeking French protection and
becoming a part of French Indochina. Vichy French
Colonial administrators were allowed to maintain
control of Cambodia during most of World War II,
and unlike Vietnam there was little impact from the
Japanese occupation. Cambodia gained independence
from France in 1953 and remained a constitutional
monarchy until open conflict with the communist
(Maoist) Khmer Rouge began in 1970. Some scholars
believe the US intervention in Cambodian politics
supported an unpopular government that endorsed
the US war effort in Vietnam, but made Cambodia
more susceptible to the Khmer Rouge guerillas. Fighting continued until the Khmer Rouge gained control
of the country in 1975 – at the same time the North
Vietnamese gained control of South Vietnam and
unified their country.
Khmer Rouge and Genocide
Within days of capturing the capital, Phnom Penh, the
Khmer Rouge led by Pol Pot began to locate and kill
military and political leaders, monks, teachers, doctors,
scientists, lawyers, engineers, and anyone who wore
glasses; these were all people thought to be contaminated by capitalism. Because ammunition was in short
supply, the majority were killed by stakes or
bludgeoned to death with iron bars after they had
been forced to dig their own graves in what became
popularly known as “The Killing Fields.” Hundreds of
thousands of people were known to have died in this
manner based on excavated gravesites.
Based on large-scale “experiments” that Pol Pot had
carried out on villages the Khmer Rouge had captured
in previous years, he believed that society had to be
radically destabilized to break all previous bonds and
ensure absolute loyalty to the communist party. The
campaign was called “Year Zero,” a takeoff on the ideals
of the French Revolution. To accomplish this, the cities
and villages were emptied to become ghost towns and
the population forced into the countryside despite
signs of an oncoming famine in the wake of the civil
war. The displacement campaign was organized to
remove traditional bonds such as family, village ties,
Sana Loue & Martha Sajatovic (eds.), Encyclopedia of Immigrant Health, DOI 10.1007/978-1-4419-5659-0,
Springer Science+Business Media, LLC 2012 (USA)
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and faith in Buddhism. The farming practices proved
to be poorly planned and executed due to the lack of
expertise by the Khmer Rouge administrators. This led
to an ongoing agricultural catastrophe, resulting in
famine and starvation across the country.
The Khmer Rouge administration was an ally of the
People’s Republic of China. Cambodia was invaded by
Vietnam (a client state of the Soviet Union) in 1978 and
despite a limited Chinese invasion of Vietnam in 1979
to support their Cambodian allies, the capital Phnom
Penh fell to the Vietnamese in the same year, ending the
genocidal reign of the Khmer Rouge 4 years and almost
2 million lives after it began. During the 1980s, the
Khmer Rouge operated as a guerilla movement from
the jungles of Western Cambodia and sometimes across
the Thai border. Ten years of ongoing civil war ended
with a peace agreement in 1991 that was policed by
20,000 UN Peacekeepers, although sporadic fighting
continued for 8 more years. The last remnants of the
Khmer Rouge surrendered in 1999. Since the peace
accords in 1991, there have been elections in 1993, 1998,
2003, and 2008 that have been generally peaceful – with
the exception of a coup in 1997.
Despite increasing security and political stability,
the scars of the Khmer Rouge linger on in many Cambodians’ minds. There is almost no access to mental
health resources within Cambodia. Posttraumatic
stress disorder and other mental illnesses appear to
have a high prevalence among the generation of Cambodians that survived as well as those that perpetrated
the genocide and conflict.
Gang Rape
Because of the genocide of the 1970s and the conflict
that followed, 50% of Cambodia’s population is less
than 21 years old. They tend to have limited education
and skills training because most of the teachers were
killed by the Khmer Rouge, schools were destroyed,
and the following decades of conflict resulted in limited
investment in an education infrastructure. Combined
with the intentional destruction of Cambodian culture
by the Khmer Rouge and the social structure that was
lost with it, this has led to some challenging social
trends. One is an increasing recognition of the widespread practice of “bauk,” which translates to “plus” in
Khmer. It is a practice of group sex that appears to be
gang rape more often than not. The process involves
a group of – up to a dozen – youths luring a woman,
usually but not always, a prostitute to a room. The
expressed sentiment is that they are paying “full
price” so it is cheaper to split the cost. There appear
to be no prosecutions for bauk despite it being well
documented. One survey of 580 youths aged 13–28 in
Cambodia reported that only 13% of men and 13% of
women felt it was inherently wrong; 33% of men and
41% of women felt bauk was dangerous mostly because
of STD transmission; 13% of men and 8% of women
said gang rape was okay because the women were
prostitutes and see “many men” anyway; and 13% of
men and 17% of women said it was better to happen to
prostitutes than “other women.” Thirty-four percent of
high-school students said they knew at least one person
who had participated in bauk. Sixty percent of university students said they knew of someone who had
participated. One trend noted anecdotally by
women’s-rights NGOs is that non-Khmer-speaking
women (prostitutes or not) seem to be more common
targets of bauk/gang rape, perhaps because their foreignness/otherness as immigrants appears to make it
more acceptable to the men involved.
Trafficking
Another issue that comes along with a large population
of unskilled Cambodian youths is unemployment and
a susceptibility to human trafficking. Human trafficking is a form of exploitation that involves controlling
and transporting people through the use of force,
deception, or coercion. It is reported to be the third
most profitable criminal activity in the world after drug
and gun smuggling, and resulted in estimated worldwide profits of $31 Billion USD in 2008. Cambodian
men, women, and children are trafficked for sexual and
labor exploitation in Thailand, Malaysia, Macao, and
Taiwan. The traffickers are reportedly organized crime
syndicates, parents, relatives, friends, intimate partners, and neighbors. Cambodian men are trafficked
into commercial fisheries, seafood-processing plants,
and for farm, industrial, and construction labor. The
trafficking of women commonly occurs for exploitation as sex workers.
It is also common to find Vietnamese and Chinese
women trafficked into Cambodia working as prostitutes, commonly from ages 15 to 18. This is partly
so not only because agents in both places act as
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way-stations to move the women on to industrialized
nations, but also because within the local sex industry
of each nation the foreign women are perceived to be
more compliant and less resistant when they are in
a strange country with an unfamiliar language, customs, and geography. In a foreign land they will be
unaware of any resources to help them escape and
may be subject to prosecution as illegal immigrants if
they approach the police. Psychologically, they feel
isolated and may see their captors as their only hope
for survival. Even their employers or customers, who
do not speak Khmer, may not realize that they are
unwilling participants. In Cambodia, a local
nongovernmental agency study found that 76% of trafficked children sent to Thailand came from families
who owned land, 93% owned their own house and
had no debt on the land or house, and 47% stated
that their mother was the facilitator. Young
Cambodian girls who are virgins are also highly sought
after by traffickers, as clients will see them as being free
from HIV or STDs. They are also thought to convey
increased vigor to their male clients, an animist belief
common throughout eastern Asia. Reports state that
they are bought for a “week of use” and confined to
a hotel or guesthouse room for the duration.
Landmines
Other residual effects from the conflicts include the
remaining land mines and unexploded military ordinance that many of the different warring groups (US,
Vietnamese, Royal Cambodian, Thai, Khmer Rouge,
and other military forces) in Cambodia left behind.
Cambodia is one of the most heavily mined areas in
the world. In 2009, more than 10 years after the last of
the Khmer Rouge surrendered, the Cambodian Mine
Action Centre found and destroyed 19,511 mines and
133,164 artillery shells and bombs. It is estimated that
two to four million mines remain. Cambodia has one
amputee for every 290 people, one of the highest ratios
in the world. This is especially tragic considering the
youthful demographic of the population. UNICEF estimates that children account for half of landmine casualties in Cambodia. Many of these victims will not have
access to modern prosthetics and will be at a severe
disadvantage for work in a crowded labor market.
They also have no access to physical medicine and
rehabilitation specialists that amputees in developed
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countries would normally see. These victims also have
unmet mental health needs and commonly express
symptoms of PTSD and chronic depression.
Refugees
From 1975 to 1993, over 500,000 Cambodians fled into
Thailand and another 100,000 entered Vietnam. At
least 300,000 of those Cambodians permanently fled
the region with more than 179,000 ending up in the
USA, 50,000 in France, and 45,000 in Australia. Most of
the refugees left Cambodia after the genocide because
the Khmer Rouge would generally not allow the population to leave Cambodia. For instance, only 300 Cambodians arrived in the USA in 1977. After the fall of the
Khmer Rouge from power in 1979 and as the Vietnamese came into Cambodia, a large amount of the Cambodian population made their way westward. In 1979,
6,000 Cambodian refugees entered the USA. A year
later, 16,000 more refugees followed. The year 1981
saw the largest number of Cambodian refugees enter
the USA, 27,100.
The Cambodian refugees who fled to Thailand
overwhelmed resources at the border. In 1979, an international response led to the opening of several refugee
camps within Thailand for some 160,000 refugees;
another 350,000 lived in Thailand outside of the
camps. Several hundred thousand returned to Cambodia after the arrival of United Nations Peacekeepers in
the 1990s.
Gangs
Cambodian refugees resettled in the developing world
have been associated with limited assimilation to their
adopted culture and a higher rate of gang activity. This
is thought to come from a series of factors: poor skills
base on arrival, difficulty learning a language, familiarity with weapons, a higher rate of untreated mental
illness and desensitization to violence, lack of parental
guidance and role models, and settling in low-income/
high-crime neighborhoods where some communities
may have the need to band together to protect themselves. In Los Angeles 46% of Cambodians were found
to be living below the poverty line as opposed to 27% of
Vietnamese. Cambodians who have had negative experiences with the Khmer Rouge and then in refugee
camps before arriving in the USA often show a fear of
and distrust towards authority. This may make them
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less prone to cooperation and more likely to turn
within their own community for support and perceived
protection.
In the USA, gang-associated violence or misdemeanor crimes of suspected gang members can be
a cause for deportation if immigrants have not achieved
US citizenship, which many Cambodian immigrants in
the USA have not. This had not been an issue in the
past, as prior to 2001 there was not a treaty regulating
deportation. The number of deportees is rising with
several thousand pending return to Cambodia, despite
the fact that many speak Khmer poorly or are not
acclimatized to life in Cambodia. This is of concern to
health care workers who treat suspected gang members
or drug abusers who may be at risk for deportation.
Health Care in Cambodia
In addition to problems arising from the Khmer Rouge
genocide and displacement, Cambodia faces problems
that similar developing nations have to contend with,
such as corruption, infectious diseases, poverty, and
a significant lack of basic infrastructure. In developing
countries, local economics determine illness exposure,
and Cambodia is not an exception. Seventy-five percent of the country is engaged in agriculture and 35%
of the population lives below a very marginal poverty
line. Stability is beginning to pay off, however, the
government-funded public health system is reportedly
ineffectual, with up to 100% of the funds and equipment lost to corruption and diverted to private clinics –
NGOs are stepping in to provide networks of clinic and
birthing services.
Cultural Issues
Cambodian men are the traditional heads of household, but women have always had a role as “purse
keepers” and masters of the household budget in Cambodia. After the genocide and years of war, in many
households divorced, widowed, or separated women
are accepted as the head. Age has traditionally been
very important in Cambodian culture. Extended families often look to an older parent or grandparent for
adjudication or structure and for Cambodian refugees;
this can be stressful as the younger generation may be
more likely to adapt to local customs. Younger members of refugee families may be expected to act as
caregivers, translators, and transportation assistants
for older family members requiring medical care. This
can set up situations where health care is neglected, as
older members feel they do not want to intrude or
cannot ask younger members to help them access care.
Respect for the elderly is essential in a Cambodian
family setting, and the oldest members should be
greeted first and last in a family meeting. Communication can be very frustrating for Western-trained health
care workers as it is unusual for older Cambodians to
respond negatively or say “no.” Synonyms for no may
be a lack of response to the question, statements such as
“it’s ok” or “no problem,” or even an unconvincing
“yes.” It is generally of little value to press directly for
answers.
Emotion, including anger, frustration, or loud,
cheerful, or overly familiar behavior, is often out of
place and Cambodians, like Thai, prize equanimity in
the face of distress and confrontation. Translators may
have difficulty conveying tone or Western concepts in
psychological or psychiatric assessment. It is important
that health care providers address these challenges in
communication; using a translator that is incompatible
for gender, age, or other reasons will lead to false or
limited information.
Children
Cambodians see compliments or unnecessary attention
to children as bad luck. Cambodian society also sees
corporal punishment as a common and acceptable
method of feedback. Cambodians in Western society
may be distressed at the lack of restraint and structure
that schools provide and sometimes blame this for the
high rate of gang involvement described above. Childhood immunizations are generally accepted.
Physical Touching
Greeting is by the Sampeah gesture, pressing the hands
together and bowing the head. The bottom of the foot
is considered unclean and should never be pointed at
a Cambodian. Touching of the head is thought to
impact the soul, and should be done only after
obtaining permission during a physical examination.
Names and Language
The Khmer language places the family name ahead of
a given name and both are used in many cases to show
respect within a family and by strangers. Women
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usually keep their father’s surname after marriage.
Names of Cambodians in Western Arabic spelling are
usually adaptations that were taken on arrival at refugee centers in Thailand or on arrival to their adopted
country. Different family members may have slightly
different spellings if they arrived separately. The Khmer
language is not always as precise as Western languages
in terms of medical symptoms. For instance, “Krun” is
commonly translated as fever, but may actually refer to
malaise, “hot and cold,” or flushing. However, “Krun
jang” usually refers to high fevers and rigors and is
associated with malaria.
Traditional Medicine Practices
Although Cambodians are primarily Buddhist, there is
an extensive range of animist and Chinese influences.
Cupping, acupressure, acupuncture, massage, and traditional medications such as bark or animal products
may be used for a variety of ailments. It is not uncommon to mix traditional therapies with alcohol. Spiritual
practices are wide and varied; tattoos may be used for
protection, amulets may be thought to convey healing
powers or protection, and “Yuan,” inscriptions over
windows or doors, may be used for protection against
spirits.
Cambodians may use a combination of traditional,
spiritual, and complementary medicine practices and see
no sense of exclusivity about them. It is common that
they associate medications with symptoms of distress
and stop the medications when the symptoms alleviate.
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survey conducted on the mental health of Southeast
Asian refugees, 84% of Cambodian households had at
least one member under a physician’s care in comparison to 45% of Vietnamese households. This is thought
to reflect psychiatric as well as psychosomatic issues
from past traumatic experiences.
A number of case reports discuss specific PTSD
symptoms surrounding episodes of cannibalism that
were witnessed or experienced by child and adult survivors of the Khmer Rouge and the famine that resulted.
Culture-Bound Syndromes
“Koucharang,” or “thinking too much illness,” is associated with past trauma and symptoms of headaches,
behavioral changes, and other somatic complaints.
“Khyol,” or “wind illness,” may also refer to dizziness and fever, but commonly describes a disturbance
of balance that can be due to a variety of illnesses.
“Sore neck syndrome” may entail headaches, blurry
vision, tinnitus, dizziness, and palpitations/shortness
of breath. This is thought to be a manifestation of
panic disorder.
Pregnancy and Childbirth
Traditionally childbirth was at home, but among refugees and in Cambodia this is switching to hospitalbased midwives or birth attendants (chmop). There is
often a strong preference for female attendants. Delivery is thought to leave women susceptible to cold.
Cambodian women are anecdotally noted to be stoic
during childbirth.
Mental Health
A report in the Journal of the American Medical Association stated that 62% of Cambodian refugees who came
to America to escape the Khmer Rouge are suffering
from posttraumatic stress disorder. Another 51% suffer
from severe depression.
Mental illness in the Cambodian community is
often only addressed indirectly and reluctantly. Animist
influences suggest it is due to spirit possession and
Buddhist influences suggest a role for bad karma from
previous acts and shame, both leading to stigma within
the community. Initial presentations for mental distress
will often be to local Buddhist religious figures and
traditional medicine practitioners. Only if these are
unsuccessful will an attempt generally be made to
engage Western practitioners. In a 1985 California
Infections
Cambodia is noted to have a very high burden of
tuberculosis (TB) with 64% of the population infected
and an average annual death rate from TB of 13,000
people. Cambodian refugees are at even higher risk of
infection due to crowded conditions in some camps.
Multidrug resistance is known within Cambodia and
some refugees may have been partially treated due to
being moved between camps in Thailand. Infections
remain the leading cause of death and disability in
Cambodia according to the World Health Organization.
The current HIV prevalence rate is estimated at
0.8% as of 2007. However 40–50% of the prostitutes
in Cambodia are thought to be HIV positive, and
Cambodian emigrants thought to have practiced
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prostitution should be tested for a range of sexually
transmitted diseases including HIV, syphilis, gonorrhea, and chlamydia. Other infections seen in refugees
and Cambodian immigrants include: amebiasis,
angiostrongyliasis, anthrax, capillariasis, chikungunya,
cholera, cryptococcosis, cryptosporidiosis, cysticercosis, dengue, Japanese encephalitis, filariasis,
gnathostomiasis, helminthiasis, hepatitis B (15% of
the population in some studies), leishmaniasis, leprosy,
leptospirosis, malaria, melioidosis, mycetoma, strongyloidiasis, trenatodes, tropical sprue, typhus, and yaws.
Cambodians are at also at a distinct risk for oral
cancer associated with betel leaf exposure that is commonly chewed and kept like loose tobacco as a quid at
the gum.
Cambodian Mine Action Centre. Global summary progress report.
Retrieved March 11, 2010, from http://www.cmac.gov.kh/page.
php?key=progress_summary_report
Gender and Development for Cambodia NGO. (2010). Paupers and
princelings: Youth attitudes toward gangs, violence, rape, drugs and
theft. Retrieved March 11, 2010, from http://cambodia.ahrchk.
net/mainfile.php/news200304/595
United Nations Inter-Agency Project on Human Trafficking. Global
summary progress report. Retrieved March 11, 2010, from http://
www.no-trafficking.org/cambodia.html
United States Department of State. (2009, June 16). Trafficking in
persons report 2009 – Cambodia. Retrieved March 9, 2010, from
http://www.unhcr.org/refworld/docid/4a4214c82d.html
University of Washington. (2010). EthnoMed. Retrieved March 11,
2010, from http://ethnomed.org/clinical/culture-bound-syndromes/
ethnographic-study-among-seattle-cambodians
Yale University. (2010). Cambodian genocide program. Retrieved
March 11, 2010, from http://www.yale.edu/cgp/cgpintro.html
Related Topics
▶ Alternative and complementary medicine
▶ Betel nut
▶ Explanatory model of illness
▶ Health beliefs
▶ Posttraumatic stress disorder
▶ Refugee
▶ Refugee camp
▶ Refugee health and screening
▶ Refugee resettlement
▶ Refugee youth
▶ Trafficking
▶ Trauma
▶ Trauma exposure
Suggested Readings
Dugger, C. (2006, January 8). Cambodia tries nonprofit path to
health care. New York Times.
Hinton, D. E., Um, K., & Ba, P. (2001). A unique panic-disorder
presentation among Khmer refugees: The sore-neck syndrome.
Culture, Medicine and Psychiatry, 25, 297–316.
Kemp, C., & Rasbridge, L. A. (2005). Refugee and immigrant health:
A handbook for health professionals (pp. 101–109). Cambridge:
Cambridge University Press.
Marshall, G. N., et al. (2005). Mental health of Cambodian refugees
2 decades after resettlement in the United States. Journal of
American Medical Association, 294, 571–579.
Suggested Resources
Belser, P., et al. (2010). Forced labor and human trafficking: Estimating
the profits. Retrieved March 3, 2010, from Cornell University/
International Labor Organization http://digitalcommons.ilr.
cornell.edu/forcedlabor/17/
Canada
AMY N. SHARPTON
Department of Veterans Affairs, Louis Stokes DVA
Medical Center Cleveland, Brecksville, OH, USA
History
Canada’s history spans thousands of years – from the
Paleo-Indians to the present day. Aboriginal people
inhabited Canada for millennia, evolving trade networks, distinct spiritual beliefs, and social hierarchies.
Long since faded before the arrival of the first Europeans,
some of these civilizations were discovered through
archaeological investigations. Through the years, various
treaties and laws have been enacted between European
settlers and the Aboriginal populations.
In the late fifteenth century, French and British
explorers settled along Canada’s Atlantic coast. After
the Seven Years’ War, in 1763, France ceded to Britain
nearly all of its North American colonies. Shortly thereafter, Canada was formed as a federal dominion of four
provinces. This marks the beginning of a rapid accumulation of provinces and territories and of increasing
autonomy from the British Empire. Complete autonomy came with the Statute of Westminster of 1931 and
was finalized in the Canada Act of 1982 – which severed
all remnants of legal dependence on Britain’s
parliament.
Canada
Over the centuries, aspects of Aboriginal, French,
British, and more recent immigrant customs have
melded to form a rich Canadian culture. Canada has
been influenced greatly by the United States; the two
countries are similar in terms of geography, linguistics,
and economics. Post–World War II, Canada has been
committed to a policy that espouses socioeconomic
development domestically and multilateralism abroad,
contending that broad goals – such as nuclear disarmament – are best addressed with the cooperative assistance of many nations.
Today, Canada is comprised of ten provinces
and three territories and is governed as both
a parliamentary democracy and a constitutional monarchy with Queen Elizabeth II as its head of state.
Geography
Canada’s national motto is “from sea to sea,” as it
includes most of the northern portion of North America, occupying 41% of the continent. In terms of total
area, Canada is second only to Russia. Its territory
spans an immense distance, from the Pacific Ocean to
the west, the Atlantic Ocean to the east, the Arctic
Ocean to the north, and the contiguous United States
to the south. The country covers 9,984,670 km2, with
a land mass of 9,093,507 km2. The northernmost settlement in the world is found in Canada, at the Canadian Forces Station (CFS) Alert. It is positioned on the
northern tip of Ellesmere Island, just north of Alert,
Nunavut – a mere 834 km from the North Pole.
Culture
Historically, Canadian culture was influenced heavily
by European traditions, in particular those of Great
Britain and France. Over time, aspects of the cultures
of Canada’s Aboriginal peoples and immigrant
populations have become part of the fabric of the
broader Canadian culture. The Aboriginal peoples
include members of the First Nations, a term of ethnicity that refers to those whose ancestry is characterized
as belonging to the indigenous peoples of the Americas.
Canada’s Aboriginal peoples are neither Inuit (Arcticsituated) nor Métis (mixed European-First Nations
ancestry). Today, there are more than 630 recognized
First Nations governments or bands spread across Canada; approximately 50% of its nearly 700,000 peoples
are located in Ontario and British Columbia.
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The Canadian government has influenced the culture in specific ways, one of which is through the use of
Crown Corporations, Canada’s various governmentsponsored programs, laws, and institutions that promote and affect the culture through media endeavors
such as the Canadian Broadcasting Corporation and
the National Film Board of Canada. The government
promotes numerous events that support Canadian traditions. Also, the government has tried to shape the
culture going forward by regulating various media by
setting and enforcing legal minimums on Canadian
content. They accomplish this through the efforts of
oversight bodies such as the Canadian Radio-television
and Telecommunications Commission (CRTC). The
CRTC is responsible for the regulation of all Canadian
broadcasting and telecommunications activities. The
best-known of these regulations is known collectively
as the Canadian content rules. Canadian content, or
CanCon, refers to the requirements that radio and
television broadcasters must broadcast a certain percentage of content that was contributed to by persons
from Canada. The rules apply to specialty channels as
well, and they extend to the nature of the content itself.
The CanCon rules are controversial, with one side
contending that they preserve the legacy of a rich heritage that is uniquely Canadian, and the other
contending that the rules are undemocratic and allow
for the trampling of individual consumers’ rights.
As Canada’s territory was developed later than
other European colonies in the Americas, symbols of
pioneers, trappers, and traders were important in the
early development of Canadian culture. Francophone
is used to describe a natively French-speaking person,
whether referring to individuals, groups, or places. The
term refers specifically to people whose cultural background is associated primarily with the French language, regardless of ethnic and geographical
differences. The Francophone culture beyond Europe
is the legacy of the French colonial empire and the
Belgian colonial empire.
The British conquest of Canada in 1759 brought
a large Francophone population under British rule, and
the migration of Loyalists from the 13 Colonies
brought in British and American influences, thus creating the demand for compromise and accommodation. Comparatively, Canada’s initial interactions with
First Nations and Inuit populations were relatively
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peaceful as compared to the United States’ initial interactions with its native peoples. Combined with an
economic structure that developed later than other
European interests, this served to allow the native people of Canada to have a significant influence on the
national culture while simultaneously preserving their
own unique identity.
Multiculturalism thrives in Canada and is manifest in various regional, aboriginal, and ethnic
subcultures – such as the French Canadian of Quebec
and the Celtic influences in Nova Scotia and
Newfoundland. The Quebec Act of 1774 was an act
of the Parliament of Great Britain; it outlined procedures for governance in the Province of Quebec. Key
among the Act’s components was the restoration of the
use of French civil law for private matters, while the
English law was preserved for common law, including
criminal prosecution. The Act is viewed as critical to
French Canada’s early history.
Canada’s multicultural heritage is protected Section 27 of the Canadian Charter of Rights and Freedoms, a bill of rights entrenched in the Constitution of
Canada. In this section is written that interpretation
should be consistent with the preservation of the multicultural heritage of Canadians. In many of the major
cities, Montreal, Vancouver, and Toronto, multiculturalism is robust and part of the cultural norm, with
diversity uniting the community.
Political System
The Canadian government is unusual in that it borrows
from both the British and American models of government; it is both a federal system of parliamentary
government with strong democratic traditions and
a parliamentary democracy. At the signing of the Constitution Act, 1867, governance was established as
a constitutional monarchy, wherein the Canadian
Crown acts as the core of Canada’s Westminster-style
parliamentary democracy. In a constitutional monarchy, a monarch (an individual who rules for life) acts as
head of state (the official leader of a nation) within the
guidelines of a constitution, which can be written,
unwritten, or blended. A constitutional monarchy
differs from an absolute monarchy in that an absolute
monarch is not legally bound by a constitution of
any form and serves as the only source of political
power.
The Crown is likened to a corporation, with the
monarch at the center and the power of the whole
shared by multiple institutions of government that act
under the sovereign’s authority. In this way, the Crown
is the foundation of Canada’s executive, legislative, and
judicial branches. Aspects of governance are detailed in
the Constitution of Canada. Notably, included in the
document are items that have been developed over
hundreds of years such as written statutes, court rulings, and conventions.
The head of Canada’s executive branch is the king
or queen of the United Kingdom, entrusted with powers over the legislative and judicial branches. Historically, this position is honorary rather than enforced,
though should they decide, the monarch could assert
considerable power over Canada. As they are geographically quite far apart, the monarch appoints a Canadian
governor-general to oversee the executive powers.
Although the executive branch typically bows to the
will of parliament and the constitution, it does so by
tradition rather than law.
Economy
Canada, one of the world’s wealthiest nations, has the
ninth largest economy worldwide and is a member of
the Organization for Economic Co-operation and
Development and Group of Eight. Canada resembles
the USA in its market-oriented economic system and
production pattern. As of November 2010, Canada was
still recovering from the recent global financial crises;
its national unemployment rate was 7.6%, with a range
of 5.0% in Saskatchewan to 13.8% in Newfoundland
and Labrador. In 2008, Canada had 69 companies on
Forbes’s list of the 2,000 largest companies in the world.
As of 2008, Canada’s total government debt burden was
the lowest in the G8.
Canada has considerable natural resources, for
example, the fishing industry (British Columbia) and
the oil and gas industry (Alberta, Saskatchewan, Newfoundland, and Labrador). Northern Ontario holds
numerous mines, and historically the fishing industry
has been of chief importance to the Atlantic Provinces.
Mineral resources include coal, copper, iron ore, and
gold. The Canadian economy relies heavily on the
international trade of its natural resources. In 2009,
agricultural, energy, forestry, and mining exports
accounted for nearly 60% of its total exports, while
Canada
machinery, equipment, automotive products, and
other manufactures comprised 38% of exports. The
United States is Canada’s largest trading partner,
accounting roughly for 73% of exports and 63% of
imports.
Healthcare
Healthcare is delivered through a publicly funded system that is, for the most part free at the point of use,
with most services provided by private entities. The
system is guided by the Canada Health Act (CHA) of
1984. The CHA contains the stipulations with which
the provincial and territorial health insurance programs must conform to receive federal payments.
Criteria include universal coverage without copayments for all “insured persons” for all “medically
necessary” hospital and physician services.
The government establishes quality controls
through federal standards; however, it is not involved
in day-to-day care. Providers are responsible for handling insurance claims against the provincial insurer;
the patient is not involved in the claims process. Private
insurance is involved minimally in the overall health
care system. Although costs are paid primarily through
funding from income taxes, three provinces impose an
additional monthly premium.
Pharmaceutical medications for the elderly or indigent are covered by public funds or through employment-based private insurance. To control costs, drug
prices are negotiated between the federal government
and suppliers. If a patient wishes to see a specialist or is
counseled to see a specialist, a referral can be made by
the family physician. Emphasis is placed on preventive
care; annual checkups are encouraged.
Canada’s Immigration Policy and
Trends
Relative to its current population, Canada accepts more
than twice as many legal immigrants than the United
States. Boasting the world’s second largest land mass,
Canada has had a longstanding immigrant-friendly
migration policy. In the 1960s, two key developments
had far-reaching effects on the country’s policy: the
establishment of a point system that favors the highly
skilled and the abolishment of provisions that allowed
for the screening out of non-Whites. These events
provided the possibility of admission to minorities
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who had been shut out previously. A large wave of
immigrants quickly followed, with Chinese, Indians,
and Filipinos arriving in the greatest numbers.
With the second largest land mass worldwide and
a population only one-ninth that of the USA, Canada
has tremendous growth potential. The point system has
served to influence positively public perception of
immigration. It promotes the theme that Canada is
receiving immigrants that it needs, immigrants that
are vital to its growth and economy. Other factors
that support immigration include: children of immigrants typically do well academically and socially;
Canada’s economic downturn has been fairly mild in
comparison to other developed countries; and the virtual absence of illegal immigration has removed
a dominant source of the conflict that surrounds immigration in other countries such as the United States.
Multiculturalism is pervasive throughout Canada,
permeating a political culture that is accommodating
and attractive to immigrants. While intense debates
over immigration are seen in many developed nations,
from Australia to Sweden to the USA, Canada is nearly
devoid of such anti-immigration sentiment. In fact, few
nations accept more immigrants per capita. Recently,
the Canadian province of Manitoba petitioned and
won the right to bring greater numbers of foreigners
in. As they select ethnic and occupational groups
judged most likely to stay, currently approximately
600 immigrants each month arrive in and around the
province.
Related Topics
▶ Health care
▶ Multiculturalism
Suggested Readings
Morton, D. (2006). A short history of Canada (6th ed.). Toronto:
McClelland & Stewart.
O’Neill, J. E., & O’Neill, D. M. (2007). Health status, health care and
inequality: Canada vs. the US. Forum for Health Economics &
Policy, 10(1), 1–43.
Suggested Resources
For information on the Canadian Broadcasting Corporation. http://
www.cbc.ca/
For information on the governance of Canada. http://canada.gc.ca/
home.html
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Cancer
Cancer
ELLEN SCHLEICHER PLISKA
Family and Community Health, Association of State
and Territorial Health Officials (ASTHO),
Arlington, VA, USA
Cancer Prevalence
In 2007, there were over 12 million new cancer cases
worldwide, with 5.4 million diagnosed in developed
countries and 6.7 million diagnosed in developing
countries. Globally, there were approximately 20,000
cancer deaths per day. Of the 7.6 million deaths per
year, 2.9 and 4.7 million occurred in developed and
developing countries, respectively. In developed countries, the three most common cancers among men were
prostate, lung, and colorectal, and among women are
breast, colorectal, and lung. In developing countries,
the three most common cancers among men were lung,
stomach, and liver, and among women were breast,
cervix, and stomach.
There are regional differences in cancer types
depending on the availability and quality of prevention
and treatment services, prevalence of risk factors, age of
population, and reporting mechanisms. Rates of specific cancers in regions are crucial as the incidence of
cancer for new immigrants closely mirrors their home
country’s rates. Cervical cancer is the most common
cancer of Eastern and Southern Africa, Central America, and South Central Asia. Breast cancer is the most
common cancer in Northern and Western Africa,
South America, Western Asia, and Northern and Western Europe. Prostate cancer is the most common cancer
in the Caribbean and North America. Lung cancer is
the most common cancer in Southeast Asia, Eastern
and Southern Europe, and Micronesia. The remaining
regions of the world have the following most common
cancers: Kaposi sarcoma (Middle Africa), stomach
(Eastern Asia), colon and rectum (Australia/New
Zealand), and oral cavity (Melanesia).
Cancer Incidence and the Healthy
Migrant Effect
Data from the US National Institutes of Health’s Surveillance Epidemiology and End Results (SEER),
a dataset of regional cancer registries in the USA and
other countries, found that cancer rates from new
immigrants to the USA were the same as rates from
their native country. Latino immigrants to the USA
suffer from relatively rare cancers in their new country
but have lower rates of common cancers. However, the
immigrants’ future generations experience similar cancers and cancer rates as the host country. In their move
to Western countries, within a generation immigrants
from Africa and Asia have the same cancer rates as that
of their host country, even when rates in their country
of origin are low. Also called the healthy migrant effect,
new immigrants often are healthier and less likely to die
from cancer. Assimilation to the new country’s pollution levels, diet, smoking, and other behaviors over
time changes one’s susceptibility to cancer over the
life span.
Disparities
Tobacco Use and Cancer
Tobacco use is one of the greatest risk factors for cancer.
Differences in tobacco use between developed and
developing countries are great: adults in developing
countries use tobacco nearly 1.5 times greater than
developed countries. However, there is a large variation
among regions and countries and frequency of use.
While Asian-Americans have the lowest smoking rates
in the USA, Asian immigrant groups have the highest
smoking rates of all US residents, ranging from 34% to
43% for Asian immigrants versus 10.4% for US-born
Asians.
Smoking cessation programs are unevenly accessed
by immigrant populations, despite their desire to quit.
Latino smokers in the USA are half as likely to have ever
used nicotine replacement therapy compared to
Whites. Barriers to accessing these programs include
lack of insurance, lack of awareness of the benefits of
a cessation method, and receiving no information on
how to quit from a physician.
Diet and Colorectal Cancer
Colon and rectal cancer (CRC) is the fourth and third
most common cancer worldwide for men and women,
respectively. However, CRC incidence is markedly
higher among developed countries (third and second
most common) than developing countries (fifth most
Cancer
common for men and women). Immigrants from
countries with lower CRC rates continue to have
lower rates after they migrated to a high CRC country.
However, the immigrant’s offspring experiences similar
to or higher than the country’s nonimmigrant
populations.
Changes in CRC rates over the generations point to
dietary changes. CRC risk factors include a diet high in
animal fats and low in fiber, fruits, and vegetables.
Other risk factors include alcohol use, obesity, physical
inactivity, and smoking. Acculturation to a new
country’s diet, such as Asian and South Asian immigrants’ children in the USA, increases their CRC risk.
Preventive Care
Unfamiliarity with prevention and early detection of
cancer prevents many immigrants from being screened.
Without symptoms, many foreign-born populations
feel they do not need to visit a physician. When
a doctor does not recommend regular examinations,
cancer screening is often viewed as pointless. In studies
on cervical cancer, foreign-born women said that
women only go to the gynecologist when they had
pain, unexplained bleeding, or were pregnant.
Viruses cause approximately 18% of cancers globally, with a larger percentage (26%) affecting developing
nations than in developed countries (8%). Cancers such
as cervical, liver, and stomach cancers and Burkitt’s
lymphoma are all caused by viruses. Vaccines for the
human papillomavirus (HPV), the virus that causes
cervical cancer, and hepatitis B and C, the viruses that
cause liver cancer, are available but are often expensive
and difficult to find in developing countries. Immigrants without these vaccines may migrate to a new
country already infected with the virus or have no
knowledge of a vaccine that can protect them.
Barriers to Care
Cultural Beliefs and Cervical and
Breast Cancer
Cultural beliefs play a large role in cervical and breast
cancer screening. Women from many cultures believe
cervical cancer is caused by sexual activity and lack of
hygiene and not the human papillomavirus (HPV).
Latina immigrants are most likely to associate cervical
cancer with lack of genital cleanliness after sex. Other
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thought causes of the cancer include sex during menstruation, sex at an early age, rape, and general poor
hygiene. Mexican- and Salvadorian-born women
report physical trauma to the breast, from accidental
bumps to falling on something sharp to rough
breastfeeding, can cause breast cancer.
Breast and cervical cancer is also associated with
karma or fate. In these cases, foreign-born women feel
that those with cervical cancer are being punished for
improper behavior. Younger Asian and Pacific Islander
immigrants associate cervical cancer with promiscuity.
Women from Southeast Asia and Cambodia linked
cervical cancer to karma and were less likely to be
screened. Foreign-born Latinas are more likely than
native-born Latinas to feel that God gives people breast
cancer for leading bad lives. Many cultures feel that
following behavioral standards and norms will keep
the body healthy. Foreign-born physicians may also
hold these views and not recommend Pap smears and
breast exams for younger, unmarried patients.
Foreign-born women with fatalistic attitudes associated with breast and cervical cancer are less likely to
be screened for breast and cervical cancer. Latina immigrants are more likely to believe that having cancer is
a death sentence. Holding fatalistic views make immigrants less likely to seek preventive care. Screening is
seen as pointless if cancer is unavoidable.
Acculturation
The length of time immigrants spend in their host
country affects the probability they will be screened
for cancer. For all cancer screening, naturalized citizens
are more likely to be screened for cancer than noncitizens of the same nationality. Women residing in the
USA less than 10 years were up to 20% less likely to
receive cervical cancer screening than women residing
longer. Latina women who spoke mostly Spanish are
the least likely immigrant group in the USA to have had
a Pap smear in the last 3 years. The more acculturated
an individual is, the more likely they will be screened
for cancer.
Language and Health Literacy
Speaking the host country’s dominant language and
being able to understand health information and services greatly affect access to care. Studies show that
language barriers with a health care provider lower
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Cancer
patient satisfaction and increase feelings that his or her
questions and concerns were not addressed. Women
who do not speak the host country’s native language
are less likely to receive breast and cervical cancer
screening according to guidelines. While hiring interpreters decreases language barriers, the delays caused in
scheduling and recruiting can lead to stress for both the
patient and the provider.
Likewise, while patient education materials are
often written in multiple languages, they are seldom
written at or below a sixth-grade reading level. Knowledge of cancer screening guidelines is a strong predictor
of being screened for cancer among all immigrant
groups. Korean immigrants were three times more
likely to have regular Pap regular screenings if they
knew the recommended Pap smear guidelines. Both
language and lack of health literacy are a major obstacle
to education on cancer risks, prevention practices, and
the benefits of screening.
Geography
Physical location can determine the likelihood of
receiving cancer-related services. Immigrants living in
urban locations, while commonly more equipped with
cancer screening facilities, often face barriers with
transportation and parking costs and availability and
scheduling of services. Neighborhood safety of affordable services may be a factor in obtaining screening and
treatment.
Immigrants living in rural areas face a different set of
obstacles. In remote areas of many countries, health
services may be few and far between, requiring the
patient to travel hours for appropriate services. Lack of
public health infrastructure in these areas puts the burden on the individual to find cancer-related information.
In large countries, like the USA, there may also be
regional differences in cancer care. Mexican women
were found to have different cancer screening rates
across different states within the USA. With each state
governing their own public health infrastructure and
differing access to local resources, a country may have
varying resources and barriers to care for immigrants.
Insurance Access
Access to health care insurance in countries like the
USA is vital to accessing a continuous source of care.
Compared to the native-born, immigrants are more
likely to be uninsured and less likely to have been
treated by a physician in the last year. While the
uninsured rate for US-born citizens is 13.4%, naturalized
citizens, foreign-born individuals, and noncitizens were
uninsured at 17.9%, 33.6%, and 43.6%, respectively. The
uninsured are less likely to have had routine examinations, including cancer screening tests. Uninsured
patients, in general, are more likely to be diagnosed
with late-stage cancer than those with insurance.
Private insurance is often expensive, the number
one reason for being uninsured. Immigrants are less
likely to have employer-based insurance and insurance
coverage through a spouse. While legislation like
the US Patient Protection and Affordable Care Act,
enacted in 2010, provides assistance for citizens and
legal immigrants to purchase health insurance through
an employer or a health insurance exchange, it does
not provide assistance to undocumented immigrants.
Private health insurance also commonly requires a
co-pay, which is often cost prohibitive to low-income
immigrants.
In the USA, immigrants’ access to federal programs
is dependent on their immigrant status and income.
Legal permanent residents (LPRs) – immigrants legally
granted the privilege of residing permanently in the
USA – with 40 work quarters (10 years of work) are
eligible for Medicaid, a health program for low-income
families. Noncitizen nationals (people born in American Samoa or Swain’s Island), members (born outside
the USA) of Indian tribes, and members of Hmong or
Highland Laotian tribes that helped the US military
during the Vietnam era who are legally living in the
USA, their spouses or surviving spouses, and dependent children are eligible for Medicaid given they meet
other income requirements. Asylees, refugees granted
asylum, Cuban or Haitian entrants, Amerasian immigrants, and LPRs with a military connection are eligible
for Medicaid benefits without a waiting period.
The State Children’s Health Insurance Program
(SCHIP), a health insurance program for low-income
children, gives access to children of LPRs after the first 5
years of residency. Some states opt to use state money
to cover children of LPRs during the waiting period.
Refugee children are eligible for SCHIP during the first
7 years of their residency.
The majority of immigrants in the USA do not
qualify for Medicaid; these populations have minimal
Cancer
options for cancer care. The Emergency Medicaid
Treatment and Active Labor Act (EMTALA) requires
hospitals and medical facilities to provide emergency
care to individuals regardless of citizenship status,
legal status, or their ability to pay. Emergency Medicaid
does not cover patient’s needs after treatment, including follow-up appointments, long-term medication,
and follow-up tests. Community health centers are
required to give care to everyone regardless of their
ability to pay. While neither EMTALA nor community
health centers are required to collect citizenship status,
undocumented immigrants are less likely to seek care if
they think they may be asked for documentation.
Continuity of Care
Uninsured patients are significantly less likely to have
a continuous source of care. The uninsured are more
likely to visit community health centers, urgent care
centers, and emergency rooms – facilities that are not
equipped to handle long-term diseases like cancer.
Having a continuous source of care, no matter the
type of doctor, increases a patient’s access to preventive
health care. Korean and Filipino women with a prior
preventive health exam were three and five times more
likely to have been screened for breast and cervical
cancer than women without a checkup. Similarly,
women seeing a doctor for their current pregnancy
were nearly 250% more likely to have ever had a Pap
smear and over 775% more likely to have had one
within the last 3 years. Immigrants without a regular
source of care are more likely to rely on emergency
rooms when their condition becomes unbearable and
commonly miss routine cancer screenings that could
find cancer at a more treatable stage.
Low Socioeconomic Status
Immigrants’ socioeconomic status – an intersection of
income, education, and occupation – heavily affects
their ability to access cancer screening and treatment.
Co-pays associated with health insurance, designed to
prevent overuse of services, can be a deterrent to care.
Even when health care is free, there are other costs that
may make screening prohibitive. Cambodian immigrants in the USA reported that lack of affordable
transportation to services was one of the biggest reasons for not receiving cancer screening.
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Immigrants tend to work in the lowest paying jobs
without the option to take time off for doctor appointments. Rates of cervical cancer incidence increase with
lower socioeconomic status across all ethnic groups.
Being poor is one of the biggest predictors of a latestage cancer diagnosis. Often, immigrants must choose
between health care and other necessities, such as food
or heat, or between getting care and losing their job.
Regardless of country of origin or ethnicity, people
with low socioeconomic backgrounds have worse cancer outcomes.
Related Topics
▶ Acculturation
▶ Cancer health disparities
▶ Cancer mortality
▶ Health barriers
▶ Health beliefs
▶ Health literacy
▶ Healthy immigrant
▶ Immigration status
▶ Language barriers
▶ Public health
▶ Public health insurance
▶ Smoking
▶ Tobacco
▶ Tobacco use
▶ Undocumented
Suggested Readings
Aday, L. A. (2001). At risk in America: The health and health care needs
of vulnerable populations in the United States. San Francisco:
Jossey-Bass.
Aguirre-Molina, M., & Molina, C. W. (2003). Latina health in the
United States. San Francisco: Jossey-Bass.
Bigby, J. (2003). Cross-cultural medicine. Philadelphia: American
College of Physicians.
Epstein, P. (1998). Global migration: The health care implications
of immigration and population movements. Washington, DC:
American Nurses Association.
Gropper, R. (1996). Culture and the clinical encounter: An intercultural
sensitizer for the health professions. Boston: Intercultural Press.
Gulliford, M., & Morgan, M. (2005). International bibliography of the
social sciences: Sociology. London: Routledge.
Hahn, R., & Harris, K. (1999). Anthropology in public health. Oxford,
NY: Oxford University Press.
Institute of Medicine. (2003). Unequal treatment: Confronting racial
and ethnic disparities in health care. Washington, DC: National
Academies Press.
Koh, H. A. (2009). Toward the elimination of cancer disparities:
Clinical and public health perspectives. Dordrecht: Springer.
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Cancer Health Disparities
Kosoko-Lasaki, S., Cook, C. T., & O’Brien, R. L. (2009). Cultural
proficiency in addressing health disparities. Sudbury: Jones &
Bartlett.
LaVeist, T. A. (2002). Race, ethnicity, and health (1st ed.). San
Francisco: Jossey-Bass.
Schleicher, E. (2007). Immigrant women and cervical cancer prevention in the United States. Baltimore: Women’s and Children’s
Health Policy Center, Johns Hopkins Bloomberg School of Public Health.
Suggested Resources
American Cancer Society. (2007). Global cancer facts and figures.
Retrieved May 10, 2010, from http://www.cancer.org/downloads/STT/Global_Facts_and_Figures_2007_rev2.pdf
New York University School of Medicine. (2010). Immigrant cancer
portal project. Retrieved May 13, 2010, from http://www.med.
nyu.edu/cih/cancer/background.html
Surveillance Epidemiology and End Results (SEER). (2010). Cancer
incidence in U.S. immigrant populations. National Cancer Institute. Retrieved May 1, 2010, from: http://seer.cancer.gov/studies/
surveillance/study5.html
Cancer Health Disparities
CLAUDIA BAQUET1, SHIVONNE LAIRD2
1
Department of Medicine, University of Maryland
School of Medicine, Baltimore, MD, USA
2
Formerly of Office of Policy and Planning, University
of Maryland School of Medicine, Baltimore, MD, USA
Immigrants to the USA may have health-related protective and/or detrimental health behaviors, cultural
beliefs that contribute to their perception of health
and health care, their view of the disease called cancer,
or preexisting conditions. It should be noted, however,
that the new resources available in the USA, the resident culture of Americans and assimilated migrants,
and the immigrant experience itself may affect their
health outcomes and health-seeking behavior over
time. Thus, health outcomes found in donor countries
do not necessarily correspond to outcomes for
migrants to the USA.
Cancer is a group of diseases characterized by
abnormal cell growth and spread or metastasis. There
are over 100 different types of cancer. Cancer is the
second leading cause of death in the USA and accounts
for significant morbidity and mortality globally. The
National Cancer Institute (NCI) defines “cancer health
disparities” as “differences in the incidence, prevalence,
mortality, and burden of cancer and related adverse
health conditions that exist among specific population
groups in the United States.” Cancer survivorship disparities are included in this definition.
Health disparities are defined as “differences in the
incidence, prevalence, mortality, and burden of diseases and other adverse health conditions that exist
among specific population groups in the United
States.”A health disparity population is one in which
there are significant differences in the overall rate of
disease incidence, prevalence, morbidity, mortality, or
survival rates in the population as compared to the
health status of the general population.
Complex and interrelated factors contribute to the
observed disparities in cancer incidence and death
among racial, ethnic, and underserved groups including immigrants. Health behaviors, cultural factors and
language barriers, health care access, satisfaction with
health care, and risk/exposures from the “parent country” all have significant influences on cancer disparities.
When describing, monitoring, and addressing cancer
disparities for immigrants, it is critical to consider
worldwide cancer rates in the parent country as well
as US rates. Contributing factors include:
● Major risk/exposures including tobacco use, occu-
●
●
●
●
●
●
pational exposures, SES, alcohol intake, viral (EBV,
HBV, BCV, HPV)
Health care seeking and access to health care
Advanced stage at diagnosis
Culture, language, and beliefs
Participation in clinical trials
Discrimination in the health care delivery system
Biology
Immigrant Factors
Identification and understanding of factors unique to
immigrant communities are essential to address cancer
health disparities in such richly diverse communities.
● Migration factors and related differential risk/expo-
sures and generational issues: documented for
many immigrants including Japanese immigrants,
Latinos, and some African immigrants.
Cancer Health Disparities
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● Acculturation: Documented for Latino/Hispanic
● Hmong refugees from Vietnam, Laos, and Thailand
communities especially for dietary patterns and
nutritional consumption.
● Language and cultural influences: Related to access
to health care, health literacy, treatment regimen,
and medication compliance. It is also related to
gender factors for Latino and Asian females who
often prefer a female health care professional.
● Discrimination, satisfaction with health care, and
racial/ethnic concordance between patient and provider: Documented for Latino/Hispanic, Asian, and
African immigrants.
settled in California
Korean-Americans
Pacific Islanders and Alaska Natives
African and Asian men: cancer of the penis
Asians and esophageal cancer and stomach cancer
Migrant farm workers in California, many of whom
were recent Mexican immigrants:
– Lack of access to care, including screening programs and treatment was identified as
a contributor to cancer disparities for migrant
farm workers.
– Higher incidences of brain cancer and leukemia
were attributed to occupational exposures, particularly to pesticides.
Cancer incidence patterns among first-generation
immigrants are often nearly identical to those of their
native country. Through subsequent generations, these
patterns evolve to resemble those found in the USA
especially for hormone-related cancers, such as breast,
prostate, and ovarian cancer and neoplasms of the uterine corpus and cancers attributable to westernized diets,
such as colorectal malignancies. Longer residence in the
USA appears to lead to lower rates of cancers attributed
to Asian diets, such as stomach cancer associated with
the highly salted and nitrite-containing foods common
in Asia. Studies have documented the following:
● Known viral-related cancers include primary liver
cancer caused by hepatitis B and C.
● Helicobacter pylori related to stomach cancer
incidence.
● Cervical cancer caused by human papillomavirus
(HPV) has been documented as a worldwide cause
of elevated cervical cancer rates in Latin America,
Mexico, Africa, and parts of Asia.
● Environmental factors and cancer in immigrants:
nasopharyngeal cancer associated with exposure to
smoke from stoves used for cooking in the home
and salivary cancer associated with cold, dark environments that produce vitamin A deficiencies.
Cancer disparities and immigrant studies have been
reported, with an emphasis on environmental factors
and cancer risk. This includes:
● First- and second-generation Japanese immigrants
living in Hawaii
● Asian-American women
● Africans including primary liver cancer
● Vietnamese-Americans
●
●
●
●
●
Cancer mortality is related to the interaction of
complex factors such as stage at diagnosis, cell type
and tumor biology, access to quality oncology care,
and follow-up. Cultural and language influences of
new and existing immigrants to the USA are related
to cancer outcomes.
Disparities in Racial/Ethnic Groups
Overall, African-American males develop cancer 15%
more frequently than White males. African-American
woman have a lower breast cancer rate, but higher
death rate than White women. For all cancers combined, Blacks have the greatest burden, with incidence
and death rates higher than any other racial/ethnic
group, specifically a death rate 25% higher than
Whites. Although Whites have the highest breast cancer
rate, for all ages combined, of any racial/ethnic group,
Blacks are more likely to die from this disease. This may
be caused by lack of medical coverage and late detection, as well as unequal access to improvements in
medicine. There is also some research that shows that
Blacks and Latinas are more likely to have a more
aggressive form of breast cancer than other races.
Latinas and Black women also have the highest rates
of cervical cancer, with Black women having a higher
death rate. This high rate is due to the lack of screening
and persistent infection with certain strains of HPV.
African-American men have the highest incidence and
death rate for prostate cancer, with a death rate twice
that of Whites. Blacks have higher incidence and death
rates of both colorectal and lung/bronchus cancers.
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Latinas and Black women have the highest rates of
cervical cancer, and though Black women have a higher
death rate, Latinas have a higher incidence rate. This
high rate is likely due to the lack of screening and
persistent infection with certain strains of HPV. Latinos
have the lowest rates of colorectal and lung cancer of
any US racial/ethnic group.
Overall cancer incidence rates are lower for Asians
and Pacific Islanders living in the USA than nonHispanic Whites, with the exception of Native Hawaiian women, who have statistically higher all cancer
combined rates than White women. The Asian and
Pacific Islander (API) population have the highest
rates of liver and stomach cancers. They suffer more
often from cancers that are related to certain infections,
though more study is needed.
Asian and Pacific Islanders should not be viewed as
one, homogenous group, however, especially regarding
cancer disparities. For example, Barry Miller and colleagues examined varying patterns in cancer incidence
and mortality among the API population. A majority
of the sample for this study was born outside the USA,
with the exception of Native Hawaiians and JapaneseAmericans. They found that liver cancer is highest
among Laotian men, though liver cancer incidence
and death rates were higher than non-Hispanic Whites
for both men and women. The presumed cause was
hepatitis B and C infection, which are endemic in
Asian, Middle Eastern, and African countries. Laotian
men also had the highest rates of liver, prostate, and
stomach cancers, while Japanese men and women had
the highest colorectal cancer rates. Stomach cancer
rates were also high for many of the API groups, with
the exception of Asian Indians/Pakistanis and
Filipinos. Samoan and Native Hawaiian men were
found to have the highest overall cancer rates, because
of high rates of prostate and lung cancers, but they are
not higher than those of White men. Lung cancer was
among the four cancers most frequently experienced by
all the API women groups, as was colorectal cancer (for
those for whom they had enough data). Native Hawaiian, Samoan, and Tongan women have the highest
overall cancer rates, higher even that White women.
Breast cancer was highest among Native Hawaiian
women. Vietnamese women were found to have higher
rates of cervical cancer than White women, along with
Kampuchean, Korean, and Laotian women. In another
study, Chinese and several Southeast Asian immigrants
have also been found to be at increased risk for
nasopharyngeal cancer, with suggested causes including high consumption of preserved foods from an
early age.
Alaska Natives have higher rates of colon and rectal
cancer than the national average. American Indians
have the lowest cancer survival rates of any US ethnic
group. Native American data are not representative,
but they have been shown to have higher rates of kidney
and renal pelvis cancers than other racial/ethnic
groups.
Eleven million cases of cancer occur annually
worldwide, six million of them in low- and middleincome countries. In recent years, four million deaths
from cancer have occurred each year in low- and middle-income countries. High smoking rates in these
countries have made lung cancer the most common
form. Of the approximately 1.1 billion smokers in the
world, 80% of them live in low/middle-income countries. In developing countries, 26% of all cancers are
attributable to infectious agents, compared to about
8% in high-income countries.
Nearly 300,000 women die every year from cervical
cancer every year, 85% of them from low/middleincome countries; the likely cause is infection with
one of several strains of human papilloma virus
(HPV). Disparities in cancer outcomes worldwide pertain to children as well as adults.
One hundred and sixty thousand children worldwide are diagnosed with cancer; currently, 80% of US
children under 15 are cured, while 80% of children in
low/middle-income countries die because of late diagnosis and lack of treatment. In developing countries,
most cancers may already be incurable when first
noted, because cancer stage at time of detection is
typically much further advanced than in wealthier
countries. Patients in low/middle-income countries
also tend to have additional health problems that may
make their recovery from cancer more difficult.
Approaches to Address Cancer
Disparities in Immigrants
The unique cultural and cancer patterns of immigrants
require careful strategies and program development to
successfully address cancer disparities in such diverse
communities. Going beyond translation services is
Cancer Incidence
mandated. Assuring culturally competent and relevant
prevention, screening and early detection and quality
treatment necessitates bidirectional community
engagement between communities and the health care
delivery system. Models such as WINCART,
AANCART, Redes En Accion, and the New York Center
for Immigrant Health’s Cancer Disparities Program are
examples of community engaged and tailored programs, including for immigrants, which address cancer
health disparities for diverse communities.
Related Topics
▶ Barriers to care
▶ Breast cancer screening
▶ Cancer mortality
▶ Cultural competence
▶ Environmental exposure
▶ Ethnicity
Suggested Readings
Freedman, L. S., Edwards, B. K., Ries, L. A. G., & Young, J. L. (Eds.).
(2006). Cancer incidence in four member countries (Cyprus, Egypt,
Israel, and Jordan) of the Middle East Cancer Consortium (MECC)
compared with US SEER [NIH Pub. No. 06-5873]. Bethesda, MD:
National Cancer Institute.
Gomez, S. L., Clarke, C. A., Shema, S. J., Chang, E. T., & Keegan,
T. H. M. (2010). Disparities in breast cancer survival among
Asian women by ethnicity and immigrant status: A populationbased study. American Journal of Public Health, 100(5), 861–869.
Epub 2010 Mar 18. [PubMed].
Gomez, S. L., Quach, T., Horn-Ross, P. L., Pham, J. T., Cockburn, M.,
Chang, E. T., Keegan, T. H. M., Glaser, S. L., & Clarke, C. A.
(2010). Hidden breast cancer disparities in Asian women:
Disaggregating incidence rates by ethnicity and migrant status.
American Journal of Public Health, 100(Suppl. 1), S125–S131.
Epub 2010 Feb 10. [PubMed].
Henderson, B. E., Kolonel, L. N., Dworsky, R., Kerford, D., Mori, E.,
Singh, K., & Thevenot, H. (1985). Cancer incidence in islands of
the Pacific. Journal of the National Cancer Institute, 69, 73–81.
Kolonel, L. N., Hinds, M. W., & Hankin, J. H. (1980). Cancer patterns
among migrant and native-born Japanese in Hawaii in relation
to smoking, drinking, and dietary habits. In H. V. Gelboin et al.
(Eds.), Genetic and environmental factors in experimental and
human cancer (pp. 327–340). Tokyo: Japan Science Society Press.
Lanier, A. P., Bender, T. R., Blot, W. J., Fraumeni, J. F., Jr., & Hurlburt,
W. B. (1976). Cancer incidence in Alaska Natives. International
Journal of Cancer, 18, 409–412.
Le, G. M., Gomez, S. L., Clarke, C. A., Glaser, S. L., & West, D. W.
(2002). Cancer incidence patterns among Vietnamese in the
United States and Ha Noi, Vietnam. International Journal of
Cancer, 102, 412–427. Erratum in: Int J Cancer 2003;104(6):798.
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National Cancer Institute, Center to Reduce Cancer Health Disparities. (2000). Minority Health and Health Disparities Research
and Education Act United States Public Law 106–525, p. 2498.
Ziegler, R. G., Hoover, R. N., Pike, M. C., Hildesheim, A., Nomura,
A. M., West, D. W., Wu-Williams, A. H., Kolonel, L. N., HornRoss, P. L., Rosenthal, J. F., & Hyer, M. B. (1993). Migration
patterns and breast cancer risk in Asian-American women. Journal of the National Cancer Institute, 85, 1819–1827.
Cancer Incidence
CLAUDIA AYASH
New York University Langone Medical Center, CORE
(Cancer Outreach, Outcomes, and Research for
Equity) Center, New York University Cancer Institute,
New York, NY, USA
According to the current population survey, 28.4 million immigrants now reside in the United States, a 43%
increase since 1990. Many immigrants that settle in the
United States bring with them age-old traditions and
practices that may be different from Western customs.
Cultural factors may affect their risks for certain diseases such as cancer as well as impact their use of the
American health care system. Therefore, the study of
disease patterns in immigrant populations has become
an important area of research in the field of public
health. There are differences in the incidence, prevalence, mortality, and burden of cancer among specific
population groups in the United States. This has created opportunities for research and much debate about
the causes of health disparities between ethnic and
racial groups.
Addressing cancer health disparities has become
a priority for the United States government’s principal
agency on cancer research, the National Cancer Institute (NCI) and other major cancer organizations like
the American Cancer Society (ACS), in addition to
medical centers and community-based organizations.
Cancer trends may give researchers some insight into
how different aspects of culture like diet, exercise, and
religious beliefs and practices may affect risks for cancer
in addition to health care access issues. Studies have
shown that cancer incidence patterns of immigrants
tend to mirror those of their native countries. Through
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subsequent generations, however, cancer incidence
patterns change to resemble those in the United States,
particularly in cancers related to hormones, such as
breast, prostate, and ovarian cancer and cancers related
to Westernized diets, like colorectal cancers. Later generations tend to abandon some of their cultural practices and adopt an American lifestyle that typically
includes a diet high in fat and processed foods. An
example of this phenomenon is that Asians living in
the Far East have lower incidence of breast and prostate
cancers than their American counterparts. However,
when Asians migrate to the United States, in time
their risk of breast and prostate cancer becomes similar
to those of people in this country. These changes typically start to take effect with the second generation and
become more prominent by the third generation.
There are methodological issues that may impede
research on cancer incidence among immigrant
populations as well as cultural factors. The population-based Surveillance, Epidemiology, and End
Results (SEER) program of the NCI is an important
resource for the study of cancer incidence and prevalence among immigrant and minority populations.
SEER collects and publishes cancer incidence and survival data including patient demographics, primary
tumor site, tumor morphology and stage at diagnosis,
first course of treatment, and follow-up for vital status
from population-based cancer registries covering
approximately 26% of the US population. Collecting
information on place of birth is an important variable
for studies of immigrants. Although these data are
collected by SEER registries, the information is often
missing for a significant number of patients. SEER
registries rely on hospitals for this information, many
of which do not have uniform data collection systems
and birthplace information if often not included. Additionally, many immigrants do not know certain aspects
of their medical history including their family history
because of distance between family members and customs that may prohibit discussions about cancer diagnoses. They may not know if any of their relatives had
cancers that could potentially put them at a higher risk
of one day developing the disease. Knowing a patient’s
family history is important for research purposes and
to also help practitioners to determine a patient’s risk
for familial cancers and an appropriate screening
schedule.
Health disparities research will likely continue to be
a priority in areas with large immigrant populations.
Understanding incidence rates among different
populations is important to help health practitioners
and health educators to develop tailored culturally
appropriate education and early detection campaigns
in addition to effective treatments. Information
gleaned from this research could also have far-reaching
effects by improving cancer outreach and treatments efforts worldwide through international
collaborations.
Related Topics
▶ Cancer health disparities
▶ Cancer mortality
▶ Cancer prevention
▶ Health barriers
▶ Health beliefs
▶ Health disparities
Suggested Resources
American Cancer Society. http://Cancer.org
Current population survey. http://www.census.gov/cps/
National Cancer Institute Center to Reduce Cancer Health Disparities. http://crchd.cancer.gov/disparities/defined.html
Orom, H., Coté, M. L., González, H., Underwood, W., & Schwartz,
A. G. (2008). Family history of cancer: Is it an accurate indicator
of cancer risk in the immigrant population? Cancer. doi:10.1002/
cncr.23173. Published Online: December 10, 2007.
Surveillance, epidemiology, and end results. http://seer.cancer.gov/
Cancer Mortality
MELINA ARNOLD
Department of Epidemiology & International Public
Health, School of Public Health, Bielefeld University,
Bielefeld, Germany
Cancer mortality is determined by the risk of developing cancer (cancer incidence) and factors that influence
the survival after cancer diagnosis. Some cancers, such
as colorectal or breast cancer, are better detectable and
treatable than others as opposed to, for example, liver,
stomach, and pancreatic cancer, which are less curable.
Survival from the former can be influenced by adequate
Cancer Mortality
prevention, screening, and therapy. Disparities in cancer mortality and survival may therefore be ascribed to
differences in (i) disease susceptibilities, (ii) exposures
to carcinogens, (iii) access to cancer prevention and
(iv) quality of treatment.
Cancer burden, particularly cancer mortality, shows
substantial variation within and across populations.
Individual and area-based differences in socioeconomic
position – comprising education, occupation, income,
housing situation and social environments – are associated with poor access to prevention measures,
suboptimal treatment, and follow-up as well as
a higher mortality within certain population groups.
Disparities in cancer mortality across populations, for
example, between allochthonous (immigrant) and
indigenous (native) people of a country may reflect
the importance of another prognostic factor: ethnicity.
Several studies suggest negative correlations and a close
connection between the two, since immigrants are often
likely to be socially disadvantaged in their country of
residence. In this context, immigrants are defined as
persons or groups that leave their country of origin in
order to settle permanently in another, whereas ethnicity corresponds to a social construct that is based on
shared beliefs, views, lifestyles, and cultural habits –
mostly also common origin. Thus, immigrants usually
belong to (or consider themselves members of)
a certain ethnic minority group and are therefore of
“foreign ethnicity.”
In less well-developed regions of the world, infectious diseases still dominate as primary causes of disease and death. However, due to the epidemiologic
health transition, low-income countries undergo
a shift of global burden of disease, entailing ageing
populations and an increasing occurrence of chronic
conditions like cancer. Still, cancer incidence is rather
low in these countries, but cancer mortality plays a big
role in comparison to more developed regions. Immigrants from non-Western/low income countries retain
some features of their countries of origin and carry
their cancer risk profile (characterized by low incidences but high mortality) to their new country of
residence, where they face new exposures and environments. Several studies confirm that migrants show
substantial risk diversity in comparison to the indigenous population and indicate elevated risks for cancers
that are associated with infections, like cervical, liver, or
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stomach cancer. Those risks strongly relate to exposures experienced in early life/childhood and thus
underscore the importance of the life-course perspective in carcinogenesis. Lower risks are observed for
lifestyle-related cancers such as breast, colorectal, or
prostate cancer.
Several studies show that African Americans are
disproportionally more likely to develop and to die
from cancer than any other ethnicity. This applies to
all cancer sites combined as well as in particular to
cancer of the esophagus, oral cavity, stomach, liver,
and prostate where large discrepancies exist and risks
are often more than twice as high compared to Whites.
Moreover, even mortality from cancers associated to
lifestyle factors is elevated in this population group (i.e.
breast, lung, and colorectal cancer); however, this
pattern is more pronounced among men. Migrants
from Asia often exhibit high mortality rates for cancers
of the oral cavity, nasopharynx, stomach, and liver.
Similar observations have been made for immigrant
populations residing in European countries. South
American migrants were found to be more likely to
die from cancer of the nasopharynx, stomach, liver,
gallbladder, and cervix as well as Hodgkin’s disease;
migrants from Turkey show high mortality rates for
cancer of the nasopharynx, stomach, liver, thyroid
gland, and Hodgkin’s disease in comparison to autochthonous populations of their western host countries,
respectively.
Key factors that may explain disparities in cancer
mortality across ethnicities are differences in stage of
disease at diagnosis as well as treatment, compliance,
and survivorship.
Cancer Stage at Diagnosis
Cancer burden could be decreased significantly if
patients with cancer would be detected and treated
early and thus more effectively. Early detection implies
recognizing symptoms in due time and immediate
seeking of medical care. Regular attendance in screening programs helps identifying early or pre-cancerous
stages for some cancer sites, before any obvious symptoms occur.
Several studies report that immigrants are more
likely to be non-attendees in screening programs and
tend to present at later and less curable stages of cancer
than indigenous populations of their host countries.
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There are various reasons for non-attendance, the most
important barriers being personal (literacy, language
skills, health knowledge), cultural (religious beliefs,
differences in health seeking behaviors, perception of
symptoms), and financial (health insurance status) factors. Personal beliefs about illness, especially culturally
determined disease perception, have been found to
have a major impact on the time of first diagnosis,
survival, and mortality.
Treatment, Compliance, and Survival
Adequate treatment and care are essential to reduce
cancer mortality. This especially applies for cancers
that have high cure rates when detected at an early
stage and treated according to best practice (such as
breast and colorectal cancer). Cancer patients require
continuous medical care and psychosocial support on
how to maintain physical, emotional, social, and spiritual health and how to cope with long-term effects of
therapy. Response to illness and coping mechanisms
vary across ethnicities and can influence the success of
treatment
and
may
distinguish
outcomes.
Sociocultural factors are very important in decisionmaking processes: they may determine adherence to
treatment and willingness to develop healthmaintaining behaviors as well as personal allowance
for appropriate follow-up, surveillance, and posttreatment monitoring.
Studies show that immigrants are all too often less
likely to receive appropriate cancer care. In this regard,
survival is especially poor for cancers that require complex and costly therapies (e.g., stomach cancer and
leukemia). It has also been observed that cancer
patients with migration backgrounds are more likely
to be affected by treatment complications and are less
likely to adhere to medication regimens. For example,
Chinese American women decline therapy more often
compared to White women and women of other
ethnicities. Especially among women, often other
obligations, such as care giving, family, or employment,
dominate over the need for the own medical
care, amplified by logistic factors like extra costs,
difficult transportation, and additional time expenditure. Furthermore, evidence suggests a high prevalence
of comorbidities in immigrant groups, possibly
entailing poorer health outcomes and poorer cancer
survival.
Ineffective and insufficient treatment often results
from inadequate communication between health care
providers and patients. Consequently, patients with
limited literacy and language skills do not always
receive proper information about treatment options,
possibly leading to suboptimal treatment choices.
Moreover, the provision of culturally sensitive support
and treatment for minority cancer patients is often
hampered by the lack of relevant information available
to clinicians and oncologists. Treatment plans have to
incorporate culturally relevant differences in care seeking and disease coping.
In conclusion, ethnicity and immigration status
represent important prognostic factors for cancer survival, and disparities can partly be explained by diverse
cancer risk patterns, a later stage at diagnosis and
differentials in treatment and care. Thorough research
has been dedicated to the role of socioeconomic determinants on cancer mortality, but the independent
effect of ethnicity stays unclear and still needs to be
evaluated. Differences in cancer mortality between
populations may underscore existing inequalities in
early detection as well as treatment and require culturally sensitive prevention programs, targeting high risk
groups. Ethnic inequalities in cancer mortality are not
yet adequately documented and require careful surveillance and action.
Related Topics
▶ Breast cancer
▶ Cancer
▶ Cancer incidence
▶ Cancer prevention
▶ Colorectal cancer
▶ Health determinants
Suggested Readings
Arnold, M., Razum, O., & Coebergh, J. W. (2010). Cancer risk
diversity in non-Western migrants to Europe: An overview of
the literature. European Journal of Cancer, 46(14), 2647–2659.
Aziz, N. M., & Rowland, J. H. (2002). Cancer survivorship research
among ethnic minority and medically underserved groups.
Oncology Nursing Forum, 29(5), 789–801.
Bhopal, R. S. (2007). Ethnicity, race, and health in multicultural
societies: Foundations for better epidemiology, public health, and
health care. Oxford: Oxford University Press.
Kagawa-Singer, M., Dadia, A. V., Yu, M. C., & Surbone, A. (2010).
Cancer, culture, and health disparities: Time to chart a new
course? CA: A Cancer Journal for Clinicians, 60(1), 12–39.
Cancer Prevention
Razum, O., & Twardella, D. (2002). Time travel with Oliver Twist–
towards an explanation for a paradoxically low mortality among
recent immigrants. Tropical Medicine & International Health,
7(1), 4–10.
Schottenfeld, D., & Fraumeni, J. F. (1996). Cancer epidemiology and
prevention (2nd ed.). New York/Oxford: Oxford University Press.
Wong, M. D., Ettner, S. L., Boscardin, W. J., & Shapiro, M. F. (2009).
The contribution of cancer incidence, stage at diagnosis and
survival to racial differences in years of life expectancy. Journal
of General Internal Medicine, 24(4), 475–481.
Cancer Prevention
MELINA ARNOLD, OLIVER RAZUM
Department of Epidemiology & International Public
Health, School of Public Health, Bielefeld University,
Bielefeld, Germany
Cancer is one of the most important causes of death
worldwide. Cancer burden, however, varies widely
across geographical regions as well as across ethnic
groups. According to the World Health Organization
(WHO), many cancers are associated with risk factors
such as smoking, excessive alcohol consumption, certain dietary patterns, and lack of physical activity.
Others are caused by infectious agents. Many cancers
are therefore partly preventable. In general, cancer
prevention is achieved on different levels and comprises (1) the complete prevention of the disease
using methods that avert the exposure to risk factors
(primary prevention), (2) early detection of disease and
the limitation of its effects after diagnosis (secondary
prevention), and (3) the avoidance of further disabilities in persons diagnosed with cancer (tertiary
prevention).
Assuring equality with regard to healthcare services
and access to preventive medicine is sought by many
industrialized countries and is gaining political importance. Quality of and access to healthcare are important
preconditions for health and should be free from
bounds to socioeconomic position and ethnic origin.
Nevertheless, disparities attributable to social determinants such as education, occupation, social status,
housing, and the degree of integration in social environments exist and result in social gradients of health
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within countries. Concomitance of low socioeconomic
status (SES) and (a foreign) ethnicity, corresponding to
cultural differences and cross-country variations, are
known to amplify health gaps in populations.
The coherent roles of social and cultural determinants need to be disentangled in order to appreciate the
detached impact of culture on health. Ethnicity is
a social construct, referring to one’s sense of identity
in a cultural group or society. Unlike race, ethnicity is
not restricted to phenotypes and is motivated by sharing certain views, lifestyles, and cultural habits. Immigrants of non-Western origin often represent ethnic
minority groups in their countries of residence and
share cultural identities as well as common ideals and
goals. Their individual health care needs require careful
analysis and need to be addressed by sensitive targeting
of prevention programs.
There may be differences in cancer risk across ethnicities, meaning immigrant groups, and causal factors
which determine those differences. Additionally, there
are barriers in access to cancer prevention that immigrants might face. We propose how ethnic minorities
should ideally be targeted with respect to cancer risk
reduction.
Cancer and Culture: Disease
Susceptibility, Perception, and
Healthcare Utilization
Immigrants are equipped with unique constellations of
disease risk patterns and exposures experienced before,
during, and after migration. Many cancers are still
relatively rare in non-Western parts of the world as
compared with industrialized countries where cancer
ranges among the most common causes of death.
Immigrants are exposed to sudden changes of environmental risk factors between their home and their host
country while their genetic disposition and cultural
habits persist. Favorable risks of immigrants mostly
result from persistence in healthy behaviors, for
instance dietary or reproductive patterns. Elevated cancer risks among immigrants are known for cancers
related to infectious diseases, experienced in early life
and childhood, such as stomach, nasopharyngeal, or
liver cancer. In addition, cancer mortality shows different patterns and often suggests poorer survival among
persons from ethnic minority groups. Lower survival
may be due to a lower participation in prevention
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programs, hindering early detection in this group, possibly leading to disparities in access to care and
treatment.
Immigrants are not a homogeneous group. Ethnicity implies diverse concepts of and attitudes toward
health that have an impact on the individual utilization
of health care services. Cultural roots determine disease
perception and coping patterns; both need to be considered when planning preventive measures and deciding on treatment options. Prevention measures should
initially focus on barriers that inhibit the uptake of
adequate health care, and on ways to overcome those
difficulties. Language barriers, low health literacy, insecure or unstable insurance situations, unfamiliarity/
distrust with new health care structures and systems,
as well as the pursuit of religious beliefs and other
cultural aspects may hamper access to healthcare.
These aspects need to be addressed by developing special prevention strategies.
Disparities in Cancer Care and Cancer
Prevention
Low participation in primary prevention and screening
programs is associated with a late-stage cancer diagnosis and poorer survival. This has particularly been
observed in migrant and ethnic minority groups.
Barriers that are relevant in many ethnic minority
groups are personal and cultural beliefs and related
behavioral patterns. A very important factor is poor
knowledge of the local language. Factors that also play
major roles are a general fear of a cancer diagnosis and
fear of pain. Lack of awareness of the need for testing
due to the absence of symptoms or an inherent dislike
of the idea of being screened also contribute to lower
uptake of prevention measures in these groups. Many
women claim other priorities in life such as strong
family obligations and often fear loss of privacy or
embarrassment during examination. In addition, ethnic minorities often follow alternative medicine
approaches and have fatalistic views toward cancer,
perceiving it as a result of personal fate.
Social networks can have a considerable impact on
personal decisions in the clinical context. Families or
cultural communities may determine attitudes and
adherence toward interventions.
Economic barriers are ubiquitous in immigrant
populations and may hamper access to cancer
prevention services. Unstable insurance coverage as
well as additional costs for screening and vaccinations
influence screening uptake, in particular among immigrants who are often affected by social deprivation and
a higher risk of poverty.
Access to care is additionally affected by the sex and
ethnicity of the health care provider. Especially, immigrant women with strong religious beliefs often only
accept physical examinations by female practitioners.
Furthermore, practitioners with foreign backgrounds
themselves may not recommend cancer screenings to
women because they do not want to intrude on their
modesty. Many immigrant groups show a general mistrust toward Western medical systems, as well as
a greater degree of dissatisfaction with their physicians.
Primary Cancer Prevention
Primary cancer prevention aims at the complete prevention of disease, applying measures that reduce the
exposure to risk factors. It addresses lifestyle as well as
environmental risk factors (e.g., diet, physical activity,
and occupation) and should particularly stress exposures to infectious agents that are more prevalent in
ethnic minority groups and may cause cancer.
Awareness and acceptance of different prevention
measures differ between ethnic groups and are strongly
linked to health policies. Targeting ethnic minority
groups according to their needs is one of the major
goals of public health and health service research. This
demands knowledge of risk factors that are relevant
in immigrant populations and tailoring prevention
programs in order to limit ethnic inequalities in
cancer risk.
Infections
Infections, predominantly experienced during early
life, may play a causal role in carcinogenesis in later
life. Immigrants originating from countries where
particular infections are highly prevalent may become
infected in childhood and develop disease after migration to the host country. This risk mainly affects first
generation migrants whereas it appears to fade in their
offspring and following generations.
Epstein-Barr Virus (EBV)
EBV is an ubiquitous herpes virus in humans and is
involved in the causation of cancers of the lymphatic
Cancer Prevention
system (Burkitt’s lymphoma, non-Hodgkin lymphoma, Hodgkin lymphoma), as well as nasopharyngeal and other oral cancers. EBV is most prevalent in
equatorial Africa and other developing countries primarily tropical regions, and often infects HIV-infected
individuals. EBV is transmitted by oropharyngeal
secretions. Vaccines against the virus are currently
being developed.
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with chronic hepatitis, and supports the expansion of
hospital services offering low cost or free screenings
and vaccinations for HBV as well as adequate monitoring. Prevention measures for immigrants should focus
on both families’ and individuals’ susceptibility to the
virus and enhance awareness and motivation for
screening and vaccination.
Helicobacter pylori (H. pylori)
Hepatitis
Hepatitis is the most common chronic infectious disease in the world. Chronic forms can cause cirrhosis,
failure, and cancer of the liver, often leading to death. It
is highly endemic in parts of East Asia, sub-Saharan
Africa, and Latin America. Immigrants from high risk
countries are disproportionally affected by hepatitis
B (HBV) and C (HCV) infections. The prevalence of
HBV infection among Asian Americans is up to 10%,
while only 0.1% of White Americans are affected. Liver
cancer is thus the most significant health disparity
affecting Asian Americans in the US.
HBV infection is preventable and vaccination
against the infection can lower the risk of liver cancer.
There is still no vaccine against HCV. HBV transmission occurs through blood and infected bodily fluids.
Mother-to-child transmission in the uterus during
birth represents the most common mode of infection
in many Asian populations. HCV is less contagious
than HBV and mostly transmitted by injection
drug use.
Immigrants are often less likely than the majority of
the population to receive vaccinations and blood
screenings against hepatitis. There is a link between
the knowledge of prevention, the level of educational
attainment, and the decision to receive vaccination
against HBV. Many Asian immigrants in the US are
not fluent in English, which affects their ability to
communicate with their primary care providers, often
leading to the avoidance or delay of visits. Financial
aspects certainly also contribute to lower participation
in high risk immigrant groups.
There is a clear need for prevention programs
targeting high risk groups such as Southeast Asian
migrants and increasing the awareness of the connection between hepatitis and cancer. For example, the San
Francisco Hep B free campaign promotes routine blood
tests, improves referral and access to care for people
H. pylori infection is a risk factor for developing peptic
ulcer disease and stomach cancer. Its distribution varies
geographically. Incidence is highest in developing
countries whereas it is low in high-income countries.
H. pylori infection is relatively common in nonWestern immigrant groups who are accordingly at
increased risk to develop stomach cancer. The mode
of H. pylori transmission is still unknown, but the
infection is typically acquired in early childhood.
Crowded, unhygienic living conditions, and social deprivation are known to foster H. pylori transmission.
Early detection and eradication of the virus would,
if possible, be a sensible prevention strategy against
stomach cancer. H. pylori can be diagnosed by checking
for dyspeptic symptoms (stomach-related problems)
using noninvasive such as blood antibody and stool
antigen tests or invasive tests such as biopsies and tissue
(histologic) examination.
Human Papilloma Virus (HPV)
The human papilloma virus (HPV) is typically transmitted through sexual contact. Persistent infection
with one genetic type can, in rare cases, cause cancer
in most cases of the cervix. The incidence of HPV
infections is high among young, sexually active adults
(aged 15–24) but varies greatly across populations,
being highest in South Asia, sub-Saharan Africa, and
Latin America.
Newly developed HPV vaccines prevent infection
from HPV types 16 and 18, accounting for up to 70% of
cervical cancers. Vaccination is usually offered to girls
starting at age 12, although implementation and
administration vary greatly across countries. The introduction of HPV vaccines has caused controversy
among clinicians and researchers. The protective effectiveness as well as the ideal age for administration, the
number of necessary vaccinations, and the risk of side
effects are still under debate.
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A survey from the UK revealed a much lower awareness of HPV and a significantly lower acceptability of
HPV vaccinations among immigrant women, compared to the majority population. Very low levels of
awareness and acceptance were found in mothers of
South Asian and African origin. Differences in cultural
views toward a vaccination against a sexually transmitted disease might partly explain this pattern. It has been
observed that parents with strong religious beliefs and
cultural views were less likely to accept HPV vaccinations. Their concerns were most often based on social
or religious reasons such as a belief that sex-related
topics are taboo, monogamy, refraining from sex before
marriage, a fear of promiscuity, and a fear of side
effects.
Environmental Carcinogens and
Important Lifestyle-Related Factors
In general, immigrants experience low risks of cancers
that are associated with a Western lifestyle. This especially applies to breast, colorectal, and prostate cancer.
Cultural views and behavioral patterns also impact on
health-related habits such as physical activity, dietary,
and smoking patterns.
Tobacco smoking prevalence differs substantially by
ethnic group, gender, age, socioeconomic position, as
well as geography. Several cancers, most importantly
lung and bladder cancer, are strongly attributed to
tobacco smoking. A high smoking prevalence in male
and low-income immigrants has been observed in several studies. Tobacco use is widespread and significantly elevated in Asian Americans and migrants from
Eastern European countries, compared to the indigenous population of their host country. In many ethnic
minority groups, smoking is often an important part of
social functions and events. Currently, there are few
smoking cessation programs that specifically target
immigrants. Some studies indicate a high probability
for relapse among migrants that take part in smoking
cessation programs.
High alcohol consumption is associated with many
cancers. Many immigrants from Muslim countries,
however, are likely to be total abstainers and thus at
low risk for these cancers.
Dietary patterns (e.g., salt, meat, fat, and fruit/
vegetable intake) and obesity are important risk factors
for the development of cancers of the digestive system
such as cancer of the stomach, esophagus, colon and
rectum, gallbladder, and pancreas. Immigrants often
show healthy dietary patterns, such as greater fruit
and vegetable intake, and a strong familial persistence
in different nutritional habits retained from their country of origin. In contrast, obesity has been noted to be
high and increasing in many immigrant groups. This
may be caused by a lack of traditional foods at affordable price and a gradual adaptation of Western dietary
patterns. Dietary prevention programs require sensitive communication as well as motivation and should
put emphasis on the nutritional value of cultural dishes
and healthy nutrition. Often, immigrants exhibit lower
degrees of physical activity compared to the native
population of their host and their home country. Physical inactivity contributes to higher rates of obesity and
may be involved in the development of colorectal,
gallbladder, and kidney cancer.
Reproductive factors play an important role in the
occurrence of breast, cervical, ovary, and testicular
cancer. Immigrant women are more likely to have
more children and to breastfeed and are less likely to
use oral contraception or hormone replacement therapies after menopause, compared to the majority population. These protective factors are associated with
a decreased risk of breast and other cancers of genital
organs.
Most environmental and lifestyle-related factors
and habits are hard to change, not only in ethnic
minority groups. Cultural and religious beliefs affect
behavioral patterns and determine lifestyle, diet, and
sexuality. Some studies suggest a lack of adherence to
medical advice regarding lifestyle and nutrition in
immigrant groups. Prevention programs need to target
high risk groups such as immigrant smokers, increase
awareness of the link between lifestyle and cancer, and
should operate on the community/family level.
Secondary Cancer Prevention
Immigrants are more likely to receive a latestage cancer diagnosis in comparison with the majority
population. This could be due to a low uptake of
secondary cancer prevention measures, such as screening, aiming for early disease detection, and the limitation of disease effects after diagnosis. Secondary cancer
prevention programs are particularly important in ethnic minority groups, because they often underutilize
Cancer Prevention
preventive care or fail to make return medical visits,
and often lack cancer awareness. However, a higher
participation in screenings has been observed in immigrants who spent a higher proportion of their lifetime
in the host country and an increasing uptake the longer
their duration of residence. This probably is a result of
an acculturation process that is related to increasing
trust and familiarity with health care structures in the
host country.
Early detection during routine screenings for
breast, cervical, colorectal, and prostate cancer represents a key factor for better survival in high risk groups.
Cultural barriers to screening programs and suggested
remedies are summarized in Table 1.
Breast Cancer Screening
Breast cancer is the most common malignancy among
women worldwide. However, its frequency varies
widely by country and population. Whereas the incidence in more developed regions of the world is 67.8
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per 100,000 women, it is less than half in less developed
regions (23.8 per 100,000). Breast cancer mortality is
18.1 and 10.3 per 100,000, respectively. There is evidence that reproductive factors partly determine the
breast cancer risk. This comprises the age at first birth,
the number of children, the age at menarche/menopause, and the use oral contraceptives and/or hormones during menopause. Other established risk
factors for breast cancer are familial susceptibility and
excessive alcohol use.
Breast cancer prevention focuses on screening. The
most common methods of screening are mammography and breast self-examination. Since the introduction of breast cancer screening, the incidence of breast
cancer increased whereas mortality decreased due to
detection at earlier stages, implying a better chance for
survival. Recent studies, however, have cast some doubt
on the effectiveness of breast cancer screening.
