The Philosophical Quarterly
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IMPOSSIBLE WORLDS AND PROPOSITIONS:
AGAINST THE PARITY THESIS
B F B
Accounts of propositions as sets of possible worlds have been criticized for conflating distinct
impossible propositions. In response to this problem, some have proposed to introduce impossible
worlds to represent distinct impossibilities, endorsing the thesis that impossible worlds must be of the
same kind; this has been called the parity thesis. I show that this thesis faces problems, and propose
a hybrid account which rejects it: possible worlds are taken as concrete Lewisian worlds, and
impossibilities are represented as set-theoretic constructions out of them. This hybrid account ()
distinguishes many intuitively distinct impossible propositions; () identifies impossible propositions
with extensional constructions; () avoids resorting to primitive modality, at least so far as Lewisian
modal realism does.
I could construct excellent ersatz worlds in ever so many ways, drawing on the
genuine worlds for raw material.
David Lewis, On The Plurality of Worlds (Oxford: Blackwell, )
I. THE GRANULARITY PROBLEM
I begin by rehearsing some well known facts. Within possible-worlds modeltheoretic semantics, propositions can be defined in terms of worlds, as functions from worlds to truth-values, or as sets of worlds. In some classic
accounts, this is taken as a direct ontological reduction. A proposition is a
set-theoretic construction out of worlds: it is the set of worlds at which it is
true. If this is what propositions are, then we should believe in propositions,
provided we believe in worlds and in set-theoretic constructions out of things
we believe in.
This provides a criterion of identity for propositions. If A is a given
sentence, let |A| be the proposition expressed by A. Then |A| and |B| are
the same proposition iff |A| and |B| are true at the same possible worlds iff
|A| and |B| are the same set of possible worlds.
Obviously, the criterion is thoroughly extensional, thus solving Quinean
perplexities about propositions as intensional entities (where one can define
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IMPOSSIBLE WORLDS AND PROPOSITIONS
entities of some kind or other as intensional iff () such entities are associated
with extensions at the actual world, and () the associated extensions are
insufficient to discriminate between intuitively distinct entities of that kind),
or ‘creatures of darkness’, only to the extent that the notions adopted in the
characterization – specifically, the notion possible world – are extensional.
The point can be phrased conceptually (that is, in terms of the definition or
elucidation of modal and intensional concepts), or ontologically (that is, in
terms of identification of intensional entities with constructs out of worlds).
Speaking conceptually, if it turns out that our notion possible world is characterized in terms of some modal concept, then we may have an illuminating
reduction of the concept proposition in terms of another modal concept; but
the reduction does not count as fully extensional. In terms of ontological
reduction, if it turns out that possible worlds are themselves constructions
out of intensional entities of some kind K, then we have just reduced a kind
of intensional entities, namely, propositions, to the more basic kind of
intensional entities K.
Notoriously, Lewis’ modal realism promises such a fully extensional
ontological reduction and conceptual explanation as its main theoretical
benefit (a gain in ideology paid for in the coin of ontology, to speak in the
Quinean way). Lewisian worlds are existing, non-actual (in Lewis’ indexical
sense of ‘actual’), concrete maximal mereological sums of spatiotemporally
interrelated individuals. Propositions are set-theoretic constructs out of
worlds; individuals and sets are extensional; therefore propositions are
reduced to extensional entities.
But the possible-worlds framework, whether phrased in terms of modal
realism or not, has an equally notorious problem with impossible propositions: intuitively distinct impossible propositions – say, that swans are blue
and it is not the case that swans are blue, that two is odd, that Charles is a
married bachelor – hold at the same possible worlds, namely, none. If propositions are sets of worlds, believing or asserting one of these should be the
same as believing or asserting the other, which it is not (ditto for necessary
propositions, with the ensuing shortcomings concerning logical omniscience,
etc.). At least some propositions appear to be hyperintensional: intensional
equivalence is insufficient for identity. Barwise calls this the ‘granularity
problem’, and I shall adopt the terminology.1
The granularity problem is a major shortcoming of possible-worlds
accounts of propositions as compared with their main rival, the structuredpropositions accounts, in which, roughly, propositions are built up from the
semantic values of the sentences expressing them, and display a structure
that basically mirrors the syntactic structure of the sentences themselves.2
Treating propositions as set-theoretic constructions out of worlds leads to a
very coarse individuation of propositions, and because of this it has been
subject to apparently devastating attacks, for instance, by Scott Soames.3
1 J. Barwise, ‘Information and Impossibilities’, Notre Dame Journal of Formal Logic, (),
pp. –.
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II. IMPOSSIBLE WORLDS TO THE RESCUE?
In response to the granularity problem, several authors have proposed that
worlds semantics should be extended so as to include impossible worlds.4
What are impossible worlds? One can find four main definitions in the
literature. Ordered from the more to the less general, they are the following.
