The Rise of Autism
This innovative book addresses the question of why increasing numbers of people
are being diagnosed with autism since the 1990s. Providing an engaging account
of competing and widely debated explanations, it investigates how these have led
to differing interpretations of the same data. Crucially, the author argues that the
increased use of autism diagnosis is due to medicalisation across the life course,
whilst holding open the possibility that the rise may also be partly accounted for
by modern-day environmental exposures, again, across the life course.
A further focus of the book is not on whether autism itself is valid as a diagnostic category, but whether and how it is useful as a diagnostic category, and
how the utility of the diagnosis has contributed to the rise. This serves to move
beyond the question of whether diagnoses are ‘real’ or social constructions, and
instead asks: who do diagnoses serve to benefit, and at what cost do they come?
The book will appeal to clinicians and health professionals, as well as medical
researchers, who are interested in a review of the data which demonstrates the
rising use of autism as a diagnosis, and an analysis of the reasons why this has
occurred. Providing theory through which to interpret the expanding application of the diagnosis and the broadening of autism as a concept, it will also be of
interest to scholars and students of sociology, philosophy, psychiatry, psychology,
social work, disability studies and childhood studies.
Ginny Russell is Senior Lecturer at the University of Exeter, in the UK. She
co-leads the Health and Illness theme at Egenis (the Centre for the Study of Life
Sciences) in the College of Social Science and International Studies, as well as
co-leading the Epidemiology and Qualitative Research stream of ChYMe (the
Children and Young People’s Mental Health collaboration) based at the College
of Medicine and Health.
Routledge Studies in the Sociology of Health and Illness
Banking on Milk
An Ethnography of Donor Human Milk Relations
Tanya Cassidy and Fiona Dykes
Ageing, the Body and the Gender Regime
Health, Illness and Disease Across the Life Course
Edited by Susan Pickard and Jude Robinson
Insane Society: A Sociology of Mental Health
Peter Morrall
Risk and Substance Use
Framing Dangerous People and Dangerous Places
Edited by Susanne MacGregor and Betsy Thom
‘Ending AIDS’ in the Age of Biopharmaceuticals
The Individual, the State, and the Politics of Prevention
Tony Sandset
HIV in the UK
Voices from the Pandemic
Jose Catalan, Barbara Hedge and Damien Ridge
The Rise of Autism
Risk and Resistance in the Age of Diagnosis
Ginny Russell
Performance Comparison and Organizational Service Provision
U.S. Hospitals and the Quest for Performance Control
Christopher Dorn
For more information about this series, please visit: www.routledge.com/
Routledge-Studies-in-the-Sociology-of-Health-and-Illness/book-series/RSSHI
The Rise of Autism
Risk and Resistance in the
Age of Diagnosis
Ginny Russell
First published 2021
by Routledge
2 Park Square, Milton Park, Abingdon, Oxon OX14 4RN
and by Routledge
605 Third Avenue, New York, NY 10158
Routledge is an imprint of the Taylor & Francis Group, an informa business
© 2021 Ginny Russell
The right of Ginny Russell to be identified as author of this work has been
asserted by her in accordance with sections 77 and 78 of the Copyright,
Designs and Patents Act 1988.
The Open Access version of this book, available at www.taylorfrancis.com, has
been made available under a Creative Commons Attribution-Non Commercial-No
Derivatives 4.0 license.
Cover art work by J.A. Tan. Find more of J.A. Tan’s work at the-art-of-autism.com,
and artofjatan.com
Trademark notice: Product or corporate names may be trademarks or registered trademarks,
and are used only for identification and explanation without intent to infringe.
British Library Cataloguing-in-Publication Data
A catalogue record for this book is available from the British Library
Library of Congress Cataloging-in-Publication Data
Names: Russell, Ginny, 1965– author.
Title: The rise of autism: risk and resistance in the age of diagnosis / Ginny Russell.
Description: Milton Park, Abingdon, Oxon; New York, NY: Routledge, 2021. |
Series: Routledge studies in the sociology of health and illness |
Includes bibliographical references and index.
Identifiers: LCCN 2020039810 (print) | LCCN 2020039811 (ebook) |
ISBN 9780367250812 (hardback) | ISBN 9780429285912 (ebook)
Subjects: LCSH: Autism. | Autism–Diagnosis. | Autism–Environmental aspects.
Classification: LCC RC553.A88 R87 2021 (print) |
LCC RC553.A88 (ebook) | DDC 616.85/882–dc23
LC record available at https://lccn.loc.gov/2020039810
LC ebook record available at https://lccn.loc.gov/2020039811
ISBN: 978-0-367-25081-2 (hbk)
ISBN: 978-0-429-28591-2 (ebk)
Typeset in Galliard
by Newgen Publishing UK
For Susan Kelly
Contents
List of illustrations
Acknowledgements
Introduction
1 Establishing the trend
viii
x
1
15
PART I
‘Artefactual’
29
2 Babies and infants
31
3 Children
45
4 Adults
57
5 Women on the verge of the autism spectrum
75
6 Beyond the living
94
PART II
‘Real’
107
7 Epidemiology and lay epidemiology
109
8 Risks during conception, pregnancy and birth
124
9 Factors during infancy, childhood and adulthood
151
10 Diagnosis
164
Conclusion
179
Index
187
Illustrations
Figures
I.1
I.2
I.3
I.4
I.5
1.1
1.2
1.3
1.4
1.5
1.6
2.1
3.1
3.2
3.3
3.4
3.5
3.6
4.1
4.2
4.3
5.1
7.1
Distribution of autism studies by continent from cross-sectional
review. Includes all autism research studies published in top four
autism-specific journals in 2016
Waves of autism activism
A model of identification in the clinic
Diagnostic criteria for autism in the fifth edition of the
Diagnostic and Statistical Manual of Mental Disorders (DSM-5)
Distribution of traits contributing to the autism spectrum
Post-1970 time trend in estimated prevalence of autism
Twenty-first-century time trend from prevalence estimates
National Health Interview Survey data
Prevalence estimates of autism in European countries
Prevalence estimates in the USA
Percentage increase in incidence of autism diagnosis from 1998
to 2018 from general practitioner records
The Coffee Cup example: Starbucks Autism Awareness campaign
Changing boundary for diagnosis in children
The average age of autism diagnosis in the Avon Longitudinal
Study of Parents And Children (ALSPAC) dataset
Hacking’s early ideas about looping
Hacking’s later ideas about looping (adapted from Tekin)
Mean age in years of participants with autism by frequency of study
Schematic representation of looping effect
Time trend in incidence of new cases in England by age band in
primary care data
Areas where there has been a rise in activity centred on autism as
a diagnostic category
The looping effect of mobilisation and de-stigmatisation
Percentage increase in incidence of autism diagnosis from 1998
to 2018 by gender
A model of identification in the clinic
2
4
7
9
11
16
17
17
18
19
20
33
47
48
50
51
52
54
58
59
69
89
111
Illustrations ix
7.2
8.1
8.2
8.3
8.4
8.5
8.6
9.1
9.2
10.1
10.2
10.3
C.1
C.2
Change in mild traits and diagnosis in eight-year-olds in 1998
(Avon Longitudinal Study of Parents And Children (ALSPAC))
compared to 2008 (Millennium Cohort Study (MCS)) (top 5%
composite autism-type traits score (CATS))
Time trend to older motherhood. UK data from the Office for
National Statistics
Schematic of possible explanatory pathways for association
Putative looping effect from older parenting
The time trend in medically induced /elective births in the
USA. Percentage change in rates relative to baseline rate in
1987 (index number, data from Centers for Disease Control
and Prevention)
Time trend in percentage of pre-term births (data from World
Health Organization: ptb.srhr.org)
Confounding in epidemiology
An initial model of stimming as regulatory mechanism
Antecedents of autistic behavioural states versus autistic traits
Simple medical model of clinical diagnosis
Autism ID card
How diagnosis transforms the frame of view
New populations have become eligible for autism diagnosis as
time has passed
The cathedral metaphor
117
125
127
128
135
136
141
158
160
165
169
174
179
182
Tables
6.1
6.2
7.1
8.1
8.2
8.3
Retrospective diagnoses of characters in Winnie-the-Pooh
Some possible explanatory frames for low mood of adolescent
working in factory
Putative risk factors for autism taken from correspondents’
theories
Plausibility check for older parenthood as a contributor to rise
in autism
Plausibility check for PM2.5 (small particulate matter)
Plausibility check for late pre-term birth as a risk factor
97
98
114
129
134
139
newgenprepdf
Acknowledgements
This work was generously funded by the Wellcome Trust as part of an Investigator
Award, Exploring Diagnosis, grant number 108676/Z/15/Z SfZ. I would like to
thank the Ex Dx team, my collaborators on all the studies and the PhD students
from whom I have learnt so much: Abby Russell, Selina Nath, Jennie Hayes, Tom
Lister, Victoria Wren, Elena Sharratt and Rhianna White, as well as people who
were kind enough to read draft chapters: Annemarie Jutel, Stuart Logan, Mike
Michael, Peter Carpenter, Christine Hauskeller, Ilina Singh, Delphine Jacobs, Su
Lovell, Virginia Bovell, Katherine Runswick-Cole, Adam Feinstein and Steven
Kapp. Thanks also to JA Tan for the cover art, Ann Grand for edits and James
Vine for designing the fabulous graphics.
Introduction
Autism is being diagnosed more often in both children and adults. The big
question is why?
This book aims to answer that question by offering an account of the modernday (post-1990) rise in the use of autism as a diagnosis. My research in this
topic comes from my work as an epidemiologist and social scientist with a strong
interest in the activist counter-narrative of neurodiversity.1 My view is partial and
situated;2 my knowledge spans both the above disciplines but does neither of
them justice. Therefore, I have chosen to address this question with a focus on
what I do know about: my research, which has led me to reflect on how the work
was carried out, who shaped it and why. The book focuses on my research in the
last ten years, much of which has been carried out in collaboration with various
colleagues and students; some of the empirical work reported here is new and
some comes from published studies.
The post-1990 period has been a time of change and, in high-income countries, roughly equates to the period sociologists refer to as late modernity;3 a time
in which identity politics and self-definition have intensified. This has in turn
shaped medicine, particularly in the field of autism research. I hope this book will
reflect this and be read not only by academics and clinicians but also by people
with autism/autistic people (I will be using these two terms interchangeablyi) as
well as people in autism-related jobs, educators, health professionals, students
and parents of people with autism.
The rise in autism diagnoses since the 1990s is a phenomenon of high-income
countries, particularly those in North America and Europe. We have no reliable data to identify trends in autism diagnosis for lower- and middle-income
countries. According to our cross-sectional review of published papers in autism
research in 2016,4 we found (but had no space to report) that 85% of autism
research took place in North America and Europe, and 45% of European research
happened in the UK (Figure I.1). Very little research (<1%) originated from
i The terms are used interchangeably in this book, as ‘person with autism’ is used in psychiatric
epidemiological literature, whereas ‘autistic’ is preferred by activists in the autism community.
Chapter 4 gives an account of this position.
2 Introduction
Figure I.1 Distribution of autism studies by continent from cross-sectional review. Includes
all autism research studies published in top four autism-specific journals in 2016.
either Africa or South America. There is just not enough data from lower-income
countries to analyse time trends.
In addition, many low- and middle-income countries, including much of Asia
and most of Africa, still consider autism to be a condition that was almost always
associated with an intellectual disability. In the UK and USA, autism is increasingly being diagnosed in children with above-average intelligence (Chapter 3
covers the implications of this). The trend of autism diagnosis in various low- and
middle-income countries may be very different to that in Europe and North
America.
Why is autism on the rise?
The trend of increasing diagnosis of autism since 1990 is established in Chapter 1,
with data from many settings. The reasons for the upsurge in diagnosis are hotly
debated. Some researchers attribute the rise solely to artefactual, not actual,
increases and others suspect the rise is both artefactual and real; in other words
there are more children with autistic-type behaviours around today than there
were in 1990.
The artefactual account of the increased use of autism diagnosis is partly due
to the medicalisation of behaviour at the milder end of the spectrum to bring it
under the banner of ‘diagnosable autism’: changes in methods of identification,
diagnostic substitution, increased awareness, shifts in understanding, together
resulting in the broadening use of the label. All these things have prompted
increased diagnosis, as many excellent historical and sociological texts have
shown.5–9 This book concentrates on another mechanism, the increased diagnosis
Introduction 3
and recording of autism in new cohorts of people, babies, infants, children,
adults, even dead people: divided by stages across the life course.
Many parents, activists, clinicians and researchers believe that there is a real
rise in autism, as our study, reported in Chapter 7, attests. By ‘real’ I mean that
a larger percentage of the population has severe autistic symptomsii than in previous generations. In Part II, I’ll hold open, and attempt to consider some of the
evidence for, the possibility that the rise may be fuelled or partly accounted for by
modern social trends, changes in medical practices or environmental exposures.