Breast cancer screening is usually recommended to
start between age 40 and 50. Some studies on breast
Cancer Prevention. Table 1 Cultural barriers to established cancer screening programs and suggested remedies
Type of
screening Barriers
Breast
cancer
Cervical
cancer
Colon
cancer
Suggested remedies
Perception of absence of symptoms,
claiming health
Policies that alleviate women’s anxiety
Misconceptions, cancer fatalism, fear
of possible diagnosis
Patriarchal values, modesty
Strong religious beliefs
Identification and elucidation of misperceptions, fear, and fatalism
Encouragement of presence of family members during screening
Employment of female practitioners who understand the role of
cultural beliefs, especially the expression of modesty
Fear of loss of privacy, embarrassment Faith-based settings as venue for cancer education programs
Distrust in system and clinician
Fear of loss of privacy, embarrassment Increasing awareness, clarification of misconceptions
Aversion to invasiveness of Pap smear Education of medical providers to recognize cross-cultural
differences in health care to enhance their competence in
engaging with minority women during medical encounters
Modesty, strong cultural views
Involvement of family members in decisions and allow for their
presence during screening
Poor communication with providers
Prohibitions against examination by
male health care providers
Competing life priorities (e.g., familial
responsibilities)
Embarrassment of receiving digital
rectal examinations/colonoscopy
Strong cultural beliefs
Increasing awareness, cancer education
Offering alternative tests
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Cancer Prevention
cancer screening uptake in ethnic minority groups
reveal large ethnic disparities and a rather passive attitude of migrant women toward screenings. Foreign
born women are less likely to attend screenings and
show lower referral and detection rates compared to
native-born women. Furthermore, a clear association
between age and health screening attendance (the
higher the age, the lower the attendance) was found
in immigrant women. Reasons for nonattendance with
screening were particularly ascribed to patriarchal
values (men as decision-makers), embarrassment, and
modesty.
Cervical Cancer Screening
Cervical cancer is the second most common cancer in
women from less developed regions (incidence 19.1 per
100,000) and fourth in females from developed regions
(incidence 10.3 per 100,000). Mortality from cervical
cancer is 11.2 per 100,000 in less developed regions and
4.0 per 100,000 in developed regions. The main known
risk factor for cervical cancer is HPV infection. In many
countries, the cervical Pap (Papanicolaou) smear test is
used in women aged 30–60 in order to identify abnormal cells that can turn into cancer. The implementation
of Pap smears is believed to have significantly reduced
incidence and mortality of cervical cancer in many
Western countries, but randomized controlled trials
have not yet confirmed this assumption.
In many countries, screening uptake in immigrant
women is far below target and significantly lower than
in the majority population. Reasons for nonparticipation in cervical cancer screening are mostly related
to language problems, dissatisfaction with practitioner,
and the absence of symptoms. Religion also may play
an important role. Among all US ethnic groups, Asian
American women have the lowest participation rates,
apparently determined by strong cultural views.
unsaturated fat as well as physical inactivity. Screening
is recommended starting around age 50 using fecal
(stool) occult blood tests (FOBT) or endoscopic
exams (colonoscopy or sigmoidoscopy). These measures require resources that are not available to
everyone.
Colorectal cancer screening uptake varies significantly across ethnic groups and tends to be lower in
immigrants than in the native population of their
country of residence. For example, uptake was found
to be very low among Asian Americans. However,
screening patterns converged toward that of the
majority population with increasing time of residence
in the US.
Prostate Cancer Screening
Prostate cancer is far more common in more developed
regions compared to less developed regions (incidence
56.2 vs. 9.4 per 100,000; mortality 13.5 vs. 5.2 per
100,000). Causes of prostate cancer are still poorly
understood; however, a family history of prostate cancer seems to play a role. Certain ethnic groups such as
African-Americans are disproportionally affected.
Prostate cancer screening is routinely done by digital rectal exams (DRE) and increasingly by prostatespecific antigen tests (PSA) which measures the level of
PSA in the blood. However, there is no continuing
evidence of decreases in mortality from prostate cancer
due to screening.
In conclusion, immigrants are significantly less
likely to attend cancer screening services than natives
of their host country. This has various reasons, mainly
differences in cultural views, disease perception, and
health care utilization patterns. Identifying and
addressing cultural barriers helps to reduce existing
disparities in survival and to keep mortality low.
Tertiary Cancer Prevention
Colorectal Cancer Screening
Colorectal cancer is much more common in developed
regions, being the second most common malignancy in
females and the third in males. Incidence is 40.0/26.6
per 100,000 in more and 10.2/7.7 per 100,000 in less
developed regions (females/males). Mortality is 17.7/
12.3 and 6.2/4.7 per 100,000, respectively. Colorectal
cancer is associated with dietary and environmental
risk factors, such as a high intake of meat and
Screening alone does not ensure the improvement of
cancer survival. What follows the initial diagnosis and
how patients with a positive test result are treated is
very important. Appropriate care, therapy, and diagnostic follow-up as well as rehabilitation are crucial for
optimal health outcomes.
Some studies report a lower likelihood of receiving
stage-appropriate treatment and a less frequent adherence to recommendations for follow-up care in
Cancer Prevention
immigrant populations. This may subsequently lead to
poor clinical outcomes and lower survival.
The Challenge of Providing Culturally
Sensitive Cancer Prevention
The goal of cancer prevention in immigrant
populations should be to perpetuate – and if possible
expand – advantageous lifestyle factors and to provide
culturally adequate access to care. Culturally sensitive
cancer prevention incorporates diversity of cultural
beliefs, experiences, perceptions, norms, values, and
behavioral patterns. Implementation demands
a general awareness of cancer risk diversity and cultural
aspects of cancer in every expert involved in cancer
care, education, and research. Providing culturally sensitive cancer prevention is the key to diminish inequalities and increase access as well as awareness.
Before planning for new prevention measures, it is
important to collaborate with ethnic minority groups
in order to assess their understanding and opinions on
existing cancer prevention programs. Best practice definitions and guidelines could be useful in order to
ensure greater consistency of use and implementation
of culturally sensitive cancer programs.
Cancer prevention needs to be encouraged by
increasing awareness, by promoting the necessity for
screenings, and by providing adequate cancer information and education. Educational materials should be
developed together with members of ethnic minority
groups in order to incorporate cultural beliefs in multilingual health messages that are accessible to those
with limited literacy skills. High risk groups should be
targeted and the stigmatizing nature of disease perceived by some ethnic groups needs to be addressed.
Equal access to preventive medicine should be
enhanced by providing comprehensive, well-coordinated, affordable, and culturally appropriate cancer
care. Treatment plans should be developed together
with the patient and other family members. Research
on cancer disparities should be promoted and the
inclusion of ethnic minority populations in clinical
trials should be supported in order to learn more
about the efficacy of treatment options for immigrants.
Related Topics
▶ Cancer
▶ Cancer mortality
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▶ Cancer screening
▶ Disease prevention
▶ Health barriers
▶ Health care utilization
▶ Health literacy
▶ Heliobacter pylori
▶ Language barriers
Suggested Readings
Adami, H.-O., Hunter, D. J., & Trichopoulos, D. (2008). Textbook of
cancer epidemiology (2nd ed.). New York/Oxford: Oxford University Press.
Arnold, M., Razum, O., & Coebergh, J. W. (2010). Cancer risk
diversity in non-Western migrants to Europe: An overview of
the literature. European Journal of Cancer, 46, 2647–2659.
Cader, F. Z., Kearns, P., Young, L., Murray, P., & Vockerodt, M. (2010).
The contribution of the Epstein-Barr virus to the pathogenesis of
childhood lymphomas. Cancer Treatment Reviews, 36, 348–353.
Conway-Phillips, R., & Millon-Underwood, S. (2009). Breast cancer
screening behaviors of African American women:
A comprehensive review, analysis, and critique of nursing
research. The ABNF Journal, 20(4), 97–101.
De Vries, A. C., Van Driel, H. F., Richardus, J. H., Ouwendijk, M., Van
Vuuren, A. J., De Man, R. A., et al. (2008). Migrant communities
constitute a possible target population for primary prevention of
Helicobacter pylori related complications in low incidence countries. Scandinavian Journal of Gastroenterology, 43(4), 403–409.
Goss, E., Lopez, A. M., Brown, C. L., Wollins, D. S., Brawley, O. W., &
Raghavan, D. (2009). American society of clinical oncology policy statement: Disparities in cancer care. Journal of Clinical
Oncology, 27(17), 2881–2885.
Hoffman-Goetz, L., & Friedman, D. B. (2006). A systematic review of
culturally sensitive cancer prevention resources for ethnic minorities. Ethnicity & Disease, 16(4), 971–977.
Jones, R. A., Steeves, R., & Williams, I. (2009). How African American
men decide whether or not to get prostate cancer screening.
Cancer Nursing, 32(2), 166–172.
Kagawa-Singer, M., Dadia, A. V., Yu, M. C., & Surbone, A. (2010).
Cancer, culture, and health disparities: Time to chart a new
course? CA: A Cancer Journal for Clinicians, 60(1), 12–39.
Ma, G. X., Shive, S. E., Toubbeh, J. I., Tan, Y., & Wu, D. (2008).
Knowledge, attitudes, and behaviors of Chinese hepatitis
B screening and vaccination. American Journal of Health Behavior, 32(2), 178–187.
Ma, G. X., Tan, Y., Toubbeh, J. I., Edwards, R. L., Shive, S. E., Siu, P.,
et al. (2006). Asian tobacco education and cancer awareness
research special population network. A model for reducing
Asian American cancer health disparities. Cancer, 107(Suppl. 8),
1995–2005.
Marlow, L. A., Wardle, J., Forster, A. S., & Waller, J. (2009). Ethnic
differences in human papillomavirus awareness and vaccine
acceptability. Journal of Epidemiology and Community Health,
63(12), 1010–1015.
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Ogedegbe, G., Cassells, A. N., Robinson, C. M., DuHamel, K., Tobin,
J. N., Sox, C. H., et al. (2005). Perceptions of barriers and
facilitators of cancer early detection among low-income minority
women in community health centers. Journal of the National
Medical Association, 97(2), 162–170.
Smith, J. S. (2008). Ethnic disparities in cervical cancer illness burden
and subsequent care: A prospective view in managed care. The
American Journal of Managed Care, 14(6 Suppl. 1), S193–S199.
Spallek, J., Zeeb, H., & Razum, O. (2010). Prevention among immigrants: The example of Germany. BMC Public Health, 10, 92.
race as well as by socioeconomic status, with screening
less likely to occur among individuals in lower socioeconomic groups. Given the continued high levels and
changing ethnic composition of immigrant inflows to
the United States, Canada, the UK, and other countries
that have significantly altered the demographic profile
of these countries, the use of regular cancer screening
by immigrants has become an issue of significant interest and importance to policymakers and health care
professionals.
Suggested Resources
Globocan database, IARC 2008. http://www-dep.iarc.fr/
San Francisco Hep B free campaign. http://www.sfhepbfree.org/
Cancer Screening
JAMES TED MCDONALD
Department of Economics, University of New
Brunswick, Fredericton, NB, Canada
Cancer screening refers to a set of medical procedures
intended to identify the presence of cancer before any
symptoms appear, and can include physical exams,
laboratory tests, and medical imaging. Regular screening offers the potential to reduce both cancer mortality
and morbidity since treatment options and survival are
related to stage at diagnosis for almost all forms of
cancer. Estimates of the premature deaths that could
have been avoided through cancer screening vary from
3% to 35%.
Screening guidelines for the detection of the most
commonly occurring cancers are well established, and
while national health agencies such as the US National
Cancer Institute (NCI) periodically review these guidelines in order to ensure that the guidelines reflect the
latest research, there is little debate about the overall
importance of regular cancer screening. Most developed countries actively maintain screening registries
for two types of cancer affecting women – breast and
cervical cancer – in order to alert women to the importance of regular screening and to remind them to get
screened.
Adherence to screening guidelines has been found
to vary significantly by demographic factors such as
Theoretical Determinants of Cancer
Screening
A variety of theoretical frameworks has been advanced
to help explain possible differences in cancer screening
among different subpopulations. One commonly used
model is an adaptation of the Andersen framework of
health service use that identifies three types of factors
likely to be important determinants of an individual’s
demand for health services: predisposing factors such
as age and sex; needs factors such as health status and
awareness of cancer and screening, and enabling factors
such as income and education, health insurance, and
community resources. For immigrants, the use of cancer screening can also be reduced by barriers arising
from difficulties with host country language and unfamiliarity with the host country health system. Immigrants’ social and ethnic backgrounds can give rise to
differences in attitudes about cancer and cancer screening. For example, traditions of modesty among some
Asian and Hispanic populations might lead immigrants from those regions to avoid certain physical
examinations. This discussion implies that patterns in
cancer screening may vary significantly across immigrant subgroups even after accounting for differences
in age, education level, income, and other factors. In
addition, immigrants’ participation in cancer screening
could also increase over time following migration, as
language barriers are overcome, experience with the
health system is gained, and as attitudes and behaviors
increasingly reflect host country norms.
Data on the Incidence of Cancer
Screening
Most empirical evidence is based on two main types
of data. The first type includes population-based
self-reported surveys such as the National Health
Cancer Screening
Interview Survey in the USA and the Canadian Community Health Survey in Canada. The second type
includes smaller scale interview-based surveys of particular ethnic groups. In some jurisdictions, researchers
may also have access to administrative data on cancer
screening that are drawn from cancer screening registries.
Screening for Cervical Cancer
Cervical cancer is one of the most preventable forms of
cancer, and deaths from cervical cancer have declined
by approximately 70% since the mid-twentieth century, due in large part to the introduction of the
Papanicolaou (Pap) test. The Pap test is an easily
implemented and widely accessible form of cancer
screening, and systematic population-wide screening
has been organized by government and
nongovernment agencies at all levels. Current guidelines from both the US National Cancer Institute and
Health Canada suggest that adult women aged 21–65
have a Pap smear test every 1–3 years, depending on
prior history and risk factors.
Regardless of data type, the evidence points
unequivocally to the fact that immigrant women have
significantly lower participation in regular cervical cancer screening than nonimmigrant women. This result
has been established for most ethnic groups of immigrants and in a number of immigrant-receiving countries. Importantly, while demographic and
socioeconomic characteristics are well-established
determinants of cervical cancer screening rates, lower
rates of regular screening among immigrants are not
explained by differences in these factors between immigrant and nonimmigrant women.
Analyses based on population survey data indicate
rates of Pap smear testing that are lowest for immigrants recently arrived from developing countries, with
rates of testing in the last 3 years in the order of 30–50%
less than for comparable nonimmigrant women. In
contrast, immigrants from other English-speaking
developed countries have been found to have screening
rates generally comparable to nonimmigrant levels.
There is also evidence that rates of testing increase
with additional years in the immigrant’s new country,
a result consistent with a process of acculturation to
host country attitudes, as well as improved familiarity
with and access to the health system. However, immigrants from Asian ethnic backgrounds do not
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necessarily reach nonimmigrant rates of cervical cancer
screening even after many years in their host country.
More narrowly focused analyses of specific subpopulations of immigrant women suggest factors that help
to explain differences in cervical cancer screening
between immigrant and nonimmigrant women. For
immigrant women from China, Korea, and other
Asian countries, lack of knowledge of cervical cancer
risk factors and of cervical cancer screening guidelines
are important determinants of lower screening rates.
The nature of the doctor–patient relationship is important for Asian, Hispanic, and Haitian women, including the physician’s degree of cultural awareness, the
presence of a female doctor, and the communication
of guidelines by the doctor to the patient. More generally, characteristics of the health system are important
among various immigrant subpopulations in the USA,
with both a single source of primary care and having
health insurance being associated with higher screening
rates.
Screening for Breast Cancer
Breast cancer is a common disease and leading source
of cancer mortality among women. It is estimated that
one of every nine women will develop breast cancer
during her lifetime, while one of every 25 will die
prematurely from malignancy. It is well established
that early detection is essential to the effective treatment of the disease. Detection modalities include clinical and self breast examinations and mammography,
though it is mammography use that has been the main
focus of research in the literature. Evidence indicates
that regular mammography screening among older
women could reduce breast cancer mortality by one
third, and current screening guidelines published by
Health Canada recommend biennial mammography
for asymptomatic women aged 50–69 years. Although
the benefits of mammography screening are less clear
for women aged 40–49, some Canadian provinces (NS,
Alberta, BC) include these women in their provincial
recall and screening programs.
As with cervical cancer screening, rates of mammography screening are lower among immigrant
women to the USA, Canada, and other developed
countries than for nonimmigrant women, and the
gaps are not accounted for by differences in demographic and socioeconomic factors. Low screening
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Cancer Screening
rates are of special concern for particular immigrant
subgroups such as Filipina women, who experience
higher mortality rates from breast cancer than from
any other disease. In contrast to what is found for
cervical cancer screening, evidence is mixed about
whether gaps in regular mammography screening narrow with years in the host country, although some
studies find such patterns for immigrant women in
the USA and Australia.
Research on various immigrant subgroups identifies a number of characteristics associated with
lower mammography screening rates that are more
prevalent among immigrant than nonimmigrants.
These include having no regular source of health care
services, low education level, poor English language
skills, a lack of knowledge about breast screening
modalities, and a lack of health insurance. Other
research has also established that certain cultural
views such as traditions of modesty are associated
with lower incidence of mammography screening.
There is less evidence available on other modalities
of breast cancer screening including clinical breast
exams and self-exams, although some research suggests
that greater acculturation of immigrant women and
more time in the host country are both associated
with a higher incidence of breast self-exams and clinical
breast exams. Interestingly, one study of Chinese
women in San Francisco found that while knowledge
of breast cancer and the importance of selfexaminations was high (81% of women), adherence
with recommended guidelines was markedly lower
(54% of women).
Screening for Colorectal Cancer
In Canada, colorectal cancer is the third most common
cancer, accounting for more than 12% of cases of cancer in both sexes, while in the USA, colorectal cancer is
the fourth most common cancer. Given the occurrence
of this form of cancer, research over the past decade has
examined the merits and effectiveness of periodic
screening in the asymptomatic population. A variety
of means are available to screen for colorectal cancer,
including fecal occult blood testing, sigmoidoscopy,
and colonoscopy. For people at normal risk of colorectal cancer, annual or biennial testing using fecal occult
blood testing (FOBT) and sigmoidoscopy are
recommended for men and women aged 50–75 years.
There is insufficient evidence to include colonoscopy as
an initial screening test of people in this age group.
While the research on the incidence of colorectal
cancer screening among immigrants is limited, US
evidence suggests that most subgroups of immigrants
by region of origin have lower incidence of screening
than nonimmigrant individuals. Similar results are
found for South Asian immigrants in the UK. As with
other forms of cancer screening, demographic and
socioeconomic factors have been established as important correlates of colorectal cancer screening but lower
incidence of screening among immigrants is not
explained by differences in these factors between immigrants and nonimmigrants. Furthermore, additional
years in the host country appear to increase rates of
cancer screening, which approach those of the
nonimmigrant population. Having a regular health
care provider is also positively associated with the incidence of colorectal cancer screening.
Screening for Prostate Cancer
Two types of screening for prostate cancer in men
include digital rectal examination (DRE) and prostate
specific antigen (PSA) measurements. Both types of
screening have been shown to increase the early detection
of clinically significant prostate cancer. However, available research is ambiguous about whether early detection
and treatment leads to any change in the natural history
and outcome of prostate cancer. Thus, different health
agencies in the USA and Canada vary in terms of recommendations for their use among asymptomatic men
over 50 years of age, and there is no general consensus on
appropriate guidelines for regular screening. Some health
agencies such as the United States Preventative Services
Task Force recommend against screening for prostate
cancer in men aged 75 years or older.
Researchers studying the incidence of screening for
prostate cancer among immigrant men have noted
significant variation in the regular use of both DRE
and PSA screening across immigrant subgroups even
after controlling for demographic characteristics and
access barriers. Immigrant men in the USA who originated from Trinidad, Haiti, and Eastern Europe were all
less likely than US-born White men to obtain regular
screening for prostate cancer. Education and access to
medical care were also important determinants of the
incidence of prostate cancer screening.
Cardiovascular Disease
Conclusions
A robust result of the extensive research on immigrant
cancer screening is that rates of screening for the most
commonly occurring types of cancer are significantly
lower for most immigrant subgroups than for nonimmigrants, and these gaps are not explained by differences in demographic, socioeconomic, or geographic
factors. Policies to encourage greater participation in
cancer screening by immigrants may need to be tailored
to the characteristics of specific immigrant subpopulations, particularly recent immigrants.
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Weber, M. F., Banks, E., Smith, D. P., O’Connell, D., & Sitas, F. (2009).
Cancer screening among migrants in an Australian cohort; crosssectional analyses from the 45 and Up Study. BMC Public Health,
15(9), 144.
Suggested Resources
Health Canada. Progress report on cancer control in Canada. http://
www.phac-spc.gc.ca/publicat/prccc-relccc/pdf/F244_HC_Cancer_
Rpt_English.pdf. Accessed May 3, 2011.
The National Cancer Institute. Screening and testing to detect cancer.
http://www.cancer.gov/cancertopics/screening. Accessed May 5,
2011.
Related Topics
▶ Cancer incidence
▶ Cancer prevention
▶ Colorectal cancer
▶ Mammography
▶ Pap test
▶ Physician–patient communication
Cardiovascular Disease
SUJATHA SANKARAN
Division of Hospital Medicine, Department of
Medicine, University of California San Francisco
(UCSF), San Francisco, CA, USA
Suggested Readings
Andreeva, V. A., Unger, J. B., & Pentz, M. A. (2007). Breast cancer
among immigrants: A systematic review and new research directions. Journal of Immigrant and Minority Health, 9(4), 307–322.
Brown, W. M., Consedine, N. S., & Magai, C. (2006). Time spent
in the United States and breast cancer screening behaviors
among ethnically diverse immigrant women: Evidence for acculturation? Journal of Immigrant and Minority Health, 8(4),
347–358.
Goel, M., Wee, C., McCarthy, E., Davis, R., Ngo-Metzger, Q., &
Phillips, R. (2003). Racial and ethnic disparities in cancer screening: The importance of foreign birth as a barrier to care. Journal
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Cervical cancer screening among immigrants and ethnic minorities: A systematic review using the Health Belief Model. Journal
of Lower Genital Tract Diseases, 12(3), 232–241.
McDonald, J. T., & Kennedy, S. (2007). Cervical cancer screening by
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Pasick, R. J., & Burke, N. J. (2008). A critical review of theory in breast
cancer screening promotion across cultures. Annual Review of
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Raja Jones, H. (1999). Breast screening and ethnic minority women:
A literature review. The British Journal of Nursing, 8(19),
1284–1288.
Samuel, P. S., Pringle, J. P., James, N. W., Fielding, S. J., & Fairfield,
K. M. (2009). Breast, cervical, and colorectal cancer screening
rates amongst female Cambodian, Somali, and Vietnamese
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Globally, cardiovascular disease is the number one cause
of death, and in 2005, cardiovascular disease caused
30% of all deaths worldwide. Cardiovascular disease is
a category that encompasses a myriad of disorders of the
heart and blood vessels, including coronary artery disease, cerebrovascular disease, peripheral vascular disease,
infectious diseases of the heart, and congenital heart
disease. Coronary artery disease is an impairment in the
coronary blood vessels that are responsible for supplying
blood to the heart, and disruption in this circulation can
in turn lead to heart attacks. Similarly, cerebrovascular
disease causes an impairment of blood flow to the brain,
resulting in strokes, and peripheral vascular disease
causes disruption of blood to body organs and extremities, resulting in organ dysfunction and pain.
There is a large body of evidence that supports the
causal role of a number of risk factors in increasing the
risk of cardiovascular disease related events, such as
heart attacks and strokes. These cardiovascular disease
risk factors are hypertension, diabetes, hyperlipidemia,
tobacco use, and obesity. The global rise of cardiovascular disease can be largely attributed to the increase in
prevalence of modifiable risk factors due to shifts in
lifestyle such as immigration from smaller rural communities and villages to larger urban settings. With
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these shifts comes an increased risk of tobacco use, diets
high in sodium, saturated fats and carbohydrates, and
sedentary lifestyles, in turn leading to an increase in
rates of hypertension, diabetes, hyperlipidemia,
tobacco use, and obesity. With this increased prevalence of risk factors comes an increase in heart attacks
and strokes. Because of the large environmental component to cardiovascular disease, immigration plays
a vital role in the global rise of cardiovascular disease.
Immigration also plays a central role in the rates of
congenital, metabolic, and infectious diseases of the
heart. Maternal health and perinatal care are important
determinants of cardiovascular morbidity and mortality in newborns. Maternal health and perinatal care are
largely dependent on the social and economic conditions of different societies, and cultural norms and
values and immigration status play an important role
in the amount and type of pre- and postnatal care
mothers receive. This in turn impacts the prevention
and management of congenital heart disorders.
Endocrine and metabolic disorders such as thyroid
disease and vitamin deficiencies may also cause heart
dysfunction. There are a number of infectious diseases
that lead to heart dysfunction, including a parasitic
disease such as Chagas disease and bacterial diseases
of the heart valves such as endocarditis. The prevalence
of infectious causes of heart disease differs widely based
on geographical location, and immigration status plays
a vital role in the development of these disorders.
The Global Rise of Cardiovascular
Disease
Cardiovascular diseases are responsible for more deaths
worldwide than any other cause. An estimated 17.1
million individuals died from cardiovascular illnesses
in 2004. This accounted for 29% of all global deaths. By
2030, approximately 23.6 million people will die from
cardiovascular diseases each year, maintaining cardiovascular disease as the number one cause of death in the
world. It is estimated that the largest percentage
increases in death will occur in the Eastern Mediterranean region, and the largest number increases in death
will occur in Southeast Asia. Income levels play a large
role in both the prevalence of cardiovascular disease
and the mortality rate of cardiovascular illnesses.
Eighty-two percent of cardiovascular disease deaths
occur in low- and middle-income countries.
In the United States, 31% of the population has
cardiovascular disease, and 34.3% of annual deaths
are due to cardiovascular causes. In Canada, in the
year 2000, 34% of male deaths and 36% of female
deaths were due to cardiovascular diseases, and cardiovascular diseases cost the Canadian economy approximately $18.4 billion annually. In the United Kingdom
in 2003, there were 233,000 deaths due to cardiovascular disease and 38% of all deaths were from cardiovascular diseases. Death rates from cardiovascular disease
are generally decreasing in developed nations – in the
United States, from 1996 to 2006, death rates from
cardiovascular disease declined by 29.2%. Over 80%
of global deaths from cardiovascular disease occur in
low- and middle-income countries.
The number of years of productive life lost to cardiovascular disease will increase by 20% in 2030 as
compared to 2000. The rate of increase in cardiovascular illness is much higher in developing nations as
compared to more economically developed nations.
In Portugal, this 30-year rate of increase is 30% – in
South Africa it is 28% and in Brazil it is 64%. The 30year increase in risk of cardiovascular-related mortality
in China is 57% and in India, it is 95%. In India,
currently 10–12% of the population has cardiovascular
disease. It is estimated that India bears 60% of the
world’s coronary heart disease burden. The rate of
heart attacks in South Asians in the United States is
double that of the American average. There are more
individuals with cardiovascular diseases in India and
China than in all economically developed nations of the
world combined.
In Europe, each year cardiovascular disease causes
over 4.3 million deaths, which is 48% of the total
number of deaths in Europe. Cardiovascular disease is
the main cause of death in women in all European
countries, and is the main cause of death in men in all
countries except France, the Netherlands, and Spain.
Each year, cardiovascular disease costs the European
Union approximately €192 billion.
There are likely multiple reasons why cardiovascular disease prevalence and death rates are higher in lowand middle-income countries as compared to higher
income countries. Individuals in low- and middleincome nations have more exposure to cardiovascular
disease risk factors and have less access to preventive
methods as compared to higher income populations.
Cardiovascular Disease
Preventive measures to detect risk factors and provide
early interventions that in turn prevent morbidity and
mortality related to cardiovascular disease are much
scarcer in economically disadvantaged regions.
In general, people in lower income nations die
younger from cardiovascular diseases when compared
to people in higher income nations. These deaths of
individuals in their most productive years in turn lead
to increased poverty. Cardiovascular diseases are
predicted to reduce GDP between 1% and 5% in lowand middle-income countries experiencing rapid economic growth. For instance, China is predicted to lose
$558 billion due to loss of income in people with
cardiovascular diseases.
The sex distribution of cardiovascular disease is
roughly equal at this time, but in many countries,
women experience a disproportionately higher risk of
dying from cardiovascular disease compared to men.
The rates of cardiovascular disease death are increasing
at higher rates in women as compared to men in many
economically emerging countries, such as China and
Brazil.
Cardiovascular Disease in Immigrant
Populations
Numerous studies have been conducted to determine
whether there is a relationship between immigration
status and incidence of cardiovascular disease. These
studies have consistently shown that first-generation
immigrants have cardiovascular disease rates that
reflect their countries of origin. After two to three
generations, however, several studies have shown
that cardiovascular disease rates in immigrant
populations tend to match those of the adopted
country.
One study in 2008 in Sweden showed that Iranian
immigrants had higher rates of cardiovascular disease
than their native Iranian counterparts. Similarly,
a study in 2006 showed that Chinese immigrants in
New York City have a higher rate of cardiovascular
disease than native Chinese from the same community.
These results are consistent even after adjustments were
made for income level and age. Similar studies in
Indian, Pakistani, and West African populations have
showed that both emigration from rural areas to more
developed urban settings as well as emigration from
developing to developed nations result in increased
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rates of cardiovascular disease rates. This likely is the
result of increased rates of risk factors such as obesity,
tobacco use, Westernized diets, and sedentary lifestyles
in urban populations.
In the United States, individuals of South Asian
descent have a fourfold higher rate of coronary artery
disease as compared to the general American population. This is independent of the individual’s immigration status – first-, second-, and third-generation South
Asian immigrants all have a consistently increased rate
of cardiovascular disease prevalence and mortality. In
South Asians, more than 30% of deaths from heart
attacks occur in those younger than 65, a rate double
that of the United States national average. This
increased risk of cardiovascular disease has also been
noted in South Asian immigrants in the United Kingdom. According to the British Heart Foundation, the
death rate from coronary artery disease is 46% higher in
South Asian men and 51% higher in South Asian
women than in the UK population as a whole – this,
again, is the case among both first- and secondgeneration South Asian immigrants. However, data
from California have shown that South Asian women
are the only ethnic group in California that has experienced an increase in mortality due to cardiovascular
disease.
Immigrants from Latin America to the United
States have increased rates of cardiovascular disease
when compared to native Latin populations. This
could be at least partially due to health policies in
Latin American countries. For example, Brazil has
been cited as a model for effective cardiovascular disease prevention in Latin America. Brazil has been
a world leader in promoting programs that reduce
obesity, including national food and nutrition policies
to promote healthy eating habits and lifestyles that lead
to cardiovascular health.
In the United States, there is a marked difference in
cardiovascular disease rates across different ethnic
groups and immigrant communities. Among Caucasians, 12.1% have heart disease, 6.5% have coronary
heart disease, 23% have hypertension, and 2.7% have
had a stroke. African American populations have lower
rates of heart disease and coronary heart disease than
their Caucasian counterparts but higher rates of hypertension and stroke. Ten percent of African Americans
have heart disease, 5.6% have coronary heart disease,
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31.8% have hypertension, and 3.6% have had a stroke
in the past. In contrast, Latinos in the United States
have lower rates of cardiovascular disease, and 8.1% of
Latinos have heart disease, 5.7% have coronary heart
disease, 21% have hypertension, and 2.6% have had
a stroke. Native Americans and Alaska Natives have
higher rates of cardiovascular disease, and 12.1% have
heart disease, 6.6% have coronary heart disease, 25.3%
have hypertension, and 3.9% have had a stroke in the
past. South Asians in the United States have the largest
rates of cardiovascular disease of any subgroup, with
rates of developing coronary heart disease ranging
from 18% to 25%.
Cardiovascular Risk Factors in
Immigrant Populations
Hypertension
Globally, high blood pressure, or “hypertension,”
causes approximately 7.1 million deaths each year.
Hypertension, if left untreated, is a risk factor for
strokes and heart attacks. It is estimated that about
62% of strokes and 49% of heart attacks are caused by
hypertension. It has been predicted that the prevalence
of hypertension will increase to 1.56 billion people
by the year 2025. Currently, about 15–37% of the
global adult population has hypertension, and in the
United States about 140 million people suffer from
hypertension. Throughout the world, it is believed
that a significant percentage of hypertension is
undiagnosed. Of the diagnosed cases of hypertension,
it is thought that more than half of all hypertensive
patients do not receive adequate treatment.
In India and China, there has been a rapid rise in the
prevalence of hypertension over the past 20 years, and
a concomitant increase in rates of stroke. These
increases correlate with a shift from rural to urban
lifestyles and mirror the increases in rates of hypertension in Chinese and Indian immigrants in the United
States and the United Kingdom. In contrast, studies
have shown that rates of hypertension are higher in
native Mexicans than in first-generation Mexican
immigrants to the United States. Despite the lack of
consistent health care coverage in Mexican immigrants,
rates of diagnosis and treatment of hypertension
appear to be better in Mexicans living in the United
States as compared to native Mexicans.
In Africa, the prevalence of hypertension is estimated at approximately 20 million people. The hypertension-related stroke rate is higher in Africa than in
other regions of the world, and victims of hypertension-related stroke in Africa are relatively young. There
is a lower rate of hypertension in Africans and firstgeneration African immigrants to the United States
when compared to African Americans who have lived
in the United States for several generations. This difference exists even when there are corrections for body
mass index and age.
There is a well-established relationship between
increased salt intake and hypertension. Numerous
studies have also shown that tobacco use, alcohol use,
and sedentary lifestyle can lead to increases in blood
pressure. It is likely that development of hypertension
is multifactorial and that inherent ethnic differences,
varied patterns of exercise, diverse dietary habits, and
differences in alcohol and tobacco use all contribute to
increased rates of hypertension. Because immigrants
often bring with them dietary and social habits from
their native cultures, there is a complex interplay
between genetic and lifestyle factors that determine
rates of hypertension in immigrant populations.
Hyperlipidemia
High blood cholesterol or “hyperlipidemia” is another
important risk factor for cardiovascular disease. Three
components of cholesterol are measured to determine
overall cardiovascular risk – LDL or low-density lipoprotein, increased levels of which lead to an increase in
heart disease; HDL, or high-density lipoprotein,
a component that can actually protect individuals
from cardiovascular disease if high enough; and triglycerides, a component that is also linked to cardiovascular disease. Hyperlipidemia is estimated to cause
about 4.4 million deaths every year, and is directly
responsible for 18% of strokes and 56% of coronary
heart disease globally. Diverse studies of immigrants
have shown that there is a strong environmental component to hyperlipidemia, and rates of hyperlipidemia
rapidly change as patients emigrate to another country
and dietary patterns change. A study in Israel published
in 1960 showed that immigrants from areas where
typical diets are high in fruits and vegetables and low
in animal fat have much lower rates of hyperlipidemia.
This study also showed how, as immigrants’ diets
Cardiovascular Disease
change to match local patterns and include increases in
consumption of foods high in saturated fat, cholesterol
levels also increase. Another study in 1985 showed that
Japanese immigrants to Brazil had lower levels of HDL,
the component of cholesterol that is protective against
cardiovascular disease, when compared to native Japanese. Another study in Costa Rica in 2002 showed that
as Chinese immigrants increased their consumption of
animal protein, rates of hyperlipidemia increased. As
with hypertension, there appears to be both inherent
ethnic differences in rates of hyperlipidemia and
a strong contributing lifestyle component.
Obesity
Obesity, defined as an unhealthy weight that adversely
affects an individual’s health and well-being, has
a strong and well-established relationship with cardiovascular disease. There is a direct correlation between
increases in body mass index, a common measure of
weight, and cardiovascular illnesses. As BMI levels and
abdominal circumferences increase, the prevalence of
hypertension, high blood glucose levels, hyperlipidemia,
and low HDL cholesterol levels increase. The rates of
overweight and obesity are rising dramatically throughout the world. This is thought to be due to increasingly
sedentary lifestyles as well as dietary factors.
In immigrant communities in the United States,
studies have shown a direct correlation between the
number of years of residence in the United States and
increases in rates of overweight and obesity. A study in
2004 showed that after adjusting for age, socioeconomic and lifestyle factors, living in the United States
for 10 years or more is associated with significant
increases in the levels of overweight and obesity. Immigrants in the United States were also noted to be less
likely than US-born individuals to discuss diet and
exercise with clinicians. The study showed that only
8% of immigrants who had lived in the United States
for less than a year were obese, but that 19% of individuals who had lived in the United States for at least 15
years were obese.
Another study in September 2009 looked at immigrants in the United States, and noted that the sons of
immigrants had higher rates of overweight and obesity
than their American-born counterparts. It was found
that 34% of kindergarten-age immigrant boys were
obese or overweight compared with 25% of the sons
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of native-born Americans. By age 13, 49% of sons of
immigrants are overweight or obese as opposed to 33%
of natives. This difference was independent of socioeconomic status and was more pronounced in children
whose parents did not speak English. It is thought that
a combination of easily available and inexpensive highcalorie, low-nutrient foods and beverages and the fact
that often new immigrants are not aware of the risks of
unhealthy lifestyle choices likely contributed to this effect.
One of the most important causes of overweight
and obesity in immigrants is lack of education about
the adverse effects of obesity and the contribution of
diet and exercise to moderating weight. Another small
study in 2009 showed a direct correlation between
education and rates of obesity in immigrants – immigrants with advanced degrees were less likely to become
obese, while immigrants without advanced degrees
were more likely to become obese after 5 years in the
United States. The other factors influencing rates of
obesity in immigrants are perceived health status and
body image. In many resource-poor cultures, overweight and obesity are associated with economic success, and physical activity is associated with blue-collar
jobs and poverty. Other cultures associate overweight
and obesity with good health and in some cultures
individuals who are overweight or obese are considered
more “marriageable.” One study of Latina immigrant
women in 2006 showed that the majority of women in
the study associated overweight and obesity with
attractiveness and were reluctant to lose weight because
of perceived unattractiveness to men.
Diabetes Mellitus
Currently, it is estimated that there are approximately
150 million people worldwide with type II diabetes,
and this figure is expected to double by 2025. About
58% of global diabetes mellitus is attributable to overweight or obesity. Rates of death from diabetes mellitus
are also increasing.
In general, immigrants from the developing world
to more economically developed regions have higher
rates of diabetes than native populations. One study in
2006 in Sweden showed that immigrants from nonEuropean countries had higher rates of diabetes than
native Swedish populations or immigrants from European countries. Another Dutch study showed that
immigrants from Suriname, India, Turkey, and
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Cardiovascular Disease
Morocco to the Netherlands had higher rates of diabetes than their native counterparts. This tendency is
independent of rates of overweight and obesity.
A study of Ethiopian immigrants in Israel in 2005
showed a growing prevalence of type II diabetes. In
Canada, individuals of aboriginal, Latino, Asian,
South Asian, or African descent have been noted to be
more vulnerable to diabetes.
It is very well documented that South Asian immigrants have a much higher rate of diabetes mellitus
than the general nonimmigrant population in developed nations. In the United Kingdom, studies have
shown that the Bangladeshi and Pakistani communities
have a disproportionately high level of diabetes when
compared to Caucasians. In the United States, South
Asian immigrants are seven times more likely to have
type II diabetes than the general population, and in
New York City, Indian immigrants are at a greater risk
of hospitalization from diabetes than other immigrant
groups. Studies in New York City have also shown that
South Asian immigrants have a rate of diabetes that is
almost three times higher than the rate for other Asian
American immigrants in New York City. Another study
in 2009 showed that 28% of Bangladeshis living in New
York City have diabetes. South Asian immigrant
women in New York City have the highest prevalence
and highest increase in prevalence of gestational diabetes mellitus.
There is also evidence that immigrants with diabetes have poorer glycemic control than their native
counterparts. A study in 2008 in Ireland showed that
non-White immigrants to Ireland had poorer glucose
control than native Irish individuals with diabetes
mellitus. Factors that are thought to play a role in
higher rates of hyperglycemia in immigrant diabetic
patients include lack of education about the consequences of untreated diabetes and the importance of
medication compliance, and lack of information about
appropriate food and diet choices. Studies have shown
that a strong family support system and targeted culture-specific education can have a significant impact on
rates of cardiovascular disease.
Finally, immigrants who arrive in the United
States at younger ages are more likely to become overweight with increasing time in the United States as
compared to immigrants who come to the United
States at older ages.
Tobacco Use and Immigrants
Currently, there are about 1.3 billion smokers in the
world, and this number is projected to rise to 1.7 billion
by 2025. Smokers in general have death rates two to
three times higher than nonsmokers. A joint study by
the Centers for Disease Control and Prevention (CDC)
and the World Health Organization (WHO) showed
that smoking causes a 100% increase in the risk of
stroke and coronary heart disease, a 300% increase in
the risk of death from undiagnosed coronary heart
disease, greater than a 300% increase in the risk of
peripheral arterial disease, and a 400% increase in the
risk of aortic aneurysm.
In the United States, the rates of tobacco use in 2000
were 13.7% among Asian and Pacific Islanders, 19.1%
among Latinos, 25% among non-Hispanic Whites,
24.7% among African Americans, and 40% among
Native Americans and Alaskan natives. Various studies
have looked at tobacco use rates among different immigrant populations in the United States. One study of
Chinese Americans in Texas showed that while
smoking rates were significantly lower in Chinese
Americans as compared to the general Texas population, the smoking rate among recent immigrant men
was higher. Twenty-eight percent of immigrant Chinese men smoked, as compared to 20.6% of the local
population. In contrast, US born Chinese American
smoking rates are comparable to those of the local
American population. In Latino populations, studies
have shown that adolescents are particularly vulnerable
to tobacco use, and that there is a strong connection
between poverty, unemployment, high school dropout
rates and tobacco use. One study in California in
1993 showed that disadvantaged Latino youths
were three times more likely to use tobacco than
non-Latino youths. South Asian individuals in the
United States have lower rates of smoking than other
Asian groups.
The tobacco epidemic is affecting an increasing
number of children and adolescents. Tobacco use in
children and adolescents is highest in the Americas and
Europe, where it is approximately 20%. Cigarette
smoking is higher among young people in the
Americas and Europe, while use of other tobacco products is higher in South East Asia and the Eastern Mediterranean. Everywhere, tobacco use is significantly
higher in boys than in girls.
Cardiovascular Disease
Infectious Diseases of the Heart in
Immigrant Populations
Infectious diseases that affect the heart are an important cause of morbidity and mortality in immigrants.
In particular, two infectious conditions – Chagas disease and rheumatic fever – are commonly responsible
for cardiovascular disease in immigrant populations.
Chagas disease is transmitted by the protozoan parasite
Trypanasoma cruzi. Infected insects take blood meals
from humans and their domestic animals and deposit
parasite-laden feces. The parasites are then transmitted
to humans through breaks in the skin, mucosal surfaces, or conjunctiva. Transmission also occurs congenitally or through blood transfusion or organ
transplantation. Once an individual is infected with T.
cruzi, there is no way to eradicate the infection.
Longstanding T. cruzi infection can lead to the serious
cardiac disease of Chagas disease. Ten to 30% of individuals with chronic Chagas disease develop clinical
manifestations of the disease. The most serious cardiac
complication is an inflammatory cardiomyopathy that
results from the presence of parasites in the heart. This
cardiomyopathy results in congestive heart failure, causing symptoms of severe shortness of breath, decreased
exercise tolerance, and swelling in the lower extremities.
Cardiac rhythm disturbances can also occur.
While the rates of cardiac disease due to Chagas
disease are low in the native population of the United
States, there has been a notable increase in the number
of people with complications of Chagas disease in the
last few decades due to immigration of people from
endemic countries. It is estimated that now approximately 13 million people from endemic countries live
in the United States and 80,000–120,000 of these people
have chronic T. cruzi infection. Approximately two
thirds of these individuals are from Mexico.
Acute rheumatic fever is another infectious cardiac
disease that is common in immigrant populations.
Streptococcal throat infections are sometimes followed
by rheumatic fever, typically beginning about 2–3 weeks
after the initial streptococcal infection. In about half of
patients with acute rheumatic fever, inflammation of the
heart called carditis can follow, and carditis leads to heart
failure in some patients. Rheumatic fever can also damage heart valves. In the United States, rheumatic fever is
most common in recent immigrants from developing
countries in which there is poor access to antibiotics.
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Conclusions
Immigration status plays a large role in the development of cardiovascular disease. Shifts from rural to
urban lifestyles and changing patterns of diet and exercise are largely responsible for the development of
cardiovascular risk factors that in turn lead to coronary
heart disease. Perinatal, metabolic, and endocrine
causes of heart disease also are affected profoundly
affected by immigration status. Immigrants without
appropriate access to regular medical care are more
likely to experience the sequelae of various cardiovascular illnesses. Cardiovascular disease rates are determined by a complex set of cultural, biological, and
social factors, and immigration status is intimately
tied to these factors. In order to adequately identify
and treat cardiovascular illness in diverse populations,
it is vital that this cultural milieu is recognized and
considered. This will become even more imperative as
increased immigration and globalization lead to
increasingly heterogeneous populations throughout
the world.
Related Topics
▶ Body mass index
▶ Cardiovascular risk factors
▶ Chronic disease
▶ Diabetes mellitus
▶ Hypertension
▶ Obesity
▶ Stroke
▶ Tobacco use
Suggested Readings
Anderson, G. F., & Chu, E. (2007). Expanding priorities – confronting
chronic disease in countries with low income. Baltimore: Johns
Hopkins Bloomberg School of Public Health.
Hossain, P., Kawar, B., & El Nahas, M. (2007). Obesity and diabetes in
the developing world – a growing challenge. The New England
Journal of Medicine, 356(9), 973.
Howson, C. P., Reddy, K. S., Committee on Research, Development,
and Institutional Strengthening for Control of Cardiovascular
Diseases in Developing Countries, Institute of Medicine, et al.
(1998). Control of cardiovascular diseases in developing
countries: Research, development, and institutional strengthening.
Washington, DC: National Academies Press.
Leeder, S., Raymond, S., Greenberg, H., et al. (2004). A race against
time. The challenge of cardiovascular disease in developing economies. New York: Columbia University.
Levy, D., & Kannel, W. (2000). Searching for answers to ethnic
disparities in cardiovascular risk. Lancet, 356(9226), 266–267.
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World Health Organization. (2008). Action plan for the global strategy
for the prevention and control of noncommunicable diseases.
Geneva: World Health Organization.
World Health Organization. (2005). Preventing chronic diseases:
A vital investment. World Health Organization global report,
2005. Geneva: World Health Organization.
Suggested Resources
Institute of Medicine. (2010). Promoting cardiovascular health in
the developing world: A critical challenge to achieve global
health, report. http://www.iom.edu/Reports/2010/PromotingCardiovascular-Health-in-the-Developing-World-A-CriticalChallenge-to-Achieve-Global-Health.aspx
Kaiser Family Foundation. Race, ethnicity, and health care: The
Basics: Key data. http://www.kaiseredu.org/topics_reflib.asp?id=
329&rID=1&parentid=67
World Health Organization. Cardiovascular disease. http://www.
who.int/cardiovascular_diseases/en/
Cardiovascular Risk Factors
HOMER VENTERS
Division of General Internal Medicine, New York
University School of Medicine, New York, NY, USA
Cardiovascular (CV) disease remains the single greatest
cause of mortality in developed nations and is fast
rising as a major cause of mortality elsewhere. While
many developed nations have begun to address CV
disease and the associated population risk factors, few
resources are dedicated to identification and modification of CV disease risk factors elsewhere. Immigrants
face multiple challenges addressing CV disease risk
factors; many developing nations may fail to identify
CV risks within immigrant populations and when these
risks are identified, access to care, beliefs systems inconsistent with the Western medical model, and competing
(non-health related) priorities may interact to make
CV risk factor identification and modification difficult.
Additionally, the CV risk profile that immigrants arrive
with will change over time, often to include a more
sedentary and stressful lifestyle and less healthy diet.
Two important questions regarding immigrants
and CV risk are whether one’s status as an immigrant
confers inherent CV risk and whether ethnic or geographic variation changes the relative importance of
various CV risk factors. These questions touch on the
basic conundrum of medical providers, public health
workers, and policy makers. How are immigrants different than other patients and how specialized do
health care services need to be in order to address
their unique health issues without recreating services
that already exist elsewhere and for which specialization is not beneficial?
Immigration clearly imparts stressors that may
contribute to CV risk. The psychological stress associated with migration has been linked to increased CV
risk and for immigrants leaving their country of origin
after traumatic events, either natural or man-made,
this stress translates to heightened CV risk. In addition
to the psychological stress associated with immigration, the transition to a new country almost certainly
interrupts normal diet and activity level.
Some ethnic and regional groups of immigrants
have been reported to possess inherently increased CV
risk profiles. For example, multiple reports have identified increased rates of insulin resistance, diabetes, and
other CV risks among Asian and Pacific Islander immigrants to the United States, Brazil, and other nations.
Other groups of immigrants that have been identified
as having particularly high CV risk profiles include
It is likely that the most significant cardiovascular
risk factors among immigrants stem from variables that
are unrelated to immigrant status. One of the single
largest studies to examine cardiovascular disease predictors among multiple national and ethnic groups was
the INTERHEART study. This case-control study was
conducted in 52 countries and identified 9 easily measured risk factors that account for over 90% of the risk
of acute myocardial infarction (AMI) among patients
presenting with their first AMI at 262 participating
centers. These risk factors (smoking, lipids, diabetes,
hypertension, obesity, diet, physical activity, alcohol
consumption, and psychosocial factors) were analyzed
for approximately 12,000 cases and 9,000 controls.
Conventional wisdom has held that these traditional
risk factors might account for only 50% of AMI risk
and that these risk factors might vary widely in their
predictive power across geographic regions. Surprisingly, these nine risk factors proved remarkably consistent in their predictive powers of AMI in both men and
women as well as across the 52 nations of Africa, Asia,
Australia, Europe, the Middle East, and North and
Cardiovascular Risk Factors
South America where subjects participated. One geographic dichotomy that INTERNEART reported was
the much earlier presentations of AMI among men
(8–10 years versus women) and in the regions of Africa,
the Middle East, and South Asia (10 years versus all
other regions).
While most studies compare the CV risks of immigrant to a native-born cohort, a key consideration is
whether the immigrants’ CV risks are truly acquired or
not. For example, smoking among immigrant
populations appears to mirror rates from the country/
region of origin. Immigrants moving from low to
higher smoking prevalence nations (such as Africans
living in Europe) appear to conserve their low prevalence status while immigrants making the opposite
transition appear to similarly continue their high
rates of smoking. Given projections that global
smoking rates will continue to rise and soon account
for 10% of all deaths, these observations may not hold
and immigrants from less developed nations may arrive
with additional CV risks.
Unlike smoking, rates of diet and physical activity
appear to change relatively quickly with immigration.
Multiple studies have examined the role of new dietary
habits among immigrants as well as the changes in
physical activity and mental health. Immigrants from
Africa to Europe may have lower rates of smoking but
higher rates of physical inactivity and higher BMI than
their native-born cohort. These changes in risk profile
likely result in physiological consequences such as
increased atherosclerosis changes over time. Additional
information may be gained from knowledge of migration within nations that replicates external migration.
For example, an analysis of CV risk factors among
Tanzanian men and women who migrated from rural
to urban setting revealed increased weight and
decreased physical activity but mixed changes in cholesterol and diet (more red meat but also more fresh
fruit and vegetables). In some cases, such as that of
emigration from the former Soviet Union to the United
States, the dietary and activity changes may actually
improve CV risk from baseline.
For policy makers, public health professionals, and
medical providers, a central challenge is how to communicate CV health knowledge to immigrant patients and
work to promote healthy living. Multiple studies have
documented that immigrants acquire CV risk factors
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associated with the diet and level of activity, but to
date, the evidence concerning targeted interventions is
mixed. Since most of these interventions are small community-based programs, rigorously evaluating their
effectiveness is often a challenge.
One challenge to these interventions is difficulty in
targeting the intervention to a particular immigrant
community. Some immigrant groups are wellacquainted with the Western medical model and
long-term health risks and disease progression may be
widely accepted concepts. Such groups may include
immigrants moving between developed nations or
those migrating from nations with established primary
care systems. For many immigrants, however, the
notion of CV risks and decade-long developments of
CV disease is quite foreign. Many immigrants from
developing nations are familiar with medical care, providers, and medication as interventions for urgent or
emergent problems such as trauma, seizure, and complicated childbirth. For these immigrants, traditional
beliefs and practices are often very intact when they
arrive in a new home country. These traditional concepts of disease, and the traditional healers that offer
services in the new country, must be integrated into any
efforts to educate or otherwise engage immigrants
about CV risk. Such an undertaking may be too great
a challenge for primary care providers and concerted
community and public health campaigns are often
needed. Traditionally, public health interventions with
immigrants in developed countries have focused on
infectious disease, such as screening for tuberculosis,
HIV, and parasitic infection. While these diseases
remain important, similar efforts must be made to
communicate abut CV risks and disease in immigrant
communities.
Another challenge that may impair CV risk reduction strategies among immigrants is the presence of
more pressing needs. In developed nations, newly
arrived immigrants face a dizzying array of social services and regulations that they must navigate in order
to secure basic food, shelter, and employment. For
immigrants arriving or staying in a new country without proper immigration status, the need to avoid detection (and detention/deportation) by immigration
officials may supersede almost all other needs. For
immigrants who do seek to engage with medical care,
it is most often on behalf of their children, who may
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require certain medical documentation for school registration, and for whom medical care may be more
accessible. Communities that have successfully engaged
with immigrants concerning CV risks have done so by
providing care in a convenient manner (i.e., in
a mosque or taxi garage or school) and without any
threat of immigration or police presence.
CV risks among immigrants are essentially like
those of nonimmigrants, an aggregation of dietary,
lifestyle, and genetic components as reported in the
INTERHEART and other studies. The unique concerns
for promoting CV health among immigrants are how
to identify changing CV risk profiles and engage immigrant communities on these risks and their modification. Several levels of intervention are required for
meeting this goal. First, leaders in immigrant communities must be enlisted as advocates for promotion of
CV health. Next, public health institutions must target
their CV risk reduction campaigns toward the immigrant groups in their communities with programs that
are rooted in familiar language and concepts. Simple,
protective interventions such as smoking cessation,
increased daily intake of fruits and vegetables, and
moderate physical activity can be incorporated into
most belief systems and concepts of health. Finally,
primary medical care must be available to immigrants
so that their physicians can perform adequate CV risk
assessment and discuss CV risk modification.
Related Topics
▶ Blood pressure
▶ Body mass index
▶ Diabetes mellitus
▶ Dietary patterns
▶ Disease prevention
▶ Obesity
▶ Percent body fat
▶ Stroke
Glenday, K., Kumar, B. N., Tverdal, A., & Meyer, H. E. (2006).
Cardiovascular disease risk factors among five major ethnic
groups in Oslo, Norway: The Oslo Immigrant Health Study.
BMC Public Health, 6, 102.
Koochek, A., Mirmiran, P., Azizi, T., Padyab, M., Johansson, S. E.,
Karlström, B., Azizi, F., & Sundquist, J. (2008). Is migration to
Sweden associated with increased prevalence of risk factors
for cardiovascular disease? European Journal of Cardiovascular
Prevention and Rehabilitation, 15(1), 78–82.
Lear, S. A., Humphries, K. H., Hage-Moussa, S., Chockalingam, A., &
Mancini, G. B. (2009). Immigration presents a potential
increased risk for atherosclerosis. Atherosclerosis, 205(2),
584–589.
Lepoutre-Lussey, C., Plouin, P. F., & Steichen, O. (2010). Cardiovascular risk factors in hypertensive patients born in Northern
Africa and living in France. Blood Pressure, 19(2), 75–80.
Misra, R., Patel, T., Kotha, P., Raji, A., Ganda, O., Banerji, M., Shah, V.,
Vijay, K., Mudaliar, S., Iyer, D., & Balasubramanyam, A. (2010).
Prevalence of diabetes, metabolic syndrome, and cardiovascular
risk factors in US Asian Indians: Results from a national study.
Journal of Diabetes and its Complications, 24(3), 145–153.
Regidor, E., Astasio, P., Calle, M. E., Martı́nez, D., Ortega, P., &
Domı́nguez, V. (2009). The association between birthplace in
different regions of the world and cardiovascular mortality
among residents of Spain. European Journal of Epidemiology,
24(9), 503–512.
Renzaho, A. M., Mellor, D., Boulton, K., & Swinburn, B. (2010).
Effectiveness of prevention programmes for obesity and chronic
diseases among immigrants to developed countries –
a systematic review. Public Health Nutrition, 13(3), 438–450.
Epub 2009 Sep 2. Review.
Yusuf, S., Hawken, S., Ounpuu, S., Dans, T., Avezum, A., Lanas, F.,
McQueen, M., Budaj, A., Pais, P., Varigos, J., Lisheng, L., &
INTERHEART Study Investigators. (2004). Effect of potentially
modifiable risk factors associated with myocardial infarction in
52 countries (the INTERHEART study): Case-control study.
Lancet, 364(9438), 937–952.
Caregiving and Caregiver
Burden
Suggested Readings
BRANDY L. JOHNSON
Rynearson, Suess, Schnurbusch & Champion, L.L.C.,
St. Louis, MO, USA
Edelman, D., Christian, A., & Mosca, L. (2009). Association of acculturation status with beliefs, barriers, and perceptions related to
cardiovascular disease prevention among racial and ethnic
minorities. Journal of Transcultural Nursing, 20(3), 278–285.
Gadd, M., Johansson, S. E., Sundquist, J., & Wändell, P. (2005). The
trend of cardiovascular disease in immigrants in Sweden. European Journal of Epidemiology, 20(9), 755–760.
Caregivers or, as they are known in some countries,
careers, are people who are responsible for looking
after, tending to, or aiding others who suffer from
illness or disability. While there are numerous formal
Caregiving and Caregiver Burden
sources of care, such as nursing homes, assisted living
communities, rehabilitation hospitals, and home
health care, most caregiving occurs informally and at
home. Likewise, although there are professional caregivers who get paid for their services, caregivers are
more often unpaid family members or friends of the
individual requiring care. Parents, spouses, siblings,
and adult children are often informal caregivers. The
care recipients can be of any age and are often ill,
injured, physically disabled, mentally ill, mentally disabled, or elderly. Family members and friends commonly step into the role of caregiver out of love,
respect, commitment, and/or a sense of duty or responsibility for the care recipient.
With advances in medical science, the populations
of many countries have seen an increase in longevity for
the elderly, ill, and disabled. This has created an
increased need for caregiving. In 2004, it was estimated
there were 44.4 million caregivers in the USA The UK
reported six million caregivers in 2001. In the same
year, there were 481,579 caregivers in Scotland. As
caregiving is very personalized, the amount of care
provided, as well as the type of care provided, varies
with each care recipient. The care recipient may need
full-time care, requiring the caregiver to be present for
forty or more hours a week. Other care recipients may
need as little as a few hours a week. Depending upon
the care recipient’s needs, the caregiver may have a full
or part time job in addition to aiding the care recipient.
In recent years, employers have begun to work with
caregivers by offering more flexible hours, job sharing,
the ability to work from remote locations, and leaves of
absence.
Most caregivers are women. A study performed by
the National Alliance of Care Giving and American
Association for Retired Persons (AARP), released in
2004, showed 61% of caregivers in the study were
women. Male caregivers are more likely to provide
care to other men. Female caregivers also tend to provide a greater number of hours of care and a higher
level of care.
Caregiving is extremely individualized. It can be
relatively undemanding, highly demanding, or anywhere in-between these extremes. The care may be as
minimal as grocery shopping, paying bills, driving to
an appointment, and/or housekeeping. However, the
care could be comprehensive and require assistance
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with cooking, feeding, dressing, bathing, wound care,
transferring/lifting, and management of medical
equipment like catheters, wheelchairs, respirators, or
oxygen tanks.
As well as assisting in activities of daily living,
caregivers often play other roles. Caregivers are usually
advocates for the medical management of the care
recipient. The provision of care requires that caregivers
understand the care recipient’s illness, disability, or
medical condition and participate in the treatment or
management of it. Caregivers often dispense medication and provide both reassurance and emotional support to the care recipient. They may also be in charge
of, or assist with, the care recipient’s finances and
upkeep of the household.
Informal caregiving may be coupled with formal
caregiving, depending on the needs and resources of
the care recipient. For example, the recipient may
attend adult day care or have a home health nurse
who only performs specific tasks related to the care
recipient’s medical needs. The care recipient may have
a housekeeper, driver, or the ability to utilize community transportation services to attend appointments.
When this occurs, informal caregivers are required to
coordinate the sources of care to ensure all the care
recipient’s needs are met.
An individual’s need for care can occur quickly,
such as when there is an accident, or may develop
over time. A care recipient’s need may also change as
a disease progresses. Individuals who suffer from
Alzheimer’s or dementia may be able to function relatively well in the beginning, requiring little to no care,
and progress slowly toward a need for around the clock
care. Caregivers must adjust to meet the needs of the
care recipient and, when necessary, consider whether
more formal care is required. When the needs of the
care recipient become greater than the abilities and/or
resources of the caregiver or caregivers, a decision must
be made regarding whether to turn to institutionalization of the care recipient.
Caregiving can be a rewarding experience.
Although caregiving can be complicated and demanding of time and resources, many caregivers find a sense
of purpose stems from the act. In fact, a 2007 nationwide survey by Caring Today magazine revealed, in the
USA, nearly 80% of family caregivers found the experience to be emotionally rewarding. Caregivers also
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often find their bond with the care recipient strengthened through the caregiving experience. The caregiver
may also develop increased self-esteem through the
provision of care. These positive findings can be characterized as caregiver gain.
While some find caregiving to be a positive experience, others find the opposite. Caregiving, especially if
the care recipient’s needs are highly demanding, can be
extremely stressful. The stress (physically, emotionally,
and financially) experienced by those who provide care
to the ill, disabled, and elderly can be characterized as
caregiver burden. Caregiver burden is also known as
caregiver syndrome, caregiver stress, caregiver distress,
and caregiver strain.
Caregiver burden is the result of more than the need
to provide care. The way the caregiver approaches the
task can affect how he or she feels about the role. Many
times the role as caregiver is unexpected, unfamiliar,
and unwanted. If the caregiver feels he or she had no
choice in assuming the role, it is more likely there will
be anxiety and a negative attitude on the part of the
caregiver. There may be feelings of resentment toward
both the role as caregiver and the care recipient. Additionally, the nature of the relationship between the
caregiver and care recipient before the need for care
arises can affect how the caregiver feels about his or her
role. When the caregiver and care recipient have a good
relationship before the need for care arises, the caregiver may feel more positive about his or her role.
Conversely, when the participants have a bad or shaky
relationship before the need for care arises, the caregiver may experience a greater amount of anxiety, bitterness, or resentment.
The effect of caregiving on the caregiver’s relationships with others can add to caregiver burden. The
majority of caregivers have a spouse and children.
Caregiving can cause strain on marriage and relationships with children, friends, and coworkers. When the
care recipient is also a member of the caregiver’s
family, caregivers may find their relationships with
other family members are also strained. The caregiver
may feel other family members are not providing
the additional aid they should. Disagreements may
arise between family members, especially siblings,
concerning the type of care being provided, the manner in which the care is provided, use of the recipient’s
resources, or whether the recipient should be
institutionalized.
In addition to the strain on relationships, it is not
uncommon for the caregiver’s social activities to
diminish. Social isolation leads to feelings of loneliness,
guilt, and resentment. The caregiver may feel anger
over losing time with others, the ability to engage in
hobbies or favorite past times, and free time. Such
isolation, and the resulting feelings, can lead to depression and/or anxiety. Studies have shown caregivers
suffer from a higher incidence of depression than control groups. If the caregiver has few coping skills, the
burden felt can be magnified.
Caregivers often neglect their own mental and
physical health while caring for another. Caregivers
are twice as likely to report a physical or mental health
condition. Caregivers have been found to have
a reduced immune function and slower healing of
wounds. Viral illnesses tend to last longer in caregivers
than non-caregivers. Studies have also found higher
mortality and morbidity levels in caregivers who perceive greater stress in the provision of care. One study
found elderly spouse caregivers who experienced caregiver burden had a 63% higher mortality risk than the
control subjects.
The amount of caregiver burden that is experienced
by caregivers can be affected by the culture from which
they belong. In some cultures, the caregiver does not
differentiate this role from their other daily activities.
Instead, it is perceived as a part of life. The Chinese
culture, for example, views caregiving as just another
part of family life. Caring for family is considered part
of filial piety, or respect and love for one’s parents and
ancestors. The Hispanic or Latino culture is very similar. The concept of familia dictates family members are
morally responsible to help each other. Thus, members
of this culture are raised to expect the need to aid family
members when problems arise with their health,
finances, or other life issues. The African-American
culture has been found to have comparable values.
Caregiver burden can have an effect on both the
caregiver and the care recipient. As the caregiver
declines, the quality of care to the recipient may also
decrease. The care recipient may be exposed to the
caregiver’s negative attitude and resentment. This can
lead to guilt and resentment on the care recipient’s
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behalf. Moreover, the possibility of abuse, verbally or
physically, increases when the caregiver is under, or
perceives, a larger amount of stress and anxiety.
When considering caregiver burden, consideration
must be given to what is occurring financially, socially,
physically, and psychologically for both the caregiver
and the care recipient. Once all of this is considered,
steps can be taken to reduce the burden on the caregiver. Respite can provide the caregiver with a break
from the provision of care. The caregiver can use the
time to relax, take care of his or her own needs, spend
time with friends or family, and engage in hobbies or
favorite past times. Aid from other family members,
support groups, and the utilization of community support programs can also help reduce the caregiver’s
burden.
The stress experienced by caregivers can be reduced
further by having legal documents that outline the care
recipient’s wishes. Discussion of the care recipient’s
wishes coupled with legal documents like advanced
directives, wills, powers of attorney, and Do Not Resuscitate (DNR) orders helps alleviate the stress that
accompanies a caregiver having to make financial,
health care, and end-of-life decisions for the care recipient. It can also prevent conflict among family members who have different ideas concerning the care
recipient’s finances, treatment, and end-of-life decisions. Open and frank communication between the
caregiver, the care recipient, and other members of
the family about the conditions under which the recipient would be institutionalized can also serve to reduce
the burden experienced by the caregiver.
Unlike in the past, individuals today have an
increased longevity. Technology and medical advancements permit many people who once would have been
institutionalized to live at home. These factors, along
with the rising cost of health care, have increased the
need for family and friends to provide care for the ill,
elderly, and disabled. Along with the increased need for
caregivers is an increase in the burden they may experience. While caregiving can be stressful and demanding,
it can also be a rewarding and fulfilling experience.
However, caregivers should know their limits, develop
additional coping skills, and be aware of the resources
available to them financially, emotionally, and in the
community. Caregivers must also learn to balance their
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roles as a skilled caregiver, friend, spouse, parent,
employee, and family member. Caregivers that are successful in doing this are more likely to view caregiving
experience in a positive light and provide a higher quality of care.
Related Topics
▶ Depression
▶ Disability
Suggested Readings
American Medical Association. (2001). American Medical Association
guide to home caregiving. New York: Wiley.
Brown, L. J., Potter, J. F., & Foster, B. G. (1990). Caregiver burden
should be evaluated during geriatric assessment. Journal of the
American Geriatrics Society, 38, 455–460.
Bumagin, V. E., & Hirn, K. F. (2001). Caregiving: A guide for those who
give care and those who receive it. New York: Springer.
Meyer, M., & Derr, P. (2007). The comfort of home: A complete guide
for caregivers (3rd ed.). Portland: CareTrust Publications, L.L.C.
Mui, A., Choi, N., & Monk, A. (1998). Long-term care and ethnicity.
Westport: Auburn House.
Olshevski, J., Katz, A., & Knight, B. (1999). Stress reduction for
caregivers. Philadelphia: Taylor & Francis.
Parks, S., & Novilli, K. (2000). A practical guide for caring for
caregivers. American Family Physician, 62, 2613–2622.
Schulz, R., & Beach, S. R. (1999). Caregiving as a risk factor for
mortality. The caregiver health effects study. Journal of the American Medical Association, 282, 2215–2219.
Szinovacz, M., & Davey, A. (2007). Caregiving contexts: Cultural,
familial and societal implications. New York: Springer.
Suggested Resources
Buchbinder, J. Cultural traditions & respect for elders. Retrieved
March 7, 2010, from, Strength for Caring website. http://www.
strengthforcaring.com/manual/about-you-celebrating-cultures/
cultural-traditions-and-respect-for-elders/
Caring Today. (2007). National survey: Caregivers find unexpected
emotional rewards in tending for family members. Retrieved
April 29, 2011, from http://www.caringtoday.com/pressreleases/national-survey-of-caregivers
National Alliance for Caregiving and AAR. (2004). Caregiving in the
U.S. Retrieved April 29, 2011, from http://www.caregiving.org/
data/04finalreport.pdf
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▶ Convention Against Torture
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Celiac Disease
Celiac Disease
MELANIE ATHEY
Department of Psychiatry, Case Western Reserve
University School of Medicine, Cleveland, OH, USA
Celiac disease (also known as celiac sprue, nontropical
sprue, and gluten sensitivity enteropathy) is an autoimmune disorder that damages the villi (small, fingerlike projections) in the small intestines and interferes
with the absorption of nutrients from food. In individuals with celiac disease (CD), a negative reaction of the
immune system is triggered by gluten, a protein primarily found in wheat, barley, and rye. When individuals with CD ingest gluten, their immune system
responds by attacking and damaging the lining of the
small intestine. This damage impairs the body’s ability
to absorb important vitamins, minerals, and other
nutrients properly, leading to malnutrition and other
conditions. Developing CD requires a genetic predisposition, exposure to gluten through digestion, and
a trigger to start this abnormal reaction from the
immune system. Common triggers include stress,
trauma, or possibly infection. CD is permanent and
damage to the small intestine will occur every time
gluten is consumed, regardless if symptoms are present
or not. Left untreated, individuals with CD may
develop further complications such as diabetes, infertility, neurological disorders, osteoporosis, thyroid disease, and cancer. Strict adherence to a gluten-free
lifestyle is the only known treatment for CD. CD was
once believed to only affect populations of European
descent. Due to this belief, the majority of research for
CD was focused on individuals of European origin
until the late 1970s. Today, researchers consider CD to
be a worldwide health problem with evidence of it
affecting all ethnic populations, without exception.
CD is common in developing countries where
the major diet staple is wheat, posing a challenging
health problem for individuals requiring a glutenfree diet.
In addition to the misconception of CD only affecting Europeans, it was also thought of as a childhood
disease presenting exclusively with GI (gastrointestinal) symptoms. It is now recognized that the disease
is a multi-symptom, multisystem (organ) disease that
can be triggered at any age. There are over 300 symptoms that may be associated with CD. The classic
symptoms for CD include: chronic diarrhea/constipation, abdominal pain, bloating, and weight loss. More
common but seemingly unrelated symptoms include
joint pain, infertility, anemia, tingling/numbness, dermatitis, depression, irritability, and headaches. The
symptoms of CD vary considerably from person to
person, as does the severity of symptoms. To further
frustrate patients and physicians, CD may present different symptoms at differing times within an individual’s lifetime. For example, at age 20, GI symptoms may
be present, while years later, at age 35, the same individual may experience joint pain, fatigue, or anemia,
without GI issues. Others with CD may not experience
any symptoms at all. With such a wide variety of symptoms associated with CD, coupled with many symptoms mimicking numerous other health issues, an
accurate diagnosis can be time consuming, frustrating,
and difficult. On average, it takes 10 years from the
onset of symptoms for an individual with CD to be
appropriately diagnosed.
Initial screening for CD is done through blood tests.
The major tests that are available for CD screening
include blood tests such as the IgA tissue transglutaminase antibody (also known as the TTG), the IgA
anti-endomysial antibody, and the IgA antibody to
deamidated gliadin. If these tests suggest CD, a small
intestinal biopsy should be done, which is absolutely
required to establish a definite diagnosis of CD. Individuals should not start a gluten-free diet prior to
confirming the diagnosis of celiac disease by small
intestinal biopsy. This is because the damage to the
small intestine that is caused by gluten can heal when
gluten is removed from the diet, therefore potentially
causing a false-negative test result.
CD is the most common genetic autoimmune
disorder in the United States today. It is also the most
underdiagnosed autoimmune disorder and considered
a hidden epidemic by many celiac specialists. CD affects
approximately 1% of average, healthy Americans.
This means that more than three million people in
the United States are living with CD and 97% of them
are undiagnosed.
Celiac disease predominately affects people of
European descent (30% of Europeans currently carry
Central America
the gene for celiac disease), but recent studies show
increased prevalence of CD worldwide. It is a global
health concern that affects both developed and underdeveloped countries. No continent nor ethnicity has
been spared of this disease. Information, awareness,
and support are all necessary factors for every individuals managing CD. In Finland, England, and Australia,
celiac disease awareness is more advanced than in the
United States and other countries. For example, health
policy makers in Finland set out to achieve high detection rate by training health personnel, and advocating
blood tests for people known to be at risk for developing celiac disease. However, individuals with CD living in the United States have more food options than
ever. Once only available through mail order or in
health food stores, gluten-free foods are now mainstream, providing celiac suffers with more food
options than ever before. Many restaurants offer gluten-free menus, making dining out a possible option
for individuals with CD, an option that was not long
ago unheard of for individuals with such dietary
constraints. Sales of gluten-free foods increased 74%
from 2004 to 2009 in the United States and the
gluten-free market is expected to reach $2.6 million
in sales by 2012.
Many individuals experience several different
emotions after being diagnosed with CD. Following
a strict gluten-free diet for life can feel overwhelming.
Individuals with CD must not only give up common
foods such as bread, pasta, and pizza, but also have to
be aware of items that may contain hidden gluten,
such as lip balm, vitamins, and medicines. It is, however, a very a promising time for individuals with CD.
New research results and information are becoming
more accessible. Adhering to a gluten-free diet is
challenging, although it is becoming easier as more
and more gluten-free products come to market. The
prognosis for CD is excellent in individuals that
remain gluten-free. The small intestine will steadily
heal and start absorbing the needed nutrients, and
most individuals report an improvement with
symptoms immediately after gluten has been removed
from their diet.
Related Topics
▶ Food
▶ Nutrition
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Suggested Readings
Green, P., & Jones, R. (2006). Celiac disease: A hidden epidemic.
New York: Harper Collins.
Suggested Resources
American Celiac Disease Alliance. www.americanceliac.org
The Celiac Disease Foundation. www.celiac.org
Celiac Sprue Research Foundation. www.celiacsprue.org
National Foundation for Celiac Awareness. www.celiaccentral.org
Central America
AMY N. SHARPTON
Department of Veterans Affairs, Louis Stokes DVA
Medical Center Cleveland, Brecksville, OH, USA
Location
Central America is a region of the continent of South
America. It is situated between the southern border of
Mexico and the northwest border of Colombia. Most
often Central America is understood to include the
nations between Mexico and Colombia, including
Belize, Costa Rica, El Salvador, Guatemala, Honduras,
Nicaragua, and Panama. There is some disagreement,
however, as some geographers classify Central America
as a large isthmus, in which case the boundaries include
the portion of Mexico that lies east of the Isthmus of
Tehuantepec, including: the Mexican states of Chiapas,
Tabasco, Campeche, Yucatán, and Quintana Roo.
Geography
The region covers 524,000 km2. Its population was
estimated at 41,739,000 as of 2009, with a population
density of 77 people/km2. The land mass is recognized
as the isthmus of southern North America, with
boundaries that can be traced from southern Mexico’s
Isthmus of Tehuantepec, running southeastward to the
Isthmus of Panama, where it connects to the northwestern portion of South America at the Colombian
Pacific Lowlands. The furthest reaches of Central
America can be seen to the north at the Trans-Mexican
Volcanic Belt and the Gulf of Mexico, to the southwest
at the Pacific Ocean, and to the northeast at the Caribbean Sea.
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Central America
Central America is active geologically, with periodic
volcanic eruptions and earthquakes. For example, in
1976, 23,000 persons were killed when Guatemala was
devastated by an earthquake. Nicaragua’s capital city,
Managua, was the site of two catastrophic earthquakes
in 1931 and 1972. Approximately 5,000 perished in the
latter quake. Volcanic eruptions are common. As
a consequence, fertile soils from weathered volcanic
lavas have made it possible to sustain dense
populations in the agriculturally productive highland
areas.
Central America has many mountain ranges; the
longest are the Sierra Madre de Chiapas, the Cordillera
Isabelia, and the Cordillera de Talamanca. Fertile valleys lie between the mountain ranges and offer an
attractive climate in which much of the population is
concentrated. In fact, most of the population of Honduras, Costa Rica, and Guatemala live in valleys. Valleys
are suitable also for the production of coffee, beans,
and other crops. As part of the Mesoamerican Biodiversity hotspot, Central America holds greater than 7%
of the world’s biodiversity, featuring many species from
the Nearctic and the Neotropic ecozones. The most
biodiversity is found in the southern countries of
Costa Rica and Panama, followed by the northern
countries of Guatemala and Belize.
Recently, deforestation has been a concern for the
region of Central America. The UN reports that despite
efforts to arrest the decline, Central America had the
highest rate of forest loss in Latin America for the
decade 2000–2010. Over that same decade, the average
annual rate of forest cover loss was 1.19% in Central
America, compared to 0.13% globally, while Central
America’s forested area shrank from 54 million acres in
2000 to 48 million acres in 2010. The chief cause of
deforestation in the region is conversion of forest land
due to urbanization and agriculture; reportedly 90% of
the wood removed in the region is used for fuel. It is
reported, however, that a variety of practices are being
developed to avoid deforestation, such as emission
reduction projects, forest fire control efforts, and
improved stoves.
History
Due to the Spanish conquest in the sixteenth century,
most of Central America had a similar history – the
exception was British Honduras. To the English, the
land was called British Honduras; to the Spaniards and
Guatemalans, the land was called Belice. In 1973, independence from Great Britain was earned, and the name
“Belize” was adopted. From the sixteenth century
through 1821, Central America formed the Captaincy
General of Guatemala, or the Kingdom of Guatemala –
formed by the states of Chiapas (now part of Mexico),
Guatemala (including present day Belize), El Salvador,
Honduras, Nicaragua, and Costa Rica. Officially, the
Captaincy was part of the Viceroyalty of New Spain;
however, it was administered not by the viceroy or his
deputies, but by an independently appointed Captain
General headquartered first in Antigua, Guatemala,
and later in Guatemala City.
In 1821 a congress of Central American criollos,
persons of Spanish heritage born in Latin America,
declared their independence from Spain. Independence
was short-lived; however, as on January 5, 1822, the
leaders in Guatemala welcomed annexation by the First
Mexican Empire of Agustı́n de Iturbide. When Mexico
became a republic in 1823, it acknowledged Central
America’s right to determine its own destiny. On July
1, 1823, the congress of Central America declared absolute independence from Spain, Mexico, and any other
foreign nation, and a republican system of government
was established and the nation of Central America was
formed.
The Constitution for the Federal Republic of Central America was signed in 1824; the nation was comprised of Guatemala, El Salvador, Honduras,
Nicaragua, and Costa Rica, with an additional state –
Los Altos – being added in the 1830s. Although Central
American liberals hoped the new country would evolve
into a modern, democratic nation, the Union dissolved
in civil war, beginning when Honduras separated from
the federation on November 5, 1838. The federation
faced significant obstacles such as strong opposition by
conservative factions allied with the Roman Catholic
clergy, deficient transportation and communication
routes between states, a broad lack of commitment
toward the federation, and poverty and extreme political instability.
Although various attempts have been made to
reunite Central America, none has succeeded for any
length of time. While reunification lacks popularity
with the leaders of the individual countries, the
concept arises occasionally. Today, all five nations fly
Central America
flags that have incorporated the old federal ornamentation of two outer blue bands bounding an inner
white stripe.
Demographics and Ethnicity
The Central American population has grown rapidly
over the last 60 years, with an estimated population in
2007 at over 40 million, up from 10 million in the early
1950s. On average, the population density is 77.3
inhabitants/km2, though the population is distributed
very unevenly across the region.
Spanish, the dominant language of the region, is the
official language in six of the nations, while English is
the official language of Belize and along much of the
Caribbean Coast. Many of the native tribes speak only
their native tongue, though some speak Spanish and
others speak more than one native language. In some
areas of Central America, many indigenous languages
still exist; for example, there are 23 different Mayan
dialects spoken in Guatemala. In other Central American countries, indigenous languages are now less
prevalent.
Central America is comprised of a large percentage,
nearly 70%, of persons who are of mixed ancestry. It is
estimated that approximately 60% of those with mixed
ancestry are of mixed European and American Indian
descent; they are called ladinos in Guatemala and mestizos elsewhere; with an additional 5% descended from
European and African ancestors, referred to as mulattoes; and 1% descending from a mix of native and Black
ancestors. The original indigenous population, Amerindian, comprise 20% of the population. Those of
strictly European ancestry make up approximately
12%, with the remainder claiming descendency from
Chinese and East Indian indentured servants. The population is distributed unevenly across the region, with
one-third in Guatemala, one-sixth in El Salvador, onesixth in Honduras, one-eighth in Nicaragua, one-tenth
in Costa Rica, and one-twelfth in Panama. A very small
percentage, less than 1%, resides in Belize.
The native populations were converted to Catholicism during the Colonial Period. Catholicism has
remained the majority religion of the region, ranging
across Central America from 80% to 90%. The Catholic
faith was blended into the religious practices of the
native peoples, and their original beliefs and rituals
have become a part of the Catholic faith of the region.
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Culture
Central America has a rich cultural heritage that
includes influences from the Maya, Olmec,
Teotihuacán, Toltec, Aztec, and other Mexican civilizations. From approximately 2000 BC, the Maya occupied the Yucatán and adjacent parts of Central
America. Their greatest achievements included their
elaborate calendar, writing, palaces and temple pyramids with vaulted rooms made of limestone, polychrome pottery, stone stelae, and stylized wall
paintings and bas-reliefs. Maya architectural styles are
found in three regions: the Petén district (Uaxactún
and Tikal); the cities of the river valleys, such as Piedras
Negras and Palenque; and the cities of central and
North Yucatán (Uxmal).
To the west, in the area of Veracruz and Tabasco,
Mexico, the Olmec civilization developed in the
Preclassic period. The finest Olmec art was produced
between 800 and 400 BC. The Olmec are noted for the
excellence of their stone carving; frequently, they used
a motif combining human and jaguar features.
Much to the west of the Olmec and Maya civilizations, dating from the first century AD to 700 AD, the
Teotihuacán civilization formed – with the peak of its
artistic expression occurring approximately between
300 and 700 AD. The Teotihuacán produced extraordinary architectural achievements including monumental pyramids, temples, and processional roads. The site
of Teotihuacán was destroyed by invaders around
700 AD.
The two centuries following the fall of Teotihuacán
are characterized by the absence of a single dominant
force, with a multitude of warring factions vying for
power. Eventually one group, the Toltec, made their
capital northwest of Teotihuacán at Tula and reigned
approximately from 900 to 1,200. The Toltec dominated much of Mexico until they were defeated in the
mid-1100s. During their reign they invaded Maya
country, in particular Chichén Itzá. The Toltec’s cultural influences are revealed in the pyramids at Tula
and Chichén Itzá, with their deep colonnades, their
decorative bas-relief, and their many sculptured structural elements.
Following a period of anarchy after the destruction
of the Toltec’s, the Aztecs rose to power. By 1344, at the
site of present-day Mexico City, they had founded
Tenochtitlan, their grand capital, which became one
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Central America
of the architectural wonders of ancient America. Aztec
art developed a unique character, drawing on the traditions of conquered areas, but under the influence of
the harsh Aztec religion as well. The importance of
human sacrifice in the cult of the war god,
Huitzilopochtli, permeated life and art, and representations of skulls, hearts, hands, and sacrificial scenes
were common.
The Aztecs sculpted magnificent works made of
stone; pieces were large and elaborate. One such example is the statue of the earth goddess Coatlicue, which
features intertwined serpents and a necklace of human
hearts and hands. Less ominous subjects, such as the
plumed serpent, Quetzalcoatl, and various animals,
were carved in a smooth, compact style. Feather
work, jade carving, gold work, extraordinary ceremonial vases, and superb textiles were produced by the
artisans of subjugated groups. Aztec power over Central Mexico extended until the arrival of Cortés in 1519.
Modern Central America is undergoing considerable change – culturally, politically, and economically.
With efforts toward cooperation, if not unification,
communication between states has increased over
recent decades. Four countries, Guatemala, El Salvador,
Honduras, and Nicaragua, are undergoing a process of
integration and have formed The Central America Four
or CA-4, which has introduced common internal borders. The policy of common internal borders enables
the citizens of the four signatory states to freely move
across borders, without restrictions or checks. Foreign
nationals who enter one of the signatory countries can
travel to other signatory states also without having to
obtain additional permits or to undergo checks at
border checkpoints. The CA-4 Agreement is similar to
the Schengen Agreement in Europe in that it establishes
a harmonized visa regime for foreign nationals traveling to the area. Belize, Costa Rica, Panama, and
Dominican Republic join the CA-4 only in matters of
economic integration and regional friendship.
Economy
There is significant economic diversity within the Central American countries. Nicaragua is the least developed as reflected in rates of infant mortality, adult
literacy, and GDP, common indicators of development.
Panama and Costa Rica are more developed. Although
Panama has the highest GDP per capita, Costa Rica is
considered to be the most developed of the Central
American countries due to its relatively high GDP per
capita and has the best indicators of the Central American countries for life expectancy at birth, infant mortality rate, and adult literacy rate.
Historically, Central American trade has been highly
dependent on two exports – coffee and bananas. In fact,
during much of the twentieth century, coffee was the
single largest Central American export. The export of
bananas has been critical to the economies of Honduras, Panama, and Costa Rica. The United States and
Central America have strong trade agreements. The
United States was the main importer of Central American products during the twentieth century. In recent
decades, Central America has had success in diversifying
its exports and is now less dependent on bananas and
coffee. Furthermore, the region has sought to diversify
its trading partners as well.
At times the countries that comprise Central America have sought to promote mutual economic development. In 1960, with the chief goal of economic growth,
Guatemala, Honduras, El Salvador, and Nicaragua created the Central American Common Market (CACM).
However, CACM suffered from political disagreements, culminating in 1969 in a war between El Salvador and Honduras. The conflict resulted in slowed
economic cooperation in all of Central America. In
recent years, efforts have been made to increase economic integration among the Central American
nations.
Health
As with many developing regions of the world, there are
significant disparities in health equity across Central
America. Public health campaigns were widely
implemented first by the Pan American Sanitary
Bureau and the ministers of health of Costa Rica, El
Salvador, Guatemala, Honduras, Nicaragua, and Panama. They were instrumental in the creation of the
Institute of Nutrition in 1946, which was inaugurated
formally in September 1949. The Institute orchestrated
pioneering clinical and epidemiological studies and
interventions. A primary goal was identifying and
correcting dietary deficiencies in the region, and the
Institute developed some of the first studies on the
chemical composition of foods used by the population.
Today, the Institute is known as the Instituto de
Central America
Nutritión de Centro América y Panamá (INCAP) and
serves as a Pan American Health Organization
(PAHO)/World Health Organization (WHO) Regional
Center.
Migration
Central America has experienced high rates of migration for generations, including rural-to-urban and
regional migration as well as emigration abroad, predominantly to the United States. Before the 1980s,
a decade wrought with armed conflicts in the region,
Central America drew little global or hemispheric
attention in terms of migration. In this period, however, the region became a geographic bridge to North
America as migrants from South America sought to
enter the United States. Furthermore, Mexico has
become the main transit country for Central Americans headed north.