First, dual to the identification of possible worlds with ways things could
have been comes the identification of impossible worlds with ways things
could not have been. Not everything is possible, that is, some things just cannot happen. Anything that just cannot happen must be an impossibility; and
these ways the world could not be are impossible worlds.5
Next, another definition has it that impossible worlds are worlds where
the laws of logic are different. This is logic-relative: given some logic L, an
impossible world is one in which the set of truths is not one that holds in any
acceptable interpretation of L.
A third, more restrictive, definition claims that impossible worlds are
worlds where the set of things that hold is not the set of things that hold in
any classical interpretation (classical logicians, it is said, can consider a world
where the law of excluded middle fails as a logically impossible world, since
they take classical logic as the correct logic).6
A still more specific definition has it that an impossible world is a world
where sentences of the form A and ¬A hold, against the law of noncontradiction.7
2 See J. King, ‘Structured Propositions’, in E.N. Zalta (ed.), The Stanford Encyclopedia of
Philosophy, http://plato.stanford.edu/entries/propositions-structured.
3 See S. Soames, ‘Lost Innocence’, Linguistics and Philosophy, (), pp. –, and ‘Direct
Reference, Propositional Attitudes, and Semantic Content’, Philosophical Topics, (),
pp. –.
4 See V. Rantala, ‘Impossible World Semantics and Logical Omniscience’, Acta Philosophica
Fennica, (), pp. –; T. Yagisawa, ‘Beyond Possible Worlds’, Philosophical Studies,
(), pp. –; G. Priest, ‘What is a Non-Normal World?’, Logique et Analyse, (),
pp. –; W. Lycan, Modality and Meaning (Dordrecht: Kluwer, ); D. Nolan, ‘Impossible
Worlds: a Modest Approach’, Notre Dame Journal of Formal Logic, (), pp. –;
J. Pasniczek, ‘Beyond Consistent and Complete Possible Worlds’, Logique et Analyse , (),
pp. –.
5 See J. Beall and B. van Fraassen, Possibilities and Paradox (Oxford UP, ); G. Restall,
‘Ways Things Can’t Be’, Notre Dame Journal of Formal Logic, (), pp. –.
6 See Priest, ‘Editor’s Introduction’, Notre Dame Journal of Formal Logic, (), pp. –.
7 See W. Lycan, Modality and Meaning, p. ✸✸.
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IMPOSSIBLE WORLDS AND PROPOSITIONS
Impossible worlds are called for if we claim that we are capable of considering logically impossible situations, and of making discriminations about
what goes on at them.8 Worlds semantics for minimal logic includes nonnormal worlds in which excluded middle and ex falso quodlibet (that is, the law
according to which a contradiction entails everything) fail. The former also
fails in standard Kripke semantics for intuitionist logic. It seems that we
refer to these worlds when we evaluate such counterlogical conditionals as
‘If intuitionist logic were the correct logic, then excluded middle would fail’
(true); and ‘If intuitionist logic were the correct logic, then ex falso quodlibet
would fail’ (false). Anyone who understands intuitionism, or minimal logic,
or quantum logic, etc., knows how things would be if one of these logics
were correct (assuming they are not).
The same goes for counterpossible mathematical reasoning if one supposes that mathematical truths hold at all possible worlds: if the axiom of
choice were false (assuming it is true), then it would follow that the cardinals
are not linearly ordered, but presumably it would not follow that + = .
Discourse on ways things could not be has its own logic in a broad sense:
some inferences in it are correct, some are not.
Impossible worlds are supposed to help with impossible propositions
and the granularity problem. One can have an impossible world wA at
which some swan is blue and not blue, a distinct impossible world wB
at which Fermat’s last theorem is false, and yet another distinct impossible
world wC at which bachelors are married but swans and Diophantine
equations behave wisely. According to impossible-worlds theorists, these are
three ways the world could not have been. This intuitively suggests that the
kingdom of the absurd is not like Hegel’s night, in which all cows are black.
Impossible worlds allegedly allow fine-grained distinctions unavailable in
standard possible-worlds semantics. That |A| is an impossible proposition
now does not mean that |A| is an empty set of worlds, but rather that |A|
includes only impossible worlds.