In this account, there is an increased risk of autism because some novel environmental, medical (for example, a new drug used in pregnancy) or social trigger
(such as older parenthood) disturbs neurodevelopment. Risk factors such as
these might also be associated with more cases of a range of neurodevelopmental
problems, leading to outcomes such as intellectual disability, attention deficit
hyperactivity disorder (ADHD), language delay or disrupted neurodevelopment
across the board, so a broad view is adopted.
The general consensus in mainstream autism science, among epidemiologists
and most autism researchers, is that the rise in the use of a diagnosis of autism
diagnosis is artefactual.10 In Chapters 2–6, I will describe how autism diagnosis
(or pre-diagnosis) has been extended to types of people it was almost never
applied to before 1990. The rise itself has contributed to increased awareness –
a form of looping:11 the rise prompts more awareness which in turn fuels the
rise. Such looping effects are brilliantly described in Ethan Watters’s book Crazy
Like Us.12 He demonstrates how Western psychiatric categories, such as anorexia,
depression and post-traumatic stress disorder, have been relentlessly publicised in
Asia, leading to huge apparent jumps in prevalence in Asian countries. Also, services directed at autism and the availability of diagnostic assessment bolster the
rates of diagnosis. I will give examples of some other forms of looping effects, as
well as discussing pertinent modern narratives in autism research that have effectively fuelled autism’s rise.
The debate over how to account for the rise – whether it is entirely artefactual, or whether it is both artefactual and real – is a touchstone of this book,
seeking to move beyond the somewhat tired question of whether diagnoses are
‘true’ neurodevelopmental differences or social constructions (they are both) to
ask, in conclusion, who benefits from autism diagnoses? And at what cost? Is
autism useful as a diagnostic category and if so, for whom, when and under what
circumstances?
As a diagnosis, autism has many functions: for clinicians, to organise treatment,
services and predict outcomes; for insurance companies, to process payments;
for researchers, as a way to organise the field; for activists, as a banner to rally
beneath; for lawyers, as a way to decide who is responsible for their actions.13 But
it is also crucial for parents or for autistic adults, in terms of gaining access to services, rewriting biography and providing an explanatory frame, giving meaning.
ii Symptoms is a word that is also contested in relation to autism but is used in psychiatric epidemiological literature; it is objectionable to wave 2 thinkers because it positions autism as akin to disease.
4 Introduction
Figure I.2 Waves of autism activism.
More sinister is the benefit for Autism Inc., the chain of professionalisation and
commercialisation that runs in parallel with the rising use of diagnosis.
Tribes
Autism has inspired a huge amount of ‘tribal’ community, political and social
activism over many decades,14 as described in Steve Silberman’s book Neurotribes.
Three ‘tribal’ viewpoints of autism can be broadly and briefly characterised15–17 as
occurring in waves (Figure I.2), each in reaction against and resistance to the previous conceptualisation. Diagnosis positions autism as a disorder but how people
regard diagnosis reflects the waves of autism research and activism. The bedrock
of medical and psychiatric understanding slowly erodes as the waves lift and lash
against it and in turn, the shape of the bedrock alters the waves.
The understanding of clinical, epidemiological and biomedical scientists in
the autism research community was originally that autism was triggered by cold
parenting and should be diagnosed using the expertise of psychiatry. Today,
scientists believe that autism is a neurodevelopmental disorder that encompasses
a spectrum of differences and should be diagnosed using the shared expertise
of psychiatry, clinical psychology or paediatrics. The first wave of resistance,
breaking against the dominance of psychiatry in opposition to parent blame,
largely prompted by parent activists, was that parents are the real experts. This
wave of autism activism developed into one that sees autism as a biochemical
neurological condition that clinicians should diagnose, and treat (and cure if possible). This ‘pro-cure’ wave peaked in the early 2000s. The ‘tribe’ are mostly
parents of severely affected children and speak passionately of the importance of
efforts to develop biomedical treatment for a highly impairing and distressing
condition that they see as akin to a disease18 and certainly as a disorder. First-wave
thinkers put forward the notion of an autism ‘epidemic’19 whose origin, as argued
by fundamentalists in the tribe, was not only biological but environmental, the
consequence of new exposures.
Introduction 5
Autistic activism emerged in resistance to the risk discourse of the first wave,
which painted autism as a threat to be feared and as a tragedy. This wave of
thinking is ascendant, and it encompasses a broadly anti-cure stance, led by autistic activists and allies. This wave argued for autism as an identity, an integral
and important difference that, although challenging and impairing, should not
be cured and regarded not as a tragedy but as a disability. Accommodations to
support autistic people to live well should be provided. There are children and
adults with real neurodevelopmental differences, sometimes profound differences
that cause distressing impairments. But distress is also caused by discrimination
which, combined with a lack of adjustment by other members of society, denies
them full participation in the world. This wave paved the way for the emergence of the neurodiversity movement and self-identification as autistic. A part
of our group’s work has been to bring together autistic adults influential in the
movement; the authors of a collection put out by Steven Kapp in 20201 which,
together with Tom Lister’s PhD research on self-identification and diagnosis,20
revealed many engaged adults who firmly consider autism as identity rather than
disorder, promoting diagnosis but in a less pathologising frame.
In this context, it is clear why the idea of the real increase, an environmental
risk factor that precipitates autism or has a role in increase of autism or autism
traits, is understandably problematic for some neurodiversity theorists. The environmental trigger theories of diet, heavy metals and pollution drove the hardcore faction in the first wave, who seemed, to autistic self-advocates, to be intent
on eliminating people like them. According to Kapp, himself an autistic activist,
arguments against environmental toxins as a risk factor for autism help to ‘direct
parents away from cottage industries based on rejected and unproven theories
that offer dangerous “treatments” like heavy metal-injecting chelation therapy,
chemical castration (Lupron therapy) bleach enemas and vaccine avoidance
(amid other expensive or at least ill-conceived “interventions”)’.1 Many in the
neurodiversity wave reject causal models that implicate environmental exposures
not only because they are sceptical of the evidence but also because arguments
for rights hinge on neurological differences (meaning neurological structural
differences with a genetic origin) that are present from, or even before, birth.
One can make an argument for rights based on differences acquired via exposure
(wheelchair users need and deserve ramps in the present, regardless of whether
they were fully mobile at some point in their lives) but nevertheless, many
advocates reject the idea that autism is a result of an injury.
In different ways, the actions of both the neurodiversity advocates and the procure tribe seem to adopt, shore up and dismantle a more medicalised model.21
Each wave has spawned its own competing language and associated narratives.
I hope to draw attention to the use of language in medical and resistance discourse
and its influence in constraining the possibilities for thought and action, even
though at times I will be using the aforementioned language myself, adopting the
conventions of some source texts. The over-arching point is that each ‘tribe’ has
a distinct standpoint on how autism is conceptualised and advocates for autistic
people in particular ways. The result is an epistemic battleground, in which each
6 Introduction
faction claims authority over knowledge of autism. Each wave of thinking has
swelled in resistance to what went before, growing through people who care, yet
feel silenced and marginalised. Perhaps a new wave is even now brewing.
In high-income countries, the post-1990, late-modern period is associated
with a rise in self-characterisation,3 as opposed to the earlier, traditional modern,
period when ordered systems prevailed and people were told what they were.
Perhaps this explains the misunderstandings over the third-wave autism-asan-identity and the traditional view of autism-as-disorder. Proponents of the
neurodiversity movement, especially autistic activists, have reclaimed autism for
their own since 1990 but autism-as-disorder is still traditionally operationalised
by psychiatrists, clinicians and researchers.22 All parties have epistemic authority
but know things in different ways. The tribe of those considered expert has grown
to include parents, autistic adults and many types of professionals, all of whom
contribute their own ways of defining autism. The result is to multiply the ways
in which autism is understood and recognised.
The bio-politics of autism illustrate how the same data can be interpreted in
very different ways by different groups to advance their agendas. The politics of
autism are bio-politics, not in a Foucauldian sense, but because different groups
(hybrids of clinicians, self-advocates, parents and researchers) have mobilised
around the diagnostic category. They influence how information is disseminated,
by whom and why. The ‘tribal’ stories mesh, or sometimes contrast, with the
consensus and narratives of science. A multi-level view of autism, together with
a personal reflection that underscores my point, will be found in the conclusion.
This will help to answer the guiding question: why is autism on the rise?
What is autism?
I was once lucky enough to attend a lecture given by the legendary Sir Michael
Rutter, often called the father of modern child psychiatry. A member of the audience asked him, ‘what is ADHD?’
This was the wrong question, he replied. ADHD is a diagnostic category like
any other; a way of putting a boundary round a collection of signs and symptoms
(its ‘symptoms’ being mostly behaviours). ADHD, he explained, is a useful psychiatric construction but it does not exist separately from the definition that we
give it. It does not carve nature at the joints but is a pragmatic response, designed
to help children with distressing difficulties. Its boundaries are in a state of slow
flux, as our understanding of the behavioural traits that comprise the condition
evolve in step with research, expertise and society’s demands. This was a striking
statement from a leading autism researcher.
Like ADHD, autism can be thought of as a multi-dimensional collection of
psychological traits that interact with each other and the environment; traits that
may alter with development. These traits are identified from behaviours that
recur in multiple settings and at multiple times. They are bound together not
only for medical diagnostic reasons but also for historical, pragmatic and political reasons. Figure I.3 is a schematic illustration of how biology underpins
Introduction 7
Figure I.3 A model of identification in the clinic.
autism but interacts with social and environmental factors at every level and how
in clinical practice autism is identified by pervasive behaviours rather than biological tests. In common with all diseases and disorders, autism is both a real
neurodevelopmental difference and socially framed.
The social construction of autism’s boundaries, vis-à-vis its neurological
actuality, can be illustrated using Covid-19. Like autism, Covid-19, as a disease
entity, can be considered an object around which a boundary is placed (although
it is unclear whether this qualifies it as a ‘boundary object’, as described by
Leigh Star23). In the UK, a person’s primary cause of death is categorised by
the Office for National Statistics (ONS). The ONS attributes deaths to a discrete cause, usually a disease, such as cancer, dementia or cardiovascular/heart
disease. Or Covid-19. The record therefore reports a decision about what that
one person died from. Covid-19, or any other disease, is a distinct cause which,
from the ONS statisticians’ point of view, must be distinguished so that statistical analyses can be carried out. The reality, in many cases, is that a Covid-19
infection affects functioning across multiple biological systems, especially the
respiratory system, leaving a person susceptible to underlying health issues. It is
plausible some deaths resulted from a tipping over due to unrecognised infection
by Covid-19, even if the person were asymptomatic and the infection therefore
unidentified; the infection may have undermined the person’s defences against
their pre-existing conditions, which predisposed their exacerbation. Inversely,
underlying conditions may make a person more vulnerable to Covid-19. Elderly
people with pre-existing health conditions are the most at risk from Covid-19
infection: pre-existing frailty means vulnerability. People’s biological and psychological resilience may also be undermined by the response to Covid-19: the lockdown, social isolation, lack of access to services, and so on. Distinguishing one
‘cause’ of death is a pragmatic construction, whereas the interaction of biological
and social systems being tipped over by infection is closer to reality.
8 Introduction
I think autism may be a ‘boundary’ object, in that there is a reality of
neurodevelopmental difference. But like Covid-19, and like most diseases, a continuum is converted to a category, while the boundaries of ‘what counts’ are
permeable and policed, certainly by medical professions but increasingly, since
the mobilisation of parents, also by charities, autism organisations and autistic
adult self-advocates. There is the ‘interpretative flexibility’ of a boundary object.24
There are underlying neurodevelopmental differences, of course, but there is no
‘real’ or ‘not real’ autism, no correct or incorrect diagnosis, no misdiagnosis, no
under- or over-diagnosis, because diagnosis depends on where the boundaries
are set, and by whom. There is autism, but how it is identified, described and
classified is a human endeavour and determines what autism looks like. Autism is
what we say it is. If we define it as a multi-dimensional set of behavioural traits at
a certain severity, that is what it is. There is no autism to be discovered ‘out there’.
But that does not mean it is not an enormously important and useful construct
that describes, and helps meet, impairing and challenging difficulties.
In his response to the question about ADHD, Rutter acknowledged that the
group of people who are diagnosed with a condition might change as a slightly
different (or expanded) collection of symptoms is identified. When does a
collection of symptoms become a diagnosis? Robert Aronowitz25 draws an analogy with the question of when does a dialect become a language? His answer is
the well-known quip that a language is a dialect with an army. There are many
discourses about the signifiers of autism and varying theories of the underlying
biological, psychological and social mechanisms that lead to its development.