Emigration abroad has produced a range of profound changes within Central America, including economic dependency on remittances, an exponential
increase in the volume of international phone calls,
and – from fashion to governance – the importation
of outside tastes. While Central America is a junction of
numerous migratory flows, migration does not affect
the region uniformly. The more conflictive zones and
countries in the region, such as the civil strife in El
Salvador, Nicaragua, and Guatemala for example, have
experienced significantly higher rates of emigration
than rates in the more stable countries of Panama and
Costa Rica.
Colonized by the Spaniards in the 1500s, Central
America was chiefly a subsistence agricultural zone;
that is, any agricultural economy in which the crops
and/or animals are used nearly exclusively for local or
family consumption. As such, the Kingdom of Guatemala provided far fewer riches than other Spanish
colonies. Though independent as of 1821, the region’s
livelihood did not change substantially until the late
nineteenth century when coffee and other export crops
were introduced. The reforms at that time privatized
communal lands and displaced thousands of peasants.
Equally important, however, is that the policies catalyzed a pattern that endures today – oligarchic control
of the land and the armed forces, while much of the
population fights to overcome perpetual poverty. This
combination of agricultural labor needs with people
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displaced from the land produced seasonal, rural-torural migration – a pattern that endured into the second half of the twentieth century.
In the 1960s, several Central American countries
attempted industrialization. However, the divided
class structure persisted and became the impulsion
for revolutionary and civil warfare in the region during
the 1970s through the early 1990s. Warfare not only
killed thousands and displaced millions, but also institutionalized a migration pattern to the north –
a pattern that until this time had been very minor.
Massive refugee flows moved through the isthmus
into the United States and, to a lesser extent, Mexico,
Costa Rica, Canada, and Belize. Until then, Central
American emigration had consisted of small numbers
of professionals, skilled laborers, and domestics. Internal labor migrations became increasingly dangerous
as a result of the region’s conflicts. Thus, regional
economies suffered, inciting combatants and noncombatants alike to flee. Figures derived largely from the
1990 US census suggest that more than a million
Central Americans fled their homelands and sought
asylum in the United States during the turbulent
decade of the 1980s.
Regional Migration
In 1970, approximately half of all Central American
emigrants relocated to other Central American countries, while half moved out of the region. By 1980,
however, the proportions had altered dramatically,
with 80% leaving the region. In fact, by 1990, 93% of
all Central American migrants left the region. Information on extraregional migration flows is much more
readily available, although there is some notable
research on Nicaraguan migrants emigrating to Costa
Rica and, to a lesser degree, migrations of Guatemalans
and Salvadorans to Belize. Intraregional migration is an
area that calls for further study. For example, there is
growing evidence of migrations of Nicaraguans and
Hondurans into El Salvador spurred by the late 1990s
postwar economic recovery in that country – a rebound
financed in large part by remittance dollars from
Salvadorans living in the United States. Additionally,
the Panamanian economy attracts a modest number of
Central American migrants; the number of Central
American foreign born rose 11% between 1990
and 2000.
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Cervical Cancer
Related Topics
▶ Asylum
▶ Emigration
▶ Health care
▶ Health outcomes
▶ Immigration status
▶ Mexico
▶ Refugee
Suggested Readings
Menjivar, C. (2000). Fragmented ties: Salvadoran immigrant networks
in America. Berkeley/Los Angeles: University of California Press.
Orozco, M. (2005). Transnationalism and development: Trends and
opportunities in Latin America. In S. M. Munzele & D. Ratha
(Eds.), Remittances: Development impact and future prospects
(pp. 307–329). Washington: The World Bank.
United Nations Development Program (2005). Human development
report for El Salvador, Migration Sections.
Suggested Resources
Migration Information Source. For information on Central America
from the Migration Information Source. http://www.migration
information.org/USFocus/display.cfm?ID=386
OECD. For information on Central America from the Organization
for Economic Development and Cooperation. http://www.
oecd.org
Cervical Cancer
STEVEN P. WALLACE1, GLORIA GIRALDO2
1
Center for Health Policy Research, School of Public
Health, University of California Los Angeles (UCLA),
Los Angeles, CA, USA
2
School of Public Health, University of California
Los Angeles (UCLA), Los Angeles, CA, USA
Cervical cancer is the seventh most common cancer
worldwide and the third most common among
women. In 2008, there were 529,000 new cases of cervical cancer and 275,000 deaths worldwide. Cervical
cancer arises in the epithelium after persistent infection
with one or more oncogenic types of human papilloma
viruses (HPV). The resulting precancerous lesions can
progress to invasive cervical cancer over a period of 10–
20 years if not identified and removed in a timely
manner. The main risk factors are therefore HPV
infection and a lack of screening with early treatment.
The established identified cofactors that increase the
risk of cervical cancer are long-term use of hormonal
contraceptives, high parity, tobacco smoking, and coinfection with HIV. Common factors that contribute to
most of these risks are low education and poverty.
Epidemiology
It is estimated that among women worldwide with
normal cytology about 10.4% are positive for cervical
HPV DNA. HPV and cervical cancer are unequally
distributed globally with a high concentration in the
Global South. The prevalence of HPV is higher in less
developed countries (15.5%) than in more developed
countries (10.0%). Women in Africa have the highest
HPV prevalence (22.1%), followed by women in Central America (20.4%). In contrast, women in South
America and North America have a lower prevalence
(12.3% and 11.3%, respectively).
While the geographic pattern of cervical cancer generally follows the HPV pattern, cervical cancer screening
and treatment inequities modify the pattern somewhat.
Approximately, 85% of the cervical cancer cases occur in
low-income countries where cervical cancer accounts
for 13% of all female cancers. In Africa, the agestandardized incidence rate (ASR) is 29.3 per 100,000
with an ASR of 42.7 in Eastern Africa. Central and South
America have ASRs around 30 while the rate in Asia is
15.4 (26.6 in South Asia). In contrast, the cervical cancer
ASRs in North America, Japan, Australia, Western
Europe, and Northern Europe are all below 10.
The slow conversion of an HPV infection to cervical
cancer provides a long window for action. Early detection methods and curative treatments were introduced
in the 1950s in developed countries, leading to falling
cervical cancer rates in most parts of the world. The
high incidence and mortality rates in low-income
countries are mainly due to the lack of or ineffective
screening programs, in addition to elevated disease
burdens, a lack of basic health care services for
women, and to general barriers to access and utilization
of health care.
Cervical Cancer in the Context of
Migration
The low international migration rates of residents of
the poorest nations result in most migrant women
Cervical Cancer
coming from countries with middle incomes and an
intermediate risk profile for HPV and cervical cancer.
When they settle in high-income countries, those
migrant women are often the focus of special efforts
to screen, diagnose, and treat HPV and cervical cancer
because their rates are noticeably higher than the average of their new homelands.
Screening
Data from high-income countries with large immigrant populations consistently show that screening
rates are lower for immigrants than for the native
born, and that Asian immigrants have particularly
low rates.
The majority of the 40 million immigrants in the
USA come from Latin America (54.6%) and East and
South Asia (17.6%). One study found that 18.6% of
recent immigrant women (those who have lived less
than 25% of their lives in the USA) and 9.9% of more
established immigrants had never received a Pap test in
their lifetimes, compared to 5.8% of US-born women.
The highest rates of never being screened were for
women born in India who had lived less than 25% of
their lives in the USA (recent immigrants, 43.7%
unscreened) and those who had lived more than 25%
of their lives in the USA (established immigrants,
25.0% unscreened). The study similarly found high
non-screening rates among immigrant women from
Mexico, with 32% of recent immigrants and 16.6% of
established immigrants reporting that they had never
been screened for cervical cancer. There was
a consistent trend among immigrant women of
increasing “ever screened” rates as they lived a longer
portion of their lives in the USA. When the rates were
adjusted by socioeconomic factors, the adjusted prevalence of never receiving a Pap test was highest among
women from Asia, Southeast Asia, and India (19.6%);
followed by women from South America (12.7%),
Mexico (11.2%), the Caribbean (11.0%), Europe
(9.9%), and Central America (9.2%).
Immigrants constitute 20.8% of Canada’s total
population. While the largest number of foreign-born
persons is from the United Kingdom (UK), the largest
migrant groups since the 1990s have been from China,
India, and other Asian nations. A study of immigrants
in Canada found that White English-speaking foreignborn women have the best Pap smear screening rates
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(only 3.8% never screened and 16.1% screened more
than three years previously or not at all). These percentages were similar to the rates for White native
women. In contrast, other groups of immigrant
women reported high rates of never having been
screened: 34.3% of South Asians, 30.1% of Arab/West
Asians, 25.5% of Southeast Asians, and 17.5% of Hispanics. The authors concluded that Pap testing
for Hispanic immigrant women and White women
from continental Europe eventually reaches, and in
some cases surpasses, that of Canadian born White
women. Immigrant women from Asia, however, never
reach the cancer screening rates of native-born women
even after living many years in Canada.
Immigrants in Australia constitute 26% of the total
population and mostly come from the UK, New
Zealand, China, and India. Several studies have shown
that migrant women in Australia had significantly
lower levels of screening compared with the nativeborn population, with only 39% of Thai women
reporting regular Pap tests and Vietnamese women
being at 10–12% points lower than the general population in cervical cancer screening rates. Similarly, the
odds ratio of reporting ever having a Pap smear were
significantly lower for migrants from Southern Europe,
Southern Asia, the Middle East, and Southeast Asia
compared to Australian-born women.
While culturally based notions of modesty, embarrassment, and fatalism have been extensively studied as
possible contributors to lower screening rates, it is
important to note that most of these studies have not
controlled for cohort and history effects. The Pap
smear was introduced in 1949 and gradually became
part of the routine care for women in developed countries. On the other hand, in low-income countries
cervical cancer prevention programs compete with
many health priorities in the midst of major financial
constraints and have been plagued by ineffectiveness or
limited to coverage in urban areas. Therefore, some
cohorts of immigrant women lack familiarity with
Pap testing, resulting in a lack of knowledge about the
test and its purpose. However, increased education, the
utilization of community health workers and interpreters, accessible transportation and child care, and
most importantly, access to healthcare, have been
shown to increase rates of Pap screening among immigrant women.
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Cervical Cancer
Incidence
Immigrants in high-income countries tend to exhibit
cervical cancer rates that are between that of the country of origin and the receiving country.
In the United States in 2007, the age-adjusted cervical cancer incidence was 7.9 for non-Latina White
women, 10.7 for Latinas, and 7.0 for Asian American
women. Just over half of Latina adults were immigrants
and almost 80% of adult Asian American women were
immigrants. The higher rate of cervical cancer for
Latinas than Whites is the opposite of the pattern for
most other cancer sites. In addition, Latinas living in
heavily low-income Latino neighborhoods, which are
also primarily immigrant communities, have higher
odds that both cervical and breast cancer will be
detected at a later stage compared to those living in
neighborhoods with a lower proportion of Latinos.
This suggests that barriers to screening, noted above,
have a consequence on the severity of cervical cancer
when it is identified.
Immigrants to the USA from other low and middleincome countries also have high incidence rates. For
example, in Miami, Florida the cervical cancer rate is
highest among recent Haitian immigrants with an
estimated incidence of 38 per 100,000. According to
the Pan American Health Organization (PAHO), Haiti
has the highest cervical cancer rate in Latin America
and the Caribbean at 93.8 per 100,000 women. Laotian
women have the highest rates among Asian American
women with a cervical cancer incidence rate of 24.8;
reliable data from Laos is not available.
Cervical cancer rates in Canada among refugee
women 45–64 years of age exceed rates among their
Canadian counterparts. Refugee immigrants had an
elevated incidence of cervical cancer with
a standardized incidence ratio of 1.58 to native Canadians. Among non-refugee immigrant women of the
same age, the rate was no higher than among native
Canadian women. The majority of refugee immigrants
originated from Southeast Asia and South and Central
America, while non-refugees are from Northeast Asia,
Middle East, North Africa, and Western Europe.
In Sweden, there is an increased risk of cervical
cancer among women who immigrated to Sweden at
age 50 or higher and who were born in Asia, South
America, Poland, Bosnia, Eastern, and Southern
Europe; there was a decreased risk among women
born in Turkey. The observed risk for women over 50
corresponds to the incidence rate of country of birth of
the immigrants. These results also suggest that these
women are not fully benefiting from screening programs due to differences in socioeconomic position.
Survival and Mortality
A comprehensive study of cervical cancer survivors in
California found that a lack of English proficiency and
Latin American origin were associated with lower levels
of physical, social, and sexual well-being. Among cervical cancer survivors, the disease and its treatment
appear to place additional demands on monolingual
Spanish-speaking survivors and their families, including difficulty in accessing appropriate follow-up medical and psychosocial care that results in a poorer
overall health-related quality of life. These outcomes
underscore the greater disease-related burden of cervical cancer among immigrants and low-income
survivors.
Mortality rates in the USA for the period of 1985–
1996 showed that there was a marked difference in
cervical cancer mortality rates between immigrant
and native-born women, primarily among Latina and
Asian and Pacific Islander women (AA/PI). The ratio of
mortality rates between foreign born and US born was
4.11 for Latina women and 1.40 for AA/PI women.
More recent data show that Latina women continue
to have increased cancer mortality rates compared with
non-Latina women. From 1998 to 2003, Latinas had
increased cervical cancer mortality rates compared to
non-Latina White women. A more concerning finding
was that among Asian–Pacific Islanders and Latinas
over the age of 50, the rates of invasive localized cervical
cancer declined and regional and distal invasive cervical
cancers increased, signifying a late presentation at diagnosis. There is a lack of studies on cervical cancer
mortality among immigrants from other countries.
Conclusion
Most published studies have been conducted in developed nations where there are large numbers of immigrant populations. They reveal that immigrant women
tend to lag behind in screening and have higher cervical
cancer incidence rates than native-born populations.
Cervical Cancer
For most immigrant populations, high socioeconomic
position, having health insurance (or access to
healthcare), younger age, higher education, speaking
the main language in the host country, having a usual
source of health care, and spending more time in the
host country are associated with increased cancer
screening likelihood.
Studies in California, where 27% of the total population is foreign born, show that near parity in cervical
cancer screening has been reached among most groups
of women. According to the 2007 California Health
Interview Survey, 91% of US-born women between
the ages of 21–64 received a Pap test in the past 3
years, compared with 92.3% of women born in Mexico
and 80.3% of women born in Asia and the Pacific
Islands. These results are to a large extent attributed
to the successful implementation of a government
sponsored cancer control program in the state that
provides free screening and treatment to low-income
women regardless of their immigration status. This
success provides additional support to the many
studies that conclude that the sociodemographic variable most strongly associated with screening and
screening maintenance is healthcare coverage and
access to care.
Survival and mortality have been studied less often
for immigrants, although some studies report higher
mortality; there is less conclusive evidence about differentials in survival length and outcomes. When multivariate analyses were conducted that adjusted for
socioeconomic differences and access to care, differences between immigrant and nonimmigrant
populations in screening, incidence, and mortality usually disappeared, indicating that socioeconomic differences and differences in access to care are the most
influential causes of variation in the cervical cancer
care continuum for all women regardless of migration
status.
New technologies developed for cervical cancer
prevention and control pose great opportunities and
challenges in order to expand access to the new vaccines and detection technologies to the women who are
most at risk. Newly developed vaccines for the most
prevalent strains of the HPV virus may make prevention easier, especially in countries with less developed
health care systems. But cost of a complete series of
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vaccinations ($375) remains a barrier since it is more
than the entire per person national health care expenditures of the poorest countries of the world and will
compete with other priorities in middle-income
countries.
Cervical cancer prevention requires age appropriate
interventions in order to be effective; women who are
already affected by HPV need to be monitored while
young women may be targeted for vaccination. Data
show that many populations are receptive to vaccination of young girls. According to the 2007 California
Health Interview Survey, 60% of US-born parents
expressed interest in having their daughters vaccinated
against HPV or had already had them vaccinated.
Asian-born parents had the same level of interest
(59%) and Mexican-born parents in the state had
among the highest level of interest (70%).
US immigration policy briefly (2008–2009)
required that women aged 11–26 have the HPV vaccine
to obtain permission to immigrate. The controversy
over this requirement highlights the concerns over
costs, coercion, and the portrayal of immigrants as
vectors of disease in relationship to cervical cancer.
Finally, although low-income immigrants tend to fare
poorer in terms of cervical cancer screening, as well as
higher incidence and higher mortality compared to
their native-born counterparts in some countries,
access to care, access to new vaccines, and novel testing
methods have the potential to bring health equity to all
women.
Related Topics
▶ Access to care
▶ Asian Americans
▶ Australia
▶ Barriers to care
▶ Canada
▶ Cancer health disparities
▶ Cancer incidence
▶ Cancer mortality
▶ Cancer prevention
▶ Cancer screening
▶ Ethnic minority group
▶ Global health
▶ Health barriers
▶ Health care utilization
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Chain Migration
▶ Health disparities
▶ Health services utilization
▶ Healthy immigrant
▶ Hispanics
▶ Immunization
▶ Latinos
▶ Pap test
▶ Reproductive health
▶ Screening
▶ United States
Suggested Readings
Anikeeva, O., Bi, P., Hiller, J. E., et al. (2010). The health status of
migrants in Australia: A review. Asia-Pacific Journal of Public
Health, 22(2), 159–193.
Ashing-Giwa, K. T., Tejero, J. S., Kim, J., et al. (2009). Cervical cancer
survivorship in a population based sample. Gynecologic Oncology, 112(2), 358–364.
Beiki, O., Allebeck, P., Nordqvist, T., et al. (2009). Cervical, endometrial and ovarian cancers among immigrants in Sweden: Importance of age at migration and duration of residence. European
Journal of Cancer, 45(1), 107–118.
Boyle, P., Levin, B., (Ed.) (2008). World cancer report 2008. World
Health Organization; International Agency for Research on Cancer. Geneva: WHO Press.
McDermott, S., Desmeules, M., Lewis, R., et al. (2011). Cancer
incidence among Canadian immigrants, 1980–1998: Results
from a national cohort study. Journal of Immigrant and Minority
Health, 13, 15–26.
Scarinci, I. C., Garcia, F. A., Kobetz, E., et al. (2010). Cervical cancer
prevention: new tools and old barriers. Cancer, 116(11),
2531–2542.
Tsui, J., Saraiya, M., Thompson, T., et al. (2007). Cervical cancer
screening among foreign-born women by birthplace and duration in the United States. Journal of Women’s Health, 16(10),
1447–1457.
Wallace, S. P., Gutiérrez, V. F., & Castañeda, X. (2008). Access to
preventive services for adults of Mexican origin. Journal of Immigrant and Minority Health, 10(4), 363–371.
Watson, M., Saraiya, M., Bernard, V., et al. (2008). Burden of cervical
cancer in the United States, 1998–2003. Cancer, 113(10),
2855–2864.
Suggested Resources
Castellsague, X., De Sanjose, S., Aguado, T., et al. (Eds.). (2007). HPV
and cervical cancer report. Vaccine, 25(Suppl. 3). http://www.
who.int/hpvcentre/publications/HPVReport2007.pdf. Accessed
June 30, 2010.
United Nations Development Programme. (2009). Human development report: Overcoming barriers: Human mobility and development, New York. http://hdr.undp.org/en/reports/global/hdr2009/.
Accessed June 30, 2010.
Chain Migration
BIN YU
Rhode Island College, Providence, RI, USA
Chain migration is a social process that is more complex than a simple mechanical process of people
migrating. Sociological factors such as social networks
are the key during the chain migration process. It is
common for some scholars to refer to chain migration
in the context of social network which usually operates
within a social network that includes family, friends,
community, etc. However, the term chain migration
usually refers to the migration chain that operates
within family members only. Most research on chain
migration has focused on the operating mechanism of
chain migration and its demographic and socioeconomic impact on the destination countries on
a macro level. Some research has examined chain
migration at local levels.
During a typical chain migration process, the initial
immigrants migrate to a destination country on their
own, although they have no family ties there. These
initial immigrants will migrate either driven by the
socioeconomic factors (such as wages, employment
potentials, etc., as validated by all of the economic
and sociological immigration theories), or by nonsocioeconomic factors (wars, natural disasters, refugee
and asylum policies, etc., as validated by all of the nonsocioeconomic theories). They are either voluntary or
involuntary (or forced) migrants, depending on their
situations. The key is that these initial immigrants
make the move on their own; there is no family tie in
the destination countries. Therefore, migration for
them usually has a high price, both economically (in
terms of financial cost) and noneconomically (in terms
of the disruption of their family lives and the cultural
shock associated with migration). Once they arrive at
their destination countries, they will settle down and
start bringing their family members over by sponsoring
them. The potential cost of the future migration of their
family members and relatives is substantially lower.
With these initial immigrants anchoring at the destination countries, it is relatively easier for them to
arrange for the migration of their family members
Chain Migration
and relatives. The growth and expansion of migration
chains will reduce both the costs and the risks for
future migrants, potentially making it virtually risk
free and almost cost free, as they can diversify their
household labor and earnings after their family members and relatives have joined them in their new
countries.
At the same time, the migration chains are also
regulated by the emigration policies of the countries of
origin and the immigration policies of the countries of
destination – that is the non-socioeconomic aspect of the
immigration process. For example, some European
countries do not have family-unification-specific immigration laws similar to those in the USA. The differences
among the immigration laws contribute to the differences in immigration patterns between US and European
countries.
Generalized Chain Migration Process
The generalized chain migration process consists of
three phases: the initiation phase, the family unification
phase, and the family reproduction phase.
The initiation phase of the chain migration process
is the migration of the initial immigrants or principal
immigrants, who are sponsored by nonfamily entities.
The nonfamily entities include employers who sponsor
immigrants as professional immigrants (or through
investment as investment immigrants); the government that sponsors immigrants as refugees, asylumseekers, or diversity immigrants; and US-born citizens
who sponsor immigrants as foreign-born spouses. Theoretically, undocumented immigrants could also be
considered initial immigrants because they might
obtain legal immigration status and someday sponsor
family members.
The family unification phase of the chain migration
process is the cumulative migration of family members.
During this phase, all prospective migrants immigrate
under the sponsorship of previously migrated family
members. Migration chains are usually established
through the sponsorship of family members who were
sponsored by other family members, and so on. It is
important to understand that the original principal
immigrants usually sponsor their immediate family
members only, and they usually do not and cannot
sponsor other relatives, such as nieces and nephews,
of their family members. These relatives can, however,
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be sponsored by the other family members who were
sponsored by the principal immigrants. These relatives,
once they arrive at the destination country, can also
later sponsor their own immediate family members.
Therefore, the chain migration process can progress
to bringing more derived family members into
a country. However, the principal immigrants are in
fact truly responsible for all of the derived family members. This is the phase where the Immigration Unification Multiplier (IUM) is defined. IUM measures the
multiplier effect of the chain migration during this
immigration unification process.
The family reproduction phase of the chain migration process is the settlement stage of the immigrant
family, during which the immigrant second-generation
will be born in the destination country. In this phase,
immigrant fertility plays a significant role in affecting
the size of the second-generation immigrant population. As immigrants arrive from different countries,
their respective fertility patterns will have various
chain migration multiplier effects that Immigration
Reproduction Multiplier (IRM) can measure.
Major Factors Affecting the Chain
Migration Process
During the chain migration process, the strength and
length of the migration chains will be determined by
several key factors, such as the total number of principal immigrants, the size and structure of immigrant
families, and the immigrants’ fertility patterns.
The total number of principal immigrants is the
most important factor during the chain migration process because the number is actually the total number of
migration chains to be initiated. Since each migration
chain will have its own family network to sponsor
future family immigrants during the complete chain
migration process, larger numbers of migration chains
will mean a larger number of family members could be
potentially sponsored. Therefore, the greater the number of principal immigrants, the greater the number of
migration chains that will be generated during the
process and the greater the potential number of future
family immigrants will be.
Since each future family immigrant could be sponsored either directly by a principal immigrant or indirectly by other family immigrants (who were sponsored
by the original principal immigrant), the size and
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structure of the immigrant family will determine the
potential size of the eventual migration chain. Every
such sponsorship is a chain migration event that will
result in bringing an additional family member into the
destination country. Since each newly sponsored family
immigrant could later also initiate his or her own
migration sub-chain (for a spouse, children, parents,
siblings, and in-laws), these migration sub-chains,
combined with the all other migration sub-chains originated from the same principal immigrant, are the basic
elements of the large family migration network or the
complete migration chain. The potential total number
of family members to be sponsored is directly linked to
the family sizes of these immigrants, which is determined by the culture of their countries of origin. The
larger the immigrant family is (determined by the
culture in their own countries), the larger the total
number of family immigrants and the stronger and
longer the migration chain will be.
Immigrant fertility is another very important factor
that will have major impact on the chain migration
process after immigrants (both principal and family
immigrants) settle down in the destination country.
Immigrants with higher fertility rates will produce
more children, while immigrants with lower fertility
rates will produce fewer children. Since various cultures
in the countries where the immigrants are from all play
significant roles in shaping the immigrant fertility,
immigrants from different regions/countries usually
have quite different immigrant fertility patterns in producing immigrant children. Therefore, various immigrant fertility patterns decide the total number of
second-generation immigrants in the destination
country. The higher the immigrant fertility rate, the
greater the immigrant second-generation population
will be, if the immigrant population size is the same.
At the same time, other socioeconomic and nonsocioeconomic factors also have major impacts on the
process of chain migration, and the actual realization of
the chain effects could differ greatly among various
immigrant groups. Other possible determinants
include:
● The attractiveness of the destination country
The more attractive the destination country is
relative to the country of origin, the more family
members will want to be part of the chain.
According to existing research on international
migration, developed countries are highly attractive
to immigrants from underdeveloped or developing
countries.
● The openness of the immigration policy of the destination country
The more open the immigration policy of the
destination country is, the greater the potential for
more chain effect during the chain immigration
process. While most European countries are
among the least open in terms of immigration
policies, the USA is one of a few top countries
with very open immigration policies.
● The culture factor of the immigrant home country
Assimilation is one of the most discussed topics
in international migration research. During the
assimilation process, the greatest challenge for
immigrants is usually the process of cultural adaptation and adjustment. The degree of successful
cultural adaptation and adjustment of earlier immigrants will have major impact on the migration
decisions of potential future immigrants within
the chain migration process.
Measuring the Migration Chain
Measuring the impact of chain migration is very
complicated. The current available indicators are
the Immigration Unification Multiplier (IUM) and
the Immigration Reproduction Multiplier (IRM).
Both are the components of the Immigration
Multiplier (IM).
The Immigration Unification Multiplier (IUM) is
the total number of first-generation immigrants each
principal immigrant generates. The IUM reflects the
total number of future immigrants who come to the
host country through the family unification process as
a result of the admission of one principal immigrant
(who was not him or herself sponsored for a family
reunification visa by any previous family immigrant).
The IUM value is, therefore, the multiplier factor that
measures the family reunification process in migration
chains. Since principal immigrants are part of the firstgeneration immigrants, the value of the Immigration
Unification Multiplier (IUM) will have to be 1 or
greater. The extreme case of the IUM being 1 would
Chain Migration
mean that the principal immigrants migrate to the
destination country all by themselves without sponsorship of any of his/her family members. In reality, however, immigrants will most likely sponsor some of their
family members. Therefore, with the assumption that
the additional family members will join the principal
immigrants, we should always see a value greater than 1
for the IUM. Since the family reunification process is
heavily influenced by the immigrants’ cultural backgrounds (such as family size, family values, etc.), it is
easy to suggest that the larger the immigrant family is
and the stronger its family values are, the higher the
IUM value it will have, and the stronger the chain effect
of the migration chain will be in the form of Immigration Unification Multiplier.
The Immigration Reproduction Multiplier (IRM) is
the combined total of the first- and the secondgeneration immigrants that each first-generation
immigrant generates. The value of IRM is the
multiplier for measuring the family reproduction
component of the chain migration process. Since all
first-generation immigrants are responsible for all of
their immigrant children (i.e., the second-generation
immigrants), the Immigration Reproduction Multiplier (IRM) will also have to be 1 or greater. If, in an
extreme case, the IRM is equal to 1, it means that the
principal immigrants (and their sponsored family
members, if IUM is greater than 1) will not produce
any children in the destination country after their
migration. In reality, immigrants do usually have
children in the destination country. Therefore, we can
use this new indicator to measure the fertility component of the chain immigration process, because producing children in the destination country is the final
phase of the migration chain. Usually, the higher the
immigrant fertility rate, the higher the IRM value, and
the stronger the chain effect of the migration chain in
the form of the Immigration Reproduction Multiplier
will be. As some research suggests, when children are
born in the destination country, immigrants tend to
stay there permanently. This fertility component in
chain migration process is very important.
The IM, therefore, indicates the total number of
all future immigrants who are directly or indirectly
sponsored by one principal immigrant, and the total
number of all second-generation immigrants who
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are born to all of these immigrants. For example,
higher IUM indicates higher sponsorship rate, and
thus stronger family unification multiplier effect of
the chain migration; higher IRM indicates higher
fertility rate, and thus stronger family reproduction
multiplier effect of the chain migration. With clear
multiplier effects from unification and from reproduction, we will have the overall IM and can assess
the overall multiplier effect and its impact of the
chain migration process.
Related Topics
▶ Assimilation
▶ Citizenship
▶ Family reunification
▶ First generation immigrants
▶ Illegal immigration
▶ Labor migration
▶ Social networking
Suggested Readings
Goering, J. M. (1989). The explosiveness of chain migration –
Research and policy issues: Introduction and overview. International Migration Review, 23(4), 797–812.
Jasso, G., & Rosenzweig, M. R. (1986). Family reunification and the
immigration multiplier: U.S. immigration law, origin-country
conditions, and the reproduction of immigrants. Demography,
23(3), 291–311.
Jasso, G., & Rosenzweig, M. R. (1989). Sponsors, sponsorship rates
and the immigration multiplier. International Migration Review,
23(4), 856–888.
Massey, D. S. (1990). The social and economic origins of immigration. In S. H. Preston (Ed.), World population: Approaching the
year 2000 (Annals of the American Academy of Political and
Social Science, Vol. 510, pp. 60–72). Newbury Park: Sage Periodicals Press.
Massey, D. S. (1999). Why does immigration occur? A theoretical
synthesis. In C. Hirschman, P. Kasinitz, & J. DeWind (Eds.), The
handbook of international migration: The American experience.
New York: Russell Sage Foundation.
McDonald, J. S., & McDonald, L. D. (1964). Chain migration, ethnic
neighborhood formation, and social networks. The Milbank
Memorial Fund Quarterly, 42(1), 82–97.
Price, C. A. (1963). Southern Europeans in Australia. Melbourne:
Oxford University Press.
Yu, B. (2005). Immigration multiplier: A new method of measuring the
immigration process. Providence: Brown University.
Yu, B. (2007). Chain migration explained: The power of the immigration multiplier. New York: LFB Scholarly Publishing LLC.
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Chaldean Americans
Chaldean Americans
ANDREA M. PRZYBYSZ
Case Western Reserve University School of Law,
Cleveland, OH, USA
In the Detroit metropolitan area, an estimated 490,000
individuals refer to themselves as Chaldeans. While
most people in the Detroit area are accustomed to the
term, due to small populations elsewhere, few individuals outside the area have heard the term. Even fewer
individuals know the full definition of what it means to
be Chaldean or the history behind Chaldean
Americans.
Chaldeans are commonly thought of as Christian
Middle Easterners, but this definition lacks precision.
More specifically, Chaldeans are Roman Catholic individuals who have immigrated from the northern
Tigris-Euphrates Valley, the area historically known as
Mesopotamia, and presently known as Iraq. It should
be acknowledged that while Chaldeans compose only
about 10% of Iraq’s population, the vast majority of
Iraqis living in America are Chaldean.
As a result of the early promise of Detroit’s auto
industry, the vast majority of Chaldeans living in
America reside in Detroit, with small communities
also appearing in Chicago, Illinois; El Cajon, San Jose,
and Turlock, California; and Oaxaca, Mexico. Of the
Chaldeans living in Detroit, nearly 95% of people can
track their ancestry back to the Tigris-Euphrates town
of Telkaif.
At the same time that auto incentives drove the
first Chaldeans to Detroit in the late 1800s, many
Chaldeans left Telkaif for Mosul, Baghdad, Basra,
and Beirut. But, by the time Chaldean Americans
settled and found success in Detroit, many encouraged their families and friends to join them. This
second coming started the process of chain migration, which continued with wavering intensity
through the 1960s.
While newly arriving Chaldeans viewed Detroit as
a hospitable economic environment, the Detroit’s large
Catholic population also drew Chaldeans in. Though
the majority of Iraqis are practicing Muslims,
Chaldeans are Roman Catholics, thought to have
been converted by the missionary St. Thomas the Apostle in the early part of the first century. Until the arrival
of St. Thomas in the Tigris-Euphrates Valley, the Chaldean people followed Nestorius, a patriarch of Constantinople who led the Church of the East and taught
that Jesus was not simultaneously God. Aside from this
division, Chaldean people followed the teachings of the
Roman Catholic Church. In 1445, the Church under
the leadership of Pope Eugenius IV and the Nestorians
reconciled their differences: the Church agreed to
permit a new Catholic rite, the rite to hold mass in
Aramaic, and the Nestorians agreed to accept Jesus as
God. Those Nestorians who refused to accept the
Church’s terms continue to belong to the Church of
the East.
Unlike the majority of Iraqis who speak Arabic, the
ancestral language of Chaldeans is Aramaic, commonly
known as the language Jesus was thought to have spoken. Despite being better educated and from wealthier
families than their Chaldean counterparts who immigrated in the early and mid-part of the twentieth century, most recent Chaldean immigrants do not speak
Aramaic. The loss of the Aramaic language among
modern Chaldean immigrants is considered a grave
loss and can primarily be attributed to the fact that
the Iraqi school system requires school to be taught
in Arabic.
Following the Gulf War in the 1990s, the USA has
seen fewer Iraqis and Chaldeans immigrate. Because
many Chaldean families had sons and nephews on
both sides of the Gulf War, fighting for the USA on
one hand, and Iraq on the other, many families
suffered devastating psychological effects. The result
of this so-called brother versus brother combat left
many Chaldean families who identified first and foremost as Americans without a sense of home or
belonging. The result of this impact can arguably be
seen today where Chaldean and Arab Americans
continue to be cautious of anti-Arab attitudes by
limiting the extent to which they are willing to acculturate. Instead, many Chaldeans and Arabs elect to
live in close proximity to one another.
Due to continued stigma associated with mental
disorders in Middle Eastern culture, less acculturated
Chaldeans face major obstacles in admitting problems
Chemical Exposure
and seeking mental health services. In Chaldean culture, it is still believed that mental disorders cast shame
upon the family. Unfortunately, these negative attitudes toward mental health greatly undermine the
work many Middle Eastern refugees need. Many Middle Eastern refugees come to America after having
witnessed serious atrocities, political unrest, and in
some cases, even torture. More acculturated individuals similarly face problems due to the creation of
a public identity to minimize ethnicity when desirable
and a private identity to be used around family and
friends. These negative attitudes pose further risks
when considering that Chaldean Americans who seek
out proper services do so in the context of there being
little empirical research on the culturally relevant services needed.
Related Topics
▶ Arab Americans
▶ Chain migration
▶ Iraq
▶ Labor migration
Suggested Readings
Abudabbeh, N., & Aseel, H. A. (1999). Transactional counseling and
Arab Americans. In Transcultural Counseling (pp. 283–296).
Alexandria, VA: American Counseling Association.
Ahmed, S., & Akhter, K. (2006). Understanding and working with
Muslim youth. Paper presented at the American Psychological
Association, New Orleans, LA.
Ahmed, S., & Ezzeddine, M. (2009). Challenges and opportunities
facing American Muslim youth. Journal of Muslim Mental
Health, 4(2), 159–174. doi:10.1080/15564900903245782.
Ajrouch, K. J. (2000). Place, age, and culture: Community living and
ethnic identity among Lebanese American adolescents. Small Group
Research, 31(4), 447–469. doi:10.1177/104649640003100404.
Haboush, K. L. (2007). Working with Arab American families: Culturally competent practice for school psychologists. Psychology in
the Schools, 44, 183–198.
Sengstock, M. C. (2005). Chaldeans in Michigan. Lansing, MI: Michigan State University Press.
Suggested Resources
Hakim-Larson, J., Kamoo, R., Nassar-McMillan, S. C., & Porcerelli,
J. H. (2007). Counseling Arab and Chaldean Americans.
Journal of Mental Health Counseling, 29(4), 301–321. Retrieved
from http://findarticles.com/p/articles/mi_hb1416/is_4_29/ai_
n32372837/
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Chemical Exposure
DOUG BRUGGE
Department of Public Health and Community
Medicine, Tufts University School of Medicine,
Boston, MA, USA
There are over 80,000 chemicals in use in the USA and it
is safe to say even more if one were to do a global
inventory. In addition, there are many more chemicals
that people are exposed to that are generated by combustion and other reactions in the environment. Combustion products, smoke of various sorts, can by
themselves be composed of thousands of chemicals. In
contrast, only a small number of these chemicals have
been thoroughly tested for their toxicity and an even
smaller number are regulated in terms of human exposure or environmental release. Thus, it is almost impossible to comprehensively review chemical exposure in
general, let alone for immigrants. However, some broad
strokes of understanding are possible.
Chemicals come in three basic forms: gases, liquids,
and solids. The form that a chemical takes will influence
how it might or might not get into the body. Gasses or
very tiny suspended particles of liquid or solid can be
breathed in. Inhalation is a critical entry path because
the lungs provide an easy surface onto which chemicals
can be deposited or be absorbed into the blood. Liquids
and solids may be ingested. The gastrointestinal tract is
more protective than the lungs in terms of penetration
into the blood, but depending on the nature of the
chemical, it may be absorbed to a greater or lesser extent.
The skin is another route of entry and is most easily
penetrated by fat-soluble substances such as organic
solvents. Many potentially hazardous substances will
not easily pass through the skin, although some, such as
acids, can cause direct damage to the skin on contact.
In addition, some chemical substances will cause harm
if they penetrate the skin physically, such as depleted
uranium shrapnel fragments that may remain lodged
internally in combat veterans leaching uranium into
the body.
The chemical structure of a substance is highly
deterministic of its toxicity and ability to enter the
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body. As suggested above, a fat-soluble compound,
such as benzene, which is found in the gasoline that
we put into our cars, has numerous properties that
contribute to its toxicity. It is a liquid, but evaporates
easily to form vapors that can be breathed in. It is fat
soluble and can pass through the skin on contact and
enter the blood and travel through the body. Benzene is
an acute toxin and can cause drowsiness, dizziness,
rapid heart rate, headaches, tremors, confusion,
unconsciousness, and even death in a short time at
high doses. But it is also a well-established carcinogen
and can cause a specific type of leukemia (acute myeloid leukemia) following years of low-grade exposure.
The settings in which people are exposed to
chemicals are also quite varied. Some people are
exposed at work, others at home or during recreation.
There may be exposures at school that are not present
at home or vice versa. There may be chemicals in the
food that we eat, pesticides for example, and in the
water we drink, arsenic being one. Particularly in
industry, mining, construction, and other manual
jobs there can be toxic chemicals that are part of the
job, such as silica dust or various solvents. In other
settings, restaurants for example, there will be
chemicals from the combustion associated with
cooking and tobacco smoke (if it is not banned), even
though we think of these as “safe” occupations. Some
chemicals in the home are a legacy of the past, an
example being interior lead paint, while others are
introduced to address a problem, such as pesticides
used to kill cockroach infestations.
Because there are so many chemicals and they each
have their own properties and toxicities it is impossible
to remember all of them. Even an expert will need to
seek documentation of what is known about a chemical
that they have not already investigated. The first problem is to find out what the chemical is. This may not be
easy; but many consumer products and substances
used in the workplace have labels on the container
that give the chemical names. Also, in the USA and
many other countries workplaces are required to retain
and provide to workers Material Safety Data Sheets that
have information about chemicals. Other sources
(listed at the end of this entry) include the Agency for
Toxic Substances and Disease Registry’s Toxicological
Profiles and the National Institute of Occupational
Safety and Health’s Pocket Guide to Chemical Hazards.
A couple of examples will provide a sense of how
chemical exposure might be higher for some immigrant populations.
Nail salon workers in the USA are staffed heavily by
Vietnamese immigrants, perhaps making up a majority
of these workers. While nail salons are not industrial
and may not be considered hazardous occupations by
many people, they use products that contain many
toxic chemicals, including solvents, resins, acids, and
plasticizers. While there is little question that Vietnamese immigrants in the USA will have higher exposures
to these compounds, it is unclear to what extent this is
affecting their health because of the paucity of studies
on this occupation. The few studies to date have
depended largely on surveys and observation and do
not directly monitor exposures or measure biomarkers
or long-term health outcomes.
Southeast Asian immigrants to the USA often come
from rural villages. Due to their experience and comfort with fishing and hunting, their low-income status,
and the general acceptability of fishing in the USA,
many will fish for food. However, in industrialized
areas, fish may be contaminated with chemicals that
bioaccumulate, such as methyl mercury or
polychlorinated biphenyls (PCBs). Bioaccumulation is
a process by which certain chemicals, often fat soluble,
increase in concentration as they move up the food
chain to higher order predators. If humans are at the
top of the food chain, then they may be consuming and
thus bring into their bodies these substances. Indeed
a study by Schantz et al. found elevated levels of some
of these pollutants in Southeast Asian immigrants who
fish.
A classic example of chemical exposure in immigrants is farm worker exposure to pesticides. Many
farm workers are immigrants, documented or not, and
many are migrant in that they move to follow the
available work. Farm operations commonly use pesticides to control insects and other pests and herbicides to
control weeds. While there are a large number of
chemicals that are used for these purposes, the toxicity
of some of them are well understood, raising concerns
about occupational exposure.
Numerous studies have confirmed what is clear
simply from observation, that many farm workers are
exposed to pesticides on a regular basis and that they
receive little or no training or protective equipment.
Chemical Exposure
Farqhar et al. studied Oregon indigenous farm workers
who mostly did not speak English or Spanish and
found that 48% worked with pesticides (probably an
underestimation) and that only 57% received any
training. Arcury et al. reported findings in 2009 from
a study that measured urinary concentrations of six
metabolites of organophosphate pesticides. Frequency
of detection of the pesticide metabolites ranged from
about 8% at the low end to over 78% at the high end
and reported that these metabolites increased during
the farm work season.
Studies have also associated pesticide exposure in
farm workers with biological harms, including genetic
damage. Our understanding of the mechanism of
action of the organophosphate and N-methylcarbamate types of pesticides is highly developed. We
know that these substances inhibit a specific enzyme in
the body, cholinesterase, and that their immediate,
acute/short-term, effects are primarily on the nervous
system. Long-term associations include increased risk
of developing cancer. Indeed, the leading edge of
research on the biological effects of these pesticides is
now investigating and showing that some genetic/biological traits interact with pesticide exposure to modify
their impact on enzyme activity.
In the USA, regulation of occupational exposure of
farm workers to pesticides is through the Environmental Protection Agency rather than the Occupational
Health and Safety Administration. This, combined
with the exclusion of agricultural workers from many
labor laws and the often undocumented status of these
workers, places severe barriers on the ability of immigrant farm workers to be afforded basic protections
from chemical exposures that are hazardous to their
health.
At the more local level of workplace practices aimed
at reducing chemical exposure, a 2009 report
by Pechter, Azaroff, Lopez, and Goldstein-Gelb
addresses the use of hazardous cleaning products for
Janitors in Massachusetts, USA. This project, engaged
the workers, their union, and a local nonprofit called
the Massachusetts Coalition for Occupational Safety
and Health. Using a survey and having workers show
and describe the substances they were using at work, it
was possible to identify products that were the most
hazardous, misused, or not needed. Supervisors
responded to this effort with a number of changes
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aimed at reducing exposures and addressing health
complaints.
While the examples given above only scratch the
surface of chemical exposures to immigrants, many
more of which are probably not even identified
let alone studied, they illustrate that there are distinct
aspects of chemical exposure for at least some groups of
immigrants. There is a need for more research as well as
increased education of immigrant populations about
chemical exposures and health.
Related Topics
▶ Air pollution
▶ Environmental exposure
▶ Environmental health
▶ Environmental tobacco smoke
▶ Migrant farmworkers
▶ Occupational and environmental health
▶ Occupational health
▶ Pesticides
Suggested Readings
Arcury, T. A., Grzywacz, J. G., Chen, H., Vallejos, Q. M., Galvan, L.,
Whalley, L. E., et al. (2009). Variation across the agricultural
season in organophosphorous pesticide urinary metabolite levels
for Latino farmworkers in Eastern North Carolina: Project design
and descriptive results. American Journal of Industrial Medicine,
52, 539–550.
Farquhar, S., Shadbeth, N., Samples, J., Ventura, S., & Goff, N. (2008).
Occupational conditions and well-being of indigenous farmworkers. American Journal of Public Health, 98, 1956–1959.
Flocks, J. (2009). Pesticide policy and farmworker health. Reviews on
Environmental Health, 24, 327–332.
Hofmann, J. N., Keifer, M. C., Furlong, C. E., De Roos, A. J., Farin,
F. M., Fenske, R. A., et al. (2009). Serum cholinesterase inhibition
in relation to paraoxonase-1 (PON1) status among organophosphate-exposed agricultural pesticide handlers. Environmental
Health Perspectives, 117, 1402–1408.
McCauley, L. A., Lasarev, M., Miniz, J., Stewart, V. N., & Kisby, G.
(2008). Analysis of pesticide exposure and DNA damage in
immigrant farmworkers. Journal of Agromedicine, 13, 237–246.
Pechter, E., Azaroff, L. S., Lopez, I., & Goldstein-Gelb, M. (2009).
Reducing hazardous cleaning product use: A collaborative effort.
Public Health Reports, 124, 45–52.
Quach, T., Nguyen, K.-D., Doan-Billings, P.-A., Okahara, L., Fan, C., &
Reynolds, P. (2008). A preliminary survey of Vietnamese nail
salon workers in Alameda County, California. Journal of Community Health, 33, 336–343.
Roelofs, C., Azaroff, L. S., Holcroft, C., Nguyen, H., & Doan, T.
(2008). Results of a community-based occupational health survey of Vietnamese-American nail salon workers. Journal of Immigrant and Minority Health, 10, 353–361.
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Schantz, S. L., Gardiner, J. C., Aguiar, A., Tang, X., Gasiorb, D. M.,
Sweeney, A. M., et al. (2010). Contaminant profiles in Southeast
Asian immigrants consuming fish from polluted waters in
Northeastern Wisconsin. Environmental Research, 110, 33–39.
Suggested Resources
ATSDR Toxicological Profiles: http://www.atsdr.cdc.gov/toxprofiles/
tp3.html
NIOSH Pocket Guide to Chemical Hazards: http://www.cdc.gov/
niosh/npg/
Chernobyl Sequelae
ABDUSAMAD DUSTOV
Department of Nuclear Medicine, Gastroenterology
Institute of the Academy of Sciences of the Republic of
Tajikistan, Dushanbe, Tajikistan
Twenty-four years have passed since the time when the
world was shaken by the damage at Chernobyl nuclear
power station, the fatal consequences of which many
thousands of people now feel. A tragic fate overtook
1,800 citizens of the Republic of Tajikistan who participated in the response to the disaster. The effect on the
environment of the Chernobyl atomic catastrophe has
been investigated many times, and from different
points of view, since the accident. But investigations
of the effects of different radiation doses on the human
immune system have not been studied.
In our Institute in Dushanbe, we examined approximately 750 people who had taken part in the liquidation of Chernobyl between 1994 and 2006. The
psychological, digestive system, and immune responses
of these people, who directly took part in the liquidation, were assessed. The investigation began eight or
more years after the catastrophe. All of the patients
were investigated and treated in our hospital, opened
after the Chernobyl disaster.
This work characterized the immune status of 350
individuals who participated in the 1986–1990 cleanup
work of the Chernobyl nuclear power plant explosion.
The level of immunoglobulin (IgA, IgG, and IgM), the
numbers of peripheral blood leukocytes, lymphocytes,
T-lymphocyte and their subpopulations (CD3+,CD4+,
CD8+),B lymphocytes (CD19+), and natural killer
cell (CD16) were determined in the peripheral blood.
Most of our patients were sent by general physicians
to us for psychiatric consultation about psychological
and psychiatric problems. The doses received by our
patients depended on the time at which they began
their work in the contaminated area and its duration.
The first signs of disorders appeared at the end of 1986
among 45% of our patients. It took 1.5–2 years or more
for these disorders to appear. The average age of our
patients was 30–45 years at the time. Most of them had
similar multiple complaints: headache, dizziness,
fatigue or chronic tiredness, poor concentration and
lack of attention, memory loss, irritability, sometimes
anger, mood swings, anxiety, exhaustion after physical
and mental activities, high blood pressure, respiratory
deregulation, feelings of hopelessness and worthlessness, and lack of libido. They also had a high sensitivity
to loud noises, bright light, and high temperatures. The
overall symptoms of these patients were so similar, that
we call this syndrome: “Cerebrasthenic post Chernobyl
Syndrome.” In some cases, the cerebrastenic syndrome
developed into an encephalopathic syndrome. The
pathological change in these cases included autoimmune, neuro-immune reactions and biochemical
changes. At the same time, most of our patients suffered from various somatic diseases.
The results of psychological examination of those
patients indicated poor attention, lack of concentration and attention, memory loss, mental exhaustion,
and reduction of mental ability. Eighty percent of the
patients had a very high level of anxiety. Some
patients could not even remember their phone numbers or what they just had read in the newspaper.
Sometimes they did not remember where they were
going. More than 85% had changes in their character,
and 96% had low levels of self-esteem and selfevaluation.
At our Institute, we saw many patients, and we
realized that it was very difficult, and sometimes
impossible, to sort out all these symptoms. Psychoorganic syndromes can evolve in three stages:
– The first is mild, with asthenia or cerebrasthenia,
reduced emotional ability, decreased physical working ability, changes in mood, poor attention, lack of
concentration, and memory impairment.
– The second stage is moderate, which includes all of
the first stage, plus personality changes, irritability,
Chernobyl Sequelae
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Chernobyl Sequelae. Table. 1 Parameters of immunity and biochemical parameters in blood of the liquidators
Control group
Liquidators
P
T-lymphocytes suppressors
Immune complex
IgA
2.0 + 0.08
1.88 + 0.12
2.65 + 0.2
1.37 + 0.07
3.35 + 0.25
1.86 + 0.2
P < 0.01
P < 0.05
P < 0.05
IgM
IgG
Protein
Bilirubin
1.24 + 0.15
15.8 + 1.1
74.0 + 0.59
20.5 + 0.3
0.78 + 0.1
10.3 + 1.1
66.1 + 0.4
25.5 + 0.6
P < 0.01
P < 0.01
P < 0.01
P < 0.01
Cholesterol
AsAT
ALAT
4.11 + 0.4
125 + 11.9
280 + 12.3
3.86 + 0.5
156 + 11.8
380 + 13.1
P > 0.1
P < 001
P < 0.001
dysphasia, periods of anger and psychotic-like
states.
– The third stage is severe, with important aggravation of the symptoms of the first and second stage,
plus instability.
Clinical and psychological examinations allowed us
to describe a specific “cerebrasthenic Syndrome” as the
first stage of organic mental disorders. The diagnosis,
the prevention, and the treatment of neuropsychiatric
syndromes, especially those related to radiation and to
acute radiation sickness, are of great interest and they
need to be analyzed and studied further.
In 350 liquidators from Chernobyl, we found
a significantly decreased number of CD16+ cell (natural killer), of CD4+ and CD8+ T-lymphocytes. In
Chernobyl cleanup workers there was variation in
the number of T-lymphocytes. Levels of IgG and IgM
were significantly decreased in persons who worked
in Chernobyl in 1986 during the first month
after the accident. For the T-lymphocytes suppressors, there is a similar situation: a decrease of the
T-helpers which increases the defense mechanism
against various infections, and an important increase
of T-lymphocytes suppressors, which reduces these
deference mechanisms. Our results clearly reflect an
impaired immune system in the Chernobyl
cleanup workers even 10–14 years after the nuclear
accident (Table 1).
The liquidators from Chernobyl had a reduced IgG
(gamma-globulins), pointing to a reduced reaction of
their immune system. They also have low doses of Cs
137 in their bodies. We also found an increase in the
number of circulating autoantibodies in the blood of
these liquidators: These are very complex, very pathogenic proteins, which induce several autoimmune disorders in various organs.
In conclusion, the immune systems of liquidators
from Chernobyl have been impaired. We find various
disorders of the immune system in these people.
Related Topics
▶ Disasters
▶ Displaced populations
▶ Environmental exposure
▶ Environmental health
▶ Nuclear trauma
▶ Occupational health
Suggested Readings
Foster, R. P., & Goldstein, M. F. (2007). Chernobyl disaster sequelae in
recent immigrants to the United States from the former Soviet
Union (FSU). Journal of Immigrant and Minority Health, 9(2),
115–124.
Yablokov, A. V., Nesterenko, V. B., & Nesterenko, A. V. (2009).
Consequences of the Chernobyl catastrophe for public health
and the environment 23 years later. Annals of the New York
Academy of Sciences, 1181, 318–326.
Suggested Resources
http://en.wikipedia.org/wiki/Chernobyl_disaster
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Child
Child
MARJORIE NIGAR EDGUER
Mandel School of Applied Social Sciences, Case
Western Reserve University, Cleveland, OH, USA
Child immigrants are children who immigrate, as distinguished from children of immigrants, who are the
children of adult immigrants (and may be immigrants
themselves, or may be born in the country to which the
parents have migrated). A child who immigrates is
born in one country and at some point following
their birth migrates to another country to live. Child
immigrants usually move to a new country (the
“receiving country”) with their parents and/or other
family members, but may migrate alone for a number
of reasons (see Unaccompanied Minor entry). Child
immigrants constitute a special population of immigrants because they have not reached the age of legal
adult status in the receiving country, so they do not
have the ability to make legally binding decisions for
themselves but need to rely on adults to act for them.
They are also a special population because of child
development: they are experiencing many significant
biological transformations physically, cognitively, and
emotionally. They are a diverse group, representing
many different sending and receiving countries, and
having a multitude of reasons for migrating. Many
aspects of the child immigrant experience are important: their status within the receiving country, especially regarding citizenship; their interactions with the
child systems in the receiving country, especially education systems; and their roles within and the dynamics
of their family systems.
National policies of receiving countries vary widely
regarding child immigrants. Policies regarding immigrant integration in the receiving country may relate to
supportive services, educational services, or immigration status. National attitudes regarding immigrants
also impact the experiences of child immigrants.
Receiving countries tend to be European Union (EU)
countries or North American countries (the United
States and Canada). Policies regarding immigrant children vary widely from country to country. In the
United States, the 14th Amendment to the
Constitution states that anyone born or naturalized in
the United States is considered a citizen; thus children
of immigrants who are born in the United States are
citizens of the United States. Because the United States
recognizes dual citizenship in certain cases, children
born in the United States to immigrant parents may
be able to maintain a legal connection to both their
parents’ sending country and the United States. In
Germany, historically, citizenship was only granted
through a blood relationship to a German citizen.
Recently, the law has been amended so that some children born in Germany to immigrants are eligible for
German citizenship. But dual citizenship is still not
recognized in Germany, so youth with immigrant parents have to choose a citizenship as young adults.
Immigrant children will find themselves with similar
choices as other children of immigrants: policies in the
receiving country may support maintaining their connection to their sending country, but more often the
policies will encourage establishing themselves in the
receiving country by cutting ties to their sending
country.
Child immigrants are often eligible for a multitude
of services to ease the transition to the receiving country. Services to support the transition include language
classes, educational support programs, preschool programs, vocational training programs, and translators.
Immigrant children are eligible and expected to participate in the compulsory educational opportunities
available to children of their age in the receiving country. Depending on their educational experiences in
their sending country, they may or may not be prepared
for the educational opportunities they find in the
receiving country. They may need educational support
to catch up with their peer group academically. Children may also be eligible for medical services, either
short term or long term, depending on the receiving
country.
Children who immigrate may have families that are
well educated, with many socioeconomic resources in
both the sending and receiving country, or their families may have less education and fewer resources than
the average family in either sending or receiving country. Immigrant children will be presented with different
opportunities, based on these factors. But regardless of
socioeconomic differences, immigrant families tend to
value education, and immigrant children tend to
Child Abuse
internalize this value and work hard to succeed in the
educational system of the receiving country.
Recent research in the United States and Canada
that has focused on child immigrants has found that in
general immigrant children tend to do well, surpassing
the academic achievements of native born children and
overcoming risk factors related to neighborhood poverty and violence. Immigrant youth tend to be healthier
physically, including reporting less obesity, asthma, or
school absenteeism, and less risky behaviors (drug and
alcohol use, sex, delinquency, or violence). While different ethnic groups report some differences in specific
patterns, in general, immigration is a protective factor
for children. Research in Europe has suggested less
positive outcomes: immigrant children in Europe are
less likely to be fluent in the language of the receiving
country and less likely to experience success in the
educational systems at the same rate as native born
children. Some studies have shown that immigrant
youth are more likely to be involved in violent behavior
than native youth. It would be important to know more
about the differences that have been reported regarding
immigrant youth outcomes, so that the appropriate
interventions can be implemented.
Related Topics
▶ Adolescent health
▶ Child development
▶ Child health and mortality
▶ Child labor
▶ Family
▶ Intergenerational differences
▶ International adoption
▶ Refugee youth
▶ Trafficking
▶ Unaccompanied minor
▶ United Nations Convention on the Rights of the
Child
Suggested Resources
Annie E. Casey Foundation/Kids Count. Retrieved February 21, 2011,
from http://www.aecf.org/KnowledgeCenter/SpecialInterestAreas/
ImmigrantsRefugees.aspx
Child Trends Databank. Retrieved February 21, 2011, from http://
www.childtrendsdatabank.org/?q=node/333
UNICEF Innocenti Research Centre. Retrieved February 21, 2011,
from http://www.unicef-irc.org
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Child Abuse
SUSAN HATTERS FRIEDMAN1, JOSHUA FRIEDMAN2
1
Departments of Psychiatry and Pediatrics, Case
Western Reserve University School of Medicine,
Cleveland, OH, USA
2
Department of Pediatrics, Te Puaruruhau Child
Protection Unit, Starship Children’s Hospital,
Auckland, New Zealand
Child maltreatment includes several distinct but sometimes co-occuring acts: physical abuse, emotional
abuse, sexual abuse, and child neglect. Child physical
abuse consists of intentional or reckless injury including cuts, bruises, fractures, thermal burns, at times with
violent forces such as hitting, kicking, slapping, throwing a victim. For infants, shaking and/or impacting the
head has been recognized as shaken baby syndrome,
non-accidental head injury and abusive head trauma.
Among and within various cultures, corporal punishment is considered distinct from physical abuse, as
intentional infliction of physical pain as part of discipline with the goal of changing behavior (e.g., smacking and spanking). Child sexual abuse involves sexual
activity of a child with an older child or adult— and
can include indecent exposure/viewing genitalia, viewing pornography, producing child pornography, intentional sexual activity in view of a child, inappropriate
touching, sexual contact, requesting or coercing such
contact, as well as encouraging masturbation or prostitution. Child neglect is generally conceptualized as the
parents or guardians not providing for the child’s physical necessities, including food, shelter, or clothing;
their needs for medical treatment; their emotional
needs for nurturing; or their educational needs. Neglect
also includes any failure to act or omission which presents the child with an imminent risk of serious harm.
Child abandonment, when done illegally (rather than
through Safe Haven type programs), may be considered child neglect. Emotional abuse, more difficult to
define, co-exists with other forms of child abuse but on
its own may include intentional or reckless devaluation
of a child’s human worth and/or violation of individual
rights by terror, exploitation, threat, isolation, insult,
humiliation, rejection, or failing to care or give
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affection. Overall, the bulk of substantiated cases of
child abuse are child neglect, followed by physical
abuse and sexual abuse, but there is concern of under
reporting and lack of detection.
The occurrence of child abuse is multifactorial.
Some of the risk factors for perpetration of child
abuse include being a single-parent, being in an abusive
relationship, substance abuse, and severe socioeconomic stress. Prior abusive or neglectful behavior
increases risk, as does parenting skill problems. Special
needs children are more likely to be victims.
Younger children are at highest risk of fatality. In
the vast majority of cases, parents or persons in loco
parentis are the perpetrators and the abuse most frequently takes place in the home. However, extended
family and even community members such as teachers
or religious leaders are perpetrators in some cases.
Child abuse was not recognized as a public health
concern until the 1800s. Many societies had protection
for the safety of animals prior to protection of children.
There has been ambiguity across cultures and nations,
and even across generations, regarding what is considered to be abuse and what is considered to be within the
range of normal or acceptable parenting practices.
In the 1920s a Declaration of the Rights of the Child
was drafted. The United Nations Convention on Rights
of the Child, borne out of decades of revisions of the
aforementioned Declaration was opened for ratification by the United Nations in 1989. It was signed by the
US Secretary of State in 1995, but unlike 194 countries
of the world, the US has as yet failed to ratify. The
Articles lay out the social, political, cultural, economic,
and civil rights of children. Several countries have made
various forms of corporal punishment illegal, yet
others view this parental right preferentially. As an
example, Sweden, over a decade ago passed a law that
children must not be physically punished or
humiliated.
As of 2007, over 20% of American children had
parents who immigrated. Immigrants and their children potentially face many stressors such as lack of
family, financial and/or social support, and these may
elevate the risk of maltreatment.
Several American studies have considered child
maltreatment reports from immigrant families in
Los Angeles County (California). A study of 221
Chinese immigrant families found that the most
common type of maltreatment was physical abuse
of children. Another study considered rates of abuse
among 170 Korean immigrant families. They found
that Koreans were similarly more likely to be accused
of physical abuse. This most frequently occurred in
situations in which corporal punishment gone
wrong. When psychological abuse occurred, it was
often in the context of witnessing domestic violence.
Still another LA study considered 243 case files of
Cambodian refugee families. They found that compared to other Asian and Pacific Islander ethnic
groups, Cambodian cases were more frequently
reported. Parents often suffered substance abuse
(more common in the fathers) or mental illness
(more common in the mothers). The Cambodian
refugees were more likely to be reported for neglect
(compared to other Asian and Pacific Islander
groups). Overall, however, it has been noted that
the reported rates of child maltreatment among
Asian Americans is low; this may be due to protective
factors, or may be related to lack of disclosure
of abuse.
Community support may help decrease risk of child
maltreatment. Parenting education with specific
knowledge of the culture has been recommended as
a prevention effort.
Medical problems after the abuse or neglect will
vary depending on the sort of abuse or neglect specifically suffered. Shaken baby syndrome is a form of
inflicted traumatic brain injury based on shaking
trauma to the infant’s brain. Other children may suffer
broken bones or organ damage. In addition, whether
due to direct medical causes or psychological reasons,
some may suffer chronic pain as adults.
Among child victims of abuse, there may be psychological consequences in addition to medical complications. Anxiety, depression, and posttraumatic
stress disorder are psychiatric disorders, which may
occur among victimized children. In addition,
decreased self-esteem, disorganized attachment styles,
and acting out behaviors may be seen. They may experience difficulty trusting others. Childhood victims of
sexual abuse are at elevated risk for the development of
borderline personality disorder. Emotional scars as well
as physical scars need considered.
Child Abuse
For some, in later life, a pattern of abuse is
carried on through the generations. There is an
age-old pattern that women often become perpetual
victims in later relationships and that men often
become the abusers, perpetuating the cycle of violence. Early diagnosis and treatment may help prevent furthering this cycle.
Thus, medical treatment and psychological treatment are often both indicated for victims. Medical
treatment may occur in a hospital or as an outpatient,
depending on both safety and the severity of the injury.
Children may participate in psychotherapy, play therapy, or group therapy, depending on what is
recommended for their individual situation and developmental level.
Teachers, medical professionals, police officers,
legal professionals, and other professionals are often
required to report cases suspicious for abuse to
the appropriate agencies, often called “Child Protective Services” (CPS) or a “Children and Family
Services.” Other concerned members of society
may also report. CPS will determine whether investigation is warranted, and if so, a case worker will be
assigned. Though parents have rights, the State or
Nation generally has the authority to intervene in
cases in which parents fail to protect their children’s
safety or well-being. Recently, social services have
the imperative to learn to improve practices in
a culturally competent manner with immigrant and
minority families.
Specific concerns identified within immigrant
communities related to whether to report child abuse
have included, among others, fear of government
intervention or deportation, differing cultural norms
of acceptable parenting behavior, and lack of social
support. For example, immigrants to New Zealand
may be surprised to learn that only children over age
14 may be left home alone. They may be considered to
have neglected their children though their behavior
was consistent with what they considered normal in
their community of origin. Immigrants may have
diverse customs and approaches to child discipline,
child monitoring, and cultural practices in illness
(e.g., cupping).
When there is concern of abuse or neglect, CPS
and associated services make a safety plan, and
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determine whether remaining in the home is appropriate. If not, the child may be cared for by safe
relatives or within the foster care or group home
system. Immigrants who are lacking the social support network and kin from home may find their
child removed to the foster care system, whereas
their native counterparts see the child cared for by
a grandparent.
Other potential complications with involvement
of CPS related to immigrant status include lack of
knowledge of immigration law/transnational issues,
religion, culture, lack of appropriate resources, and
bias. There has been a lack of sufficient research in
this area, and CPS workers may find themselves
unprepared for complicated cultural issues. Better
practices include consideration of cultural competency, consular relations, potential for transnational
placement with relatives, and provision of interpretation services.
Foster care systems may suffer some racial or ethnic
disparities in delivery of care. The aforementioned
study in Los Angeles also found that the Chinese children of immigrants were less likely to be removed from
their home than non-Chinese children. Criminal and
civil court cases may be initiated. Many cases go
through the court system, and children may be
removed from the parent’s care temporarily or in
some cases, permanently.
Parents, in collaboration with CPS, are often prescribed a “case plan” which they must complete for
custody or reunification with the child to occur. Case
plans may include such directives as attending drug
treatment, psychiatric treatment, and parenting classes.
If the child has been put in out-of-home placement,
initial visits with the child may be supervised by CPS or
other professionals.
In sum, in the late nineteenth century, Western
civilization acknowledged child abuse and neglect as
unacceptable, and by the late twentieth century recognized its manifestations and clearly codified social
responsibility toward children, the criminality of the
acts, and the imperative to further improve detection and service. Meanwhile, anthropological exploration of the process of raising children within
many of the world’s cultures overturned conventional wisdom of an extant universal standard of
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Child Development
child maltreatment. Indeed, the rights of children
vis-à-vis the rights of the group vary by society, and
change over time; cultural rationalizations for
acceptable treatment of children heed the perceived
conditions for survival. As cultural idiosyncrasies
ranging from tolerant and permissive to authoritarian and restrictive have been revealed across the
world’s cultures, there has been concomitant effort
globally to root decisions regarding child protection
in the child’s “best interests” and to innervate culturally competent child advocacy. However, raising
children by weaving diverse cultural norms into
a novel social fabric burdens immigrant families
and the social institutions of destination states in
consideration of child abuse and neglect.
Suggested Resources
Bridging Refugee Youth and Children’s Services (BRYCS). (2005,
April). Determining child abuse & neglect across cultures.
Washington, DC: Spotlight. Available in PDF from the BRYCS
Clearinghouse. http://www.brycs.org/brycs_spotapr2005.htm
Child Development
MARJORIE NIGAR EDGUER, MAUREEN RILEY-BEHRINGER
Mandel School of Applied Social Sciences, Case
Western Reserve University, Cleveland, OH, USA
Introduction
Related Topics
▶ Cultural humility
▶ Domestic violence
▶ Gender-based violence
▶ Homicide
▶ Intimate partner violence
▶ Trafficking
▶ United Nations Convention on the Rights of the
Child
Suggested Readings
Banton, R. (2004). Child abuse. In Wyse Dominc (Ed.), Childhood
studies: An introduction. Oxford: Blackwell.
Chang, J., Rhee, S., & Berthold, S. M. (2008). Child abuse and neglect
in Cambodian refugee families. Child Welfare, 87, 141–160.
Chang, J., Rhee, S., & Weaver, D. (2006). Characteristics of child
abuse in immigrant Korean families and correlates of placement
decisions. Child Abuse & Neglect, 30, 881–891.
Fontes, L. A., & Conte, J. R. (2008). Child abuse and culture: Working
with diverse families. New York: The Guilford Press.
Khamis, V. (2000). Child psychological maltreatment in Palestinian
families. Child Abuse & Neglect, 24, 1047–1059.
Korbin, J. E. (Ed.). (1981). Child abuse and neglect: Cross-cultural
perspectives. Berkeley: University of California Press.
Rhee, S., Chang, J., Weaver, D., & Wong, D. (2008). Child maltreatment among immigrant Chinese families. Child Maltreatment,
13(3), 269–279.
U.S. Department of Health and Human Services, Administration for
Children and Family. Federal Child Abuse Prevention and Treatment Act (CAPTA), as amended by the Keeping Children and
Families Safe Act of 2003.
Zhai, F., & Gao, Q. (2009). Child maltreatment among Asian Americans: characteristics and explanatory framework. Child Maltreatment, 14, 207–224.
Child
development
and
immigration
have
a multifaceted relationship. It is important to understand this relationship to grasp the experience of child
immigrants and develop appropriate supports/interventions. Key aspects of immigration that affect child
development include the following: sending country
characteristics, family, receiving country characteristics, and cultural expectations of both the sending
and receiving countries. Sending country characteristics are the resources, health, safety, and education of
the country of origin. Family includes kinship dynamics, resources, and separation(s). Receiving country
characteristics include resources, health, safety, and
education of the new country. Cultural expectations
focus on attitudes, behavior, and beliefs regarding
biopsychosocial development, social stratification,
developmental milestones, and the interaction of
these with other influences. Due to these influences,
child immigrants will progress in unique, individual
ways that need to be assessed and understood in order
to support their optimal development. The concept of
an “individualized child development trajectory” refers
to the projected developmental pathway given those
influences that impede/enhance that child’s overall
growth; while there may be many generalizations
regarding developmental expectations, it is important
to consider which of these are relevant for this particular child (Fig. 1). This concept is important for
all children, but particularly relevant for immigrant
children, as a multitude of influences surround the
immigration experience.
Child Development
One in five children in the USA is an immigrant,
resembling rates in most high-resource, developed
nations. Immigration usually occurs from low- to
high-resource nations. Children/adolescents constitute
a special subgroup of immigrants because they are still
developing physically, cognitively, socially, and emotionally, and lack adult rights. For example, children/
adolescents are dependent upon the adults around
them to meet basic needs (e.g., shelter, food, clothing,
and safety). Dependence on adults varies by both the
age of the child and their cultural context. Based on this
dependency, children/adolescents may immigrate
because of a decision by their parents. They may also
immigrate after becoming refugees in their sending
country. Children and adolescents’ experiences are
impacted developmentally: their understanding,
insights, ability to act, and motivations will vary at
different developmental stages. Additionally, children
and adolescents have particular vulnerability because
their physiological and psychological development may
be changed by trauma, and incorporating new influences may change their previous sense of identity.
Immigration poses a significant transitional event,
regardless of the dynamics preceding it. Children and
adolescents are learning how their world works, and
what is valued by their world. Immigration means that
there have to be shifts in this knowledge and
Culture
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understanding. Their ability to make these shifts, and
learn how their new world works, will be instrumental
in their ability to successfully transition to a new country. Immigrant children’s ability to successfully transition will have long-term impacts for them, their
families, and their new countries. Intervention with
child and adolescent immigrants has to be grounded
in both developmental processes and have awareness of
the impacts of immigrant children’s experiences on
overall growth and well-being (see Fig. 1).
Much of the research regarding child and adolescent immigrants has found conflicting results, possibly
because it fails to integrate the multiple dynamics that
impact the process. Some research has found that child
and adolescent immigrants are more at risk for problems. Other research has found that immigration is
a protective factor for children and adolescents. The
reality is that there are multiple aspects that influence
the experience of immigrant children and adolescents:
biological and psychological child/adolescent development, immigrant status, ethnicity or culture of origin,
culture of migration/host society, and individual family
culture. Research often uses single measures for complex concepts, like preferred language as a measure for
acculturation. Acculturation is defined in a myriad of
ways, and has been conceptualized very differently
depending on the theoretical model. Simplistic
Standardized Lenses
for Interpreting
Developmental
Trajectory
(WHO, IPA, etc)
Sending
Country
Resources
Child
Receiving
Country
Resources
Individual
Developmental
Trajectory
Family
Influences
Supports and
Interventions
Child Development. Fig. 1 Individualized developmental trajectory model
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Child Development
definitions and models fail to give an accurate
picture because they only look at one aspect of the
experience. Many immigrant children experience stress
and are also doing well on many measures (e.g.,
academic grades, graduation rates, delinquency, or
risky behaviors). Each of these reinforces the importance of considering the child’s individualized developmental trajectory.
Potential Influences: Sending
Countries
Resources
Sending countries tend to be limited-resource nations.
The literature links children failing to meet their developmental potential in limited-resource countries to
factors of poverty, health-related issues, and barriers
to education. An estimated 200 million children under
the age of 5 are failing to grow healthily and meet their
developmental potential, leading to devastating shortand long-term implications for the value of human
capital. An interdependent relationship exists among
domains of child developmental growth and family
preservation, all of which are affected by aspects of
living in poverty (i.e., joblessness, migration), experiences of health-related issues (i.e., malnutrition, infectious diseases), and encounters with barriers to
education (i.e., school access, child labor). Lack of
these resources can be the primary reason families
immigrate from limited- to higher-resource countries.
Although the developmental effects experienced may
follow that child to a new country.
Economics
Raising children in limited-resource countries can present many barriers to accessing resources to meet needs
of the developing child. A parent’s/provider’s competence in supporting his or her family is vested in his or
her ability to meet primary needs. Some countries in
transition face a restructuring labor market, lack available jobs, or experience a shortage of workers with
adequate skills to fill available positions, which may
influence a family’s decision to immigrate. Unemployment often prompts temporary (i.e., migration, child
labor) or permanent family separations (child relinquishment related to death of parent(s), abandonment,
or inability to meet children’s primary needs).
Youth may feel some pressure to work to promote
preservation of their families. In Central Asian culture,
there has been an increase in individuals between ages
15 and 19 being employed. Reportedly, youth in this
age group feel financial pressures to support their families financially and question the value of higher education. Millions in Asian cultures have also gone
outside of their countries’ borders in order to find
jobs and decrease family poverty. Employment migration, in some cultures, serves the purpose of raising
families out of poverty, aiding them in remaining
preserved long term. It is typical to live in a
multigenerational family home where kinship care supports children in their parents’ absence. For immigrant
families, there may have been a history of temporary
migration and separation prior to immigration. This
will impact relationships following reunification and
immigration.
Health/Safety
Health-related issues in low-resource countries can be
detrimental to children reaching their developmental
potential. Common issues are malnutrition, infectious diseases, lack of access to health care, growth
stunting, impaired cognitive functioning at work/
school, and costly use of healthcare services. Intrauterine growth restrictions are most common in
low-resource countries, primarily from malnutrition
and infections. Research links this to low birth weight
at delivery, lower cognitive scores, decreased problemsolving abilities, and other growth restrictions having
impacts as late as adolescence/adulthood. Processes
during brain growth have consequences for later
cognitive functioning (e.g., school readiness, later
academic performance). Children with stunted
growth reportedly have a less positive affect, decreased
playfulness, and increased likelihood for insecure
attachment versus non-stunted children. Ongoing
hunger and malnutrition is another threat to children’s developmental potential, reportedly perpetuating poverty by leading to a poor physical condition,
impaired cognition/school performance, and more
need for healthcare services. Although children may
have access to nutrition and health care following
immigration, the long-term consequences of the
earlier deprivation often follow immigrant families
to their new countries.
Child Development
Limited-resource sending countries have greater
exposure to infectious diseases (e.g., malaria, HIV/
AIDS). Inadequate general healthcare services compound long-term detriments of infection on children’s
development, often accompanying them beyond their
immigration. The literature notes that children who
survive severe malaria have been found to have varying
degrees of neurological impairments, deficits in hearing, memory, attention, neurological effects (fine/gross
motor), speech and language, and nonverbal developmental domains. Globally, over two million children
under the age of 15 and more than ten million people
between 15 and 24 years are HIV positive. Many children are orphaned and vulnerable (OVC) following
parental death from HIV/AIDS. Nations’ infrastructures have been severely impacted by the epidemic,
resulting in the loss of a generation usually at their
peak for economic and societal production.
Armed conflicts affect the safety of over one billion
children globally. There are many impacts of war such
as injury, death, orphanhood, maiming, abduction,
rape, children used as soldiers, posttraumatic stress,
denial of humanitarian access, and geographic displacement. Even when children and their families
immigrate to a peaceful receiving country, they can
suffer many long-term physical and emotional ramifications from the effects of war.
Education
Children from limited-resource countries often experience disadvantages or losses related to their education
prior to immigrating. Receiving a basic education is
many times beyond reach for millions of children due
to families’ inabilities to afford school fees (i.e., uniforms, school supplies, and books), lack of access to
facilities in remote areas, few educational facilities
being equipped with water/sanitation systems, and
fear for children’s safety due to civil conflicts/natural
disasters.
Discrimination
against
indigenous
populations/minorities, children with disabilities, and
students touched by the AIDS crisis often exclude some
children from receiving an education in limitedresource countries. Teacher mortality rates in subSaharan Africa are particularly high due to the AIDS
epidemic. Schools often have to share available educators who travel from community to community to
meet children’s needs on a part-time basis. Many of
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these children struggle with language and math, receiving fewer than 800 hours of instruction a year, learning
in crowded classrooms, in inadequate learning
environments.
Immigrant children coming from limited-resource
countries are also often deprived of the right to an
education in their sending countries due to gender
inequalities. It is common for families to remove
them from school to help support the family through
child labor. Poorer families have greater difficulty in
managing risk (i.e., by having savings/eligibility to borrow) related to downturns that can threaten family
preservation. Girls often bear the brunt of education
loss due to family poverty, with it being the norm for
parents to send their male children to school if a choice
must be made. This lack of prior education or substandard education by the receiving country’s expectations
may place an immigrant child at a disadvantage following immigration. This disadvantage may be very
difficult to overcome.
Potential Influences: Family Dynamics
Kinship Dynamics
Most limited-resource countries remain preindustrial
economies, lacking financial surplus to provide structured social welfare systems to care for the needs of
their countries’ vulnerable populations. In
preindustrial societies, family dynamics encompass
the larger, extended kinship network. These networks
provide for the primary physical, emotional, and financial needs of the collective. The ideology of patriarchy
also plays a role in gender power differentiation within
the family network.
Resources/Separations
When a nuclear family leaves its country of origin
through immigration, it often separates from the
extended kinship group that once served as its social
welfare-based system of safety nets. Once in receiving
countries, immigrant families reportedly feel a sense of
uncomfortable physical, emotional, and financial
exposure without the safety net that they once were
accustomed to having. Many times, parents of children
will immigrate in advance for financial purposes, while
children remain in their country of origin in kinship
care with the extended family. Parents travel for
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employment purposes to raise money to bring the rest
of the family with them or simply to send funds back to
the larger kinship network for a better life. Millions of
parents in Asian cultures leave their homes, with or
without their children, to find better-paying jobs than
in their countries of origin.
Potential Influences: Cultural
Expectations
Cultural expectations have a major influence on how
child development is viewed. Different cultures have
different expectations regarding dependency, independence, passivity, aggression, assertiveness, language
acquisition, and motor skills. These expectations may
also vary depending on the age of the child and on
cultural values and beliefs. Childhood can be conceptualized as a position in a social structure, which will vary
depending on the social structure. Different cultures
have different social structures and thus view childhood
and adolescence differently. Different countries assign
or legislate different expectations for children and parents. Nations decide what the rights of children and
parents are, what responsibilities each has, limit or regulate their power, and decide on the age that children
can legally engage in work for pay. Nations also decide
on resource allocation for children (education, health,
etc.). Many of these assignments are based on cultural
beliefs and expectations.
When children immigrate, they are likely to move
from one set of cultural expectations to a different set
of cultural expectations. A child and his or her family
may attempt to maintain the cultural expectations of
their sending country, leading to conflicts with different systems in the receiving country. An example of this
would include situations in which immigrant families
do not enroll adolescents in school, expecting them to
care for younger children or to bring in a wage. If
a family has different developmental expectations
regarding independence and interdependence than
the larger surrounding culture, institutions (and representatives of the institutions) may judge the child to
not be meeting developmental norms.
While every culture will have some specific differences in the expectations of children and adolescents,
there are some general patterns regarding sending
countries and receiving countries. Receiving countries
are more likely to use “Western” concepts about the
role of children as innocent and needing protection,
whose place is one of safety: with family and in some
kind of educational setting. In most receiving countries, child populations are declining except among
immigrant groups. Sending countries may have similar
expectations; or they may see children as having more
freedom and not needing to meet the more rigid expectations for different genders that will exist after puberty
in that culture; or they may see children as economic
resources to be used for the benefit of adults. Sending
countries are more likely to have poverty, forced migration, or war, which have a large effect on children
because of their vulnerability. Receiving countries and
sending countries often have different developmental
expectations based on sex or gender. Sending countries
tend to be more agrarian, and have more traditional
division of labor and very different role expectations
for males and females. Most sending countries value
having many children, and value male children more
highly than female children because both of these
increase the economic options and standing of the
family. Sending countries usually do not have policies
that support gender equality. Receiving countries tend
to have similar role expectations for male and female
children, and usually have policies that regulate gender
equality.
Culture has a strong influence on parenting practices, including the value that parents place on education, how parents discipline their children, what is seen
as appropriate behavior for a child, the role of extended
family, expression of emotion, sleep patterns, social
skills, and coping styles. Cultural expectations can
influence even a habit like nail biting, and how parents
understand and respond to the habit. A child or adolescent who had different expectations in their
sending culture may resent the new expectations of
their receiving country. The difference in cultural
expectations can also lead to conflicts between the
child and family, if one or the other adopts the
expectations of the receiving country while the other
seeks to maintain the expectations of their country of
origin. The different expectations between sending and
receiving countries may cause confusion, conflict, or
stress for immigrant youth and families. It is important
to be able to understand the different cultural expectations and how they are influencing a particular child
and family.
Child Development
Potential Influences: Resources in
Receiving Country
Resources
Resources in receiving countries impact child development through a variety of ways, including what
resources actually exist, what mechanisms are used to
distribute resources, the families’ skills and abilities to
access resources, and belief systems (both the immigrants’ and the receiving countries’) regarding
resources. Resources in this context are not limited to
those that are natural or raw, which may be in abundance in both receiving and sending countries.
“Resources” reflects the amount of goods and services
produced, which tend to be highest in wealthy nations,
which also tend to have an abundance of welldeveloped systems for their distribution. Those
resources in receiving countries with the most impact
on child development include employment and social
supports, health care, and housing and education
systems.
Economics
The economies of receiving countries with their highresource status do not usually mirror those of sending
countries; immigrants may not be well prepared for the
differences they encounter. Economic systems include
employment and social supports, health care, and
housing. Employment supports refer to job availability,
job training, and having a living wage, as well as supports that effect parents’ ability to both work and
parent. These supports may be difficult for immigrant
families to understand and access, which effects the
family’s economic status and further opportunities.
Immigrant families are more likely to have a lower
socioeconomic status, and to live in neighborhoods
with more violence and other problems. While immigrant families tend to have protective factors regarding
the effects of poverty and neighborhoods, they are still
disadvantaged. Health care includes the quality of medical care, prevention and intervention, as well as its
accessibility. Housing refers to the quality, safety, and
affordability of available living accommodations.
Social supports include unemployment benefits, family
allowances, disability and sickness benefits, housing
benefits, and other forms of social assistance. Each of
these supports may be differentially accessible to
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immigrants. The institutionalized systems may be
difficult for immigrant families to understand,
impacting their use of support systems in the receiving
country. In turn, these can all impact immigrant child
development.
Education
Education systems affect child development by their
ability to teach skills that children need to meet the
demands of their environment and prepare them for
adult life. For most receiving countries, this includes
literacy, job skills, and cultural norms. Children may
have not been in a formal education setting prior to
immigration, or the education system of the receiving
country may be different in its structure and expectations from those of the sending country. The education system in the receiving country may have
difficulty assessing and educating the immigrant
child due to language differences. The need to function in a nonnative language will lead to stress. There
may also be tension for immigrant youth related to
minority status. There may be disparities between
educational domains for the immigrant child (e.g.,
high math and low reading scores) that can impact
the child’s sense of self-efficacy, and their developmental trajectory.
Lenses for Interpretation
Impacts of earlier discussed detriments to child development are typically evaluated over a growth continuum that ranges from infancy through adulthood in
which milestones are measured by physical, emotional,
and social markers. When markers go unmet, a child’s
full developmental potential may not be reached, leading to short- and long-term consequences. Primary,
generalized tools used to measure whether children
are reaching their developmental potential are the
World Health Organization’s (WHO) Growth Standards and the International Growth and Development
Criteria (IDGC). Both sets of criteria are endorsed
strongly by the International Pediatric Association
(IPA). Child development theories that are often used
to conceptualize psychosocial growth of children
include Erikson’s psychosocial stages of development,
Piaget’s cognitive stages of development, and
Vygotsky’s sociocultural perspectives on cognitive
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development. Theories relating to acculturation and
independence/interdependence are also helpful in
understanding the development of immigrant
children.
WHO and IGDC
These growth standards serve as a framework for
healthy, physical child growth and development to
guide parents and pediatric professionals. The WHO
Growth Standards are endorsed by the International
Pediatrics Association (IPA), which encompasses several guiding pediatric organizations in the world. The
International Growth and Development Criteria
(IGDC) differ from WHO Standards as they standardize physical, emotional, and cognitive domains for
a given chronological age. Both are based on long-term
studies of infants/children and are multiculturally/
socioeconomically applicable. These milestoneaccomplishing approaches base standards on families’
having ideal access to resources, a nurturing primary
caregiver, and an environment in which children are
most likely to reach their developmental potential. The
WHO tool is gender specific, detects undernutrition
and obesity, good healthcare practices (i.e., immunizations), and appropriate growth criteria for children
aged 0–60 months. It offers percentile and z-score
curves for length/height-for-age, weight-for-age,
weight-for-length, weight-for-height, and body mass
index (BMI)-for-age (see “Further Resources” to access
these standards).
Child Development Theories
Theories of child development are used to assess psychosocial–emotional growth in children and tend to be
based on the cultural expectations of high-resource
nations. Three examples of commonly used theories
are as follows: Erikson’s psychosocial stages of development, Piaget’s cognitive stages of development, and
Vygotsky’s sociocultural theory of development. Professionals in education, government, and mental health
settings use such theories as lenses to view individual
children and their development. A brief summary of
both Erikson’s and Piaget’s models of development
can be found at http://psychology.about.com/od/
developmentalpsychology/a/childdevtheory.htm.
Erikson’s and Piaget’s models are very structured,
noting a sequential nature to each developmental stage.
While they are important lenses by which to view child
development, the impacts of immigration must also be
factored into children’s psychosocial and emotional
growth trajectories. This is especially true when the
culture, values, and experiences of the sending country
differ from those of the receiving country.