ways things could not be maintain neutrality on this issue. We find early
impossible-worlds theorists such as Rescher and Brandom advancing what
they call the ‘parity thesis’:
We are not concerned to argue that possible worlds should be considered as part of
the furniture of the universe, only that there is nothing to choose between standard
and non-standard possible worlds [i.e., impossible worlds] in this regard.... Recall that
we do not want to argue that we should treat any possible world as real, only that the
considerations which can be advanced in favour of so treating standard possible
worlds apply equally to non-standard possible worlds.9
Here is Graham Priest:
As far as I can see, any of the main theories concerning the nature of possible worlds
can be applied equally to impossible worlds: they are existent non-actual entities; they
are non-existent objects; they are constructions out of properties and other universals;
they are just certain sets of sentences.... There is, as far as I can see, absolutely no
cogent (in particular, non-question-begging) reason to suppose that there is an ontological difference between merely possible and impossible worlds.10
However, each option on the metaphysical status of impossible worlds
which sticks to the parity thesis has rather unpalatable consequences. After
listing such consequences in the following section, I shall explore in §V an
alternative approach, its advantages and its potential limits. The approach
looks prima facie very interesting, especially for those who aim at (a) refining
the possible-worlds apparatus in order to deal with impossibilities more
satisfactorily, while at the same time (b) retaining the alleged capacity of
modal realism to provide a fully reductionist account of modalities. (However, as an anonymous referee has pointed out to me, the strategy will sound
less appealing to those who have no particular problems with primitive
modalities and non-reductive accounts of intensional phenomena. More on
this in what follows.) As I shall show, the strategy entails rejection of the
parity thesis: possible and impossible worlds, metaphysically speaking, are
not of a kind.
III. THE PARITY THESIS
This line of argumentation by itself does not establish the ontological status
of such entities of recalcitrant bent as impossible worlds. Famously, the two
main options in the metaphysics of modality are Lewis’ modal realism, and
ersatzism (or actualism, or abstractionism) in its various forms. Are impossible worlds Lewisian or ersatz worlds? Most if not all supporters of
8 For this line of argumentation on behalf of impossible worlds, see F. Berto, How to Sell a
Contradiction (London: King’s College Publications, ).
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IV. THE DILEMMA
The dilemma, quickly put, is the following.
(a) If impossible worlds are taken as concrete entities of the same kind as
Lewisian possible worlds, then we face two drawbacks: first, we seemingly
have to resort to conceptually primitive modality in order to delimit
9
10
N. Rescher and R.B. Brandom, The Logic of Inconsistency (Oxford: Blackwell, ), pp. –.
Priest, ‘Sylvan’s Box’, Notre Dame Journal of Formal Logic, (), pp. –, at pp. –.
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IMPOSSIBLE WORLDS AND PROPOSITIONS
impossible from possible worlds, thereby losing the alleged main advantage
of modal realism over rival accounts of modality. Secondly, we have to
admit that impossible propositions can be true at the actual world – which is
quite hard to swallow.
(b) Impossible worlds may then be taken as ersatz worlds. Since ersatzism
comes in various forms, this horn of the dilemma embeds some subdilemmas. Each theory of impossible propositions inherits the limits of
ordinary accounts of propositions in terms of ersatz possible worlds. Each
of these theories has to resort to intensional entities in its explanation of
what ersatz worlds are, or to primitive modal notions (most often, to both).
So the ontological reduction of propositions to more basic entities is still not
extensional; or the definition of propositions as sets of worlds is conceptually
modal (most often, both).
The main proponent of option (a) is Yagisawa, with his extended modal
realism (EMR). Yagisawa claims that one of the main advantages of (EMR)
is that it preserves the capacity of Lewis’ modal realism to provide a purely
extensional ontological identification of propositions with sets of worlds,
while at the same time making the fine-grained distinctions whose unavailability within the ordinary possible-worlds framework produces the granularity problem. However, (EMR) with its concrete impossible worlds faces
the two aforementioned drawbacks, which can be explicated as follows.
First, the alleged main advantage of Lewisian modal realism, namely its
provision of an extensional, non-modal account of modal concepts, is put at
stake by the admission of concrete impossible worlds. Once an impossible
world enters the stage, the standard modal clause for possibility
Thus within (EMR) any inconsistency at some impossible world automatically spills over into an inconsistency at the actual world. If a way the
world might not be is a way some concrete impossible world is, impossibilities are out there: there exist impossibilia that instantiate them.
Yagisawa bites the bullet and replies that in order to speak the truth
about contradictory things, one has to contradict oneself. But although the
claim that there are things about which we speak truly in contradiction, that
is, dialetheism,12 has nowadays gained a certain respectability, this will not
do for any non-dialetheist modal metaphysician, that is, for the large
majority of them.
Suppose, then, one turns to option (b), ersatzism. Ersatz impossible worlds
are endorsed, e.g., by Mares and Vander Laan,13 and all hands agree that
such worlds come at no great ontological or theoretical cost, once one has
accepted ersatz possible worlds. After all, ersatz worlds are abstract: they
account for impossibilities not by instantiating them, but by representing
them in some way or other.
It is unlikely that a single objection can be raised against all ersatz
accounts of impossible worlds. But there is a general danger for ersatzimpossible-worlds theorists, namely, a problem of modal circularity. This is
hinted at by Stalnaker, who admits that the notion ersatz impossible world as
such is unproblematic enough, but has qualms about its overall utility.14
Some of the main ersatz accounts of possible worlds take them as maximal
consistent sets of propositions.15 Given this approach, it is natural to have
impossible worlds as sets of propositions which are locally inconsistent
and/or incomplete (as suggested by Lycan, and developed by Vander Laan).