Providing a comprehensive definition of autism is problematic. Autism inevitably
means slightly different things to different tribes; to parents, clinicians, research
groups and activists. None of the tribes are homogeneous; there are many parents
in the neurodiversity movement, for example, and within each there are different
takes. The army of activists of autism, the tribes, has strongly influenced the definition of autism. The Autistic Self Advocacy Network (ASAN), for example,
lobbied and advised the workgroup producing the fifth edition of the Diagnostic
and Statistical Manual of Mental Disorders (DSM-5) and can point to tangible
changes in the DSM criteria that their arguments solidified. An account of their
actions is included in Kapp’s Exploring Diagnosis collection.1
Probably the easiest way to answer the question ‘what is autism?’ is to refer to
widely used, standardised manuals such as the DSM, which at the time of writing
is in its fifth edition (DSM-5),26 most commonly used by clinicians in the USA,
and increasingly in the UK, and the International Classification of Diseases, currently in its 11th iteration (ICD-11),27 more commonly used in Europe. For the
purposes of definition, let us consider autism to be what the DSM-5 says it is
(Figure I.4).
The DSM positions autism as a characteristic of a person’s development, yet
acknowledges that social context affects how well a person with autism copes,
and hopefully thrives. Both ICD-11 and DSM-5 list two core symptoms of
autism: persistent deficits in social interaction and social communication and
restricted, repetitive and inflexible patterns of behaviour and interests, including
newgenrtpdf
Introduction 9
Figure I.4 Diagnostic criteria for autism in the fifth edition of the Diagnostic and Statistical Manual of Mental Disorders (DSM-5).
10 Introduction
enhanced or diminished sensory perception. If a person shows these behaviours in
different settings, a clinician would be able to give a diagnosis of autism. Because
the behavioural traits show regardless of setting, they can better be attributed to
atypical brain development than to social context.
The onset of autism typically occurs in early childhood but the ICD-11 notes
that autism may not become obvious until later, which suggests the underlying
way of functioning psychologically may already be present but that expression
is less obvious because of the particular demands placed on children’s roles at
different ages. Of course, things may also develop differently given the exposures
the child has as they grow up, which clearly affect these patterns of functioning.
The point the criteria make is that autism can exist undetected in very young
children. Both sets of diagnostic criteria describe behavioural traits as symptoms
and look at the impact of said symptoms. According to the DSM-5, autism might
‘limit or impair everyday functioning’. This emphasises the impact autism has
on a person’s ability to live a fulfilled and functioning life and paints autism as a
condition that is primarily a set of psychological or behavioural traits, or an aspect
of a person’s character. Autism affects both other people and the person’s ability
to thrive.
Various psychological theories to explain autism have been put forward,28
all of which have their supporters and detractors; no model seems comprehensive.29 The merits of the various theories, many of which seem plausible, are not
my focus. Autism might stem from sensory-processing differences,30 including
enhanced perceptual functioning,31 weak central coherence,32 lack of theory of
mind,33 an extreme male brain,34 defects in the mirror neuron system35 or the
impairment of executive function,36, 37 to name but a few. In a slow state of flux,
its theories and diagnostic tools are somewhat circular or tautological. We study
autism and derive a new psychological theory or diagnostic test. If this is how we
then understand or measure autism, the new test or theory starts to shape the
object that we subsequently understand autism to be. And this regulates who is
in the category for study: a loop.
The presentations and abilities of people with autism are notoriously diverse.38
Maija Nadesan goes so far as to suggest people diagnosed with autism today
are united merely by being people who do not fit their social environment.8
Those who qualify include people with severe intellectual disability and people
with PhDs, those living independently and those in residential care, those with
hyper-sensitivity and those with hypo-sensitivity, those who are remote and those
who are over-attached, those who lack emotional response and those with anger
problems, those who lack interest in others and those with apparently good
(through feigned) social skills that allow them to ‘blend in’. People diagnosed
with autism might be completely non-verbal, be highly articulate or use idiosyncratic language; they might have repetitive motor movements, have special
focused interests, lack imaginative play or the use of gestures or show great talent
in acting, humour and the arts. Or any combination. Because of its heterogeneity,
several attempts have been made to differentiate different forms by sub-typing.39
Some researchers have suggested there are many ‘autisms’, with distinct genomic
Introduction 11
predispositions and perhaps separate cognitive profiles.40 Responses to treatment
also vary, which has led to calls for treatment and intervention studies to investigate outcomes for sub-types.41–43
Since the mid-1990s, the notion of a ‘spectrum’ has been central to autism
research. The range and nature of the broader spectrum were brilliantly illustrated
by Colin Steer and his colleagues,44 who analysed more than 90 traits linked to
autism in more than 13,000 children, both autistic and non-autistic. We adapted
the idea in a later study based partly on the same dataset.45 The results of our
study, illustrated in Figure I.5, show autistic traits in a population-based sample
of all children, regardless of whether they had a diagnosis. The y-axis represents
the number of children in the study and the x-axis gives a score for each child
on autistic-type traits. The results show autistic traits are reasonably normally
distributed throughout the whole child population. Our measures also showed
a ‘tail’ of more severe autism traits; unsurprisingly, many in this ‘tail’ received an
autism diagnosis.
The spectrum that crosses the diagnosis boundary is known as the broad
autism phenotype.46 As Figure I.5 shows, almost all people have some measure of
autism traits; some people have almost none, most people very few and some have
many. It is only those with very severe traits who are diagnosed. A fairly arbitrary,
culturally determined cut-off (Figure I.5) is used to separate people who have
diagnosable autism from those who have less severe autistic traits. People with
diagnosable autism near this boundary may not have a radically different profile
from those beyond. It is a good jumping-off point for reviewing the evidence to
show that autism-as-diagnosed is on the rise and address the reasons why.
As well as delineating who is eligible for diagnosis, the defining criteria have a
huge impact on how people identify themselves, how others think of them, how
Figure I.5 Distribution of traits contributing to the autism spectrum.
12 Introduction
they act and even perhaps how underlying neurological differences are expressed.
Diagnoses describe biological differences but, once assigned, are used to interpret
patients’ differences and frame the differences within the diagnostic explanation
or narrative. This book considers both how diagnostic classifications can transform the defined populations and, in turn, how these new populations can transform our understanding of the categories.
This book has taken more than a year to write and draws on ten years of
research, particularly my work in epidemiology and qualitative research
from my PhD studies, as well as later work from a study of time trends in
neurodevelopmental diagnoses, funded by the Economic and Social Sciences
Research Council (UK). The bulk of the work described here comes from qualitative research studies that were conducted as part of a Wellcome Trust-funded
Investigator Award, Exploring Diagnosis. Broadly, the epidemiological work has
been about autism diagnosis at a population level and the qualitative work about
the meaning people make of diagnosis.
During these ten years, I have learned that understanding autism comes as
much from the politics and processes of research as from the data that emerge
from that research. This has allowed me to reflect on how our institutional
practices – the way science is done – shape our work and consequently the stories
that are told. Interacting with autistic adults and activists has equally shaped my
work and I hope to describe how. As the book was finished during the 2020 coronavirus pandemic, I will be using the example of Covid-19 to punctuate a few
of my points.
Does the world really need another social science book about autism? I hope to
add something new by grounding the story in empirical studies and statistics,
together with quotes and illustrated by graphics, an approach I hope will appeal
to clinicians and visual thinkers like me. By looking at the identification of autism
and ‘risk of autism’ through different stages of human life, I will consider the possibility that environmental changes and other modern-day phenomena have led to
increased levels of autism and, I hope, move beyond the somewhat weary polarisation of autism as either neurodevelopmental difference or social construction.
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Introduction 13
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Autism (2013).
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20. Lister, T. What’s in a Label? An Exploration of How People Acquire the Label ‘Autistic’
in Adulthood and the Consequences of Doing So (University of Exeter, 2020).
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in the Twentieth Century (eds. Taylor, S. J. & Brumby, A.) (Palgrave MacMillan, 2020).
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14 Introduction
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1
Establishing the trend
The rising use of the autism diagnosis
My academic research has involved analysing data, both quantitative (numbers)
and qualitative (texts or conversations). In epidemiological studies, I have
examined the numbers of children with autism diagnoses and their change over
time.1,2 Many other researchers have covered similar ground, measuring autism in
different ways, sometimes using a research diagnosis, sometimes clinical reports
or parental reports of diagnosis.3–8 The graphs in this chapter show some of the
published data on autism time trends in Europe and the USA. To establish the
trends, I have used multiple datasets from many sources. Rather than reading as
monotonous, I hope this will harness the power of repetition.
Prevalence is the number of people in a population who have a condition, relative to the total population, typically shown as a percentage. Each data point in
Figure 1.1–1.5 represent the estimated percentage of children who had autism
at that time. Figure 1.1 shows the time trend in prevalence estimates from the
1970s into the 2000s; the earlier data (up to 2011) originate from an article in
Nature (‘The prevalence puzzle’9) and the later data from the Centers for Disease
Control and Prevention (CDC) in the USA.10
The earliest estimates hark back to the first epidemiological studies of autism
that were carried out in the UK by Victor Lotter and his team in 196611 and
in the USA by Darold Treffert, published four years later.12 Lotter estimated
about one in 2,500 children had autism and the first study by Treffert estimated
that fewer than one child in every 10,000 had autism. At that time, autism was
considered an extremely rare condition and was almost always associated with
intellectual disability.
Figure 1.1 gives an overall, and quite compelling, impression of an exponential
increase in the use of the label of autism. But it is debatable how directly comparable the early data in Figure 1.1 are with the later data, as studies use different
methods to establish exactly who has autism, as well as having a wide geographic
spread.
To get over some the limitations of Figure 1.1’s geographical and methodological disjointedness, it is worth looking at other datasets. The data in Figure 1.2,
which are publicly available, were all taken from CDC data. Since 2000, this
16 Establishing the trend
Figure 1.1 Post-1970 time trend in estimated prevalence of autism.
American centre has repeatedly used the same methods to measure how many
children (from an enormous sample of more than 300,000) have autism.10 The
data, of children of eight years old, are recorded in 11 sites around the USA, a
process repeated every few years. In this huge study, researchers obtain children’s
evaluation records from data sources in the community. Experienced clinicians
review these records to determine whether the behaviours described are consistent with the diagnostic criteria for autism. Children with a documented autism
diagnosis are also included in their case definition. The period it covers, 2000–
2012, therefore uses comparable methodology and sampling methods to create
the time trend and so gets round some of the problems of compatibility. Because
methods of case ascertainment remained more or less stable, the numbers through
time are more directly equivalent. Figure 1.2 illustrates how the estimated prevalence of autism has risen year on year. In 2014, there was a 15% increase from two
years before (2012), when 1.7% of children reportedly had autism, and a 150%
increase since 2000. The last estimate, reported in 2014, included in Figure 1.2,
is that by the age of eight 1.68% of children have autism, which translates to one
in every 59 children. The linear time trend provides the best fit, according to
some post hoc work done by our PhD student, Rhianna White.
Another dataset, plotted in Figure 1.3, is taken from the US National Health
Interview Survey (NHIS). These results were published in 2018 in a letter in the
Journal of the American Medical Association (JAMA) and estimated the prevalence of autism in 2016 at 2.7%.13 Unlike the CDC study, this is a nationally
representative sample, meaning one in every 37 American children is reported
to have identified autism in 2016. The estimates from the NHIS are obtained in
telephone interviews with parents of children and adolescents. The latest sample
Establishing the trend 17
Figure 1.2 Twenty-first-century time trend from prevalence estimates.
Figure 1.3 National Health Interview Survey data.
comprised around 30,000 parents of children between the ages of three and
17. They were asked: ‘has a doctor or health professional ever told you that
[your child] has autism, Asperger’s disorder, pervasive developmental disorder
or autism spectrum disorder?’ These are all conditions on the autism spectrum –
forms of autism as we know it today.
The NHIS data also have their limitations. Arguably, the question’s phrasing
has led to an over-estimate of the number of children identified as having a diagnosis of autism. Parents could interpret ‘health professional’ to mean a number of
18 Establishing the trend
professionals, for example a school psychologist who may have mentioned autism
as a possibility, without it being confirmed. Nevertheless, using the same question
in consecutive years, the estimates show a consistent, although not statistically
significant, rise. The overlapping confidence intervals shown in Figure 1.3, indicating non-significance, are not surprising, given the short, two-year, timeframe
under study. Despite this, the work was framed in the press as evidence that
autism was stable, a somewhat dubious interpretation; from the observed data, it
would more accurately be described as a non-significant rise.
This draws our attention to language and interpretation. In an article reporting
the reducing chances of autism for children receiving the measles, mumps and
rubella (MMR) vaccine, such an effect is described as ‘a non-significant decrease’.14
There is no link between MMR and autism; this is well established. The point
is rather that how the data are interpreted and language used to describe effects
seems to be shaped by the body politic: whether the interpretation fits the acceptable scientific narrative. This is a theme I will return to.
A fourth set of data (Figures 1.4 and 1.5) harks from a global systematic review
of autism prevalence published in 2012 by Mayada Elsabbagh and colleagues.