Vygotsky’s sociocultural theory of development
proposed that children’s cognition and learning form
through the continuous interplay of social interactions
and culture. Vygotsky stressed the importance of language as an expression of culture and values. Differing
from other developmental theorists, Vygotsky did not
use formal stages in his model, but spoke of “zones of
proximal development,” that is, skills that children are
capable of achieving, but cannot do without adult
guidance. This emphasizes the role that culture plays
in child development, and the range of behavior that
children present, based on their culture. His concept of
“scaffolding” children’s behavior, teaching them the
skills that they need in a society, is also important for
professionals working with immigrant children to keep
in mind.
Theories of acculturation inform professional
understanding of immigrant child development.
Originally, acculturation theories focused on the
adaptation of the immigrant to a new cultural context. Current models of acculturation have evolved
from more simplistic origins, proposing categories
that include integration, marginalization, assimilation, separation, fusion, and other strategies. They
also highlight varying degrees of resiliency in immigrant children where some may/may not experience
adjustment problems regardless of category. Cultural
tenets regarding independence and interdependence
also play a role in the immigrant child’s developmental processes. These concepts serve as a framework for immigrant child development by providing
a context within which development takes place.
Most sending countries value interdependence.
Receiving countries typically emphasize independence, which is evident in both Erikson’s and
Piaget’s developmental stages. Valuing either independence or interdependence affects the behaviors,
relations, boundaries, and skills that children learn.
The developmental progress of immigrant children is
often judged on the basis of the receiving country’s
expectations of independence. Clearly, the
Child Health and Mortality
integration of developmental concepts from both
sending and receiving cultures is important for professionals working with immigrant children to use in
assessing development.
Conclusion
A myriad of influences impact the healthy growth of
immigrant children making it imperative that those
medical, mental health, and education professionals
working with them understand their complex set of
developmental needs. Devising an individualized
child developmental trajectory that encompasses sending country characteristics, influences of the family,
receiving country characteristics, and cultural expectations of both the sending and receiving countries will
support immigrant children in reaching their full
developmental potential.
Related Topics
▶ Acculturation
▶ Adolescent health
▶ Assimilation
▶ Child
▶ Child abuse
▶ Child health and mortality
▶ Child labor
▶ Child rearing
▶ Family
▶ Family reunification
▶ Family violence
▶ Gender
▶ Hague Convention on Child Abduction
▶ Infant mortality
▶ International adoption
▶ Intergenerational differences
▶ Refugee
▶ Unaccompanied minors
▶ War-affected children
▶ Youth
▶ Youth antisocial behavior
Suggested Readings
Carter, J. A., Mung’ala-Odera, V., Neville, B. G. R., Murira, G.,
Mturi, N., Musumba, C., et al. (2005). Persistent neurocognitive
impairments associated with severe falciparum malaria in
Kenyan children. Journal of Neurological Neurosurgical Psychiatry, 76, 476–481.
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Kagtçbas, Ç. (2007). Family, self, and human development across
cultures. Mahwah: Lawrence Ehrlbaum.
Kaushik, B. (2003). Child labor: Its economics, sociology, and politics. Scientific American, 289(4).
Suárez-Orozco, C., & Qin, D. B. (2006). Gendered perspectives in
psychology: Immigrant origin youth. International Migration
Review, 40(1), 165–198.
UNESCO. (2008). Education for all by 2015. Will we make it? Oxford:
Oxford University Press.
World Food Programme & UNICEF. (2006). HIV/AIDS & children:
Bringing hope to a generation. Food aid to help orphans and other
vulnerable children. Rome: World Food Programme.
World Health Organization (WHO). (2006). WHO growth standards.
Length/height-for-age, weight-for-age, weight-for-length, weightfor-height and body mass index-for-age: Methods and development. Geneva: WHO Press.
Suggested Resources
Central Intelligence Agency. (2008). World Fact Book. Field listingunemployment rate. Retrieved January 8, 2009, from https://
www.cia.gov/library/publications/the-world-factbook/fields/
2129.html
Child Development in Context Research Project at Brown University.
Retrieved from http://www.brown.edu/Departments/Education/
research/cgc/research/cidc.php
Immigration Studies at NYU. Retrieved from http://steinhardt.nyu.
edu/immigration/
UNICEF Innocenti Research Centre. Retrieved from http://www.
unicef-irc.org/
World Health Organization Growth Charts. Retrieved from http://
www.who.int/childgrowth/en/
Child Health and Mortality
MARY LOU DE LEON SIANTZ
Office of Diversity and Cultural Affairs, University of
Pennsylvania School of Nursing, Philadelphia, PA, USA
Demographics
Nearly 3% of the world’s population migrates, with one
out of three persons around the globe undergoing
migration. Children of immigrants are the fastest growing group in the US population under 18 years of age,
with one in five children the child of an immigrant.
While immigrants are 11% of the US population,
children of immigrants make up 22% of the 23.4 million children under 6 years of age. As of 2005, nearly
one-fourth (23%) of children lived in an immigrant
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family. This explosive growth, combined with the large
numbers (40%) originating from Mexico, and additional areas that include 10–11% each from the
Caribbean, East Asia, or Europe combined with Canada
and Australia; as well as 5–7% each from Central
America, South America, Indochina (Cambodia, Laos,
Thailand, Vietnam, or West Asia); and 2–3% from
Russia and Africa. As a group, immigrant children are
changing the racial and ethnic composition of US
children for the present and adults in the future. These
children are also among the poorest segment of the
population, with one in four immigrant children living
in poverty. Their families are among the poorest, least
insured, or educated with limited, or no access to health
care. Poverty is a social determinant that negatively
impacts health across the lifespan.
Immigrant Children’s General Health
Children of immigrants are likelier to be in “fair” or
“poor” health than children of natives, with their health
declining more rapidly as they age. Seven percent of
immigrant children under 11 have been reported to be
in fair or poor health which rises to 13% among 12–17year-olds. Poor health status increases with poverty.
While 12% of poor immigrant children 5 years or younger have been reported in fair or poor health, poor health
status increases to 19% among adolescents, 12–17 years.
Immigrant Infant Health
The rate of low birth weight and infant mortality are
two common indicators of infant health. Findings
based on linked birth/infant death data sets for
a number of immigrant subgroups that include
Mexican, Cuban, Central/South American, Chinese,
Filipino, and Japanese have documented that children
born in the USA to immigrant mothers are less likely to
have low birth weight and to die during the first year of
life than children born to native-born mothers from
the same ethnic group. While other factors may be
involved, cigarette smoking, alcohol consumption,
and weight gain during pregnancy are critical determinants of difference between immigrant and native-born
women and their infant’s low birth weight and mortality. Since the 1980s, research has supported the “immigrant paradox” that despite risk factors that include
higher poverty rates, lower education, and less access
to health care, some immigrants have better birth
outcomes than the native born. The immigrant paradox is most consistent with Hispanic immigrants; however, some of the largest differences in low birth weight
and infant mortality rates have occurred between foreign and US-born non-Hispanic Blacks.
Congenital Anomalies
Asian American children have a lower prevalence of
congenital diseases and chronic conditions in general.
Among Hispanics, the incidence of congenital anomalies is no greater than in the general non-Hispanic
White population. About 2% of newborns have
a major malformation, with an additional 3% having
such conditions discovered in later childhood.
According to the American Academy of Pediatrics,
immigrant children may not be screened at birth for
diseases such as congenital syphilis, hemoglobinopathies, and inborn errors of metabolism.
Immigrant Preschool Health
Untreated health and developmental conditions that
occur during infancy may continue during the preschool period of 2–5 year of age. The child’s living
environment is critical to his or her cognitive and
social-emotional development not only during infancy,
but also during the preschool period. Exposure to
toxins such as lead can lead to developmental problems
if left untreated. Unintentional injuries from accidents
will also negatively impact a child’s overall growth and
development and especially effect children living in
poverty. Consequently, screening and follow-up for
developmental problems is recommended.
Asthma
Asthma is the leading pediatric chronic condition of
the USA. A growing body of evidence documents
a disproportionally higher lifetime asthma prevalence
among children born in the USA compared to those
born elsewhere. While a relatively low prevalence of
asthma exists among Hispanic children as a group,
Puerto Rican children have been found to have the
highest prevalence compared with children in all
other racial and ethnic groups. Among Asian immigrant subgroups, a wide variation can be found in the
prevalence of asthma, with Filipino children born in
the USA having similar rates of asthma compared with
children of Black, American Indian, or Alaskan Native
Child Health and Mortality
heritage. Asian Indian children born in the USA have
a much lower asthma rate.
Interactions among genetic, environmental, and
social factors have been associated with differences in
the prevalence of asthma among immigrant children.
Children from immigrant families with asthma often
experience additional factors that exacerbate their condition. These may include pollen-sensitive forms of
asthma, with migration from tropical to a temperate
climate with higher and more seasonably varying pollen rates which can worsen the condition. Exposure to
viral pathogens to children not previously exposed can
precipitate asthma. Cultural beliefs may also affect the
etiology and treatment among immigrant families.
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Infectious Disease
While children of immigrants in general have better
health outcomes compared to children born of US
parents, it is unclear whether the immigrant paradox
applies to children with chronic conditions. For example, compared to asthmatic children of US-born parents, asthmatic children of immigrant parents are more
likely to be uninsured, lack a usual source of health
care, report a delay in medical care, report no visit to
a physician, or no emergency room visit for asthma in
the past year. Asian Indian children have the lowest
percentage of chronic conditions.
Infectious diseases commonly found among immigrant children and adolescents are often easily
treated and rarely pose a public health threat to
the school community. Children with latent TB
infections may attend school, pending evaluation
and treatment with skin testing recommended for
students coming from endemic countries. High rates
of intestinal parasites, such as giardia, are found in
some immigrant populations. Children with symptoms that suggest a parasitic infection or those in
situations that pose a high risk of infection or
transmission in institutional care settings may warrant screening and treatment or even empiric treatment with antiparasitic medication. A less common
infection includes hepatitis B among children from
endemic countries. Skin infections such as fungal
infections, scabies, and lice are seen in newly arrived
immigrants.
Children of migrant farm workers are at increased
risk for respiratory and ear infections, bacterial and
viral gastroenteritis, intestinal parasites, skin infections, lead and pesticide exposure, tuberculosis, poor
nutrition, anemia, undiagnosed congenital anomalies,
developmental delay, intentional and unintentional
injuries, as well as occupational injuries and substance
abuse.
Immigrant School-Age Health
Dental Health
School health issues for immigrant children range from
childhood nutritional challenges that include nutrient
deficiencies, obesity, diabetes, as well as infectious diseases like tuberculosis, and dental caries. Health issues
of school-age children from 5 to 11 years of age are
a continuation of those that were identified during the
infant and preschool period with untreated chronic
medical conditions such as asthma negatively affecting
a child’s overall educational potential and development. Immigrant children whose parents lack health
insurance are especially vulnerable since this limits
their access to health care, needed medication, equipment, and monitoring of the condition. While lowincome immigrant children 6–11 years of age are less
likely to have more behavioral problems than native
children, advantages have been found to worsen with
time, with no differences found among low-income
children 12–17 years of age.
Tooth decay is not only the most common chronic
illness among children, affecting five times as many
children as asthma but the most unmet health need
among children. Decayed teeth retain bacteria that can
be spread throughout the body and increase a child’s
susceptibility to other problems which include ear and
sinus infections. Oral disease can affect children’s
growth, speech development, nutrition, learning, and
overall quality of life. The American Academy of
Dentistry recommends that all children have a dental
care visit within 6 months of the eruption of their first
tooth. Dental problems are common among immigrant children. Elementary school–aged immigrant
children have been found to have twice as many dental
caries in their primary teeth as their US counterparts.
Immigrant children have been found to be twice as
likely as native children to receive no preventive
dental care.
Chronic Health Conditions
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Nutritional Deficiencies
Immigrant Adolescent Health
Anemia and micronutrient deficiencies, especially of
iron, zinc, and vitamin A, are common health problems among refugee and immigrant communities.
Iron deficiency anemia has been found among highrisk age groups such as toddlers/preschoolers and
early adolescents from developing countries. Anemia
and iron deficiency may be compounded by lead
poisoning.
Adolescence in the twenty-first century is defined as the
period from puberty onset to societal independence
and includes the development of sexual and psychosocial maturity during that stage. Adolescence not only
harbors immense health risks but also vast opportunities for sustained well-being through health education
and prevention. In order to provide a comprehensive
view of adolescence, health and physical development
cannot be overlooked. These two factors drive the
developmental changes that are experienced during
this vibrant period and the sustained consequences
over time of health choices. The mental health, nutrition, and risky behaviors are special challenges among
immigrant adolescents.
Obesity and Diabetes
Among school-age children, obesity has emerged as
a significant problem affecting long-term health. Mexican-American and Puerto Rican children are significantly more obese than non-Latino White children.
Both of these Latino subgroups demonstrate increased
fat deposits in the trunk which has been associated with
higher cardiovascular disease in adults. This higher
prevalence has been found to start as early as 6–
7 years of age and continues through adolescence and
adulthood. This high rate of obesity is of concern with
its increased risk for cardiovascular disease and association with Type 2 diabetes. Mexican Americans are at
particular risk for Type 2 diabetes.
Type 2 Diabetes
As a consequence of the high rates of obesity, many US
adolescents are beginning to suffer from diseases that
have traditionally been diagnosed in adulthood. The
average age of onset of Type 2 diabetes is currently 13,
and minorities with the disease suffer greater rates of
complications and early death than their non-Hispanic
White peers. Type 2 diabetes occurs when the body
does not make enough insulin or does not adequately
utilize the insulin that is produced (this is called insulin
resistance). Type 2 diabetes increases the adolescents’
risk for serious complications including, heart disease
(cardiovascular disease), blindness (retinopathy),
nerve damage (neuropathy), and kidney damage
(nephropathy). Nonetheless, the risk of Type 2 diabetes
can be cut by 58% simply by decreasing dietary saturated fat and engaging in at least 30 min of moderate to
vigorous physical activity every day. Parents, educators,
and public health officials need to find new ways to
engage immigrant youth in healthy lifestyles within
their own cultural context.
Mental Health
Immigration imposes unique stresses on children and
families resulting in depression, grief, and anxiety. Current research on depression in immigrant adolescents is
inconclusive, with some studies showing higher rates of
depression in this population, and others showing
lower rates. Hispanic immigrants, especially of
Mexican origin, have the highest prevalence of depression. Research in Texas has documented that 31% of
Mexican adolescent girls experienced depressive symptoms, compared to 16% of non-Hispanic White girls.
Data from the National Center for Health Statistics
in 2000 found an increased risk for suicide in this
population, with 20% of Hispanic adolescent girls
attempting suicide compared to 9% of non-Hispanic
White girls. The rates of death from suicide are much
higher for boys (83%) than girls (17%), but girls are
more likely to report attempting suicide than boys in
data from the Centers for Disease Control and Prevention. Regardless, depression is a serious health risk
among adolescent immigrants. Among Hispanics,
foreign-born youth (first generation in the USA) have
been found to experience lower self-esteem and higher
levels of suicide thoughts, while those born in the USA
of immigrant parents show more serious health risk
behaviors and conduct problems. It is worth noting
that depression increases the risk for serious depression
later in life, and is associated with poor health outcomes, such as risky sexual practices, pregnancy, violent behavior, and suicide. Recognizing depression in
Child Health and Mortality
the adolescent could prevent further, more severe
depression later in life, and other serious negative
outcomes.
Nutrition
Overall, the nutritional status of foreign-born children
upon entering the USA is associated with their socioeconomic circumstances in their country of origin.
Limited data exist on nutritional status in general.
More is known about Hispanic and Asian children
than about children from Eastern Europe, Russia,
Africa, and the Middle East. While foreign-born Hispanic adolescents have lower rates than their US-born
counterparts of risk of overweight, the rates for foreignborn youth are very high. The most recent data report
that nearly half of adolescents aged 12–19 are at risk for
overweight, while more than one-fourth of Mexicanorigin boys of all ages and one fifth of girls are
overweight.
Data concerning the nutritional status of Asian
children in immigrant families are limited and complicated by the diversity of Asian countries that send
children to the USA. Understanding the economic,
nutrition, and health conditions of their country of
origin is critical to evaluating their nutritional status.
Available data document the initial consumption by
Asian children in immigrant families of traditional
foods as part of the dietary intake with a transition
to an American diet occurring over time. Among
Southeast Asians, high levels of anemia have been
found with limited intake of iron-rich food and
possible gastrointestinal bleeding due to active parasitic infection.
factors for sexual risk taking behavior are early exposure to sexual pressure, depression, and low social
support. Violence as a source of injury and death
among immigrant adolescents cannot be overlooked.
It has become a major public health problem among
adolescents in the USA. Poor urban young men of
color, especially Latinos and African Americans, are
especially at risk for violence.
Mortality among Hispanic adolescents is associated
with homicide and unintended injuries. According to
the National Center for Health Statistics, Latino adolescents have a rate of death from homicide that is
higher than for non-Hispanic Whites. Some of the
violence is due to gang activity with the developmental
needs of adolescents for peer acceptance and social
support, especially among marginalized immigrant
youth. Gangs provide feelings of community acceptance and belonging. More research is needed to
address violence prevention that is culturally tailored
and developmentally appropriate to the immigrant
adolescent subgroups of the USA.
Substance abuse increases with acculturation. Hispanic adolescents who are more highly acculturated to
American culture report increased substance abuse
with some variation by country of origin. In general,
high-risk behaviors have been found to increase for
each generation for adolescents with origins from Mexico, Cuba, Central and South America, China, the Philippines, and Canada with findings inconclusive. More
research is needed to examine the association between
acculturation and high-risk behaviors of adolescents
including the identification of cultural factors that
could protect immigrant teens from such behaviors
over time.
High-Risk Behavior
Research has documented high rates of tobacco use,
alcohol consumption, and substance abuse among Hispanic adolescents. Other studies have documented an
association between high risk behaviors and acculturation. With increased acculturation, Hispanic girls
engage in sexual activity at earlier ages and are more
likely to give birth outside of marriage and to drop out
of school. Increased risk for HIV/AIDS cannot be
overlooked among immigrant adolescents as they
acculturate and engage in substance abuse and sexual
activity over time. The most frequently cited risk
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Related Topics
▶ Adolescent health
▶ Asthma
▶ Childhood injuries
▶ Depression
▶ Diabetes mellitus
▶ Health disparities
▶ Healthy immigrant
▶ Hispanics
▶ Lead poisoning
▶ Nutrition
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Child Health Care Access
▶ Obesity
▶ Oral health
▶ Pediatrics
Suggested Readings
Alberti, G., Zimmet, P., Shaw, J., Bloomgarden, Z., Kaufman, F., &
Silink, M. (2003). Type 2 diabetes in the young: The evolving
epidemic. Diabetes Care, 27(7), 1798–1811.
Arif, A. A., Delclos, G. I., Lee, E. S., & Tortolero, S. R. (2003).
Prevalence and risk factors of asthma and wheezing among U.S.
adults: An analysis of the NHANES III data. The European
Respiratory Journal, 21, 827.
Carter-Pokras, O., Pirkle, J., Chavez, G., & Gunter, E. (1990). Blood
lead levels of 4–11 year old Mexican-American, Puerto Rican,
and Cuban-American children. Public Health Reports, 105(4),
388–393.
Davis, A. M., Kretuzer, R., Lipsett, M., King, G., & Sheikh, N. (2006).
Asthma prevalence in Hispanic and Asian American ethnic subgroups: Results from the California health kids survey. Pediatrics,
118, 363–371.
Doi, Y., Roberts, R. E., Taekuchi, K., & Suzuki, S. (2001). Multiethnic
comparison of adolescent major depression based on the DSMIV criteria in a U.S. Japan study. Journal of the American Academy
of Child and Adolescent Psychiatry, 40(1), 1308–1315.
Emslie, G. J., Weinberg, W. A., Rush, A. J., Adams, R. M., &
Rintleman, J. W. (1990). Depressive symptoms of a self-report
in adolescence: Phase I of the development of a questionnaire for
depression by self-report. Journal of Child Neurology, 5(2),
114–121.
Fuller, B., Bridges, M., Bein, E., Jang, H., Jung, S., Rabe-Hesketh, S.,
Halfon, N., & Kuo, A. (2009). The health and cognitive growth of
Latino toddlers: At risk or immigrant paradox? Maternal and
Child Health Journal, 13, 755–768.
Harris, M. I. (1998). Diabetes in America: Epidemiology and scope of
the problem. Diabetes Care, 21(Suppl 3), C11–C14.
Hernandez, D. J., Denton, N. A., & Macartney, S. E. (2008). Children
in immigrant families: Looking to America’s future. Social Policy
Report, Society for Research in Child Development, 22(3), 3–23.
Holguin, F., Mannino, D. M., Anto, J., et al. (2005). Country of birth
as a risk factor for asthma among Mexican Americans. American
Journal of Respiratory and Critical Care Medicine, 171(2),
103–108.
Javier, J. R., Wise, P. H., & Mendoza, F. S. (2007). The relationship of
immigrant status with access, utilization, and health status for
children with asthma. Ambulatory Pediatrics, 7(6), 421–430.
Kandula, N. R., Kersey, M., & Lurie, N. (2004). Assuring the health of
immigrants: What the leading health indicators tell us. Annual
Review of Public Health, 25, 357–376.
Lopez, M. (2009). Latinos and education: Explaining the attainment
gap. Washington, DC: Pew Research Center.
Saluja, G., Iachan, R., Scheidt, P., Overpeck, M., Sun, W., & Giedd, J.
(2004). Prevalence of and risk factors for depressive symptoms
among young adolescents. Archives of Pediatrics & Adolescent
Medicine, 158, 760–765.
Suggested Resources
Anderson, J. R., Capps, R. & Fix, M. (2002). The health and well being
of children in immigrant families. New federalism: National
survey of America’s families, No. B-52 from the Urban Institute
website. http//www.urban.org/publications.
Child Health Care Access
SHALINI G. FORBIS
Division of General & Community Pediatrics,
Department of Pediatrics, Wright State University
Boonshoft School of Medicine, Dayton, OH, USA
Access to health care remains a critical issue for underserved children, particularly for children from immigrant families. The causes of decreased access to health
care differ for immigrant children. Recent studies indicate that one in five children in the United States live in
immigrant families. The immigration status of these
children varies widely. Some of these children are
immigrants themselves and were born abroad and
others are US citizens themselves (the majority). Immigration status factors play a role in their access to health
care. In addition, immigrant children have differing
demographic profiles from other minority children.
For instance, they are more likely to come from settings
with married parents and more likely to live in
a multigenerational family. Because of differing immigration status of children from immigrant families,
their barriers to access to health care vary. The specific
areas within access to health care include health insurance coverage and then ability to access that care,
particularly primary care, dental care, and
vaccinations.
Insurance coverage remains a critical issue for
immigrant children in the United States. There have
been gains in coverage in the past two decades with
rates of un-insurance dropping from 19% to 15% by
the mid-2000s. One third of all uninsured children in
the United States are from immigrant families. This
phenomenon has been seen both for children in families where all members are citizens as well as for
children who are citizens with noncitizen parents.
However, for children who are immigrants themselves
Child Health Care Access
and live in immigrant families the gap is widening, with
levels of uninsured children rising from 44% to 48%.
Under federal law, the Personal Responsibility and
Work Opportunity Act of 1996, all legal immigrants
(including children) are barred from Medicaid or
SCHIP coverage during their first 5 years in the country. As of 2007, 22 states cover legal immigrants during
this 5-year period utilizing state funds. However, there
is significant variability as to what benefits are available
from state to state.
In addition to access to insurance coverage, immigrant children experience other issues related to access
to health care. In one national study, >25% of
noncitizen children did not have a usual source of
health care as compared to 18% of citizen children in
noncitizen families and 6% for US children in citizen
families. This is well short of the Healthy People 2010
objective of 97% of all children having a usual source of
care. Half of these noncitizen children had not seen
a doctor or dentist in the past year. Despite the lack of
primary care, these children are also less likely to be
seen in the emergency department. However, there is
a study that determined that when immigrant children
are seen in the emergency department, they have higher
medical expenditures. This may be due to families
seeking medical care at later stages of illness due to
lack of primary care access.
Another access issue that is well documented in the
medical literature is access to immunizations. Healthy
People 2010 set goals of: (a) 90% up-to-date for individual vaccines and (b) children are 80% up-to-date
with the series 4DTP/DTaP (diphtheria, tetanus,
whooping cough/pertussis), 3 IPV (inactivated polio
vaccine), 1 MMR (measles, mumps, and rubella), 3 Hib
(Hemophilus meningitis), 3 HBV (hepatitis b),
1 Prevnar (pneumococcal meningitis) (4:3:1:3:3:1) by
36 months of age. However, noncitizen children are less
likely to be adequately immunized and have demonstrated decreased rates of vaccination for hepatitis
B and Haemophilus influenzae type b. This decreased
immunization rates may be a consequence of a lack
of primary care and can lead to increased risk
of developing serious illnesses including meningitis
hepatitis B.
Another significant barrier for many immigrant
families is related to communication. Immigrant children with insurance coverage are still less likely to
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receive medical care than their insured nonimmigrant
counterparts. Language barriers may play a significant
role in this, particularly for recent immigrant families.
Studies of Latino families demonstrate that language
barriers play a significant role in creating a barrier to
accessing care for their children. These families face
many barriers when encountering the health care system. These barriers start with the first encounter which
typically involves (depending on their level of English
proficiency) scheduling appointments. This will
require an interaction with a receptionist to discuss
the nature of the appointment and potential times.
During a visit, a parent may have to fill out paperwork,
sign consent-to-treat forms, provide medical information to multiple providers, receive health education
and complete billing information. Depending on the
setting and location, there may be bilingual staff; if not,
there are a variety of methods for approaching families
with limited English proficiency. For hospital-based
settings, there may be availability of medical translators
or of calling a translator service and utilizing a two head
set phone with the health care provider, parent, and
then a translator on the other end of the call. In community-based settings where translation services are
not readily available and may be prohibitively expensive, providers will often utilize informal services of
family members of the patient (sometimes older siblings) or staff who may have limited experience with
the language. Lack of consistent reimbursement for
translation services is a barrier for these families as
well as for health care providers to utilize trained medical translators.
In addition to the aforementioned barriers, immigrant families may perceive discrimination in the medical settings. This may be due to lack of language skills,
or may be related to cultural differences. In addition,
cultural differences may create misunderstandings.
Finally, there may be concerns related to immigration
status, particularly for undocumented families. These
families may be concerned that their immigration status may be reported to immigration authorities and
they may face such negative consequences as
deportation.
Despite these documented barriers to access to
health care, there are data to suggest that these children
may be healthier than nonimmigrant children of similar socioeconomic status. This is known in the
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literature as the “health immigrant phenomenon or
paradox”. This has been demonstrated most consistently among Hispanic immigrants. One example of
this phenomenon is that the prevalence of low birth
weight is less common among immigrant MexicanAmerican women when compared to that of mothers
who are US-born Mexican Americans (8% versus
12%). Some of this disparity is due to factors such as
alcohol and tobacco use. Similar results have been
demonstrated for infant mortality rates within the
Black community. Children born to African women
have decreased infant mortality rates when compared
to African American women (10.5 versus 12.9 per 1,000
births). Analysis has demonstrated a clear role for
immigrant status in this circumstance. Unfortunately,
there is less research supporting a similar effect continuing into later childhood due to the difficulty of this
research. Research for other immigrant groups is
limited.
Children from immigrant families that may either
be citizens or immigrant themselves face many barriers
to accessing and receiving health care in the United
States. These barriers may include lack of insurance
coverage, access to needed and required immunizations, lack of primary care and dental care, and language barriers. Those who work with immigrant
children should understand their individual state’s
benefits for immigrant children and assist with
accessing insurance coverage as well as primary care.
In addition, health care providers should be sensitive to
the many barriers these families have when accessing
and utilizing the health care system.
Related Topics
▶ Birth weight paradox
▶ Child health and mortality
▶ Health care utilization
▶ Healthy immigrant
▶ Immunization
▶ Pediatrics
Suggested Readings
Hernandez, D. J., & Charney, E. (chairs) (1998). From generation to
generation: the health and well-being of children in immigrant
families. Washington, DC: National Academies Press.
Huang, J. H., Yu, S. M., & Ledsky, R. (2006). Health status and health
service access and use among children in U.S. immigrant families. American Journal of Public Health, 96, 634–640.
Ku, L. (2007). Improving health insurance and access to care
for children in immigrant families. Ambulatory Pediatrics, 7,
412–420.
Mendoza, F. S. (2009). Health disparities and children in immigrant
families: A research agenda. Pediatrics, 124, S187–S195.
Yu, S. M., Huang, Z. J., & Kogan, M. D. (2008). State-level health care
access and use among children in U.S. immigrant families. American Journal of Public Health, 98, 1996–2003.
Suggested Resources
Capps, R., Fix, M. E., Ost, J., Reardon-Anderson, J., & Passel, J. S.
(2005). The health and well-being of young children of immigrants.
Retrieved July1, 2010, from http:www.urban.org/url.cfm?
ID=311139
Hernandez, D. J., & Charney, E. (1998). From generation to generation:
The health and well-being of children in immigrant families.
Retrieved July 1, 2010, from http://www.nap.edu/catalog/6164.
html
Child Labor
MARISA O. ENSOR
Department of Anthropology, The University of
Tennessee, Program on Disasters, Displacement and
Human Rights, Center for the Study of Youth and
Political Conflict, Knoxville, TN, USA
Child labor remains a widespread and persistent socioeconomic reality for many young people around the
world. United Nations Children’s Fund (UNICEF) estimates that 158 million children aged 5–14 are engaged
in child labor – one in six children worldwide. Children
are involved in many different forms of work, and work
relations between children and adults can vary from
complete subordination to relative autonomy. The
single biggest sector of child labor is in agriculture –
where children either work on family farms or work,
often part-time, on other local farms. There are also
many child laborers who do domestic work or who
work in the service sector, factories, or in office environments. Some forms of child labor are exploitative
and abusive, either because they are inherently so, or
because of the young age and immaturity of the child
workers involved. These “worst forms of labor,” as they
have been termed by the International Labor Organization (ILO), include bonded labor; prostitution; child
Child Labor
soldiering; or other extremely hazardous, unhealthy,
or personally dehumanizing forms of work. While not
all kinds of child work are necessarily harmful or
incompatible with access to good-quality education –
as often articulated by children themselves – agerelated conditions may make children more susceptible
than adults to certain work hazards and health and
safety risks.
Working Children in Cultural Context
Work has traditionally been an integral feature of the
lives of most of the world’s children. Historical and
cross-cultural comparisons of children’s work show
enormous variation in the nature and intensity of
what children are expected to do, the contexts and
relationships within which work is performed, and
the social perception and valuation of children’s work.
Policy standpoints on the employment of children and
young people are based, implicitly or explicitly, on
models or theories of childhood. In turn, conceptualizations of childhood, and of acceptable forms of work
for children at different ages and genders, are mediated
by cultural and socioeconomic factors.
The idealized image of the emotionally priceless but
economically useless child – the “sacred child syndrome” – of upper- and middle-class Western society
rarely exemplifies the daily reality of children around
the work. Even in the Global North, many children
resent the prolonged dependence resulting from what
they see as a questionable and unnecessary exclusion
from socially relevant work. Children’s work contribution often constitutes an essential part of a household
survival strategy. For children in especially difficult
circumstances such as in the aftermath of disasters,
conflict, displacement, or economic crises, the prospect
of gaining some control over their own lives and having
access to an independent source of income can be both
household-sustaining and self-affirming. On the other
hand, these situations also create an increased potential
for children to be compelled to engage in hazardous
labor in an effort to ensure their own survival and that
of their families. Their mental and physical health and
well-being may be compromised as a result.
Health Issues of Child Labor
Children and adolescents have particular anatomical,
physiological, and psychological characteristics
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associated with their stage of development that may
make them more vulnerable to work-related hazards
than adults. While scientific studies regarding young
workers’ susceptibility to the wide range of potential
risks to which they may be exposed in their work places
are not yet common, some conclusive evidence of a link
between age and vulnerability is already available.
Some epidemiological studies suggest that children
exhibit more severe lead toxicity at lower levels of
exposure, and tend to absorb higher amounts of lead
than adults do at the same level of exposure. They could
also be more vulnerable to pesticide exposure (a particularly alarming finding, given that agriculture constitutes the single biggest sector of child labor),
asbestos, and ionizing radiation. An endocrine system
compromised before full adulthood may result in hormonal imbalances and cause negative effects on sexual
maturation.
Young children breathe faster and more deeply and
have a higher metabolic rate and oxygen consumption
than adults. Their greater intake of air per unit of body
weight results in an increased absorption of fumes,
gases, air pollutants, and other potentially harmful
particles often found in certain work environments.
Young workers are believed to be more susceptible
than adults to hearing loss induced by exposure to high
levels of noise pollution – as would be the case in work
performed in certain industrial or other environments.
Children also have lower heat tolerance and are thus
subject to higher risk of heat stress at work. Other
studies indicate higher rates of injury-related
disability among young workers when compared to
adults due to more frequent cases of musculoskeletal
problems and accidents. Injuries to ligaments and
growth plates are particularly dangerous in children
and can result in a condition known as
osteochondroses (localized bone tissue death), potentially leading to limbs of unequal length. Carpal tunnel
syndrome, tendonitis, and long-term back strain are
additional concerns.
Particular attention needs to be paid to the socalled “worst forms of child labor” which, by their
very nature, are especially harmful to children, and
categorically condemned by international labor and
human rights instruments. Their negative consequences for children are often psychological in addition
to physiological.
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Child Labor
Worst Forms of Child Labor
The International Programme for the Elimination of
Child Labour (IPEC) was created in 1992 to spearhead
the International Labor Organization’s (ILO) efforts
against child labor. The primary policy instruments
related to these efforts include the ILO Convention
138, the UN Convention on the Rights of the Child,
and the ILO Convention 182. The link between child
labor and health issues is clearly established in these
provisions.
The ILO Convention 138, also known as the Minimum Age Convention, seeks to regulate the intensity
of work (generally measured in hours) at various age
thresholds. Article 1 of this Convention requires ratifying nations “to pursue a national policy designed
to ensure the effective abolition of child labour and to
raise progressively the minimum age for admission
to employment or work to a level consistent with the
fullest physical and mental development of young persons.” While the Convention provides that “[n]ational
laws or regulations may permit the employment or
work of persons 13–15 years of age on light work
which is not likely to be harmful to their health or
development; and not such as to prejudice their attendance at school” (Article 7[1a and b]), a higher minimum age of 18 years is established for “work which by
its nature or the circumstances in which it is carried out
is likely to jeopardize the health, safety or morals of
young persons” (Article 3[1]).
Taking a rights-based approach, the UN Convention on the Right of the Child (CRC) addresses child
labor by recognizing “the right of the child to be
protected from economic exploitation and from
performing any work that is likely to be hazardous or
to interfere with the child’s education, or to be harmful
to the child’s health or physical, mental, spiritual,
moral or social development” (Article 32[1]). The
CRC further calls for children to be protected from
a variety of exploitative activities including the use of
children in trafficking of illicit drugs (Article 33); child
sexual abuse and commercial sexual exploitation (Article 34); the abduction, sale, or trafficking of children
(Article 35); and the use of children in armed conflicts
(Article 38).
The ILO Convention 182, adopted at the International Labor Conference in June 1999, commits ratifying nations to “take immediate and effective measures
to secure the prohibition and elimination of the worst
forms of child labour as a matter of urgency” (Article
1). This Convention categorically condemns certain
forms of child labor, which have come to known as
“unconditional worst forms of child labor.” These
include the sale and trafficking of children; the use of
children in forced and bonded labor; children in armed
conflict; the commercial sexual exploitation of children
in prostitution and pornography; and children in illicit
activities such as drug trafficking.
While the ILO has the lead responsibility for regulating child labor issues, other UN agencies engaged in
poverty reduction, education, and children’s rights also
have a key role to play in addressing the underlying
factors that give rise to child labor. These include the
United Nations Children’s Fund (UNICEF), the United
Nations Educational, Scientific, and Cultural Organization (UNESCO), and the World Health Organization
(WHO). Further, although child labor does not appear
explicitly in the Millennium Development Goals
(MDGs), strong linkages between addressing child
labor and fulfilling other goals are evident. These
include poverty reduction (MDG 1); education for all
(MDG 2); gender equality (MDG 3); combating HIV/
AIDS (MDG 6); and a global partnership for development (MDG 8).
The important role played by nongovernmental
organizations, trade unions, and child-advocacy and
other organizations involved in activities concerning
working children must also be recognized. Lack of
coordination and disagreements among these organizations over the most appropriate objectives and strategies to pursue can, however, undermine their
effectiveness. The major challenge in the coming years
will be to better integrate child labor issues into the
relevant frameworks at international and domestic
levels. Measures to promote the physical and psychological recovery of children who have fallen victim of
harmful forms of child labor must be an integral component of these efforts.
Conclusions
Child labor is a complex and multifaceted phenomenon
requiring systematic attention to the socio-economic,
cultural, and physical environment in which children
live and work. While the institutional, legal, and human
rights frameworks regulating child labor issues have
Child Rearing
been increasingly strengthened in recent decades, and
some progress is already evident, child labor remains
a concern of immense social and economic proportions. Millions of children are forced by necessity or
circumstances to work too much at too young an age, or
under particularly exploitative circumstances. In 2006,
IPEC estimated that about 126 million children were
engaged in various types of hazardous work worldwide.
While there are encouraging trends in a number of
nations – Brazil, Mexico, Turkey, and Vietnam, among
others – child labor rates remain persistently high in
much of the work. Although not enough is yet known
about the links between age-related vulnerabilities and
specific work hazards, it is clear that special health risks
should be taken into consideration when prioritizing
definitions of work appropriate for children and
adolescents, and in enforcement of minimum-age
regulations.
Related Topics
▶ Childhood injuries
▶ International Labour Organization
▶ Labor migration
▶ Occupational injury
▶ Trafficking
▶ United Nations Convention on the Rights of the
Child
Suggested Readings
Arat, Z. F. (2002). Analyzing child labor as a human rights issue: Its
causes, aggravating policies, and alternative proposals. Human
Rights Quarterly, 24, 177–204.
Forastieri, V. (2002). Children at work: Health and safety risks. Geneva:
ILO/IPEC.
Hindman, H. D. (Ed.). (2009). The world of child labor: A historical
and regional survey. Armonk/London: M.E. Sharpe.
Levine, S. (1999). Bittersweet harvest: Children work and the global
March against child labor in the post-apartheid state. Critique of
Anthropology, 19(2), 139–155.
Liebel, M. (2004). A will of their own: Cross-cultural perspectives on
working children. London: Zed Books.
Nieuwenhuys, O. (2005). The wealth of children: Reconsidering the
child labor debate. In J. Qvortrup (Ed.), Studies in modern
childhood (pp. 167–183). Houndsmills: Palgrave Macmillan.
Palley, T. I. (2002). The child labor problem and the need for international labor standards. Journal of Economic Issues, 36(3), 1–15.
WHO Study Group. (1987). Children at work: Special health risks
(WHO Technical Report Series, Vol. 756). Geneva: World Health
Organization.
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Suggested Resources
International Labour Organization. http://www.ilo.org/. Accessed
March 24, 2010.
The Child Labor Photo Project. http://www.childlaborphotoproject.
org/. Accessed March 24, 2010.
The International Programme for the Elimination of Child Labour.
www.ilo.org/ipec. Accessed March 24, 2010.
Child Obesity and Overweight
▶ Pediatrics
Child Rearing
SARAH LYTLE
Department of Psychiatry, University Hospitals Case
Medical Center, Cleveland, OH, USA
Child-rearing practices vary widely based on cultural
beliefs, education, and economics. Immigration and
acculturation can affect child-rearing abilities and
practices as immigrant parents face unique challenges.
These include, but are not limited to, poverty, unemployment, access to public health services, limited
transportation, isolation, and incomplete command
of the native language. One of the goals of many immigrant families is to provide a better life for their children, but immigration is often stressful for immigrant
families and children. Studies have shown that circumstances associated with being an immigrant can undermine the parenting role. Immigrant parents may want
to preserve their cultural identity and traditions and
their children’s awareness of their former country, but
also want their children to assimilate into the new
country.
Child rearing in infancy begins as people in contact
with the child, typically a mother or mother-figure and
family, interact with the newborn. The transition from
being a woman to being a mother may be an isolating
experience for some immigrant women. New immigrant parents often find that they have limited social
support when it comes to caring for their new child and
for themselves. Even in the hospital after delivery, some
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cultures ascribe to specialized diets after birth, which
are generally not provided in western hospitals. The
social isolation can be significantly different from what
they would have experienced in their native country,
as some cultures place an emphasis on the family
and provide significant emotional and physical support
to new mothers. Lack of this support and social isolation can lead to early struggles with anxiety and
depression, which may have an adverse effect on
parent–child interactions. Compounding this problem,
lack of knowledge of resources as well as stigma associated with mental illness often inhibit people from
seeking help.
As children enter the school system, child-rearing
practices can affect the child’s progress. Some cultures
place a strong emphasis on education; however, the
parent’s ability to communicate with both the child
and the school can affect how well the child is able to
take advantage of educational opportunities. Immigrant parents may have limited access to information
about their child’s new environment and experiences.
They may not understand the new educational system,
may use their native countries education system as
a model for the education of their children, or be
unable to take full advantage of the new education
system. The immigrant family may become more
dependent on the school for the child’s academic performance due to the language barrier or lack of understanding of the system. Studies indicate that in the
United States, there are generally low rates of enrollment in early education programs, especially among
low income families and those families with less formal
education and/or command of the language. Sometimes immigrant parents are undocumented and may
be wary of institutions like public schools for fear of
deportation. At the same time, there may be pressure
for the child to fulfill the parent’s dreams which can
place stress on the child.
Child rearing can be affected by traditional values
of the parents and the new values being introduced by
outside factors, like school. This dichotomy can lead to
intrafamilial and intergenerational conflict. Studies
indicate that children typically adjust more rapidly
than their parents to the new country. This is referred
to as the acculturation gap and has been found to be
more pronounced in families where the parents are less
educated. When this occurs, there may be some level of
role reversal as the child’s command of language surpasses that of the parent, and the child becomes
responsible for communication with outside agencies
like schools, banks, or grocery stores. While this role
reversal can weaken boundaries and lead to children
being less likely to listen to or obey their parents, it can
also have a positive effect whereby the child feels that
they are contributing to the family and helping out
their parents.
Different parenting styles have been described in
the literature. These include authoritarian, permissive,
and authoritative. An authoritarian parent stresses
control and obedience and places little emphasis on
child autonomy. A permissive parent allows children
to make their own decisions and regulate their own
behavior. Authoritative parents emphasize limit setting
through reasoning, verbal give and take, clear instructions, and positive reinforcement. Studies indicate that
parenting at either end of the spectrum (authoritarian
or permissive) may adversely affect the parent–child
relationship. However, some studies have shown that
if the parenting style is congruent with the sociocultural environment, then there is no negative impact.
This can become an issue when the parenting style of
the immigrant no longer matches that of the new
culture. For example, the Chinese parenting style is
traditionally authoritarian. Upon immigration to
a more liberal society, conflict may arise as the child
sees other children having fewer limitations. Cultural
differences related to corporal punishment can also
affect child rearing in immigrants. Corporal punishment may be a normal child-rearing practice in some
cultures and immigrant families may not consider this
child maltreatment or abuse. Additionally, native law
enforcement may not reinforce immigrant parent rules,
thereby undermining the parent’s authority. One study
showed that immigrant adolescents had higher levels of
psychological disorders and lower connectedness to
families, and another suggested that family cohesiveness decreased after immigration.
Data indicate that immigrants tend to have a lower
income than natives. Children of legal immigrants
often have hardships in the areas of food acquisition,
housing, and health care, and a greater percentage of
immigrant children than native children live in poor
families. Financial stress may require both parents
instead of one to work, which can mean there is less
Child Rearing
often a parent home to be involved in child rearing.
Often, immigrants are employed at levels below their
education level and may suffer from hostility from
the natives. Highly educated individuals often suffer
financial and occupational difficulties, especially
within the first few years of immigrating. Lack of
employment or employment below the parent’s education level can affect parenting as the breadwinner suffers in his role as the primary provider. This can create
a tense atmosphere in the home. Socioeconomic disadvantage may lead to marital dissatisfaction, conflict,
and aggression, which can adversely affect children.
Unemployment and poverty can lead to grief, guilt,
isolation, increased alcohol intake, increased risk of
mental health problems, and neglect or punishment
of children.
While immigration status can have many adverse
effects when it comes to employment and finances,
there are some positive outcomes. Immigrant women
who must work or choose to work may become more
independent, and these women may take advantage of
a broader range of child care options and work opportunities than they may have had in their native country.
Immigrant mothers may gain more decision making
control and have multiple roles compared to their
native country. Additionally, in one study, fathers
reported immigration allowed them to spend more
time with their children (because they were working
less).
In addition to education and financial issues, certain countries may require detention of asylum seekers
that do not have visas. Parents and their children can be
held for months to years and may not have access to
adequate physical and mental health services, education, housing, and hygiene. In addition, they may be
exposed to violence and/or abuse. Adult asylum seekers
have been shown to have high levels of anxiety, depression (including suicidal thoughts/intent), and
posttraumatic stress disorder (PTSD), and this may
affect their ability to care for their children. The children of such parents have been found to suffer behavioral regression, depression, anxiety, and suicidal
thoughts.
Another event which may significantly affect child
rearing in immigrant populations is raids on and/or
deportation of illegal immigrants. One or both parents
may be separated from their children for a period of
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time. While there may be a heavy reliance on extended
family networks, children may be left to fend for themselves or other small children. Removal of the breadwinner can lead to decreased income (less access to
food, etc.) and a more unstable home environment. It
can also mean that the remaining parent must work,
thereby altering the family dynamics as children are left
without a parent at home. The loss of a parent or both
parents can be difficult to explain to children and
require adaptation to single parent families and stress
associated with separation and finances.
While immigrant parents face many challenges,
studies have shown that many immigrants and their
families may stay away from public assistance and
health services due to uncertainty. Some countries
have implemented programs to aid immigrants with
transition and parenting. Research indicates that programs like Strengthening of Intergenerational/
Intercultural Ties in Immigrant Chinese American
Families (SITICAF) tested in California, USA, which
are family-based mental health programs, can be effective in reestablishing family connectedness and understanding. Canada and other countries offer educational
programs for immigrants and their families on parenting and child development (for example, the Calgary
Immigrant Aid Society) as well as offering family literacy programs. There remains room to make improvements to address and improve social isolation,
transportation, employment, child care, partnership
equality, and shared responsibility with family, neighbors, friends, and community.
Related Topics
▶ Acculturation
▶ Child
▶ Child development
▶ Family
▶ Refugee
▶ War-affected children
Suggested Readings
Beiser, M., Hou, F., Hyman, I., & Tousignant, M. (2002). Poverty,
family process, and the mental health of immigrant children in
Canada. American Journal of Public Health, 92(2), 220–227.
Bhattacharya, G. (2000). The school adjustment of South Asian
immigrant children in the United States. Adolescence, 35(137),
77–85.
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Childhood Injuries
Buki, L., Tsung-Chieh, M. A., Strom, R., & Strom, S. (2003). Chinese
immigrant mothers of adolescents: Self-perceptions of acculturation effects on parenting. Cultural Diversity & Ethnic Minority
Psychology, 9(2), 127–140.
Capps, R. (2001). Hardship among children of immigrants: Finding
from the 1999 National Survey of American Families. (New Federalism: National Survey of America’s Families, Series B No.
B-29). Washington, DC: The Urban Institute.
Capps, R., Fix, M., Murray, J., Ost, J., Passel, J., & Herwantoro, S.
(2005). The new democracy of America’s schools: Immigration and
the No Child Left Behind Act. Washington, DC: The Urban
Institute.
Dwairy, M., & Dor, A. (2009). Parenting and psychological adjustment of adolescent immigrants in Israel. Journal of Family Psychology, 23(3), 416–425.
Mares, S., Newman, L., Dudley, M., & Gale, F. (2002). Seeking
refuge, losing hope: Parents and children in immigration detention. Australasian Psychiatry, 10(2), 91–96.
Roer-Strier, S., Strier, R., Este, D., Shimonis, R., & Clark, D. (2005).
Fatherhood and immigration: Challenging the deficit theory.
Child and Family Social Work, 10, 315–329.
Childhood Injuries
ELIZABETH M. VALENCIA
Radiology Department, St. Joseph’s Hospital & Medical
Center, Phoenix, AZ, USA
Nonintentional childhood injuries are the leading
cause of death and disability in children worldwide,
responsible for 950,000 deaths, and of these 90% are
preventable. In the USA, for every child injury death
there are 34 children hospitalized and 1,000 children
treated in the emergency department. Moreover, the
health care burden attributed to non-intentional childhood injuries is nearly $300 billion each year, accounting for 15% of total medical spending for children
between ages 1 and 19 in the USA. Efforts to decrease
the morbidity and mortality led to an unprecedented
World Health Organization Summit for Child Injury
Prevention in 2005, which urged prevention and
increased public awareness. While fire-related burns,
falls, and poisonings are frequent causes, road traffic
injuries and drowning are the source of more than
50% of childhood injuries. A brief synopsis of the
injuries comprising this global public health epidemic
is provided.
An estimated 720 children die daily, while ten million children are either disabled or suffer permanent
disability due to child road traffic injuries each year.
The main cause of death in children between the ages
of 10 and 19 is road traffic injuries, which accounts
for 22% of total unintentional childhood fatalities.
Children are at increased risk because they share the
roadway as pedestrians, bicyclists, and as passengers in
cars. Immigrant children are at increased risk of pedestrian injuries in part due to cultural differences regarding roadway safety. Cross-walk improvements, bike
path expansions, and neighborhood education on
child roadway safety has helped reduce child pedestrian
injuries. Other childhood injuries are due to inappropriate use of a car seat, or failure to wear a seatbelt or
helmet. Improper installation of car seats results in
high fatalities in children under the age of 8; however,
appropriate car seat safety use can reduce fatalities by
71% in infants and 54% in toddlers. In addition, the
overwhelming majority of bicycle fatalities involve
non-helmeted riders, with nearly 47% of nonfatal hospitalized injuries resulting in traumatic brain injury.
The use of helmets can reduce fatalities by 75% and
head injuries by 85%. Also, globally, teenagers between
the ages of 15 and 19 are at even greater risk for road
traffic injuries because of increased propensity to
speed, drive under the influence, failure to wear
a seatbelt, and engage in other risky driving behavior.
Every day 480 children die as a result of drowning
and near-drowning injuries result in serious neurological damage worldwide. Drowning is the leading cause
of death in children under the age of 5 and accounts for
17% of total non-intentional childhood fatalities. In
addition, there is a higher incidence of drowning
among immigrant children secondary to lower rates
of swimming proficiency among children and adults.
Drowning can occur quickly within a few minutes and
in as little as a few centimeters of water with infants.
Overall, children are vulnerable to these injuries
because our daily environment involves direct contact
with water sources for essentials such as drinking,
bathing, cooling, and water recreational activities.
Bathtubs, buckets, toilets, swimming pools, and open
water sites are common locations for drowning or near
drowning. The bathtub accounts for more than 50% of
all infant drownings under the age of 1. Further in the
USA, 30 infants drown each year in buckets containing
Childhood Injuries
water for household chores. Meanwhile, children over
the age of 4 are more susceptible to swimming pools
and open water sites, with 300 pool drownings in the
USA annually. Fenced pool enclosures can reduce child
drowning and near drownings by up to 50%. In comparison, teenagers often succumb to water-craft-related
drowning, often due to failure to wear a personal floatation device, which can reduce child drowning by
85%. Prevention strategies shown to reduce child
drowning fatalities and near-drowning injuries
include: child supervision near or in water, drainage
of all unnecessary water accumulations, four-sided
fenced pool enclosures, and use of a personal flotation
devices at all times with all water-craft activities.
Similarly, 262 children die each day and 96,000 die
yearly from unintentional burns worldwide. Each day in
the USA there are 435 child burn injuries evaluated in the
emergency department and there are two deaths. Further, the mortality associated with burns is 11 times
greater in low- to mid-income countries compared to
high-income countries. Daily interaction with heating,
lightening, and cooking increases the likelihood of burns.
For instance, the increased incidence of unintentional
burns among immigrant children was often associated
with food preparation. Burns are typically caused by
scalding water or steam, electrical or chemical burns,
and fires. Although scalds from tap water or steam
constitute 75% of burns in young children, infants are
at greatest risk of death due to smoke inhalation. Further,
electrical burns from appliances or outlets cause 33% of
burns in children under the age of 12 and residential fires
cause the majority of child burn fatalities under the age
of 9. Extensive rehabilitation and treatment are usually
required for significant nonfatal burns. Prevention
includes child supervision, child-proof lighters, antiscalding faucet heads, lowering residential water heaters
to 120 , and installation of smoke detectors on each
residential floor. Specifically, fatalities can be reduced
up to 82% with appropriate installed smoke detectors.
Child fall injuries are the fourth leading cause of
death among children, with 130 deaths each day and
47,000 deaths per year worldwide. Moreover for every
death, 690 children will miss school due to a fall injury.
In the USA, on average there are 8,000 emergency room
evaluations daily because of child fall injuries. Approximately 80% of fall injuries occur at home and 66%
are falls from height. Meanwhile, among immigrant
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children, fall injuries are increased in the agricultural
setting. Overall, children are susceptible to falls due to
unrefined motor skills, their general inquisitive nature,
and increased level of physical activity. Infants sustain
most injuries from nursery furniture and baby walkers,
while playground and window falls account for the
majority of older children’s injuries. In particular, playground falls result in 200,000 annual emergency room
evaluations and 75% are due to head injuries. Prevention can reduce fall fatalities and injuries, with installation of window guards on multilevel floors, roof
railings, safer play equipment with appropriate surface
material, and other safe product modifications such as
safety glass.
Child poisoning injuries account for 123 deaths
each day and 45,000 deaths each year worldwide. In
the USA, child poisoning accounts for 374 emergency
room evaluations and two fatalities each day. Additionally, millions of calls are made to the poison control
center each year. Children are vulnerable to poisoning
because their physiology is less well developed which
increases risk of toxicity. Ninety percent of poisoning
fatalities and injuries occur in a child’s residence due to
household products and medications. The most common causes of poisoning are over the counter medications, prescription medications, household products,
and pesticides. Meanwhile, 890,000 children suffer
from lead poisoning, which delays growth and development, while carbon monoxide poisoning affects
3,500 children every year often due to improperly ventilated space heaters. Specifically, immigrant children
are at increased risk of lead poisoning likely secondary
to lead exposure from toys, pottery, jewelry, cosmetics,
or herbal remedies from foreign countries. Prevention
of child poisoning fatalities and injuries involves: storing medications out of the reach of children, having
access to poison control center contact information,
carbon monoxide detectors, undergoing health screenings for lead poisoning, and providing child education.
In conclusion, childhood injury is a health epidemic that results in significant loss of life. The Report
on Child Injury Prevention, by the World Health Organization provides a comprehensive approach on reduction of child road traffic injuries, drownings, burns,
falls, and poisonings. Together, prevention and public
education can save an estimated 1,000 children from
childhood injury each day.
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Chinatown
Related Topics
▶ Adolescent health
▶ Child
▶ Child health and mortality
▶ Child health care access
Suggested Resources
Center for Disease Control & Prevention- Safe Child Section. (2010).
Retrieved from http://www.cdc.gov/safechild/. Accessed January
2011.
Safe Kids USA. (2009). Retrieved from www.safekids.org/. Accessed
January 2011.
National Highway Traffic Safety Administration. (2011). Retrieved
from http://www.nhtsa.gov/Safety/CPS. Accessed January 2011.
Chinatown
DOUG BRUGGE
Department of Public Health and Community
Medicine, Tufts University School of Medicine,
Boston, MA, USA
Chinatowns exist in many cities throughout the world,
including Asian countries outside of China. They are
usually urban and densely developed. Chinatowns
serve as a cultural and commercial center for Chinese
populations who have immigrated into predominantly
non-Chinese areas. There are Chinatowns in Nagasaki,
Japan; Bangkok, Thailand; Honolulu, Hawaii, as well as
in Australia and Europe. In North America, Chinatowns can be found in Victoria, British Columbia and
Toronto, and in the USA in San Francisco, New York,
Chicago, Houston, Boston, Philadelphia, and
elsewhere.
Because they serve as ethnic “hubs” that speak the
language and provide food and goods that Chinese
immigrants seek, the Chinatown community may be
considered broader than simply the people who live
there. It may also include the many Chinese (and
others) who work and come to Chinatown to shop,
eat, and visit. Thus, the community may be larger than
the resident population. Also, the resident population
in many Chinatowns has shifted over time. As the
urban territory that they occupy may become prime
real estate, pressures of gentrification and development
may dislocate lower-income, working-class residents.
The health issues associated with Chinatowns arise
primarily from the living and working conditions of
residents and workers and infectious diseases that are
prevalent in Chinese populations. However, it is critical
to note that there has been too little investigation to
date on health of Chinatown community members and
there is a risk of overlooking health problems simply
because they have not been documented.
A good example is asthma, which was largely not
examined among Chinese immigrants to the USA until
recently. When asthma was examined, Chinese children
were found to have a substantial prevalence of asthma –
above national averages. A specific event that may have
affected respiratory health of Chinese immigrants was
the 9/11 attack on the World Trade Center buildings in
New York City.
Hepatitis B is endemic in China and, therefore, also
a common condition in Chinese immigrant
populations, including those in Chinatowns. Hepatitis
B is transmitted via blood and body fluids, but in the
Chinese context much of transmission may be from
mother to child during birth or between family members. Because it is widespread in the Chinese community, there have been efforts to educate members about
the disease and encourage screening and vaccinations.
A consequence of high hepatitis prevalence is high liver
cancer rates. Another infectious disease of particular
relevance to Chinatowns and Chinese immigrants is
tuberculosis.
Smoking prevalence is high among Chinese immigrant men, but very low among Chinese immigrant
women. This is a pattern similar to many other Asian
populations. Beyond the direct impact of smoking on
the health of the smoker, who is at increased risk for
cardiovascular disease, lung and other cancers, chronic
obstructive pulmonary disease and other illnesses, second-hand smoke exposure poses a significant risk to
wives (or other family members). Lung cancers among
Chinese immigrant women are a notable outcome of
this exposure.
The environment and context of the Chinatown
itself may also be important to consider. While there
has been limited research in this area, there are some
indications of health impacts arising out of the built
environment. Many Chinatowns have heavily traveled
Chinatown
streets and some have adjacent highways. Thus, exposure to air pollution from motor vehicles is a potential
concern that may merit further attention. Local “hot
spots” of air pollution have been shown to exist near
high traffic density locations. These pollutants are
known to be associated with cardiovascular disease,
lung cancer, and other illnesses. In addition to air
pollution, traffic generates sound, perceived as noise
by many, that is linked to a variety of adverse physiological outcomes, possibly through producing stress.
Stress may be an important exposure in Chinatowns. Besides traffic noise, there are other urban
sources of sound. In Chinatowns that experience
major construction projects, for example, there is considerable noise and vibration associated with these projects (and air pollution releases as well). In addition,
crime, walkability (including pedestrian safety), and
onerous work schedules in low-paying and often
unpleasant or hazardous jobs add to stress. This may
be an area deserving greater attention in future research
efforts.
Traffic is also associated with motor vehicle–related
injuries. A study conducted in Boston’s Chinatown
found that both in-vehicle and pedestrian injuries
were associated with times of days and days of the
week and with particularly complex (confusing) intersections. While many victims were Chinese residents,
the drivers were mostly from outside the community.
Cross times at signals were too short for the large
elderly population to cross on the green light.
Crime, including violent crime and fear of crime,
are common to many urban settings, but Chinatowns
have been both subjected to stereotypes about being
dangerous (mysterious) places and, because of their
location in urban centers and near sources of crime,
actually subjected to high crime rates. Again, crime
produces stress that has health consequences, but
crime also is directly harmful to health. For example,
violent crime can lead to injuries, and drug use and
prostitution spread infectious diseases.
Housing is another critical issue in Chinatowns.
Quality, quantity, and affordability are concerns.
Overcrowding is, as it is with many low-income communities, immigrant or not, a significant factor.
Overcrowding is, of course, driven by housing costs
and ability to pay so low-income immigrants, including those in Chinatowns, are at risk. Overcrowding,
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besides being stressful, also may increase the risk of
transmitting communicable diseases and create conditions that attract pests. Pests and water damage, leading
to mold growth, are also examples of deterioration of
housing conditions that could put sensitive individuals, persons with specific allergies, for example, at
risk of aggravation of underlying conditions such as
asthma.
Working conditions in Chinatowns are also likely
contributors to adverse health outcomes. While there
has been far too little attention to the risks faced by
low-income Chinese immigrant workers, recently,
studies have begun to probe into this area. It is clear
that many of the jobs these workers do, restaurant and
construction work, for example, carry high risks. And it
is likely that working long and unconventional hours
increases health risks in this population, as it does in
others.
Thus, Chinatowns have a mix of associated health
concerns that are distinctive, but have not yet been fully
elucidated. The lack of firm data creates a particular
risk of misjudging the most salient health concerns in
these communities. Many visitors are tourists looking
for food or trinkets, who do not even realize that
Chinatown is home to many people. There deserves
to be more research to clarify which health concerns are
most critical and how to address them.
Related Topics
▶ Built environment
▶ Chinese
▶ Environmental tobacco smoke
▶ Ethnic enclaves
▶ Hepatitis
▶ Violence
Suggested Readings
Brugge, D., Lai, Z., Hill, C., & Rand, W. (2002). Traffic injury data,
policy, and public health: Lessons from Boston Chinatown. Journal of Urban Health: Bulletin of the New York Academy of Medicine, 79, 87–103.
Brugge, D., Leong, A., & Law, A. (2003). Environmental health and
safety in Boston Chinatown. In L. Zhan (Ed.), Asian voices:
Vulnerable populations, model interventions, and clarifying
agendas (pp. 43–67). Boston: Jones & Bartlett.
Minkler, M., Lee, P. T., Tom, A., Chang, C., Morales, A., Liu, S. S.,
et al. (2010). Using community-based participatory research to
design and initiate a study on immigrant worker health and
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safety in San Francisco’s Chinatown restaurants. American Journal of Industrial Medicine, 53(4), 361–371.
Szema, A. M., Savary, K. W., Ying, B. L., & Lai, K. (2009). Post 9/11:
High asthma rates among children in Chinatown, New York.
Allergy and Asthma Proceedings, 30(6), 605–611. Epub
September 18, 2009.
Suggested Resources
Wikipedia. Chinatown. http://en.wikipedia.org/wiki/Chinatown.
Accessed April 29, 2011.
Hepatitis B Initiative. http://www.hepbinitiative.org/. Accessed April
29, 2011.
Chinatown San Francisco. http://www.sanfranciscochinatown.com/.
Accessed April 29, 2011.
Chinese
ROWENA FONG, ALBERT YEUNG
School of Social Work, The University of Texas at
Austin, Austin, TX, USA
Introduction
About 15.2 million, or approximately 5%, of the population in the United States are of Asian descent,
a number that is expected to grow to 20 million by the
year 2020. Among the many diverse subgroups that
make up the Asian American population, Chinese
Americans represent the largest number (3.54 million),
followed by Filipinos (3.05 million), Asian Indians (2.77
million), Vietnamese (1.64 million), Koreans (1.56 million), and Japanese (1.22 million). Chinese is also the
second most widely spoken non-English language in the
United States after Spanish. Eighty percent of the population of Chinese Americans are concentrated across
five states – California, New York, Hawaii, Texas, and
New Jersey – with California being the most populous,
accounting for 40% alone. Within the Chinese
American population, (non-native) immigrants make
up 47%.
It is also important to distinguish the various subgroups that make up the Chinese immigrant population. These subgroups are largely formed around
cultural and language differences based on their country of origin or regional location. Chinese immigrants
from mainland China speak Mandarin; individuals
from Taiwan speak Taiwanese and identify themselves
differently from Mandarin-speaking Chinese; and
Cantonese-speaking Chinese from Hong Kong and
southern China share a regional ethnic identification
(Guangdong). Chinese immigrants coming from other
Southeast Asian countries may distinguish themselves
based on their country of origin (in many cases
Vietnam).
Health Status
In terms of life expectancy, Asian Americans have the
highest life expectancy (85.8 years) of any other ethnic
group in the United States, with Chinese American
women having the highest life expectancy (86.1 years)
within the Asian subgroups. Although there is
a paucity of specific health status data on Chinese
Americans, the Office of Minority Health, as well as
other research studies, indicates that Asian Americans
as a whole have lower risks for death and disease
compared to Whites and other non-Asian minorities.
Elderly Asian Americans also have disproportionately
lower mortality rates compared to their White
counterparts.
There is variability in health status within Asian
subgroups with Chinese Americans ranking high in
many categories compared to other Asian subgroups.
Chinese were most likely to be within a healthy weight
range; the least likely to be obese after Koreans; and
11% less likely than other minorities to be poor,
although within Asian subgroups Chinese adults were
more than twice as likely as Filipinos to be poor. Other
health findings for Chinese Americans taken from the
2001 Health Care Quality Survey found that Chinese
Americans were least likely among Asian subgroups to
rate their health as fair or poor (11%) compared to
40% for Vietnamese and 29% for Koreans. Notwithstanding, there is also evidence of poorer health status
in Chinese immigrants of lower socioeconomic status
and those living in poverty. Trends in research data also
indicate differences in disease incidence rates based on
factors such as immigration status and acculturation.
Findings show that foreign-born immigrants have better health status compared to their US-born counterparts; however, the differences in health status between
groups diminish with increased years of residence,
suggesting the influence of factors related to
a Western lifestyle and environment.
Chinese
Health Risk Patterns
While overall health statistics are generally higher
among Asian Americans in general, the Office of
Minority Health points out that the highest risks for
Asian Americans are for heart disease, cancer, diabetes,
stroke, and unintentional injuries (accidents).
Cardiovascular Disease and Stroke
Cardiovascular disease is the leading cause of death for
Asian Americans as well as Chinese Americans in the
United States, accounting for 28% of total deaths.
However, there is a lack of studies specifically examining cardiovascular disease prevalence and risk among
Chinese Americans. In China, the statistic is even more
startling; mortality rates related to cardiovascular death
accounts for over 40% of total mortality. In China,
it has been found that the incidence of stokes were
higher in China than in Western countries. Among
Asian Americans, 6.9% have heart disease, 4.3% have
coronary heart disease, 19.5% have hypertension, and
2.6% have had a stroke.
With respect to hypertension, which is strongly
related to coronary and cardiovascular health, data
from the Multi-Ethnic Study of Atherosclerosis
(MESA) found that, among Chinese participants, the
prevalence of hypertension is higher than among their
White counterparts after controlling for age, body mass
index, smoking, and prevalence of diabetes mellitus.
However, it has also been found that being born outside
the United States, speaking a language other than
English at home, and living fewer years in the United
States were associated with a decreased prevalence of
hypertension. Research also reports that Chinese (17%)
or Korean (17%) adults are less likely than Filipino
(27%) and Japanese (25%) adults to have ever been
told that they had hypertension.
Cancer
Health research has shown that Asian Americans generally present the lowest incidence of cancer compared
to non-Hispanic Whites. Research looking at ageadjusted cancer incidence and mortality rates of Asians
residing in California from 1997 to 2001 showed that
Chinese presented the lowest incidence rates for all
types of cancers studied. Other research findings on
cancer incidence and mortality rates among five Asian
subgroups in California found that Chinese Americans
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present the lowest rates of all cancers combined compared to Korean, Filipino, Vietnamese, and Japanese
ethnicities.
While some data shows that Chinese Americans
have some of the lowest, age-adjusted incidence and
mortality rates for all types of cancer as a whole, other
studies show that Chinese Americans are at increased
risk for cancers of the colon and lung, and have the
greatest risk for cancers of the liver. Incidence patterns
for liver cancer in Chinese Americans are associated
with Hepatitis B, although liver cancers in Whites are
associated with alcohol. Incidence rates for cancers of
the colon, liver, and lung were high in Chinese
Americans compared to the other Asian subgroups.
In particular, Chinese women were found to have the
highest lung cancer incidence and mortality rates of all
the Asian ethnic subgroups in California; Chinese men
had liver cancer incidence and mortality rates more than
twice as high as in Japanese men. Also, Chinese men
have the third highest incidence and mortality rate for
colorectal cancer among the Asian ethnic subgroups.
These findings are consistent with other reports
investigating the incidence of prostate cancer in men
across 15 countries; Chinese men have the lowest incidence rates which contrast with Black men in the
United States who have mortality rates 12 times higher
than Chinese men in Hong Kong. These findings offer
additional support for research findings, which identify
China as having the highest death rates for liver cancer
compared to 50 other countries. China ranked high in
death rates associated with cancers of the esophagus
and stomach; conversely, death rates for prostate and
breast cancers ranked the lowest among the 50
countries.
Sharp differences exist in incidence and mortality
rates for certain types of cancers for Chinese living in
the United States compared to Chinese living in Asia.
Cancers of the colon, breast, and prostate all show
higher rates in Chinese American immigrants living
in the United States compared to those living in
China. Such contrasts in incidence rates imply possible
risk factors associated with a Western lifestyle or
environment.
Diabetes
Data based on Family Core and the Sample Adult Core
components of the 2004–2006 National Health
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Chinese
Interview Survey found a prevalence of diabetes among
Chinese to be 6%. Worldwide incidence rates of insulin
dependent diabetes mellitus (Type 1) show that China
has the lowest rates of Type 1 diabetes compared to 100
other populations in both adults and children. However, despite the very low rates of diabetes in China, the
World Health Organization predicts a two- to threefold
increase in prevalence rates of diabetes within the next
few decades.
Tobacco
Tobacco use behaviors from the National Center for
Health Statistics indicate that most Asians report never
having smoked; Chinese American adults are most
likely to have reported not smoking (84%) compared
to Korean adults (65%). Among Asian smokers,
Korean adults (22%) were two to three times as likely
to be current smokers as were Japanese (12%), Asian
Indian (7%), or Chinese (7%) adults. Another study
noted similar findings where Chinese Americans
reported lower rates of current smoking behavior compared to Whites, as well as other Asian subgroups
except Japanese. Among Asians generally and Chinese
in particular, smoking is largely associated with males
than females. However, smoking behavior also varies
based on acculturation. Research looking at four Asian
subgroups finds that more acculturated youth and less
acculturated male adults have higher smoking rates.
For females, the opposite is true – smoking behavior
is more highly associated with greater acculturation.
Also, smoking behavior was associated with low education, use of non-Western physician or clinic, lack of
knowledge of cancer and health risks, and being foreign
born rather than US born.
Health-Seeking Behaviors
Health-seeking behaviors of Chinese immigrants are
a complex process that is influenced by demographic,
financial, and cultural barriers. Generally speaking,
health-seeking behaviors are heavily influenced by
degree of acculturation. The more highly acculturated
the Chinese immigrants are, the more positive attitudes
they have toward healthcare services and higher levels
of actual service utilization. Chinese immigrants also
suffer disproportionately from a lack of knowledge of
health issues and awareness that symptoms are signs of
a health problem. For instance, research looking at
cardiovascular health and disease awareness among
Chinese immigrants finds low awareness of warning
symptoms of heart attack and stroke and what to do
in response in a hypothetical situation.
The process of health seeking involves acknowledging that symptoms are severe enough to seek treatment.
In terms of symptom severity, Chinese immigrants
often delay accessing formal healthcare services in lieu
of home remedies and traditional forms of medicine.
When Chinese immigrants do access formal healthcare
services, they often present with more severe symptoms
when other more culturally acceptable forms of treatment have been exhausted. For most Chinese people,
this pathway to accessing Western healthcare treatment
is rooted in the desire to keep problems and issues
secret within the family.
Chinese cultural values and norms influence the
perception and interpretation of physical symptoms
as well. As opposed to interpreting physical symptoms
as a health or mental health problem, individuals may
perceive their problem as a spiritual condition or as
a personal weakness or deficiency to be overcome.
Moreover, Chinese culture imparts a tendency to minimize individual suffering and avoid dwelling on negative conditions; instead, willpower and personal
determination are encouraged which may negatively
impact their health-seeking behaviors.
Healthcare Service Delivery
Decades of research have reinforced common themes
associated with healthcare service delivery for Asian
minority populations. Persistent patterns of underutilization of healthcare service among Chinese immigrants are related to a lack of understanding in
navigating the healthcare system, an inability to communicate effectively, and factors related to costs of
healthcare and perceived benefits. Chinese families
also have a tradition of utilizing family networks first
to keep private concerns within the family. Underutilization of services by Chinese immigrants is strongly
influenced by the stigma and shame associated with
physical and mental illnesses. The association of illnesses with individual character flaws and personal
weakness is still strong in immigrant Chinese communities, and the fear of shame and of “losing face” within
the Chinese community keeps many families from
seeking external social services.
Chinese
Another problem is the issue of racial discrimination and stereotypes of the Asian “model minority.”
Perceptions of Chinese immigrants are shaped by the
model minority myth which reinforces the notion that
Asians as a whole have higher socioeconomic status,
educational achievement, more stable families, and
lower crime rates. This type of stereotyping ignores
the heterogeneity within the various ethnic subgroups
within the Asian population. It fails to recognize the
bifurcation within the Asian population, polarized at
the ends of the spectrum by those well educated, affluent, and upwardly mobile and by those uneducated,
less acculturated, and of lower socioeconomic status.
Thus, this misappropriated label applied to Asians
serves to obfuscate the problems and needs that many
Chinese immigrants and other Asian minorities face;
and while population-level indicators may point to the
overall success of Asians, it fails to call attention to the
needs of many Asians living in the United States. In
addition, research on the experiences of racial discrimination by Asian Americans found it to be associated
with chronic health conditions such as heart disease,
pain, and respiratory illness.
Barriers to Healthcare Utilization
The research evidence on the barriers to healthcare
utilization among Chinese Americans is well
established. Access to healthcare is influenced by the
nature in which services are delivered. Often healthcare
facilities are not located near areas populated by Chinese immigrants. Immigrants of lower socioeconomic
status may also lack access to transportation to access
services. Low awareness of health issues and inadequate
availability of healthcare services persists in Chinese
immigrant communities due to limited access to health
information presented in their native languages.
Cultural and social contexts also shape the way
Chinese immigrants conceptualize their health, health
problems, and utilization of healthcare services. An
example of this can be seen by the manner in which
many Chinese immigrants may conceptualize mental
health problems as physical ailments caused by organic
factors and describe their condition as such. This leads
many individuals with mental health problems to present to healthcare providers in primary care settings.
Also, the Chinese language does not have equivalent
terms to describe some mental health terms like
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depression, so patients may use Chinese idioms and
metaphors to describe their physical condition. Thus,
the somatization of mental health problems,
compounded by a lack of common terms used to
describe mental health conditions, often results in misdiagnoses and ineffective treatments.
The role of language poses a major barrier in the
overall quality of healthcare service delivery for Chinese immigrants. After English and Spanish, Chinese is
the most common language spoken in homes in the
United States. However, the absence of professional
translators in healthcare settings exposes significant
gaps in cultural competency with respect to the language barriers. This may cause Chinese patients to
experience feelings of greater disconnect, suspicion of
treatment and of their healthcare providers, and
decreased levels of overall satisfaction with services.
This is particularly true when there is also a practice
of ad hoc use of translators and because there are
different dialects of Chinese. Using the correct dialect
is critical because speakers of one dialect usually will
not understand another.
Barriers to healthcare utilization among ChineseAmericans are also created by the cost of insurance and
healthcare. While Chinese Americans have been shown
to have better overall health compared to non-Asian
ethnic groups, they are also less likely to have healthcare
insurance compared to Whites. With the perceived
high cost of individual health insurance plans, many
Chinese immigrants who work in smaller, family
owned business, such as restaurants, grocery stores,
etc., who do not have access to more affordable,
employee-sponsored insurance plans opt to go without
health insurance coverage or utilize public insurance if
they qualify.
There needs to be more training and development
of Chinese-speaking medical interpreters along with
the promotion of greater diversity in healthcare staff.
Ethnic matching and language matching in health
treatments would facilitate trust building and might
improve the utilization of services. Support for the
development of community-based healthcare clinics
to increase access would be helpful as well as the development of language-specific health promotion literature to be distributed among the Chinese populations
in the United States to encourage them to get help for
their health problems.
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Chinese Exclusion Act of 1882 (U.S.)
Related Topics
▶ Cancer
▶ Cardiovascular risk factors
▶ Diabetes mellitus
▶ Ethnic minority group
▶ Health beliefs
▶ Health care utilization
▶ Health services utilization
▶ Language barriers
▶ Somatic symptoms
▶ Stroke
Suggested Readings
Barnes, P., Adams, P., & Powell-Griner, E. (2008). Health characteristics of the Asian adult population: United States, 2004–2006.
Advance data from vital and health statistics (No. 394).
Hyattsville: National Center for Health Statistics, Center for
Disease Control and Prevention, Department of Health and
Human Services.
Collins, K., Hughes, D., Doty, M., Ives, B., Edwards, J., & Tenney, K.
(2002). Diverse communities common concerns: Assessing the
health quality for minority Americans. New York: The Commonwealth Fund.
He, J., Gu, D., Wu, X., et al. (2005). Major causes of death among men
and women in China. The New England Journal of Medicine, 353,
1124–1134.
Hsing, A., Tsao, L., & Devesa, S. (2000). International trends and
patterns of prostate cancer incidence and mortality. International
Journal of Cancer, 85(1), 60–67.
Jiang, B., Wang, W., Chen, H., Hong, Z., Yang, Q., Wu, S., Du, X., &
Bao, Q. (2005). Incidence and trends of stroke and its subtypes in
China. Stroke, 78(1), 1–8.
Kramer, H., Han, C., Post, W., Goff, D., Diez-Roux, A., Cooper, R.,
Jinagouda, S., & Shea, S. (2004). Racial/ethnic differences in
hypertension and hypertension treatment and control in the
multi-ethnic study of atherosclerosis (MESA). American Journal
of Hypertension, 17, 963–970.
Kwong, S. L., Chen, M. S., Jr., Snipes, K. P., Bal, D. G., & Wright, W. E.
(2005). Asian subgroups and cancer incidence and mortality
rates in California. Cancer, 104(12), 2975–2981.
Lauderdale, D., & Kestenbaum, B. (2002). Mortality rates of elderly
Asian American populations based on Medicare and social security data. Demography, 39(3), 529–540.
Lloyd-Jones, D., Adams, R., Carnethon, M., Di Simone, G., Ferguson, B.,
Flegal, K., et al. (2009). Heart disease and stroke statistics – 2009
update. A report from the American Heart Association Statistics
Committee and Stroke Statistics Subcommittee. Circulation,
119(3), e21–e181.
Ma, G., Tan, Y., Toubbeh, J., Su, X., Shive, S., & Lan, Y. (2004).
Acculturation and smoking-behavior in Asian American
populations. Health Education Research, 19(6), 615–625.
McCracken, M., Olsen, M., Chen, M. S., Jr., Jemal, A., Thun, M.,
Cokkinides, V., Deapen, D., & Ward, E. (2007). Cancer incidence,
mortality, and associated risk factors among Asian Americans of
Chinese, Filipino, Vietnamese, Korean, and Japanese ethnicities.
CA: A Cancer Journal for Clinicians, 57, 190–205.
Moran, A., Roux, A. V., Jackson, S. A., Kramer, H., Manolio, T.,
Shrager, S., & Shea, S. (2007). Acculturation is associated with
hypertension in a multiethnic sample. American Journal of
Hypertension, 20, 354–363.
Yang, Z., Wang, K., Li, T., Sun, W., Li, Y., Chang, Y.-F., Dorman, J. S.,
& LaPorte, R. E. (1998). Childhood diabetes in China. Enormous
variation by place and ethnic group. Diabetes Care, 21(4),
525–529.
Suggested Resources
National Center for Health Statistics. (2006). US mortality public use
data tape, 2003. Centers for Disease Control and Prevention,
Office of Minority Health website. Retrieved May 3, 2010, from
http://minorityhealth.hhs.gov/templates/content.aspx?ID=3005
U.S. Census Bureau. (2010). Asian facts. Retrieved May 3, 2010, from
http://www.census.gov/newsroom/minority_links/asian.html
U.S. Factfinder. (2010). American community survey. Retrieved May
3, 2010, from http://factfinder.census.gov
U.S. Office of Minority Health. (2004). Retrieved May 3, 2010,
from http://minorityhealth.hhs.gov/templates/browse.aspx?
lvl=3&lvlid=29
Chinese Exclusion Act of 1882
(U.S.)
ANDREW LEONG
College of Public and Community Service, University
of Massachusetts/Boston, Boston, MA, USA
The Chinese Exclusion Act of 1882 (hereinafter “the
Act”) is considered as the first and only federal piece of
legislation that prohibited a specific race, nationality,
and ethnicity from entering the USA. Signed by President Chester A. Arthur on May 8, 1882, the Act
excluded Chinese unskilled and skilled laborers from
entry into the USA. Originally lasting a 10-year period,
the Act was extended by the Geary Act in 1892, and
thereafter extended indefinitely. The Act served as
a starting point for the exclusion of citizens of other
Asian countries from immigrating to the USA.
Through a combination of other Asian exclusionary
acts such as the Gentlemen’s Agreement of 1907, Immigration Act of 1917, the National Origins Quota of
1924, and the Tydings-McDuffie Act of 1934, the legacy
of the Chinese Exclusion Act of 1882 extended well
Chinese Exclusion Act of 1882 (U.S.)
beyond 1943, when the Act was finally repealed in
a propaganda struggle against the Japanese during
World War II.
The impact of the passage of the Act was felt immediately as Chinese immigrants who were considered
laborers were categorically excluded. There was also
ongoing litigation as to the re-entry rights for immigrants who were residing in the USA but were out of the
country at the time of the passage of the Act. The trickle
of immigrants entering thereafter consisted of merchants and students. The ultimate impact of the Act
and its legacy Acts was the halting of Asian immigration. No other racial group has been singled out in such
a systematic and blatant way for immigration purposes
in US history. Though repealed in 1943, the ban on
Chinese immigration and restrictions on immigration
from other Asian countries continued for all practical
purposes because the annual allotted immigration
quota was so small (e.g., China 105/year) in comparison with huge quota for European countries (e.g.,
Germany 25,814). Not until 1965 was the institutionally racist “national origins quota” formula abandoned
in favor of an immigration quota system that allocated
an equal number for countries in the eastern hemisphere. The 1965 Act did not, however, cure the
decades of Asian exclusion. Therefore, shortly thereafter a huge backlog of immigration applications existed
for those countries that had been racially excluded.
This is why the Asian Pacific Islander population is
such a low percentage in the overall US population.
For those Chinese and other Asians fortunate to be
in the country prior to the passage of the Act, they
were not allowed to become naturalized US citizens
since the 1790 Naturalization Act had limited naturalization only to “free white persons.” Even when
people of African descent were allowed to become
citizens of the USA through the passage of the 14th
Amendment to the US Constitution in 1868, the ban
continued against Asians. This ban was not lifted
country by country until the 1940s and up to 1952,
when the ban was removed finally for all Asian
nationalities.
Although not nearly as infamous, the passage of the
Page Act of 1875 did more to negatively impact the
healthy development of family life and social formation
in the Chinese community than other legislation. The
Page Act was a federal law that prohibited the entry of
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Chinese, Japanese, and Mongolian contract laborers,
and women for the purpose of prostitution, and felons.
The section regulating the prohibition of prostitutes
was applied against Asian women through a general
assumption that Asian women were prostitutes
attempting to enter the USA for immoral purposes
unless they could prove otherwise. Whether it was
cultural beliefs that women needed to stay behind in
the home country to care for children and elders, or the
enormous travel expenses, or the increasing anti-Asian
hysteria, men were the primary immigrants in the
nineteenth century. The many exorbitant fees levied
upon each Chinese immigrant in the state of California
alone became prohibitive to one working and living in
the state, no less attempting to have a family life in the
USA. With a huge disparity in the gender gap, these
conditions became ripe for the prostitution industry.
Such were the precursors to the passage of the Page Act.
Health reasons were cited particularly for the regulation of Chinese brothels and eventually justifying passage of Asian exclusion Acts since Chinese prostitutes
were looked upon as spreading venereal diseases and
other germs amongst the White male population. The
implementation of the Page Act greatly restricted the
entry of Asian women into the USA. According to US
Census data, the percentage of Chinese females in 1870
was 7.2% of the total Chinese population. By 1890 the
figure dropped to 3.6%. The unavailability of Chinese
women and thus potential mates served as a major
impediment to the establishment of Chinese communities and a healthy family life. Many Chinese
males working and living in the USA would travel
back to China to get married, and possibly father
a child but never or rarely have the occasion to see
their family members due to restrictions on the
exclusion Acts. Other Chinese males attempted to
have family life in the USA but were forbidden
from marrying White women due to various state
anti-miscegenation laws as well as the federal Cable
Act of 1922 (which had the effect of revoking the US
citizenship status of any female who married an
Asian man).
The Chinese Exclusion Act should not be considered only as a single piece of legislation, but as
a culmination of a national anti-Asian movement and
“Yellow Peril” xenophobia that started in the West
Coast through a series of California state legislation
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Christianity
that attempted to prevent and discourage Chinese
immigration and democratic participation in everyday
life. In California, there were head taxes for disembarkation from ships, special taxes and fees for Chinese in
certain industries, laws that prohibited Chinese from
testifying for or against Whites in court, and a tax on
the Chinese for just residing in the state. Infamous
cases such as Ho Ah Kow v. Nunan (a pig tail “queve”
cutting ordinance against Chinese prisoners that had
violated the “Cubic Air Ordinance” that forbid
overcrowding housing conditions in San Francisco in
1870) and Yick Wo v. Hopkins (a series of San
Francisco ordinances in the 1880s that regulated the
licensing of the laundry industry operating out of
wooden buildings) were initiated by local San
Francisco officials under the guise of addressing
health and safety issues while the ultimate impact
was discriminatory practices against the Chinese
only. Similar laws modeled after the Chinese Exclusion Act were passed in Australia (the Immigration
Restriction Act of 1901) and Canada (the Chinese
Immigration Act of 1923).
Related Topics
▶ Anti-Asian violence
▶ Chinese
▶ Discrimination
▶ Xenophobia
Suggested Readings
Chan, S. (1991). Entry denied: Exclusion and the Chinese community in
America, 1882–1943. Philadelphia: Temple University Press.
Hing, B. O. (1993). Making and remaking Asian America through
immigration policy, 1850–1990. Stanford: Stanford University
Press.
Luibheid, E. (2002). Entry denied: Controlling sexuality at the border.
Minneapolis: University of Minnesota Press.
Tamayo, W. (1992). Asian Americans and present U.S. immigration
policies: A legacy of Asian exclusion. In H.-c. Kim (Ed.), Asian
Americans and the supreme court: A documentary history
(pp. 1105–1130). New York: Greenwood Press.