But now, Stalnaker points out, the machinery obviously cannot perform any
explanatory work with respect to propositions: if one analyses worlds as sets of
propositions, one cannot then analyse (possible and impossible) propositions
as sets of worlds. So, Stalnaker concludes, the notion impossible world cannot
do any interesting philosophical job in this respect.
Things get better with ersatz accounts of worlds which avoid characterizing them directly in terms of propositions. But the danger is still there,
P. It is possible that A iff there is a world w such that, at w, A
becomes false from right to left. So (EMR) needs a principle which restricts
the quantification in the right-hand side of the biconditional to possible
worlds; how to do that without making use of modal notions is an unsolved
problem.11
The second objection comes from Lewis himself. If one is a modal realist,
‘at world w’ works as a restricting modifier: its main task consists in restricting the quantifiers within its scope to parts of w. If so, then it should make
no difference with respect to the connectives, and should distribute through
them. This means in particular that
At w: (A ∧ ¬A)
entails
At w: A ∧ ¬(At w: A).
11
On this point, see J. Divers, Possible Worlds (London: Routledge, ), p. .
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12 See F. Berto and G. Priest, ‘Dialetheism’, in Zalta (ed.), The Stanford Encyclopedia of
Philosophy, http://plato.stanford.edu/entries/dialetheism; Berto, ‘Meaning, Metaphysics, and
Contradiction’, American Philosophical Quarterly, (), pp. –, and ‘Adynaton and
Material Exclusion’, Australasian Journal of Philosophy, (), pp. –.
13 E. Mares, ‘Who’s Afraid of Impossible Worlds?’, Notre Dame Journal of Formal Logic,
(), pp. –; D. Vander Laan, ‘The Ontology of Impossible Worlds’, Notre Dame Journal
of Formal Logic, (), pp. –.
14 See R. Stalnaker, ‘Impossibilities’, Philosophical Topics, (), pp. –.
15 See R.M. Adams, ‘Theories of Actuality’, Noûs, (), pp. –, repr. in M.J. Loux
(ed.), The Possible and the Actual (Cornell UP, ), pp. –; W. Lycan, ‘The Trouble with
Possible Worlds’, also in The Possible and the Actual, pp. –.
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IMPOSSIBLE WORLDS AND PROPOSITIONS
and it is a well known one, for it dogs such theories independently of their
admitting ersatz impossible worlds besides possible ones.
Plantinga takes worlds to be particular states of affairs.16 Ontologically
speaking, states of affairs are suspiciously similar to propositions, and in any
case, ‘it is unlikely that one could have the concept of some particular state
of affairs (say, that of Jimmy Carter’s being president) without having the
concept of the corresponding proposition (here, the proposition that Jimmy
Carter is president)’.17 Besides, possible worlds are defined within Plantingan
ersatzism as both maximal and possible states of affairs; that a state of affairs
which is a world w is maximal means that for any state of affairs s, either w
includes s or w precludes it, where ‘includes’ means that it is not possible
that w obtains without s obtaining, and ‘precludes’ means that it is not
possible that w obtains together with s. Overall, we still have possibility as a
primitive notion, and one which is heavily exploited in the definitions.
So-called nature ersatzism, or Stalnakerian ersatzism, takes worlds, as
total ways things might be, to be world-natures, or particular structured
properties, or complete properties of maximal individuals.18 This may improve things with respect to the circularity issue, but it has long been recognized
that the result is not comparable with the capacity of Lewisian realism to
provide fully extensional ontological identifications: world-natures or worldproperties, just like obtainable states of affairs, are intensional par excellence.19
These species of ersatzism can offer, at best, ‘intra-intensional ontological
identifications’20 – in particular, a reduction of such intensional entities as
propositions to allegedly more primitive intensional entities. So propositions
are reduced, at best, to more basic creatures of darkness.
Linguistic ersatzism fares better. Worlds are taken as world-books,
maximal-complete stories, that is, sets of sentences of a ‘worldmaking’
language (Carnap’s state-descriptions, Jeffrey’s complete consistent novels,
etc.).21 It is easy to admit impossible worlds of the same kind, that is, worldbooks which are occasionally inconsistent (and, say, incomplete).
Troublemakers could point out that sentence types, as abstract entities,
dangerously resemble propositions too. This fear may be dispelled, as Lewis
himself suggested (On the Plurality of Worlds, p. ) by taking the words of the
worldmaking language as the sets of their concrete tokens (particular
inscriptions, for instance). Token words are concrete individuals, so worldbooks are set-theoretic constructions out of these concrete individuals.
Reducing possible and impossible propositions to these (consistent and inconsistent) set-theoretic constructions seems to be reduction to a safe and
sane extensional ontology.