They drew on more than 25 epidemiological studies that estimated autism
prevalence in different locations around the world,15 using a variety of methods
to identify autism cases. The authors published prevalence estimates from 11
European countries as well as US estimates (Figure 1.4 shows their European and
Figure 1.5 their US data). The European data from this systematic review show
steadily rising estimates from the 1960s to 2010. The US data cover the trend
over 40 years and again show a steady increase. Exponential increases are significant in both the European and American datasets but the shallow best-fit line for
the European data suggests the trend was less marked than in the USA during
the early 2000s, and in both there was wide variation by region. The authors
Figure 1.4 Prevalence estimates of autism in European countries.
Establishing the trend 19
Figure 1.5 Prevalence estimates in the USA.
conclude that their review provides clear evidence of increasing estimates over
time in both continents. The exponential trend is significant in both datasets but
not as good a fit to the data as other figures seen here.
These data suffer from the same limitations as the data in Figure 1.1, in that
data points on the graphs use different methods of case ascertainment and each
is from a different place. In Europe, in particular, there is wide variation in geography, culture and the methods used to ascertain autism. On the other hand,
these data are valuable because they draw on many studies which were sampled in
a systematic, and therefore replicable, way.
This brief review provides pretty compelling evidence for the rise of autism internationally, although the data are somewhat dated, as there is a time lag between
gathering and publication. I am writing from the UK, so what of the UK situation?
We examined the increase in incidence of autism diagnosis as recorded by family
doctors, known as general practitioners (GPs) in England.1 GPs report on their
patients using diagnostic codes, providing an enormous population-based sample
of more than nine million people. We examined incidence – in other words, new
recordings – of cases of autism (Figure 1.6 shows the best fit line of the index
number: that is, starting at 100% in 1998, which was the baseline year, and plotting
the increase in percentage relative to 100% at each year. So 120% represents 20%
increase in recorded cases). Again, we found the exponential trend was the best
fit to describe the time trend over a 20-year period – an exponential trend in new
cases, not a cumulative prevalence estimate which would have shown an even
steeper trend. Year on year there have been more new cases of autism recorded
than in the previous year, over the 20-year timeframe. Granted, the GP dataset is
20 Establishing the trend
Figure 1.6 Percentage increase in incidence of autism diagnosis from 1998 to 2018 from
general practitioner records.
not ideal for studying autism, as autism diagnoses are mostly made in secondary
care diagnostic assessment services, which accept school, public health nursing and
sometimes self- or parent-referrals, as well as referrals by GPs. This means diagnoses
may not always be sent back to GPs from secondary care. Additionally, some GPs
are better at recording than others and their diligence may have increased with
time. The figure shows the rate of growth in cases recorded not absolute prevalence
of autism increasing. Nevertheless, an overall increase in incidence of diagnosis of
autism is consistent with other reports and datasets in the USA and Europe.
In 2013, we published data from the UK Millennium Cohort Study (MCS)
which covers more than 19,000 British children.16 Our estimates from these data
suggested that at seven or eight years old, 1.7% of children had been identified
with autism. Like the NHIS studies, this was based on parents’ reports of diagnosis. In our MCS study and the GP dataset we were concerned not with the
absolute prevalence of autism, but of autism diagnosis as our object of study; on
rates of recognition of autism, rather than on the number of children with high
levels of behavioural traits characteristic of autism with or without recognition.
The MCS is a longitudinal study, tracking children through time, with some dropout of participants as time passes (known by epidemiologists as attrition), which
sometimes skews results. Having said that, the survey provides data weightings
designed to estimate findings that are generalisable to the UK (that is, representative of the national picture).
In 2018, we re-estimated the percentage of children in the UK with autism
using MCS data from when they were 14, an update from eight years old. The
new number gave us pause for thought. We found a prevalence of 3.07% (95%
confidence interval (CI) 2.64–3.57) – higher than we had ever seen reported. If
we simply reported what the data told us, we were concerned our estimate might
be misinterpreted, as it seemed exceptionally high – too large an increase from
eight years old. By misinterpreted I mean that people might read that autism rates
Establishing the trend 21
had jumped, rather than that recognition (and possibly parental reporting) of
autism had jumped. Although the increase might partly be due to more children
being diagnosed after eight and before 14 years old, the increase was too marked
to explain away completely and we decided not to publish our report. In a sense,
we self-censored our findings; an example of one small mechanism of shaping
what comes to be published. I will delve into the context of why we made this
choice later.
Looking for an absolute prevalence is perhaps misguided. As discussed in the
introduction, autistic traits are a normally distributed set of multi-dimensional
traits in the broad population;17 who qualifies as having autism is shaped by where
an arbitrary cut-off for severity is imposed. There is no ‘true’ prevalence; the
severity of autism that qualifies as ‘having autism’ has clearly changed over time.
No magic number can tell us how many people have autism; it all depends where
the inclusion criteria, the boundaries, are drawn. Instead, prevalence estimates tell
us about how we conceive autism, at how good we are at identifying it in a given
place and a given era.
The flawed NHIS question means neither NHIS nor the MCS employs the
best methods for estimating the prevalence of autism. Each source of data can
be criticised; each has its strengths and limitations. In particular, there is often
a trade-off in epidemiology between collecting data from huge samples on a
national scale and those studies with smaller, more focused samples in which
the methods of case ascertainment can be addressed more thoroughly. Smaller
samples often have the capacity to use more comprehensive measures of autism,
the so-called gold-standard approach, in which clinical raters confirm a diagnosis.
But such methods may not be nationally representative, so estimates may not be
generalisable to the population of a whole nation, for example.
Epidemiology is quite a contested science and prevalence estimates are
generated in quite different ways. Global systematic reviews of prevalence
often depend on the underlying assumption that there is an identifiable fixed
psychiatric construct with a primarily biological/genetic aetiology; a universality. Conditions should, in theory, be stable in their prevalence everywhere.
Therefore, global prevalence studies of autism (and attention deficit hyperactivity
disorder (ADHD), and other medical diagnoses) have emphasised interpretations
that show a steadiness of rates across borders, another mechanism of shaping
understandings of categories as universal. Variations in rates globally (which are
wide) are dismissed as likely to be artefacts of measurement.
Ironically, estimates that try to establish the prevalence of condition X are
themselves used to reify conditions as having a fixed prevalence. One example
is the estimate of global prevalence of ADHD; that around 5% of children have
ADHD.18 Because this figure was widely published and disseminated, it has
become a baseline against which to assess under- or over-diagnosis. For example,
UK ADHD prevalence estimates are lower, hovering around 3%.19 This lower
rate than the global estimate is attributed in the psychiatric literature to use of
more stringent International Classification of Diseases (ICD) criteria in the UK.
Yet I have heard speakers at ADHD conferences claim the UK discrepancy with
22 Establishing the trend
the global estimate shows that ADHD is under-diagnosed in the UK. This makes
little sense: if you set a boundary of severity of ADHD at 5%, it means the 5%
of the population that is most hyperactive and inattentive qualifies for diagnosis.
If the boundary were 2%, the top 2% would have ADHD and if set at 10%,
then 10%, and so on.20 Although neurological differences are real, the borders of
neurodevelopmental categories are artefactual. There is no one ‘correct’ situation
or practice.
The focus of this book is not the absolute prevalence of autism in any given
population but rather the time trend; why autism, as diagnosed in the clinic, by
researchers, or by other people, is on the rise. Taken together, the figures and data
illustrate with confidence that the time trend in autism diagnosis and identification is upward. All the datasets give a similar picture, despite their various limits,
fluctuations and problems, so we can say with some certainty that more children
are being classified with autism. Taken overall, all the sources of evidence seem
to point to one conclusion: there is a consistent rise in the use and application of
the label and category of autism over time. Autism diagnosis has been on the rise.
Different interpretations
My question is why more children are identified with autism today than before.
To recap, most epidemiologists, clinicians and researchers have argued the rise is
solely an artefact of changing diagnostic practice, the expanding boundaries of
the diagnostic category of autism and other cultural changes.21, 22 They contend
that the observed change is not due to more people having autism; we simply
apply the label more frequently. In this view, an autism diagnosis is a categorical class, whose boundaries are constructed by human agency and shifts in its
construction are solely responsible for the observed rise. Nobody denies artefactual changes have led to a massive increase in the use of the diagnosis but other
groups, mostly parent activists and some notable clinicians, have argued the rise
may also be attributable to an actual increase in the proportion of children who
display traits characteristic of autism. For this group, the rise is likely to be partially real; there really are more children with autism today than ever before.
On both sides of the argument the more extreme proponents hold entrenched
positions. Some parent advocates vociferously declare there is an autism ‘epidemic’ and produce evidence they cite as a fact. In authoritative tones, respected
scientists declare autism rates are stable and produce evidence to attest this. Many
researchers in the autism field fall between these two camps; they admit that both
arguments are plausible, that the trend is clearly artefactual but there is possibly
also a ‘true’ component. The debate as to whether autism is really on the rise
remains unresolved, as acknowledged by the fifth edition of the Diagnostic and
Statistical Manual of Mental Disorders (DSM-5):
It remains unclear whether higher rates reflect an expansion of the diagnostic criteria of DSM-IV to include sub-threshold cases, increased awareness,
Establishing the trend 23
differences in study methodology or a true increase in the frequency of autism
spectrum disorder.23
In their global review, Elsabbagh and colleagues15 conclude that, while it is clear
that prevalence estimates have increased over time, the findings most probably
represent a broadening of the diagnostic concept, a diagnostic switching from
other developmental disabilities to autism, service availability and awareness of
autism in both the lay and professional public; that is, artefactual shifts. This
is pretty typical of the constructivist interpretation of most epidemiologists and
academic researchers: the rise in autism can be attributed to changes in the way
autism is measured, the broadening of the category and improved identification
as clinicians become more knowledgeable about autism and parents are more
forthcoming about their children’s differences and difficulties. Artefactual shifts
such as these highlight the constructed nature not perhaps of the category of
neurodevelopmental difference but of the human agency in deciding where the
boundaries of the category lie and how they are defined and measured.
No one can seriously doubt that artefactual shifts have accounted for a huge
rise in cases. What is striking in the conclusions of the aforementioned authors15
is that, although they declare their findings show the marked rise and explain it
in terms of the three points made above, they make no mention of the obvious
fourth possible explanation: that there really are more children with autism today
than previously. Put another way, there is a higher proportion of children and
adults displaying traits characteristic of autism (and consequently also a higher
proportion with identified autism) in more recent generations than can be
accounted for by artefactual shifts alone. This would mean there has been a true
increase in prevalence of autism world-wide.
Biopolitics of autism
The reason for silence, and why we were nervous to publish our MCS finding,
may be because the suggestion of any real increase is so inflammatory. Most probably, if there is truly a rise in autism cases it is attributable to a new environmental
or social risk factor.
One ‘tribe’ was at the centre of what has been described as the biggest scandal
in public health in the last three decades.24 The story of how autism was linked
to the MMR vaccine by the notorious (and now retracted) scientific paper by
Andrew Wakefield and colleagues, and how this paper subsequently became a
rallying call for anti-vaccine parent activists, sends shivers down the spines of
public health experts. Writing in the British Medical Journal, David Oliver24
claims every scientific paper that could be cast as being in support of the antivaccine cause (whatever its quality) and every commentator sympathetic to the
anti-vaccine cause (expert or not) is selectively harvested and cited by anti-vaccine
activists.
Despite many studies showing there is no link between autism and vaccines,25
including an enormous Danish study refuting a link to MMR26 and a systematic
24 Establishing the trend
review,27 there are still many anti-vaccine activists and many parents loath to vaccinate their children. In 2018, the UK rates of vaccination against MMR in under10s fell for the sixth consecutive year. Between 2010 and 2017 an estimated half
a million children missed their MMR vaccination. 24 Public health bodies have
issued dire warnings about the rise of measles due to an ‘epidemic’ of unvaccinated children.
Anti-vaccine activists are a committed bunch of people, who have been hugely
successful in disrupting the roll-out of vaccines. In the USA, active groups
of parents, known as the ‘Mercury Moms’, have focused on concern about
the mercury-based preservative thimerosal which, although it has now been
eliminated from routine childhood vaccines, is present in many vaccines in the
USA. Parent vaccine activists mobilised around autism have been vociferous in
arguing their position in both Europe and the USA, as evidenced by the on-going
newsletter The Age of Autism, which calls itself the ‘Daily Web Newspaper of the
Autism Epidemic’. The lack of uptake of vaccines has prompted an outbreak of
measles in the UK and was termed ‘a public health timebomb’ by the head of
National Health England, who also called for a ban on social media sites of antivaccination propaganda, such as anti-vax endorsement from celebrities such as
Jim Carrey and Robert de Niro.28
In this loaded bio-political climate, it is not surprising there is nervousness in
the scientific establishment about how reports of increasing rates of autism will
be received. The political environment also plays a role in both the muted interpretation of results and the decision not to publish studies. The US NHIS report
in JAMA (the time trend shown in Figure 1.3) is a good example. The report
was covered by multiple media platforms, including CBS News, Fox News, Time
and Scientific American. To me, the data in Figure 1.3 look like a small snapshot
of the larger trend: that year on year there is a rise in the use of autism as a diagnostic label. However, in media coverage, it was reported as evidence to show
that autism was stable. ‘US autism rates appear to be stabilising’ declared CBS,
whilst Scientific American led with ‘The prevalence of autism in the US appears
to be steady’.