Suggested Resources
Barde, R. (2004). An alleged wife: one immigrant in the Chinese
exclusion era. Prologue: Quarterly of the National Archives
and Records Administration, 36(1), 1–35. Retrieved June 14,
2011, from http://www.archives.gov/publications/prologue/
2004/spring/alleged-wife-1.html
Christianity
CRISTINA GAVRILOVICI
Department of Legal Medicine, Medical Deontology
and Bioethics, University of Medicine and Pharmacy
“Gr. T. Popa”, Iasi, Romania
General Issues
Christianity originated in the geographical area that is
now known as the Middle East. Christianity arose in
Palestine during the first half of the first century among
the followers of Jesus of Nazareth, who was called the
Christ. Christ’s followers believed that He was the Messiah and the Son of God. Although Christ’s first followers were almost exclusively Jews, this new faith
spread quickly throughout the Mediterranean basin
and soon attracted many non-Jewish converts. During
the first three centuries, it remained a minority religion. The practice of the faith was prohibited by the
Roman imperial government, and its adherents were
often subjected to persecution. In the year 313, the
Emperor Constantine declared Christianity to be
a legal religion.
Christianity is a monotheistic religion that believes
in one supreme God and is based on teachings from the
Holy Scriptures. It comprises three major branches:
Roman Catholicism and Eastern Orthodoxy (the two
split from one another in 1054 AD), and Protestantism,
which came into existence during the Protestant Reformation of the sixteenth century. Protestantism is
further divided into smaller groups called
denominations.
The fundamentals of the Christian faith can be
found in the Old Testament; the New Testament, composed by followers of Jesus during the first century; and
the patristic literature, which comprises the writings of
early church leaders and theologians until the end of
the fifth century. During this era, the beliefs and practices of the new faith were articulated and refined; such
controversies included issues relating to the divinity of
Christ and the nature of redemption. Gradually, a core
set of beliefs developed within the orthodox structure
and was promoted through church organization. Both
the faith’s doctrine and hierarchy were established
by the late fifth century; both the doctrine and the
Christianity
hierarchy differ in some respects between Western
Europe and the Byzantine culture of the East.
Christian identity is rooted in the experience of the
Holy Spirit. Life is considered to be a sacred gift from
God that should be protected, transmitted, cultivated,
cared for, and fulfilled in God. For many Christians, the
ultimate reality is the Holy Trinity: the Father, source of
the other two fully divine persons; the Son, forever
born of the Father; and the Holy Spirit, forever proceeding from the Father. Human beings are created as
a composite of body and spirit, as well as in the “image
and likeness” of the Holy Trinity. “Image” refers to
those characteristics that distinguish humanity from
the rest of the created world: intelligence, creativity,
the ability to love, self-determination, and moral perceptivity. “Likeness” refers to the individual’s potential
to become “Godlike.” The work of redemption and
salvation is accomplished by God through the Son,
the second person of the Holy Trinity who, with the
exception of sin, took on human nature as the person of
Jesus Christ. Christ taught, healed, gave direction, and
offered Himself upon the cross for the sins of humanity. His resurrection allowed him to conquer the powers of death, sin, and evil.
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repeatedly remind the people of Israel to do justice
and that the true service of God is the pursuit of justice.
Justice is primarily related to God. According to Christianity, human justice is a response to God’s justice that
human beings can experience between each other.
However, Jesus ordered his disciples to practice strict
adherence to this law, but asked them to go beyond the
strict requirement of the law. Justice is not denied as an
important value but love goes beyond justice
demanded by law. Justice gives a person what might
be considered to be due to him or her after weighing all
relevant considerations. In contrast, love presupposes
the implementation of justice and then may allocate to
the individual more than would be demanded by justice alone. As an example, the Old Testament speaks of
the Sabbath Year, during which the Israelites were to
provide rest for themselves, their animals, their land,
and forgive debts. In essence, the law functioned as
a mechanism for the redistribution of wealth. In comparison, Jesus warned about the dangers of accumulating materially and asked individuals to distribute their
wealth to the poor. This advisory was not for the
purpose of effectuating social change, but was rather
for the purpose of achieving spiritual perfection. The
concern was not with equity, but with love.
Applied Christian Values
Christianity and Caring for the Sick
Christianity and the Principle of
Justice and Equity
Even within a developed region such as Europe, disparities exist between different countries in terms of the
quality of health care and the ability to access health
care systems. Many relatively wealthy countries that are
able to provide comprehensive health systems must
nevertheless deal with issues of rationing and the fair
distribution of resources. Therefore, the principle of
equity is central to any consideration of health care.
Justice is both a social concept and an important
Christian concept. Christianity does address the issues
of equity and fairness in health care. The Holy Scriptures’ focus on justice may be best understood by the
modern reader as charity or love. The Old Testament
reflects the concept of justice through its conferral of
equal status of all men and women before God. Every
human being is believed to have been created in the
image of God; this quality belongs to all individuals,
independent of any other differences. The Prophets
From its beginnings, Christianity has been concerned
with health and hospitality. Philanthropy and charity
provided the foundation for the establishment of hospitals starting in the fourth century in the East, until
modern times in the West. Medical tasks have often
been central to the church’s missionary efforts.
Christianity often views the source of suffering as
outside of the sufferer. The source of an individual’s
suffering is often perceived to be the thing that is
causing the pain, the pain itself, the individual’s life
circumstances, or a stroke of fate. On the other hand,
suffering almost always involves a self-conflict. Both on
a religious and a secular basis, it is not unusual for
suffering persons to believe that their suffering is
a form of selfless service to others. This is why the
meaning is essential to suffering; the suffering associated with a threat to an individual’s physical integrity
necessarily raises the issue of the meaning of the pain
and its implications. As an example, the crucifixion of
Jesus, which was an evil, was transformed by God into
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Christianity
Christianity’s central saving act and a demonstration of
the power of love over suffering.
A Christian Protestant perspective asserts that God
is in control and that there is a greater meaning or
purpose in illness of which we may not be aware.
Some Christian Protestants pray for miraculous cures
as a sign of God’s authority. Many believe that a miracle
could occur but also believe that God works through
human ingenuity and technology to cure illness and
relieve suffering. Believers are warned not to attribute
to physicians and medical interventions more power
than they actually have and to remember that it is God
who is in control.
Although Christian theology views physical health
as important, it maintains that it may be an obstacle to
the supreme good, which is believed to be spiritual
health. It is believed that the soul is more valuable
than the body, and that care for the body should not
conflict with care for the soul. Christians are counseled
to accept and appreciate both sickness and health.
Sickness can correct or restrain one from engaging in
sin, help an individual to increase patience and reduce
pride, and facilitate the individual’s reliance on God.
Within orthodox Christian theology, the origins of
human death and disease are perceived as the consequence of divine judgment on human sin. When illness
occurs, Orthodox Christianity affirms an ethical duty
to struggle against sickness, which if unaddressed can
lead to death. The moral requirement to care for the
health of the body indicates it is appropriate to use
healing methods that will enhance health and maintain
life. Depending upon the particular denomination of
Christianity, spiritual healing, such as prayer, and different forms of medicine may be utilized concurrently.
Christianity and End of Life Values
Christians have an obligation to attend to the sick and
the poor of the community. To do so signifies not only
Christian love but also a respect for life that is rooted in
the belief that every human being was formed in the
image of God. Accordingly, all human life is deemed to
be of value, and therefore needs to be addressed with
compassion and care.
Christianity maintains that we have a duty to protect the life given to us by God; accordingly, suicide,
active euthanasia, and “mercy killing” are prohibited.
However, there is a distinction between ordinary and
extraordinary measures; a person is obligated to use
ordinary measures but can choose whether or not to
accept extraordinary measures.
A persistent theme in Christian reflection on death
is the view that death serves to transform the individual
into another form of existence; it is not the annihilation
of the self. In other words, it is believed that the individual human being survives death, perhaps for all
eternity. Death may represent a life that is free of
sorrow, suffering, and separation. Some may believe
that death does not have the power to cut them off or
separate them from the life of the community and the
life of God. Accordingly, death is viewed as
a meaningful stage in the life cycle.
In general, Christianity traditionally defines death
as the moment the spirit leaves the body. Signs of the
spirit’s departure include the absence of breathing,
a heartbeat, and a pulse. Many Christian theologians
have accepted a brain-oriented definition of death,
sometimes analogizing this to the departure of the
spirit from the body.
Christianity and Immigrants
Christianity and Immigrants’
Integration into the Host Country
Some scholars have argued that after the first generation, immigrants in the United States would abandon
their native languages and ethnic traditions but retain
their religions and use religion as a way of melting into
America’s heterogeneous population.
In fact, religious identities may increase in importance among immigrants compared to its role in their
nations of origin because of the role religion can play in
preserving ethnic identities. Religion can be used not
only to construct a religious identity, but also to
develop or retain an ethnic identity. For example, studies involving Korean Christians have demonstrated
how religious organizations can help to preserve ethnic
traditions by combining and making religious and ethnic rituals synonymous. Campus-based evangelical
Christian organizations have been shown to provide
Asian Americans with cultural resources for reinforcing
the image of Asian Americans as model minorities.
Churches may also serve as important social and
educational centers that support the development and
maintenance of relationships between individuals who
Christianity
speak the same language and share the same culture,
thus providing group ties, identity, and acceptance. The
practice of a religion in the destination country may
also serve as an empowering resource for women, taking less patriarchal forms in organizations in the
United States than in the immigrants’ countries of
origin. One ethnographic study demonstrated how
a Taiwanese evangelical Christian church provided
a space for women to construct a distinct sense of self
as separate from the family.
Christianity also plays a role in developing social
identity from a citizenship point of view. Development
of an identity as a citizen first requires that one be
a citizen. Gaining citizenship involves navigating the
application process, which may be impeded by language
barriers and other impediments to gaining legal status as
an American citizen. Christian organizations often provide social service resources, such as assistance with
learning the English language and help studying for
the US citizenship exam. This has been demonstrated
to be helpful in a study that was conducted with Asian
Americans living in the five metropolitan areas with the
highest numbers of immigrants.
The differences between the Orthodox and Catholic churches are important and may potentially
influence the immigrants’ lives. First, Eastern Orthodoxy never developed a worldwide central authority
equivalent to the Papacy of Roman Catholicism.
Orthodox Christians consider themselves to be part
of one worldwide church that shares the same faith
and sacraments; however, in church governance
Orthodox Christianity is actually a unity of independent national churches. Unlike Roman Catholicism,
Orthodox Christianity never developed an institutional unity that could transcend national, ethnic,
and linguistic barriers.
Second, in the United States, Orthodox Christianity
generally arrived later than Catholicism. Although
monks from Russia established an Orthodox mission
in Alaska in 1794, most Orthodox families came to
America after 1900. They have integrated into American society more slowly than have Catholics because of
the stronger ties between religious affiliation and ethnic
community among the Orthodox. Ethnic consciousness appears even today to be more important for
American Orthodox individuals than for Catholics.
Further, various Orthodox church rules and traditions
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may contribute to Orthodox individuals’ sense of
ostracism from present-day mainstream American
society. Thus, orthodoxy in the United States has
supported more strongly the retention of immigrants’
religious identity than their integration into the host
country.
In the process of migration, a family or a person
may lose a social network and the social and human
resources on which they depend for both daily and
long-term needs. An immigrant often experiences
a sense of disorganization and disorientation that has
been referred to as cultural exhaustion or shock.
Others’ behavior and symbols no longer mean what
they meant before migration and the new immigrant
must expend considerable energy to understand their
meaning. Attending to the basic needs of housing,
obtaining food, learning the banking system, and mastering English all require much energy. This sense of
disorganization may diminish over time. The extent to
which an individual experiences this sense of disorganization and confusion depends upon the individual’s
level of education, occupation, social status, formal
social ties with the host country, personality traits,
motivation for migration, and the extent of differences
and similarities between the immigrant’s country of
origin and the receiving country. The immigrant’s religion and religious community may serve as important
sources of strength and may provide support during
this period of difficulty.
Religious beliefs are powerful determinants of
demographic events such as marriage, divorce, and
childbearing. Religious teachings relating to partnership, sexuality, and fertility can affect demographic
patterns both directly and indirectly. As an example,
church leaders may oppose the use of contraceptives,
which may impact the birth rate within a particular
community. Accordingly, Catholics once had
a significant fertility advantage over Protestants
among White Christian Americans, but this advantage
lessened during the second half of the twentieth century. Evangelical Protestants continue to have higher
fertility rates than those from more liberal Protestant
groups. In the United States, the high numbers of
individuals immigrating from predominantly Catholic
Latin America helped to mask conversions and departures from Catholicism to Protestantism and secular
nonaffiliation.
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Christianity and Immigrant Health
Many immigrants prefer to receive health information
in a church setting. In the United States, the church has
been found to be the most preferred location for
attending a health education session compared to
a community center, a hospital, or a local school. Studies have shown that churches and health care organizations can collaborate to implement successful health
promotion programs and health education interventions. These programs and interventions focus on
a wide range of health topics, such as smoking cessation, diabetes prevention, nutrition, physical activity,
and cancer screening. Many church leaders provide
immigrants with practical assistance, such as accompanying a church member to physician appointments,
providing translation services, assisting with completing forms, etc., and consider this to be a core component of their Christian mission.
Over 70% of Koreans in the United States attend
churches on a regular basis, in contrast to only 14–30%
of Koreans residing in Korea. Therefore, Korean
churches in the United States may play an important
role in health research for this immigrant population.
Related Topics
▶ Gender role
▶ Health care
▶ Health care utilization
▶ Religion, religiosity, and spirituality
Suggested Readings
Benn, C., & Hyder, A. A. (2002). Equity and resource allocation in
health care: Dialogue between Islam and Christianity. Medicine,
Health Care and Philosophy, 5, 181–189.
Cadge, W., & Ecklund, E. H. (2006). Religious service attendance
among immigrants. The American Behavioral Scientist, 49(11),
1574–1595.
Cadge, W., & Ecklund, E. H. (2007). Immigration and religion.
Annual Review of Sociology, 33, 359–379.
Jo, A. M., Maxwell, A. E., Yang, B., & Bastani, R. (2010). Conducting
health research in Korean American Churches: Perspectives from
church leaders. Journal of Community Health, 35, 156–164.
Krindatch, A. D., & Hoge, D. R. (2010). Satisfaction and morale
among parish clergy: What American Catholic and Orthodox
priests can learn from each other. Journal for the Scientific Study
of Religion, 49(1), 179–187.
Nairn, T. (2009). Immigration, charity care and ethics: What should
Catholic hospitals do? Health Progress, 90, 6–8.
Niebuhr, R. (2001). Moral man and immoral society: A study in ethics
and politics. Louisville: Westminster John Knox.
Post, S. G. (Ed.). (2003). Encyclopedia of bioethics (3rd ed.). New York:
Gayle Cengage Learning.
Skirbekk, V., Kaufmann, E., & Goujon, A. (2010). Secularism, fundamentalism, or Catholicism? The religious composition of the
United States to 2043. Journal for the Scientific Study of Religion,
49(2), 293–310.
Chronic Disease
ERIN M. FEKETE1, STACEY L. WILLIAMS2
1
School of Psychological Sciences, University of
Indianapolis, Indianapolis, IN, USA
2
Department of Psychology, East Tennessee State
University, Johnson City, TN, USA
Immigrant status and nativity (i.e., country of birth)
are strongly related to health, mortality, and incidence/
prevalence of chronic illness. Compared to US-born,
non-Hispanic Whites, immigrants tend to have
a health advantage, including a longer life expectancy
and lower mortality rates. However, in some cases
immigrants from ethnic groups experience higher
rates of chronic illness.
Chronic illness is characterized as any illness that
persists over time and requires management through
medical treatment (e.g., medication, surgery) or lifestyle changes (e.g., dietary changes, exercise). Many
chronic illnesses are caused in large part by stress and
poor health behavior choices such as having a poor
diet, sedentary lifestyle, or other negative health behaviors such as smoking or drug/alcohol abuse. The major
chronic illnesses attributed to lifestyle behaviors
include heart disease, cancer, type 2 diabetes mellitus,
and HIV/AIDS. Although medical treatment such as
surgery or medication may be necessary, the main
aspect of management for these chronic illnesses
includes maintaining healthy lifestyle changes such as
eating a healthy diet, getting adequate exercise, and
medication compliance.
Heart disease. Heart disease is a major cause of
death for many ethnic minority groups in the USA.
New immigrants tend to have a lower risk of heart
disease than minorities and nonminorities in their
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host country. However, over time this risk becomes
similar to or greater than the risk of heart disease for
native-born individuals.
Cancer. Overall, nativity and immigrant status do
not appear to have strong links to cancer, but among
different ethnic groups, the link between immigrant
status and cancer is strong. In some cases, these links
appear to be genetic, such as Asian immigrant’s offspring tendency to have lower rates of ovarian cancer.
In other cases, however, the links between immigrant
status and cancer are due to poor health behaviors,
such as higher rates of oral cancer in Asian immigrants
from habitual use of tobacco, or higher rates of cervical
cancer in Latino and Haitian women due to lower
knowledge about and screening for HPV (human
papillomavirus).
Type 2 diabetes. Research is mixed regarding the
association between immigrant status and the development of type 2 diabetes, which occurs as a result of poor
lifestyle behaviors. Some research suggests that nativity
has protective effects, such that some ethnic groups
appear to have lower rates of diabetes due to genetic
factors. However, similar to heart disease, there is
a general tendency for the incidence and prevalence of
diabetes in immigrants to be highly correlated with
incidence and prevalence of diabetes in their host
culture.
HIV/AIDS. Research on the prevalence of HIV/
AIDS in immigrant populations suggests that in general, immigrants and native-born individuals have similar rates of HIV-infections, although women from
Sub-Saharan Africa tend to have higher rates of HIV/
AIDS and Asian Pacific Islanders have lower rates of
HIV/AIDS. Longitudinal data also suggests that many
immigrants tend to become infected with HIV postimmigration.
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beliefs, and normative behaviors that carry over into
cognition, development processes, social functioning,
and comprehension. Taken together, an individual’s
identity, self-image, and reality are a product of their
culture. Thus, when immigrants are living with
a chronic illness, the extent to which they identify with
their native versus host culture (i.e., acculturation) can
strongly influence how they understand, cope with, and
manage their illness. In addition, their illness experience
will also depend, in part, on the extent to which they are
able to seek out adequate health care, have access to
adequate health care, and receive quality health care that
is sensitive to their cultural values and norms.
Acculturation and Chronic Illness
in Immigrants
Acculturation is the process and result of an individual
from a minority group adopting the cultural norms
and beliefs of the dominant group or host culture.
The stages of acculturation include contact, accommodation, and assimilation. Therefore, becoming acculturated includes behavioral and attitude changes such
as changes in language preference, the adoption of
common attitudes and values, and changes in political
or ethnic identification.
Research generally suggests that immigrants are
healthier than both their US-born counterparts and
US-born Whites. This advantage is due, in part, to
both a healthier lifestyle in their country of origin and
selectivity of healthy immigrants. When immigrants
first arrive in the USA, cultural factors such as religiosity or support networks tend to act as a buffer to the
negative health behaviors and negative health events
immigrants are exposed to (e.g., smoking, poor dietary
behaviors). However, these health advantages tend to
diminish as acculturation and duration of residency
increase.
Cultural Influences on Immigrants’
Health
Health Behaviors and Risk Factors
Although data clearly suggest that social and behavioral
factors influence the incidence and prevalence of illnesses in immigrant populations, research on chronic
illness still has a tendency to neglect the extent to which
culture can influence an individual’s chronic illness
experience. Sociocultural theory provides a strong
framework for understanding immigrants’ chronic illness experience. Each culture has different values,
A great deal of research finds a positive association
between acculturation and the decline of health behaviors, including being overweight or obese, eating
unhealthy foods, having a sedentary lifestyle, and
engaging in negative health behaviors such as smoking
and unsafe sexual practices. For example, as some
immigrants become acculturated they have higher
rates of being overweight or obese. As these negative
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health behaviors are primary causes of many major
chronic illnesses, it is likely that as immigrants become
acculturated their risk for developing heart disease,
cancer, type 2 diabetes, and HIV increases as well.
Immigrants may have less knowledge about signs
and causes of chronic illness due to language barriers
and cultural beliefs. Some immigrants may not engage
in preventive care, such as regular mammography or
Pap smears, because they lack knowledge about the
importance of the behaviors. There may be a lack of
knowledge about where to obtain health care, fear of
a language barrier between patient and provider, or fear
of not receiving adequate care because of their inability
to communicate effectively. In some cases, immigrants
may be suspicious of their host country health care
providers because the health care system in their host
country is different than the health care system in their
native country. As immigrants become acculturated,
they may engage in better preventative health behaviors
and illness management because their knowledge and
trust of the host country’s health care system increases.
Once diagnosed with a chronic illness, immigrants
may have a difficult time making or maintaining lifestyle changes associated with illness management
because of cultural influences, including traditional
foods or religious beliefs. Immigrants with type 2 diabetes may modify their diet to an extent, but they may
engage in deliberate deviations from their diet when
culturally traditional foods, that are not necessarily
healthy, are concerned. Many immigrants rely heavily
on religious institutions as a means of emotional and
instrumental support. Religious institutions often provide a sense of indirect social control in that members
of the religious institution feel obligated to avoid
behaviors that are not condoned by most churches,
such as sexual promiscuity, excessive drinking, and
smoking. As immigrants become acculturated, religiosity may become less important to them and therefore
behaviors that were once restricted may no longer be
seen as taboo.
Gender/Social Roles
Gender role theory suggests that men and women are
socialized to engage in gender-specific behaviors from
the time of childhood, and these behaviors often carry
over into their adult behaviors and attitudes. Men tend
to be independent and agentic, and are often seen as
breadwinners of the family, whereas women are more
often seen as communal as they engage in many of the
caregiving aspects of the marital/familial relationships.
In many Western and developed countries, it is becoming common for gender roles to be less pervasive in
relationships and for men and women to be more
egalitarian. However, in many traditional cultures, gender roles are still very persistent, and sometimes play
a more dynamic role in the management of health and
chronic illnesses.
Compared to non-Hispanic White cultures, Black
and Hispanic cultures are generally more familial and
have small, close-knit social networks. Immigrants
coping with stigmatizing chronic illnesses such as
HIV may not be able to disclose information about
their illness to family members due to fear of rejection
and social isolation as a result of the behaviors often
associated with HIV-infection (e.g., homosexuality,
drug use). As a result, immigrants may lack the
social resources needed to cope with their illness, and
they may also fail to engage in appropriate health
behaviors such as medication compliance or attending
regular health appointments in an attempt to hide
their illness.
Many immigrant cultures place emphasis on the
role of a woman as the caretaker of her family. As
a result, the personality characteristic of unmitigated
communion, or focusing on others to the detriment of
the self, may be fostered in immigrant women. In this
sense, immigrant women place so much emphasis
on the health and well-being of their family that
they do not tend to their own health care needs, including both preventive medicine and chronic illness
management.
Health Care Utilization
The experience of chronic illness may be impacted by
immigrants’ utilization of health care. Although utilization of the health care system may be in part attributable to individual-level factors affecting the decision
about whether or not to seek care, a number of factors
at varying levels contribute to such utilization decisions
and behaviors. In particular, not only are decisions
impacted by structural factors like global access to
care and the quality of the care once it is sought or
received, but also the social and cultural context within
the lives of specific immigrant groups.
Chronic Disease
Compared to nonimmigrants, immigrants are
more likely to underutilize and delay the utilization of
health care services. In addition, immigrants are
less likely to discuss health promotion behaviors
with physicians, and are less likely to get appropriate
preventative services. For instance, female immigrants
seek out preventative gynecological services less
regularly.
A behavioral model of health services use, or
the Anderson model, has been proposed to organize
the themes of barriers to access and use of services. The
model considers predisposing factors, enabling factors,
as well as need. For instance, nativity, according to this
model, is a predisposing factor to access and use of
services, while health insurance and language, ease of
making an appointment, and availability of providers
are examples of enabling characteristics. Need might be
based on illness and chronic illness as well as sex- or
age-appropriate screenings and preventive care which
can predict service use.
Access to Care
There is some evidence from nationally representative
studies of US-born and foreign-born adults that having
insurance and a usual source of care are less predictive
of seeking both preventive and non-preventive health
visits. Yet, other findings indicate that unmet medical
needs are greater among those who lack insurance than
among those insured – whether immigrant and
nonimmigrant. Indeed, foreign-born individuals living
in the US, and especially those who are noncitizens, are
less likely to have health care insurance. This includes
children as well as the elderly. Similarly, these individuals are less likely to have a usual source of care. This
patterning corresponds with the trends found for rates
of actual health care seeking; in particular, those who
are noncitizens (undocumented and legal status) seek
less health care than citizens. This is generally true
for preventive care as well, such as mammography
and Pap tests.
It is perhaps more even more difficult to access
services when living in rural locations, where immigrants (e.g., Hispanics) are increasingly found. Thus, it
may be that utilization of health care is attributable
more to access, which is positively correlated with
socioeconomic status. For example, after studies adjust
for factors such as demographics, insurance, regular
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source of care, and other similar factors, immigrants
appear equally likely to get preventive care.
It is also possible that acculturation issues and better health in combination with fewer health-enabling
issues explain lower health care service use. These factors may be barriers to service seeking and many negatively impact the course of chronic illness. There may
also be some fear on the part of the immigrant of
negative or limited treatment due to their minority
status. Data on African people living with HIV in the
US have shown barriers to care that include individual
perceptions such as fatalistic views about HIV and fear
of isolation. Other barriers included fear of deportation
and lack of knowledge of the health system and HIVrelated services.
Quality of Health Care
In addition to understanding how health care access
affects immigrants’ chronic illness experience, it is also
important to acknowledge immigrants’ experience
once inside the health care system. Quality of health
care is the extent to which services are aligned with
professional knowledge, and the extent to which individuals receive appropriate services in a competent and
communicative way. To this end, typically expected
characteristics of quality may include shared decision
making between the patient and the health care provider, as well as sensitivity to cultural differences and
concerns. Such quality is important because it contributes to a greater likelihood of continued service use and
better health outcomes.
The Anderson model of service access and use
includes quality of care. Considering the patient and
physician interaction as a context for determining
quality of care, specific indicators of quality might
include patients’ perceptions of (1) whether the doctor
listened to the patient, (2) whether the patient understood the doctor, (3) whether the patient had questions
that went undiscussed, (4) patient trust of physician,
(5) whether the doctor treated the patient with respect,
(6) whether the doctor involved the patient in decision
making, and (7) whether the doctor spent the amount
of time with the patient that is wanted. Considering the
association between nativity status and patient perceptions of the patient–physician interaction, foreignborn, as compared to US-born individuals, are at
increased odds of reporting their physician as not
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involving them in their care as much as they would
have liked. In addition, foreign-born persons are at
increased odds of reporting their physician did not
spend as much time with them as they would have
liked. Additional reports of research show that at
times immigrants perceive health care as not helping
to the fullest degree.
Given the role of language in communication,
language differences and other cultural differences can
contribute to immigrants’ quality of care as well.
Language appears to increase the difficulties with
patient–physician communication when the patient is
an immigrant. For instance, individuals who are less
proficient in English tend to receive fewer of the appropriate tests and preventive screenings than those more
English-proficient. Those less proficient in English tend
to have worse health and more distrust that physicians
understand their medical problems. Further, those who
have difficulties with language and communication
report less adherence to medical regimen and chronic
illness management. Foreign-born individuals also are
more likely to report perceived discriminatory experiences in the health care system; being non-White and
a noncitizen is related to more such reports.
Other Cultural and Social Contexts
Several other factors related to cultural and social contexts might contribute to health care utilization and
subsequently the chronic illness experience among
immigrants. For example, lower service use and the
fewer enabling factors to service seeking may be exacerbated within the social context of intimate partner
violence in the lives of immigrants. Considering
women in particular, partner violence puts immigrant
women at risk for some chronic health conditions such
as sexually transmitted diseases. Further, legal issues
related to being undocumented may prevent these
women from seeking health care. Moreover, in some
cultures, partner violence may be perceived as
extremely personal and not within the realm of topics
to be discussed with health care providers. In this social
context of private partner violence and a distrust of the
health care arena, individuals may feel helpless to
change their situations or appropriately handle other
health-related concerns.
Immigrants’ personal and familial relationships
may contribute to health care use and the illness
experience. Some research has shown, for instance,
that immigrant women’s adult daughters may play an
important role in their health care and health care
seeking. This pattern may be especially true when the
daughter is more proficient in English language skills
and is able to help navigate the health care system. In
fact, some evidence suggests immigrants may connect
with other immigrants as well as with family and
friends to navigate the health care system. This solidarity may contribute to a greater likelihood of receiving
adequate health care. Further, the challenges or barriers
to care reported above may also apply to children of
immigrants, whether or not they themselves have
chronic conditions which require treatment. Thus,
access to care and quality of care, as well as cultural
issues contributing to perceptions of the health care
system impact not only individual immigrants who
may be suffering with chronic conditions but also can
influence families as they navigate the health care
system.
Another contextual reality for immigrants is that
chronic illness is often comorbid with other illnesses,
including mental illness. Mental health problems may
be greater among immigrants particularly as they
remain in their host country for longer periods of
time. This link between acculturation and mental
health perhaps reflects greater risk for psychiatric disorders with increased exposure to minority status. Further, immigrants’ experiences of having less access to
health care, less quality health care, and greater stigma
and fear of deportation associated with health care, can
contribute to greater psychological distress. Finally, in
many cultures, mental health problems are not
acknowledged or addressed. As immigrants acculturate
to their host country, they may feel more comfortable
seeking mental health treatment. Some variations in
mental health patterns by gender and ethnic category
exist, leading to the question of whether factors related
to specific immigrant groups contribute to mental
health. The National Survey of American Life found
that Caribbean immigrant men fared better psychologically than their US-born Black counterparts, whereas
Caribbean immigrant women fared worse as compared
to US-born Black women.
The combination of increased mental health issues
and lowered mental health care seeking could exacerbate the negative experience of immigrants with
Chronic Disease
chronic illness. An increased focus on immigrants’
health care needs and utilization in the context of
mental health needs and care seeking seems necessary.
In this realm of mental health and psychiatric care, it is
perhaps an additional charge of the primary healthcare system to address such issues that are not traditionally in the preview of health care and yet may be
ever present. Indeed, immigrants and US-born alike
disproportionately use the general medical sector for
treating mental health problems. Given the lowered
utilization of mental health care, perhaps integration
of psychologists into primary care could reduce the
stigma associated with seeking care. To illustrate,
Asian Americans experience various emotional or
behavioral problems, and yet underuse existing mental
health services except when culturally and linguistically
sensitive. Culture-bound syndromes and misdiagnosis
can occur. Due to Asian traditions of viewing the body
and mind as one rather than two separate systems,
individuals tend to focus more on physical than emotional symptoms, leading to overrepresentation of
somatic issues. Perhaps the integration of psychology
into primary care practice can address both the physical
and mental health contexts.
Need for Cultural Competence in the
Health Care System
It is important for researchers and health care professionals to understand that while immigrants and
individuals from minority populations may integrate
and incorporate beliefs from their host environment,
they will retain some of their traditional beliefs and
practices. As such, each ethnic and minority group
within a larger culture develops a unique mix of
social and cultural roles, expectations and beliefs,
and frameworks that shape the health behaviors and
health decisions of individuals coping with chronic
illness. The differences in immigrants’ and minorities’ cultural belief systems may contribute to the
health disparities seen in many immigrant and
minority populations.
One way to address the health disparities seen in the
incidence of, treatment for, and health care usage in
chronic illness in minority populations is through
increasing cultural competence in researchers, medical
professionals, and health care providers. Cultural competence can be conceptualized as a systematic set of
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behaviors, attitudes, and policies that enable professionals or agencies to work effectively in culturally
diverse settings. This can be implemented
through cultural competence education in physicians
and other health care professionals. Cultural competence can be best implemented and most effective if
resources are available to provide appropriate care,
medical professionals and health care providers know
the population they are providing care to and respond
to the needs of their patients appropriately, and health
professionals are committed to providing high quality
and comprehensive care across culturally diverse
settings.
A potentially effective method for becoming knowledgeable about the population to whom physicians are
providing care may be to conduct focus groups with
individuals who experience challenges to seeking care
and yet successfully navigate the health care system,
obtaining care that is needed and helpful. This strategy
has been used with results showing that many immigrants feel embarrassed, helpless, and discouraged from
seeking care and yet can overcome obstacles into the
system through solidarity with other immigrants,
friends or extended family, and connections with
health service personnel. These networks of care
enabled Latinas to access a complicated health care
system and offer lessons for providers and policy
makers concerned with improving the delivery of care
to this population.
Interventions
In addition to a call for cultural competency in the
health care professions, research should also keep culture at the forefront of their research programs.
Although the roles of culture and ethnicity are becoming common considerations for clinicians and
researchers, few culturally sensitive interventions have
been implemented. Instead, the traditional “one size
fits all” method of interventions tends to prevail.
Instead, researchers need to design interventions
based on what types of interventions will work best
for whom and under what circumstances. The process
of conducting culturally sensitive research and interventions involves consideration of cultural contexts
across all phases of the scientific research process,
including ethnographic methods such as focus groups,
translating measures into culturally appropriate
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language, data collection that includes comparison
groups, and culturally appropriate analysis and interpretation of data.
Conclusions
Immigrants often experience lower rates of illness until
they have acculturated to their host country. Many
immigrants do not have or develop the knowledge
about health and preventive behaviors needed to prevent many of the major chronic illnesses. Immigrants
are less likely than nonimmigrants to seek out and
utilize health care for a variety of reasons, many of
which reflect challenges of being an immigrant such
as less access to enabling characteristics to service use,
and cultural and contextual issues. The challenges to
needed care that immigrants encounter, particularly in
combination with lower perceived quality of care, may
further contribute to feelings of stigma and avoidance
of the health care arena. These patterns could indicate
an eventual negative health impact for immigrants, as
lack of use of the health care system could contribute to
an exacerbation of symptoms and health risk over time.
Additional conclusions based on limited but promising research, however, suggest that variations in
health care–related factors may be indicated for specific
immigrant groups, locations, or regions. Despite the
challenges to health care, some immigrants do successfully navigate the health care system. These findings
suggest the need for further investigation into the
ways in which health care is accessible and of good
quality for immigrants, as well as the characteristics
of the immigrant groups who are successful at navigating the system. Information garnered from such investigation can be used to implement better health care
situations for other immigrants.
Related Topics
▶ Acculturation
▶ Acquired immune deficiency syndrome
▶ Behavioral health
▶ Cancer
▶ Cardiovascular disease
▶ Diabetes mellitus
▶ Health care utilization
▶ Healthy immigrant
▶ Lifestyle
▶ Nativism
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cultural sensitivity for outcome research: Issues for the cultural
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Hispanics. Journal of Abnormal Child Psychology, 23, 67–82.
Cristancho, S., Garces, D. M., Peters, K. E., & Mueller, B. C. (2008).
Listening to rural Hispanic immigrants in the Midwest:
A community-based participatory assessment of major barriers
to health care access and use. Qualitative Health Research, 18,
633–646.
Cross, T., Bazron, B., Dennis, K., & Isaacs, M. (1998). Towards
a culturally competent system of care (Vol. 1). Washington, DC:
Georgetown University Child Development Center, CASSP
Technical Assistance Center.
Dallo, F. J., Borrell, L. N., & Williams, S. L. (2008). Nativity status and
patient perceptions of the patient-physician encounter: Results
from the Commonwealth Fund 2001 Survey on disparities in
quality of health care. Medical Care, 46, 185–191.
DeRose, K. P., Bahney, B. W., Lurie, N., & Escarce, J. J. (2009).
Immigrants and health care access, quality, and cost. Medical
Care Research and Review, 66, 355–408.
Ell, K., & Castaneda, I. (1998). Health care seeking behavior. In
S. Loue (Ed.), Handbook of immigrant health (pp. 125–143).
New York: Plenum.
Groce, N. E., & Zola, I. K. (1993). Multiculturalism, chronic illness,
and disability. Pediatrics, 91, 1048–1055.
Hummer, R. A., Rogers, R. G., Nam, C. B., & LeClere, F. B. (1999).
Race/ethnicity, nativity, and US adult mortality. Social Science
Quarterly, 80, 136–153.
Scarinci, I. C., Beech, B. M., Kovach, K. W., & Bailey, T. L. (2003). An
examination of sociocultural factors associated with cervical
cancer screening among low-income Latina immigrants of
reproductive age. Journal of Immigrant Health, 5, 119–128.
Siddiqi, A., Zuberi, D., & Nguyen, Q. C. (2009). The role of health
insurance in explaining immigrant versus non-immigrant disparities in access to health care: Comparing the United States to
Canada. Social Science & Medicine, 69, 1452–1459.
Vygotsky, L. (1986). Thought and language. Cambridge, MA: MIT
Press.
Zambrana, R. E., & Carter-Pokras, O. (2010). Role of acculturation
research in advancing science and practice in reducing health
care disparities among Latinos. American Journal of Public
Health, 100, 18–23.
Suggested Resources
Centers for Disease Control, Immigrant and Refugee Health.
Retrieved from http://www.cdc.gov/immigrantrefugeehealth/
Homeland Security, Division of Immigrant Health Services.
Retrieved from http://www.inshealth.org/
Kaiser Family Foundation, Minority Health. Retrieved from http://
www.kff.org/minorityhealth/index.cfm
U.S. Department of Health and Human Services, The Office of
Minority Health. Retrieved from http://www.minorityhealth.
hhs.gov/
Chronic Pain
Chronic Pain
BRANDY L. JOHNSON
Rynearson, Suess, Schnurbusch & Champion, L.L.C.,
St. Louis, MO, USA
Pain is an unpleasant feeling, which can range from
mild, localized discomfort to agony and is usually
a symptom of some injury, disease, or disorder. Pain
can be acute or chronic. Acute pain is typically
a response to an injury and lasts only until the injury
is healed. Unlike acute pain, chronic pain persists past
the resolution of an injury or is the result of
a longstanding condition. It can be a continuous discomfort of varying degrees or a recurrent pain.
Depending on the doctor, chronic pain is diagnosed
after the individual experiences the pain for between 3
and 6 months.
Chronic pain can stem from different sources and
can be physical and/or neurological. Chronic pain can
be caused by damage to, or inflammation of, the joints.
Examples of this type of chronic pain are osteoarthritis
and rheumatoid arthritis. Chronic pain can also result
from nerve conditions. Individuals with diabetic neuropathy, failed back syndrome, or spinal cord injuries
suffer from this type of chronic pain. Another common
source of chronic pain is muscle conditions.
Epicondylitis and temporomandibular joint disorder
(TMJD) are examples of muscle conditions that can
result in chronic pain. Organ damage can cause chronic
visceral pain. Liver cancer, gallbladder disease, and
bowel inflammation can result in visceral chronic
pain. Studies have also suggested dietary deficiencies,
specifically a lack of vitamin D, can result in a higher
incidence of chronic pain. Such a deficiency may place
immigrant groups at a greater risk for chronic pain. It
has been theorized that immigrants are at a higher risk
of 25-OH vitamin D deficiency due to darker skin
color, low sun exposure, diet, and traditional dress.
In addition to injuries, chronic pain can result from
a disease. Individuals with diseases such as cancer,
AIDS, or multiple sclerosis usually experience chronic
pain. Repetitive use can cause painful chronic conditions like carpal tunnel syndrome or cubital tunnel
syndrome. Even the aging process can result in
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conditions that are painful and chronic, for example,
degenerative joint disease, degenerative disc disease,
and arthritis.
Some people, however, suffer chronic pain that
does not have an identifiable source. Psychogenic or
psycho-physiological pain does not have an identifiable
source or the level of the pain being experienced
exceeds any obvious cause. Examples of this type of
pain include fibromyalgia and reflex sympathetic
dystrophy.
The forms of chronic pain vary and can depend
upon the cause of the pain. Symptoms can include
muscle pain, cramping, spasms, soreness, and swelling.
Some individuals suffer from headaches, migraines,
joint pain, sciatica, and pain that can be sharp, aching,
burning, and/or tingling. Chronic pain sufferers may
experience weakness, easy fatigability, numbness, and
a lack of energy.
Chronic pain is a very complex condition, as it
often involves more than the mere pain symptoms
experienced by the individual. Chronic pain often
affects the individual emotionally as well as physically.
Problems often experienced by individuals with
chronic painful conditions include depression, anxiety,
fatigue, a weakened immune system, and a decreased
ability to sleep. Irritability, anger, and feelings of helplessness are also common in people with chronic pain.
Individuals with chronic pain tend to be more aware of
their physical conditions, their pain, and often worry
about their pain or health. This creates a propensity for
depression, fear, anxiety, and feelings of hopelessness
and helplessness. As emotional states can affect how
pain is felt, stress, anxiety, and/or depression can
amplify the pain.
Chronic pain can affect how the individual sees
himself or herself and the ability to participate in activities of daily living. It can reduce the individual’s quality of life. Sufferers of chronic pain often see their
relationships with family, friends, and even coworkers
change or diminish altogether.
Chronic pain can be treated. However, the success
of the treatment varies from individual to individual.
The most common form of treatment for chronic pain
is a medication regime. It is often recommended that
sufferers of chronic pain take anti-inflammatory medication. Such medication can be purchased over-thecounter or in a prescription form. Aspirin and
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Chronic Pain
acetaminophen are also common over-the-counter
medications used as part of a medical regime for
chronic pain.
A chronic pain sufferer’s medical regime will probably also include prescription medication. The type of
prescription medication varies from patient to patient
and is based upon the source of the chronic pain (i.e.,
joint inflammation versus neuropathic pain) and the
patient’s response to the medication. As with any medication, different individuals will respond to, and tolerate, the medication available in varying manners.
For nerve-related pain, the individual’s medication
regime may include tricyclic antidepressants, anticonvulsants, and/or antiarrhythmics. Although originally
developed to treat conditions like depression and seizure, these classes of medications have proven beneficial in the treatment of nerve-related chronic pain.
Opioids, like morphine and oxycodone, are often
part of a medication regime. The utilization of opioids
to treat chronic pain is not without controversy.
Prolonged use of this type of drug can lead to side
effects and secondary conditions, such as loss of benefit, hyperalgesia (a condition wherein the person has an
abnormally increased sensitivity to pain), and testosterone deficiency. Fifty-one percent of all patients utilizing opioids experience at least one adverse side effect.
Moreover, as the medication is a narcotic, there is
a higher potential for abuse as the individual’s tolerance level increases. Tolerance to opioids tends to occur
over a period of months to years. As their tolerance
increases, many people will misuse the medication to
achieve the desired effect. In the United States, between
1999 and 2006, opioid poisoning was noted to be the
second leading cause of injury death, overall, and the
leading cause of injury death in those between the ages
of 35 and 54. Given the dangers associated with opioids, it has been argued they should only be included in
a treatment regime if the medication is shown to both
provide relief and increase the individual’s level of
functioning. Many practitioners are now requiring
patients to enter into an agreement or treatment contract, whereby the patient agrees to the objectives of
treatment, to refrain from obtaining medication from
another source, and to use the medication only as
directed.
In addition to a medication regime, there are other
forms of therapy that should be included in the
treatment regime for chronic pain. A home exercise
program is highly recommended. A lot of people with
chronic pain avoid additional movement and exercise
due to the pain. It is generally agreed, however, that
such a program helps prevent further weakness and
deterioration. Regular exercise can also increase the
individual’s energy level, ability to sleep, and production of natural endorphins.
Hot and cold compresses are encouraged for individuals suffering from chronic joint or muscle pain.
Massage is another treatment option people with
chronic joint or muscle pain find beneficial. Acupuncture may ease chronic pain, especially in those suffering
from headaches, low back pain, and osteoarthritis.
Electrical stimulation, through a transcutaneous electrical nerve stimulation (TENS) unit or an implanted
spinal cord stimulator, is an additional option for
chronic pain sufferers. Finally, cognitive behavior therapy, psychological/psychiatric therapy, support groups,
and stress management techniques are often utilized
when treating chronic pain.
Cognitive behavior therapy teaches a chronic pain
sufferer skills to help cope with the pain. Stress management techniques, such as biofeedback and relaxation therapy, aid the individual in learning to influence
the body’s physical response to pain. Psychological or
psychiatric therapy provides the individual with a tool
to help come to terms with the fact they will live with
chronic pain, the changes that may occur in the ability
to work, dependency, or relationships with others, and
any resulting depression.
Depending upon their access to health care, immigrants may be able to try some, or all, of the above
therapies. However, many immigrants do not have
access to doctors willing to treat chronic pain and/or
are able to afford prolonged treatments. Additionally,
immigrant populations often tend to have less trust in
the health care system and unfamiliar treatment
regimes. Instead, immigrants may turn to therapies
with which they have more cultural familiarity. For
example, Chinese immigrants tend to be more familiar
with acupuncture and, therefore, are more willing to
undergo this form of treatment. Although acupuncture
has been shown to provide some relief with certain
types of chronic pain, it is possible that a higher degree
of relief could be obtained with a different treatment or
a combination of treatments.
Chronic Pain
When the treatment is not effective, the individual’s
problems are often compounded by secondary conditions. Depression, insomnia, fatigue, hopelessness,
a loss of purpose, and a decrease in general physical
functioning can all occur when an individual is not able
to successfully cope with, and treat, his or her chronic
pain. A downward spiral can result when chronic pain
and these secondary conditions occur; each feeding off
of the other. Suicide is not unheard of when the individual no longer feels he or she has any value, is
a burden upon others, and cannot continue to cope
with the pain. This is why treatment for chronic pain,
as illustrated above, is often multimodal and should
address more than the pain alone.
It has been estimated that chronic pain affects one
out of every ten adults. In addition to the effect it can
have both physically and emotionally, chronic pain can
also have an effect on an individual’s memory, concentration, or ability to problem solve (cognitive functioning). Studies suggest most people with chronic pain
complain of cognitive difficulties. Specifically, problems with memory and attention were reported.
The studies have suggested objective cognitive deficits
in the domains of memory, attention, speed in performance of structured tasks, speed in responding to
stimuli of a cognitive task, verbal ability, and mental
flexibility.
As chronic pain, by its very definition, can last
a long time, if not a lifetime, the costs for treatment
of the condition can be quite high. The cost of
treatment can, and does, affect the chronic pain
sufferer’s access to health care and medication. This
is especially true when the chronic pain is so disabling that the individual cannot work. The effects of
the cost of treatment for chronic pain and, therefore,
the ability to access such care may not be as devastating in countries with some form of universal
health care. However, in countries without universal
health care, such as the United States, individuals
with chronic pain may find themselves without
access to health care and medication if they do not
have access to insurance through a job or spouse,
cannot afford the insurance, and do not qualify for
Medicare or Medicaid.
Immigrant groups, especially undocumented
immigrants, often have reduced access to the health
care system. The cost of the prolonged treatment for
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a chronic condition also makes the care prohibitory for
many immigrants. Additionally, even in countries that
have a form of universal health care, language barriers
and an inability to understand and navigate the health
care system can further limit immigrants’ access to care
for chronic pain conditions.
The inability to access to health care and medication leaves an individual with few choices. Many turn
to illegal drugs and/or alcohol. Self-treatment with
alcohol is not a truly effective tool in pain management,
as it acts as a depressant, effects the individual’s mental
and physical ability to function, and wears off after
a relatively short period of time. Regular misuse of
alcohol leads to the development of tolerance and,
with prolonged use, painful conditions such as alcoholic myopathy, alcoholic neuropathy, and liver
disease.
Marijuana is another drug that is turned to for selfmedication. The act of buying and possessing marijuana is a crime in many countries. Additionally, marijuana use for chronic pain has drawbacks. Smoking
marijuana can affect the lungs and prolonged usage can
result in dependency and memory loss. However, studies have shown that the active ingredient in marijuana,
tetrahydrocannabinol (THC), can have some benefits
with regard to pain control. The medical benefits of the
drug have resulted in legalization in some places. In the
United States, several states have enacted, or are in the
process of enacting, legislation permitting use of proscribed medical marijuana. Some countries, such as
Canada and Austria, have made the use of medical
marijuana legal. Other countries have essentially
decriminalized it when used in small amounts for
medical purposes. Medical marijuana is available in
both cigarettes and pill form.
In summary, when the pain lasts for a prolonged
period, it is classified as chronic pain. Chronic pain
varies from individual to individual in both symptoms
and severity. The underlying condition, therefore, must
be considered when determining the best treatment
approach. However, it is generally agreed the treatment
regime should be multimodal and include more than
pain medication. Chronic pain is not uncommon and
can have life changing consequences. Consequentially,
ensuring access to affordable health care is essential to
providing individuals with chronic pain a positive
quality of life.
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CIOMS
Related Topics
▶ Acupuncture
▶ Chronic disease
▶ Cortisol
▶ Depression
▶ Disability
▶ Pain
▶ Stress
Suggested Readings
Carter, G., Gieringer, D., & Rosenthal, E. (2008). Marijuana medical
handbook: Practical guide to therapeutic uses of Marijuana.
Oakland: Quick American.
Caudill, M., & Benson, H. (2009). Managing pain before it manages
you (3rd ed.). New York: The Guilford.
Couto, J., Romney, M., Leider, H., Sharma, S., & Goldfarb, N. (2009).
High rates of inappropriate drug use in the chronic pain population. Population Health Management, 12(4), 185–190.
Finn, R. (2004). More than half of patients with major depression
have chronic pain. International Medical News Group, 34(20), 38.
Kreitler, S., & Niv, D. (2007). Cognitive impairment in chronic pain.
Pain Clinical Updates, International Association for the Study of
Pain, 15(4), 1–4.
Mechcatie, E. (2009). Guidelines Focus in using opioids for chronic
pain: Screening and assessment tools available. Internal Medicine
News, 42(5), 1–2.
Straube, S., Moore, R. A., Derry, S., Hallier, E., McQuay, H. (2010).
Vitamin D and chronic pain in immigrant and ethnic minority
patients – Investigation of the relationship and comparison with
native Western populations. International Journal of Endocrinology, doi:10.1155/2010/753075.
Suggested Resources
American Chronic Pain Association. (2011). ACPA consumer guide to
pain medication & treatment. Retrieved April 29, 2011, from
http://www.theacpa.org/uploads/ACPA_Consumer_Guide_2011%
20final.pdf
American Chronic Pain Association. http://www.theacpa.org
National Institute of Neurological Disorders and Stroke, National
Institute of Health. (2010). NINDS chronic pain information
page. Retrieved April 29, 2011, from http://www.ninds.nih.gov/
disorders/chronic_pain/chronic_pain.htm
The Mayday Pain Projects. http://www.painandhealth.org
CIOMS
▶ Council for International Organizations of Medical
Sciences
Citizenship
TAMBRA K. CAIN
Barrett, Twomey, Broom, Hughes & Hoke, LLP,
Carbondale, IL, USA
A citizen is a person who is a native or naturalized
member of a State or nation and who owes allegiance
to its government and is entitled to its protection. In
some countries, individuals may also derive citizenship
through their parents if the specified conditions are
fulfilled. Citizenship means to have the status, rights,
privileges, and duties of a citizen. Conversely, an alien is
one who has citizenship in a country other than his or
her residence. In addition to having the status of citizen
or alien, a person may also be a national, which means
a person who, while not a citizen, owes permanent
allegiance to a country.
Each country has its own requirements to be
a citizen. The Fourteenth Amendment of the United
States Constitution provides that all persons born or
naturalized in the United States, and subject to the
jurisdiction thereof, are citizens of the United States
and of the State wherein they reside. In the United
States, the Immigration and Nationality Act of 1965
(INA) provides the guidelines for who is a citizen and
who may become one. Also, in 2000, Congress passed
the Child Citizenship Act (CCA), which allows any
child under the age of 18 who is adopted by a United
States citizen and immigrates to the United States to
acquire immediate citizenship.
An individual is a natural citizen of the United
States if the person is born in the United States; is
born abroad to parents who are both United States
citizens, one of whom has had a residence in the United
States or one of its outlying possessions prior to the
birth; is born abroad to at least one United States
citizen parent who has been physically present in the
United States or one of its outlying possessions for
a continuous period of 1 year at any time prior to the
birth of such person; or is of unknown parentage found
in the United States while under the age of 5 years, until
shown, prior to his attaining the age of 21 years, not to
have been born in the United States. It should be noted
that the specific requirements for deriving citizenship
from a parent or parents have changed over time.
Citizenship
In most cases, a person seeking to become a United
States citizen must have resided continuously within
the United States for a period of at least 5 years, at least
half of which must have been spent physically in the
United States; have lived at least 3 months in the state in
which the application for citizenship is being made;
reside in the United States from the time he or she
makes the application until the admission of citizenship; and be a person of good moral character, attached
to the principles of the Constitution of the United
States, and well disposed to the good order and happiness of the United States.
An applicant must understand the English language, including an ability to read, write, and speak
words in ordinary usage in the English language. He or
she must have a knowledge and understanding of the
fundamentals of the history and of the principles and
form of government of the United States. The language
and governmental principles requirement shall not
apply to any person who is unable to meet these
requirements because of physical or developmental
disability or mental impairment, is over 50 years of
age, and has been living in the United States for periods
totaling at least 20 years subsequent to a lawful admission for permanent residence, or is over 55 years of age
and has been living in the United States for periods
totaling at least 15 years subsequent to a lawful admission for permanent residence.
The right to become a naturalized citizen is not
absolute. Citizenship can be refused. Any person who
at any time during which the United States has been or
shall be at war has deserted the military or has gone
beyond the limits of the United States with the intent to
avoid any draft into the military is permanently ineligible to become a citizen of the United States. No
person shall become a naturalized citizen of the United
States who advocates, or is a member of or affiliated
with, any organization that advocates opposition to all
organized government, or who is a member of the
Communist Party or any other totalitarian party, or
of any foreign state, or who, advocates or is a member
of any organization that advocates the overthrow by
force or violence or other unconstitutional means of
the Government of the United States. However, any
person who establishes that such membership or affiliation is or was involuntary, or occurred and was terminated prior to reaching 16 years of age, or that such
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membership or affiliation is or was by operation of
law, or was for purposes of obtaining employment,
food rations, or other essentials of living and
where necessary for such purposes may be allowed
naturalization.
Citizenship may also be lost. A United States citizen,
whether by birth or naturalization, may lose his or her
citizenship by obtaining naturalization in a foreign
country after having reached 18 years of age, by making
a formal declaration of allegiance to a foreign country,
by serving in the armed forces of a foreign country if
such armed forces are engaged in hostilities against the
United States, by making a formal renunciation of
nationality, by committing any act of treason against
the United States, or by attempting by force to overthrow or bearing arms against the United States.
In 2008, 1,046,539 people became naturalized
United States citizens. Of the people naturalized in
2008, 1,032,281 were civilians and 4,342 were military
personnel; 121,283 petitions were denied. This is
a marked difference from 1998, when 461,169 people
became naturalized citizens, and 137,395 petitions were
denied.
A person’s citizenship status may impact the quality
of life in many ways. For example, a person who is not
a United States citizen may be limited in the types of
employment available to him or her, certain governmental benefits, such as financial assistance and medical assistance, may not be available to a noncitizen; and
if the noncitizen is in the United States illegally, he or
she may be even more limited in access to employment
or healthcare for fear of discovery and deportation.
Related Topics
▶ Immigration processes and health in the U.S.: A brief
history
▶ Public health insurance
Suggested Resources
Department of Homeland Security. Preserving our freedoms,
protecting America. Web. Retrieved March 12, 2010, from
http://www.dhs.gov/xlibrary/assets/statistics/yearbook/2008/ois_
yb_2008.pdf
Immigration and Nationality Act of 1965, 8USCS1101, et seq.
Legal Information Institute (LII). U.S. Code: Home. LII | Legal
Information Institute at Cornell Law School. Web. Retrieved
March 12, 2010, from http://uscode.law.cornell.edu/uscode
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Civil Rights Act of 1964 (U.S.)
U.S. Citizenship and Immigration Services. Citizenship in the United
States. USCIS home page. Retrieved March 12, 2010, from http://
www.uscis.gov/files/nativedocuments/Citizenship_2004.pdf
United States Constitution, 14th Amendment
Civil Rights Act of 1964 (U.S.)
BETTINA RAUSA
Salk Institute for Biological Studies, La Jolla, CA, USA
On July 2, 1964, the US Congress passed landmark
legislation called the Civil Rights Act. Signed by President Lyndon Johnson, the law made racial segregation
and discrimination illegal in the USA. The Civil Rights
Act had five major components: (1) it barred unequal
application of voter registration requirements; (2) it
outlawed discrimination in hotels, motels, restaurants,
theaters, and all public places; (3) it encouraged desegregation of public schools and granted the US Attorney
General the authority to file suits to force desegregation; (4) it authorized the withdrawal of federal funds
from programs that practiced discrimination; and (5) it
made discrimination in employment illegal for any
business with more than 25 employees and created
the Equal Employment Opportunities Commission,
a body set up to review employment discrimination
complaints.
The Civil Rights Act of 1964 was driven by a desire
to improve the quality of life for African Americans and
other minority groups in the USA. There was
a significant buildup of events that preceded the passage of civil rights. Two of the earliest occurrences
included large numbers of Black Americans moving
into northern cities to live and work and Black soldiers
serving in World War II. Prior to these two events,
people in many parts of the USA, excluding the South
where Black Americans predominantly lived, were
mostly unaware of the issues that Black Americans
faced and the important contributions they made during the war. In addition, even as early as 1945, legislation designed to enforce equality helped lay the
groundwork for the eventual passage of civil rights
legislation. For example, there were presidential orders
that ended discrimination in the military and in federal
employment, including work done under government
contracts. In 1954, the Supreme Court made a critical
decision that had enormous effects on the civil rights
movement: it struck down legal support for school
racial segregation in what was coined “separate but
equal” in the case of Brown v. Board of Education in
Topeka, Kansas. Brown v. Board of Education was born
out of a demand for better conditions at schools for
African American youth. Black children were segregated from White children in the education system:
they were not allowed to attend schools near their
homes and instead were bused to other schools.
Often, those schools were inferior both structurally
and in the quality of education. For example, teachers
of schools for Black students were severely underpaid
compared to other teachers, and teaching resources
and materials were far fewer. However, as important
as this case was in setting the stage for strong federal
support for civil rights, Brown v. Board of Education did
not address the treatment of African Americans.
In the early 1960s, Congress and President John F.
Kennedy’s administration also made advances that
added to the trajectory that eventually led to the passage of civil rights legislation. In 1961 and 1962, presidential executive action was taken to ensure minority
rights in housing, transportation, education, and
employment.
Social conditions during this period were also very
influential. There were many protests and marches in
cities and towns across the nation that brought attention to the concerns of and for African Americans on
a number of social inequalities. These included how
segregation prevented them from using public facilities
on an equal basis with White people, and how they
were restricted from using public transportation,
parks, and restrooms, and their limited educational
opportunities all based on years of systemic and
accepted racism. Along with the protests and marches,
boycotts and sit-ins were also carried out, many of
which were organized by African American community
and religious leaders and others. Dr. Martin Luther
King, Jr., who became the most prominent Black leader
of the Civil Rights Movement, led several boycotts
and sit-ins. He lent much legitimacy and increased
awareness and visibility of the civil rights movement
across the nation. Although Dr. King and many other
organizers and leaders insisted on peaceful and
Civil War
nonviolent demonstrations, many acts of violence
occurred, including riots, often spurred by angry
counterprotestors that required using federal troops
to restore calm and order.
The nation’s media outlets focused much attention
on the social unrest and events, bringing scenes which
often included beatings, protestors being sprayed with
fire hoses and even killed, into the homes of Americans
everywhere. It soon became undeniable that the social
conditions of this period required government intervention. Congress and other elected officials could no
longer ignore the social unrest. Churches everywhere
and elected officials also became vocal on the issue of
civil rights. National polls reflecting the positive attitudes of Americans toward racial integration had risen
to 72% in 1963 representing a 30% increase over the
last 20 years. President Kennedy began to come out
strongly in favor of legislative action by Congress to
address racial segregation in the USA. The Justice
Department was tasked with the responsibility of
crafting what would eventually become the Civil Rights
Act. It was critical that this work was conducted in
a bipartisan fashion, considering the concerns of both
Democrats and Republicans, in an attempt to avoid
filibusters or legislative defeats. Even though the polls
showed that the vast majority of Americans favored
ending racial segregation, not everyone was in favor
of these changes. On June 19, 1963, a bill was submitted
to Congress for a vote. The House of Representatives
debated the bill, and nearly 100 amendments that
attempted to weaken the bill were rejected. The
House eventually passed the bill after 70 days of public
hearings and 275 public testimonies. The bill then
moved to the Senate where it was debated again at
length under threats of filibusters by opposing senators,
but it eventually passed with 289 votes and was signed
by President Johnson on July 2, 1964.
In the following year, the US Congress also passed
the Immigration and Nationality Amendments Act of
1965. Instead of using nationality and racial criteria to
admit immigrations, this new legislation implemented
a system based primarily on family reunification. The
Civil Rights Act was a fundamental tool for the new
immigration legislative and policy changes because for
many, the new changes in immigration laws were seen
as an extension of the civil rights movement. Foreign
policy concerns were also considered as the USA
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preferred to be seen by other countries as a place
where equality and respect for all people was the
standard.
Related Topics
▶ Discrimination
▶ Racism
Suggested Resources
Braziel, J. E. (2000). History of migration and immigration laws in the
United States. University of Cincinnati. Department of English
and Comparative Literature. Retrieved February 23, 2010, from
http://www.umass.edu/complit/aclanet/USMigrat.html
Brownvboard.org. Brown v. Board of Education about the case.
Retrieved February 1, 2010, from http://brownvboard.org/
content/background-overview-summary
History.com. U.S. immigration since 1965. Retrieved February 1,
2010, from http://www.history.com/topics/us-immigrationsince-1965
The Dirksen Congressional Center. CongressLink. Major features
of the Civil Rights Act of 1964. Retrieved February 1, 2010,
http://www.congresslink.org/print_basics_histmats_
from
civilrights64text.htm
U.S. National Archives & Records Administration. Civil Rights Act
(1964). Retrieved February 1, 2010, from http://www.
ourdocuments.gov/doc.php?doc=97
Civil Surgeon
▶ Medical examination (for immigration)
Civil War
RYAN C. W. HALL
Department of Psychiatry, University of South Florida,
Tampa, FL, USA
At its simplest level, a civil war is defined as a conflict
between opposing groups of citizens from the same
country who are fighting over who has the legitimate
right to govern. This definition does not necessarily
take into account many of the complexities involved
in modern civil wars, which may involve several groups
located in the same geographic region of a country that
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Civil War
have never seen themselves as sharing a common identity. Many of the most recent civil wars have begun
following the collapse of a former European colonial
system of government (e.g., Angola), the fighting produced by Cold War proxy conflict (Vietnam), and/or
the end of the Cold War (e.g., Bosnia). The colonial
system and the Cold War created strong central governments that maintained order, but at times arbitrarily nationalized various ethnic groups that
oppressed other groups within the national boundaries
(e.g., Rwanda with Tutsi and Hutu, Yugoslavia with
Bosnians and Serbs). These “civil wars” occur in
“nations” where the goal of the fighting is not simply
to maintain political power (e.g., Khmer Rouge in the
Cambodian civil war), but also to facilitate the ethnic
cleansing of the region based on tribal identification
(e.g., Rwanda), religious divisions (e.g., Bosnia), or
longstanding historical grievances (e.g., Bosnia).
Narcoterrorism has also produced civil wars in Latin
America (e.g., Mexico, Colombia), as have radical differences between right- and left-wing forces attempting
to govern (e.g., Chile, Argentina, Peru, Nicaragua, and
Honduras).
Civil wars are often brutal, resulting in mass causalities, as seen with “the killing fields” of Cambodia,
where over one million people were slaughtered, and
the genocide in Rwanda, where an estimated 800,000
were killed. Such brutality leads to the commission of
systemized war crimes intended to disrupt the cultural
and personal identity of groups of people and to shatter
their sense of self-worth and belonging. In Rwanda,
there was the systematic rape of women and girls and
the slaughter of males in an attempt to ethnically
cleanse the Tutsi from the region. In addition, torture,
beatings, and mental coercion are used to intimidate
the remaining local populace and maintain power and
control over their territory.
Immigrants from civil wars are often reluctant to
discuss the torture that occurred because of their concern that such reports might affect their immigration
status or produce some form of retaliation from their
“home” country or countrymen.
Immigrants from civil wars present unique and
complex challenges to the countries that provide
them with asylum and naturalization. Depending on
the nature of the conflict the immigrant is coming
from, they often have few resources, little family/social
support, and less education than traditional immigrants. Immigrants from civil wars also typically have
greater need for health care services. Many have physical/traumatic wounds (e.g., amputees) and suffer from
the long-term effects of malnutrition, infectious diseases (e.g., tuberculosis, cholera, leishmaniasis), and
long-term psychiatric conditions (e.g., major depression, anxiety disorders, organic mental states secondary
to head injury, and torture). Many studies indicate that
the psychological effects caused by a civil war can
persist for decades. The resulting effects produce
long-term economic and social service problems for
the host countries.
Civil war immigrants held in refugee camps prior to
immigrating are at high risk for experiencing
revictimization while in the camps, which further
increases their likelihood of physical or psychiatric
complications. Refugee camps are often crowded, disorganized, and may have serious problems maintaining
adequate levels of sanitation and security. Individuals
in refugee camps are often the victims of violent crime
and sexual assault. The “legal limbo” that most camp
refugees face adds additional stress on an already
vulnerable individual. Fear of death, displacement,
physical violence, rape, isolation, and return to
the parent country all breed fear, anxiety, mistrust,
demoralization, and marked feelings of uncertainty
and helplessness in refugees, which can further compound or produce the most commonly experienced
mental health problems seen in civil war immigrants,
chronic major depression and posttraumatic stress
disorder.
Other factors associated with higher rates of mental
illness in civil war immigrants include: poor fluency in
the language of the new country in which they settle;
being single (e.g., widowed, separated, never married),
unemployed, “retired,” physically disabled/injured; and
lacking financial resources (e.g., poverty). Older immigrants are more likely to experience these problems
than younger individuals and also have more difficulty
resolving them. The elderly have greater difficulty
acculturating to their new country (e.g., learning the
language, customs, and skills) and obtaining work or
work at levels equivalent to that which they had before
immigrating. They lose more during the process of
immigration (e.g., position in the community,
finances) and have more physical ailments and
Cocaine
infirmities. All of these factors make their adjustment
to their new society more difficult.
Providing medical and psychiatric care to immigrants who speak a different language is difficult.
This is especially true for immigrants escaping
a civil war who are often mistrustful of both foreigners, as well as their own countrymen. Trained
translators are needed, but are often in short supply
due to often large and unexpected influxes of immigrants and/or refugees. In general, it is best not to
rely on family members to act as translators because
the patient may be unwilling to discuss important
concerns, painful recollections, failings, or symptoms
to save face in front of their family or spare the
family from learning about certain painful or humiliating information. Also, the family members serving
as translators may not directly translate the patient’s
comments out of a need to protect the patient and/or
family from embarrassment, retaliation, or possible
deportation. Untrained third-party translators may
understand both languages, but may not recognize
the importance of repeating questions or responses
verbatim, instead of summarizing. They may lack an
understanding of medical terminology and may converse with the patient, inserting their own thoughts
and opinions, rather than just translating what the
doctor and patient are discussing.
Refugees from civil war may fear revealing information about themselves or making errors that could
result in their return to their homeland and further
prosecution, torture, or death. The fact that they fled
and claimed special refugee status could in and of itself
result in their imprisonment and/or death in some
cases.
Related Topics
▶ Acculturative stress
▶ Asylum
▶ Behavioral health
▶ Convention Against Torture
▶ Ethnic cleansing
▶ Refugee
▶ Refugee camp
▶ Telephone interpretation services
▶ Torture
▶ War-affected children
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Suggested Readings
Hall, R. C. W., Hall, R. C. W., & Chapman, M. J. (2006). Medical and
psychiatric casualties caused by conventional and radiological
(dirty) bombs. General Hospital Psychiatry, 28, 242–248.
Marshall, G., Schell, T., Elliott, M., Berthold, S., & Chun, C. (2005).
Mental health of Cambodian refugees 2 decades after
resettlement in the United States. Journal of the American Medical
Association, 294, 571–579.
Sabin, M., Lopes-Cardozo, B., Nackerud, L., Kiaser, R., & Varese, L.
(2003). Factors associated with poor mental health among
Guatemalan refugees living in Mexico 20 years after civil conflict.
Journal of the American Medical Association, 290, 635–642.
Schwarz-Langer, G., Deighton, R., Jerg-Bretzke, L., Weisker, I., &
Traue, H. (2006). Psychiatric treatment for extremely traumatized civil war refugees from former Yugoslavia: Possibilities and
limitations of integrating psychotherapy and medication. Torture, 16, 69–80.
Shanks, L., & Schull, M. (2000). Rape in war: the humanitarian
response. Canadian Medical Association Journal, 163, 1152–1156.
Suggested Resources
Bellevue/New York University Program for Survivors of
Torture: http://www.survivorsoftorture.org/resources/furtherreading. Accessed January 23, 2010.
Department of State: http://www.state.gov/. Accessed January 23,
2010.
Clinical Breast Examination
▶ Breast cancer
▶ Breast cancer screening
▶ Breast self-examination
▶ Mammography
Cocaine
BEATRICE GABRIELA IOAN
Department of Legal Medicine, Medical Deontology
and Bioethics, University of Medicine and Pharmacy
“Gr. T. Popa”, Iasi, Romania
Cocaine is a psychoactive drug, highly addictive, and
one of the most dangerous and widely consumed
drugs.
Cocaine is an alkaloid extracted from the leaves of
Erythroxylon coca bush cultivated in South American
countries. According to United Nations Office on
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Cocaine
Drugs and Crime (UNODC), in 2008, the production
of pure cocaine hydrochloride was of 845 tons, of
which 51% originated in Colombia, 36% in Peru, and
13% in Bolivia. Currently, organized criminal groups in
Colombia control the worldwide distribution of
cocaine. Cocaine may also be obtained by chemical
synthesis, but this method is more expensive and less
common.
Most of the illicit trafficking of cocaine in the USA
is held by the border with Mexico. On this route,
Colombian traffickers use Mexican drug trafficking
organizations to bring cocaine into the USA, to the
South Texas region. However, in recent years, the quantity of cocaine seized on this route decreased sharply
(from 22.656 kg in 2007 to 17,085 kg in 2009) as result
of reduced cocaine production in Colombia, the joint
efforts of the US and Mexican official agencies to
reduce illegal cocaine trafficking, and diversion of the
illegal cocaine trafficking to Europe. As a consequence,
the availability of cocaine on the illicit US market
decreased, and Europe became the most rapidly growing cocaine market. Currently, cocaine is distributed in
the US illicit drug market mainly by Dominican,
Colombian, and Mexican drug organizations.
Cocaine is illegally trafficked using various vehicles
such as trucks, aircraft, vessels, and also by body
packers. The body packer strategy consists of ingestion
or introduction of small packages of drugs into the
body in the vaginal or anal cavity, with the aim of
transporting them into a foreign country, cocaine
being the drug most commonly transported in this
way. In recent years, trafficking cocaine by body packing method has become a common problem in European airports. People who take this route to transport
drugs may be the country’s citizens, tourists, legal or
illegal immigrants. The main danger faced by the body
packers is death by overdose caused by breaking of the
packages or drug diffusion due to the low quality of the
cover of the pack.
The use of cocaine for its psychoactive properties
has been documented for about 5,000 years, coca leaf
chewing being a millennial habit among South American Indians and continued due to its stimulant,
anorexic, and euphoric effects. In 1859, C. Niemann
extracted the cocaine, as pure substance, from coca
leaves.
In 1878, Bentley recommended the use of cocaine as
a substitute in the treatment of morphine addiction,
opening the way for a more dangerous addiction. In
his paper Uber Coc, published in 1884, a botanical
monograph containing data on the origin, stimulant
and antidepressant properties of cocaine, Sigmund
Freud recommended it for the treatment of psychiatric
disorders such as: hypochondria, hysteria, and melancholia. In 1884, Karl Koller, an Austrian physician,
demonstrated the local anesthetic effects of cocaine,
which contributed to its widespread use in medical
practice.
Following the alarming increase in cocaine use in
the USA (a fivefold increase between 1890 and 1903),
largely based on nonmedical consumption, it was classified in 1914 as a narcotic drug and included in the
prohibited substances list. Currently, in the USA,
cocaine is included in the Controlled Substances Act
Schedule II (DEA. Title 21, Section 812.) due to its
addictive potential and the possibility of its use in
medicine as a highly effective topical anesthetic.
Cocaine was also included in Schedule I of the Single
Convention on Narcotic Drugs, issued by the United
Nations in 1961.
According to the National Survey on Drug Use and
Health conducted in 2008 in the USA, 5.8 million
people aged over 12 years have used cocaine at least
once in the past year and 1.1 million people over 12
years used crack at least once in the past year. Official
statistics stress that cocaine and crack cocaine consumption in the USA has stabilized in recent years,
albeit at high levels.
In the European Union countries, there has been an
increase in the cocaine consumption over the last 10
years, cocaine being the most used illicit drug after
cannabis. About 13 million Europeans aged 15–64
years have consumed cocaine at least once during
their lifetimes. The highest prevalence of cocaine consumption during the last year was recorded in the age
group 15–34 years (7.5 million). An increased prevalence of cocaine use in the EU is recorded in Spain,
United Kingdom, Denmark, Italy, and Ireland.
With respect to immigrant populations, research
shows that US Hispanics have a high rate of deaths
caused by the consumption of drugs, especially marijuana and cocaine, and the Puerto Ricans show the
Cocaine
most prevalent consumption rates. US Hispanic teens
have higher cocaine consumption rates than White and
African American teens (5.7% versus 3.8% and 2.2%).
Cocaine is a white powder with a specific odor. It
can be taken by snorting, smoking, subcutaneous or
intravenous injection.
Crack cocaine is the freebase cocaine which is taken
only by smoking. The entry of crack cocaine into the
US market led to lowered prices and increased the
availability of the drug on the market, leading to expansion of cocaine consumption from high and middle
classes of society to minorities in cities.
In the short-term, cocaine has psychoactive properties producing: euphoria, increased self-esteem,
improved physical and mental performance, increased
aggressivity, increased body temperature, blood pressure, and heart rate. Death may occur due to overdose
by central respiratory depression or severe cardiac
arrhythmia, or suddenly, during the first administration of the drug (“cocaine shock”) due to the paralysis
of the respiratory center in individuals with particular
sensitivity.
Cocaine addiction, mostly at a psychological level,
occurs after a few weeks or months of repeated intake
of doses. At this stage, the cocaine addict suffers from
hallucinations, perception and thinking errors, and
behavioral disorders. After 5–10 years of cocaine use,
the drug addict reaches a state of physical and mental
deterioration, abandons her/his social and professional
life, and may commit various felonies, such theft or
violence, in order to get money for buying drugs.
Cocaine or crack use during pregnancy, often
associated with a disorganized lifestyle and adverse
environmental conditions (disharmonious parental
relationship, stress, violence, poverty) may affect fetal
development in variable degrees. Newborns may show:
prematurity, low birth weight, small head perimeter,
and various neurobehavioral deficits (so called “crack
babies”). Cocaine-using pregnant women have higher
rates of miscarriage and placental rupture at birth.
Children exposed to cocaine in utero are not
a homogeneous group in terms of their short- and
long-term physical and behavioral development. The
environment in which the children grow up can affect
their long-term development, the drug-induced biological vulnerability, making them more vulnerable to
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adverse environmental conditions. Poverty plays an
important role in this relationship, and studies show
that many children exposed to drugs in utero are from
poor class of society. In some U.S. states, drug use
during pregnancy is equivalent to child neglect or
child abuse, which can lead to loss of custody.
Immigrant women often face financial problems,
especially at the beginning of their stay in the host
country. This limits their access to prenatal care and
to treatment for addiction and may determine, along
with cocaine abuse, damage to fetus. From a social
perspective, their access to health resources is limited
due to stigma associated with drug use in pregnancy.
Illegal immigrant status, fear of expulsion from the host
country, and the possibility of allegations of neglect or
child abuse decrease the chances that pregnant immigrant women who use cocaine or crack cocaine can
access the health care system and admit their drug
addiction.
Related Topics
▶ Addiction and substance abuse
▶ Drug abuse
▶ Drug use
▶ Substance use
Suggested Readings
Flavin, J. (2002). A glass half full? Harm reduction among pregnant
women who use cocaine. Journal of Drug Issues, 32(3), 973–998.
Fosados, R., McClain, A., Ritt-Olson, A., Sussman, S., Soto, D.,
Baezconde-Garbanati, L., & Unger, J. B. (2007). The influence
of acculturation on drug and alcohol use in a sample of adolescents. Addictive Behaviors, 32(12), 2990–3004.
Kaplan, B. J., & Sadack, V. A. (1998). Kaplan & Sadock’s synopsis of
psychiatry behavioral sciences/clinical psychiatry (10th ed.). Baltimore: Lippincott, Williams, & Wilkins.
Lester, B. M., & Tronick, E. Z. (2006). The effects of prenatal cocaine
exposure and child outcome. Infant Mental Health Journal,
15(2), 107–120.
Loue, S. (2003). Diversity issues in substance abuse treatment and
research. New York: Kluwer/Plenum.
Suggested Resources
European Monitoring Centre for Drugs and Drug Addiction. http://
www.emcdda.europa.eu/
National Survey on Drug Use and Health. (2009). Retrieved August
28, 2010, from http://www.samhsa.gov/
The U.S. Immigration and Customs Enforcement. http://www.
ice.gov
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Cognitive Testing
Cognitive Testing
NATASHA T. J. RAMING
The Institute for Palliative Medicine, San Diego
Hospice, San Diego, CA, USA
Cognitive tests are used to assess cognition: the mental
act of perceiving and manipulating information. Generally, cognitive tests measure two specific types of
mental abilities, crystallized and fluid. Tests of crystallized abilities assess domains such as verbal knowledge,
semantic memory, higher reasoning skills that involve
conceptual relatedness, episodic memory, visual–spatial manipulation, mathematical ability, and executive
function skills such as judgment and problem solving.
Fluid abilities allow us to attend to, perceive, process,
store, and retrieve information, and they are the means
by which we collect, organize, and accumulate knowledge, the basis of crystallized abilities.
Cognitive Assessment
In the clinical setting, cognitive test data are used to
assist in the diagnosis of conditions resulting from
developmental abnormalities, traumatic brain injury,
stroke, mild cognitive impairment, vascular or
frontotemporal dementia; and neurodegenerative processes such as Alzheimer’s, Parkinson’s, or Huntington
disease. In such cases, a cognitive assessment,
consisting of multiple tests that measure mental processes associated with one or more specific domains, is
conducted by a psychometrist, an individual trained in
the administration and scoring of cognitive measurement tools. This assessment commonly takes place in
a one-on-one interview, involving stimulus materials,
paper and pencil tests, or a computerized presentation
device. Materials are presented in a standardized manner and information about the participant’s performance and reaction time is recorded. Following the
interview, the results are analyzed and interpreted to
determine the severity of impairment associated with
a potential diagnosis and whether specific treatment or
therapy is necessary.
Historically the development, use, and validation of
cognitive tests focused on White, non-Hispanic, formally educated populations in the United States.
Repeated testing and systematic study of cognitive
measures have occurred more recently in African
American and Hispanic groups. Normative data compiled from these studies allow for the development of
statistical methods that are used to make adjustments
to cognitive test data based upon age, education level,
gender, and race. The use of normative data is the
primary method for interpreting an individual’s cognitive test scores and statistical applications based on
such data are used to make predictive interpretations of
one’s cognitive abilities.
Diagnostic Use and Interpretation
Although cognitive abilities are considered to be universal and fairly uniform across all races, the development of such skills has not only a genetic basis, but is
contingent upon environmental, social, and cultural
influences. Systematic study of cognitive measurement
and interpretation of data in highly diverse populations
has not been prolific. Consequently, there are not sufficient normative data available for most immigrant
populations, and interpretation of test results using
existing normative data may not be appropriate
because it does not account for the linguistic, educational, cultural, and socioeconomic differences
between groups. Therefore, the diagnostic use and clinical interpretation of cognitive measures in this population can result in predictive validity errors. For
example, cognitive test data are interpreted as a false
positive, resulting in a neurologically intact individual
being misdiagnosed as cognitively impaired or in the
opposite case, a false negative indicating that an
impaired person has no deficits.
Fairness and Bias
Ethically, the intention of cognitive assessment is to
make a fair and accurate measurement of cognitive
ability. In this context, fairness equates to the absence
of bias, ensures equal treatment throughout the testing
procedure, and allows for an opportunity to learn the
material being tested and to receive feedback about test
performance. Bias is the result of systematic error
inherent in the design and administration of cognitive
measurement tools or in the interpretation of test
results.
Two specific types of bias that may be inherent in
the test itself are referred to as “construct” and
Cognitive Testing
“differential item functioning” bias. Construct bias
may result when a test is designed to measure
a cognitive construct, or domain, that has specific cultural relevance and differs between groups. Consequently, the measurement tool cannot validly measure
this domain without demonstrating between group
differences. This is because individual test questions
are highly sensitive and do not capture important
aspects of the domain as they translate to each population, or this type of bias occurs when the question is
too generally worded, the domain is measured in such
a broad way that the test captures extraneous or irrelevant information.
Differential item functioning bias occurs within the
individual test items themselves, resulting from poorly
translated words or phrases, ambiguous meaning, and
the inclusion of cultural connotations. The validity of
a cognitive test is questionable when more than one
population repeatedly produces scores that do not have
the same meaning across groups. In other words, the
cognitive test’s ability to make fair, accurate, and valid
measurement is lost in translation.
Instrument and administration bias are also threats
to the fairness principle known as equitable treatment
and stem from how the test instrument captures information (for example, use of pen and paper versus
a computerized tool) and the environment in which it
is administered (for example, not reasonably accommodating for a disability). Bias can arise when interaction and communication between the psychometrist
and the individual being tested impede the administration of the measurement tool.
Due to the number of biases that arise from systematic error inherent in the design and administration
of cognitive tests, it is important to take into consideration an individual’s educational experience, language
proficiency, and socioeconomic context when making
interpretations and predictions about the results of
cognitive assessment in diverse minority groups,
including immigrant populations.
Cognitive Testing and Social Factors
Language
Age at the time of immigration plays a critical role in
language acquisition; upon immigration, children are
likely to receive exposure to the new language by way of
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education and social interactions, which facilitate
engagement in the nonnative language. Early learners
of a second language are likely to develop well-versed
bilingual competency when they regularly engage in
their native language with family and friends or act as
translators for other native language speakers.
On the opposite end of the bilingual spectrum,
older immigrants may have less exposure to the majority language depending upon their age, occupation,
and social-cultural role in the family or community.
To varying degrees, these factors limit exposure and
engagement in the majority language; this situation
may be further compounded by reliance upon translation and living in ethnic enclaves.
In cognitive testing language, comprehension and
fluency are important variables to consider, not only in
regard to the fairness of the cognitive test and differential item functioning bias, but the difference between
the cognitive activity that is required of bilingual versus
monolingual individuals. Bilingual individuals are
required to suppress or control engagement in one
language when they are being tested in another. This
behavior requires cognitive control, and the amount of
effort required may vary, depending on how efficiently
the appropriate information is processed, accessed, and
retrieved by the brain and whether or not there is
interference from the suppressed language. On the
other hand, the cognitive practice that bilingual persons engage in is also believed to be a benefit to various
aspects of cognition such as semantic memory and
executive function.
Socioeconomic Status
Socioeconomic status (SES) is not always considered
when interpreting cognitive test scores in the clinical
setting. Immigrant populations with low SES may not
have access to appropriate education, be subjected to
financial stress, unable to find substantial employment,
or have limited access to health care. Low SES immigrants may experience heightened financial, psychosocial, and acculturative stress, and are at increased
danger for the development of diseases that result in
cognitive impairment. Some studies indicate that controlling for SES may normalize cognitive data sufficiently and perhaps be more important than
controlling for race, thus reducing predictive validity
errors in cognitive measurement tools.
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Collectivism
Current Directions in Cognitive
Testing
Research and Development
Currently, there is a cross-cultural focus on the development and use of specific cognitive tools, but
research that specializes in cognitive assessment of
immigrants and immigrant subgroups is not abundant. In order to validate specific tools in this unique
population further research is needed, via one-on-one
interviews or by working with focus groups, to learn
more about how group members understand cognitive test questions and whether or not the information
elicited by the test question is an accurate and valid
assessment of the mental processes and domains being
evaluated.
Furthermore, investigation in this area should
take into account differences in cognitive test performance related to sex, age, and race, as well as
environmental factors that are highly influential in
immigrant populations, such as regional migration
patterns, familial migration history, educational
experience, language proficiency, and socioeconomic
status. Such research would allow for the tabulation
of population-specific normative data and allow for
greater accuracy when comparing an individual’s
cognitive performance to that of their peers, thus
ensuring a more accurate assessment of one’s cognitive abilities.
Suggested Readings
Cronbach, L. J., & Meehl, P. E. (1955). Construct validity in psychological tests. Psychological Bulletin, 52, 281–302. Retrieved from
http://psychclassics.yorku.ca/Cronbach/construct.htm. Accessed
March 15, 2010.
Gasuoine, P. D. (2009). Race-norming of neuropsychological tests.
Neuropsychology Review, 19, 250–262. doi:10.1007/s11065-0099090-5.
Glymour, M. M., & Manly, J. J. (2008). Lifecourse social conditions
and racial and ethnic patterns of cognitive aging. Neuropsychology Review, 18, 223–254. doi:10.1007/s11065-008-9064-z.
Pedraza, O., & Mungas, D. (2008). Measurement in cross-cultural
neuropsychology. Neuropsychology Review, 18, 184–193.
doi:10.1007/s11065-008-9067-9.
Perez-Acre, P. (1999). The influence of culture on cognition. Archives
of Clinical Neuropsychology, 14, 581–592. doi:10.1016/S08876177(99)00007-4DOI:dx.doi.org.
Rivera, M. M., Arentoft, A., Kubo, G. K., D’Aquila, E., Scheiner, D.,
Pizzirusso, M., et al. (2008). Neuropsychological, cognitive, and
theoretical considerations for evaluation of bilingual individuals.
Neuropsychology Review, 18, 255–268. doi:10.1007/s11065-0089069-7.
Suggested Resources
National Institutes of Health. (2010). Cognitive and emotional health
project: The healthy brain. http://trans.nih.gov/cehp/HBPcog1.
htm. Accessed March 15, 2010.
UNESCAP. (2010). What is cognitive testing? How is it useful? www.
unescap.org/stat/.../pre.../background-note-on-cognitive-testing.
pdf http://www.unescap.org/. Accessed March 15, 2010.
Collectivism
Related Topics
▶ Acculturation
▶ Behavioral health
▶ Cultural background
▶ Dementia
▶ Depression
▶ Education
▶ English as a Second Language
▶ Ethnic minority group
▶ Ethnicity
▶ First generation immigrants
▶ Intelligence testing
▶ Intergenerational differences
▶ Language acculturation
▶ Linguistic minority community
▶ Low literacy level
▶ Poverty
JULIA LECHUGA
Department of Psychiatry and Behavioral Medicine,
Center for AIDS Intervention Research (CAIR),
Medical College of Wisconsin, Milwaukee, WI, USA
Collectivism is a learned culture-derived value and
psychological alterable characteristic that is often
contrasted with the value individualism. The term,
which refers to the need to fit-in, is also known as
interdependence, and contrasts with the need to standout also known as independence. Researchers have
developed the independence-interdependence psychological measure to understand the influence that
culture-level socialization practices have on an individual’s endorsement of independence-interdependence.