But the main objection raised by Lewis against possible worlds taken as
world-books is also well known: linguistic ersatzism must resort to conceptually primitive modality. The same applies, of course, to an expanded
linguistic ersatzism including inconsistent-impossible world-books. For are
not possible world-books, unlike impossible ones, just sets of sentences which
could all be true together?
Lewis concedes that one may distinguish possible from impossible worldbooks, when the impossibilities at issue are of a narrow logical character, by
purely syntactic means, that is, by deeming impossible any world-book
which includes both A and ¬A for any A. But not all absolute impossibilities
are narrowly logical in this sense: that some subatomic particle p is both
positively and negatively charged, Pp ∧ Np, or that Charles is a married
bachelor, Mc ∧ Bc, for instance, may count as absolute impossibilities. So we
have syntactically consistent impossible world-books including both Pp and
Np, or both Mc and Bc. One might reply that these are metaphysical, or (in
Charles’ case) so-called analytic, impossibilities, and that metaphysical and
analytic impossibilities are not absolute impossibilities: they are narrower
than purely logical impossibility. The only absolute impossibilities are the
syntactically specifiable logical ones. To this, Lewis replies (p. ) that
the answer would just ‘falsify the facts of modality’, and many agree.
If, on the other hand, we resort to non-logical axioms working as ‘meaning postulates’ or ‘metaphysical postulates’ to rule out such sentences (thus
we add to our theory such things as ¬∃x(Mx ∧ Bx), or ¬∃x(Px ∧ Ax)),
according to Lewis we have to resort to primitive modality again. Lewis’
main argument goes thus. The worldmaking language is supposed to be
rich enough to include both micro-descriptions in terms, say, of fundamental logical particles (Lewis calls them ‘local descriptions’), and macrodescriptions in terms of donkeys and bachelors (‘global descriptions’). It may
be the case that some non-logical impossibilities lurk in the form of
incompatibilities between local and global descriptions. We may have a
maximal set of sentences including local descriptions of the basic properties
and spatiotemporal arrangement of all the basic particles of the world, and
‘lo, we have implied [at the micro-level] that there is a talking donkey, or we
have fallen into inconsistency if we also say explicitly [at the macro-level]
that there is not’ (p. ). To rule out these impossibilities we need additional
bridge axioms connecting local and global descriptions, ‘conditionals to the
16 A. Plantinga, The Nature of Necessity (Oxford: Clarendon, ), and ‘Two Concepts of
Modality’, Philosophical Perspectives, (), pp. –.
17 Loux (ed.), The Possible and the Actual, p. .
18 See Stalnaker, ‘Possible Worlds’, Noûs, (), pp. –, repr. in Loux (ed.), The
Possible and the Actual, pp. –.
19 Loux (ed.), The Possible and the Actual, p. .
20 Divers, Possible Worlds, p. .
21 See R. Carnap, Meaning and Necessity (Chicago UP, ); R. Jeffrey, The Logic of Decision
(Chicago: McGraw-Hill, ).
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effect that if – here follows a very long, perhaps infinitary, description of the
arrangement and properties of the point particles – then there is a talking
donkey’ (pp. –). Since the required axioms would be infinitely many, or
in any case impossible to specify in practice, linguistic ersatzers can never
completely state their theory without resorting to primitive modality.
To generalize: the introduction of ersatz impossible worlds makes apparent for any species of ersatzism the first problem faced by Yagisawa’s
extended modal realism, that is, the problem of how to qualify the standard
possibility clause
P. It is possible that A iff there is a world w such that, at w, A
without resorting to primitive modality. The point is that each of the species
of ersatz modal realism affords the resources to produce ersatz impossible
worlds, so to speak, out of the same stuff ersatz as possible worlds are made
of; ersatz impossible worlds are of the same kind as their possible mates.
In the end, the supporter of ersatz impossible worlds may bite the bullet.
After all, if the above arguments are right, in order to resolve the granularity
problem we have to resort to primitive modality in any case – even if we are
extended modal realists. Specifically, concerning propositions, we can keep
identifying them with sets of worlds; by admitting impossible worlds, we can
solve the granularity problem and differentiate impossible propositions. To
be sure, worlds are themselves characterized in terms of some other intensional entity, or in such terms that primitive modality is conceptually
unavoidable. At least we have reduced propositions to more basic modal
notions, and that is about the best we can do. As an impossible-worlds
theorist has it,
Not all possible-worlds accounts purport to provide an analysis of modality. An
ontology of possible states of affairs, for example, might make no attempt to explain
what a possible state of affairs is without use of the notions of possibility, necessity, or
some other modal term. In fact, it is rather commonly thought that any such attempt
would be futile because possibility, necessity, and their ilk, form, as it is said, a tight
circle of interrelated modal notions, none of which can be properly analysed without
recourse to some element of the circle.22
Linguistic ersatzism does fare better than other forms of ersatzism anyway,
for it is committed (provided Lewis’ argumentation succeeds) to primitive
conceptual modality, by having to resort to primitive modal notions in order
to differentiate possible and impossible worlds. But it is not committed to
primitive intensional entities, for the basic ontological kinds admitted by
linguistic ersatzism can be just sets and individuals.