When I asked a senior professor involved in the US NHIS study why
the trend had been reported as stable, she expressed the authors’ concern that the
study would backfire; in other words (the wrong) people might misinterpret the
results. The ‘wrong people’ – meaning anti-vax activists – might use the study
as further ammunition to support claims that there is a real rise in the levels
and preponderance of autism, one triggered by an environmental risk. Anti-vax
activists, on the other hand, would argue the ‘acceptable’ autism narratives are
those the scientific establishment are telling and what is heard is determined by
power relations, that is, they have to be active and take extreme measures to get
their voices heard, compared to the scientific establishment. Similarly, despite
simply reporting the data in front of us, we were worried about publishing the
high estimate from the MCS data, because ours was so much higher than previous estimates.
Establishing the trend 25
Omitting to mention of the chance of a ‘real’ rise in the systematic review,
countless media articles arguing the rates of autism are stable, the hesitancy to publish on UK increases – these are mechanisms that shape the story of suppression
and selective interpretation. Perhaps not a conscious suppression but one born of
the current climate set by anti-vaccine activism and the declarations of national
public health institutions. When reading papers, it is important to remind ourselves from which discipline the conclusions originate and against what context
the position is taken and the conclusion is drawn.
Looking across all the material, including some of our own (more on this later),
it seems suggesting that the rise of autism could in any sense be ‘real’ is strongly
discouraged by establishment science, perhaps for understandable reasons. The
global systematic review’s caution in naming a real rise as a possibility and the
JAMA paper’s press coverage that autism rates are stable suggest skewing and
shaping of what can and can’t be published. Is the institutional pressure to only
publish the ‘correct’ medical narrative around autism diagnosis helpful?
The more established narrative is that:
1. There is no objective rise in the prevalence of autism.
2. It only seems that there is because:
(a) changing diagnostic thresholds and other artefactual issues inflate figures, thereby creating a misperception of increased prevalence; nevertheless, reduced thresholds remain socially and culturally desirable because
people who have a recognised disability can get better support.
(b) scholarly studies claiming that there is a real increase are methodologically flawed.
(c) non-scholarly anecdotal reports for causes of a real rise are misperceptions
(the sub-text is they are made by unhinged people without tangible
expertise).
My argument is that there needs to be methodological rigour; this is a disciplinary
given. Despite this, the data in this chapter, taken together, demonstrate significant shifts over time that are, at the very least, thought provoking. Completely
denying the possibility that autism really is more prevalent is difficult to justify.
The rise in autism is a case in which selective interpretation of data, selective publication and the political context in which scientific institutions sit have shaped
scientific discourse.
References
1. Russell, G. et al. Time Trends in Autism Diagnosis Over 20 Years: A UK Populationbased Cohort Study (in development).
2. Russell, G., Collishaw, S., Golding, J., Kelly, S. E. & Ford, T. Changes in Diagnosis
Rates and Behavioural Traits of Autism Spectrum Disorders Over Time. BJPsych Open
1(2), 110–115 (2015). doi:10.1192/bjpo.bp.115.000976.
26 Establishing the trend
3. Lundström, S., Reichenberg, A., Anckarsäter, H., Lichtenstein, P. & Gillberg, C.
Autism Phenotype Versus Registered Diagnosis in Swedish Children: Prevalence
Trends Over 10 years in General Population Samples. BMJ 350 (2015).
4. Parner, E. T., Schendel, D. E. & Thorsen, P. Autism Prevalence Trends Over Time in
Denmark: Changes in Prevalence and Age at Diagnosis. Arch. Pediatr. Adolesc. Med.
162, 1150–1156 (2008).
5. Keyes, K. M. et al. Cohort Effects Explain the Increase in Autism Diagnosis Among
Children Born from 1992 to 2003 in California. Int. J. Epidemiol. 41, 495–503
(2012).
6. Smeeth, L. et al. Rate of First Recorded Diagnosis of Autism and Other Pervasive
Developmental Disorders in United Kingdom General Practice, 1988 to 2001. BMC
Med. 2, 39 (2004).
7. Maenner, M. J. & Durkin, M. S. Trends in the Prevalence of Autism on the Basis of
Special Education Data. Pediatrics 126, e1018–e1025 (2010).
8. Boyle, C. A. et al. Trends in the Prevalence of Developmental Disabilities in US
Children, 1997–2008. Pediatrics 127, 1034–1042 (2011).
9. Weintraub, K. The Prevalence Puzzle: Autism Counts. Nat. News 479, 22–24 (2011).
10. Centers for Disease Control and Prevention. Data and Statistics on Autism Spectrum
Disorder. Autism Spectrum Disorder (ASD). www.cdc.gov/ncbddd/autism/data.
html (2019).
11. Lotter, V. Epidemiology of Autistic Conditions in Young Children. Soc. Psychiatry 1,
124–135 (1966).
12. Treffert, D. A. Epidemiology of Infantile Autism. Arch. Gen. Psychiatry 22, 431–438
(1970).
13. Xu, G., Strathearn, L., Liu, B. & Bao, W. Prevalence of Autism Spectrum Disorder
Among US Children and Adolescents, 2014–2016. JAMA 319, 81–82 (2018).
14. Modabbernia, A., Velthorst, E. & Reichenberg, A. Environmental Risk Factors for
Autism: An Evidence-based Review of Systematic Reviews and Meta-analyses. Mol.
Autism 8, 13 (2017).
15. Elsabbagh, M. et al. Global Prevalence of Autism and Other Pervasive Developmental
Disorders. Autism Res. 5, 160–179 (2012).
16. Russell, G., Rodgers, L. R., Ukoumunne, O. C. & Ford, T. Prevalence of ParentReported ASD and ADHD in the UK: Findings from the Millennium Cohort Study.
J. Autism Dev. Disord. 1–10 (2013) doi:10.1007/s10803-013-1849-0.
17. Steer, C. D., Golding, J. & Bolton, P. F. Traits Contributing to the Autistic Spectrum.
PLoS One 5, e12633 (2010).
18. Polanczyk, G. V., Salum, G. A., Sugaya, L. S., Caye, A. & Rohde, L. A. Annual
Research Review: A Meta-analysis of the Worldwide Prevalence of Mental Disorders in
Children and Adolescents. J. Child Psychol. Psychiatry 56, 345–365 (2015).
19. Ford, T., Goodman, R. & Meltzer, H. The British Child and Adolescent Mental
Health Survey 1999: The Prevalence of DSM-IV Disorders. J. Am. Acad. Child
Adolesc. Psychiatry 42, 1203–1211 (2003).
20. Russell, G. & Ford, T. The Costs and Benefits of Diagnosis of ADHD: Commentary
on Holden et al. Child Adolesc. Psychiatry Ment. Health 8, 7 (2014).
21. Gernsbacher, M. A., Dawson, M. & Hill Goldsmith, H. Three Reasons Not to Believe
in an Autism Epidemic. Curr. Dir. Psychol. Sci. 14, 55–58 (2005).
22. Fombonne, E. Is There an Epidemic of Autism? Pediatrics 107, 411–412 (2001).
23. American Psychiatric Association & DSM-5 Task Force. Diagnostic and Statistical
Manual of Mental Disorders: DSM-5 (American Psychiatric Association, 2013).
Establishing the trend 27
24. Oliver, D. David Oliver: Vaccination Sceptics are Immune to Debate. BMJ 365,
12244 (2019).
25. Doja, A. & Roberts, W. Immunizations and Autism: A Review of the Literature. Can.
J. Neurol. Sci. J. Can. Sci. Neurol. 33, 341–346 (2006).
26. Hviid, A., Hansen, J. V., Frisch, M. & Melbye, M. Measles, Mumps, Rubella
Vaccination and Autism: A Nationwide Cohort Study. Ann. Intern. Med. 170, 513
(2019).
27. Taylor, L. E., Swerdfeger, A. L. & Eslick, G. D. Vaccines are not Associated with
Autism: An Evidence-based Meta-analysis of Case-control and Cohort Studies. Vaccine
32, 3623–3629 (2014).
28. Bodkin, H. Measles: Half a Million UK Children Unvaccinated Amid Fears of ‘Public
Health Timebomb’. The Telegraph 25 April (2019).
Part I
‘Artefactual’
2
Babies and infants
Age of identification
‘The earlier intervention can begin, the better the outcome.’1
Data from both the USA (e.g. California2) and Europe (e.g. Denmark3), show
that the average and median ages at which childhood autism diagnoses are made
are steadily dropping. However, there are some subtleties in the pattern; for
example, our analysis4 suggested that in England the average age of diagnosis for
the youngest children (0–2 years) went up marginally between 1998 and 2018,
perhaps because of increased demand for diagnoses and long waiting times.
Claims for identification of pre-symptomatic predictors of autism are now
being made for very young babies.5, 6 Using brain imaging, one group has noted
autism-specific ‘features’ in six-month-old babies,7 while another, which received
world-wide media attention, used eye-tracking technology to identify subtle
differences in the way affected babies responded to visual prompts:8 ‘Autism can
be identified in babies as young as two months, early research suggests’.9 Studies
such as these, and others, are used to define infants ‘at risk’ of autism. To be ‘at
risk’ is to be in danger of falling outside the statistical norm – a state requiring
expert advice, intervention, parental regulation and surveillance.
The narrative of earlier-is-better (EIB) transcends autism to pervade child
psychiatry, education and infant development and beyond: dementia, diabetes and hypertension spring to mind as examples of ways in which medicine
has extended its jurisdiction.10 Identifying potential early signs and signals of
autism makes earlier diagnosis, detection and intervention possible. However,
although the evidence base is regularly reviewed, the evidence that earlier intervention results in more successful outcomes for the child is poor.11, 12 A recent
UK review of evidence on screening infants for autism, conducted in 2011,
concluded:
•
•
•
•
Diagnoses of very young children may not be stable.
Current screening tools are insufficiently sensitive and may not be accepted
by a significant proportion of parents.
The outcomes of interventions are variable.
It is not known if short-term improvements continue in the long term.13
32 ‘Artefactual’
Baby-sibs
The collection of studies known as ‘baby-sibs’ research gives ‘at-risk’ status to
new-born and unborn children who have siblings with autism.14 At-risk status
is given because autism is heritable and geneticised.15–18 Sharing a genomic profile with autistic siblings, that is, being a sibling of someone with autism, therefore puts you at risk of autism. Estimates of the extent of familial heritability
over 40 years ago were that around 90% of variance in autistic traits is attributable to inherited factors,19 whereas today around 50% of variance is attributed to
inherited factors.20
These two types of identification of the youngest children (an autism diagnosis in babyhood and the ‘at-risk’ status given to babies and unborn children) are related but distinct processes. Earlier autism diagnosis has consistently
been associated with more severe autism and more severe impairment.21–26 In
childhood studies, the factors associated with an earlier diagnosis include greater
language delay, need for a greater degree of support, more cognitive and intellectual disability, greater parental concern, an autism (as opposed to Asperger’s)
diagnosis and the severity of autistic beahviours.21–26 The picture is one in which
more severe autism is more obvious, therefore is picked up earlier in a child’s life.
Put simply, babies with more extreme neurodevelopmental difference are, and
were before 1990, easier to spot.
A raft of EIB studies tells the story of how the earlier a child can be recognised,
the more effective early intervention is, and so it must be brought into place.27–30
The longer diagnosis is delayed, the greater the chances of missing a critical
developmental period.22 Once this window is missed, brain plasticity is lost and
interventions may be ineffective.
At-risk babies (such as baby siblings, through their shared inheritance of a
genetic predisposition) may be anywhere in the broad autism phenotype, which
includes sub-clinical (milder) levels of autistic traits.31 Baby-sibs studies look for
early indicators of autism but necessarily include children who go on to develop
milder, and in some cases, few or zero, autistic traits. Many but not all, baby-sibs
studies follow up on later autism diagnosis.