Colombia
Cross-cultural psychological research, conducted for
over 3 decades, suggests that individuals born and raised
in China, Greece, and Mexico, on average, tend to score
higher on measures of interdependence when compared
to individuals of Caucasian descent from Germany,
Great Britain, and the United States. It is posited that
on average, China, Greece, and Mexico engender individuals who will value belongingness and in-group harmony. On the other hand, it is posited that, on average,
Germany, Great Britain, and the United States engender
individuals who value competition, agency, and a strive
for achievement. Research also suggests that individuals
born and raised in a collectivist culture can reject the
value of interdependence in favor of independence, vice
versa, or may favor an integration of both values.
As a result of the blurring of cultural boundaries
brought about by innovations in communications and
technology, societies are becoming increasingly culturally and linguistically heterogeneous. Consequently,
researchers are increasingly interested in measuring
immigrants’ health. However, a more complete understanding of immigrant health issues has been hindered
by the failure to recognize that culture can be
operationalized and measured beyond broad indicators
such as ethnicity or race. Typically, ethnic groups are
perceived as homogeneous and static regarding values
and beliefs. This preconceived “homogenization” has
resulted in the inadequate exploration of within and
between ethnic group differences regarding the endorsement of cultural values. Thus, it is important to assess
the degree to which an individual endorses
interdependence and the way other factors such as acculturation, gender, and socioeconomic status influence
such endorsements. Even if an individual immigrates
into an individualist culture from a collectivist culture,
other factors will influence the degree to which the
immigrant retains or sheds values derived from the
culture of origin.
Health research aimed at improving immigrants’
health can explore the role that the endorsement of
interdependence plays in the conceptualization and
assessment of health-related constructs. For example,
an individual’s belief in his/her own ability to adopt
a healthy behavior, also known as self-efficacy, is perceived as influenced solely by psychological aspects,
which are internal to the individual. However,
a recent study indicates that the construct of self-
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efficacy can be expanded to include aspects external
to the individual such as the amount of social capital
available. Researchers have found that the availability
of social capital influences the self-efficacy of individuals who value interdependence.
Related Topics
▶ Acculturation
▶ Cultural background
▶ Ethnicity
▶ Gender
▶ Individualism
▶ Poverty
▶ Social capital
Suggested Readings
Burke, N. J., Bird, J. A., Clark, M. A., Rakowski, W., Guerra, C., et al.
(2009). Social and cultural meanings of self-efficacy. Health
Education & Behavior, 36, 111–129.
Hofstede, G. (1980). Culture’s consequences: International differences
in work-related values. Beverly Hills: Sage.
Kim, U., Triandis, H. C., Kagitcibasi, C., Choi, S.-C., & Yoon, G.
(Eds.). (1994). Individualism and collectivism: Theory, methods,
and applications (Vol. 18). California: Sage.
Kitayama, S., & Cohen, D. (2007). Handbook of cultural psychology.
New York: Guilford.
Oishi, S., Schimmack, U., Diener, E., & Suh, E. M. (1998). The
measurement of values and individualism-collectivism. Personality and Social Psychology Bulletin, 24, 1177–1189.
Triandis, H. C. (1996). The psychological measurement of cultural
syndromes. The American Psychologist, 51, 407–415.
Triandis, H. C., & Singelis, T. M. (1998). Training to recognize
individual differences in collectivism and individualism within
culture. International Journal of Intercultural Relations, 22, 35–47.
Colombia
LUIS F. RAMIREZ
Quality Outcomes Training, Brecksville, OH, USA
Background
Colombia is located in the upper corner of South
America, where it is bordered by Panama on the northwest, Venezuela and Brazil on the east, and Peru and
Ecuador on the southwest. Colombia is considered by
many to be one of the most beautiful countries in South
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Colombia
America due to the magnificent combination of mountains, valleys, and the coasts of two oceans.
The name of the country, Colombia, comes from
Cristóbal Colón (English: Christopher Columbus),
acclaimed as the discoverer of America; it was adopted
by Francisco Miranda to all the territories under Spanish rule. In 1819, the Viceroyalty of New Granada,
consisting of Colombia, Panama, Venezuela, and Ecuador, became known as the Republic of Colombia. After
a series of political and demographic changes, this
region became known in 1886 as the Republic of
Colombia, the name which is retained to today.
The capital city of Bogota has more than seven
million inhabitants. Cali and Medellı́n each claim two
million residents. Barranquilla has a population of
more than one million and Cartagena has close to
a million residents. There are almost 46 million individuals in an area of 401.042 square miles.
History and Politics
Little is known about the history of the Indian cultures
living in the area before Columbus. Two main cultures
were in the area: the Tayronas in the Caribbean Region
and the Muiscas in the highlands near Bogota, who
were considered to be as advanced as the Incas in
Peru. Many of the Indian tribes were decimated by
warfare and illness, reducing the indigenous population a great deal and causing the increase of the slave
trade from Africa by the beginning of the sixteenth
century.
The Colombian territory was explored by Rodrigo
de Bastidas from the north, Vasco Nuñez de Balboa
from the northeast, and Gonzalo Jimenez de Quesada
in the center of the country, where he founded the city
of Bogotá. Almost from the beginning several rebel
movements were commenced against the Spanish
domination but they were not successful until 1804
when St. Domingue (present-day Haiti) won its
independence.
In Colombia, a movement initiated by Antonio
Nariño led the opposition against the Spanish government. This was followed by the independence of
Cartagena in 1811. Following the rebellion headed by
Simón Bolivar, independence from Spain was declared
in 1819 with the creation of the Republic of Colombia;
this was organized as a union of Ecuador, Venezuela,
and Colombia (which included Panamá). This union
did not last long and Venezuela became independent in
1829, with Ecuador doing the same 1 year later. In 1903,
the Department of Panamá, influenced by the United
States, became independent.
After a period of political stability, Colombia was
devastated by an incredible conflict known as “La
Violencia” (“The Violence”) caused by bloody fights
between members of the two political parties following
the April 9, 1948, assassination of the leader of the
Liberal party, Jorge Eliecer Gaitán. During the next
several years, thousands of Colombians were killed
until the military coup of Gustavo Rojas Pinilla and
the government of the Military Junta. There were additional violations of human rights, including forced
recruitment, the disappearance of individuals, and sexual violence.
After the military regimes, the two traditional political parties agreed to the creation of a “National Front”
whereby the Liberal and Conservative parties would
govern jointly. This agreement eliminated “the Violence” but many believe that the contradictions and
disagreements between the parties were the forces
responsible for the development of the Marxistoriented groups such as the M-19, the Revolutionary
Armed Forces of Colombia (FARC), and the National
Liberation Army (ELN).
To complicate this fragile and violent sociopolitical
situation, powerful and violent drug cartels developed in
the late 1970s, 1980s, and 1990s. These cartels influenced
and financed the illegal armed groups, thereby creating
incredible instability in the government and severe violence in the nation. This led to one of the largest displacements of people in the world, with more than two
million Colombians leaving the country.
In August 2000, the United States government
approved “Plan Colombia,” pledging $1.3 billion to
fight drug trafficking. President Pastrana used the
plan to undercut drug production and prevent guerrilla
groups from benefiting from drug sales and expanded
the rights of the military in dealing with the rebels.
As a result of the internal violence, approximately
1.6 million individuals had been internally displaced by
mid-2005. In 2003 alone, almost one-half of internal
displacements were believed to be the direct result of
actions of the paramilitary and guerilla groups, with
the remaining displacements due to the actions of other
illegal groups and the Colombian military.
Colombia
In May 2002, Alvaro Uribe of the Liberal Party was
elected president and promised to increase the attack
on the guerrillas, increasing military spending and
seeking US military help. Many believe that Colombia
is back on track to recuperating from years of violence
and unlawful acts.
Economy
Historically Colombia has had an agrarian economy,
a situation that has changed rapidly during the twentieth century. Colombia is rich in natural resources and
its main exports are petroleum, coal, coffee, and gold.
Also, Colombia is the world’s leading source of emeralds and the largest exporter of flowers to the United
States (70% of the market). Tourism is also a popular
industry in Colombia with close to three million visitors per year despite warnings about security.
Despite its political difficulties Colombia has
enjoyed a strong economy with a healthy growing of
the Gross Domestic Product (GDP). The country had
a recession in 1999 but recovered well and has one of
the highest rates of growth in Latin America. Nevertheless, Colombia continues to have serious social problems, with 20% of the population having a 63% share of
the income/consumption and approximately 18% of
the population living on less that $2 a day.
Immigration to Colombia
Historically there has been relatively little immigration
to Colombia from other countries. Spain initially discouraged immigration to the area beginning in the
early 1500s, in order to prevent other countries from
claiming its colony. More recently, the violence associated with the civil war (La Violencia) has dissuaded
individuals from resettling in the country.
Currently, skilled workers are welcomed in the
country and work visas may be available. Venezuelans
make up almost one-half of current immigrants to
Colombia (41%), and Ecuador follows second
(8.5%). Other foreign nationals living in Colombia
include citizens of Spain, Germany, Italy, Lebanon,
and several Latin American countries.
Emigration from Colombia
As a result of the armed conflict, there has been massive
emigration from Colombia during the past decade.
Approximately one out of every ten Colombians now
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lives outside of the country. Primary destinations of
Colombian citizens who have chosen to emigrate elsewhere include the USA; Canada; several Central American countries (Costa Rica, Guatemala, Mexico, and
Panama); the Caribbean countries of Aruba, Curacao,
and the Dominican Republic; various South American
countries (primarily Venezuela, Ecuador, and Argentina); several European countries (primarily Spain);
Australia; Japan; and Israel.
According to the Census Bureau’s 2008 American
Community Survey (ACS), there are 47 million Hispanics in the United States and close to 1 million of
them are identified as Colombians, accounting for 1.9%
of the US Hispanic population in 2008. Approximately
two-thirds of Colombians are foreign born, compared
with 38.1% of Hispanics and 12.5% of the US population overall. A proportion of the Colombians in the
United States have received asylum or refugee status
based on their persecution in Colombia. Colombia is
believed to be the fourth-leading source of undocumented immigrants to the United States.
Most of the immigrants from Colombia (58.7%)
arrived in the USA in 1990 or later and less than onehalf (48.8%) are US citizens. The median age for
Colombians in USA is 36 years, which is the same as
the median age of the USA. The majority of
Colombians in the USA speak English proficiently
and have a higher educational level than the Hispanic
population overall. They are also more likely to be
married and live mostly in Florida (31.9%) and in the
New York–New Jersey area (29%).
Remittances from the emigrants to their families in
Colombia have risen by more than 20% per year since
1999. These remittances are believed to total more than
three times the country’s revenue from coffee exports
and two and one-half times the revenue from coal. It is
believed that more than three-quarters of these remittances are spent on the essentials of daily living, such as
food, rent, and education.
Related Topics
▶ Asylum
▶ Hispanics
▶ Internally displaced persons
▶ Labor migration
▶ Latinos
▶ Refugee
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Suggested Resources
Bérubé, M. (2005). Country profiles: Colombia in the crossfire. Retrieved
April 29, 2011, from http://www.migrationinformation/org/
Profiles/display.cfm?ID=344
For information about Colombia. http://www.colombia.com
United National High Commissioner for Refugees. (2009). Global
report: New threats, new challenges. Retrieved April 29, 2011, from
http://www.unhcr.org/gr09/index.html
Colon Cancer and Screening
ANNETTE E. MAXWELL1, FRANK ANTHONY P. ALIGANGA2
1
Jonsson Comprehensive Cancer Center, School of
Public Health and UCLA Kaiser Permanente Center for
Health Equity, University of California Los Angeles
(UCLA), Los Angeles, CA, USA
2
Charles Drew University/UCLA Medical Education
Program, David Geffen School of Medicine at the
University of California Los Angeles (UCLA),
Los Angeles, CA, USA
Colorectal Cancer Incidence Among
Immigrants
Colorectal cancer incidence, defined as the number of
new cancer cases occurring within a defined time
period, varies widely. In more developed countries,
the colorectal cancer incidence is substantially higher
than in less developed countries. Risk factors for colorectal cancer are increasing age, inflammatory bowel
disease, a personal or family history of colorectal cancer
or colorectal polyps, rare genetic syndromes and lifestyle factors, such as lack of physical activity, low fruit
and vegetable intake, a low-fiber and high-fat diet,
overweight and obesity, alcohol consumption and
tobacco use. As immigrants move from less developed
countries to more developed countries, they adopt the
lifestyle of their host country, such as low fiber intake
and high meat consumption, which increases their risk
for colorectal cancer. For example, Chinese and Filipino persons who are born in Asia and later immigrate
to the United States have a higher risk of colorectal
cancer than their counterparts who remain in Asia.
They have a lower risk of colorectal cancer than the
general population in the United States because they
may be slow to adopt the lifestyle of the host country.
Studies of recent immigrants in the United States have
shown an increased colorectal cancer incidence within
one generation. There is very little information on colorectal cancer screening among immigrants in other
countries. Therefore, this entry is limited to immigrants
in the United States. In the United States, colorectal
cancer is the third most common cancer and the second
most common cause of cancer death. Most of the immigrants who arrived in the United States after 1970 were
from countries in Latin America and Asia. The most
recent statistics (2007) show that 54% of the foreignborn US population is from Latin American, 27% from
Asia, 13% from Europe, and 6% from other areas,
including Africa and Oceania.
Colorectal Cancer Screening Among
Immigrants
Through screening, health care providers can capitalize
on the relatively long premalignant phase of colorectal
cancer. The progression of polyps into cancerous
lesions is often slow; therefore, if found early, precancerous polyps can be removed. Additionally, colorectal
cancer prognosis is tied closely to the stage at which the
cancer is diagnosed. Almost 90% of colorectal cancer
patients survive for at least 5 years if their cancer is
diagnosed in its early, localized stage, but only about
10% survive for at least 5 years when the cancer is
diagnosed at a late stage, when it has spread to other
parts of the body. Thus, colorectal cancer screening tests
are indispensable tools for identifying individuals early
in their disease, when they are often asymptomatic, and
allow for treatment that prevents further progression
and metastasis. The US Preventive Services Task Force
(USPSTF), an independent panel that issues guidelines
on cancer screening, recommends routine screening of
all men and women 50 years and older. This recommendation is based on several randomized trials that showed
that regular screening after 50 years of age greatly
reduces deaths from colorectal cancer.
Colorectal cancer screening is unique in that
a number of different types of screening tests are
recommended. The Fecal Occult Blood Test (FOBT),
also called stool blood test, analyzes fecal material for
the presence of occult (hidden) blood. For a stool blood
test, individuals must collect a small stool sample and
send it to a provider for analysis. Two types of stool
blood tests are currently available. Guaiac FOBT uses
Colon Cancer and Screening
the chemical, guaiac, to detect heme, a component of
red blood cells; immunochemical FOBT or Fecal
Immunochemical Test (FIT) utilizes antibodies against
human hemoglobin protein to detect the presence of
blood in stool. Alternatively, screening by endoscopy is
more invasive and more expensive. In an outpatient
procedure, a long, flexible instrument equipped with
a video camera is inserted through the rectum to
inspect the lower colon (sigmoidoscopy) or the entire
colon (colonoscopy). With endoscopy, lesions can be
visualized and those appearing precancerous or cancerous can be removed during the screening procedure.
The ability to detect and remove lesions in one session
makes this the preferred choice for health care providers and, in the United States, screening by colonoscopy is increasing in the general population. However,
because stool blood tests are lower cost, more convenient alternatives, interventions to increase screening
in larger populations often advocate their use. The
US Preventive Services Task Force recommends
annual stool blood tests for individuals 50–75 years old
or sigmoidoscopy every 5 years or colonoscopy every
10 years. Other screening options are also available,
such as virtual colonoscopy, double contrast barium
enema, and digital rectal exam. Additionally, research
involving experimental screening methods such as
wireless capsule endoscopy showcases the technological advances in possible cancer screening modalities.
Despite the recommendations and multiple choices
of screening tests, colorectal cancer screening is
underutilized. In the general US population, colorectal
cancer screening prevalences are substantially lower
than screening prevalences for breast or cervical cancer
by mammography or Pap smear. Several campaigns
promote colorectal cancer screening and the proportion of the population that has received a colorectal
cancer screening test according to the guidelines has
steadily increased (from 20–30% in 1997 to almost
55% in 2008). However, screening disparities among
racial/ethnic groups continue to persist. Based on
a large California population-based survey (California
Health Interview Survey), the prevalence of colorectal
cancer screening increased significantly among Whites
and Latinos but not among African Americans and
Asian Americans between 2001 and 2005. Screening
prevalence varied substantially among Asian subgroups, with Koreans, Filipino, and Vietnamese
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Americans having the lowest prevalence. Many members of these Asian subgroups are immigrants. In contrast, Japanese Americans who have a long history of
living in the United States had one of the highest
screening prevalences.
Another study conducted using data from the 2000
National Health Interview Survey concluded that foreign-born individuals not only had lower colorectal
cancer screening prevalences than US-born non-Latino
Whites, but also had significantly lower screening prevalences than US-born members of their ethnic community. In addition, a recent analysis of colorectal
cancer screening in Filipino American immigrants suggests that within ethnic subgroups, more educated and
acculturated persons with higher income may tend to
obtain endoscopies, whereas more recent immigrants
with lower levels of education and income tend to
obtain stool blood tests. Thus, even within an immigrant group from the same country, disparities may
exist with respect to the type of colorectal cancer
screening test received.
Factors Associated with Colorectal
Cancer Screening
Studies in general population samples have found certain demographic variables, such as higher education,
higher income, having health insurance, and being
married, to be positively associated with colorectal
cancer screening and other cancer screening tests. Factors such as lack of symptoms, lack of time, inconvenience, lack of interest, cost, discomfort associated with
the procedure, and embarrassment have been found to
be common barriers to colorectal cancer screening. To
date, only a few studies have explored factors associated
with colorectal cancer screening in immigrant
populations. Studies in several immigrant populations
(Latinos, Filipino Americans, Korean Americans, and
Chinese Americans) found that older age and longer
duration of residency in the United States, having
health insurance, and higher levels of education and
income were associated with increased colorectal cancer screening. In these populations, barriers to screening include being unaware of cancer screening tests or
underestimating their importance, lack of health insurance to cover screening tests, and not having a regular
health care provider. Cultural barriers also play a role.
They may include modesty (an issue when undergoing
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endoscopy), fatalism (there is nothing I can do to
prevent getting colorectal cancer), crisis orientation
toward health and illness (consulting a physician only
when seriously ill), and use of Eastern medicine
instead of Western medicine. For example, in one
study, Latina women who were given access to free
screening were more likely to get screened if they had
less fatalistic attitudes. Undocumented legal status
and use of home remedies instead of seeing a physician
have also been suggested as barriers to screening for
Latino immigrants.
A physician recommendation to get screened
remains one of the most important promoters of colorectal cancer screening in the general population and
among immigrants. California Health Interview Survey
data suggest that Korean and Vietnamese Americans
are less likely than other Asian American groups to
report a recent doctor recommendation for screening.
This may be due to language barriers, not seeing
a physician for routine checkups, and not asking physicians for routine screening tests. In a study that
explored why Korean American physicians did not
recommend colorectal cancer screening to their Korean
American patients, physicians identified the following
barriers for recommending colorectal cancer screening:
barriers directly attributable to the physicians themselves (i.e., lack of knowledge, fear of medicolegal liability), barriers associated with their patient
characteristics (i.e., patient’s unfamiliarity with the
concept of screening and preventive medicine), and
barriers that result from the limitations of the health
care system or local clinics (i.e., lack of referral network
for endoscopy, poor reimbursement). One study that
included Latino and Chinese immigrants who were
patients in a primary care clinic in New York found
that the vast majority obtained a colonoscopy after
a physician referral. This finding underscores the
importance of a physician recommendation for colorectal cancer screening among immigrants.
Interventions to Increase Colorectal
Cancer Screening
Programs and interventions to increase colorectal cancer screening have been developed and tested, although
they are usually not exclusively targeting immigrants.
Several interventions have been developed for Latino
and Asian American populations, both of which have
large proportions of immigrants. Programs may include
reminder letters, educational videos and brochures, oneon-one or small-group educational sessions, and help
for patients to make appointments for colorectal cancer
screening and to “navigate” the health care system.
Studies of clinic-based interventions, where patients
are recruited at clinics and interventions are delivered
by health professionals or trained peer navigators, have
been shown to increase colorectal cancer screening
among immigrants. These programs have the advantage
that all patients have access to health care and can receive
colorectal cancer screening at the program site.
However, clinic based programs can only reach those
immigrants who have health insurance and a regular
source of care.
Immigrants who lack health insurance can be
reached through programs at community-based organizations and churches that promote colorectal cancer
screening. Only a few studies have been conducted
among immigrants in nonclinical settings, and not all
have been successful in increasing colorectal cancer
screening. These programs typically include education
to increase knowledge and awareness of the screening
tests and discussion of barriers to screening and how to
overcome these barriers. Some programs provide free
colorectal cancer screening, typically a low cost stool
blood test. Linguistically and culturally appropriate telephone counseling has also been shown to be effective.
Other programs to increase screening are targeting
physicians to increase recommending screening to
patients, and system barriers, such as instituting
reminder systems at clinics. For example, the medical
charts or electronic health records of patients who are
not up to date with colorectal cancer screening can be
flagged to remind the physician to recommend screening to these patients, and reminder letters can be
mailed to these patients. In addition, health insurance
coverage for colorectal cancer screening is increasing.
For example, Medicare has expanded coverage to
include all recommended screening tests, including
colonoscopy. These programs are expected to increase
colorectal cancer screening in future years in the general population and among immigrants.
Acknowledgment
This work was supported by the American Cancer
Society (grant RSGT-04-210-05 CPPB).
Colonialism
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Related Topics
Suggested Resources
▶ Access to care
▶ Cancer health disparities
▶ Cancer incidence
▶ Cancer mortality
▶ Cancer prevention
▶ Cancer screening
▶ Colorectal cancer
American Cancer Society. Colorectal cancer facts & figures 2008–
2010. Atlanta. http://www.cancer.org/Research/CancerFactsFigures/
colorectal-cancer-facts–figures-2008-2010. Accessed July 19, 2010.
US Preventive Services Task Force. (2008). Recommendation statement. Screening for colorectal cancer. US Dept of Health and
Human Services. http://www.ahrq.gov/clinic/uspstf08/colocancer/
colors.htm. Accessed June 21, 2010.
Suggested Readings
Aragones, A., Schwartz, M. D., Shah, N. R., & Gany, F. M. (2010).
A randomized controlled trial of a multilevel intervention to
increase colorectal cancer screening among latino immigrants
in a primary care facility. Journal of General Internal Medicine,
25(6), 564–567.
Flood, D. M., Weiss, N. S., Cook, L. S., Emerson, J. C., Schwartz, S. M.,
& Potter, J. D. (2000). Colorectal cancer incidence in Asian
migrants to the United States and their descendants. Cancer
Causes & Control, 11, 403–411.
Gorin, S. S. (2005). Correlates of colorectal cancer screening compliance among Urban Hispanics. Journal of Behavioral Medicine,
28(2), 125–137.
Jandorf, L., Ellison, J., Villagra, C., Winkel, G., Varela, A., QuinteroCanetti, Z., Castillo, A., Thélémaque, L., King, S., & Duhamel, K.
(2010). Understanding the barriers and facilitators of colorectal
cancer screening among low income immigrant Hispanics. Journal of Immigrant and Minority Health, 12(4), 462–469.
Jo, A. M., Maxwell, A. E., Rick, A. J., Cha, J., & Bastani, R. (2009). Why
are Korean American physicians reluctant to recommend colorectal cancer screening to Korean American patients? Exploratory interview findings. Journal of Immigrant and Minority
Health, 11(4), 302–309.
Maxwell, A. E., & Crespi, C. M. (2009). Trends in colorectal cancer
screening utilization among ethnic groups in California: Are we
closing the gap? Cancer Epidemiology Biormarkers & Prevention,
18(3), 752–759.
Maxwell, A. E., Danao, L. L., Crespi, C. M., Antonio, C., Garcia,
G. M., & Bastani, R. (2008). Disparities in the receipt of fecal
occult blood test versus endoscopy among Filipino American
immigrants. Cancer Epidemiology Biormarkers & Prevention,
17(8), 1963–1967.
Shih, Y. T., Elting, L. S., & Levin, B. (2008). Disparities in colorectal
screening between US-born and foreign-born populations: Evidence from the 2000 National Health Interview Survey. Journal of
Cancer Education, 23, 18–25.
Tu, S. P., Taylor, V., Yasui, Y., Chun, A., Yip, M. P., Acorda, E., Li, L., &
Bastani, R. (2006). Promoting culturally appropriate colorectal
cancer screening through a health educator. A randomized controlled trial. Cancer, 107, 959–966.
Walsh, J. M. E., Salazar, R., Nguyen, T. T., Kaplan, C., Nguyen, L.,
Hwang, J., McPhee, S. J., & Pasick, R. J. (2010). Healthy colon,
healthy life: A novel colorectal cancer screening intervention.
American Journal of Preventive Medicine, 39(1), 1–14.
Colonialism
JENNIFER BURRELL
Department of Anthropology, University at Albany,
The State University of New York (SUNY), Albany,
NY, USA
Colonialism is the long-term political, social, economic, and cultural domination of a people and territory by a foreign power. Modern colonialism can be
traced to the European “Age of Discovery,” particularly
to colonizing projects carried out by the England,
Spain, France, and the Netherlands that extended to
the Far East and to the Americas. Throughout the
nineteenth and into the twentieth century, colonialist
regimes were established throughout the world, frequently with “civilizing” ideologies at their core, such
as “the White man’s burden,” adopted by the British,
and the “mission civilisatrice” of the French. Underlying these ideologies was the intent to move beyond
governing to the modernization and eventual assimilation of people, often accomplished through great violence and through the establishment of cultures of
terror.
Colonies took a variety of forms meant to support
economic exploitation of people and land. These
included (1) settler colonies, in which people from
colonizing nations moved in large numbers in new
territories; (2) dependencies, in which governing
regimes or administrations managed local populations;
(3) plantation colonies, in which land and people were
used to produce agricultural products; and (4) trading
posts, including forts and other quasi-military installations that controlled trading and selling in a particular
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area. Whatever the form, the project of establishing
a colony and of producing colonial subjects entailed
the implementation of power structures and division
of places and people in ways that were frequently arbitrary inventions. New countries were produced
through these encounters, as well as new categories of
people. These hierarchies, categorizations, and other
mechanisms of power shaped how colonizers and the
colonized interacted and were able to move and make
choices within a society, producing races, ethnicities,
classes, sexualities, and ways of being in the world large.
The colonized often experienced untold horrors as they
were forced into imperialist projects. But as Cooper
and Stoler argue in their 1997 Tensions of Empire,
these mechanisms also produced contemporary
Europe as a bourgeois society and order was remade
and expanded in relation to imperialism.
It has been argued that colonialist ideologies persist
in the world, under new labels, but with similar mechanisms. Escobar, for example, suggests that development and development policies have become as
pervasive, effective, and controlling as their colonial
counterparts. Development ideologies and projects
have adopted categories that have shaped world thinking on how people are to be “helped” or pushed toward
modernity, even as many of these projects do not succeed. Indeed, Ferguson suggests that development projects often fail, but something else is accomplished,
often the expansion of State or governing power in
realms where it was formerly thin on the ground or
nonexistent.
Processes of colonialism and development (or
underdevelopment) have been central to shaping
our world and the possibilities that exist for all people. Many contemporary inequalities and disparities
result from these processes, among them the struggles of indigenous people’s throughout the world and
the horrors of genocide in places like Rwanda, where
the divisions that led to the mass killing were the
direct legacy of the German and Belgian colonial
projects in that region of Africa from the 1890s
onward.
Related Topics
▶ Discrimination
▶ Racism
▶ Slavery
Suggested Readings
Cooper, F., & Stoler, A. L. (2007). Preface. In Tensions of empire:
Colonial cultures in a bourgeois world (pp. vii–x). Berkeley, CA:
University of California Press.
Escobar, A. (1995). Encountering development: The making and
unmaking of the Third World. Princeton, NJ: Princeton University Press.
Ferguson, J. (1994). The anti-politics machine. Minneapolis, MN:
University of Minnesota Press.
Scheper-Hughes, N., & Bourgois, P. (2004). Introduction. In N.
Scheper-Hughes & P. I. Bourgois (Eds.), Violence in war and
peace (pp. 1–32). Malden, MA: Blackwell.
Taussig, M. (1984). Culture of terror–space of death: Roger Casement’s Putamayo Report and the explanation of torture. Comparative Studies in Society and History, 26(1), 467–497.
Colorectal Cancer
TIMOTHY E. O’BRIEN
MetroHealth Medical Center, Cleveland, OH, USA
Incidence
Colorectal cancer is uncommon in developing countries but is the second most frequent malignancy in
affluent societies. More than 940,000 cases occur annually worldwide, and approximately 639,000 people die
from it each year. In the United States there were
around 150,000 new cases of colorectal cancer diagnosed in 2009 and it was the second leading cause of
cancer death. The risk increases with increasing age,
particularly starting at age 50, and colorectal cancer is
quite rare in patients under age 40.
Cause
Some studies suggest that a “Western diet,” rich in fat,
refined carbohydrates, and animal protein, may lead to
colon or rectal cancer, particularly if combined with
low physical activity. It has been proposed that
a sedentary lifestyle allows greater exposure of the
inner lining (epithelial) cells of the colon or rectum to
carcinogenic substances in the diet. Some studies suggest that this risk can be reduced by decreasing meat
consumption (particularly processed meat), increasing
the intake of vegetables and fruits, and increased exercise. Immigrant populations rapidly reach the higher
level of risk of the adopted country, another sign that
Colorectal Cancer
environmental factors play a major role. Although there
are inherited forms of the disease, genetic susceptibility
appears to be involved in a small number (less than 5%)
of cases. Patients with longstanding inflammatory
bowel disease, particularly ulcerative colitis involving
the entire colon, are also at increased risk.
Before becoming invasive cancer, cancers of the
colon and rectum generally start out as benign (i.e.,
nonmalignant) growths of cells lining the colon (endothelial cells) called polyps. After further damage to the
endothelial cells’ DNA, their growth becomes disorganized and uncontrolled. The cells become abnormal or
dysplastic, a precursor to cancer. After more DNA
damage (presumably from environmental toxins), the
dysplastic cells become malignant and invade into tissue; at this point the cells are called colorectal cancer
cells (adenocarcinoma). Because of the relative orderly
progression from adenomatous polyp to dysplasia to
overt carcinoma (cancer), screening tests which detect
nonmalignant polyps are an effective way to prevent
the development of colorectal cancer by removing the
earlier precursor form of the disease before overt cancer
has developed.
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complete but is not very sensitive at detecting colorectal cancers, which may bleed intermittently or not at all.
Flexible sigmoidoscopy is very sensitive at detecting
polyps and cancers in the rectum and sigmoid colon
but misses the rest of the colon, so that around 1/3 of
colon tumors in men and 2/3 in women will be missed
with this test. Its sensitivity can be improved, though, if
a barium enema (a radiographic imaging study) is
combined with the flexible sigmoidoscopy to image
the rest of the colon.
Clinical Manifestations
Many patients will not have any symptoms and are
diagnosed through a screening test, such as
a colonoscopy. Colon cancer patients may present
with symptoms of iron deficiency anemia, such as
fatigue, or notice a change in stool caliber, have vague
abdominal pains, or less commonly notice blood in
their stools. Rectal cancer may become noticeable as
pain on defecation, blood in the stools, or obstructive
symptoms such as lower abdominal pains, nausea, and
vomiting.
Staging
Screening
The best screening test for colorectal cancer is
a colonoscopy. It is recommended that all people
should get a screening colonoscopy starting at age 50;
if it is normal then the screen should be repeated every
10 years. Patients with a first-degree relative (parent,
sibling, or child) with colon or rectal cancer should
have their first colonoscopy at an age 10 years younger
than their relative was at their diagnosis. Screening
colonoscopies are covered by most health insurance
carriers in the United States and Medicaid patients
starting at age 50. Virtual colonoscopy involves
a noninvasive radiographic test of the colon and rectum. It may be as effective as the colonoscopy in
detecting most precursor polyps but is not yet widely
available.
Other screening tests which have been shown to be
effective in reducing colorectal cancer-related mortality
include stool hemoccult testing and flexible sigmoidoscopy. Stool hemoccult tests (tests for blood in the
stool) involve sending in three stool smears on a card,
which are then tested for microscopic blood. This has
the advantage of being inexpensive and easy to
Like most cancers, colorectal cancer goes through
four stages. The stage determines prognosis and is
based, in part, on depth of penetration into the
bowel wall. Stage I cancers invade into the layer just
underneath the colon or rectal lining (submucosa) or
into the muscle layer; stage II tumors go all the way
through to the bowel wall but without involvement
of surrounding lymph nodes; stage III cancers involve
surrounding lymph nodes; and stage IV means that
the cancer cells have spread (metastasized) to other
organs (usually the liver or lungs). All patients with
stage I, II, and III are potentially curable; most stage
IV patients are not curable but there are some exceptions (see below).
Treatment
Early Stage Colon Cancer
Stages I–III are treated with surgical resection, which is
potentially curable. Following surgery, those with stage
III (node involvement) should be offered chemotherapy. This has been shown to significantly improve
survival and reduce recurrence of colon cancer.
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Early Stage Rectal Cancer
Unlike the colon, the rectum is not enveloped by a
protective sheath called the peritoneum. For this reason,
rectal cancer recurs far more commonly in the area of
resection (locally), as opposed to throughout the body
(systemically). As a result, treatment for early stage
(stages I–III) rectal cancer is different than that of
colon cancer. Radiation, which interferes with DNA
replication and treats one small area (local), plays an
important role. Chemotherapy, which is given intravenously or orally, is delivered by the blood to all the
tissues of the body (systemic therapy). Because patients
with early stage rectal cancer may recur locally or systemically, both chemotherapy and radiation are indicated. Combined chemotherapy and radiation should
be offered prior to surgery in patients with stages II and
III rectal cancer. This has been shown to result in better
local control of the rectal cancer than having surgery
followed by chemotherapy and radiation. These
patients are all treated with curative intent.
Advanced Colorectal Cancer
Most of these patients are incurable. The exception is
the patient with localized spread to one part of the liver
which can be resected, along with the primary colon or
rectal cancer.
Without treatment, patients with metastatic colon
or rectal cancer will live about 12 months. Over the past
decade tremendous progress has been made, such that
the median survival now with modern therapies is
about 2 years. Treatment regimens include systemic
chemotherapy along with bevacizumab, an antibody
which is directed against vascular endothelial growth
factor, a substance which allows blood vessels around
tumor cells to grow. Studies have shown that the addition of this agent to chemotherapy improves survival
time. In addition, a newer class of drugs called epidermal growth factor receptor (EGFR) inhibitors also
improves the effects of chemotherapy. These drugs,
which include cetuximab and panitumumab, are antibodies against EGFR on the colorectal cancer cell. They
are effective only in patients whose colorectal cancer
cells do not have a mutation called k-ras. If the cells are
mutant in k-ras, which is seen in about 40% of cases,
then the EGFR antibodies will not work.
All of these patients should be encouraged to enroll
onto clinical trials, as this will be the only way to make
improvements in the management of colorectal
cancer. This is particularly important for immigrant
minorities, who are often underrepresented in clinical
trials.
Summary
Cancers of the colon and rectum are particularly common in immigrants coming from affluent countries.
Screening tests can detect these at precancerous, highly
curable stages and so should be done in anyone over age
50, or younger if in a high-risk group. Early stage colon
and rectal cancer is very curable, with surgery playing
the dominant role. Advanced colorectal cancer is generally not curable but recent advances have been made
which have significantly improved the survival in these
patients.
Related Topics
▶ Breast cancer
▶ Cancer
▶ Cancer health disparities
▶ Cancer prevention
▶ Cancer screening
▶ Liver cancer
Suggested Resources
American Cancer Society. http://www.cancer.org/docroot/CRI/
CRI_2x.asp?sitearea=&dt=10
American Society of Clinical Oncology. http://www.cancer.net/
patient/CancerTypes/ColorectalCancer
National Cancer Institute. National Cancer Institute website. http://
www.cancer.gov/cancertopics/pdq/screening/colorectal/Patient/
page2
World Health Organization. http://www.who.int/features/factfiles/
cancer/10_en.html
Common Law Marriage
▶ Marriage
Communicable Disease Control
▶ Infectious diseases
Communicable Disease of Public Health Significance
Communicable Disease of
Public Health Significance
MIHAELA-CATALINA VICOL
Department of Bioethics, University of Medicine and
Pharmacy “Gr. T. Popa”, Iasi, Romania
The risks of communicable diseases of public health
significance reveal the need for early detection, prophylaxis, and treatment. From this point of view,
dealing with an immigrant population usually
means dealing with diseases with high incidence
and prevalence in their origin country. For example,
hepatitis B virus is endemic in Asian countries; consequently, 15% of Southeast Asian immigrants are
chronic carriers of this infection and the percentage
of carriers among Indo-Chinese immigrants is
between 14% and 20%. This is why, currently, almost
every country has a set of screening procedures for
different communicable diseases of public health significance, in order to avoid the possibility of disease
transmission within the population, to detect diseases
early, and to treat them promptly. For example,
according to American Public Health Association
(2002), and to the US Centers for Disease Control
and Prevention (CDC), immigrants are screened
prior to their entry into the USA and prior to adjustment of status for several communicable diseases
with potential impact on public health. These include
tuberculosis, syphilis, HIV infection, chancroid, gonorrhea, granuloma inguinale, lymphogranuloma
venereum, and Hansen’s disease. Prior to entry in
the USA or during the period of adjustment,
intending immigrants are also required to complete
or to demonstrate completion (as age-appropriate)
of a set of immunizations for several vaccinepreventable diseases such as hepatitis B, influenza B,
mumps and measles, pertussis, polio, rubella, tetanus, and diphtheria toxoids. Depending on the
native country, other diseases might be considered,
such as malaria, varicella, etc. Immigrants who are
found to test positive for such diseases usually are
treated. In addition, besides screening for diseases
listed above, and the documentation of vaccine
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history and vaccination required, immigrants are
also screened for drug addiction and for physical
and mental health disorders that could determine
harm to the person or to the others.
Besides this situation of legal immigrants who
must pass through a screening filter for communicable diseases that can potentially impact public health,
there is the situation of illegal immigrants. In their
cases, they cannot be screened. In addition, they may
not seek healthcare except for emergencies, out of fear
of deportation because of their illegal status. This may
have a great impact on the public health. It has been
asserted that the health status of illegal immigrants is
poorer than the rest of the population and that their
access to healthcare is limited by different kind of
barriers.
Although screening for communicable diseases
that may impact on public health plays a very important role in the control of disease transmission, early
detection and treatment are also critical. This suggests the need for the early detection and treatment
of such diseases in the immigrant population that
settles for some time in their second country. This
issue relates directly to the extent to which health
care is accessible to immigrants and particularly
those with uninsured status, low income, illegal
immigrant status, language and cultural barriers,
social barriers, etc. For example, a significant
decrease in the prevalence of tuberculosis (TB) has
been noted among US native citizens. Unfortunately,
this decrease has not been mirrored by a similar
decrease in the prevalence of TB in the US immigrant
population. In 2003, in New York, the rate of tuberculosis was four times higher among foreign-born
citizens (especially among individuals born in
China, Ecuador, Haiti, Mexico, India, and the
Dominican Republic) than in US-born New York
citizens.
These data argue for the need for efforts in
addition to the screening currently conducted
prior to or upon immigrants’ arrival to their destination country. It indicates the need for health
policy measures to improve and to stimulate
immigrants’ access to health care. Such measures
may have positive consequences not only for the
health of immigrants, but also on the general
population.
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Related Topics
▶ Acquired immune deficiency syndrome
▶ Health policy
▶ Immigration processes and health in the U.S.: A brief
history
▶ Medical examination (for immigration)
▶ Panel physician
▶ Sexually transmitted diseases
▶ Tuberculosis
Suggested Readings
Kemp, C., & Rasbridge, L. (2004). Refugee and immigrant health:
A handbook for health professionals. Cambridge: Cambridge
University Press.
Post, S. G. (Ed.) (2004). Immigration, Ethical and health issues of.
Encyclopedia of bioethics (3rd ed.). New York: Macmillan Reference USA/Thomson/Gale.
Suggested Resources
American Public Health Association (APHA). (2002). Understanding
the health culture of recent immigrants to the United States:
A cross-cultural maternal health information catalog. Retrieved
July 1, 2010, from www.apha.org
Centers for Disease Control and Prevention. Immigrant and refugee
health. Retrieved July 1, 2010, from http://www.cdc.gov/
immigrantrefugeehealth/exams/diseases-vaccines-included.html
New York City Department of Health and Mental Hygiene. (2006,
June). The health of immigrants in New York City. A report from
the New York City Department of Health and Mental Hygiene.
Retrieved August 1, 2010, from www.nyc.gov
Communication Barriers
MARTHA WOMACK HAUN
Valenti School of Communication, University of
Houston, Houston, TX, USA
Communication is the process by which senders and
receivers of messages establish shared meaning in
a specific context. Effective communication requires
that a message, verbal and/or nonverbal, oral or written, be created by the source and be successfully understood/received at the destination by the receiver/target.
This may involve people, animals, or computers. This is
an ongoing, reciprocal, transactional process. Transactional means that we are sending and receiving messages simultaneously, even when we are asleep. Various
barriers can result in the poor or distorted reception of
the message.
Poor Message Creation
The speaker or sender has a responsibility to create
a message that is clear, coherent, and understandable
by the receiver. If the sender does not consider the
interests and educational level of the receiver, the result
may be confusion and/or rejection of the ideas in the
message. Poor reasoning, disorganization, irrelevant or
confusing examples can all result in messages that are
not effective for the receiver. The receiver is an important part of this process and can contribute positively
by paying attention to the messages. The environment
must be conducive to message exchanges. It should be
free of distractions and interruptions. Barriers in the
communication cycle may occur at any point and may
be attributed to the message, sender, receiver, or the
environment.
Noise
The term noise is often used to refer to disruption or
interference in the communication process. Noise may
be external as poor technical reception, interference in
the environment such as a door slamming, a phone
ringing, loud music, people talking loudly near you, or
other factors that make it impossible for the receiver to
clearly hear the message being sent.
More often the “noise” is internal. This may be
psychological noise such as daydreaming or wishful
thinking. Instead of paying attention to the other person, minds wandering, thinking about things that need
to be done or plans that need to be made may disrupt
the receiver’s attention. Sometimes the language being
spoken is not familiar or comprehensible. Lack of
a common language quickly reduces the communication exchange to a series of hand signals and other
nonverbal signs. The same language may be used but
the meaning of the words being used is different.
Vocabulary words like “expediency,” or “dissonance,”
or “integrity,” may be strange to the receiver. This is
called “semantic” noise. Inability to accurately assign
meanings in a timely manner destroys the communication process.
Communication Barriers
Double Meanings
Messages between senders and receivers are usually
both verbal and nonverbal. In any language, the use
of the voice – through pitch, inflection, tone, and
timing – adds nuances and meanings to the words so
that what is understood as having one meaning on
the verbal level actually takes on a different meaning
on the nonverbal level. “Come see us again,” said in
a flat tone of voice may suggest that the return visit
should not be any time soon. Thus, greetings that
have special cultural contexts and meanings may be
offensive if not used correctly and trigger unexpected
or negative responses.
Disconfirming Communication
In interpersonal communication intentionally or
unintentionally barriers may be created by poor listening and by the type of responses given to the other
person. When listening, do you give the other person
your full attention or are you trying to do several things
at the same time? Can you repeat back in your own
words accurately what the other person has said? Are
you leaving out part of the message? Adding bits and
pieces? Or simply incorrectly stating the content?
When someone is talking to you, do you look
bored by averting your eyes and yawning frequently?
Do you ignore what they are saying? Do you make
an unrelated response or simply change the topic, content, or direction of the conversation? Such responses
are perceived very negatively and result in poor communication, creating barriers to future effective
communication.
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after the communication or did it cost you time you
didn’t have? Did it cost other resources? Did you have
to buy dinner or forego some other activity of interest?
Repeated cost escalation will ultimately become
a barrier to effective communication. Rewards of effective communication include the satisfaction of being
clearly understood and of developing positive successful relationships.
Positive or Negative Arousal
People like to hear positive, confirming, complimentary messages. Criticism, disagreement, or hostile
remarks are uncomfortable. Senders and messages
that create this “negative arousal” may generate avoidance. Remembering names and remembering conversations, for example, indicates active listening and
interest in the other person and is positive arousal.
Negative arousal, however, poses a significant communication barrier.
The Environment
The communication environment affects the effectiveness of the communication process. Noisy, crowded
public places make it difficult for persons to hear each
other and concentrate on what is being said. If the
room is too hot or too cold, or the furniture is uncomfortable, persons may find it impossible to concentrate.
A culturally different environment may result in discomfort. A pleasant, quiet restaurant or a walk in the
park on a nice day may provide the needed comfort and
privacy to offset such barriers.
Blaming
Aggressive Communication
Sometimes receiver responses are hostile and have
a negative emotional element. Persons may intentionally use “trigger” words and say things (perhaps
through name-calling) to emotionally arouse and
annoy the other person and initiate a conflict. Picking
an argument and blaming it on the other person by
showing dissatisfaction with a selected restaurant,
movie, or television show, for example, is an aggressive
approach that is a strong communication barrier.
An effective communication exchange involves
both cost and rewards. It takes time to stop and talk
with a person. Are you satisfied with the return? Was
the exchange positive or negative? Did you feel satisfied
Blaming the other person is a common barrier and
occurs when we do not take responsibility for our
reactions to messages. “You’re just stupid” (name-calling), as an example, could be restated more productively as “I’m sorry but I don’t understand what you are
saying.” Saying “You make me so angry” (blaming the
other person), for example, could be stated more effectively as “I feel disrespected when my car is returned
with no gasoline in it,” or “I feel unimportant to you
when you keep me waiting for an hour for dinner.”
Lying
While small untruths or omissions of information may
be viewed as acceptable to protect the feelings of
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another person or to keep a confidentiality, telling
blatant untruths (fabrication or falsification) or failing
to report known information (omission) or intentionally dodging or avoiding an issue by making irrelevant
responses or changing the topic creates negative and
unproductive communication.
Inappropriate Disclosure
As people explore the process of getting acquainted,
they typically reveal information layer by layer, a little
at a time, and by taking turns. Safe, factual information
about themselves is revealed initially and, after some
time, more personal, intimate details about themselves
not known to “the public” is disclosed. This process
involves risk and trust with a danger that the other
person may not like them when the information is
revealed. There is also a risk that one or both of the
parties will not keep certain information confidential.
Conversely, if a person reveals too much information
too quickly, discomfort will result because the receiver
does not know how to handle so much new information at one time.
Information Load
Too much information received too quickly exceeds the
individual’s ability to handle or manage the information and it becomes overwhelming to the receiver. Too
little information, however, creates a boring or
uninteresting situation for the receiver. Individuals
have their own rate and capacity for handling simple
or complex information.
communication, blaming, disrespect, and other causes
of poorly constructed messages may be avoided. The
following perspectives can be helpful in creating positive communication: (1) Fearful environments such as
job interviewing or a threat of deportation may require
extra care in message creation. (2) When cultural
norms and nonverbal expressions are unfamiliar, communication may breakdown. (3) Language may be
a significant barrier to overcome. (4) Positive arousal,
negative arousal, and double meanings of words are all
intensified by language. (5) Lying, blaming, and disrespect may occur when cultural differences exist or life
experiences include a history in which immigrants have
been lied to or disrespected. (6) Disclosure may be
difficult when an individual has a history of punishment or is threatened with deportation. (7) Often
immigrants have interpreters to reduce these problems,
especially in health care circumstances, but sometimes
these are children or other family members who may
misinterpret. Immigrants may often experience an
unfamiliar culture as well as a foreign language that
exacerbates the communication challenges. Communication is an essential process and each person has an
important responsibility to make it successful!
Related Topics
▶ Language
▶ Language barriers
▶ Low literacy level
▶ Media
▶ Telephone interpretation services
Disrespect
The individual point of view (ethnocentrism) is
a common human characteristic. Attitudes are based
on values, beliefs, and experiences that have evolved
over time. With aging, the more likely such attitudes
are to be “locked in” to our personality. Disrespect or
disdain for persons who do not share these attitudes,
may be a tremendous barrier to effective communication. It may result in contempt or anger for those
holding opposing viewpoints. Such emotions and attitudes can be barriers to effective communication.
Conclusion
An understanding of interpersonal communication
is important so that barriers such as aggressive
Suggested Readings
Floyd, K. (2009). Interpersonal communication: The whole story. Boston: McGraw-Hill.
Haun, M. J. (2010). Communication theory and concepts (7th ed.).
Dubuque: McGraw-Hill.
Wood, J. T. (2002). Interpersonal communication: Everyday encounters. Belmont: Wadsworth.
Suggested Resources
http://www.colorado.edu/conflict/peace/problem/cultrbar.htm
http://ezinearticles.com?Culture-As-A-Barrier-to-Communication&
id=55341
http://ezinearticles.com?Overcoming-Communication-Barriers-BetweenPeople&id=119628
Community
Community
MARK EDBERG
Department of Prevention and Community Health,
School of Public Health and Health Services, The
George Washington University, Washington, DC, USA
Immigrant and Refugee Populations:
A Brief Demographic Portrait
To understand the evolving composition of immigrant
communities, a brief portrait of current immigrant/
refugee population patterns is useful. According to
a recent United Nations (UN) report on migration,
there were close to 200 million immigrants in 2006,
about 3% of the world’s population. The distribution
and nature of immigrant communities is intricately
connected to the overall pattern of globalization and
its inherent flow of labor. The countries with the
highest number of immigrants include the United
States, the Russian Federation, Germany and other
European nations, Canada, Saudi Arabia, India, and
the Ukraine. However, countries with the highest percentage of immigrants are primarily in the Middle East,
reflecting labor requirements. Regions that are the
major sources of immigrants include Asia (e.g.,
China, Indonesia, India, Philippines), Latin America/
Caribbean (e.g., Mexico, Central America), and Africa
(e.g., West Africa, Congo, Somalia, Sudan, Ethiopia).
Refugees are also migrants, but forced migrants, not
moving for reasons of labor or family but to escape
violence, disaster, or political persecution. The source
countries for refugees vary considerably depending on
political situation, but most recently include Afghanistan, Iraq, Somalia, Democratic Republic of the Congo,
and others. Depending upon the nature of available
labor as well as (for refugees) resettlement patterns,
immigrant communities may be urban or rural, though
predominantly the former.
Defining Immigrant/Refugee
Communities
The term “community” is used in so many contexts
that before outlining its meaning in terms of immigrant/refugee health, it is worth reiterating some of that
usage. “Community” can refer to:
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● A geographic and social space that has boundaries
of some kind where people live and interact.
● An emotional feeling – for example, one can feel
a “sense of community” with other individuals due
to a situation (e.g., a shared emergency) or shared
commitment (e.g., with respect to faith). Anthropologist Victor Turner referred to this sense of
social togetherness as communitas.
● A group of individuals who share an interest or
lifestyle pattern, and who interact with each other
regarding that interest, as in “the community of
recreational fishing boat owners.”
● A self-identified ethnic or national population, as in
“the Italian community,” which may or may not
refer to people living in a specific geographic
space, but could in fact be global. It could also be
an “imagined community” whose existence can be
seen as a construction in the popular imaginary.
There are also other kinds of definitions: intentional
communities for example, are voluntarily formed by
groups of people who want to put in practice
a particular philosophy of living together, whether religious, environmental, or utopian; virtual communities
are groups of people who interact regularly via the
Internet around games, issues, or interests.
For this essay, since the focus is on public health,
“community” may include any of these to some degree,
but primarily we are referring to a geographically
bounded space that can be understood as a social ecology. That is, within that bounded (yet porous) space,
there is a particular combination of individuals who
live and/or work there, social groups, cultures and
practices, economic relationships, environmental conditions, and resources, all interacting to form a certain
kind of interdependent sociocultural unit. Moreover,
this “unit” is nested within larger political, economic,
social, and cultural structures, so it cannot be considered in isolation. Community is defined in this way in
part to interact, theoretically and in practice, with the
ecological model of health determinants now prevalent
in public health literature, which can be visually
depicted as, for example, concentric circles illustrating
multiple levels of influence on a particular health issue –
moving from the individual, to social groups and
networks, to community and society, culture and political economy (Fig. 1). It is also intended to encompass
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Community
ECOLOGICAL ‘LEVELS’
Political/Economic/Structural
Cultural/Societal
Community/
Population Group
from increasing assimilation, to fragmentation that
occurs when different (e.g., generational) segments of
the community use those media in very different
ways. These impacts affect health and health-related
behavior.
Social Group/
Dynamics
Individual
Community. Fig. 1 “Levels” in the ecological model of
health
the structural relationships between communities and
the social orders of which they are a part.
Studying Communities:
Anthropology, Sociology, and Media/
Communications Perspectives
Both anthropology and sociology have long traditions
of studying urban and rural communities in ways that
have had increasing impacts on public health
approaches. In sociology, the focus has been on social
networks, social capital, hierarchy and class, and patterns of social relations. Studying communities as
unique sociocultural settings and as representative of
particular cultures was indeed the domain of traditional ethnographic work in anthropology, in remote,
rural, and urban communities. It is only more recently
that anthropologist Robert Redfield’s portrayal of relatively self-contained “little communities” has changed,
with more recent work addressing the nature of specific
urban or rural communities in relation to broader and
transnational structures of power and globalization,
and in keeping with the broadening of anthropological
inquiry beyond place-based strictures. Much of the
work on health issues within medical anthropology
takes this latter perspective. In addition, contributions
from media and communications studies show that
those transnational structures must also include the
broad reach of media and online activities, which can
have multiple impacts on immigrant communities,
Challenges in Defining Immigrant/
Refugee Communities
Multiple population groups and subgroups. Defining
a community in the context of immigrant/refugee
health presents complex challenges, even as the nature
and composition of a given community is tied to
important factors affecting health, including language
issues, access to care, beliefs/practices, social and cultural capital, and socioeconomic status. Most communities with immigrant/refugee populations do not
consist of just one such population, although in some
cases – such as Hmong communities in California in
the USA – there is primarily one population.
A community in which the author collaborates for
public health interventions, for example, includes peoples from South Asia, the Caribbean, West Africa, and
Southeast Asia, along with a predominant Central
American/Latino segment. Moreover, even within specific immigrant groups in a community, there are
subgroupings of significance. In the same community
referred to above, the Central American population
includes immigrants from El Salvador, Guatemala,
Honduras, and Nicaragua, as well as immigrants from
neighboring Mexico. Each of these groups present significant differences: the Guatemalan immigrants, for
example, are largely indigenous peoples, some whose
first language is not Spanish. In the metropolitan area
overall, the Vietnamese immigrant population encompasses people who came to the USA in successive refugee “waves,” each of which involved different
circumstances, personal resources, and demographic
characteristics. The Thai and Korean metro area
populations, on the other hand, did not come as refugees. As another example, in the urban Caribbean
immigrant communities of Amsterdam, The Netherlands, there have been separate populations from Suriname, Curacao, and Aruba – all from former Dutch
colonies in the Caribbean/South America. Yet even the
two Antillean immigrant communities (From Curacao
and Aruba) have their differences.
Community
Urban versus rural/small town. Most immigrant/
refugee communities are found in “gateway” urban or
suburban settings, but this is not always the case. There
are important rural and small-town immigrant/refugee
communities, for example, in the West, Southwest, and
East Coast areas of the USA, in Canada, in South Africa,
and other locations. Often these communities are
linked to employment sources such as agricultural
work, food processing, mining, or light assembly/
manufacturing. In the case of refugees, they may also
be located in certain areas because of organizations that
were involved in their resettlement.
Generational issues. The successive immigration
waves are connected to generational segments in the
community, which are much more of a factor for
immigrant/refugee populations than for others. Typically, for migration from less-developed to developed
countries, first generation immigrants arrive in the host
country with better than average health, but may then
experience a decline over time. The decline is related to
a number of factors that can be seen as an immigrant/
refugee health trajectory First generation adults often
bring with them diet and other health practices that
may or may not be protective (e.g., high salt or carbohydrate intake), but which had different impacts in the
home country where physical activity was connected to
daily work and transportation patterns were different.
In addition, the process of migration itself may have
involved trauma and severe deprivation, which have
health consequences after arrival. Depending upon
the kinds of services available in the host country,
access to care may be very limited. Finally, the first
generation is more likely to be comfortable with indigenous, home-country health beliefs and practices, and
may not utilize biomedical-based services.
Children of these first-generation immigrants,
on the other hand, are more likely to adopt developed country dietary and lifestyle patterns, including fast food and sedentary free time. The parent
generation may not know about the risks associated
with such practices and may even value them as
signs of attainment in the new country. In addition,
family organization in a community may be affected
by language, where the largely home languagespeaking first generation becomes dependent on its
more fluent and acculturated children for certain
needs.
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Legal issues. As another key dimension, some immigrant/refugee communities include significant numbers of undocumented members, while others do not.
This often depends upon the political circumstances
surrounding emigration, and whether those circumstances were recognized by the host government as
enough to warrant support for asylum, resettlement,
and other assistance. The degree to which legal status is
an issue for one or more populations in an immigrant
community affects a range of health-related factors and
plays a key role in social marginalization.
Transnational relationships. Moreover, immigrant
communities are typically transnational – including
individuals and families who move back and forth
from their home countries, and where host and
home-country populations are linked by remittances –
transfers of money and resources to the home community. These remittances in turn create a social and
economic infrastructure linking the sending and
receiving communities and countries across formal
borders. According to the World Bank, total remittances flowing to the developing world amounted to
$316 billion in 2009, with a 6.2% increase expected for
2010, despite recent economic conditions.
Health Interventions and
Communities
The interplay of immigrant/refugee populations and
sectors within communities forms one of the most delicate and political dimensions affecting health and health
interventions, and may be one factor either impeding or
supporting community efficacy with respect to
addressing health issues. As explained further under
the entry entitled “Community Programs,” gaining
some understanding about the complex composition
of these communities is an important starting point
for planning any health-related intervention. Based on
the epidemiological data, it is then necessary to determine whether interventions need to be directed to:
● All subgroups within the geographically defined
area (the entire community)
● One or more social or cultural subgroups in the
geographic area
● A subset of individuals who are involved in specific
risk behaviors (e.g., injection drug users, sex
workers)
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● In some cases, a subset connected to a particular
Suggested Resources
organizational or employment category/type (e.g.,
day laborers or restaurant workers)
● Economic, political, and social structures (business,
the health care industry, policymaking bodies, community-based organizations) that have an impact
on the health problem in that community
The Community Toolbox. http://ctb.ku.edu. (An on-line resource for
planning, developing, implementing and evaluating community
programs, managed through the University of Kansas. Useful in
understanding a wide range of issues to consider in working with
communities).
Thus, whether it is for immigrants/refugees or any
population, the necessity of understanding the nature
of the community as an overall phenomenon, as well as
in relation to specific health concerns, is a key part of
health program planning and implementation.
Related Topics
▶ Acculturation
▶ Assimilation
▶ Barriers to care
▶ Health determinants
▶ Transnational community
▶ Vulnerable populations
Suggested Readings
Ball-Rokeach, S. J., Kim, Y. C., & Matei, S. (2001). Storytelling
neighborhoods: Paths to belonging in diverse urban environments. Communication Research, 28, 392–428.
Edberg, M., Cleary, S., & Vyas, A. (2010). A trajectory model for
understanding and assessing health disparities in immigrant/
refugee communities. Journal of Immigrant and Minority Health.
doi:10.1007/s10903-010-9337-5 (on line).
Edberg, M. (2007). Essentials of health behavior: Social and behavioral
theory in public health. Boston: Jones & Bartlett.
Gmelch, G.,Kemper, R.V.,&Zenner, W. P. (2010). Urban life: Readings in
the anthropology of the city (5th ed.). Long Grove: Waveland Press.
Leeds, A. (1994). Cities, classes and the social order, R. Sanjek (Ed.).
Ithaca: Cornell University Press.
Lin, J., & Mele, C. (2005). The urban sociology reader. New York:
Routledge.
Matei, S., & Ball-Rokeach, S. (2003). The internet in the communication infrastructure of urban residential communities: Macroor mesolinkage? The Journal of Communication, 53(4), 642–657.
Portes, A. (1996). Globalization from below: The rise of transnational
communities. In W. P. Smith & R. P. Korczenwicz (Eds.), Latin
America in the world economy (pp. 151–168). Westport:
Greenwood Press.
Portes, A., & Rumbaut, R. G. (2006). Immigrant America: A portrait.
Berkeley: University of California Press.
Redfield, R. (1967). The little community, Peasant society and culture.
Chicago: University of Chicago Press/Phoenix Books.
United Nations. (2010). International migration 2009. New York:
United Nations Department of Economic and Social Affairs,
Population Division.
Community Health Workers
XIMENA URRUTIA-ROJAS1, MARY LUNA-HOLLEN2
Management Policy and Community Health,
University of Texas-Houston School of Public Health,
San Antonio, TX, USA
2
University of North Texas Health Science Center,
Fort Worth, TX, USA
1
Background
For over 300 years many communities around the
world have been utilizing lay health workers as
a source of regular health care services in the absence
of trained medical professionals. The 1978 the World
Health Organization’s (WHO) Declaration of Alma-Ata
emphasized the use of community health workers
(CHWs) as a key strategy for the delivery of basic health
care services. CHWs are distinguished from other
health professionals because they are hired primarily
for their understanding of the populations and communities they serve, conduct outreach a significant
portion of the time playing multiple roles, and have
experience in providing services in community settings. In the USA, formal participation of trained
workers in this role has been documented since the
1950s. By the late 1960s and early 1970s, CHWs were
experimentally utilized in some of the low-income
communities as a model of intervention for disease
prevention and health education. Within this model,
individuals with good personal and community skills
and some health care training became valuable members of a health care team and help to improve patient
communication and disease prevention in underserved
communities facilitating early diagnosis of diseases and
providing a more effective patient follow-up and
improved health outcomes.
The federal Migrant Health Act of 1962 and the
Economic Opportunity Act of 1964 mandated
Community Health Workers
outreach activities that included employment of community-based service aides in many neighborhoods
and migrant worker camps. The largest system to formally use the skills of CHWs in the USA was established
in 1968, when the Indian Health Service adopted the
fledging Community Health Representative Program
from the Office of Economic Opportunity. The program was designed to bridge the gaps between people
and resources and to integrate basic medical knowledge
about disease prevention and care.
The Community Health Worker National Workforce Study published in March of 2007 by the US
Department of Health and Human Services Administration (US HRSA) described the evolution of the
CHW workforce in four periods:
1. The early documentation period (1966–1972) is
characterized by engaging CHWs in low-income
communities and was more related to developing
antipoverty strategies than to specific programs for
disease prevention and health care.
2. The period between 1973 and 1989 was characterized by special projects funded by short term public
and private grants, often linked to research with
universities.
3. The State and Federal Initiatives Period followed
between 1990 and 1998 when standardized training
for CHWs received greater recognition. Many bills
were introduced for CHW but none passed.
The latest period (1999–to present) is significant for
public policy actions. Legislation addressing CHWs’
training and certification was passed in several states
and the Patient Navigator Bill was signed into law as
a major piece of legislation at the Federal level
addressing the work of CHWs. Of note is that the
2003 Institute of Medicine (IOM) report on reducing
health disparities made recommendations regarding
CHW roles in impacting health disparities.
Coordinated efforts to professionalize the field in
the USA began in the 1990s when CHWs from across
the country agreed to use the title “Community Health
Worker” as an umbrella term for the dozens of job titles
that were in use among the workforce. At the same
time, CHWs began to initiate local and national efforts
to organize into professional networks and associations. Standardized training for CHWs also started to
be developed in different areas of the country in the
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1990s, including the Community Health Education
Center (CHEC) of the Boston Public Health Commission. A second CHW training program, the Outreach
Worker Training Institute (OWTI) of the Central
Massachusetts Area Health Education Center
(CMAHEC), was initiated in 1999 with its courses
starting in 2001. Massachusetts and Texas are two
examples of the participation of the CHWs/Promotores
de Salud at the community and health system level.
Texas has 3,500–5,000 CHWs/Promotores de Salud,
the majority of whom are of Hispanic ethnicity. The
Texas Department of State Health Services (TDSHS)
certification training includes 160 h of training and 20
h of CEUs every 2 years to maintain state certification.
The curriculum meets 8 competency areas: communication skills, interpersonal skills, service coordination
skills, capacity-building skills, advocacy skills, teaching
skills, organizational skills, and knowledge base on
specific health issues. Institutions continue to provide
program-specific training additional to the certification training. Clients of CHWs/Promotores de Salud
are generally immigrants, women, those uninsured,
homeless, rural residents, migrant workers, and colonia
residents.
In 2001, the American Public Health Association
passed an official policy resolution, “Recognition and
Support for Community Health Workers’ Contributions to Meeting our Nation’s Health Care Needs,”
which identified the need to “brand” the profession in
order to promote policy, program development, program evaluation, and the growth of the field.
In light of the increasing need for delivering effective health care to the low-income minority
populations, the Health Resources and Services
Administration (HRSA) and Bureau of Health Professions of the US Department of Health and Human
Services (USDHHS) conducted an extensive study
between 2004 and 2007 on the CHW workforce as
a component of cost-effective strategies addressing
the health care needs of underserved communities.
The Health Resources and Services Administration
2007 study identified five roles of CHWs in the health
care process: (1) member of health care delivery team,
(2) navigator, (3) screening and health education provider, (4) outreach/enrolling/informing agent, and
(5) organizer. These roles were not always mutually
exclusive. This model of care enhances productivity of
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the medical team in certain situations, such as patientprovider communication and tracking patients with
unreliable addresses or transportation.
Promotores De Salud
All of the world’s cultures have a lay health care system
made up of people who are natural helpers-community
members whom neighbors approach for social support
and advice. CHWs work throughout the world in
countries such as Africa, Brazil, Korea, India, Ethiopia,
China, Vietnam, Bangladesh, Haiti, Kenya, and Mexico. They work in areas such as surveillance, respiratory
treatment, immunizations, birth control injections,
chronic disease management, eye care, TB, neonatal
mortality reduction, vaccinations, child survival,
Malaria, and anemia.
In Latin America and Latino communities in the
USA, the term Promotores de Salud refers to CHW,
community members who advocate for the well-being
of their community and have the necessary training,
experience, and dedication of their time to help
improve the health and wellness of their community
members. In the USA, Promotores de Salud are lay
members of the community, who work either for pay
or as volunteers in association with the local health care
system in both urban and rural environments. They
usually share ethnicity, language, socioeconomic status
and life experiences with the community member subgroups they serve. They are usually of Hispanic/Latino
descent, live in the Hispanic neighborhoods and immigrant communities, speak the Spanish language, and
desire to help educate and empower the community on
health issues. They come from all walks of life; they may
have little education or be trained nurses, dentists or
doctors from their countries of origin such as Mexico.
Nationwide, there were approximately 86,000
CHWs/Promotores de Salud in 2000. Approximately
17 states are currently in some stage of state certification (Alaska, Arizona, California, Connecticut, Florida,
Indiana, Kentucky, Massachusetts, Mississippi, North
Carolina, New Mexico, Nevada, Ohio, Oregon, Texas,
Virginia, and West Virginia). There are currently 6,300
estimated employers of CHWs/Promotores de Salud for
the nation as a whole. Nationally, paid positions range
from $7–$15/h. In some areas they are paid via stipends,
other incentives such as mileage reimbursement, or
other types of compensation.
Implications for Immigrant Health
Because the health of immigrant populations has the
potential to deteriorate when they move to the host
country there is the need to assist them with culturally
appropriate services. Promotores de Salud have been
granted the roles of health educator, client advocate,
outreach, and health system navigator because they
share the same cultural identity and can relate to the
needs of the new comers in the host country. Similar
levels of acculturation in terms of shared language and
years of residence by the Promotor and the immigrant
persons can play a vital role in improving immigrant’s
trust and addressing their concerns. Unlike physicians,
nurses, and other allied health professionals that work
primarily in clinics or offices, promotores work mainly
in community-based settings and in clients’ homes.
This community-based work allows them to reach
deep into their communities and to connect people
who are isolated and hard-to-reach with needed health
and human services such as immigrants.
The potential of Promotores de Salud to assist immigrants and to improve their health have attracted the
attention of several organizations that are funding
innovative approaches to deliver health and social services to immigrants with the participation of
Promotores de Salud. Examples of health services and
health promotion activities include: (1) the Blue Cross
and Blue Shield of Minnesota Foundation Healthy
Together initiative that promotes the mental health
and social adjustment of new Americans; (2) the Deaf
Community Health Worker project, in St Paul Minnesota that provides community health worker services to
deaf immigrants and their families to help them navigate the health care system; (3) The Vietnamese Social
Services of Minnesota, in St. Paul, that provides mental
health and social adjustment support for newly arrived
refugees from Burma through the use of a community
health workers; (4) the Faribault Diversity Coalition that
engages immigrants and long-time residents in creating
inclusive, welcoming communities in Faribault; and
(5) the Mayo Clinic, Rochester, Minnesota project that
documents how community health workers in primary
care medical practices improve patient health outcomes.
The CHW/Promotores de Salud are definitively
making a difference and improving the health and the
lives of immigrants and newcomers in communities in
the USA and throughout the world.
Community Organizing
Related Topics
▶ Community-oriented primary care
▶ Community programs
▶ Cultural competence
▶ Promotora
▶ Social networking
Suggested Readings
Balcázar, H., Luna Hollen, M., Medina, M., Pedregn, V., Alvarado, M.,
& Fulwood, R. (2005). The north Texas salud para su corazon
promotor/a outreach program: an enhanced dissemination initiative. The Health Education Monograph Series Special Issue on
Minority Health, 22, 19–27.
Luna Hollen, M., Balcázar, H., Medina, A., & Ahmed, N. (2002). The
North Texas Salud Para Su Corazón (health for your heart)
Outreach Initiative: Serving Hispanics in Fort Worth and Dallas.
Texas Public Health Association Journal, 54, 5–12.
Massachusetts Department of Public Health. (2005, March).Community health workers: Essential to improving health in Massachusetts.
Findings from the Massachusetts Community Health Worker Survey. Boston (MA): Division of Primary Care and Health Access,
Bureau of Family and Community Health, Center for Community Health, MDPH.
Medina, A., Balcazar, H., Luna Hollen, M., et al. (2007). Promotores
de Salud: Educating Hispanic communities on heart-healthy
living. American Journal of Health Education, 3(4), 194–202.
National Fund for Medical Education. (2006). Advancing community
health worker practice and utilization: The focus on financing.
San Francisco (CA): Center for the Health Professions, University of California at San Francisco.
United States-Mexico Community Health Workers Border Models of
Excellence, Transfer/Replication Strategy. (2004). REACH 2010
Promotora Community Coalition Model, Rio Grande Valley in
Texas. El Paso (TX): United States-Mexico Border Health
Commission.
Suggested Resources
Community Health Worker Training and Certification Program
website, Part of the Office of Title V and Family Health. Retrieved
May 10, 2010, from Texas Department of State Health Services
Website: http://www.dshs.state.tx.us/chpr/chw/default.shtm
General CHR Information, History & Background Development of
the Program [Internet]. Rockville (MD): U.S. Department of
Health and Human Services, Indian Health Service; [updated
2006 Mar 30/cited 2006 Oct 21]. Retrieved March 28, 2010, from
http://www.ihs.gov/NonMedicalPrograms/chr/history.cfm
U.S. Department of Health and Human Services Health Resources
and Services Administration Bureau of Health Professions. Community Health Worker National Workforce Study, 2007.
Retrieved May 3, 2010, from ftp://ftp.hrsa.gov/bhpr/workforce/
chw307.pdf
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Community Organizing
CHAD T. MORRIS
Roanoke College, Salem, VA, USA
Immigrant health efforts are frequently more successful when community members play a significant role
in goal setting, planning, and implementation. Community organizing refers broadly to any effort to
bring together members of a given community to
assist in the creation of social change. In practice,
community organizing efforts vary greatly. Some
community organizing efforts are expert-driven,
beginning in a social service agency or academia,
while others trace their (grass)roots to community
members themselves. Targeted participants may
include individuals, established organizations, or
both. The goals of the organized group may approach
multiple issues or a single issue, with varying degrees
of specificity. Further, community organizing efforts
vary tactically from conflict-based, wherein one or
more community entities are specifically opposed, to
consensus-based, wherein agreement from all stakeholders is seen as key to achieving the group’s goal(s).
“Community” in this context often refers to a particular geographic location, but may also be based on
shared interests or characteristics (e.g., ethnicity,
immigrant status).
In all cases, the principal benefit of community
organizing is the combination of multiple perspectives
and resources to affect change. This benefit is an
increasingly common focus in public health practice,
including efforts at health promotion and policy
change for immigrant populations. While broader
efforts at community organizing have arguably existed
for millennia, the term itself is emergent from immigration and poverty discussions in the late 1800s, having first come into use alongside social reform efforts
such as the settlement house movement in England, the
USA, and Russia. Labor, civil rights, and other social
movements worldwide throughout the nineteenth and
twentieth centuries served to add to evidence of the
effectiveness of community-based social change strategies. Today, such strategies are deemed by health and
development agencies to be crucial not only for
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Community Organizing
creating change, but for building community capacity
to ensure sustainability and future problem-solving
ability.
Community organizing is defined broadly by some
as an overarching term synonymous with “community
development” and “community-building,” but specifically by others as a methodological practice within
community development, with community-building
as an intended outcome. Evidence-based medicine,
community-based participatory research, and the proliferation of the coalition model are all similar methodologies designed to bring multiple perspectives and/
or resources to bear in support of public health efforts,
including immigrant health programs, and have all
been encouraged by the World Health Organization
(e.g., the Healthy Cities Movement) and other health
and development agencies. Community organizing
includes these benefits and may make use of the methodologies mentioned above, but differs in that community members play a role in community organizing
efforts beyond that of serving merely as consultants or
focus group/survey/interview respondents. This is
especially important in immigrant health efforts, as
such efforts are in danger of further marginalizing
those they purport to serve absent immigrant voices
in planning and implementation.
Elements of Successful Organizing
Efforts
Successful community organizing efforts frequently
begin with the identification of key community stakeholders – individuals or organizations within a given
community whose networks are strong and who have
a clear desire to create change. There is ample evidence
that organizing efforts focused on immigrant communities should involve members of the immigrant population as early in the planning process as possible. Ideally,
the organized group grows as additional stakeholders are
added through member networks and purposeful flow
of information about the group’s existence into the
broader community. Effective leadership, diverse participation, and clear goal setting are seen as crucial elements
of successful community organizing. Leadership skills
such as conflict management, resource mobilization,
and communication have all been found to correlate
positively with effectiveness of community groups.
Many successful immigrant-focused community
organization efforts can be traced back to one or more
dynamic leaders within the immigrant community with
the time, energy, interpersonal skills, and community
rapport necessary to coordinate change efforts and
influence community participation. Agencies that
have sought to create community organization efforts
have often encountered success by turning over group
leadership to a community member.
Diverse participation is critical in both conflict- and
consensus-based organizing efforts. Diverse participation combats marginalization by ensuring that multiple
perspectives are included in any discussion of social
change, heightens the chance of collateral benefits of
organizing efforts in terms of increased community
connectedness, and serves as a source of group momentum and influence. Diverse participation, however,
requires that communicative barriers arising from different socioeconomic status, culture, historical background, and ethnicity be openly acknowledged and
addressed. Members of oft-marginalized community
groups, immigrant groups included, may, for understandable reasons having to do with historical and
ongoing inequity, be reluctant to fully discuss their
perspectives, holding back “hidden transcripts” that
would be of great value to the change effort. Open
discussion leads to the rapport required to bring hidden transcripts into group consciousness. Effective
community organizing efforts do not ignore inequities
and power imbalances in the community for fear of
creating offense, but instead address them freely and
openly, acknowledging that such differences continue
to exist in society. Similarly, and especially in the context of immigrant health efforts, leaders should avoid
viewing individual group members as spokespersons
for the entirety of a particular ethnic or cultural group,
preferring instead to continually expand group membership to include a wide variety of perspectives that
reveal the complex interaction of gender, age, ethnicity,
socioeconomic status, and other factors in shaping
perspectives. Effective community organization efforts
begin with this inclusiveness in mind, but also remain
vigilant in ongoing recruitment in order to keep the
group from becoming insulated from the broader
community.
As noted above, the goals of a given community
organizing effort may vary in their specificity. Highly
specific goals (e.g., hosting a health fair in a community
Community Organizing
with a high immigrant population) are effective in
keeping a group moving in a unified direction, but
may not achieve involvement from community members who have other priorities. Broad goals (e.g.,
improved fitness and nutrition for a city’s entire immigrant population) may appeal to a larger cross section
of community members, but differing expectations of
how to achieve said goals may result in frustration and
barriers to effectiveness. In all cases, it is recommended
that goals come from the immigrant community itself,
not from a specific sponsoring agency or group. As
many public health efforts are grant-driven, this may
necessitate work alongside members of the immigrant
population in grant writing, as well. The freedom of
immigrant and other community members to establish
their own priorities results in more community involvement and greater program efficacy. Second, goals should
be clearly communicated to each group member and
reinforced frequently. This practice helps ensure that the
group doesn’t spend time and resources on efforts that
some group members see as tangential, thus avoiding
departures as member expectations aren’t met. Finally,
goals should be periodically addressed and, if needed,
redefined in accordance with changing community
perspectives and resources.
Conflict-Based Versus ConsensusBased Organization
Both initial and ongoing stakeholder identification
may require community organizers to envision one of
two theoretical pathways: conflict- or consensus-based
organization. Conflict-based organization, such as that
popularized in the 1970s by Saul Alinsky’s Industrial
Areas Foundation and similar efforts and used still
today in some immigrant-focused organizing efforts,
typically entails opposition to one or more established
groups, such as policy makers or businesses that are
seen as directly opposing or blocking the change community members desire. Protests and the media often
play central roles in conflict-based organization, which
tend to be designed to force change through pressures
created by increased community awareness of
a particular practice. Conflict-based organization is
largely based on a perceived power disparity between
the community and those the group is fighting, and
may be best indicated in situations where there is ample
evidence that those in power have no interest in
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creating change. Supporters of conflict-based organization posit that this strategy improves the group’s
focus by creating a common “enemy,” thus giving community members added motivation for participation
in the group while simultaneously building
a commonly held sense of community connectedness
or ownership (“communitas” and “social capital” are
terms frequently used to describe this phenomenon).
Scholars who advise against conflict-based organizing
observe that such tactics do result in large numbers of
community participants, but that said participation
tends to be minimal and brief, such as attendance at
a particular protest event. Further, there is the belief
that negative targeting of key stakeholders in an effort
at social change is ineffective in the long run as it has
the potential to create ongoing animosity between
targeted decision makers (who are often in positions
of power) and already-marginalized community
groups.
Consensus-based community organizing intentionally brings multiple stakeholders together with the
expectation that effective outcomes will emerge as multiple perspectives and resources are combined. This
type of community organizing is particularly useful in
cases when governmental and social services agencies
seek to improve outcomes by engaging the community
knowledge base and creating change that is driven by
the community itself, thus improving sustainability.
Consensus-based community organizing may also
have a non-agency, or grassroots, origin. While most
consensus-based organizing efforts do not succeed in
bringing all possible stakeholders to the metaphorical
table, neither do they specifically target particular individuals or groups as enemies. Effective consensusbased organizing programs in immigrant health focus
on identifying individuals and organizations that are
willing to work for change, building a diverse member
base inclusive of members of the immigrant community as well as those in positions of influence over, and
those influenced by, the immigrant community.
Through various discussion-based consensus-building
interactions (meetings are most common, but newsletters, focus groups, surveys, and other informationsharing techniques have also been successful – the key
is that group members both share and receive information), a clearer picture of priorities for change (community needs), resources available (community assets),
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and mechanisms for achieving said change is achieved.
Because the organized community is defining the focus
of its efforts, the potential for development of an
expert-driven, “top-down,” program that leaves out
or harms certain community members is minimized.
There are, however, limits to the number of community voices that can be effectively heard at a given
time, or in a given meeting. As such, consensus-based
approaches have a tendency to involve fewer people
overall than conflict-based approaches. Reticence to
seek diverse community involvement out of fear of
multiple perspectives hampering group momentum is
a common pitfall in consensus-based efforts, and perhaps particularly common in immigrant-focused
efforts as “experts” discount the value of local understandings and networks, resulting in groups that falsely
purport to be representative of a given community.
A capacity for increased community connectedness
exists in the consensus-based approach, but differs
from that emergent from the conflict-based approach
in that connections are made across levels of community influence but between fewer people overall. Finally,
the consensus-based approach tends to address complexities surrounding a given issue more effectively
than antagonistic approaches, which often rely on less
nuanced oppositional viewpoints.
Many immigrant health-focused community
organizing efforts have effectively combined conflictand consensus-based approaches. A conflict-based
grassroots effort that begins by protesting the closure
of a health clinic, for instance, may transition to
a consensus-driven approach after said clinic is preserved and group goals broaden to include local health
promotion efforts. Similarly, a consensus-based group
may decide that a march on the local mayor’s office is
an effective one-time strategy in raising awareness of
the group’s existence and concerns. As in all aspects of
community organizing, care should be taken to ensure
that all group members are involved in decisions
regarding group activities and approach.
Related Topics
▶ Community
▶ Community programs
▶ Community-based participatory research
▶ Environmental justice
▶ Social capital
Suggested Readings
Alinsky, S. (1971). Rules for radicals. New York: Vintage.
Chaskin, R., Brown, P., Venkatesh, S., & Vidal, A. (2001). Building
community capacity. New York: Walter de Gruyter.
Chávez, V., Duran, B., Baker, Q. E., Avila, M. M., & Wallerstein, N.
(2003). The dance of race and privilege in community based
participatory research. In M. Minkler & N. Wallerstein (Eds.),
Community-based participatory research for health (pp. 81–97).
San Francisco: Jossey-Bass.
Chrisman, N. (2005). Community building for health. In S. E. Hyland
(Ed.), Community building in the twenty-first century (pp. 167–
189). Santa Fe: School of American Research Press.
Freire, P. (1970). Pedagogy of the oppressed. New York: Continuum.
Kretzmann, J., & McKnight, J. (1993). Building communities from the
inside out: A path toward finding and mobilizing a community’s
assets. Chicago: ACTA.
Medoff, P., & Sklar, H. (1994). Streets of hope: The fall and rise of an
urban neighborhood. Boston: South End Press.
Minkler, M. (Ed.). (2004). Community organizing and community
building for health. New Brunswick: Rutgers University Press.
Suggested Resources
University of Kansas Work Group for Community Health and Development. (2010). The community tool box. Retrieved January 17,
2011, from http://ctb.ku.edu
Community Programs
MARK EDBERG
Department of Prevention and Community Health,
School of Public Health and Health Services, The
George Washington University, Washington, DC, USA
The Scope of Community Programs
Community programs in this discussion will refer to
health-related programs that are implemented at the
community level and designed to address factors and
characteristics of the community – in this case, immigrant/refugee communities. The term program in this
sense does not generally refer to a clinical intervention
or medical facility itself, but to a broad range of interventions that may or may not be linked to a clinic/
medical facility, encompassing health promotion and
primary prevention efforts, support services for individuals who are ill (e.g., transportation, meals), or interventions to mitigate impacts or secondary transmission
Community Programs
for those already affected (e.g., tuberculosis, HIV/
AIDS), or human rights and protective programs (e.g.,
protection against exploitation of women). Most community programs fall in the first category of health
promotion or primary prevention. These programs
include education, public information/awareness campaigns, screening, outreach, patient advocacy and language interpretation, policy and public advocacy, and
targeted behavior change efforts, and are typically
implemented by community-based (CBOs) or
nongovernmental organizations (NGOs), with funding
from a government agency, global NGO, or foundation; evaluation as well as technical assistance are often
provided through the latter organizations, a private
consulting organization, or a college/university.
What Is a Community?
While there are many definitions of community for
public health purposes the definition provided in the
separate entry entitled “Community” is useful here:
Community refers to a geographically bounded space
that can be understood as a social ecology. That is,
within that bounded (yet porous) space there is
a particular combination of individuals who live and/
or work there, social groups, cultures and practices,
economic relationships, environmental conditions,
and resources, all interacting to form a certain kind of
interdependent sociocultural unit. Moreover, this
“unit” is nested within larger political, economic,
social, and cultural structures, so it cannot be considered in isolation. This definition is intentionally
aligned with the ecological model of health determinants
now prevalent in public health literature, which refers to
multiple levels of influence on a particular health issue –
individual, social groups and networks, community and
society, culture, and political economy. It also includes
consideration of the structural relationships between
communities and the social orders in which they are
embedded.
Communities are complex, and composed of multiple subgroups and layers. In immigrant/refugee communities, the interplay of subgroups can be crucial to
marshaling the necessary resources to address an
issue programmatically. Moreover, immigrant/refugee
populations have unique patterns of health and health
risk that include health beliefs/practices from the home
country; trauma and distress related to difficult
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migration experiences, including refugee camps; victimization during migration; loss of resources; and,
when in the new country, loss of status and multiple
barriers finding income and housing, much less health
services, and generational or immigration “wave”
differences.
One truism for community interventions is that the
intervention itself is almost always just part of the picture. Because a community is involved, the interests,
needs, politics, resources (or lack thereof), and social
structures of the community will inevitably play a role,
in several ways:
● The politics of selecting target population(s) and
health issue(s) to be addressed. As noted, in any
community there are a number of health issues
that are important in some way. Specific health
issues may have political dimensions, in the sense
that an advocacy group or particular interests
within the community are trying to increase attention and resources directed to that issue. At the
same time, the health issue of focus may be determined by available funding sources – state, local
and global.
● Coalitions and community structures of power. Even
beyond the selection of target populations and
health issues, implementing a community program
is typically done through – or at least in collaboration with – community structures of some sort.
These may include: government agencies or
a specific decision maker; community leaders; task
forces or committees; a community advisory board;
faith community representatives; businesses; advocacy groups; grassroots community organizations;
professional groups, including organizations or
associations of health providers; and community
coalitions.
Any of these kinds of groups and partnerships may
have their own motives related to the politics of the
community, of preserving or enhancing their position
in the community, of gaining control over a particular
(health) issue in order to be able to set the agenda, or
other reasons. In addition, any of these groups may
have internal conflicts and divisions that stem from
individual rivalries or different goals/interests.
Community expertise. Despite all the complexities,
there is no better expertise on the community than
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expertise from the community itself, and the diverse
groups within it. These are the individuals who know
community habits and customary practices, knowledge
and attitudes, language, social groups, where things
happen (locations), and much more. For this reason,
it is important to establish a collaborative relationship
so that the community and other program-related
(outside) expertise are integrated.