22
Vander Laan, ‘The Ontology of Impossible Worlds’, p. .
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IMPOSSIBLE WORLDS AND PROPOSITIONS
V. HYBRID MODAL REALISM
But suppose one still wants to retain the advantages of both worlds, ersatz
and genuine, when it comes to impossibilities and impossible propositions.
Suppose, that is, (a) one wants to employ a modal framework including both
possible and impossible worlds to account for the granularity problem; (b)
one wants to have the capacity to discriminate between distinct impossibilities and impossible propositions, without issues of circularity, and better,
with a reduction of propositions to fully extensional entities (contra ersatzism);
but also (c) one wants to avoid the unwelcome consequences of concrete
impossible worlds instantiating impossibilities, such as having true contradictions invade the actual world, contra (EMR). One could then try the
following hybrid solution: () go realist when it is about possible worlds, and
() exploit the set-theoretic machinery of modal realism to represent different impossible worlds and impossible propositions as distinct ersatz abstract
constructions.
I shall call this position hybrid modal realism (HMR). As announced above,
whereas ersatzists can live with their ersatz impossible worlds and cheerfully
swallow a non-reductive account of modalities and intensional phenomena,
(HMR) is especially palatable for those who desire a reductive modal theory
that also effectively addresses the granularity problem. Moreover, (HMR)
entails rejection of the parity thesis – a thesis which, as I have said, has been
endorsed by most if not all impossible-worlds theorists.
How is this approach to be pursued in detail? By rejecting concrete,
genuine impossible worlds and impossibilia inhabiting them, (HMR) cannot
represent distinct impossibilities directly, by instantiation, as it does with
distinct possibilities. However, it seems that (HMR) can account at least for
some distinct impossible situations and impossible propositions via distinct
ersatz-abstract constructions. Its ontology has the resources to take ersatz
impossible worlds and propositions as set-theoretic constructions out of
genuine, concrete possible worlds.23 The account may go as follows.
Genuine, concrete possible worlds are the basic stuff. Basic, atomic
propositions, such as that swans are blue or that Charles is married, are sets
of possible worlds. Distinct impossible situations cannot be represented by
genuine impossible worlds and their inhabitants, for there are no such
things. But distinct impossible situations can be represented by distinct
world-books or world-stories, taken as sets constructed out of atomic
23
The idea comes from a suggestion found in Divers, Possible Worlds, p. , fn. .
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IMPOSSIBLE WORLDS AND PROPOSITIONS
propositions. If book-stories are sets of atomic propositions, then they are
sets of sets of genuine possible worlds.24
So we can have distinct inconsistent world-books, taken as sets of mutually inconsistent atomic propositions, representing intuitively distinct impossibilities. For instance, take two distinct contradictions, A ∧ ¬A and B ∧
¬B, where |A| and |B| are ordinary, contingent propositions – say, that
swans are blue and that Charles is married. Consider a simplified model M
= {w1, w2, w3, w4, w5} as the set of genuine, concrete possible worlds. Say
that |A| = {w1, w2}, so |¬A| = {w3, w4, w5}, i.e., the set-theoretic complement of |A| in M. Say that |B| = {w2, w3, w4}, so |¬B| = {w1, w5}. The
impossible proposition that A and ¬A just is the inconsistent set {|A|,
|¬A|} = {{w1, w2}, {w3, w4, w5}}, and the impossible proposition that B
and ¬B just is the inconsistent set {|B|, |¬B|} = {{w2, w3, w4}, {w1, w5}}.
So we have that {{w1, w2}, {w3, w4, w5}} ≠ {{w2, w3, w4}, {w1, w5}}, and so
these are distinct inconsistent sets of sets of worlds – they are sets of mutually
disjoint sets of genuine worlds: what makes them inconsistent is that their
subsets have no common element. That no genuine world appears in each
of them shows that the propositions such subsets consist in can be jointly
true in no possible world.
Next, take three distinct atomic contingent propositions, |C| = that
Nassau Street runs east–west, |D| = that the railroad nearby runs north–
south, and |E| = that Nassau Street is parallel to the railroad nearby.25
Say that |C| = {w1, w5}, |D| = {w2, w3, w5}, and |E| = {w1, w2, w3, w4}.
At some possible world, namely w5, Nassau Street runs east–west and the
railroad nearby runs north–south; at some possible world, namely w1,
Nassau Street runs east–west and is parallel to the railroad nearby; and at
some possible worlds, namely w2 and w3, the railroad runs north–south and
is parallel to Nassau Street. But the three propositions are jointly inconsistent, so C ∧ D ∧ E cannot be true in any possible world. Such an impossible
proposition can be represented by the set {|C|, |D|, |E|} = {{w1, w5},
{w2, w3, w5}, {w1, w2, w3, w4}}. What makes this set inconsistent is again the
fact that no genuine world is a member of each of its subsets.