Precursor signs of autism in infants, which have been deduced from babysibs and retrospective studies, can be loosely divided into behavioural signs,
genetic predisposition and neurological differences. Behaviours include types
of movements or lack of motor skills, imitation impairments, lack of physical
exploration of objects in the environment with less object manipulation32 and
lack of joint attention. Many studies identify abnormal movement as a precursor, including gross motor, fine motor and postural control28, 33–36 and babies’
head lag.37
The larger catchment of ‘at risk’ of, as opposed to diagnosed with, autism
presumably results in some studies widening the net of potential early signs of
autism gleaned from siblings’ behaviours and abilities. An aspect that is not often
dwelled on is that a researcher denoting a baby sibling as ‘at risk’ surely makes
an autism diagnosis more likely, not only through relatedness but also if parents
Babies and infants 33
see their baby as being in a proto-autism group. This, one would assume, will
increase the likelihood of referral to a clinic and, once in the clinic, the interpretation of behaviour as autism. At the same time, by defining new signs of precursor
autism using behaviours in the ‘at-risk’ group, all ‘at-risk’ babies’ behaviours start
to be understood as signalling autism. It seems circular: what counts as a specific
‘signifier’ of autism, most often motor difficulties, becomes connected to identification of autism in the group from whom the ‘signifier’ was determined.
Earlier diagnosis and risk
As well as identifying early indicators, autism studies have early diagnosis of
autism as a core objective.38 EIB is most commonly operationalised in intervention research. The assumption is that there is a fixed disorder that is present from
birth, can be correctly identified soon after birth and which intervention will
ameliorate. Advocacy, funding and charity organisations also strongly promote
earlier diagnosis; for example, Autistica’s report, One in a Hundred, emphasises
the importance of diagnosis at the youngest possible age.39 This report is typical of policy guidelines in higher-income countries but the rhetoric of early
diagnosis is also visible in narratives aimed at broader publics. In the USA, five
million coffee cups were released by Starbucks in a campaign aimed at raising
the profile of autism, put together by the founder of the charity Autism Speaks
(Figure 2.1).
In an inspired analysis, Anne McGuire argued the Coffee Cup casts the nonnormatively developing child as non-valuable and perhaps even non-viable in a
market-driven economy (of Starbucks).40 Certainly, this widely distributed declaration contributed to the cultural recognition of autism as a threat, something
to be dreaded and something to be identified (by parents’ surveillance) as early
as possible so that it can be fixed. And the younger the better. It also invokes a
moral obligation for parents to monitor their children, if they wish to qualify as
good parents.
The Coffee Cup uses non-gender-specific language. Despite this, it is interpretable as an exhortation to good mothering. The word ‘parent’ is gender-blind
and obliterates oppressive imbalances in the roles and experience of mothers by
Figure 2.1 The Coffee Cup example: Starbucks Autism Awareness campaign.
34 ‘Artefactual’
using the gender-neutral language of ‘parenting’.41 In autism discourse, ‘parent’
is often a synonym for ‘mother’, because the vast majority of primary carers of
autistic children are mothers. Studies of parental attitudes, parent-rated behaviour
scales and parent-mediated interventions often overwhelmingly rely on mothers
to participate. Good mothering tacitly means offering as much therapy as possible
to the child, at the expense of any other career; Gil Eyal and colleagues42 refers to
this as the ‘vocation’ of autism parenting.
The threat of autism, this framing of risk, prompts anxiety which demands
action. EIB targets the family, in partnership with medical institutions, as the
site of early detection and intervention. Intervention may involve one-to-one
teaching or up to 40 hours of speech, occupational and Applied Behavioural
Analysis (ABA) therapies a week.42 One US survey suggested parents use as many
as 111 different therapies;43 the mean number used at any one time was seven. The
more severe the autism, the more types of treatments parents experimented with.
In her work on attention deficit hyperactivity disorder (ADHD), Singh situates
mothers’ actions in the context of the multiple pressures they feel from so many
sources, such as the Coffee Cup campaign.44 A patriarchal culture that allows
mothers to be culpable of their children’s behaviour, responsible for monitoring
the progress of the child and for ‘doing something’ if autism is detected, is a
driver for the adoption of highly suspect therapies. The neurodiversity movement
(Chapter 4) encourages better choices by situating autism as non-problematic – a
condition that cannot, and perhaps should not, be ‘fixed’.
The moral obligation for mothers to treat, monitor and report to clinicians
is not new;45 through a sociological lens, it is a form of surveillance medicine.46,
47
Surveillance medicine, the screening, monitoring and establishment of early
risk factors, involves monitoring across a whole population, including healthy
people.46 Sociologists such as Ulrich Beck have pointed to a ‘politics of anxiety’ in
the risk society.48 David Armstrong writes about how infants were the first population to be scrutinised and surveyed for potential risks to normal childhood, such
as being of a height and weight that fall outside statistical norms.46
Concepts of surveillance draw on Michel Foucault’s work, particularly his
book Discipline and Punish,49 in which he describes how people are monitored,
understood and regulated via institutions, which for babies include nurseries,
research institutes, health visits and baby clinics. Foucault describes how people
are first trained and observed in institutional settings to produce knowledge
about disciplinary norms (for example, the observation of babies in maternity
hospitals that produces knowledge about paediatrics, or the knowledge production of baby-sibs studies) and subsequently populations become monitored and
subject to regulatory controls. Screening and surveillance therefore promote
framing and recognition of differences as problems that were formerly not part of
a medical remit. Hence, for good or ill, surveillance fosters medicalisation. The
community is encouraged to monitor others in the community, providing normative standards of behaviour. This community policing and neighbourly surveillance were heightened during the 2020 Covid-19 lockdown to maintain social
and behavioural norms.
Babies and infants 35
Foucault wrote about the historical steps from a past model of external
monitoring and top-down surveillance by powerful actors in the establishment,
such as monarchs and lawyers, to community surveillance that provides a net-like
power structure in which everyone is responsible for upholding normal behaviour, to the inculcation of internalised self-surveillance, the internalisation of
bio-power, so that one comes to ‘subjectivise’ oneself and discipline one’s own
body.49 Mothers’ internalisation of vigilance and responsibility for the monitoring
of their child seem to be an example of a relational form of bio-power.
In the case of the Coffee Cup, an exhortation for parents to perform surveillance of their child invokes anxiety, with autism described like a threatening
disease. The Coffee Cup therefore promotes both pathologisation and vigilance
and invokes autism as an object in itself, distant and removed from the individual
person, meaning a person may become alienated from it.50 For Foucault, a condition such as autism is objectified or ‘spatialised’ by its description as an entity that
exists independently of the person (in texts and on coffee cups, etc.). Diagnosis
locates autism in a second space, the brain, but autism also requires a third space,
the social realm, because it is rendered in interaction. According to Foucault,
‘truth’ is produced through these levels of spatialisation, exercised by the professional gaze.51 Once objectified, autism (or any condition) is subject to discipline,
and through its control, subjection leads to the subjectification of people who are
diagnosed. Although young children may not be able to resist this, adults can – a
topic I will return to in Chapter 4. But Foucault was a master of the rhetorical
device; others see power dynamics very differently, with less sinister overtones.
A similar rhetorical device to that of the Coffee Cup (risk, threat, requiring
action) appears in most medical funding applications that try to identify early signs
of autism. Research into either biomarkers or behavioural markers in infancy usually starts with a statement about autism’s terrible impact on personal outcomes,
families and the economy. Autism is often positioned as an object that is thoroughly bad news, the threat of which provokes anxiety and should be eliminated
as early as possible.
Selective interpretation of data justifies the use of language to back up the
EIB story, such as Green and colleagues’ study of intervention for at-risk babies
in which parents delivered the intervention.52 Results were described as ‘encouraging’ despite there being no significant improvement in the primary outcome
(attentiveness to parent); indeed, a few babies had a worse outcome. The abstract
describes first how ‘point estimates suggest the intervention increased the primary
outcome of infant attentiveness’, although qualifies this as ‘including possibilities
ranging from a small negative treatment effect to a strongly positive treatment
effect’ (actually it had a non-significant effect). The positioning and wording of
reporting, in this and other literature, bolster the EIB narrative by accentuating
the positive and diminishing the negative of EIB. Green and colleagues correctly
reported the possibility of a negative outcome but the results were nevertheless
framed as ‘exciting’ in the promise of intervention research.
Another example is a research paper, published in the journal Autism,
that analysed the socio-demographic and child-based factors that predict late
36 ‘Artefactual’
diagnosis.26 The discussion describes how children are at risk of late diagnosis
(after five years old): ‘our understanding of “red flags” for missed diagnosis, that
is early characteristics for children at risk of receiving a late diagnosis’ (my italics).
The phrase ‘red flags’ indicates autism is something that should raise an alarm and
being ‘at risk’ of receiving a late diagnosis is troubling.
The Coffee Cup, and other forms of the EIB narrative, exhorts parents (specifically mothers) to perform surveillance and early childhood monitoring, to report
proto-autism behaviours and, if possible, to intervene early. This surely leads to
more early referrals and ultimately more diagnoses, contributing, perhaps in a
small way, to autism’s rise.
Caveats to EIB
There is a lack of evidence that diagnosis is stable at younger ages.13 At very
young ages, it is difficult to distinguish an autistic from an allistic (non-autistic)
child, to distinguish a toddler who is not speaking because they may continue to
display traits of autism later in life from a toddler who is a slow developer and will
catch up. Some children grow out of autistic traits: 30% of children who are given
a diagnosis at two years old no longer meet the criteria for an autism spectrum
disorder (ASD) diagnosis at four.53
There is more uncertainty about future trajectories when screening procedures
for autism begin before the child is two.54 Our work followed the trajectories of
two groups of children from two years old to 12; both groups were measured
with comparably severe autistic-type traits at age two. The children in one group
received an autism diagnosis, while those in the other did not.55, 56 At adolescence,
the children without an autism diagnosis were better on a range of outcomes. In
other words, some pre-school-age children who have autistic traits can improve
to sub-clinical levels without having ever been diagnosed or treated. In these
cases, ‘wait and see’ may indeed be the best strategy.
To me, our work underlined that the human child is born in an immature
state and learns adaptive behaviours as they grow. Many behaviours characteristic
of developmental disorders are noticeable in all younger children: hand flapping,
hyperactivity, inattention and motor difficulties are all common in toddlerhood.
Resolving, at a very early stage, who has a lifelong impairment (and what impairment) and who will catch up is extremely difficult. In medical parlance, the specificity of these early signs in predicting autism may be very low, with many false
positives. In a prospective Danish cohort of more than 75,000 children, in infancy
the signs that distinguished autism from intellectual disability were unclear and at
18 months old, the positive predictive values (the probability that subjects with
a positive test truly have autism) were below 10% for both individual predictors
and aggregated risk scores.57
In addition, as children grow up the extent of autistic behaviours tends to
diminish.58 The age effect is illustrated by the seasonal influence on ADHD diagnosis. Summer-born children are more likely to be diagnosed with ADHD; a systematic review showed ADHD is consistently diagnosed more often in children
Babies and infants 37
who are young for their school year (which starts in the autumn in the UK),59
not because they have more ADHD but simply because, relative to their peers,
younger children display more behavioural characteristics of ADHD. Taking a
developmental perspective therefore throws up challenges to the current recommendation for the reduction of age of diagnosis of autism to very young children.
Another counter to EIB is that diagnosis is not a neutral process of identification but shapes how others react to the baby. Given a specific childhood diagnosis,
the people around the child (parents, teachers and clinicians), tend to interpret the
child’s behaviour in the diagnostic frame.60 This may lead to an expectancy bias, in
the classroom for example, that negatively affects outcomes.61–63 Thus, very early
labelling is problematic even if you consider a young baby either categorically has
autism or does not, which is debatable. If the diagnosis is a false positive, those
around the child might look at them through an autism lens; could this not negatively affect their trajectory?
Advocates of early diagnosis, on the other hand, see early identification as
a crucial step to enable access to support and accommodations that benefit all
children; diagnosis opens the gateways to intervention.64 Autism can certainly
act as an explanatory frame for differences in a child’s biological and psychological make-up, which can radically improve the functioning of the family. As we
have seen, autism researchers have emphasised the critical importance of intervening early in autistic children’s lives to give them the best chance of meaningful
communication.
A final caveat is that, despite the overwhelming call for early intervention, systematic reviews suggest research into early interventions is of poor quality and the
effectiveness of early intervention is not proven for children with autism.12 The
rhetoric around early identification is widespread, and therefore should be underpinned by a rigorous evidence base. In fact, randomised controlled trials (RCTs)
on early interventions are rare. One systematic review uncovered a replicated
finding that many children who receive early intensive intervention, across methodologies, do not demonstrate dramatic gains in social, cognitive, adaptive and
educational functioning or autism-specific behaviours.12 A more recent review on
the effects of ABA concluded there is weak or very weak evidence that ABA is a
useful behavioural treatment for some children with autism and none that it alters
core autism symptoms.65
The best that can be concluded is that some interventions improve some areas
of functioning and sometimes improve cognition, in some young autistic children, some of the time. What is not often acknowledged is that early interventions
for autism have high costs both for the children and in terms of parents’ financial
and time commitment. Programmes involving more than 40 hours of intensive
therapy a week may be exhausting for parents (disproportionately mothers) and
children alike.42 The extra parenting work (usually mothering work) is implicitly
expected to be done at home, even though a better outcome is not guaranteed.