Levels of Intervention
Given that communities are a mixing bowl in which
multiple health-related factors interact, implementing
a program typically requires some selection of contributing factors or groups. It is necessary to determine
whether a program/intervention should be directed to:
● All subgroups within the geographically defined
area (the entire community)
● One or more social or cultural subgroups in the
geographic area
● A subset of individuals who are involved in specific
risk behaviors (e.g., injection drug users, sex
workers)
● In some cases, a subset connected to a particular
organizational or employment category/type (e.g.,
day laborers, or restaurant workers)
● Economic, political, and social structures (business,
the health care industry, policymaking bodies, community-based organizations, global organizations)
that have an impact on the health problem in that
community
Program decisions often have to do with scale. Is it
more effective to address the community in general
with a broad-based or multilevel intervention? Or
should the program try to reach a smaller, targeted
group or setting that is at high risk for a particular
health problem? Broader interventions can be called
community interventions; the more targeted kind can
be called interventions in a community. These terms are
related to the way in which the Institute of Medicine in
the USA classifies different types of interventions: universal prevention interventions are those that target
a general population; selected prevention interventions
are those that target individuals or groups that are at
high risk for a particular health problem; and indicated
preventive interventions are those targeting families,
groups, and individuals with multiple risk factors for
a health problem (e.g., programs that combine multiple types of activities and treatment to address multiple
factors that occur together as a syndemic, such as poverty, high diabetes risk, and poor diet).
In general, community interventions, if effective,
tend to result in smaller changes, but over a larger
(absolute) number of people. Mass media and community mobilization programs are of this type. Interventions in a community, if effective, tend to result in
higher rates of change but with a smaller number of
people. Outreach and specialized education or skillbuilding programs fall in this category. These kinds of
programs can sometimes lead to broader community
change if the targeted subgroup is influential or acts as
a bridge to the community as a whole with respect to
a health condition (e.g., sex workers and the spread of
HIV/AIDS). Finally, a program might not focus on
individuals at all, but on systems or policies in the
community that affect access to care (e.g., requirements
for gender representation, language interpretation, or
culturally competent staff).
The Process: Assessment, Planning,
Implementation, and Evaluation
For any kind of community program, there is basically
a four-stage process involved. These same general
stages are part of most planning models used for community programs in public health, including the PRECEDE-PROCEED and PATCH models, or COMBI
(Communication for Behavioral Impact) in global
health communications efforts (other planning
resources available from the Global Health Council,
www.globalhealth.org). The four stages are:
● Assessment: Conducting an assessment is the basis
for identifying the nature of the problem, what the
key contributing factors are, and who (which
populations/subpopulations) is affected. Data useful for assessment may include local public health
epidemiological data as well as interviews, surveys,
focus groups, or other data you collect from key
stakeholders and population representatives.
● Planning: Once you have completed (or are provided with) an assessment, the next task is to
design/select an intervention that is appropriate
for the problem, contributing factors and population group, and to identify and link up with the
Community Programs
resources, community collaborating partners, and
staff needed to implement the program. It is also at
this stage when an evaluation should be designed
that matches what the planned program seeks to
achieve. For immigrant/refugee programs, the
planning stage is especially important because it is
at this point when collaborations with community
groups are key.
● Implementation: Carrying out the intervention also
means collecting ongoing process data about how
the program is being implemented, and in some
cases adapting the program based on what is
learned during implementation.
● Evaluation: There are three basic types of evaluation. The terms used occasionally vary, but the three
types are: (1) process evaluation – ongoing program
data that help determine if the program is
implemented as planned; (2) outcome evaluation
that assesses short-term changes resulting from
the program (e.g., knowledge/skills change, new
regulations, behavior changes); and (3) impact evaluation assessing longer term changes resulting
from the program, such as increased utilization of
health services, change in a specific environmental
risk that was causing a problem (e.g., pollution
sources), or actual change in the incidence/prevalence of a particular health condition. In the current
program environment, evaluation is very important because that is where the evidence base for
a particular program is derived, which in turn
impacts potential funding.
Other Issues: Tailoring, Adapting
Programs, and Sustainability
Built into this four stage process is the idea of tailoring –
ensuring that the community program (1) is based on
an assessment and understanding of the health problem as it takes shape in a particular population, subgroup, or community; (2) includes the community in
designing, implementing, and evaluating the program;
(3) refers, as much as possible, to situations, people,
and issues relevant to the target community/population; (4) uses language and materials appropriate for
the audience; and (5) schedules and locates activities so
that members of the target population can participate.
Develop vs. adapt? Though every community and
population is unique, a decision must be made about
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whether to develop a program or to adapt an existing
one. There are often at least some commonalities across
situations and communities with respect to a particular
health problem, and programs may have been developed before that can be adapted – though this should
be done carefully in order not to implement a “canned
solution” to a unique situation. Potential program
models for adaptation can be found through US or
global agency clearinghouses, nonprofit associations
focused on a particular health problem or population,
professional associations, or government “model programs” databases. In the USA, such databases or compilations are available at the US Centers for Disease
Control and Prevention (CDC) and through other
agencies in the Department of Health and Human
Services. In the global context, model program/best
practice information tends to be diseasespecific. UNAIDS, for example, has published such
information, but exclusively with respect to HIV/
AIDS programs.
Sustainability. This is a sometimes vexing issue
that routinely arises with respect to community programs. Funding for such programs is often relatively
short term – three or 4 years. In complex community contexts, putting a program in place, and then
achieving change, may take longer than that. Thus
issues of sustainability and community capacity
building must become part of program planning
and implementation, for example, training/hiring
members of the community to operate the program;
engaging community stakeholders (business, civic
organizations, etc.) that will have a stake in maintenance of the program; seeking additional sources of
funds; applying for continuing funds, and training
community members in these skills; and linking the
program to others like it as well as to practitioners in
the field.
Related Topics
▶ Community
▶ Community-based participatory research
▶ Health determinants
▶ Health education
▶ Health outcomes
▶ Health promotion
▶ Refugee health and screening
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Suggested Readings
Brownson, R. C., Baker, E. A., & Novick, L. F. (1999). Communitybased prevention: Programs that work. Gaithersburg: Aspen.
Castles, S., & Wise, R. D. (Eds.). (2007). Migration and development:
Perspectives from the South. Geneva: International Organization
for Migration.
Edberg, M. (2007). Essentials of health behavior: Social and behavioral
theory in public health. Boston: Jones & Bartlett.
Edberg, M., Cleary, S., & Vyas, A. (2010). A trajectory model for
understanding and assessing health disparities in immigrant/
refugee communities. Journal of Immigrant and Minority Health.
doi:10.1007/s10903-010-9337-5 (online).
Green, L. W., & Kreuter, M. W. (Eds.). (1999). Health promotion
planning: An educational and environmental approach (3rd ed.).
Mountain View: Mayfield.
Kreuter, M. W. (1992). PATCH: Its origin, basic concepts, and links to
contemporary public health policy. Journal of Health Education,
23(3), 135–139.
Kreuter, M. W., Lezin, N. A., Kreuter, M. W., & Green, L. G. (2003).
Community health promotion ideas that work (2nd ed.). Boston:
Jones & Bartlett.
Levine, R. (2007). Case studies in global health: Millions saved (Essential Public Health Series). Boston: Jones & Bartlett.
Makinwa, B., & O’Grady, M. (Eds.). (2001). FHI/UNAIDS best practices in HIV/AIDS prevention collection. Arlington: Family Health
International and Geneva: UNAIDS.
Portes, A., & Rumbaut, R. G. (2006). Immigrant America: A portrait.
Berkeley: University of California Press.
Skolnik, R. (2008). Essentials of global health (Essential Public Health
Series). Boston: Jones & Bartlett.
Trickett, E. J., & Pequegnat, W. (2005). Community interventions and
AIDS. Oxford: Oxford University Press.
Community-Based
Participatory Research
LINDA S. MARTINEZ1, FLAVIA C. PERÉA2
1
School of Arts and Sciences, Community Health
Program, Tufts University, Medford, MA, USA
2
Department of Public Health and Community
Medicine, Tufts University School of Medicine,
Boston, MA, USA
Community-based participatory research (CBPR) is an
applied research approach designed to link theory,
research, policy, and practice to inform decision making and foster positive change. CBPR provides academic institutions with a model to bring students,
researchers, and community members together with
a shared purpose to work toward mutually beneficial
goals. In addition, CBPR incorporates knowledge sharing between community and academic partners, and
collective social action to address societal inequities.
Unlike traditional research approaches, CBPR recognizes the value of diverse community perspectives, and
the knowledge they bring to the research process. As
such CBPR emphasizes community participation and
power-sharing throughout the research process, as well
as ownership, capacity building, and empowerment.
CBPR approaches are aimed at addressing the underlying social, political, and economic inequities that
impact community health and well-being.
CBPR has been described in the literature as emerging from the earlier area of action research cultivated by
Kurt Lewin in the 1940s and the work of Paulo Freire in
the 1970s. These approaches to research, like present
day CBPR, accentuate the need to engage community
voices that are not often represented in the research
process, particularly those impacted by social inequities. Furthermore, early CBPR approaches such as
participatory action research (PAR) sought to reduce
the oppressive nature of research by promoting powersharing, and the notion of “research with,” as opposed
to “research on” the community. CBPR today comes in
many different forms which include but are not limited
to the earlier models of action research.
The Process
Integral to CBPR is the research process – a focus on
how partners come together in a joint effort to assess
and identify community priorities, develop intervention strategies, and decide what strategies are used to
facilitate participation, the enhancement of relationships, capacity building, and empowerment. The process in CBPR is vital, as it is centered on the
development of trusting relationships between institutional and community stakeholders based on mutual
respect, shared decision making, and equity among
partners. Because CBPR is asset based and underscores
the importance of building on existing community
knowledge, all partners are encouraged to contribute
throughout the entirety of the research process, learn
from one another, and share resources for the creation
of sustainable interventions that reflect community
Community-Based Participatory Research
concerns. With CBPR, the partnership itself can act as
a catalyst for change, as residents, community leaders,
and researchers take collective action toward a shared
vision and mutually established goals.
CBPR goals include empowering residents so they
may act to advance positive social change at the community level and empowering researchers to engage
in research that is meaningful. Empowerment means
that communities and researchers alike feel they have
the ability and skills to act on the contextual factors
that shape local living environments. As such,
empowered communities require opportunities for
both participation and capacity building, as do
empowered researchers. In CBPR, participation refers
to the extent to which members of the partnership
engage in project activities, fulfill their identified
roles, and take on new roles. To overcome potential
participation barriers, it is important to provide capacity building to assure that partners feel as though they
can fully contribute. CBPR builds community capacity
for self determination and leadership, through the
development of new relationships and the provision
of skills necessary to achieve community health goals.
Capacity building provides the partnership with
a shared language and strengthens technical expertise
among the group by building on individual strengths
and valuing the creativity diverse partners bring to the
table. Developing partner capacity is necessary if the
benefits of participation that facilitate empowerment
are to be achieved.
Because it is focused on empowerment and participation, CBPR has been identified as a promising
approach to developing interventions to tackle health
inequities. Its focus on community participation in
science allows for the design of health interventions
that are community relevant and culturally appropriate, tailored to the values, experiences, practices, and
worldview of community members. This is critical as
inequities in health have been well documented, yet
poorly addressed. A complex set of interrelated social,
political, economic, and environmental factors are
responsible for the proliferation of health inequities,
and the factors that create and sustain them vary across
communities among racial/ethnic, cultural, and linguistic minority groups. It is therefore necessary to
engage in research that may, by design and intention,
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lead to evidence-based interventions to address inequities, especially in underserved immigrant and minority communities. Using CBPR, researcher content area
expertise is contextualized by community knowledge,
leading to the development of effective health interventions that address community health concerns. Simultaneously,
community
mobilization
and
empowerment has the power to spark local policy
change to address distal factors that sustain inequities,
such as inadequate education and a lack of economic
opportunity.
Underlying Assumptions
There are four key assumptions upon which the principles of CBPR rest. First, partnership is authentic and
as such results in “co-learning.” Working side by side in
collaboration with community partners facilitates the
development of new knowledge on the part of both the
university researcher and the community member.
While the community partner may be learning about
the nature of the research process the researcher simultaneously may be learning about the distinct characteristics of the community and the ways in which historical
policies or sociopolitical context shapes the health and
well being of community residents. This knowledge is
significant from a public health perspective, particularly
given the complexity of communities and the multiple
factors that determine health in a given community.
A second important assumption is that the direct
capacity-building efforts are built into the CBPR process. Building community research capacity is essential,
as capacity is associated with participation. By building
community research knowledge in conjunction with
mutual respect and shared decision making, research
partnerships can empower community members to
participate in the decision-making process. For example, research often involves language that is not common, as well as discipline-specific acronyms. Such
language can create barriers to participation and
exclude those not trained as researchers. Capacitybuilding efforts such as trainings can be used to increase
community knowledge of research terminology,
thereby reducing language and disciplinary barriers
that curve participation, creating a shared language.
Thirdly, knowledge garnered should be of interest to
and benefit all partners. That is to say that all partners
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Community-Based Participatory Research
should be aware of the research findings and interested
in the outcomes, implying that all are involved in the
design and have a stake in or ownership of the research
outcomes. Finally, it is assumed that the partnership has
committed for the long term. Given the complexity of
health disparities and the multiple factors that contribute to both creating and sustaining them, efforts at
addressing them require a commitment over time. For
example, a research partnership that designs and implements an intervention may be years later using their
findings to advocate for local policy change.
The Challenges
Despite its benefits, the challenges to engaging in effective CBPR are many. Researchers have described key
ethical challenges for the CBPR partnerships, for example, the notion of research that is. With CBPR the study
focus or research question is described as emerging
from the community. However, this is not generally
the case as community priorities involve improving
or creating services and programs, assuring access and
grassroots action, not research. More often it is the case
that the community is approached by a researcher with
similar interests, the challenge being how to ensure that
the focus area of the researcher is that of the community. Additionally challenging is discerning who or
what constitutes community. Do agency leaders and
service providers make up community or actual residents living in the community and if so, who? In
essence, how can we be sure that the research agreed
upon is reflective of community priorities, and that the
partners at the table are representative of community?
This is especially true given the disconnect that often
exists between community service providers and consumers of services. As researchers begin to partner with
communities, particularly immigrant communities, to
engage in research partnerships it is essential that they
explore the notion of who/what constitutes community first.
Insider–outsider tensions are also described as
a challenge in CBPR. Communities are complex, adaptive systems with unique sociopolitical histories; as
such tensions can arise as the result of historical distrust of outsiders, such as researchers. Even when there
is a cultural or racial concordance between researchers
and the communities with which they are partnering,
research holds a level of power and privilege that can
lead community members to perceive them as outsiders. As such, partners must reflect on their position
and what they bring to the table, recognizing their
roles. Similarly, because CBPR is often practiced to
address racial and ethnic disparities in health, issues
of racism must be addressed – particularly as Whites
are overrepresented among researchers.
Dissemination is an additional challenge faced by
CBPR partnerships. Consider the different ways in
which researchers and community partners disseminate their work. While researchers are interested in
scholarly publications, community partners are more
likely to produce reports, use findings to improve
service delivery, or to advocate for additional
services. These activities are associated with different
time frames – where community dissemination is immediate and scholarly dissemination is time consuming. In
addition, researchers may want to hold back on sharing
findings until peer-reviewed articles have been
published, which is an ethical dilemma if the goal of
CBPR is to move from research to action. This is particularly true because a basic principle of CBPR is to
share research findings using them as a tool to facilitate
grassroots action.
Conclusions
Although CBPR poses a number of challenges to
researchers and the community, its benefits cannot
be denied, partnering with community contextualizes
research and interventions giving them meaning and
relevance. This is crucial if the deleterious effects of
the social hierarchy that produce and sustain health
inequity are to be addressed. In addition, CBPR has
the potential to generate new knowledge that is community specific and the power to move findings from
theory into practice. Incorporating community perspectives and expertise throughout the research process increases the capacity of researchers to engage in
the community and the capacity to incorporate
research findings in advocacy efforts. This is particularly relevant as community demographics shift,
given that new immigrant populations may experience the determinants of health differently, calling
for community-specific and culturally appropriate
interventions.
Community-Oriented Primary Care
Related Topics
▶ Community
▶ Community organizing
▶ Environmental justice
▶ Ethical issues in research with immigrants and
refugees
▶ Health disparities
▶ Research ethics
Suggested Readings
Agency for Healthcare Research and Quality. (2007). National
healthcare disparities report (No. AHRQ Publication No. 080041). Rockville: Agency for Healthcare Research and Quality.
Allen, P. M. (1997). Cities and regions as self-organizing systems:
Models of complexity. London: Gordon and Breach.
Fawcet, S., Paine-Andrews, A., Francisco, V., Schultz, J., Richter, K.,
Lewis, K., et al. (1995). Using empowerment theory in collaborative partnerships for community health. American Journal of
Community Psychology, 23(5), 677–697.
Leung, M. W., Yen, I. H., & Minkler, M. (2004). Community based
participatory research: a promising approach for increasing
epidemiology’s relevance in the 21st century. International Journal of Epidemiology, 33(3), 499–506.
Minkler, M. (2004). Ethical challenges for the “outside” researcher in
community-based participatory research. Health Education &
Behavior, 31(6), 684–697.
Minkler, M. (Ed.). (2006). Community organizing and community
building for health (2nd ed.). New Brunswick: Rutgers University
Press.
Minkler, M., Vasquez, V. B., Chang, C., & Miller, J. (2008). Promoting
healthy public policy through community-based participatory
research: Ten case studies. Berkeley: University of California,
School of Public Health and Policy Link.
Minkler, M., & Wallerstein, N. (Eds.). (2003). Community-based
participatory research for health. San Francisco: Jossey-Bass.
van Ryn, M., & Fu, S. S. (2003). Paved with good intentions: Do
public health and human service providers contribute to racial/
ethnic disparities in health? American Journal of Public Health,
93(2), 248–255.
Wallerstein, N. (2006). What is the evidence on effectiveness of empowerment to improve health? Copenhagen: World Health
Organization.
Wallerstein, N. B., & Duran, B. (2006). Using community-based
participatory research to address health disparities. Health Promotion Practice, 7(3), 312–323.
Suggested Resources
http://depts.washington.edu/ccph/commbas.html
http://mailman2.u.washington.edu/mailman/listinfo/cbpr
http://www.aapcho.org/site/aapcho/section.php?id=11295
http://www.cbprcurriculum.info/
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Community-Oriented Primary
Care
KIMBERLY WILLIAMS1, BRAD WALSH2
1
School of Public Health, University of North Texas,
Health Science Center at Fort Worth, Fort Worth,
TX, USA
2
Population Medicine, Parkland Health & Hospital
System, Dallas, TX, USA
Community-Oriented Primary Care:
Past and Present
Background
Community oriented primary care (COPC) is
a defined systematic approach to health that brings
the community into the primary care planning and
health care delivery process. COPC aims to improve
the health of the community, not just those receiving
direct patient care services. Unlike traditional medicine, COPC is based on principles in the fields of
epidemiology and public health in addition to primary
medicine and preventive care. The team of health practitioners, health professionals, and community leaders
comes together to address the specific health needs
within diverse communities on a local and global level.
COPC originated during the 1940s in South Africa
through the efforts of Sidney and Emily Kark, two
physicians that implemented a health delivery system
in an impoverished, rural area of South Africa (Pholela,
Natal). Appointed by the South African Government,
Dr. Sidney Kark was given the task of developing
a primary care system that focused on curing diseases
as well as disease prevention. The framework he introduced centered around five basic questions to be investigated: (1) What is the community’s current state of
health? (2) What are the factors that have contributed
to this health state? (3) What is being done about it?
(4) What more can be done and what is the expected
outcome? and (5) What measures are needed to continue health surveillance of the community and to
evaluate the effects of the existing programs?
A population-based system, COPC requires:
(1) a community-based, primary care practice; (2) an
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identifiable population or community for which the
practice assumes responsibility for effecting change in
health status; and (3) a planning, monitoring, and
evaluation process for identifying and resolving health
problems. The central tenet is to treat the patient in the
community context. As an example, the first proposal
for the United States Office of Economic Opportunityfunded health centers in the United States notes that:
“the need is not for the distribution of services to
passive recipients, but for the active involvement of
local populations in ways which will change their
knowledge, attitudes and motivation.”
The World Health Organization (WHO) and
United Nations Educational, Scientific and Cultural
Organization (UNESCO) endorsed the COPC model
at the Alma-Ata Conference on Primary Care in 1978.
In 1982, the Institute of Medicine in the United States
convened a conference on expanding research into
COPC. Following the conference, progress toward
fuller implementation of COPC concepts in the United
States and elsewhere were noted. COPC has continued
to expand in the developed and developing world.
COPC as an approach to specific clinical issues such
as chronic heart disease management, application of
COCP for pediatric populations and for migrant Muslim women in Germany, and evidence of COPC in
Spain and Brazil underscore the expansion of COPC
to vulnerable populations and communities globally.
The COPC model combines applied epidemiology,
collaboration with the community to prioritize health
issues, and define the community interventions, evaluation, and monitoring. This model promotes collaboration and coordination among the community and
health care professionals; creating an environment
whereby trust is created among the community, the
health system, and health care practitioners. These
linkages tie together the needs assessments, interventions, and outcomes.
Components of COPC
COPC transforms the traditional, doctor–patient
health model into a health care provider–community
health model. Since the 1970s, the WHO has recognized the importance of community participation and
its benefits. These benefits include increased health
benefits, efficiency, equity, and self-managed care.
Unlike the traditional clinical practice model, the
COPC program model relies heavily on input from
the surrounding community and then develops
a health plan that will address the community’s specific
needs. The COPC model contains three basic components: (1) a primary care practice providing accessible,
comprehensive, coordinated, continuous, and
accountable health care services; (2) a defined community for whose health the practice has assumed responsibility; (“Community” refers to either geographic or
social communities, or a combination of both; groups
that form within the workplace, church, or schools; or
persons enrolled in a common health plan, but not
made up of the active patients in a practice); and
(3) a cyclical process that includes six important steps:
Defining the Community
Defining the community is an integral part of the
COPC process, since the term “community” can be
defined many different ways, and relies on presumptions about geography and patient populations. Inaccurate definition of the community can impede the
COPC process by misdiagnosing the population and
suggesting the wrong intervention. A clear understanding of the population that will be served and making
community involvement easier throughout the process
is essential for success. While the Karks’ initial work
focused on a geographically defined community, communities can also be defined by sex or gender, race, or
other demographic descriptors; by language, religion,
or other cultural groupings; by employment status,
immigration status, or other legal categories; or other
characteristics. While quantitative data are essential to
achieving an understanding of a community, qualitative data such as focus group findings, oral histories, or
key informant interviews can also play a critical role in
understanding what defines a community.
Characterizing the Community
Following the definition of the community, the next
task is to describe the community. The characterization
of a community, using parameters such as geographic
or political boundaries, languages, ages, social norms,
economics, and the environment can be compared to
the general population and other peer communities to
help sharpen an understanding of the specific characteristics of the community. Boundaries such as census
tracts, health services areas, ZIP Codes, and even
Community-Oriented Primary Care
political jurisdictions are considered in characterizing
the community profile. Birth and death data, health
care utilization data, topographical characteristics,
socioeconomic data, health attitudes survey data, and
any other variables which influence an individual’s
health can be incorporated. By gathering data on the
community, a snapshot of health status will be formulated and health problems will be identified for intervention. Understanding and describing the community
its groups and issues are essential before any planning
occurs.
Prioritizing Community Health Problems
Identification of health problems for intervention
includes weighing and prioritizing issues suggested
from community leaders, health advisory boards, and
needs assessments. Selecting the first among many
issues to be addressed is a crucial step in the process.
Community involvement plays a critical role in this
part of the COPC process. Determining priority areas
rely heavily on what the community views as their
greatest concerns. Planners must weigh the views and
perspectives and avoid prioritization schemes that
favor one subgroup of the community over another.
Community priorities are often directed at issues with
a bearing on health status but seem to have little relationship to the medical care system. These issues can
include such variables as: education, access to meaningful employment, teenage pregnancy, transportation,
and safety. Clinicians who dismiss these issues as irrelevant to clinical care, or unchangeable, risk losing the
support of the community stakeholders involved in the
COPC process. These priorities reflect the determinants of health as defined by genetic endowment, social
circumstances, environmental exposure, health care
and behavioral patterns.
Detailed Assessment of the Health
Problem
Health problems selected as priorities must be
completely assessed by the planning team. Assessment
of the problem requires the analyzing of available data
whenever possible (disease incidence and prevalence
data, survey results, mortality rates, etc.). However,
data may not adequately describe the problems, especially in communities with lack of access to health
care or where surveying the community is difficult.
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Estimates and anecdotal data generated by those most
familiar with the community may help make up for
missing data. Community members and stakeholders
included in the assessment process can bring their own
perspectives to the issues. For example, the community
members may be able to help the planning team understand how past health interventions have fallen short,
or why community members have responded to
a survey in a particular way. As the team examines
each health problem, relationships between seemingly
unrelated health problems may emerge, noting relationships specific to this community. Unexpected
opportunities for synergy, coalition-building, or efficiencies may be uncovered while assessing prioritized
health problems.
Intervention
After a complete assessment of the problem has been
conducted, the intervention is developed. Several
approaches may be identified; however, the COPC
team will analyze and choose the most successful, practical, and feasible intervention for the population. The
intervention will also be problem specific. Factors such
as insurance status, available resources (equipment,
staff, facilities, etc.), access to transportation, potential
language barriers, as well as social and cultural norms
are factors influencing the implementation of the most
appropriate intervention. Interventions must be scientifically justifiable, evidence-based, and shown to be
effective in practice. They must also be reviewed,
accepted, and approved by community members to
ensure feasibility.
The provision of primary care clinical services such
as adult health, pediatrics, or behavioral health are
often the focus of a COPC intervention. However,
especially for low-income communities or those with
problems with access to health care, interventions may
need to go beyond physician care to include access to
prescription drugs, transportation to the site of
healthcare services, help with language or cultural barriers, safety for patients, referrals for specialty or hospital care, nutritional assistance, chronic disease
management education, or other health-related services. A COPC planning team that has done the work
of involving the community throughout the process
will be less likely to be surprised by barriers to achieving
optimal health.
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Community-Oriented Primary Care
Evaluation
Evaluation of the intervention is a necessary component of the COPC process. By measuring specific outcomes, the COPC team can identify what components
of the intervention worked, what components did not
work, and why. Evaluation of the outcomes leads to
a reassessment of the priorities and determines if the
process merits continuation in the community Evaluation should be an aspect of the initial plan that
accounts for the impacts of services and permits adjustment of services as needs change. The completion of
the evaluation step includes outcomes that support the
next cycle of the planning process, keeping community
contacts engaged and other stakeholders available for
the subsequent redefinition, and refocusing of assets
and reevaluation of outcomes.
COPC Today
For over 25 years, the COPC model has been used in
many types of health care environments in assessing
disease
risk
factors,
addressing
previously
unrecognized health problems, assessing the costeffectiveness of strategies, and identifying and targeting
the skewed distribution of various diseases. Today, the
COPC model has been applied in a wide variety of
clinical settings, from the rural villages in South Africa,
to urban clinics in the United States and Israel, to
general practices in the United Kingdom. Below are
two current examples:
Hadassah Community Health Center: Kiryat HaYovel,
Jerusalem
Hadassah Community Health Center has used
the COPC model since the 1960s and continues to
demonstrate and teach the model. As a result, there
has been a measurable reduction in a nemia due to
pregnancy, hypertension, cardiovascular risk, an
improvement in disparities in infant development
between the privileged and unprivileged, and an
increase in the use of family planning.
Parkland Health and Hospital System: Dallas, TX
Parkland is one of the largest public hospitals
and health systems in the United States and falls
under the jurisdiction of the Dallas County Hospital District, whose primary purpose is to provide
medical aid and hospital care to the indigent and
needy that live in Dallas County. Parkland’s
outpatient clinic system utilized the COPC model
from its inception in the 1980s and continues to do
so. The system consists of 11 centers providing
multiple primary care services (pediatrics, adult
health, dental services, and adolescent health) as
well as a robust homeless outreach division and
a network of school-based clinics. The Parkland
System has instituted clinics for refugee health,
optometry, podiatry, and behavioral health care
after analyzing demand for services. An annual
review of outcomes and epidemiologic data is integral to the system. Demographic change in this fastgrowing county has driven shifts in resources and
new center construction as patient populations follow jobs and affordable housing around the county.
All Parkland COPC centers have standing community advisory boards that review service offerings
and serve as liaisons to the community. These
boards also include representatives from other
stakeholders in the community, including health
care providers, nonprofit organizations, schools,
and civic groups. The Parkland COPC clinic system
sees over 300,000 clinic visits per year, the majority
of which are uninsured or on Medicaid.
Conclusion
COPC as a model of primary health care can provide
primary care based on the needs of the community,
whether that community consists of immigrants, specific ethnic groups, vulnerable populations, or
a homogeneous group. The model focuses on including
the community decision makers, providing prevention
and health promotion as core competencies, and community and individual problem solving. Immigrants
can benefit from a process that includes their contributions in designing services to suit their particular
needs. COPC is designed to create a system of care
that opens access and is designed to use the existing
assets of a community. It should improve efficiency and
effectiveness and as a worldwide model should be
advantageous as a primary care model in any type of
location, be it urban or rural, developing, or developed.
Related Topics
▶ Community
▶ Health care
▶ Vulnerable populations
Compadrazgo
Suggested Readings
Abramson, J. H. (1988). Community-oriented primary care – strategy, approaches, and practice: A review. Public Health Reviews,
16, 35–98.
Connor, E., & Mullen, F. (Eds.). (1983). Community oriented primary
care, new directions for health services delivery: Conference proceedings. Washington, DC: National Academy Press.
Cuetro, M. (2004). The origins of primary health care and selective
primary health care. American Journal of Public Health, 94(11),
1864–1874.
Epstein, L., Gofin, J., Gofin, R., & Neumark, Y. (2002). The Jerusalem
experience: Three decades of service, research, and training in
community-oriented primary care. American Journal of Public
Health, 92, 1717–1721.
Geiger, H. J. (1993). Community-oriented primary care: The legacy
of Sidney Kark. American Journal of Public Health, 83(7),
946–947.
Longlett, S. K., Kruse, J. E., & Wesley, R. M. (2001). Communityoriented primary care: Historical perspective. The Journal of the
American Board of Family Practice, 14, 54–63.
Mullan, F., & Epstein, L. (2002). Community-oriented primary care:
New relevance in the changing world. American Journal of Public
Health, 92, 1748–1755.
Nutting, P. A., Wood, M., & Moore, E. M. (1985). Communityoriented primary care in the United States: A status report.
Journal of the American Medical Association, 253(12), 1763–1766.
Pickens, S., Boumbulian, P., Anderson, R. J., Ross, S., & Phillips, S.
(2002). Community-oriented primary care in action: A Dallas
story. American Journal of Public Health, 92(11), 1728–1732.
Wright, R. A. (1993). Community oriented primary care: The
cornerstone to health reform. Journal of the American Medical
Association, 269(19), 2544–2547.
Suggested Resources
Nevin, J. E. (1995). Community-oriented primary care. Health Policy
Newsletter 8(2) Article 7. Retrieved June 16, 2010, from http://
jdc.jefferson.edu/hpn/vol8/iss2/7
Compadrazgo
MAURA I. TORO-MORN
Department of Sociology and Anthropology, Illinois
State University, Normal, IL, USA
The practice of compadrazgo (godparenting, ritual kinship) goes back to the colonization of the Americas by
Spain and Portugal. Historically, compadrazgo
(godparenting) has been (and still is) a cultural practice
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connected to religious rituals through a person’s life:
baptism, confirmation, first communion, and marriage. Through each of these rituals, padrinos (godparents) enter into social relations of obligation and close
friendship with members of another family. Historians
suggest that the practice of compadrazgo shaped social
and cultural life during and after the colonization and
settlement processes in Latin, Central America, and the
Caribbean. Visiting comadres (godmothers) was an
important social activity for women because it
cemented gendered and family bonds between women
of the same social class. The practice of compadrazgo
extended family bonds beyond those of blood-related
family members. Although the practice has been attributed to the Spanish and Portuguese colonizing elites,
there is evidence to suggest that complex sponsorship
ceremonies also existed among Aztec and Mayan
Indians prior to colonization. After colonization,
descendants of indigenous people have also adopted
this cultural practice. Historians also maintain that the
tradition of compadrazgo was embraced by Africans
and their descendants in the Americas as a way to create
bonds of obligation between people.
The most popularly known form of compadrazgo is
connected to a child’s baptism. At the time of the
baptism, surrogate parents (padrinos) are named and
introduced to the community through the baptism ceremony. The selected madrina (godmother) and padrino
(godfather) become compadres (godparents) of the
child’s parents. By accepting the role of padrinos, the
couple promise to care for the child in the event
that something happens to the biological parents. The
most significant religious commitment is the promise to
help raise the child according to Christian/religious
values.
Today, compadrazgo is both a religious and cultural
practice that characterizes Latino families across the
hemisphere. Researchers have conducted numerous
studies about the practice of compadrazgo in Mexico.
They have documented how the cultural significance of
this practice extends beyond the relationship of responsibility to a godchild, but more importantly in the
relationship between compadres, which become social
ties between two families. Therefore, Hispanic/Latino
families tend to be large and each child is entitled to
padrino and madrina, thereby increasing the number
of people an individual considers kin. A clear advantage
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of compadrazgo is that it increases the social capital
and resources of individuals and families.
Anthropologists argue that underlying compadrazgo
relations lie a complex structure of relations, hierarchy,
and behavior that needs to be studied more systematically. Research conducted in Oaxaca, Mexico, for
example, confirms that compadrazgo rituals continue
to be connected to the religious rituals of baptism,
confirmation, and first communion, but that the
most prestigious and onerous is the ritual connected
to the baptism ceremony. In Oaxaca, godparents pay
for the child’s baptismal clothing and other needs.
When the child marries, they pay for the wedding
clothing, offer a large gift, and in some cases may
sponsor a party for the newlyweds at their house.
Confirmation godparents also incur some expenses in
that they are also responsible for the child’s clothing
and provide a chest or cabinet for when the child
marries. First communion godparents are expected to
give a godchild a large wedding present. In Oaxaca, the
responsibilities and expectations of godparenting bind
community members in deep and complex ways,
including most principally the organization of production and labor relations. Godparents with social class
status (merchants) recruit godchildren and compadres
as workers.
In US Hispanic/Latino communities, compadrazgo
represents an important cultural institution. For
some groups, migration entails the loss of supportive
social relations as exemplified by compadrazgo ties.
Among Puerto Ricans in the Northeast, for example,
researchers have found that the loss of compadrazgo
ties has led to poor evaluations of the quality of life
and as a consequence poor health outcomes. In contrast, for Dominicans and Colombians, compadrazgo
ties are used to facilitate migration. In many rural
communities of the Dominican Republic and Colombia, everyone has a “compadre” in the USA. There is
also evidence that among some Hispanic/Latino
groups, small recreational clubs also offer immigrants
an opportunity to facilitate compadrazgo bonds.
There is evidence to suggest that compadrazgo ties
play a major role in the settlement process as well.
Compadres lend each other money, offer help in
finding employment, may offer a place to stay in
the process of migration, and/or secure business
contacts. It is unclear, however, whether these
compadrazgo ties function the same way for immigrant men and women.
There is some anecdotal evidence to suggest that
second-generation Latinos in the USA continue to
practice godparenting rituals. Maria Hinojosa’s memoir of the birth of her son, Raul, includes an account of
the baptism ritual they developed to maintain this
family tradition. Although they felt strongly about the
Catholic tradition of padrinos, they made a few adjustments. Raul had four sets of godparents, one for each
element, fire, water, air, and earth. During the ceremony, the godparents formed a circle and each set of
godparents stood on the four cardinal points. Each
set of godparent gave the child a symbolic present for
each element. There was drumming and singing and
their friends were invited to say or give something to
Raul. In the end, Maria Hinojosa writes that they “were
creating a new kind of family for him. These people
would be his familia now, his mentors and teachers and
caretakers, the people who made up his days and
nights, the people who may not have been tied by
blood but instead by love, and to be frank, by the
convenience of proximity.”
Related Topics
▶ Family
▶ Hispanics
▶ Latinos
▶ Social capital
Suggested Readings
Chant, S., & Craske, N. (2003). Gender in Latin America. New Brunswick: Rutgers University Press.
Ebaugh, H. R., & Curry, M. (2000). Fictive kin as social capital in new
immigrant communities. Sociological Perspectives, 43(2), 189–
209.
Griswold del Castillo, R. (1984). La familia: Chicano families in the
urban Southwest, 1848 to the present. Notre Dame: University of
Notre Dame Press.
Socolow, S. M. (2000). The women of colonial Latin America. Cambridge: Cambridge University Press.
Stephen, L. (2005). Zapotec women: Gender, class, and ethnicity in
globalized Oaxaca. Durham: Duke University Press.
Toro-Morn, M. (2008). Beyond gender dichotomies: Toward a new
century of gendered scholarship in the Latina/o experience. In
H. Rodriguez, R. Saenz, & C. Menjivar (Eds.), Latinas/os in the
United States: Changing the face of America. New York: Springer.
Zambrana, R. (1995). Understanding Latino families: Scholarship,
policy, and practice. Thousand Oaks: Sage.
Compliance
Compliance
MICHELE G. SHEDLIN
College of Nursing, New York University,
New York, NY, USA
The term compliance is generally used to refer to consumer/patient acceptance of recommended health
behaviors, and is often assessed by the extent to which
a person’s behavior coincides with medical or health
advice. It is frequently used in relation to the acceptance of specific required behaviors such as consistent
and correct use of medicines or the following of dietary
restrictions to correct or prevent a particular outcome
or condition. Other terms for these phenomena are
adherence, concordance, cooperation, and conformity.
Since the term compliance can infer an asymmetric and
hierarchical relationship between provider and patient,
and the expectation implied is that a consumer/patient
will accept provider instructions and will cooperate,
there is a clear current preference for the term adherence. Adherence, in fact, implies a more informed and
participatory decision by a consumer/patient to follow
provider recommendations and/or protocols for medical treatment.
Problems with compliance are seen as manifested in
missed appointments, failure to take medications, lost
prescriptions or medications, and medication misuse.
Also, discontinuation of protocols and medications are
equated with noncompliance, even when discussed in
the light of such obstacles as responses to unwanted
collateral effects of the recommended behavior/procedure/medication.
Most research has focused on the factors influencing poor compliance and has examined patient characteristics, particular illnesses, or medications most
associated with noncompliance. However predictive
ability would seem to come from an understanding of
psychosocial factors affecting compliance, especially
health beliefs including perceptions of vulnerability,
the meanings/implications of illness and disease, the
perceived costs and benefits of complying, and the
quality of the provider–patient relationship. Other
factors which may influence compliance are trialability
(ability to test out what is recommended),
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comprehension (how well the behavior/procedure or
medication required is understood), and cultural
acceptability (how consonant it is with cultural values
and a sense of well-being).
The capacity of the consumer/patient to comply
is another important consideration. Understanding
the cultural acceptability of the required behaviors
or health effects of a protocol or medication, while
crucial to correct use and continuation, is not sufficient. Lifestyle issues, family influence and behavior,
cost, convenience, risk of stigma, and accessibility are
factors which may influence a patient’s ability to
comply. Addiction, or even the occasional use of
illicit drugs or abuse of alcohol, is another factor
which may interfere with an individual’s ability to
comply.
Noncompliance by immigrants is usually attributed
to a lack of understanding of the instructions because
of language or educational levels, or the willful refusal
or misunderstanding on the part of the individual or
family. If these assumptions determine the provider/
patient interaction in a medical consult, they may limit
communication and thus the resolution of erroneous
assumptions, fears, and inadequate information which
undermine recommended behaviors. This is especially
true where self-administration and daily motivation
are required. The effects of this type of consumer/
patient–provider relationship exist despite the fact
that in many cultures this dynamic is an expected
one, especially between male physicians and female
patients. But culturally appropriate or not, the
role/status of the provider and the expectations inherent in the term “compliance” can serve as barriers to
the correct use and continuation of a medicine or
medical protocol. Compliance is affected not only by
the provider/patient communication, but such salient
issues as the perceived roles and expected behaviors
of provider and patient, the characteristics of patients
and providers, the type of protocol or program
involved, the criteria for compliance, and many other
aspects of the context and quality of the health care
encounter.
Understanding compliance (and the behaviors,
attitudes, knowledge, and motivation supporting it)
must include identification of the social and cultural
factors affecting behavioral decision making which
vary with a complex array of factors in immigrant
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lives. An individual’s or family’s decision not to accept
or to follow medical advice may be quite reasonable
based upon their knowledge, experiences, or beliefs.
Furthermore, continual exposure to controversies and
contradictions, even in rural areas and traditional communities of sending countries, can foster fears and
a lack of confidence in the alternatives being offered
in a new country or community or type of provider.
One of the problems in understanding “compliance” is
that it is largely understood through outcomes. Except
by the analysis of body fluids to determine the presence
or absence or actual levels of a medication, for example,
providers are usually unable to identify noncompliance
until such outcomes as pregnancy, increased viral
loads, or frank illness. Methods of assessment such as
pill counts and self-report can only provide clues about
compliance.
There are various steps which can be taken by programs and providers to enhance compliance: Some of
those which involve a consideration of specific immigrant needs are:
1. Encouragement of questions in the initial
consultation and in follow-up visits when new
issues and concerns may have emerged; obviously,
a lack of questions does not necessarily indicate
satisfaction or compliance, especially in traditional
cultures.
2. Understanding of the patient’s level of comprehension of what is recommended.
3. Emphasis on the advantages and the attributes of
what is recommended which are culturally acceptable; address the aspects of a medication or procedure which may have negative cultural
interpretations.
4. Provision of information about health benefits and
their meanings to the individual patient.
5. Direction of attention to media issues or local
myths which may undermine required behaviors.
6. Assessment of patient characteristics which would
act as barriers to their ability and desire to comply.
7. Assessment of the situational factors which might
influence desire and ability to comply.
8. Satisfaction with patient–provider relationships
and other aspects of the medical/family planning
encounter can facilitate cooperation, understanding, and communication.
9. Referral to, or creation of, a culturally appropriate
and accessible mechanism for patient support,
especially for counseling and information regarding
obstacles to compliance.
Clearly, these recommendations place greater
responsibilities on the provider. Especially difficult in
some cases may be the responsibility to recognize and
have some understanding of immigrant needs and the
cultural factors which may affect a patients’ motivation
and ability to comply. In multicultural settings, the
challenge obviously includes a commitment to developing culturally informed and knowledgeable health
care teams.
Related Topics
▶ Adherence
▶ Barriers to care
▶ Communication barriers
▶ Physician–patient communication
Suggested Readings
Becker, M. H., & Maiman, L. A. (1980). Strategies for enhancing
patient compliance. Journal of Community Health, 6(2), 113–135.
Benagiano, G., & Shedlin, M. G. (1992). Cultural factors in oral
contraceptive compliance. Advances in Contraception, 8(1),
47–56.
Cook, N., Kobetz, E., Reis, I., Fleming, L., Loer-Martin, D., &
Amofah, S. A. (2010). Role of patient race/ethnicity, insurance
and age on Pap smear compliance across ten community health
centers in Florida. Ethnicity & Diseases, 20(4), 321–326.
Eraker, S. A., Kirscht, J. P., & Becker, M. H. (1984). Understanding
and improving patient compliance. Annals of Internal Medicine,
100(2), 258–268.
Jay, S., Litt, I. F., & Durant, R. H. (1984). Compliance with therapeutic regimens. Journal of Adolescent Health Care, 5(2), 124–136.
Li, W. W., Stewart, A. L., Stotts, N. A., & Froelicher, E. S. (2005).
Cultural factors and medication compliance in Chinese immigrants who are taking antihypertensive medications: Instrument
development. Journal of Nursing Measurement, 13(3), 231–252.
PubMed PMID:16605045.
Roter, D. L., Hall, J. A., Merisca, R., Nordstrom, B., Cretin, D., &
Svarstad, B. (1998). Effectiveness of interventions to improve patient
compliance: A meta-analysis. Medical Care, 36(8), 1138–1161.
Sherbourne, C. D., Hays, R. D., Ordway, L., DiMatteo, M. R., &
Kravitz, R. L. (1992). Antecedents of adherence to medical recommendations: Results from the Medical Outcomes Study. Journal of Behavioral Medicine, 15(5), 447–468.
Uitewaal, P., Hoes, A., & Thomas, S. (2005). Diabetes education on
Turkish immigrant diabetics: Predictors of compliance. Patient
Education and Counseling, 57(2), 151–161.
Confianza
Confianza
PATRICIA DOCUMET
Department of Behavioral & Community Health
Sciences, Graduate School of Public Health, University
of Pittsburgh, Pittsburgh, PA, USA
In Spanish, confianza means “hope or firm belief in
something or someone,” and also “familiarity.” Indeed,
in the English language literature on Latinos, confianza
is used for both “trust” and “familiarity,” not one or the
other but together.
Confianza is a necessity for any personal relationship that includes meaningful interactional behavior
within the Latino culture. Confianza provides
a comfortable, safe space, where the person can be
himself or herself, with no need for false pretenses.
A relationship with confianza is by definition personal,
involves an informal way of relating that enables the
formation of a special bond, and opens the possibility
for sharing feelings and concerns at a deep level. Such
a relationship also carries the understanding that the
information being shared must be kept confidential
and not disclosed to others who are not en confianza.
Like other cultural characteristics, confianza has to
be learned through socialization. The importance of
relationships within the extended family in Latino culture could be at the root for the perceived need for
confianza. Such intra-family relationships are expected
to involve confianza and, in turn, are held as the ideal
for all other meaningful relationships. The presence of
confianza within a relationship enhances the quality
and value of the interaction. This quality, in turn,
gives credibility to the relationship.
Confianza is closely related to two other integral
characteristics of Latino culture: personalismo and
respeto. Personalismo is the importance of personal
relationships. Respeto is the use of appropriate deferential behavior toward others based on age, sex, social
position, economic status, and authority. The exercise
of personalismo and respeto in Latino culture engenders
confianza. Interestingly, a Spanish version of the Therapeutic Collaboration Scale (TCS) is composed of 14
items that measure personalismo, respeto, and confianza
because they are crucial constructs for Latinos’ daily
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lives and for the development of a useful therapeutic
relationship.
Confianza develops under certain conditions that
relate to personalismo and respeto: a caring attitude,
mutuality, informal communication styles, and
repeated contact. A caring attitude shows that the person matters to the other and is demonstrated by asking
questions, listening attentively to what the person has
to say, or showing interest in the person’s family. Mutuality refers to the sharing of information or experiences.
It can also take other forms, from as simple as exchanging a few phrases in Spanish as a way of connecting, to
talking about commonalities of food or family background. For example, many educators use their own
youth experiences to communicate with students and
foster confianza. The crucial aspect of these exchanges is
the understanding that is established between the different parties, even if they have unequal power. The
informal communication style, characteristic of
confianza, helps in creating a connection. However,
this informality should not be seen as a lack of respeto;
a person could still maintain his or her position within
the family/social hierarchy, while communicating informally with others who are older or younger or who hold
more or less authority. Repeated contacts are also necessary, because a single contact can only demonstrate the
potential for confianza. Confianza can only develop
with time, and the investment of a valued resource,
such as time, is a way of showing that one cares.
Latinos use confianza to evaluate all relationships,
including professional ones (e.g., service providers). In
fact, some researchers have argued that confianza is the
cornerstone for any supportive relationship, especially
those that involve giving and receiving information and
suggestions. Latinos tend to rate highly physicians who
inquire about the patient personally, take time to
explain a diagnosis or procedure, and relate some personal information, however small, during the encounter. These same physicians could also expect higher
compliance from their Latino patients. The benefits of
confianza have been demonstrated in breast-feeding
promotion, cancer screening, domestic violence and
social work services, education, and psychotherapy.
For example, confianza in the doctor coupled with
a comfortable communication style has been shown
to decrease the embarrassment associated with Pap
tests, while the lack of confianza resulted in higher
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embarrassment levels and doubts about the service or
the tests. In general, Latinos feel that doctor–patient
relationships in health care settings in the United States
are often rushed and impersonal, and make it difficult
to foster confianza. The bureaucratic infrastructure and
the lack of continuity of health care have also been
shown to hinder the development of confianza.
Confianza can be purposively constructed and
needs to be maintained. Cultivating confianza makes
sense because it can help bring a great deal of cultural
understanding into therapeutic or service relationships. Taking the time to develop confianza shows that
the provider has the best interest of the patient, client,
or student at heart.
The same principle that we apply to personal relationships can be applied to organizational settings.
Developing relationships with Latino organizations
could foster “indirect confianza” for the provider and
enhance its credibility. As with personal relationships,
organizational relationships require sincerity and trust
to establish a bond that can exist over an extended
period of time, and are based on proof of positive and
contributing actions. This approach could also be used
for recruiting research participants. Community members who trust a Latino agency are more likely to trust
the research institution that has taken the time to
develop a relationship of confianza with the agency.
Related Topics
▶ Hispanics
▶ Latinos
▶ Physician–patient communication
▶ Respeto
Suggested Readings
Belknap, R. A., & Sayeed, P. (2003). Te contaria mi vida: I would tell
you my life, if you only asked. Health Care for Women International, 24(8), 723–737.
Bracero, W. (1998). Intimidades: Confianza, gender, and hierarchy in
the construction of Latino-Latina therapeutic relationships. Cultural Diversity and Mental Health, 4(4), 264–277.
Delgado, M. (2007). Social work with Latinos: A cultural assets paradigm. Oxford, UK: Oxford University Press.
Dyrness, A. (2007). ‘Confianza is where I can be myself ’: Latina
mothers’ constructions of community in education reform. Ethnography and Education, 2(2), 257–271.
Gallagher-Thompson, D., Singer, L. S., et al. (2004). Effective recruitment strategies for Latino and Caucasian dementia family caregivers in intervention research. The American Journal of Geriatric
Psychiatry, 12(5), 484–490.
Monzó, L. D., & Rueda, R. S. (2001). Sociocultural factors in social
relationships: Examining Latino teachers’ and paraeducators’
interactions with Latino students (Research Report 9). Santa
Cruz, CA: Center for Research on Education, Diversity, and
Excellence.
Paris, M., Bedregal, L., et al. (2004). Psychometric properties of the
Spanish version of the therapeutic collaboration scale (TCS).
Hispanic Journal of Behavioral Science, 26(3), 390–402.
Convention Against Torture
KATHRIN MAUTINO
Mautino & Mautino, San Diego, CA, USA
The Convention Against Torture (CAT) is the common
name for Article 3 of the United Nations Convention
Against Torture and Other Forms of Cruel, Inhuman or
Degrading Treatment or Punishment. The CAT as
enacted in the United States provides that an individual
will not be returned to a country where there are
substantial grounds to believe that the individual will
be tortured.
Torture is defined as any act by which severe pain or
suffering, whether physical or mental is intentionally
inflicted on a person. It does not include pain or suffering incidental to lawful sanctions, including the
death penalty. However, the regulations state that lawful sanctions that “defeat the object and purpose” of the
CAT can be considered torture. In other words, an
individual can argue that some punishments for
crime rise to the level of torture even if they are lawful
punishments for crimes.
An individual can receive CAT relief based upon
past torture and the possibility of future torture. Health
care professionals trained in recognizing the mental
and physical signs of torture are priceless when it
comes to developing a successful CAT application.
Although some individuals may have obvious physical
scars, some individuals inflicting torture have become
more sophisticated in developing techniques such as
water-boarding, that do not leave a physical sign. Mental health professionals who can write an authoritative
statement as to whether, in their opinion, a victim has
suffered past torture, are extremely important to the
preparation of a good case.
Convention on the Prevention and Punishment of the Crime of Genocide
CAT relief differs considerably from asylum. In asylum, an individual must establish a well-founded fear
of persecution based upon race, religion, nationality,
political opinion, or social group. Well-founded fear is
often described as a “reasonable person” standard –
a reasonable person in that situation would be afraid.
CAT relief requires establishing that it is “more likely
than not” that an individual will be tortured – a higher
standard than for asylum. In addition, CAT does not
require showing that the torture is because of one of the
five grounds for asylum.
Individuals granted refugee or asylee status are eligible to apply for permanent resident status after being
in the United States for 1 year. Individuals granted CAT
relief are not eligible for permanent resident status.
CAT relief maintains the person under the jurisdiction
of the Executive Office for Immigration Review (Immigration Court), in a status known as withholding of
removal. Individuals in such status cannot leave the
United States except in rare circumstances, although
they are eligible for work authorization. These individuals are deemed still to be in removal proceedings.
Normally, individuals granted withholding of removal
are not imprisoned or otherwise detained by the
government.
Individuals are ineligible for asylum if they are
guilty of certain serious crimes, have themselves persecuted others, or are a security threat. However, such
individuals remain eligible for deferral of removal
pursuant to the CAT. Deferral of removal is more
limited than withholding of removal discussed above.
Under deferral of removal, the individual can be
imprisoned in the United States. Most individuals
who are ineligible for withholding of removal are subject to mandatory detention by the government. Such
detained individuals are entitled only to have their
detention reviewed at regular intervals to determine if
the reason for detention remains. In effect, some applicants for CAT relief are accepting life imprisonment in
the United States, rather than return to the country of
citizenship.
At any time, the government can move the Immigration Court to reopen a deferral of removal case
based upon new evidence that the individual will not
be tortured, including diplomatic assurances from the
individual’s country of citizenship. The Immigration
Judge is required to hold a de novo hearing, meaning
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a review of all of the underlying facts and the relevant
law, on whether or not the individual still qualifies for
relief. The individual in question also can move to have
the deferral of removal order terminated – he or she
would then be deported to the country of citizenship.
CAT relief is defensive in nature. The regulations
provide that the Immigration Judge is the only person
who can consider a claim for relief under CAT; unlike
asylum, there is no administrative method to apply for
CAT relief. Asylum applications generally must be filed
within 1 year of an individual’s entry into the United
States; however, there is no time limit for applying for
CAT relief.
Related Topics
▶ Asylum
▶ Detention
▶ Refugee
▶ Torture
Suggested Resources
United Nations website. http://untreaty.un.org/cod/avl/ha/catcidtp/
catcidtp.html
Convention on the Prevention
and Punishment of the Crime
of Genocide
CRISTINA CAZACU CHINOLE
Center for Ethics and Public Policies, Bucharest and
Iasi, Romania
The Convention on the Prevention and Punishment of
the Crime of Genocide was the first human rights treaty
that was adopted by the General Assembly of the
United Nations on December 9, 1948. The key provision of this Convention is that genocide is declared to
be a crime under international law and is punishable
regardless of whether it is committed in a time of peace
or in a time of war. This distinction is important as
genocide is seen as different from “crimes against
humanity,” whose legal definition specifies wartime.
Genocide (from Greek: genos, people or race; and
Latin: caedere, to kill) is the systematic attempt to
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destroy and/or eradicate an ethnic, national, racial, or
religious group. The term was used for the first time
by the Polish writer Raphael Lemkin in 1944, in his
work about the Nazi occupation of Eastern Europe.
Lemkin, who fled from Germany during World War
II to the USA, drafted the International Convention
on the Prevention and Punishment of the Crime of
Genocide.
Yet, although the term “genocide” as such is new,
the practice of extermination of entire groups or population is common throughout the entire history of
mankind. It was the Holocaust, the systematic killing
of Jews, Gypsies, Slavs, political opponents, and the socalled social deviants like homosexuals and the mentally disabled in the Nazi extermination camps that
prompted the call for international legislation to
prohibit and punish such deeds. The development of
legal thinking and procedures after World War II,
especially about war crimes and crimes against
humanity, paved the way for the development and the
adoption of the Genocide Convention. Even if the
world was still in shock after the horrors of the Nazi
regime, it took a while until the Convention was ratified
by the necessary 20 States, and entered into force in
January 1951.
As of today, 140 States have ratified the Genocide
Convention, a treaty that is in line with the priorities set
by the United Nations and the modern human rights
movement, aiming to eradicate racism and xenophobia. More importantly, it stresses the role of criminal
justice and accountability in the protection and promotion of human rights. The Convention is one of the
important pillars of the framework of protection of
national, racial, ethnic, and religious minorities from
various threats to their very existence.
Unlike other human rights treaties, there is no
specific monitoring body or expert committee but it
contains the provision that any Contracting Party may
call upon the competent organs of the United Nations
to act under the United Nations Charter in any way that
may be suitable to prevent and suppress acts of
genocide.
The Convention is relatively brief, with just 19 short
articles. The Preamble of the Convention affirms that
genocide is contrary to the spirit and aims of the United
Nations and is condemned by the civilized world, since
genocide has inflicted great losses on humanity at all
periods of history. It also stresses that international
cooperation is necessary “to liberate mankind from
such an odious scourge.”
The first Article provides the important clarification that genocide can be committed “in time of peace
or in time of war” and that it is a distinct crime from
crimes against humanity. The crime of genocide is
defined in the second Article, as any of a number of
acts which are committed with the intent to destroy,
either as a whole or in part, a national, ethnic, racial, or
religious group, killing members of the group; causing
serious bodily or mental harm to members of the
group; deliberately inflicting on the group conditions
of life calculated to bring about its physical destruction
in whole or in part; imposing measures intended to
prevent births within the group; and forcibly transferring children of the group to another group.
According to the third Article, not only is genocide
to be punished but also the conspiracy, the direct or
indirect incitement, attempt or complicity to commit
genocide. The fourth Article states that there should be
no immunity since persons that commit genocide or
any of the acts enumerated previously should be
punished regardless, even if they are constitutionally
responsible rulers, public officials, or private
individuals.
The fifth Article contains provisions about the legislation that Contracting Parties have to adopt in order
to provide effective penalties for persons guilty of genocide, or any of the other acts enumerated in the third
Article.
The sixth Article of the Convention stipulates that
any person charged with genocide shall be tried by
a competent tribunal of the State in the territory in
which the act was committed, or by an international
penal tribunal that may have jurisdiction over the
Contracting Parties. The next Article stipulates that
genocide shall not be considered to be a political
crime for the purpose of extradition and, in such
cases, Contracting Parties pledge themselves to grant
extradition.
Pursuant to the eighth Article, any Contracting
Party may call upon the competent organs of the
United Nations to take such action under the Charter
of the United Nations as they consider appropriate for
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the prevention and suppression of acts of genocide or
any of the other acts enumerated in the third Article.
The following Article stipulates that any disputes
between the Contracting Parties relating to the interpretation, application, or fulfillment of the Convention, including those relating to the responsibility of
a State for genocide or for any of the other acts
described previously, shall be submitted to the International Court of Justice at the request of any of the
parties to the dispute.
Although it is considered a pillar of the framework
of international humanitarian rules, the Genocide
Convention has been criticized for its limitations.
Due to the vague and unclear definition of genocide,
prevention and punishment of genocide is difficult.
Moreover, Article XI requires that the members of the
UN have to ratify the document, but there are many
States which did not ratify it, for nearly 50 years. On
the ground that the Convention violates sovereignty,
the USA did not ratify the convention until 1988.
At the time of its ratification, the US stipulated that
the USA would not be subject to the jurisdiction of
the International Court of Justice and that US laws
would take precedence over the Convention. Nevertheless, in 1990, the US Congress passed the Immigration and Nationality Act (INA) (8 U.S.C.A. } 1182),
that stipulates that aliens guilty of genocide are
excluded from entry into the USA, or deported when
discovered.
Another flaw is that there is no committee or
monitoring body for this Convention to ensure
implementation and compliance, like the Convention
on the Elimination of All Forms of Discrimination
Against Women, International Covenant on Civil
and Political Rights, and United Nations Convention
Against Torture and Other Cruel, Inhuman or
Degrading Treatment or Punishment. After several
requests for setting up a treaty body, by adopting an
additional protocol to the Convention, or passing
a resolution of the General Assembly, in 2004, the
Secretary General of the United Nations established
the high-level position of Special Adviser on the Prevention of Genocide.
The limitations of the Genocide Convention are
obvious since, in spite of its provisions that State
Parties should “prevent and punish genocide,” millions
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of people still have died without intervention in Cambodia, the former Yugoslavia, the Democratic Republic
of Congo, Sierra Leone, Rwanda, and Darfur.
Related Topics
▶ Ethnic cleansing
▶ European Court of Human Rights
▶ Holocaust
▶ Human rights
▶ Torture
Suggested Readings
International Court of Justice. (1951). Reservations to the genocide
convention, Advisory Opinion. I.C.J. Reports, p. 15.
LeBlanc, L. J. (1991). The United States and the genocide convention.
Durham: Duke University Press.
Lemkin, R. (1944). Axis rule in occupied Europe. Washington: Carnegie Endowment for International Peace.
Quigley, J. (2006). The genocide convention: An international law
analysis. London: Ashgate.
Weindling, P. J. (1980). Health, race and German politics between
national unification and Nazism. Cambridge: Cambridge University Press.
Suggested Resources
Encyclopedia Britannica. (2004). Definition of genocide, from
Encyclopedia
Britannica.
http://www.britannica.com/
EBchecked/topic/229236/genocide, United States of America, 9
September 2004, 2004/955 (Press release). Accessed May 10,
2010.
Office of the High Commissioner for Human Rights. Convention on
the prevention and punishment of the crime of genocide. http://
www.un.org/millennium/law/iv-1.htm. Accessed May 25, 2010.
U.N.T.S.(United Nations Treaty Series), No. 1021, Vol. 78,
p. 277. http://www.preventgenocide.org/law/convention/text.
htm. Accessed May 19, 2010.
World Conference against Racism, Racial Discrimination, Xenophobia and Related Intolerance, 2001 Declaration. http://www.un.
org/WCAR/durban.pdf. Accessed May 5, 2010.
COPC
▶ Community-oriented primary care
Coping
▶ Resilience
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Cortisol
Cortisol
LUIS F. RAMIREZ
Quality Outcomes Training, Brecksville, OH, USA
Cortisol is a hormone produced by the zona fasciculata
of the adrenal cortex. There are two adrenal glands,
each of which weighs about 4 g, located on top of the
kidneys. Each gland is composed of two distinct parts:
the adrenal medulla and the adrenal cortex.
The adrenal medulla secretes the hormones epinephrine and norepinephrine and the adrenal cortex
secretes a group of hormones called the corticosteroids
produced by three different layers of the medulla.
The zona glomerulosa secretes aldosterone, the
zona reticularis secretes adrenal androgens, and the
zona fasciculata secretes the glucocorticoids cortisol
and corticosterone. These hormones are synthesized
from cholesterol and have similar formulas but different functions.
Cortisol is referred as the “stress” hormone because
it plays an important role in the stress response.
Together with norepinephrine, cortisol is released during times of threat and is critical to survival. Cortisol
aids in survival by redistributing energy when an individual is under attack. To do so it suppresses functions
not needed for immediate survival, including reproduction, immune response, digestion, and pain.
Cortisol promotes vital functions, including heart rate
and blood pressure, while shunting energy to the
brain and muscles to speed up thought processes and
fight or flee.
However, chronic high levels of cortisol cause gastric
ulcers, thinning of the bones, and possibly brain damage.
In animals, stress has produced a reduction of
neurotrophins which in turn decreases the growth of
new neurons in the hippocampus. These actions may
affect memory and mood leading to depression and
feelings of fatigue. Stress also impairs the immune system which can lead to an increase in infections and
possibly increase rates of cancer.
Stress also affects the cardiovascular system and
patient suffering depression and heart disease have
five times higher risk of sudden death than the patients
without depression.
Persons suffering posttraumatic stress disorders are
also predisposed to cardiac problems.
The disorder of hypercortisolism is called Cushing’s
syndrome and the one causing hypocortisolism is
known as Addisson’s disease. These are serious conditions that need immediate treatment. The main problems with Addisson’s disease are electrolyte imbalance,
inability to regulate blood pressure, muscle weakness,
inability to tolerate stress leading to cardiac problems,
neurological problems, shock, and death.
The Cushing’s syndrome is characterized by mobilization of fat from the lower part of the body with extra
deposition of fat in the thoracic and upper abdominal
regions. Also there is an edematous appearance of the face
with acne and hirsutism. Persons suffering Cushing’s syndrome are feeling weak and are susceptible to infections.
Increases in cortisol levels have been associated with
the development of mental disorders, especially depression. The immigration process, legal or otherwise, is
a stressful situation which will produce an increase in
cortisol levels.
The development of mental disorders is the final
outcome of a complex series of events in which cortisol
is part of the process and methods of reducing the levels
of cortisol may be beneficial in the management of these
disorders.
Besides these disorders, there are different factors
affecting cortisol levels. Among the ones increasing
levels besides stress are ingestion of caffeine, sleep deprivation, anorexia nervosa, some oral contraceptives,
and prolonged physical exercise. Factors reducing cortisol levels are music therapy, massage therapy,
laughing and the experience of humor, and in general
relaxation exercises. The ingestion of omega-3 fatty
acids can also lower levels of cortisol.
Related Topics
▶ Job stress
▶ Posttraumatic stress disorder
▶ Social stress
▶ Somatic symptoms
▶ Stress
Suggested Readings
Bremner, J. D. (2002). Does stress damage the brain? Understanding
trauma related disorders from a mind-body perspective. New York:
W.W. Norton.
Cross-Cultural Health
Guyton, A. C., & Hall, J. E. (2000). Textbook of medical physiology.
Philadelphia: W.B. Saunders.
Sapolsky, R. M. (2004). Why zebras don’t get ulcers (3rd ed.).
New York: Owl Books.
Council for International
Organizations of Medical
Sciences
SANA LOUE
Department of Epidemiology and Biostatistics, Case
Western Reserve University School of Medicine,
Cleveland, OH, USA
The Council for International Organizations of Medical Sciences (CIOMS) was formed in 1949 by the World
Health Organization (WHO) and the United Nations
Scientific and Cultural Organization (UNESCO).
CIOMS strives to facilitate and promote international
activities in the biomedical sciences. In furtherance of
this goal, CIOMS has issued International Guidelines
for Biomedical Research Involving Human Subjects and
International Guidelines for Ethical Review of Epidemiological Studies. Each of these documents addresses
issues relating to informed consent, risks and benefits,
vulnerable populations, and ethical review.
Several of the guidelines in each of these CIOMS’
documents are relevant to the conduct of research with
immigrant populations. For example, Guideline 13 of
the International Guidelines for Biomedical Research
Involving Human Subjects advises that special justification is required for inviting vulnerable individuals to
participate in research and that their rights and welfare
must be protected. Refugees and displaced persons are
explicitly recognized as vulnerable in the context of
conducting research in the commentary to this guideline. Individuals who are politically powerless are also
identified as vulnerable; this could encompass individuals who are illegally present in a country and individuals who have recently immigrated to a country and are
unfamiliar with its culture or systems. Similar provisions exist in the International Guidelines for Ethical
Review of Epidemiological Studies.
Although other Guidelines in each of these documents do not refer specifically to immigrants, they are
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clearly relevant to the conduct of research with immigrants. These relevant provisions include the proscription against undue inducement to participate in
research, the provision of information to prospective
participants in language that is understandable, and the
need to balance the risks and benefits of participation.
Depending upon the focus of the study and the immigration status of an individual, the balance of risks and
benefits for immigrants may be significantly different
from that for native-born individuals. For example,
a breach of confidentiality in the context of a USbased questionnaire study relating to drug use could
potentially lead to jail or imprisonment for some participants, but to deportation for only noncitizen immigrant participants.
Related Topics
▶ Ethical issues in research with immigrants and
refugees
▶ Helsinki Declaration
▶ Informed consent
▶ Nuremberg Code
Suggested Readings
Council for International Organizations of Medical Sciences.
(2002a). International guidelines for biomedical research involving
human subjects. Geneva: Author.
Council for International Organizations of Medical Sciences.
(2002b). International guidelines for ethical review of epidemiological studies. Geneva: Author.
Suggested Resources
Council for International Organizations of Medical Sciences. http://
www.cioms.org
Cross-Cultural Health
RIKA SUZUKI1, IQBAL AHMED1,2
Department of Psychiatry, John A. Burns School of
Medicine, University of Hawaii, Honolulu, HI, USA
2
Department of Psychiatry, Tripler Army Medical
Center, Honolulu, HI, USA
1
Culture is defined by a group’s distinct values, norms,
and beliefs, including understanding of life and death.
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It is shared among individuals who identify themselves
similarly. Culture is passed down from generation to
generation, and is a core part of every individual.
Communication style, spirituality, familial roles, sense
of autonomy versus collectivism, and behavioral and
social norms are among the many factors that comprise
one’s identified culture. These factors help to shape
one’s understanding of health, what causes illness,
what appropriate responses to illness are, and how
illness should be treated. Thus, culture can profoundly
impact how one approaches health care, from individual interactions with providers and staff to the larger
exchange with health care systems and organizations.
What Is Cross-Cultural Health?
Cross-cultural health can be defined as an approach to
health care that attempts to reconcile differing cultural
values, behaviors, and practices about health. In this
way, it strives to accomplish effective health care across
different cultures. For its providers, cross-cultural
health care involves both an awareness of one’s own
attitudes and beliefs, and an awareness of others’ attitudes and beliefs, about health and illness. Crosscultural health at an individual level entails everything
from how a provider and patient interact; how they
negotiate screening, diagnostic, and treatment interventions; how education is communicated; and how
long-term relations are maintained between them.
At the systems level, cross-cultural health encompasses issues at the community, public health, and
organizational level. Pertinent tasks include management of illness but also health promotion, and screening and education for illness prevention, including
administering preventive medications to varied population groups. Examples include cultural attitudes
toward blood pressure screenings and administration
of the H1N1 (influenza) vaccine to those at risk. Also
included in cross-cultural health at the systems level are
the various strategies health organizations undertake to
promote better relations with their culturally diverse
patient populations. This includes education of providers and other care team members as well as outreach
to patient groups. A necessary task in effective crosscultural health care is the examination of those factors
that pose barriers to care across cultures. Much of the
literature to date focuses on the negative health impacts
of cultural differences. Relatively less literature exists
about how different cultural beliefs (which may deviate
from biomedical models) may be protective in terms of
health.
What Is the Relevance of CrossCultural Health?
In the USA, as well as in almost every country in the
globe, the population is becoming increasingly diverse.
For example, by the year 2030, the ethnic minority
population in the USA (African Americans, Hispanics,
Asian/Pacific Islanders, Native Americans, and Alaskan
Natives) will grow from 28% to over 40% of the population. In the decade of 1990–2000, the number of
people in the USA speaking a language other than
English at home increased from 31.8 million to 47.0
million. Currently, 21 million Americans are limited in
English proficiency. Linguistic differences, however, are
just one facet of cross-cultural health care. Beliefs and
attitudes, including religious, have been shown to have
a large impact on an individual’s health behaviors,
according to studies on cross-cultural health care. In
his formative anthropologic work on culture, illness,
and care, Kleinman states that “70 to 90 percent of all
self-recognized episodes of sickness are managed exclusively outside the perimeter of the formal health care
system.” This suggests that, with the steady increase in
the minority populations in the USA in the past 30
years, many more individuals than ever before may
seek out culturally based resources (family/friends, religious authorities, traditional healers, self-help groups,
etc.) prior to seeking help from formal health care
providers. In part, this may be due to a desire to
avoid encounters that could potentially be costly, difficult, uncomfortable, or frustrating, and in the worst
cases, offensive.
Where Do We See Cross-Cultural
Health Care Today?
Cross-cultural health is carried out in a wide variety of
settings today – outpatient community clinics, private
health clinics, local hospitals (emergency room, inpatient units), offices of social work and other health
care staff, disease prevention clinics (tuberculosis, sexually transmitted disease clinics), community health
screenings, and specialized settings (substance abuse
clinics, domestic violence shelters, homeless shelters,
nursing homes, hospices, and rehabilitation clinics).
Cross-Cultural Health
Cross-cultural health care also takes place in pharmacies, where patients are often educated by pharmacists
just prior to receiving their medications.
Challenges of Cross-Cultural Health
Care
Cross-cultural health care at its best will work towards
decreasing the prejudices, misunderstandings, and
assumptions between providers and their patients to
enable care that is both meaningful and effective. Imagine the scenario of a newly immigrated young Chinese
woman with reproductive difficulties presenting to
a Los Angeles community clinic. One can imagine the
possible frustration she and her family may be
experiencing in the couple’s futile attempts to conceive
a child. Childbearing, across all cultures, is indeed
a valued life task. However, this woman’s distress may
be more profound than we might imagine given her
cultural context. Traditionally, in some Chinese subcultures, the ability to bear a male child is highly
valued. It becomes clear that the initial interface
between a provider and this patient and family will be
critical in addressing their distress and concerns, and in
clarifying their understanding of a possible physical
problem. They may not accept, if in fact she is infertile,
that she cannot have a child, much less a male child.
Frustration, grief, understanding, and support will
need to be skillfully managed in the context of what
infertility means to the patient and family in their
Chinese subculture.
How Do We Know We Are Achieving
Cross-Cultural Health Care?
Cross-cultural health care, at its best, is a candid exploration and negotiation of culturally based beliefs about
health and illness, which leads to a reconciliation of
attitudes about how best to achieve good health outcome. It can thus be viewed as happening on
a continuum. Reaching the goal would be defined by
achieving optimal screening, detection, and management of a patient’s illness and preventing future illness.
It would also be defined by an enduring relationship
built on trust, increased understanding of differences,
and mutual respect. Differing views about health and
illness will not be compromised but rather enhanced in
an ongoing dialogue between health care provider and
patient, or between a health care system and patient
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population. A critical component of cross-cultural
health is cultural competence – defined as the ability
of a provider or health care system to deliver care that is
culturally appropriate, well informed, and tailored for
the recipient of the care.
There are a variety of ways to conceptualize crosscultural health. Structurally, it can be considered at
both an individual level and at a systems level. As the
individual level is discussed in detail in a separate chapter on cross-cultural medicine in this encyclopedia, it
will be discussed only briefly here.
Cross-Cultural Health at an Individual
Level
At the individual level, cross-cultural health is the
approach to care in which a provider or other health
care member engages with a patient in an exploratory,
nonjudgmental way so as to elicit the patient’s understanding of his/her health concern. This involves learning about the factors that affect the patient’s
presentation, including cultural and social factors.
This is best accomplished by structured questions
targeted at eliciting the patient’s views about his/her
illness, treatment options, and prognoses (the patient’s
explanatory model for illness) as well as the patient’s
fears and concerns. Economics, ethnicity and acculturation, spiritual beliefs/practices, family and personal
dynamics (gender role, parental roles, individualism,
collectivism), and academic or occupational demands
all may impact health-seeking behaviors and attitudes
toward health care. Culturally based gender roles in
a family, for example, may be instrumental in defining
how health discussions take place and how rapport is
built with the provider. Cultural health beliefs (“folk
beliefs”) may also help or hinder one’s health-related
behaviors, including treatment adherence. Thus, providers of cross-cultural health care must listen and
demonstrate self-awareness to open the door to
a genuine discussion between himself/herself and
a patient.
Cross-Cultural Health at a Systems
Level
At a systems level, cross-cultural health care works at
a larger scale and targets populations and communities. Whether in private or public health organizations,
aims are to identify and negotiate potential barriers to
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care by examining trends among various groups in
their health-related behaviors. Linguistic and cultural
differences are bridged via written or oral communication aids, such as brochures, community screenings/
education, and liaison persons such as translators or
interpreters. Disparities in health care for US ethnic
minority populations persist not only as increasing
disease burden by minority populations but also in
the level of satisfaction expressed by minority patients.
The systems-based approach is particularly important
because it is often the case that minority patients from
immigrant populations are first seen in larger community or private hospitals rather than in smaller scale
clinics. Because cultural factors impacting health care
are multidimensional, cross-cultural health strategies
at a systems level must aim to negotiate potential barriers in multiple ways.
Strategies for Systems-Based
Approach to Cross-Cultural Health
Care
Some of the ways that health care institutions and
organizations can exercise cross-cultural health care
involve application of tasks applied at the individual
level. However, at a systems level, strategies can optimize ways to reach the masses by understanding group
identity and shared thinking processes. By appealing to
common characteristics among larger groups of people, important health information can be disseminated
and health behaviors impacted. The strategies can target primary, secondary, and tertiary prevention and
thus are a potential means to impact health care
globally.
Examples of several strategies that can be employed
at a systems level are:
● Mandated training of health care providers,
employees, and trainees in cultural competence
● Specific outreach strategies for the prevention and
treatment of illness, which include:
– Peripheral strategies to educate and appeal to
specific cultural groups
– Evidential strategies to enhance a cultural
group’s perception of the relevance of specific
health issues
– Constituent-involving strategies drawing on the
experience of particular group members
● Linguistic strategies to make health care more
accessible and effective
● Sociocultural strategies that address health issues in
the context of larger social and cultural
considerations
Strategies for a Systems-Based
Approach: Mandated Training in
Cultural Competence
Within larger health organizations, a tendency can
develop for providers, staff, and management to generalize about behaviors of minorities. These tendencies
are often reinforced through repeated experiences with
similar presentations. For example, health employees
might assume Hispanic or Asian patients manifest psychiatric complaints as physical ones, or that Asian male
patients underreport pain symptoms. They may not
fully appreciate expressed complaints if they perceive
that some patients overreport symptoms. Understanding the meaning of an illness to the patient in his/her
cultural context requires that providers and staff not
make assumptions based on stereotypes. To achieve
effective cross-cultural care, it is imperative to understand common cultural trends but also to approach
each patient as a unique individual. Part of this task
entails differentiating subculture from culture. An
older African American man from a rural town in
Georgia may hold different beliefs about health care
than a young African American man living in Los
Angeles, California. Also, an African American and
a Vietnamese American may hold similar views about
health issues by virtue of being longtime residents in
the same community. Because it is not possible to know
about every culture and subculture, the best strategy is
to keep an open mind and explore belief systems by
nonjudgmental inquiry.
The methods of such an inquiry and the appreciation for this kind of exploration can be taught early in
professional training. Hiring minority faculty/teachers
with
firsthand
knowledge
and
experience,
implementing core requirements in cultural competency (didactics, clinical experiences), and evaluating
standards for meeting requirements are some of the
ways cross-cultural health practices can be taught. For
large health care organizations, similarly structured
employment training in cultural competence can be
implemented. Hiring of multiethnic staff and
Cross-Cultural Health
experiential workshops with routine evaluation of
effectiveness are additional ways to standardize competency in cross-cultural health care. Such training can
be overseen by formal committees with clear competency guidelines and reassessments as necessary.
The focus of the training should be multidirectional
and not unidirectional. There is an interaction of different cultural beliefs of the providers and the recipients of health care. The providers’ culture includes the
medical culture with its own belief system about the
doctor–patient relationship, attitudes about other systems of care, and adherence to treatment.
In addition, providers bring to the table their own
family cultural background. Cross-cultural health care
at a systems level should strive toward a meeting of
minds. It is a negotiation of the belief systems and
explanatory models of patient/family and provider,
but also of the health care system at large.
Specific Outreach Strategies:
Peripheral, Evidential, and
Constituent-Involving Strategies
Kreuter, Lukwago, Bucholtz, Clark, and SandersThompson discuss specific strategies to promote health
care in cross-cultural settings using culturally informed
tactics. These strategies can be applied to many different cultures. As such, they are a compelling means
to enable outreach to immigrant and other minority
populations.
1. Peripheral strategies use design in a deliberate way
to create and distribute materials and promote
health programs that will appeal to specific groups.
As an example, to communicate the importance of
early detection of breast cancer to a Mexican immigrant population, the use of bright primary colors
with bold messages and images may be more effective than utilizing the light pink signature ribbon
symbol. Information delivered this way would
likely appeal to the Mexican cultural aesthetic of
colorful schemes and patterns. Bold, clear messages
may be more consistent with cultures expressing
higher emotive affect. For cultures whose family
hierarchy is matriarchal, patients may respond
best to brochures with images depicting older
women educating younger family members.
Peripheral strategies thus utilize specific images,
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themes, designs, lettering, and color schemes to
appeal to cultural aesthetics as well as belief systems. In essence, it is the use of marketing to
achieve a cross-cultural health goal.
2. Evidential strategies enhance a cultural group’s
understanding of the relevance of a particular
health issue. These strategies work at a systems
level by highlighting health epidemiology, that is,
diseases specific to a given cultural group. By
presenting information about the prevalence of
high blood pressure in African Americans or the
prevalence of strokes in Japanese Americans, the
intent is that the statements will raise the level of
concern and perception of individual vulnerability
to the health problem. Kreuter references
Weinstein’s precaution adoption model – the
notion that perceiving others like you have this
problem can stimulate one’s own decision to act
to prevent the problem for oneself.
3. Constituent-involving strategies draw on the experiences or insights of specific members of a group
being targeted for health education. These individuals serve as a liaison between other group members and the health care organization or system.
They may be cultural leaders, folk healers, or
trained paraprofessionals. As a member of the target group, they help to contextualize health care in
culturally specific ways for both other group members and for the health care organization. By
enhancing communication bidirectionally, these
individuals can promote trust and understanding
in health care discussions. They can offer insights
into preferred strategies, communication styles,
family dynamics, and other factors that may
influence the patient’s or target group’s approach
to health care. Finally, they may bridge overt language gaps.
Linguistic Strategies to Make Health
Education More Accessible and
Effective
Rogler et al. in 1987 appropriately called linguistic
accessibility “the lowest common denominator of cultural sensitivity.” Language-related strategies in crosscultural health may seem obvious and fundamental but
can be complex because they must be carefully integrated with sociocultural context. Also, current
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strategies are still contending with problems regarding
consistency and standardization of quality.
In an overview of strategies to overcome barriers,
Sherry Riddick discusses several important ways that
health care organizations and systems can address language and cultural barriers. She describes the use of
bilingual/bicultural providers, bilingual/bicultural
health workers, employee language banks, professional
interpreters, and written translation materials as key
strategies. However, there are many subtle challenges
entailed in the use of these resources.
Bilingual/bicultural providers: Riddick points out
that even when providers and health care workers
speak the patient’s language, issues of credibility and
trust arise.
Linguistic skills of the provider or health care
worker do not equate to competency of communicating health information in a culturally appropriate manner. There is a need for standardized evaluation of
linguistic skills, competency in health knowledge, and
cultural appropriateness.
Bilingual/bicultural health workers: With bilingual
workers, their utility is multifold – they have the potential to provide outreach, to promote community participation in the health care system, and to educate
providers about cultural awareness. Their role in the
system is limited however if they are not situated with
primary providers or larger organizations. Often, they
work in parallel with the system but in a different
setting, that is, at an external case managing agency.
This can lead to a breakdown in communication,
which may negatively impact patient care and perception of care.
Employee language banks: Language banks are inhouse employees used for interpreting or translating,
in addition to their regular work duties. This strategy has potential economic and health benefits.
However, such an arrangement is prone to abuse of
employees, who may be pulled from their usual
duties to provide interpreting services. These individuals may lack formal language training, which
can lead to dangerous miscommunication about
a health problem, diagnosis, or treatment. Successful
use of language banks would require that systems
formalize the use of such employees by providing
the appropriate training, job descriptions, and
compensation.
Professional interpreters: In his systematic review of
the impact of medical interpreting on quality of health
care, Flores concluded that the most rigorous studies
on patient satisfaction have shown highest satisfaction
with bilingual providers and trained telephone interpreters. Ad hoc interpreters (family, friends,
nonmedical or untrained staff) resulted in significantly
lower patient satisfaction. Patients who need but do not
get interpreters have the lowest satisfaction. Thus, a key
determinant in the success of cross-cultural health care
will be improvements in linguistic accessibility.
Sociocultural Strategies, Considering
Health Issues in a Social and Cultural
Context
These strategies may best be described as culturally
specific approaches to health care. Horky and Becker
define cultural competence as possessing the set of
values, beliefs, and practices that enables effective
work across cultures. In this, they stress the importance
of having the ability to honor the beliefs, language,
interaction styles, and behaviors of patients but also
the staff providing the care. Cross-cultural health care
is therefore a process. It is a dynamic, ongoing relationship between patients, providers/staff, and the health
care system at large.
Sociocultural strategies are categorically very broad.
Social factors can include but are not limited to
a patient’s family and social supports, insurance status,
occupational status, economic status (including access
to resources such as transportation), health and nutritional status, and recreational life. Cultural factors
include acculturation, spiritual beliefs, interpersonal
dynamics, and beliefs about health, illness, and mortality. Sociocultural strategies would incorporate all of
these factors into health care discussions to help bridge
communication and understanding between the
patients and the health care teams.
Example: Applying Sociocultural
Strategies to a Minority Group
In order to conceptualize how these strategies can be
effective, it may be useful to focus on a specific cultural
group. The African American population is a diverse
group. Every geographic region has unique subcultures
with variability in practices and beliefs, particularly if
religious affiliations influence beliefs. In applying
Cross-Cultural Health
sociocultural strategies at the systems level, however,
the focus should be on identifying key similarities that
may be generalizable across a majority of the African
American population. Literature on the African American population has shown consistent findings about
the larger culture among patient populations – strong
emotional impacts of a history of slavery and the
Tuskagee study, a history of racial disparity in health
services and economic opportunities, poor health literacy, a tendency to advocate home remedies, and the
strong role of religion and faith in beliefs about health
and illness.
An understanding of the key influences in a cultural
group’s history and evolution in their country of residence allows providers and organizations to tailor
approaches to care. For example, for the African American patient population, providers can be trained to
inquire sensitively about nonbiological beliefs about
illness (folk treatments) and attitudes rooted in spirituality and church affiliation. They can also explore for
any negative health encounters in the past, which may
impact the patient’s approach to health care today. This
would include but is not limited to past exposure to
prejudicial treatment. At a systems level, health care
organizations can formalize alliances with community
churches to promote health screening and educational
seminars. Clergy, for example, may be key members of
the health care team for an African American patient
admitted with end stage kidney disease. Clergy may be
instrumental in the patient’s and family’s coping with
decisions about dialysis and need for long-term care.
There are numerous ways in which organizations
can practice and improve cross-cultural health care by
taking the time to learn the history and belief systems of
different cultural groups in their community. Ongoing
epidemiologic research will continue to be a vital way
for health care organizations, particularly managed
care, to allocate resources so that quality health care is
ensured to minority populations in ways that respect
their culture and beliefs.
Conclusion
Cross-cultural health presents a rich arena for improvements in overall health care. Furthering the
community’s understanding of what it is and how
much it can impact the well-being of all our
populations is a key task for the future.
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In many US health professional training programs,
cross-cultural curriculums are already implemented
and being evaluated for their efficacy. Providers and
health care systems will face the challenge of keeping up
with the diverse populations whom they serve, as
minority populations increase exponentially in the
next half century. No longer will it be enough to acquire
biomedically based understandings about health and
illness (medical competence). Cultural and
nonbiomedical understanding about health and illness
(cross-cultural competence) will play an increasing role
in health care competency.
Related Topics
▶ Barriers to care
▶ Communication barriers
▶ Cross-cultural medicine
▶ Cultural competence
▶ Cultural humility
▶ Culture-specific diagnoses
▶ Explanatory model of illness
▶ Health beliefs
▶ Multiculturalism
▶ Physician–patient communication
▶ Public health
Suggested Readings
Bates, M., Rankin-Hill, L., & Sanchez-Ayendez, M. (1997). The effects
of the cultural context of health care on treatment of and response
to chronic pain and illness. Social Science and Medicine, 45(9),
1433–1447.