Of course, some such set-theoretic constructions will represent also possible
worlds. Take another simplified model N = {w1, w2, @} as the set of
genuine, possible worlds. This has a distinguished element @ = the actual
world. Then the atomic contingent propositions available with respect to
this model are |F| = {w1}, |G| = {w2}, |H| = {@}, |I| = {w1, w2}, |L|
= {w1, @}, |M| = {w2, @}. We can build a set {|G|, |I|, |M|} = {{w2},
{w1, w2}, {w2, @}}. With respect to our simplified model N, this is a representation of possible world w2, including all and only the atomic propositions
true at that world. Now take {|H|, |L|, |M|} = {{@}, {w1, @}, {w2, @}};
that this is a representation of the actual world is shown by its having @
included in each of its subsets – it is the set of all and only the atomic
propositions true at @. Since |M| = {w2, @}, |¬M| = |F| = {w1} since
this is the set-theoretic complement of |M| with respect to N. So take the
set {|H|, |L|, |M|, |¬M|} = {{@}, {w1, @}, {w2, @}, {w1}}. This is another inconsistent set, representing an impossible situation which is exactly
like the actual world, except that in it both M and ¬M hold. And so on.
How are we to regard world-books that represent possible worlds? These
world-books, being abstract set-theoretic constructions, are not (genuine,
concrete) possible worlds. They are not even competitors with concrete
worlds, but are delivered free, so to speak, once we believe in (genuine, concrete) possible worlds and set-theoretic constructions out of them.26
If more than one possible world appears in each subset of such settheoretic constructions, then we have an incomplete description – a description which is true at more than one possible world. If exactly one possible
world appears in each subset, we have a consistent, complete description,
that is, the description of a possible world. If the world at issue is @, this is a
description of the actual world. If no possible world at all is a member of
each subset, then we have an inconsistent set-theoretic construction.27
24 In ‘Ways Things Can’t Be’, Greg Restall presents an account which is in some ways close
to the one endorsed here, except that it takes impossible worlds directly as sets of possible
worlds, not as sets of sets of them. The approach is formally well developed and presents a
formal definition of ‘truth at a set of possible worlds’ as an extension of the standard possible
worlds semantics. But Restall’s account is forced to endorse a paraconsistent logic (specifically,
Priest’s three-valued LP), just because it is read off the semantics, and the logical connectives
need to be (re-)defined accordingly. A possible advantage of the account sketched here is that,
on the contrary, by itself it requires no logical revisionism.
25 The example comes from Lewis, ‘Logic for Equivocators’, Noûs, (), pp. –.
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VI. EVALUATING (HMR)
Prima facie, (HMR) has some theoretical virtues. First, there is no circularity
in the order of explanation. We begin with genuine, concrete Lewisian
26 As an anonymous referee has pointed out to me, this would be in accordance with the
spirit of Lewis’ idea that modal ontology is not a matter of finding which objects really are the
worlds, but of identifying which objects are suited to play the right theoretical roles.
27 One may notice a certain trade-off between ‘impossible worlds’ and ‘impossible propositions’. This is not accidental. What counts in the theory as a single ‘impossible proposition’
(such as that A and ¬A), and what as an impossible world-book, is relative to the ‘model’, taken
as the set of concrete possible worlds we start with. For instance, with respect to the sample
model N = {w1, w2, @} introduced above, the set {|H|, |L|, |M|, |¬M|} = {{@}, {w1,
@}, {w2, @}, {w1}} can count as an impossible world-book; but with respect to a different
model including more basic possible worlds, this can be regarded as an impossible conjunctive
proposition – the proposition that H ∧ L ∧ M ∧ ¬M – which is not an impossible world-book.
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FRANCESCO BERTO
IMPOSSIBLE WORLDS AND PROPOSITIONS
worlds (and they are automatically possible, given that they exist). Next, we
claim that propositions, possible and impossible, are abstract set-theoretic
constructions out of genuine worlds. Impossible worlds are taken as ersatz
worlds, in the sense that they themselves are abstract set-theoretic constructions out of genuine worlds (they are sets of sets of such worlds).
Secondly, the ontological reduction is fully extensional. What we believe
in, at the base level, are concrete Lewisian worlds, that is, maximal mereological sums of spatiotemporally related individuals, and sets. Next, we
believe in set-theoretic constructions that represent impossible propositions
(such as {|A|, |¬A|} = {{w1, w2}, {w3, w4, w5}}) and impossible worlds
(such as {{@}, {w1, @}, {w2, @}, {w1}}, which counts as an impossible
world-book with respect to the model N = {w1, w2, @}), for we believe in
set-theoretic constructions out of things we already believe in.