Nor is it currently possible for a clinician to confidently recommend a particular
treatment for a particular child. There seems to be a disjunction between the
level of actual evidence for the efficacy of early interventions for autism and what
38 ‘Artefactual’
I would term the rhetoric of early intervention and surveillance that designates
good mothering.
Biomarkers
‘At-risk’ status can also be assigned from the evidence of biomarkers: objective,
biological, measurable differences. For some conditions, biomarkers are physical
attributes such as weight or heart rate; for autism, the biomarkers are usually
neurological or genetic differences.
Some researchers use indices of risk or algorithms that calculate from a combination of biomarkers. For example, for ADHD, a genetic risk profile combines
a number of genetic markers into an overall at-risk-of-ADHD score, a polygenic risk score.66 In this way, researchers increase the predictive power of their
models and, based on a risk index, can calculate a person’s estimated probability
of developing a condition. Considering an at-risk group in this way often gives
access to larger and younger populations than would be possible if only confirmed
cases were considered.
Perhaps the ultimate in baby surveillance is an electronic romper suit that
monitors all aspects of the wearer’s behaviour for ‘warning’ signs. In 2015,
I interviewed a technology expert with many years’ experience of designing computer algorithms to detect mouse movements in the laboratory. He described
his company’s on-going project to design romper suits to be used in the home
to recognise the autism behavioural phenotype and help detect autism.67 This
‘smart’ baby suit has sensors woven into the fabric that monitor the baby’s heart
rate, respiration, mobility and movement against normal parameters and automatically and securely transmit the data to the researchers’ lab. The design was
commissioned by at-risk-of-autism researchers but perhaps will be rolled out to
the general population. Late development and missed milestones will ring ‘alarm
bells’, raise ‘red flags’ and provide the required ‘early warnings’.
For many years, there has been a push to detect biomarkers of autism because,
as some argue, a biomarker is considered to be a more objective measure, and
potentially a better mechanism of identification, than behavioural clinical
assessments68 which are subjective and dependent on the settings in which they
are recorded. Plausible biomarkers for autism are measures such as brain circumference, genetic profile or a particular pattern of activity in the brain during
a certain task, normally revealed by magnetic resonance imaging (MRI), but
studies have identified many others.69 Some scientists have advocated the fusing
of behavioural definitions with biological, particularly neurological, indicators,
for all psychiatric classes.70 Perhaps, neither is ‘better’; just different. Publicising,
operationalising or adjusting either definitions or indicators will both influence
our understanding of the autism category and alter who is in it. Autism is partly
a product of how it is measured and identified.
In medical discourse, ethical arguments regarding ‘at-risk’ status are often
founded on the notion of false positives. Statements about diagnosis and at-risk
status use terms such as inaccuracy, misdiagnosis, false positive and validity. In this
Babies and infants 39
language, being named at-risk-of-autism may not accurately reflect your status
(you may be a false positive), leading to misdiagnosis and raising questions about
the validity of the at-risk category. These terms confer notions of ‘truth’, ‘fact’
and an ‘objectivity’ to be striven for. Again, these words assume there is a true
fixed autism to be measured against and that conferring at-risk status does not in
itself shape how we understand and define autism, how often we refer for autism
and how deeming babies at risk could alter their developmental trajectory.
To take an example, let’s say a neuro-marker is discovered, for example
differences in white-matter tracts,69 that forms a biomarker to identify autism.
The at-risk group of babies thus identified will be a slightly different bunch to the
babies identified as at risk by their behaviours, such as head lag. In this hypothetical example, publicising the neuro-work leads to understandings of autism as a
neural condition (the white-matter tract difference). Atypical white-matter tract
at-risk babies are more likely to be referred and diagnosed. Thus, the net effect
of finding biomarkers contributes to what being ‘at risk’ of autism looks like, and
who qualifies as having autism may be very slightly reshaped.
Although biomarker results are frequently described as ‘promising’, they are
not often replicated or applicable to the whole spectrum. However, the search
for genetic markers for autism has revealed some very useful markers of rare
syndromes, for example Williams syndrome. The genetics of autism are complex,
with different genetic sub-profiles that involve multi-faceted interactions with the
environment.71–73 Because what is diagnosable as autism is a slowly moving target,
the search for a fixed set of biomarkers against which to compare is like having
moving goalposts; it may be better to search for sub-groups across the spectrum.
The latest iteration of the Diagnostic and Statistical Manual of Mental Disorders
(DSM-5) has dropped the distinction between Asperger’s disorder and autistic
disorder but acknowledges differences within the autism spectrum, which is now
stratified by the severity both of social communication impairment and restricted
and repetitive patterns of behaviour, and with and without co-occurring intellectual disability. In DSM-5 the autism spectrum is also codified by known genetic
conditions, biomarkers, although only a small percentage of cases have known
genetic markers.
Despite the move towards sub-grouping, there is still investment in discovering
the genetics of autism across the whole spectrum. Some research groups aspire to
create a genetic test for autism that could be administered before birth, and some
commercial laboratories offer parents a non-invasive pre-natal test they claim can
screen for mutations in a range of genes, including some related to autism.74 This
claim has provoked an outraged reaction from the autistic community. In 2005,
the autistic activist Meg Evans created the Autistic Genocide Clock as part of her
Star Trek fanfiction website, Ventura33. Evans became mobilised after joining
the autistic forum, Aspergia, and later the chatroom Aspies for Freedom, founded
by Amy and Gareth Nelson, who also published a declaration that autistic people
should be recognised as a minority group.75 The Autism Genocide Clock was a
ten-year countdown in the image of a clock; it responded to and resisted a pronouncement in 2005 that genetic research on autism could lead to a genetic test
40 ‘Artefactual’
within ten years. Evans’s point was that a pre-natal genetic test for autism could
lead to abortions of foetuses that test positive for autism – in her view, a form of
genocide. Writing in a collection of stories about autistic activists released as part
of our Exploring Diagnosis project,76 she described her timer clock as a reaction
to autism discourse that, as she puts it, says ‘the world should not have autistic
people in it’. Evans took the clock down in 2011.
Certainly, the work towards pre-natal testing positions autism as a suitable
rationale for abortion. Presumably such a test would be accompanied by genetic
counselling for parents who chose to take it, to support them to decide whether
to abort a baby with autism. Having been through such a scenario myself (when
I was pregnant, my daughter screened positive for being at risk of Edwards’s
syndrome; it turned out to be a false positive), I know both how stressful this
process can be for parents, and how powerful and potentially life changing the
medical concepts can be in practice.
Evans’s argument parallels those made by members of the disability rights
movement, that pre-natal genetic tests are a form of eugenics, leading towards
the elimination of people like them, and that allowing abortion on the grounds of
disability is discriminatory.77 Others argue quality of life is important to consider.
Edward’s syndrome leaves babies with heart, respiratory, kidney and gastrointestinal conditions, with 87% dying before one year old. The Autistic Genocide
Clock illustrated the tension between a newer progressive, affirmative model of
autism-as-identity and an older model of severe autism with co-morbidity and
complications in a medical frame. Evans’s strong language has parallels with historic resistance to the elimination of other minority groups.78
The twin processes of pushing back age of diagnosis into infancy and defining
infants as ‘at-risk’ may have both contributed to the rise in autism observed in
Chapter 1, if in a minor way. Earlier diagnosis contributes directly as a younger
cohort is eligible for diagnosis. ‘At -risk’ status may contribute indirectly through
widening ‘what counts’ as autism. Yet a more seismic shift in diagnostic practice
occurred at the life stage covered in the next chapter: childhood.
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3
Children
Childhood
Since it was first introduced as a diagnostic class, autism has been thought of
as a disorder of childhood. In higher-income countries, most autism diagnoses
are made when children are between three and ten years old, the early to midchildhood period.1–3 Developmental psychologists tend to approach childhood
as one of a series of pre-determined stages (infancy, childhood, adolescence),
in which developmental milestones such as language acquisition, awareness of
self and the ability to attribute mental states to others occur, milestones that are
recorded as absent or delayed in children with autism. This view of developmental
milestones at fixed stages of development harks back to the Swiss psychologist,
Jean Piaget’s, work in the 1930s, a universalist view that early human life stages
follow the same pattern everywhere and, if not, there is aberrant development.4
Defining what achievements are characteristic of a given developmental stage
or age band operates in a somewhat context-free model. Talcot Parsons, and
other sociologists of the post-war period, brought the child’s environment to the
fore, introducing the idea of socialisation.5 Socialisation takes place in a child’s
expanding sphere of influence; for tiny babies, the mother; as the maturing
infant’s horizons expand, the family; for children in schools and for adolescents,
peer groups. Resistance, like youth subculture, was often viewed as socialisation
gone wrong. An autistic trait, in this light, is the inability to be socialised or to
grasp rules inculcated through socialisation.
Madeleine Leonard gives a historical account of the sociology of childhood.4
She describes how, in the 1980s, the top-down idea of children as passive sponges
soaking up social messages was challenged by sociologists. They countered that
childhood is itself a construct, in which the child influences all aspects of their
environment as well as being influenced by it;5 the everyday lives of children
should be the focus of research, not just the ‘deviance’ of developmental psychopathology.6 She describes how schools were painted by neo-Marxists as places to
learn the value of oneself in terms of being a future productive worker and to be
taught that ‘people who work with brains are paid more and valued more than
people who work with hands’. That is, schools are sites of children’s socialisation,
places that instil and establish inequalities.
46 ‘Artefactual’
The concept of autism as a category has radically shifted in the same time
span as these revisions to our ideas about childhood. Originally described in
1943, autism was thought of as a form of child schizophrenia throughout the
1960s and 1970s. The third edition of the Diagnostic and Statistical Manual of
Mental Disorders (DSM-III), published in 1980, established autism as a separate
diagnosis and described it as a ‘pervasive developmental disorder’, distinct from
schizophrenia. DSM-III was revised in 1987, significantly altering the autism criteria. It broadened the concept of autism by adding a diagnosis (pervasive developmental disorder not otherwise specified, PDD-NOS) at the mild end of the
spectrum and dropping the requirement for onset before 30 months. Both DSM
and the International Classification of Disease (ICD) expanded their definitions
of autism spectrum disorder in the 1990s to include Asperger’s syndrome or
Asperger’s disorder, meaning that children with typical and above-average intellectual ability were included. DSM-IV, released in 1994 and revised in 2000, was
the first edition to categorise autism as a spectrum.
As a consequence, over the last 20 years in high-income countries, there has
been an increased and ongoing application of autism diagnoses to children of
normal and above-average intelligence. In the USA, the modern shift from a predominantly ‘lower-functioning’ autistic child population to a ‘higher-functioning’
one has been documented in a sequential cohort study, published in 2012, of
more than six million children in California.7 This work reported an overall
upward time trend, from 1994 to 2003, for any autism diagnosis. It was striking
that the odds of autism diagnosis were 15 times greater for ‘high-functioning’
children in 2002 compared to 1992, whereas the odds of diagnosis increased only
four-fold for the ‘lower-functioning’ group. Clearly, diagnosis of the group of
children at the higher-functioning end of the spectrum is a driver of the dramatic
rising trend in identification and diagnosis of autism.
A study in Sweden found that children aged seven to 12 years old who
received a diagnosis of autism in 2014 had a 50% lower autism symptom score
than did those diagnosed in 2004, whereas the diagnosis of autism simultaneously increased five-fold. They concluded that less severe autism symptoms have
been required for diagnosis as time has passed.8
Figure 3.1 shows autistic traits in the whole population, including the sub-clinical population called the broad autism phenotype (BAP);9 as already shown, autistic traits are roughly normally distributed.10 The arrows illustrate the threshold
for diagnosis moving to the left over time, and with time, more children included
in the diagnosable tail of the distribution. The key point is that even a minor shift
of threshold for diagnosis to the left, moving less severe cases into the mainstream
‘threshold’ region, means a much bigger jump in the proportion of children who
become ‘diagnosable’. This is because the new bars that are encompassed each
contain a larger percentage of the population, hence the exponential rise in diagnosis. Note, that although the distribution bars are derived from our study,11 the
diagnostic threshold lines are there to illustrate the point and are not based on
any real data.
Children 47
Figure 3.1 Changing boundary for diagnosis in children.
A paper in JAMA Psychiatry, published in 2019, provided a meta-analysis of
studies between 1966 and 2019 and suggests that differences between people
with autism diagnosis and those without have decreased over time, on average.