Betancourt, J., Green, A., & Carrillo, J. E. (2009). The challenges of
cross-cultural healthcare – Diversity, ethics, and the medical
encounter. Bioethics Forum, 16(3), 27–32.
Eiser, A., & Ellis, G. (2007). Cultural competence and the African
American experience with health care: The case for specific
content in cross-cultural education. Academic Medicine, 82(2),
176–183.
Flores, G. (2005). The impact of medical interpreter services on the
quality of health care: A systematic review. Medical Care Research
and Review, 62(3), 255–299.
Kagawa-Singer, M., & Kassim-Lakha, S. (2003). A strategy to reduce
cross-cultural miscommunication and increase the likelihood of
improving health outcomes. Academic Medicine, 78(6), 577–587.
Kleinman, A., Eisenberg, L., & Good, B. (2006). Culture, illness, and
care: clinical lessons from anthropologic and cross-cultural
research. FOCUS: The Journal of Lifelong Learning in Psychiatry,
4(1), 140–149 (reprinted from Annals of Internal Medicine 1978;
88, 251–258).
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Kreuter, M., Lukwago, S., Bucholtz, D., Clark, E., & Sanders-Thompson, V. (2002). Achieving cultural appropriateness in health promotion programs: Targeted and tailored approaches. Health
Education and Behavior, 30(2), 133–146.
Lavizzo-Mourey, R., MD, M. B. A., & Mackenzie, E. (1996). Cultural
competence: Essential measurements of quality for managed care
organizations. Annals of Internal Medicine, 124, 919–921.
Rogler, L. H., Malgady, R. G., Costantino, G., & Blumenthal, R.
(1987). What do culturally sensitive mental health services
mean? The case of hispanics. American Psychologist, 42(6),
565–570.
Tseng, W. S., & Streltzer, J. (Eds.). (2001). Culture and psychotherapy:
A guide for clinical practice. Washington, DC: American Psychiatric Press.
Suggested Resources
Horky, S., & Becker, C. (2009). Cross cultural health care – Case
studies [Online]. support.mchtraining.net/national_ccce/.
Accessed July, 2010.
Riddick, S. (2003). Overview of models and strategies for overcoming
linguistic and cultural barriers to health care [Online]. www.
diversityrx.org/html/MOVERAhtm. Accessed July, 2010.
Yeo, G. (Ed.) (2001). Stanford ethnogeriatrics curriculum [Online].
http://www.stanford.edu/group/ethnoger/. Accessed July, 2010.
Cross-Cultural Medicine
JULIENNE ONG AULWES1, IQBAL AHMED2
1
Department of Psychiatry, John A. Burns School of
Medicine, University of Hawaii, Honolulu, HI, USA
2
Department of Psychiatry, Tripler Army Medical
Center, Honolulu, HI, USA
Culture is commonly defined as shared beliefs and
attitudes of a group. In the diverse world we live in,
currently, culture undoubtedly shapes ideas of disease
causation and what is considered to be acceptable
treatment in accordance with a person’s worldviews
and religious beliefs. Many patients find comfort in
their worldviews which are internally consistent. The
clinical encounter will vary depending upon cultural
understanding of health and illness. The expectations
of the roles physicians play in one’s life also differ
depending on what culture you are from. Lastly, culture
and ethnicity affect the prescribing practices of physicians’ and patients’ acceptance of medications.
Culture and Concepts of Health
and Illness
Each culture has beliefs about how bodies function
normally and abnormally. Gaining insight into
a patient’s understanding of what constitutes disease
and the illness process is the first step in appreciating
the patient and developing a therapeutic alliance. For
example, the traditional Han Chinese system conceives
of human beings as being part of the universe that is
regulated by the opposing forces of yin and yang (male/
female, hot/cold, wet/dry, dark/light, earth/heaven)
which are always changing. Good health and wellbeing are maintained by finding a balance between
yin and yang and diseases are treated by restoring this
balance. Asian cultures believe that foods have “hot”
and “cold” properties and associate these with the
nutritional qualities, medicinal value, and healing
power of most foods. This concept of health exists in
other Asian and Latino health belief systems as well.
Traditional Mexican beliefs of health include the
importance of balancing hot/cold and wet/dry concepts that were probably influenced by traditional concepts of native peoples, such as the Mayans and Aztecs,
and by the colonialist Spaniards whose New World
concepts originated with Hippocrates’ theory of disease
and the four humors. The traditional holistic system of
healing in India, ayurveda (“science of life”),was built
on the ancient knowledge in the Atharaveda text about
the three humors: Vita, Pitta and Kapha more than
3,000 years ago. Each person’s prescribed lifestyle of
diet, exercise, and meditation is designed to maintain
his or her specific balance between the three humors.
The focus is on establishing and maintaining balance of
the life energies within the individual, rather than
focusing on particular symptoms. Ayurvedic medicine
recognizes that each individual has a unique constitution and thus, treatment and prevention is based on the
individual, not on illness, disease, or symptomatology.
This system of healing has influenced other Asian systems, such as the Thais.
Every healing system has beliefs about how the
natural realm is connected to the social and supernatural aspects of life and how these beliefs relate to health,
illness, and healing. The natural realm reflects the connections between people and the earth, such as soil,
plants, water, air, and animals. The social realm refers to
the connections between people of different ages,
Cross-Cultural Medicine
genders, lineages, and ethnic groups. The supernatural
realm is characterized by the connections between the
human world and the spiritual world and includes
religious beliefs about birth, death, and the afterlife.
Religion and spiritual beliefs are some of the strongest
influences on health systems. For example, Chinese
medicine is interwoven with and influenced by Taoism,
Ayurvedic medicine by Hinduism, and Tibetan medicine by Buddhism. People’s religious beliefs are
intertwined with their interpretations and experiences
of health and disease. Many African American women,
for example, across all socioeconomic levels, believe in
the power of prayer and God’s healing power to treat
and cope with breast cancer. This belief can often lead
to a delay in seeking professional health care despite
being an important source of emotional support for
many African Americans.
In trying to understand how the patient views
a particular illness, the physician should ask the patient
what the illness means to him/her and what treatments
the patient is currently undergoing. It is important to
elicit pertinent history by inquiring about what alternative therapies the patient has already tried and what
providers he/she has already seen. There is often
a “hierarchy of care” in many cultures, where patients
would first try home remedies, prior to seeking care
from the folk sector (traditional healers or religious
leaders), and lastly approaching the professional sector
(such as a physician) only when all other therapies have
failed.
In the popular or lay sector of healers, treatments
are usually provided by family members or by the
patient and may include practices such as massage,
coining, cupping, burning, incantations, medicines,
or wound dressings. The folk sector of healers usually
consists of priests, shamans, herbalists, or bonesetters.
Treatments are usually culturally integrated and congruent and require some sort of payment usually in the
form of gifts which may be monetary, material items, or
involve exchange.
The professional sector of healers includes conventionally trained allopathic medical personnel (physicians, nurses, dentists, pharmacists) and those trained
in complementary and alternative medicine (acupuncturists, homeopaths, Ayurvedic and Chinese medicine
specialists, etc.). Formal education and licensing are
required and an apprenticeship may be involved.
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Monetary payment is standard, usually paid by thirdparty insurance or in the form of cash payments.
Healers from each sector may refer, ignore, or compete
with each other. In many countries, various folk healers
exist in parallel providing specialized or generalized
services.
Arthur Kleinman, a prominent American psychiatrist and one of the world’s leading medical anthropologists, calls people’s ideas about an illness their
explanatory model. Explanatory models consist of
five components: (1) timing and onset of symptoms,
(2) pathophysiological processes, (3) the etiology of the
condition, (4) natural history and severity of illness,
and (5) appropriate treatments. The ill person, family
members, medical providers, and social networks have
their own explanatory models about the illness, which
may be complementary or contradictory. The more the
agreement that exists between explanatory models of
all parties involved, the less likely there is conflict.
Kleinman et al. designed eight questions to elicit
patients’ explanatory models: (1) What do you call
the illness? (2) What do you think has caused the
illness? (3) Why do you think the illness started when
it did? (4) What problems do you think the illness
causes? How does it work? (5) How severe is the illness?
Will it have a long or short course? (6) What kind of
treatment do you think is necessary? What are the most
important results you hope to receive from this treatment? (7) What are the main problems the illness has
caused you? (8) What do you fear most about the
illness?
Cross-Cultural Care
Patient role is influenced by culture, especially in relating to the clinician and adhering to treatment recommendations. There might be unique feelings toward the
clinician related to the perceived cultural orientation of
the clinician based on racial and power differentials.
Patient role and feelings, in turn, affect the beliefs and
expectations about the therapeutic alliance and the
treatments prescribed by the clinician. Clinicians may
also be affected by their perceptions of a patient’s illness
based on racial or ethnic characteristics, which can
influence their diagnosis of the illness and beliefs
about likely treatment response. They might perceive
patients from certain ethnic backgrounds as having
more psychopathology, as being more likely to need
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medications, as needing more “potent” medications,
and as having a worse prognosis for their illness. Clinicians have been found to overpathologize symptoms
found in African Americans and Hispanics, and possibly to minimize symptoms in Caucasians.
Culhane-Pera and Borkan recommend six fundamentals to assist healthcare professionals in providing
quality cross-cultural care. Health care providers must
know themselves as cultural beings, know their patients
as cultural beings, have attitudes that express respect
and engender trust, develop communication skills that
facilitate mutual understanding, apply a culturally
appropriate interview model during the clinical
encounter, and develop cross-cultural negotiation skills
that build therapeutic relationships. The goal is to
provide medically, linguistically, and culturally appropriate health care interactions irrespective of the cultural background of the patient and provider, in order
to deliver excellent health care service with optimal
outcomes.
Culture is something that all humans possess and
being aware of one’s own cultural beliefs, values, and
assumptions is extremely important in providing quality health care that is culturally sensitive. Adverse
effects on health care delivery can occur when
interacting with people of different cultural beliefs,
values, and ethics because of one’s own biases and
unchallenged assumptions. Thus, self-awareness and
identification of sensitivities, reactions, biases, and centrisms are key to providing culturally competent care.
Health care professionals should strive to familiarize themselves with their predominant patient
population’s traditional lifestyles, religions, social
structure, histories, and prior experiences with health
care, ranging from lay and traditional healing systems
to Western biomedicine. Identifying similarities and
differences between the patient’s traditional health
care system and Western biomedicine can be helpful
in delivering excellent health care. Expectations of the
patient–provider relationship should also be explored
in order to identify areas of congruence and
incongruence.
Patients in general respond best to health care providers who can express respect and engender trust
across cultural gaps in their behaviors with their
patients, families, and communities. Respect is
a cross-cultural concept that is demonstrated and
experienced in different ways. As a health care provider,
being culturally humble can facilitate the clinical
encounter when dealing with patients of different
cultural backgrounds. One needs to commit to selfevaluation and self-critique, to rectify the power
imbalances in the patient–physician relationship and
to develop nonpaternalistic clinical and advocacy partnerships with communities on behalf of individuals
and defined populations.
Different cultural milieus dictate what a phrase,
a word, or gesture may mean. When working with
different groups, it is recommended that one be familiar with differences in nonverbal and verbal communication for these groups, including eye contact, personal
space, gestures, greetings, touching, and body parts.
Verbal communication differences must also be
addressed. It is important to learn basic greetings and
medical words and become proficient in working with
interpreters. Generally, it is preferable to work with
trained interpreters rather than children, adult family
members, or untrained individuals who happen to
know the language. It is important to choose interpreters that are acceptable to patients and their families
in terms of their sex and ethnic group, and who can
translate in the first-person singular style “word for
word” rather than phrasing or summarizing. In addition to providing linguistic interpretation, it is helpful
if the interpreter can also serve as a cultural broker.
There are several different cross-cultural communication models that can be applied to clinical encounters
when interacting with a diverse patient population.
The patient-centered model encourages health care
providers to explore both the patient’s disease perspective and illness experience. One should also strive to
understand the whole person in the context of individual development, the family life cycle, and the larger
socioeconomic and cultural context of people’s lives. It
is important to find common ground in the clinical
encounter with good patient communication skills that
lead to mutual decisions. One can incorporate prevention and health promotion, and enhance the patient–
clinician relationships, while being realistic about the
realities of clinical medicine.
Lastly, it is important for health care providers to
develop cross-cultural negotiation skills. Difficulties
may arise from different patient and provider health
beliefs, expectations of life-cycle events, desires for
Cross-Cultural Medicine
treatment, moral values, or ethical principles. If providers have objections to requests from patients or their
families for care or refusals of care, they have to decide
if they are objecting based on challenges to their personal moral beliefs, personal preferences, or professional integrity. Health care professionals must
negotiate treatment alternatives with the patient, family, and possibly community members as well. If negotiation is unsuccessful, the provider must either
accommodate the patient or transfer the care to
another provider. Challenges to personal integrity
may be resolved by utilizing an ethics committee that
has community input. To avoid harmful consequences
of unintentional biases, physicians must (1) be aware
that disparities exist in health care, (2) be aware of their
own assumptions and preferences, and (3) take actions
so that their biases do not negatively impact care.
The cross-cultural interview is one that requires
time and patience. Cultural dynamics such as cultural
norms, communication styles, and family dynamics all
influence the clinical encounter. A person’s concept of
time and punctuality, facial expressions, body language, and personal space and touch issues are all
relevant factors when interviewing a patient. For example, persons from Latino or African American culture
may have a more relaxed sense of time, and schedules
are considered less important than personal relationships. Non-Western cultures tend to view time as flexible as compared to Western cultures where time is
equivalent to efficiency and considered an important
entity. One can explain the importance of punctuality
in the Western medical setting if a patient is late.
In the Latino culture, “small talk” can contribute to
establishing trust (confianza in Spanish) between the
patient and the clinician. Patients may frequently nod
in agreement or say they understand something even if
they do not comprehend. They may avoid asking questions due to embarrassment or respect. In such cases, it
is helpful to have patients repeat the instructions in
order to verify their understanding. Nodding vigorously may signify respectful attention but not necessarily agreement or understanding.
In Western cultures, eye contact signifies respect
and attentiveness; however, in many non-Western cultures, direct eye contact may indicate disrespect of
authority and/or sexual interest, and thus, patients
may sometimes avoid eye contact with physicians out
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of respect, especially if they are of a different sex or
social status. Clinicians should speak slowly and simply
to the patient using concise sentences and a normal
tone of voice. They should also address patients by their
formal name if they are uncertain of how to address
them. In many non-Western cultures, using one’s first
name as a greeting denotes disrespect, as compared to
Western culture, where greeting on a first name basis
helps to build rapport and denotes informality. If an
interpreter is present, the clinician should speak
directly to the patient.
Personal space and the degree of physical touch also
differ among various cultures. Western cultures view
personal distance as denoting professionalism and
objectivity. Latinos may interpret Westerners as being
distant while conversing because they prefer more personal space. Some cultures such as Orthodox Jews and
people from Islamic sects do not allow opposite sex
touching, not even hand shaking. It is helpful for clinicians to explain what they will be doing when working
with low-touch societies (e.g., Asians). The physical
examination should be conducted in a culturally sensitive manner, noting specific male–female dynamics
particular to the patient’s background. For example, in
some cultures, a chaperone of the same sex must be in
the room for a physical exam if the provider and patient
are of opposite sex, while in some cultures only
a clinician of the same sex as the patient is permitted
to conduct a physical exam.
Physical gestures also differ among cultures. The
“thumbs up” sign may be interpreted as a profane
gesture in Iran. The “okay” sign in North America
may be considered obscene in Latin America. Many
Asian cultures consider patting a child on its head,
exposing the sole of the foot, or pointing with the
foot an insult. In many countries of Asia and South
America, using the index finger to point or beckon
someone is considered rude and disrespectful. Rather,
beckoning is done with the palm faced down and all
fingers are waved inward. Many cultures consider the
left hand “unclean” because it is often used for personal
hygiene. Thus, prescriptions and samples should not be
given with this hand.
Culture and Medication Response
Ethnicity has been reported to affect medication
response due to genetic differences among the different
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groups affecting drug metabolism and cellular differences in organs such as the brain. The focus discussed
here will be on the effect of culture on medication
response in nonbiological aspects of medication
response such as in the degree of patient adherence,
placebo effects of medications, and other behaviors
affecting drug interactions including dietary habits
and other alternative treatments such as herbal remedies. Variables involved with these nonbiological effects
are related to the patient, the clinician, and their relationship; cultural beliefs about illness and medication;
and the actual process of giving and receiving
medications.
Culture influences personality and behavior patterns; perception of stress and coping style, including manner of utilization of social support; and
interaction, including transference, with the clinicians. These variables influence the process and outcome of medical treatment, including medication
response. It has been suggested that individuals
from cultures that emphasize independence, struggle, and action (typically Western cultures) are likely
to require more medication than patients whose
personalities are shaped by cultures that emphasize
interdependence and social adaptation (typically
Asian cultures).
How one reacts to stress and utilizes social support
are both thought to be important factors affecting
medication response (needing different dosages and
levels of medications) and prognosis of psychiatric
illness. For example, in families of patients with schizophrenia with higher levels of “expressed emotion” (frequent criticism, hostility, and emotional overinvolvement), there is a poorer response to medications. There appears to be differing levels of expressed
emotions in different cultural groups: Anglo-American
families have been reported to have higher levels of
expressed emotions than British families, who, in
turn, have higher levels of expressed emotions than
Hispanic families.
Culture also influences the role of the clinician in
terms of one’s prescribing habits and decision-making
process in regards to the clinician’s role and “healing
power,” the desire to please the patient, feelings about
the patient including biases about race and ethnicity,
and professional norms and values. Even when there is
no indication for medications to be prescribed, the
clinician may do so in order to comply with patient
demands and thus placate the patient.
Certain cultures may objectify healing through
medicines which serve to facilitate particular social
and symbolic processes. This may be considered the
“symbolic” effect of medication as compared with the
pharmacological or “instrumental” effect. The symbolic effect includes characteristics such as “life” or
“healing power” of a drug, and the attribution of
value. Patients may experience and associate certain
emotions with the use of certain medications. Some
characteristics of medicines may have cultural meaning, including their form or consistency, the sensation
experienced after taking the medicine, the source of the
medicine, the packaging of the medicine, and the mode
of administration of the medicine.
Form or consistency of medicine refers to the physical characteristics of the medicine: tablet, capsule,
liquid, color, size, amount, and even the name of the
medicine. The color of the capsule has been reported to
affect placebo response differentially in different ethnic
groups. For example, white capsules are often viewed
by non-Hispanic Whites as analgesics whereas African
Americans may view them as stimulants. On the other
hand, black capsules are often viewed by non-Hispanic
Whites as stimulants and by African Americans as
analgesics. Yellow pills are often viewed as appropriate
treatment for depression in Europe, and red capsules
are perceived as suitable for strengthening the blood in
Sierra Leone. Culture may also affect the amount of
medicines purchased by patients. In El Salvador,
patients buy medicines in multiples of four, since the
number has ritual significance.
The sensation experienced after taking medicine
refers to the reaction that occurs including the taste,
such as bitter or sweet. Some cultures believe bitter
medications to be more potent and effective. Certain
types of aftertastes are considered to be indicative of the
effect of the medication, either therapeutic or adverse,
in some folk systems of medicine.
The source of the medicine (whether from plants,
derived from animals, or is synthetic) can have
a psychological impact on medication response. For
example, many Muslims do not use alcohol-containing
medications because of religious reasons, and they
along with orthodox Jews may not use medications
containing porcine products. Other concerns related
Cross-Cultural Medicine
to sources of medication include whether the manufacture is foreign or domestic, and the degree of difficulty in obtaining the medication. Western medicines
may be viewed as more potent, faster, and superior for
acute illnesses, whereas herbal medicines are seen as
milder, slower, and better for chronic illnesses.
The presentation and packaging of the medication
and location of distribution can influence the patient’s
perception of its value and perceived efficacy. The traditional belief in Eastern herbal medicines, which consist of several herbs, has accustomed Asians to
polypharmacy. Many physicians in Japan, Korea,
China, and Taiwan often use polypharmacy as standard
practice and frequently do not disclose the contents of
medicines to the patients. This contributes to the mystery of the contents which gives more therapeutic
power to the treatment. Asian patients widely accept
polypharmacy and view a good doctor as being skillful
in combining different kinds of drugs.
The mode of administration of a medication has
significant meaning to patients’ perception of treatment efficacy. Injectable agents are frequently believed
to be more potent than oral medications. The experience of pain from the injection may contribute to this
perception.
After a clinical encounter, one should be aware that
in many cultures, it is required to demonstrate one’s
gratitude with a gift and its refusal may cause offense.
Gifts are frequently offered to ensure the best possible
care for the patient (a “soft” bribe for the caregiver).
Gifts may come in the form of food, animals, small
trinkets, or money. If the gift is culturally inappropriate
(e.g., money), one can suggest an alternative such as
food that could be shared with the rest of the staff.
The conveyance of bad news or a negative prognosis
also varies among cultures. In the United States, it is
customary to only inform the patient in accordance to
Health Insurance Portability and Accountability Act
(HIPAA) regulations. However, in many other cultures,
the family is informed first and then they decide if and
when the patient should be informed. This violates
HIPAA regulations if one is practicing in the United
States. The patient or family may become angry at the
health care provider if this custom is not followed
because it is felt that giving someone a bad prognosis
removes hope and becomes a self-fulfilling prophecy.
Physicians should ask patients how they would like
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their family to be involved and then explain to the
family that informing the patient first is the standard
US medical practice.
Some benefits of possessing cross-cultural skills
include better patient outcomes with greater patient
adherence, improved access to care, reduction in health
care disparities, and an awareness of the hazards and
benefits facing the patient from traditional caregivers.
One should be aware what aspects of traditional care
can be adapted to a Western biomedical setting and
know what aspects need to be rejected due to danger to
either the patient’s spiritual or physical health. It is
imperative that health care providers learn about the
ethnic populations they serve in order to provide efficient, effective, patient-centered, quality care. Providers should also know themselves and their patients
as cultural beings, have attitudes that express respect
and engender trust, develop communication skills that
facilitate mutual understanding, be able to apply these
knowledge, attitudes, and skills in clinical encounters,
and develop cross-cultural negotiation skills.
Related Topics
▶ Assimilation
▶ Cross-cultural health
▶ Cultural competence
▶ Cultural humility
▶ Explanatory model of illness
▶ Health beliefs
Suggested Readings
Ahmed, I. (2001). Psychological aspects of giving and receiving medications. In W. S. Tseng & J. Streltzer (Eds.), Culture and psychotherapy: A guide to clinical practice (pp. 123–124). Washington,
DC: American Psychiatric Press.
Berlin, E. A., & Fowkes, W. C., Jr. (1983). A teaching framework for
cross-cultural health care – Application in family practice. The
Western Journal of Medicine, 139(6), 934–938.
Betancourt, J. R., Green, A. R., & Carrillo, J. E. (2000). The challenges
of cross-cultural healthcare – Diversity, ethics, and the medical
encounter. Bioethics Forum, 16(3), 27–32.
Bigby, J. A. (Ed.). (2003). Cross-cultural medicine. Philadelphia:
American College of Physicians.
Carrillo, J. E., Green, A. R., & Betancourt, J. R. (1999). Cross-cultural
primary care: A patient-based approach. Annals of Internal Medicine, 130, 829–834.
Culhane-Pera, K. A., & Borkan, J. M. (2007). Multicultural medicine.
In P. F. Walker & E. Barnett (Eds.), Immigrant health (pp. 69–82).
Philadelphia: Elsevier.
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Cuba
Juckett, G. (2005). Cross-cultural medicine. American Family Physician, 72, 2267–2274.
Kleinman, A., Eisenberg, L., & Good, B. (1978). Culture, illness, and
care: Clinical lessons from anthropologic and cross-cultural
research. Annals of Internal Medicine, 88, 251–258.
Puchalski, C. M., Epstein, L. C., Johnston, M. A., et al. (1999). Task
force report: Spirituality, cultural issues, and end of life care. In
Association of American Medical Colleges (Ed.), Contemporary
issues in medicine: Communication in medicine (pp. 24–29).
Medical School Objectives Project Report III. Washington, DC:
Association of American Medical Colleges.
Suggested Resources
Center for Cross-Cultural Health. www.crosshealth.com
Ethnomed. www.ethnomed.org
National Center for Cultural Competence. http://nccc.georgetown.
edu
National Council on Interpretation in Health Care. www.diversityrx.
org
Cuba
▶ Hispanics
▶ Latinos
Cultural Adaptation Resources
KEN CRANE1, SUZANNE MALLERY2
1
Department of History, Politics, Society, La Sierra
University, Riverside, CA, USA
2
Department of Psychology, La Sierra University,
Riverside, CA, USA
Many factors affect the well-being of immigrants as
they enter a new society. Particularly significant is the
mode of incorporation, that is, how they are received
by the host community and the strategies they develop
in response. This is often shaped by background factors
such as language proficiency, socioeconomic status,
race/ethnicity, and legal status. The mode of incorporation is key to an immigrant’s access to crucial
resources, including health care, education, and
employment.
Host Community Integration/
Incorporation
First of all, the way in which a government recognizes
or refuses to recognize the status of immigrants is
significant to adaptation. Immigrants’ legal status can
determine whether they have access to resources necessary for successful integration. For example, Iraqis
fleeing war and sectarian violence by going to Jordan
are granted only temporary protection by the Jordanian government, with the condition that they will be
resettled in another country in 6 months. They are not
allowed to work and receive only minimal aid through
the United Nations High Commissioner for Refugees
(UNHCR), forcing them to find support among other
Iraqis and in the informal economy. Fortunately the
official position does not restrict the movements of
those given the status of “asylum seekers,” and they
are allowed to attend school and receive medical care
at government hospitals. However, their marginal,
transitory status provides little motivation to become
part of Jordanian society.
It should be noted that cultural adaptation to a new
society might begin before individuals arrive in their
country of destination. A study of Sudanese refugees by
Chrostowsky showed that those who had lived in Cairo
before being resettled in the USA had an easier transition than those who had lived in Eritrea or Kenya. The
reason is that many of the women worked as domestics
during their transitional stay in Cairo where they had
fewer language barriers (some Sudanese speak Arabic,
albeit a different dialect), and gained familiarity with
electricity and household appliances. Because they had
an easier time finding work than Sudanese men, the
women assumed more of the breadwinner role in family, anticipating the radically different constructions of
gender roles to be encountered in the USA.
There are a number of assumptions about immigrant adaptation. The first is that immigrants naturally, for the better, assimilate or acculturate, that is,
blend in with the host community, and the faster they
do so the better for their own good. The second
assumption is more recent and takes the opposite
view, that immigrants are following a pattern of resistance to assimilation, refusing to learn the host country language and fit in with the dominant culture.
Both assumptions are faulty and not supported
by research.
Cultural Adaptation Resources
In the USA, scholars of immigration such as
Alejandro Portes and Ruben Rumbaut found that
acculturation occurs along a continuum. Near one
end is a more “selective” mode of acculturation, often
involving conscious strategies by parents to socialize
children into the culture of the ethnic community.
Within this mode of adjustment parents and children
in immigrant families tend to acculturate in similar
directions and retain more traditional values and language. Parents and children tend to be highly involved
in ethnic institutions (e.g., religious congregations),
further keeping both generations acculturating in
roughly similar directions. This pattern does not, as is
often assumed, preclude the acquisition of English
language ability and cultural competency in the wider
American community. Studies of immigrant children
reveal an ability to acquire bicultural/bilingual skills
within constantly evolving frames of ethnic identity.
On the other side of the continuum is where children indeed acculturate rapidly, but parents lag behind,
their lack of language skills making them dependent on
their children to deal with the outside world. Thus,
“generational dissonance” occurs as parents have difficulty guiding a highly acculturated second generation.
This pattern is associated with such negative dynamics
as the loss of parental authority and children’s rejection
of the parents’ culture.
The mode of incorporation is shaped by many
factors, including the type of community where immigrants live. Immigrants who settle in an urban enclave
of co-ethnics, full of shops, churches, and people who
speak the same language and share similar cultural
norms, will experience a mode of incorporation different than those living in a more isolated suburban
neighborhood.
It should be stressed that immigrants are proactive
in the process of adaptation; it is not something that is
done for them or to them. The rapidity by which
immigrants establish networks, clubs, and organizations such as churches, is an example. Crane and
Millard observed that the rapid creation of viable social
institutions, such as religious congregations, demonstrated that new immigrant Latinos in the Midwest
could create organizations that significantly benefit
their constituencies and represent them in their new
hometowns. Therefore, it should be acknowledged that
cultural adaptation among immigrants is typically
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a process negotiated by immigrants themselves via the
mechanism of entrepreneurial activity, education,
mutual assistance organizations, and religious institutions as well as via other expressions of human agency.
This does not rule out the important role of individuals, organizations, and governmental institutions
external to immigrant groups. Ultimately, success in
American society requires resources beyond what private organizations can supply, particularly for language
acquisition, education, health care, and financial
capital.
Another factor that has led to new types of organizations involved in cultural adaptation is mutual group
suspicion among new immigrants, various immigrant
groups, and the host community. This leads to newcomer immigrants maintaining separate social networks. Their reasons are understandable – particularly
if they have experienced suspicion and hostility from
the host community. As Godziak and Melia observe,
ethnic communities serve to “cushion the impact of
cultural change and protect immigrants from outside
prejudice. . .” The anthropologists Grey and Woodrick
identified a “20-60-20” pattern in Iowa, where roughly
20% of the Anglo community sees the influx of Latino
newcomers as basically positive, 20% react negatively,
and 60% adopt a “wait and see” attitude. Because of
mutual suspicion and the marginal status occupied by
many new immigrants, public interaction between
groups is more difficult, even if most individuals on
both sides desire to get along. The fear that this engenders among immigrant populations produces additional barriers to finding an established place in a new
community and to getting the necessary resources.
Fortunately, many concerned nonimmigrant citizens have proactively formed organizations to mitigate
negative sentiment and constructively address the
acceptance of new immigrants and bridge the gap
between cultures. These organizations, an example
being Heart and Hands, Inc., of Plymouth, Indiana,
or TODEC in Perris, California, provide services to the
new immigrant community, such as English language
classes, job training, citizenship preparation, and translation and referral to other essential services, such as
health care. In communities where immigrant communities are not well established, it is common that service
organizations emerge that serve “all” immigrant
newcomers.
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Cultural Adaptation Resources
As immigrant communities grow and become better established, they commonly create their own organizational structures to provide services to a specific
language, nationality, or ethnic group. The advantage
in this practice is that immigrant communities can
mobilize mutual assistance resources faster in a more
appropriate fashion to particular culturally defined
needs, bypassing the more cumbersome mechanisms
of public services. The risk associated with strong ethnic organizations is that they may further serve to
isolate immigrants culturally and socially. This can
present a further barrier to gaining English language
proficiency.
Language Acquisition
In most cases, acquisition of the host country language
is essential for overall success, to avoid exploitation, for
upward mobility, and to retain control over and connection with children who are rapidly losing the
mother tongue. Most immigrants to the USA enter an
environment in which English is dominant, although
some regions and communities may have significant
bilingual populations. It is not unusual that immigrants will encounter expectations that “they need to
learn English,” and “they need to adapt to our ways.”
Local fears of immigrants “not integrating” into “our
way of doing things” are common reactions. Fennely
found that lack of English ability is interpreted by the
host community as choosing not to “assimilate” and as
rejecting American culture and “creating their own
isolation.”
The 2000 census revealed that four out of five
immigrant families spoke a language other than
English at home. For people who see their place in
American society as only temporary, there may not be
an incentive to learn English. Even for those who
intend to become citizens, the English language
requirement is minimal. Furthermore, the demands
of family and work schedules make it difficult to take
advantage of classes. Nevertheless, as Gozdziak and
Melia point out, most immigrants recognize the value
of learning English and seek out ESL (English as a
Second Language) programs. Their research also
describes the many types of ESL or ENL (English as a
New Language) programs created to accommodate the
needs of immigrants. These include public and alternative schools with day and evening schedules, public
library programs, and nonprofit organizations that
offer low cost classes, often allowing the whole family
to attend and providing childcare.
Often immigrants must draw on resources within
their own community organizations for help in language barriers. The UNHCR reports that Albanian
refugees from Kosovo resettled in Spain had to create
their own Albanian-Spanish dictionary with key words
and phrases that could be used by new arrivals and
Spanish settlement workers.
Economic Self-Sufficiency
A crucial area of cultural adaption concerns economic
self-sufficiency through employment or entrepreneurial initiative. With the exception of immigrants who are
highly skilled professionals, new arrivals often find
work in niche-markets and informal economies of ethnic communities. While this may work in the short
term, it may not be a long-term, permanent option,
and immigrants moving into the mainstream job market may face many barriers in the job market related to
culture and language. Many countries have created
specific programs to increase the changes of economic
success for immigrants. For example, in Germany, refugees seeking help in finding employment work with
a separate agency, the AWO, which works specifically
with refugees to provide job assessment and placement
support. In the Australian state of Victoria, refugees are
provided with similar services within the same mainstream employment service, but through government
workers who are provided special training to deal the
immigrant populations.
Mentoring programs have also emerged, whereby
immigrants who have achieved successful careers provide mentoring services to new arrivals. In the UK,
a program developed by doctors who had been refugees
now provides coaching, placements, and qualifying
exams to qualified immigrants.
Many immigrants contribute greatly to host country economies through creation of new business. Family and ethnic networks may be sources of otherwise
difficult to find start-up capital. The challenge of
finding adequate start-up capital for entrepreneurial
immigrants has led to an increasing number of
microenterprise programs worldwide targeting immigrants and refugees. The UNHCR reports that refugees
from Ireland to Burkina Faso have taken advantage of
Cultural Adaptation Resources
grants and easy term loans programs to assist small
business.
Personnel and organizations working with immigrants also play a role in educating employers about the
culture and religious needs of immigrant workers, for
example, taking into consideration time for religious
observance, prohibitions against handling certain food
items, and gender role restrictions. The UNHCR
advises that agency staff need to be careful not to inflate
the skills or exaggerate the needs of refugees. Rather
they should be seen as “normal people in extraordinary
circumstances.”
Accessing Culturally Appropriate
Health Care
Immigrants worldwide often face significant obstacles
to accessing health care that is culturally and linguistically appropriate and affordable. Even in places like
New York City, which has a long history of dealing
with diverse immigrant populations, barriers persist.
The following description of these difficulties in
New York and elsewhere in the USA has parallels in
many other countries.
A recent report from the New York City Department of Health and Mental Hygiene noted that foreign-born adults are less likely than native-born
adults to have a primary care provider; have Medicaid or health insurance; or receive regular preventive
health measures such as colon cancer screenings, pap
smears, or cholesterol screening. This difficulty
accessing medical care is especially pronounced for
recent arrivals and those who lack adequate proficiency in English (Low English Proficiency or LEP).
Many undocumented immigrants actively avoid
encounters with health care systems for fear of
being turned over to immigration officials and
deported. As a result, they may not have access to
preventive care, routine screenings, or early treatment, seeking medical assistance only once potentially treatable conditions have progressed to the
point of being severe.
Health care costs can be a significant barrier to
accessing care for immigrants. Department of Homeland Security statistics indicate that one third of foreign-born individuals in the USA were uninsured in
2007, compared to less than 15% of those who were
born in the USA. A Pew Hispanic Center report found
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that almost 60% of undocumented adults lacked health
insurance coverage.
The Personal Responsibility and Work Reconciliation Act of 1996 (PWORA) barred states from using
federal funds for Medicaid or the Children’s Health
Insurance Program (CHIP) for most undocumented
immigrants and recent immigrants (within 5 years of
arrival, regardless of immigration status), but allowed
funds for some emergency Medicaid services. The
result is a lack of preventive care. The 2009 CHIP
reauthorization law, CHIPRA, changed regulations to
allow states to use federal funds to provide Medicaid
or CHIP to legal immigrant pregnant women and
children, but not to other groups. Immigrants are also
less likely than native-born citizens to have health care
benefits provided by their employer.
Even immigrants who have insurance have less
access to and lower use of medical care than do
native-born individuals. Both linguistic and cultural
barriers contribute significantly to making health care
systems relatively inaccessible to many immigrants.
The U.S. Department of Health and Human Services
Office of Minority Health issued National Standards for
Culturally and Linguistically Appropriate Services in
Health Care. Four of these standards mandate language
access in health care in any medical facility that is
a recipient of federal funds. These standards require
facilities to offer competent language assistance services
such as interpreters and bilingual staff to any patient
who needs those services.
Despite these standards, often no qualified interpreter
is available to the patient, leaving LEP patients to rely on
family members, friends, other patients, or strangers to
translate for them, resulting in a loss of privacy and
accuracy. Reliance on children poses particular problems,
as it causes role reversals in the family structure, and
children often lack the vocabulary and understanding
of complex issues to translate accurately. Additionally,
children may wish to avoid sensitive topics, which can
slant the information given.
Bureaucratic, large, and impersonal health care
systems are often extremely difficult for immigrants to
navigate, and cultural insensitivity can be enough to
drive them away from seeking care or make receiving
care a negative experience. Birth and death are particularly difficult times, with health regulations, safety rules,
and hospital practices often interfering with the practice
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of cultural and religious rituals such as burying
a newborn’s placenta, touching the lips of a baby with
honey or preparing the dying for passage into the next
life. Physicians and patients may also have differing
ideas about the causes and treatment of illness, which
can cause misunderstandings and conflict. Patients may
be using traditional, complementary, or alternative
medicine in addition to the medical treatment offered
by an MD, but unless both parties are able to communicate and know what to ask, this information may not
be available to the physician. Patients may not volunteer
information for fear ridicule or rejection if they reveal
alternative treatments.
In general, immigrants’ access to key resources can
be facilitated or hindered by their mode of acculturation and by the availability of others in the community
who can assist in making this transition. Communitybased private organizations can provide an important
bridge between immigrant families and participation
in the wider society, connecting them to programs that
provide resources for education and advocacy. Ultimately, nonimmigrants and a variety of immigrant
groups need to cooperate together for a truly successful
and diverse society to emerge.
Fennelly, K. (2008). Prejudice toward immigrants in the Midwest. In
D. S. Massey (Ed.), New faces in new places: The changing geography of American immigration (pp. 151–178). New York: Russell
Sage Foundation.
Gozdziak, E. M., & Melia, M. J. (2005). Promising practices for
immigration integration. In E. M. Gozdziak & S. F. Martin
(Eds.), Beyond the gateway: Immigrants in a changing America
(pp. 241–276). Lanham: Lexington Books.
Grey, M. A., & Woodrick, A. C. (2002). Unofficial sister cities: Meatpacking labor migration between Villachuato, Mexico, and Marshalltown, Iowa. Human Organization, 61(4), 364–376.
Kim, M., Van Wye, G., Kerker, B., Thorpe, L., & Frieden, T. R. (2006).
The health of immigrants in New York city. New York: New York
City Department of Health and Mental Hygiene.
Portes, A., & Rumbaut, R. G. (2006). Immigrant America: A portrait
(3rd ed.). Berkeley: University of California Press.
U.S. Department of Health and Human Services, OPHS Office of
Minority Health. (2001). National standards for culturally and
linguistically appropriate services in health care. Washington DC:
U.S. Department of Health and Human Services.
Suggested Resources
UNHCR Refugee Resettlement: An international handbook to guide
reception and integration. 2002. Retrieved October 3, 2010, from
http://www.unhcr.org/4a2cfe336.html.
Cultural Appropriateness
Related Topics
▶ Acculturation
▶ Barriers to care
▶ Cultural competence
▶ Culture shock
▶ Culture-specific diagnoses
▶ English as a Second Language
▶ Ethnic enclave
▶ Immigration processes and health in the U.S.: A brief
history
▶ Language acculturation
▶ Limited English proficiency
▶ Social integration
Suggested Readings
Chrostowsky, M. B. (2010). The role of asylum location on refugee
adjustment strategies: The case of Sudanese in San Diego, California. Practicing Anthropology, 32(1), 38–42.
Crane, K., & Millard, A. (2004). ‘To be with my people’: Latino
churches in the rural Midwest. In A. V. Millard & J. Chapa
(Eds.), Apple pie and enchiladas: Latino newcomers in the rural
Midwest (pp. 172–195). Austin: University of Texas Press.
▶ Cultural competence
▶ Cultural humility
Cultural Background
CĂTĂLIN JAN IOV
University of Medicine and Pharmacy “Gr. T. Popa”,
Iasi, Romania
The number of immigrants worldwide has almost doubled during the past 50 years. It is now estimated that
there are 191 million immigrants worldwide, 115 million of whom live in developed countries. In fact, 75%
of immigrants live in just 28 countries. One-third of all
immigrants have made their new home in Europe, and
another fifth have settled in the United States.
All of these immigrants carry with them their
habits, beliefs, and lifestyle from the countries of their
Cultural Background
births to their new host countries. In short, they carry
with them their cultures, which are the sum of all
beliefs, attitudes, models, templates, living style, and
any other characteristics that promote relationships
among the group members. The concept of culture
also includes codes of manners, dressing style, language, religion, rituals, and systems of beliefs. These
elements often identify immigrants as a distinct group
in the host country. The culture frames individuals’
social lives and actions and differentiates the groups.
The differences between cultures may not be obvious unless individuals from different groups occupy
the same space or contiguous spaces. It is critical that
the host cultures adapt to the new incoming cultures,
particularly in view of increasing globalization and
increased diversity.
Host Culture Attitude
The entry of any culture into a different one will always
generate reactions. Scholars have suggested that the
level of hostility directed to the newcomers by individuals in the host country depends on the degree of
similarity between the new host culture and the immigrants’ original culture; it is hypothesized that the more
similar the cultures, the less the level of hostility or
antagonism.
A common way of understanding a culture and the
extent to which cultures are similar or different is by
reference to four elements: values, norms, institutions,
and artifacts. Values refer to what is important for the
society, what is important for the family, what is important in general in life. Norms consist of all behaviors
that are judged by the culture to be appropriate in
dealing with different situations. The institutions are
those structures that are governed by the values and
norms. The values and norms within a society derive
from unwritten law (common sense) and written law
(such as punishing all those that are breaching the
norms and values). The artifacts are the products of
a cultural history.
Attitudes toward cultural diversity as a result of
immigration have been found by researchers to be
associated with individuals’ age, sex, and race. For
example, some groups, such as Algerians and some
other North African French persons, may continue to
be stigmatized, marginalized, and discriminated based
on racial reasons despite their legal status as citizens.
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Young educated females have been found to be more
open to exposure to new cultures than older men.
Cultural Background and Health Care
In the health care context, five issues relating to individuals’ cultural background are of primary importance: the style of communication, the existence and
extent of mistrust and prejudice, decision making and
family dynamics, traditions and spirituality, and sexual
and gender-based issues.
Cultural background may affect doctor–patient
communication and, accordingly, the doctor–patient
relationship. For example, a medical team trying to
provide medical treatment may find that the treatment
conflicts with the patient’s beliefs. Such dilemmas may
be amplified when the patient’s language differs from
the provider’s language. Differences in the cultural
background between the provider and the patient
may also bring different expectations. For example,
the Western concept of health delivery stresses
a collaborative model of communication between the
health care provider and the patient. However, in many
cultures, medical decision making requires the involvement of the family and not only the individual patient.
In yet other cultures, individuals are accustomed to
a more paternalistic model of relationship between
the doctor and the patient. In many Eastern Europe
cultures, for example, the doctor–patient relationship
is one of trusting the doctor without asking too many
questions about the treatment. The cross-cultural care
model proposed by Betancourt and Cervantes requires
consideration of the patients’ cultural background.
Successful cross-cultural medical education would
assist health care providers to develop the skills necessary to provide care to individuals of diverse
backgrounds.
Religious beliefs may also affect provider–patient
communication and the patient’s willingness to agree
to particular treatments. For example, some immigrant
groups may favor the use of prayer, meditation, or
traditional preparations to treat an illness, rather than
Western medicine. Provider sensitivity to and accommodation of these varying beliefs to the extent possible
are critical to the development of a successful provider–
patient relationship and open lines of communication.
Culture-based norms relating to sex and gender are
also important in the health care context. Kopp, Réthy,
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and Chapuis reported on the case of a woman who
presented to an emergency room for a gynecological
problem. The patient and her husband initially rejected
care from the male physician on duty based on their
religious beliefs. However, they later agreed that the
male physician could care for the woman after
a religious authority explained that the religion did
not prohibit the examination by a male physician
because it was a medical emergency.
Accordingly, it is critical that health care providers
consider in each particular case all of the factors that
define an individual, including the person’s attitudes,
understandings of health and illness, language, and
religious beliefs. A primary goal should be the development of a good relationship with the patient and
smooth communication.
Harmsen, H., Bernsen, R., Bruijnzeels, M., & Meeuwesen, L. (2008).
Patients’ evaluation of quality of care in general practice: What
are the cultural and linguistic barriers? Patient Education and
Counseling, 72, 155–162.
Kopp, N., Réthy, M. P., & Chapuis, F. (2006). Éthique médicale et
interculturelle. Ethique & Santé, 3, 115–120.
Lucassen, L., & Laarman, C. (2009). Immigration, intermarriage and
the changing face of Europe in the post war period. History of the
Family, 14, 52–68.
Man, G. (2004). Gender, work and migration: Deskilling Chinese
immigrant women in Canada. Women’s Studies International
Forum, 27, 135–148.
Martikainen, T. (2009). Religious diversity beyond the cosmopolis:
Immigration and the religious field in the City of Turku, Finland.
Religion, 39, 176–181.
Qureshi, A., Collazos, F., Ramos, M., & Casas, M. (2008). Cultural
competency training in psychiatry. European Psychiatry, 23,
S49–S58.
Related Topics
▶ Acculturation
▶ Communication barriers
▶ Cross-cultural health
▶ Cross-cultural medicine
▶ Culture shock
▶ Culture-specific diagnoses
▶ Cultural competence
▶ Cultural humility
▶ Health beliefs
▶ Physician–patient communication
Suggested Readings
Alaggia, R., Regehr, C., & Rishchynski, G. (2009). Intimate partner
violence and immigration laws in Canada: How far have we
come? International Journal of Law and Psychiatry, 32, 335–341.
Asanin, J., & Wilson, K. (2008). “I spent nine years looking for
a doctor”: Exploring access to health care among immigrants in
Mississauga. Ontario, Canada, Social Science & Medicine, 66,
1271–1283.
Betancourt, J. R., & Cervantes, M. C. (2009). Cross-cultural medical
education in the United States: Key principles and experiences.
Kaohsiung Journal of Medical Science, 25(9), 471–478.
Carroll, J., Epstein, R., Fiscella, K., Gipson, T., Volpe, E., & JeanPierre, P. (2007). Caring for Somali women: Implications for
clinician–patient communication. Patient Education and
Counseling, 66, 337–345.
Dandy, J., & Pe-Pua, R. (2010). Attitudes to multiculturalism, immigration and cultural diversity: Comparison of dominant and
non-dominant groups in three Australian states. International
Journal of Intercultural Relations, 34, 34–46.
Fadiman, A. (1997). The spirit catches you and you fall down: A Hmong
child, her American doctors, and the collision of two cultures.
New York: Farrar, Straus, & Giroux.
Cultural Competence
LINDA S. MARTINEZ1, FLAVIA C. PERÉA2
1
School of Arts and Sciences, Community Health
Program, Tufts University, Medford, MA, USA
2
Department of Public Health and Community
Medicine, Tufts University School of Medicine,
Boston, MA, USA
Driven largely by immigration, the USA, like Europe
and Canada, is becoming ever more diverse. For example, it is anticipated that the country will have
a minority-majority population by the year 2042,
largely the result of immigration from Latin America
and the Caribbean, as well as both Africa and Asia. This
underscores the importance of understanding different
cultural experiences in the health care realm. These
demographic shifts have exaggerated an already present
cultural distance between the medical community,
which is predominantly upper middle class and
White, and the general population. As such, health
care organizations are grappling with ways in which
to both understand and meet the needs of diverse
communities that are not always reflective of their
employees and/or providers. Cultural competence has
been proposed as a mechanism by which to bridge the
cultural distance between patients and health care
providers.
Cultural Competence
Cultural competence is a component of patientcentered care. In 2001, 7 years after being charged by
Congress with improving the ability of health care providers to deliver culturally competent care, the United
States Office of Minority Health published National
Standards for Culturally and Linguistically Appropriate
Services (CLAS) in Health Care. The overall aim of the
CLAS standards is to address health care disparities
through the delivery of culturally and linguistically
competent care in health care services. As such, culturally competent health care organizations provide treatment services that effectively meet the needs of their
patients, while considering the cultural, linguistic, and/
or socio-environmental context of patients. Similarly,
culturally competent providers bridge sociocultural
divides, allowing them to recognize and understand
the needs of diverse patient populations with varying
cultural beliefs and behaviors.
Cultural Competence and Inequity in
the Delivery of Care
The modern day health care system is founded on
traditional beliefs of Western biomedicine, thereby
forming its own unique culture built on a distinct
cultural orientation and perspective, inclusive of distinct assumptions and beliefs about patients, providers,
and the nature of health care. Cultural competence
involves understanding the ways in which individual
and community level practices and beliefs influence
health, and the delivery of health care. Both patients
and providers bring with them into the health care
exchange a set of beliefs, experiences, and practices
that shape their behavior and interactions. Unequal
Treatment, a report commissioned by the Institute of
Medicine, brought a new dimension to our understanding of cultural distance and the contributions of
providers to health care inequality. The report found
that systemic, provider, and patient level factors take
away from the overall quality of care. More specifically,
patient race and ethnicity are primary predictors of
health care quality.
Culture also contributes to the divide between
patients, providers, and the health care system. Culture,
although often confounded with race and ethnicity, is
more than race and/or it influences behavior, including
health practices and interactions. Culture can be
influenced by social constructs such as race and
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ethnicity, but additional factors such as religious beliefs,
family structure, class, place, and time coupled with
socio-environmental and sociopolitical context also
contribute to cultural variation. Such variation can
result in cultural distance as well as disconnects both
between and within groups. For example, how patients
describe their relationship to the biomedical system may
vary dependent on the cultural context of the patient.
The same can be said for providers describing their
cultural distance from patients, and patients describing
their cultural distance from providers.
Cultural distance contributes to poor quality care
for racial and ethnic minorities including new immigrants. Cultural distance is a by-product of social,
economic, political, and historical factors, which
result in divergent health beliefs, communication
barriers, mistrust, and bias. Socioeconomic and racial
segregation – both associated with the social hierarchy
in the USA – isolate individuals geographically, socially,
and culturally. Isolation and unfamiliarity leave individuals vulnerable to the effects of bias and stereotypes.
That which is unknown is more easily understood
when grouped or categorized.
Social cognition is the unconscious process by
which we categorize or group individuals – how our
minds make the unfamiliar familiar. For example, providers, when interacting with patients of a background
that is foreign to them, draw upon past experiences,
perceptions, and stereotypes to make sense of that
which is unknown, which can lead to health care disparities. Thus initiatives that promote cultural competence are important as they encourage providers to
(1) meet patients where they are at, (2) avoid using
mental shortcuts and stereotypes, and (3) broaden
their worldview to assure understanding of patient
cultural context, thereby engaging patients in treatment as opposed to maintaining cultural distance.
Cultural Competence as a Market
Strategy
Beyond addressing health care inequity, cultural competence by some has been described as a market strategy in addition to a means by which to reduce racial
and ethnic disparities in health care. Researchers
have found that experts from managed care, academia,
and government describe cultural competence as
a mechanism by which to improve access to quality
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Cultural Competence
care for diverse, new immigrant communities. In
addition, it has been described as a way for health
care provider and payer organizations to increase
their market share in a rapidly changing world
demographic. This is significant; it represents
a paradigm shift solely viewing cultural competence
as the right thing to do in addressing disparities to
a focus on good business practices in a shifting market.
By providing culturally competent care, care that seeks
to meet patients where they are at both culturally and
linguistically, health care organizations can differentiate themselves from their competitors, increasing their
market share.
Four interconnected financial reasons for organizations to provide culturally competent care have been
outlined in the literature. The first being clear, appeal to
minority consumers. With the growing proportion of
minority consumers in the market many businesses,
including the health care sector, seek to reach the
minorities. Cultural competence in this sense would
provide organizations the tools needed to differentiate
their services in the market. The next two reasons are
based on the same premise, to compete for purchaser
business. Brach and Fraser report that providing culturally competent care allows health care organizations
to compete for private purchaser business and to
respond to public purchaser demands. They explain
this in that cultural competence will increase performance quality scores, increasing their appeal to
private purchasers, while at the same time facilitating compliance with public purchaser rules and
regulations. Finally, it has been identified as a
means to improve cost-effectiveness. As providers
who confront barriers in communications are likely
to order additional diagnostic tests and thus incurring greater costs, cultural competent organizations
would have the linguistic capability to better capture
medical history and reducing the need for unnecessary testing.
Conclusions
Cultural competence has the potential to reduce care
health disparities, by increasing patient access to quality health care though a respectful patient provider
relationship. In addition, culturally competent health
care makes good business sense. The hope is that
diverse populations plus cultural competence leads to
better communication, increased trust, better assessment, more appropriate diagnostic services, improved
outcomes, and over time the reduction of racial and
ethnic disparities in health.
Related Topics
▶ Cross-cultural health
▶ Cross-cultural medicine
▶ Cultural humility
▶ Health barriers
▶ Health beliefs
▶ Interpreter services
▶ Transcultural psychiatry
▶ Vulnerable population
Suggested Readings
Bernstein, R., & Edwards, T. (2008). An older and more diverse
nation by midcentury. U.S. Census Bureau News.
Betancourt, J., Green, A. R., & Carrillo, J. E. (2002). Cultural competence in healthcare: Emerging frameworks and practical
approaches. New York: The Commonwealth Fund.
Bollini, P. (1992). Health policies for immigrant populations in the
1990’s. A comparative study in seven receiving countries. International Migration, 30, 103–112.
Brach, C., & Fraser, I. (2002a). Reducing disparities through culturally competent health care: An analysis of the business case.
Quality Management in Health Care, 10(4), 15–28.
Brach, C., & Fraser, I. (2002). Reducing disparities through culturally
competent health care: An analysis of the business case. (Need for
US health care industry to be more inclusive of minorities
triggers discussion of cultural competence training.) Quality
Management in Health Care, 10(4), 15(14), 15–28.
Department of Health and Human Services. (2001). National standards for culturally and linguistically appropriate services in health
care: Final report. Washington, DC: OMH.
Dogra, N., Betancourt, J., Park, E., & Martinez, L. (2009). The relationship between drivers and policy in the implementation of
cultural competency training in health care. Journal of the
National Medical Association, 101(2), 127–133.
Laveist, T. (2005). Minority health and populations: An introduction to
health disparities in the United States. San Fransisco: Jossey-Bass.
Smedley, B. D., Stith, A. Y., & Nelson, A. R. (2003). Unequal treatment: Confronting racial and ethnic disparities in health care.
Washington, DC: National Academies Press.
van Ryn, M. (2002). Research on the provider contribution to race/
ethnicity disparities in medical care. Medical Care, 40(1),
140–151.
van Ryn, M., & Fu, S. S. (2003). Paved with good intentions: Do
public health and human service providers contribute to racial/
ethnic disparities in health? American Journal of Public Health,
93(2), 248–255.
Cultural Humility
Suggested Resources
http://www.hrsa.gov/culturalcompetence/
http://minorityhealth.hhs.gov/templates/browse.aspx?lvl=2&lvlID=15
http://minorityhealth.hhs.gov/assets/pdf/checked/finalreport.pdf
http://nccc.georgetown.edu/index.html
Cultural Humility
ANDREW J. S. HOWIE
Mental Health and Drug and Alcohol Services,
Far West Local Health Network, Broken Hill,
NSW, Australia
In the context of health care, the term “cultural humility” denotes an attitude of appropriate respect by
a health professional toward the culture of her clients
or patients, where this differs from her own.
As an attitude, rather than knowledge of a body of
facts about other cultures, or a set of acquired relevant
cultural skills, cultural humility is a necessary condition of the combined task of gaining relevant knowledge of other cultures, developing a set of skills
necessary to apply this knowledge in theoretical clinical
situations, actually applying the knowledge in complex
real life situations, and accurately monitoring the outcomes in terms of patient and client satisfaction, and
other beneficial or detrimental effects.
The term therefore is used in contrast to other
similar terms such as “cultural competence,” “cultural
safety,” “cultural sensitivity,” and “cultural proficiency,”
all of which emphasize appropriate cultural knowledge
and skills brought to the clinical encounter.
In the modern health care discussion the term
“cultural humility” was coined by Tervalon and Murray-Garcia, who describe it as incorporating “a life-long
commitment to self evaluation and self critique, to
redressing the power imbalances in the patient physician dynamic, and to developing mutually beneficial
and non-paternalistic clinical and advocacy partnerships with communities on behalf of individuals and
defined populations.”
Hunt characterizes it as “not. . . an examination of
the patient’s belief system, but [a] careful consideration
by healthcare providers of the assumptions and beliefs
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that are embedded in their own understandings and
goals in the clinical encounter.”
Described in this way, the concept of cultural
humility is brought very close to the generic philosophical virtue of humility, and embraces the multidisciplinary nature of clinical work, emphasizing ethical
commitment to continual professional improvement,
and professional egalitarianism applied in the context
of the multidisciplinary study of individuals in
communities.
Tervalon and Garcia use the term in the context of
medical education, emphasizing (1) patient-focused
interviewing and care where, for example, patientinitiated questions and agendas are tolerated, as the
physician relinquishes the role of expert in recognition
of the fact that the patient is uniquely qualified to help
the physician understand the complex intersection of
the elements of a patient’s cultural identity; (2) community based care and advocacy, where maintaining
the client’s cultural context as much as practicable is
intended to be empowering; and (3) institutional consistency, where care is taken to ensure that polices are
formulated and consistently applied so as to minimize
the disadvantage, wherever practicable, to clients from
minority cultures.
Subsequent literature has addressed areas as diverse
as the assessment and diagnosis of illness and dysfunction, management of disability, and psycho-education
in physical and mental health, including programs for
families of children with special needs, psychiatry and
psychotherapy, substance abuse, midwifery, gynecology and neonatal care, cancer care, public health, the
measurement of quality for managed care organizations, the indigenous practitioner, and cultural practices with health consequences. Clearly there is scope
for more research.
A strength of the concept of cultural humility is that
as it emphasizes attitudes and habits of mind rather
than specific domains of knowledge and skill,
a clinician is readily able to bring cultural humility to
unfamiliar situations, where knowledge and skill may
be lacking, and seek to develop these as the relationship
with her patients deepens.
A possible weakness of the concept is that it can be
unclear what the scope and limits of cultural humility
are, as unseemly haste to avoid “the hegemony of one
culture over another” may lead to a de facto cultural
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Culture
relativism. However the practice of health care assumes
that suffering and failure of function are what characterize an illness or disability, and in the extreme case
a society or culture cannot tolerate or approve of these
among its members and remain consistent with other
values it embraces.
Practically speaking, a person dealing with a health
professional of another culture, who was showing
appropriate cultural humility, would expect to have
her values respected, to experience receptiveness to
her questions, and to receive questions asking for further information regarding her cultural values, roles,
and expectations, all of which may enhance the value of
the clinical encounter. Acknowledging that cultural
humility (where present) may not always be fully
expressed, a failure to experience this may indicate
a lack of cultural humility on the part of a clinician.
A remedy for this could then be found by a
complaint or appeal to the authorities of the institution, the ethical base of which will express principles
based on respect for autonomy, beneficence, nonmaleficence, justice, and professional integrity, all of
which also find expression in the notion of cultural
humility.
The notion of cultural humility is fundamental to
other cultural competencies, and is well supported
from the perspectives of many related disciplines in
health care. Increasing work on the concept of cultural
humility in future academic and clinical discussion
would be welcomed.
Related Topics
▶ Cultural competence
Suggested Readings
Foster, J. (2009). Cultural humility and the importance of long-term
relationships in international partnerships. Journal of Obstetric,
Gynecologic, and Neonatal Nursing, 38(1), 100–107.
Hunt, M. (2001). Beyond cultural competence. Park Ridge Centre
Bulletin, December 2001.
Levi, A. (2009). The ethics of nursing student international clinical
experiences. Journal of Obstetric, Gynecologic, and Neonatal Nursing, 38(1), 94–99.
Pratt, G. (2007). Reflections of an indigenous counsellor: sharing
the journey–therapist and person? Australasian Psychiatry, 15
(Suppl. 1), S54–S57.
Surbone, A. (2008). Cultural aspects of communication in cancer
care. Supportive Care in Cancer, 16(3), 235–240.
Tervalon, M., & Murray-Garcia, J. (1998). Cultural humility versus
cultural competence: A critical distinction in defining physician
training outcomes in multicultural education. Journal of Health
Care for the Poor and Undeserved, 9(2), 117–125.
Wear, D. (2008). On outcomes and humility. Academic Medicine,
83(7), 625–626.
Suggested Resources
Carme, B. (2009). Malaria or kalimbe: how to choose? Malaria
Journal 8, 280. http://www.malariajournal.com/content/8/1/280
Culture
▶ Cultural background
Culture Shock
SANA LOUE
Department of Epidemiology and Biostatistics, Case
Western Reserve University School of Medicine,
Cleveland, OH, USA
The term “culture shock” was introduced by Kalvero
Oberg in 1954 to refer to an “abrupt loss of the familiar” or the “shock of the new.” Culture shock is caused
by the anxiety that is associated with the loss of familiar
signs and symbols that permeated one’s life before
reaching the new environment.
Culture shock occurs in various stages or phases,
which have been variously termed incubation, crisis,
recovery, and full recovery; elation, depression, recovery, and acculturation; and contact, disintegration,
reintegration, autonomy, and independence. The first
phase of culture shock is often referred to as the “honeymoon phase” because the individual feels excitement
about the many new things that he or she is experiencing. This phase may last for hours, days, weeks, or
months.
The feeling of excitement that is experienced during
the first phase of culture shock gradually diminishes as
the individual begins to be aware of the differences that
exist between his or her previous and current environments. This second phase is often characterized by the
Culture Shock
experience of many practical problems, an increase in
misunderstandings, feelings of frustration, a sense of
loneliness and uneasiness, and a decrease in self-confidence. This second stage often lasts about 6 months, but
its exact length depends on the individual and his or her
specific circumstances. Many people also experience
physical symptoms of culture shock during these stages.
These can include lethargy, headache, difficulties
sleeping, a loss of appetite, and digestive irregularities.
During the third stage of culture shock, the individual will begin to adjust to the new environment or reject
his or her new situation, blaming others and adopting
negative coping mechanisms, such as substance use and
self-isolation. During the final stage, the individual gradually adjusts and adapts to the new environment and
experiences an increased sense of control and belonging.
Immigrant children may have a particularly difficult time adjusting to their new country and may
experience severe culture shock. They may feel
embarrassed because they do not speak the same language as their classmates or because they or their families look “different.” They may be unable to verbalize
their feelings and may act out in frustration; accordingly, it is important that teachers have patience. They
may also experience difficulties with their parents. The
parents may want to continue the use of their primary
language and the observation of their usual traditions,
but the children may want to discard both their native
language and their traditions in favor of those of their
new country.
Immigrants may experience a greater degree of culture shock if specific practices classified as common
social behaviors in their countries of origin are considered to be abusive and criminal acts in their new host
countries. As an example, some countries might consider beating one’s wife to be an acceptable response to
her challenge of her husband’s authority, but in the
United States, this could be considered partner violence
and could result in criminal prosecution.
The extent to which an immigrant experiences culture shock, and the rapidity with which he or she
adjusts to the new environment is highly dependent
on his or her personal experiences. Individuals who
immigrate to a new country with their families are
less likely to experience intense feelings of culture
shock and/or may move through the various stages
more quickly, because they have the support of their
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family members. Immigrants whose language is the
same as that of their host country, and whose culture
in their country of origin is similar to that of their new
host country, may also be less likely to experience
culture shock.
The extent to which an immigrant experiences culture shock also depends on individual factors. Individuals who are very resilient to change are less likely to
experience difficulties in their new environments.
A variety of interventions have been suggested to
help immigrants adjust to their new country and minimize their experience of culture shock. This includes
the development of leisure activities that include physical exercise; enrolling for language classes to learn the
language of the host country; and volunteering in the
new community, which provides a mechanism for
meeting new people and becoming integrated into the
community. It is important that the immigrant try to
keep an open mind about his or her experiences and
not interpret everything through the cultural lens of his
or her country of origin, since a behavior or saying may
have a very different meaning in the new culture.
A sense of humor may also help to alleviate the feelings
of frustration, anxiety, and confusion that are part of
culture shock.
Immigrants who return to their country of origin,
for example, to visit family or friends, may find that
they experience culture shock when they arrive in their
country of origin. The immigrant may find that their
family members and friends have changed during this
time, and that their previous place of residence has also
changed.
Related Topics
▶ Acculturation
▶ Acculturative stress
▶ Anxiety
▶ Assimilation
▶ Language acculturation
▶ Resilience
▶ Stress
Suggested Readings
Adler, P. S. (1975). The transitional experience: An alternative view of
culture shock. Journal of Humanistic Psychology, 15(4), 13–23.
Oberg, K. (1960). Culture shock: Adjustment to new cultural environments. Practical Anthropology, 7, 177–182.
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Culture-Bound Syndromes
Suggested Resources
Oberg, K. (1954). Culture shock. (Bobbs-Merrill Reprint Series
in the Social Sciences, A-329). Indianapolis: Bobbs-Merrill.
Retrieved March 7, 2009, from http://www.smcm.edu/academics/internationaled/Pdf/cultureshockarticle.pdf
Culture-Bound Syndromes
▶ Culture-specific diagnoses
Cupping
KRISTIN BRIGHT
Department of Sociology & Anthropology, Carleton
University, Ottawa, ON, Canada
in the form of cattle horns for the draining of pustules,
boils, and carbuncles. During the Qing Dynasty, Zhao
Xuemin (1719–1805) included an extensive chapter in
his materia medica on huoquan qi or “fire cupping”: the
use of bamboo or pottery cups to treat headache, dizziness, abdominal pain, and snakebite.
In the 1950s, cupping was established as an official
therapy throughout China; and today there are numerous Traditional Chinese Medicine (TCM) research
institutes with ongoing clinical trials in cupping therapy (see below). In South Asia, cupping is a common
therapeutic practice in Unani-tibb or Greco-Islamic
medicine. Based on the principles of Hippocrates, Avicenna, al-Majusi and others, Unani-tibb advises the use
of cupping (al-hijamah) to draw inflammation toward
the surface of the body; divert inflammation from an
important organ to a less important one; dispel humors
from an affected organ; and alleviate pain. Unani physicians or hakims, like their TCM counterparts, use
cupping to treat a number of muscular, circulatory,
and neurological disorders.
Origins of Cupping
Cupping therapy (huoquan qi in Chinese; and alhijamah in Arabic) is a practice whereby glass or bamboo cups are applied to the surface of the skin and
through suction and negative pressure, the skin and
superficial muscle are gently drawn into and held in the
cups. Based on the holistic principle that the body relies
on a balance of energies to function properly, cupping
is used to remove accumulated stress, tension, and cold
channels from the body; promote blood flow and
healing; and restore balance. Widely practiced in
China, Taiwan, India, Pakistan, Iran, Saudi Arabia,
the Gulf States and parts of Africa and the Middle
East, cupping is commonly used in immigrant communities (e.g., Asian, Arab, Mediterranean) in the
USA, Canada, Europe, Australia, and New Zealand.
The earliest recorded use of cupping is in the Ebers
Papyrus of ancient Egypt (1550 BCE) where cupping
was indicated for the removal of foreign matter from
the body. Hippocrates (ca. 460–370 BCE) and Galen
(ca. 129–200 CE) also described cupping as an effective
remedy for numerous disorders and a means to evacuate toxins, reduce inflammation, arrest fevers, and
restore humoral balance. One of the first records of
cupping in China is by Taoist alchemist and herbalist
Ge Hong (281–341 CE) who prescribed the use of cups
Current Use of Cupping
In most parts of Asia and the Middle East, cupping is
administered by medical practitioners, usually TCM
doctors or Unani hakims. In the USA and other Western countries, cupping was historically introduced and
practiced by immigrants from the Mediterranean and
Asia in the 1800s and then spread to many parts of the
USA flourishing as late as the 1930s in immigrant
sections of large cities. On the Lower East Side of New
York, cupping shifted from the domain of family doctors to barber shops, and one could see sign boards
reading “cups for colds” on barber shop windows.
Today, in rural parts of the Mediterranean, cupping is
still practiced at home by families who put a set of cups
in their first aid boxes or simply use a set of jam jars.
In the USA, Canada, Europe, Australia, and New
Zealand, where there are sizable Asian communities
(and hence an availability of trained practitioners)
cupping is used alone or in tandem with other traditional therapies such as acupuncture, herbal medicine,
massage, medicated steam, hydrotherapy, nutritional
therapy, and in combination with biomedical treatments, such as pharmaceutical analgesics, nonsteroidal
anti-inflammatory medications, orthopedic surgery,
and physical and rehabilitative therapies.
Cupping
For patients with arthritis, fibromyalgia, carpal tunnel syndrome, chronic back pain, chronic headache,
and joint injuries, the appeal of cupping therapy is its
use of low-tech equipment, its low cost, and its lack of
side effects that might otherwise be experienced with
analgesics. In the past decade, cupping has seen
renewed popularity in the USA in the domain of complementary and alternative medicine (CAM) and
health spas, with growing numbers of the general public using cupping, and more TCM and CAM practitioners training in the use of this therapy. New versions
of “cellulite trimming” and “stress relief ” cupping have
cropped up on the menu of health spas in cities like
New York and Los Angeles, creating an interesting
contrast with the no-frills offerings found in Asian
neighborhoods in Chicago, Los Angeles, New York,
San Francisco, Toronto, Vancouver, and other cities,
where cupping is still practiced in much the same way
it has been for decades. Differences in technique and
cultural milieu are reflected in cost: while a 30–40 min
session with a holistic practitioner or spa technician
can cost anywhere from $30 to $100, a session with
a TCM practitioner in New York’s Chinatown is closer
to $10–$20. By contrast, in China the average cost of
a session is 12 Yuan ($1.60) compared with an average
56 Yuan ($7.30) for herbal therapy.
The Procedure and Outcome
There are two primary types of cupping: dry and wet.
In dry cupping, glasses are applied to the skin and either
a gentle vacuum pump or flame heat is used to purge
air from the cup. As the glass cup cools on the skin and
a seal is formed, pressure within the cup declines,
sucking the skin into the cup. Cupping glasses are
typically applied for 10–15 min to the back, neck,
hips, legs, knees, or arms. Wet cupping involves minor
scarification of the skin so that a small amount of blood
is drawn. Today, wet cupping serves as a modern substitute for venesection, in which larger quantities of
blood were let out. Two other classifications exist in
cupping as well: stationary cupping, where each glass
cup is left in position on the skin and the cup is not
moved; and massage cupping, where the glass cups are
moved around the skin in a massage-like technique.
In regard to clinical evidence for the efficacy of
cupping, a 2010 meta-review of the clinical literature
conducted by Huisstede and colleagues found no
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evidence of long-term results of cupping in the treatment of carpal tunnel syndrome, but did find evidence
for short-term benefit and relief of symptoms. The
combination of acupuncture and cupping has been
found to be of greater benefit in the reduction of pain
and inflammation associated with acute arthritis and
the reduction of pain associated with fibromyalgia,
compared to the use of either cupping or pharmacotherapy alone. Cupping has also been found to be
effective in the treatment of acute arthritis when combined with herbal medicine; in the treatment of fibrositis; and in the treatment of intractable migraine, when
combined with acupuncture.
From a sociocultural standpoint, qualitative studies
of cupping therapy and its rich historical and contemporary uses in immigrant communities are seriously
needed. Such studies will enable public health and
medical providers to understand the range of therapeutic applications of cupping in TCM, Unani, CAM,
and biomedical contexts and the cultural meanings of
cupping in widely diverse immigrant communities
(e.g., African, Asian, Arab, Mediterranean). Importantly, as the number of individuals seeking cupping
therapy increases in Western countries, providers
should also be familiar with this practice so as to
prevent any social and legal conflicts that may emerge
from mistaken diagnosis, such as when cupping welts
are misinterpreted as signs of violence or abuse as has
been the case in Europe and in the USA.
Related Topics
▶ Acupuncture
▶ Alternative and complementary medicine
▶ Chinese
▶ Chronic pain
▶ Cross-cultural medicine
▶ Islam
▶ Muslim
▶ South Asians
▶ Traditional Chinese medicine
Suggested Readings
Ahmadi, A., Schwebel, D. C., & Rezaei, M. (2008). The efficacy of wetcupping in the treatment of tension and migraine headache. The
American Journal of Chinese Medicine, 36(1), 37–44.
Bright, K. (1998). The traveling tonic: Tradition, commodity, and the
body in Unani (Greco-Arab) medicine in India. Ph.D. dissertation, University of California, Santa Cruz, USA. Retrieved March
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Curandero
7, 2011, from Dissertations & Theses: Full Text. (Publication No.
AAT 9913732).
Cao, H., Liu, J., & Lewith, G. T. (2010). Traditional Chinese medicine
for treatment of fibromyalgia: A systematic review of randomized controlled trials. Journal of Alternative and Complementary
Medicine, 16(4), 397–409.
Chirali, I. Z. (1999). Traditional Chinese medicine: Cupping therapy.
Philadelphia, PA: Churchill Livingstone.
Hameed, H. A. (1977). Arab medicine and its relevance to modern
medicine. New Delhi: Institute of the History of Medicine and
Medical Research, Jamia Hamdard University.
Huisstede, B. M., Hoogvliet, P., Randsdorp, M. S., Glerum, S., van
Middelkoop, M., & Koes, B. W. (2010). Carpal tunnel syndrome.
Part I: Effectiveness of nonsurgical treatments – a systematic
review. Archives of Physical Medicine and Rehabilitation, 91(7),
981–1004.
Rahman, H. S. Z. (2001). Unani Medicine in India: Its origin and
fundamental concepts. In Subbarayappa, B. V. (Ed.), History of
science, philosophy and culture in Indian civilization (Vol. IV Part
2, pp. 298–325). New Delhi: Centre for Studies in Civilizations.
Sherman, K. J., Cherkin, D. C., Deyo, R. A., Erro, J. H., Hrbek, A.,
Davis, R. B., et al. (2006). The diagnosis and treatment of chronic
back pain by acupuncturists, chiropractors, and massage therapists. The Clinical Journal of Pain, 22(3), 227–234.
Ullmann, M. (1997). Islamic medicine. Edinburgh: Edinburgh University Press.
Curandero
KONANE M. MARTINEZ
Department of Anthropology, California State
University San Marcos, San Marcos, CA, USA
Curandero is a Spanish term meaning “healer.”
Curanderos (male healers) and Curanderas (female
healers) are important community-based “folk”
healers held in high regard within Latin American
and Latino immigrant and transnational communities.
Contemporary curanderos’ medical knowledge, beliefs,
and practices are generally a mixture of pre-Hispanic
medical cultures with Spanish and Catholic symbols
and beliefs. The term curandero is a broad term that
refers to a whole set of healers who utilize diverse
methods in their practice. Each specialty has specific
methods and a title that accompany it, and some
curanderos specialize in more than one method.
A yerbero/a is a herbalist who utilizes herbs to address
health issues. A Sobador/a is a healer who utilizes
massage to help alleviate pain or help a client recover
from an illness or trauma. A Huesero/a is a bonesetter
who manipulates injured bones, tendons, and muscles
to alleviate pain and facilitate recovery from an injury.
A espiritisto/a is a psychic medium who channels spirit
beings and/or utilizes prayer to rid clients of physical,
psychological, spiritual, and even social problems.
A partera is a midwife who cares for pregnant women
providing prenatal care as well as assistance with the
birth of the child. Utilization of parteras in Latin America is widespread. For example, in some Mexican communities, parteras oversee a significant percentage, if
not the majority, of births.
Curanderos often hear a “calling” to their profession
and view this calling as a gift from God or other supernatural beings. Curanderos undergo an intense period
of training during which their practical and spiritual
knowledge is tested and affirmed. Generally, curanderos
have a vast and specialized knowledge of the physical
and supernatural worlds and employ this knowledge in
their practice. Some curanderos/as are shamans who
communicate directly with the supernatural through
trance to heal. Curanderos attend to an individual’s
physical, psychological, spiritual, and social wellbeing. This holistic approach to health is why many
Latino immigrant communities seek out curanderos/as
instead of, or in addition to, conventional medical care.
Individuals and families seek out care from curanderos
for diverse health issues that could range from cold
relief to cancer. Certain curanderos can also address
stresses associated with psychological or social states.
For example, it is not out of the ordinary for an individual to approach a curandero for a limpia – cleansing
with the goal of ridding themselves of a rash of bad luck
that they are experiencing. A curandero is able to not
only cleanse the person of the bad luck but provide
for them an explanation of why they had the bad luck
in the first place. Curanderos are the only source of care
for common ethnospecific illnesses among Latino
immigrant communities such as susto – fright, mal de
ojo – the evil eye, or coraje – anger. Curanderos have the
knowledge necessary to diagnose and treat these illnesses which historically have been dismissed by conventional medicine. There is, however, a growing set of
research studies examining these types of ethnospecific
illnesses and how they parallel the symptoms of conditions readily diagnosed in conventional medicine.
Curandero
Utilization of curanderos among Mexican American
and Latino immigrants has been a topic of research and
inquiry among social scientists. Anthropologists in the
1960s argued that underutilization of conventional
medical care by Mexican Americans and Latino Immigrants was a result of their continued use of curanderos.
Most recent research, however, has revealed that socioeconomic issues and structural issues such as lack of
health insurance, high cost of health care, undocumented status of many immigrants, and lack of culturally and linguistically appropriate health care services
tend to play a larger role in limited utilization of conventional medical care for this community. Research
has revealed that continued utilization and reliance on
curanderos may actually be as a result to these larger
socioeconomic and structural barriers. Curanderos
provide easily accessible, affordable, and culturally
and linguistically appropriate health care to Latino
immigrant individuals and families. Curanderos share
the same medical culture (world view, religion, views
on the body, and beliefs about the causes of illness) as
their clients, thereby facilitating communication, confidence in the provider, and adherence to treatment.
Latino immigrant and transnational communities
often have curanderos as members of their social networks who can be accessed either in the United States
or in their community of origin. In the United States,
curanderos are active members of Latino immigrant
communities and are an important source of medical
care. Curanderos are only a part of a complex system
of community-based healing strategies and resources
that also include home remedies and therapies, as
well as “botanicas,” which are small community
stores that sell medicinal herbs, religious amulets,
and products used in healing. Research shows that
a large percentage of those patients who report
complementing their medical care with these complementary and alternative medical practices often do
not discuss them with their medical doctor. This
withholding of information has the potential to
impact patient-provider communication, as well as
conflict with the treatment regimen prescribed by the
medical doctor. Medical doctors should approach
this issue in a culturally sensitive and competent
manner as a way to gain the confidence of the
patient to allow disclosure of information related to
this topic.
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Historically, there has been negative stigma attached
to utilization of Latino complementary and alternative
medicine (CAM) such as home remedies and
curanderos among medical professionals. There has
been, however, an increase of professionals who recognize the positive contribution of these communitybased healers and resources. Health care professionals
in some regions of Latin America and the United States
have begun to collaborate and partner with curanderos
in local communities as a way to meet the health care
needs of residents in a more comprehensive and culturally sensitive way. Working in partnership with
curanderos has also been successfully integrated into
several health promotion interventions and awareness
campaigns. Working in collaboration with CAM
resources in the community as well as modifying the
delivery of conventional medical care to mirror the way
care is delivered in these community-based systems has
been proposed by researchers as an effective way to
reduce barriers to care, and improve the quality of health
care delivered to Latino immigrants in the United States.
Related Topics
▶ Access to care
▶ Alternative and complementary medicine
▶ Communication barriers
▶ Cultural competence
▶ Culture-specific diagnoses
▶ Mal de ojo
▶ Transnational community
Suggested Readings
Avila, E. (1999). Woman who glows in the dark: A curandera reveals
traditional Aztec secrets of physical and spiritual health. New York:
Penguin Putnam.
Clark, L., Bunik, M., & Johnson, S. L. (2010). Research opportunities
with curanderos to address childhood overweight in Latino families. Qualitative Health Research, 20, 4–14.
Gomez-Beloz, A., & Chavez, N. (2001). The Botánica as a culturally
appropriate health care option for Latinos. The Journal of Alternative and Complementary Medicine, 7, 537–546.
Perrone, B., Stockel, H. H., & Krueger, V. (1989). Medicine women,
curanderas, and women doctors. Norman: University of New
Mexico Press.
Portilla, E. (2007). They all want magic: Curanderas and folk healing.
College Station: Texas A&M University Press.
Torres, E. (2005). Curandero: A life in Mexican folk healing. Albuquerque: University of New Mexico Press.
Trotter, R. (1997). Curanderismo: Mexican American folk healing.
Athens: University of Georgia Press.
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Customary Marriage
Customary Marriage
LAILA PRAGER
Institute of Ethnology, University of Münster,
Münster, Germany
The term is usually applied to refer to various types of
marriage or patterns of spouse selection, which in the
widest sense can be classified as conforming to specific
localized sociocultural traditions. “Tradition” in this
respect can involve certain culturally or religiously
established forms of performing the marriage ceremony or it can refer to the different types of normative
marriage rules prevalent among various ethnic or religious groups. Generally, the term “customary marriage” is applied to denote marital relations which are
considered to differ culturally from the US, Canadian,
or West-European types of marriage, partly involving
marriage patterns practiced among immigrant communities that many of the host societies declare as
illegal, such as polygamy or first-cousin marriage. Customary marriages may be based on rules by which the
circle of marriageable persons is limited to a large
extent, as in the case of caste-like social systems, or
other social communities whose marriage laws prescribe various forms of social, ethnic, or religious
endogamy (the latter can apply likewise to Muslims,
Christians, and other religious affiliations).
Among immigrant communities such types of customary marriage can differ from each other to a large
extent, depending on the regional origin of the immigrants, and the respective marriage patterns may also
combine several of the above mentioned features (i.e.,
Pakistani immigrants in the UK often upheld ethnic
and religious endogamy and marry first cousins).
Moreover, in immigrant communities customary marriages may take the form of arranged or forced marriages, often implemented by the elder generations who
are concerned about the potential loss of their children’s “cultural identity” due to the influences exerted
by the host society.
Customary marriages may entail several health
problems, depending on the marital pattern. Polygamous marriages among immigrant communities, for
instance, call forward the problem that in the Western
host societies only the first wife is secured by her husband’s health insurance whereas his other wives are
excluded since they have no legal status as spouses.
Customary marriages may also be accompanied by
mental health problems, particularly in case of forced
marriages when pressure has been put on the couple by
the parents and/or the wider social framework. Forced
marriages may lead to the mental depression of one or
both marriage partners, or to physical injuries in case of
domestic violence. Mental depressions resulting from
trans-generational conflicts may also occur among the
generation of the parents if their children refuse to obey
to the established patterns of traditional marriage rules,
thereby challenging their parents’ authority and sometimes giving rise to irresolvable conflicts which may
lead to the complete disruption of parent/child relations. Among various immigrant communities, particularly from the Middle East, nonconformance to
customary marriage rules can entail several forms of
honor-based violence or honor killing attempts, usually exerted upon women and frequently resulting in
severe physical and mental health problems suffered by
the victims.
Some societies or immigrant communities foster
the idea that nonconformance to customary marriage
rules is likely to entail physical or mental illness among
the persons involved, particularly among the children
who are supposed to suffer from disabilities or mental
disorders inflicted by spiritual beings, the ancestors, or
other cosmic forces.
Customary marriages based on marital relations
between cousins have received the highest degree of
attention in the Western host societies. Though cousin
marriages are practiced by around 20% of the world’s
population, they were largely tabooed in the USA where
already in the nineteenth century many of the states
decided to establish public laws in order to prohibit
such types of marriage (Kansas 1858; 1860s: Nevada,
North Dakota, South Dakota, Washington, New
Hampshire, Ohio, and Wyoming). Cousin marriages
during this period were often practiced among European immigrants and the respective laws were also
intended to work against the migrants’ potential seclusion from their host society.
Recently, in some European countries (UK,
Germany), there have been public debates as well
whether to prohibit such types of marriages given the
Customary Marriage
influx of migrants from the Middle East. Meanwhile, in
France and Turkey, cousins have to present a medical
health certificate before they are declared eligible to
marry. Such laws are predicated on twentieth century
Western biomedical assumptions according to which
cousin marriages are supposed to entail a higher risk of
hereditary diseases. Recent bio-genetic research, however, suggests that the risk of hereditary diseases
resulting from such marital unions has been largely
overestimated. According to a comprehensive survey
undertaken by the National Society of Genetic Counsellors (NSGC), the risk of congenital defects resulting
from first-cousin unions ranges from 1.7 to 2% above
the background risk of 4.4% for pre-reproductive mortality, thus making any special preconception testing
unnecessary. Other researchers, roughly averaging the
statistics for birth defects and pre-reproductive mortality, noted that first-cousin marriage “only” increases
the risk of adverse events by about 3%, which means
that instead of 3–4% there can be a risk of genetic
damage of up to 7%. Whereas some authors consider
this increase of genetic risk as marginal, other commentators point to the fact that it nevertheless amounts
to a doubling of potential genetic damage, thereby
rendering the risk of first-cousin marriage highly significant. Furthermore, one has to differentiate whether
a cousin marriage is conducted only once or repeatedly
in every generation as practiced among various societies in the Middle East, Asia, Africa, Oceania, and South
America. Whereas in the first case, the grandparents of
the marriage partners are genetically unrelated, in the
second case they are related due to preceding cousin
marriages, thus increasing the risk of genetic disorders
among the offspring. However, there exist hundreds of
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different recessive genetic disorders, many associated
with severe disabilities and sometimes early death, and
each caused by a different variant gene. One should
thus bear in mind that not every society displays the
same recessive genetic features, so that immigrant communities deriving from differing populations are subject to varying genetic risks.
Related Topics
▶ Eugenics
▶ Honor killing
▶ Marriage
Suggested Readings
Bennett, R. L., Hudgins, L., Smith, C. O., & Motulsky, A. G. (1999).
Inconsistencies in genetic counselling and screening for consanguineous couples and their offspring: The need for practice
guidelines. Genetics in Medicine, 1, 286–292.
Dumont, L. (1983). Affinity as a value. Chicago: University of Chicago
Press.
Levi-Strauss, C. (1969). The elementary structures of kinship. London:
Eyre & Spottiswoode.
Ottenheimer, M. (1996). Forbidden relatives: The American myth of
cousin marriage. Urbana: University of Chicago Press.
Shaw, A. (2005). Attitudes to genetic diagnosis and to the use of
medical technologies in pregnancy: Some British Pakistani perspectives. In M. Unnithan-Kumar (Ed.), Reproductive agency,
medicine and the state: Cultural transformations in childbearing
(pp. 25–42). Oxford: Berghahn Books.
Suggested Resources
Human Genetic Commission. http://www.hgc.gov.uk/client/Content.asp?ContentId=741
Paul, D. B., & Spencer, H. G. (2008). “It’s ok, we’re not cousins by
blood”: The cousin marriage controversy in historical perspective. PLoS Biology, 6(12). http://www.plosbiology.org/article/
info:doi/10.1371/journal.pbio.0060320
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