Thirdly, the basic clause for possibility
get more complicated when we consider that some impossible propositions
are just atomic ones – that two is odd, for instance – which is why in the
examples above I have been speaking of contingent propositions to begin with.
There may be a way of analysing these atomic impossibilities into settheoretic constructions out of worlds after translating them into structured
impossibilities; but at present I have no idea of how it could be done
systematically. In any case, this would probably take us quite far from the
‘surface grammar’ of the sentences expressing such impossibilities.
One of the well known advantages of the structured account of propositions over the possible-worlds account is that the former keeps track of the
semantic values of subsentential expressions, and so it can treat propositions
expressed by atomic sentences as structured entities built up from the
semantic values of the respective subsentential constituents. It is clear that
sets of worlds and set-theoretic constructions out of worlds cannot in general
achieve the same level of fine-grainedness. However, one can also exploit
the resources of Lewisian ontology to provide an extensional ontological
individuation of subsententially structured atomic propositions: we just need
more complex set-theoretic constructions out of possibilia, that is, out of parts
of Lewisian concrete possible worlds.
According to some mainstream accounts, structured propositions are
constructions out of individuals, properties and relations. As is well known,
modal realism aims at providing a fully extensional account also for
properties and relations: they are identified with sets of their instances, thisand other-worldly individuals. This helps to discriminate between accidentally coincident properties; having kidneys and having a heart are distinct,
for there are possible worlds having parts which have a heart but no kidneys
(and vice versa). This suggests that one could mimic within the modal realist
framework the account of structured propositions which identifies them as
constructions out of individuals, properties and relations. Such an identification, in the modal realist framework, would still be an extensional reduction.
But what about necessarily coincident but intuitively distinct properties,
such as being trilateral and being triangular, or being a theorem of firstorder logic and being a logical truth? If properties are sets of individuals,
in order to differentiate such properties while retaining extensionality we
may need ersatz impossible individuals – something which is triangular but
not trilateral, etc. These may be taken as sets of (structured) properties. We
can build structured properties out of unstructured basic properties and
relations. Lewis’ example concerns triangularity and trilaterality. We start
with the two binary relations A, being an angle of, and S, being a side of.
Next, we consider the relation R which holds between a basic property X
and a basic relation Y iff X is the property of being something to which
P. It is possible that A iff there is a world w such that, at w, A
works without resorting to primitive modality, if we take the quantification
in the right-hand side to range only over concrete, Lewisian genuine worlds.
That is, we rule out from the domain of quantification abstract objects of any
kind – including set-theoretic constructions out of concrete worlds.
Fourthly, (HMR) has no problem with the Lewisian objection to impossible worlds: inconsistencies at impossible worlds do not automatically
spill over into the actual world, nor into any possible, concrete, non-actual
Lewisian world. For impossible worlds are world-books – abstract settheoretic constructions. So ‘at impossible world wA’ means ‘according to the
world-book wA’. From the fact that according to wA: (A and it is not the case
that A), it does not follow that according to wA: A and it is not the case that
according to wA: A.
To what extent does (HMR) solve the granularity problem by representing intuitively distinct impossibilities as distinct? This is an open problem.
Everything works fine in so far as one represents impossibilities which are
adequately phrased as explicit contradictions or, as it were, structured and
purely logically specifiable impossibilities of the form A ∧ ¬A. Things are
less obvious when it comes to representing distinct impossibilities which,
despite being structured in the sense that they are encoded by molecular
propositions, do not appear to be strictly logical, such as Charles being
married and a bachelor, or some subatomic particles being both positively
and negatively charged. Could one try to reduce these impossibilities to
strictly logical ones by means of bridge principles, that is, by adding as an
axiom that if something is a bachelor then it is unmarried, or that if
something has positive charge then it cannot have negative charge? Things
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FRANCESCO BERTO
exactly three things bear the relation Y. Triangularity is the unique property
which bears relation R to A, and trilaterality is the unique property which
bears relation R to S. So one can take triangularity as <R, A> and trilaterality as <R, S>. These are necessarily co-extensive but structurally distinct
properties.
Hybrid modal realism, so far, is in any case just the sketch of a theory.
But those who endorse a Lewis-style reductionism may find it appealing; its
(partial) success in distinguishing at least some intuitively distinct impossibilities, while at the same time avoiding ontological intensionality and conceptually primitive modality (at least, to the extent that modal realism avoids
them), shows that it is an option worth being pursued by Lewisians. This
option entails rejection of the parity thesis: possible and impossible worlds,
after all, may not be of a kind.28
IHPST, Sorbonne-École Normale Supérieure of Paris
28 I am grateful to Greg Restall, Ernie Lepore, Jacopo Tagliabue, Friederike Moltmann,
and Shahid Rahman, for enjoyable discussions and suggestions on the topics of this paper.
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