The constructs the study measured, such as emotion recognition, theory of mind
and brain size, had become nearer to the typical in the diagnosed group, or nearer
the mean values in a population-based histogram. The authors suggested that
changes in the definition of autism, from a narrowly defined and homogeneous
population toward an inclusive and heterogeneous population, may reduce our
capacity to build mechanistic models of the condition.12
Functioning
In medicine, functional impairment refers to limits due to an illness; functions
in their daily lives that people with a disease cannot carry out. For young children with autism, functioning means the ability to carry out everyday tasks,
such as getting dressed, cleaning their teeth, mixing with peers at school, eating,
learning, communicating and taking an active part in family life. For adolescents,
functioning might be indicated by mixing with peers, buying things in shops,
tidying, maintaining personal hygiene and general life skills. Clearly, measuring
functioning is mixed with social norms, particularly the idea of reaching milestones
at certain ages/developmental stages. As level of functioning is adaptive it can’t
really be considered an individual characteristic, because one’s ability to function
is completely dependent on what one is required to do, one’s support and one’s
48 ‘Artefactual’
circumstances.13 There has been debate about the overlap between Asperger’s
disorder and ‘high-functioning autism’; the latter is an informal diagnosis sometimes given in the UK when a child or adult has an average or above-average
intelligence quotient (IQ) and/or is coping reasonably well with life issues such
as housing, school or employment and relationships.14,15 Some in the autistic
community resist the use of terms such as ‘high’ and ‘low’-functioning because
people given the ‘low-functioning’ label are seen as devalued.16
Nevertheless, a child’s functioning is a term and measure widely used in child
psychiatry. In autism research it is particularly used to describe and quantify a
child’s ability to cope with the demands of daily living. We studied the age at
which various autism diagnoses were given in the UK using data from the Avon
Longitudinal Study of Parents And Children (ALSPAC).3 Perhaps unsurprisingly,
we found a markedly older average age of diagnosis for people with a diagnosis
of Asperger’s than those with a diagnosis of infantile autism (Figure 3.2). This
implies (as do other studies) that age of diagnosis of autism in childhood is typically later for the group of children with autism who do not have an intellectual disability (ID). In another study using the same dataset, Colin Steer and
colleagues found the average age of autism diagnosis was lower for children
with more severe autistic traits.10 As noted in Chapter 2, children who have a
lower IQ and very severe autistic behaviour or who do not meet early developmental milestones as expected are probably going to be referred earlier in their
life. Their parents and carers are likely to reach out for medical and educational
help sooner than parents whose children are nearer the threshold, whose intellect is above average and whose language, although it may be idiosyncratic, is
Figure 3.2 The average age of autism diagnosis in the Avon Longitudinal Study of Parents
And Children (ALSPAC) dataset.
Children 49
developed and allows the children to cope in early-years settings, which tend to
be less demanding.
Although there is not a perfect mapping between functioning and IQ, the
inter-relationship between IQ, autism severity, setting, support and demand, all
play a role in determining good functioning.17 Adaptive functioning (how well
one copes or deals with various day-to-day tasks) has been strongly correlated
with IQ in some autism studies, especially in the work of Susana Mouga and
colleagues.18 Their work, in which adaptive functioning has been associated with
cognitive ability, suggests lower IQ means less success in learning to cope with
the demands of everyday life although this does not speak to the quality of life
more generally.18
Children present for diagnosis in later childhood when their behaviours
become problematic as ‘social demands exceed limited capacities’, according to
DSM-5.19 This change may be due to changes in circumstances, such as moving
to a new school.20 Our analysis of attention deficit hyperactivity disorder (ADHD)
diagnoses in the UK showed a distinct spike during the period of transition from
primary to secondary school,21 presumably because parents wanted more support
for their children in the less-supported learning environment of secondary school.
This is reminiscent of the Foucauldian ‘surface of emergence’22 – the field in which
an object first arises. Foucault writes that pre-existing fields, such as family, social
group or school, are always normative to some degree and will have developed a
‘margin of tolerance’ that roughly defines the field of what it considers unacceptable.22 The field may be secondary school, the object is diagnosable autism,
because for an autism diagnosis to be considered there must be a negative impact
on children and their carers; perhaps a child’s behaviour only becomes problematic
in the secondary school environment, where there are more demands. Between
younger childhood, older childhood and adolescent childhood groups, it was in
secondary school-aged children, that we saw the biggest increases in the recording
of new autism diagnosis between 1998 and 2018 (see Figure 4.1).
In another study we conducted, parents reported their autistic children
‘holding it together’ and behaving well at school but, due to the intense effort
needed,23 ‘melting down’ when they returned home. In the threshold region
(Figure 3.2), located at the boundary between sub-clinical and clinical, there
are clearly circumstances that are more difficult (school is more demanding than
home) and consequently children learn to ‘mask’ more. (Masking is the use of rote
or learned behaviours and speech to cover up difficulties with social interaction,
discussed further in Chapter 5.) There seems to be an interaction between biology,
level of functioning, social expectation, masking and diagnosis. The issues of when
and where diagnosis is rendered necessary raise questions about whether autism
can be located in an individual person or only in interaction.
The lobbying and organisation of the various neuro-tribes are partly what
have driven the shift of diagnostic threshold to the left in Figure 3.1, to older
children.24,25 Milder traits before secondary school may not have been considered
diagnosable as an autism spectrum disorder before 1990, but later diagnosis is
arguably a good way for a wider range of older children to access much-needed
50 ‘Artefactual’
support and understanding. Some have argued that, if resources are scarce, the
broader diagnosis may become an issue, because more diagnoses creates greater
pressure on resources in health, education and other services, leading to a displacement of services from those who need them most.26 A counter policy argument
might be to target support for all people who struggle, and want a diagnosis, perhaps deflecting money from areas other than health. In other words, expanding
the services ‘pot’ where there is more diagnosis, rather than leaving the size of
the pot unchanged.
Looping
Looping is the idea that the diagnostic classifications we use to define illness (and
other sorts of categories) can transform the people in the classified populations
and they in turn can transform our understanding of the categories (Figure 3.3).27
Ian Hacking, who writes somewhat rambling but brilliant philosophy papers in
the London Review of Books among other places,27,28 has written about autism
several times. Hacking’s original idea was that looping in diagnosis entails feedback operating through the patient’s and others’ self-awareness and shifts in their
behaviour. The diagnostic category into which patients are grouped leads patients
to reflect on themselves differently and others to treat them in a different way.
Being classified as ‘autistic’ changes how a person acts and how others perceive
them. People familiar with psychology and sociology, especially those familiar
with Howard Becker on labelling theory29 and Robert Merton’s theory of selffulfilling prophecies,30 which sparked more than 50 years of empirical research,31
might suggest Hacking is re-inventing the wheel, or rather the ‘loop’. However,
these theories concern people who are labelled (for example, by diagnosis) and
how diagnostic labels can transform identities and outcomes. Hacking’s looping
covers these aspects but has an additional focus on how the diagnostic category
itself and scientific classification may be transformed by the actions of those who
are labelled (Figure 3.3).
Hacking writes about the concept of ‘human kinds’ in classifications such as
‘autism’. Unlike ‘natural kinds’ (for example, ‘stones’), these are classes that are
themselves altered by the act of classification. Autism, or any other diagnostic
class, is a ‘human kind’, demarcated by its shifting through its classification.32 For
Hacking, looping means that diagnostic categories are ‘moving targets’ and their
Figure 3.3 Hacking’s early ideas about looping.
Children 51
Figure 3.4 Hacking’s later ideas about looping (adapted from Tekin).
reification as static objects is misplaced. There is plenty of highly technical debate
in philosophy about the notions of ‘kinds’, of which I understand little. Luckily,
this is not my concern here.
In later work, Hacking described a more complicated model.28 As configured
by Serife Tekin,33 Hacking’s revised model is less of a loop; rather, all points
influence all others (Figure 3.4). In this model the category (such as autism) is
in a constant flux of remaking through negotiations among scientific experts,
people with autism, parents and professionals – an interplay of social movements,
health institutions and scientific experts that creates and shapes our knowledge,
diagnostic classification and ‘how we view autistic people and ultimately how we
understand autism’.34 One problem with this model is that it puts knowledge
in one homogenous box, begging the question of whose knowledge and whose
understanding. Others have criticised Hacking’s ideas because it is not clear how
much patients’ shifted behaviour and self-awareness might be due to the act of
labelling, how much to the consequences of labelling (such as treatments) and
how much to the progress of the condition.
The review we conducted, which covered all the autism research published in
12 months in high-impact autism-specific journals, provides a candidate looping
effect. We wanted to find out whether most autistic participants who took part
in autism research studies had either an IQ in the normal range or an intellectual
disability. The review included more than 300 autism studies, which together
had recruited more than 100,000 participants with autism. In 75% of the studies,
the average age (Figure 3.5) of participants with autism was under 20 years old,
meaning the majority of autism research was conducted on or with children and
adolescents. Moreover, you will recall (see Introduction, Figure 1) that we found
only a handful of published autism studies from South America or Africa; more
than 95% were from European or anglophone countries.
52 ‘Artefactual’
Figure 3.5 Mean age in years of participants with autism by frequency of study.
Bias and looping
We found that, across all autism studies, only about 6% of participants with
autism had ID; in other words, approximately 94% of people participating in this
sample of autism research did not. If researchers were aiming to create a representative sample of the population with autism according to published prevalence
estimates,35 each study should have had a stratified autism sample, with around
50% of participants with ID. These autism research studies therefore showed a
selection bias against autistic participants with ID.36 This phenomenon has been
documented elsewhere: in the US National Database of Autism Research, which
has 47,400 participants, only 11% have either ID or a borderline ID (an IQ
below 85).
The causes of the ID bias are easy to identify. Research instruments are rarely
designed for people with severe to profound ID, who may not readily understand
research protocols and the potential benefits of participation, making it more difficult to obtain their informed consent to participate. And parents caring for an
autistic child with ID have little time or energy to participate in research. Verbally
fluent participants are easier to recruit for trials and other forms of research; we
estimated the proportion of non- or minimally verbal autistic participants to be
even smaller, just 2% of the pooled sample of participants.
Perhaps the most interesting aspect of our review was the way that the knowledge generated by the studies included was passed on. Ninety per cent of authors
who cited the 300 studies included in our review applied the knowledge generated
to the entire autism spectrum. Even studies that did not include any participants
with ID were cited as if they applied to the entire autism spectrum. Daisy Elliott,
a gifted member of our team, established this by meticulously tracking and
checking citations of the studies we reviewed. Daisy’s findings reflect how busy
Children 53
scientists operate, how science is done, how citations are frequently made after
reading only the paper’s abstract. Her work illustrated how ‘facts’ travel and how
autism knowledge is primarily drawn from participants with specific profiles. It
was clear there were inherent biases in the characteristics of who participated in
published research studies about autism, who they were and where they came
from. To return to looping effects, if the participants were primarily intellectually
able, verbal children and adolescents (I shall call them IVCAs) from high-income,
largely anglophone countries, then this profile underscores the research evidence
base which in turn informs the diagnostic criteria.
Referring to the revised model of looping (Figure 3.4), one way in which diagnostic categories shift over time is through revisions to diagnostic criteria, such
as the DSM and ICD. Revisions are discussed and implemented by work groups,
using an evidence-based approach, assessing the strongest and latest research evidence to determine tweaks to the parameters of the category. Every family of
medical diagnoses has its own specific work group, formed of the most respected
scientific experts in their field, who undertake the highest-impact studies. For
autism, the neurodevelopmental work group that revised the DSM-5 criteria
published in 2013 comprised a band of eminent professors considered to be the
authorities in autism research. This evidence-based process means, in theory, that
the best scientific research-based evidence is used to construct and refine the
diagnostic delineations of disease and disorder. Of course, the experts are also
subject to lobbying from various mobilised tribes, as for any diagnosis.37
In this example, the American Psychiatric Association, which commissions the
DSM, is the institution in Figure 3.4. As research evidence underpins any changes to the
criteria, looping could occur if autistic people with ID are under-represented
in the evidence base, assuming they have differing phenotypic and aetiological
profiles from IVCAs. If IVCAs with autism are over-represented in research
studies, the evidence base will reflect the characteristics of IVCAs and knowledge
about autism will be mostly drawn from IVCA profile. Selection bias will lead to
slight shifts in the definition of the category, as new knowledge and new criteria
consequently emphasise the characteristics of IVCAs. Changes to the classification
of autism, in turn, alter who is eligible for diagnosis. The new shape and boundaries of the category, who it contains, determine who will be eligible to participate in future autism research studies. And so the loop continues (Figure 3.6).
Unlike Hacking’s classic earlier description, this type of looping does not require
a person to alter their behaviour because they are so classified.
This presumed loop (Figure 3.6) could lead to an entrenchment of autism as
a condition most common in children with typical or above-average IQ. As there
are many more children who have typical IQ than those who do not, the net
effect of selection bias on ID loop could be to broaden the pool of children who
are eligible for diagnosis.
The description of autism that encompasses people with above-average IQ has
produced a range of cultural representations in high-income countries, ranging
from children’s television classics such as Sesame Street to the Scandi-noir thriller
The Bridge. Fictional accounts, such as The Curious Incident of the Dog in the
54 ‘Artefactual’
Figure 3.6 Schematic representation of looping effect.
Night-time, have been adapted into hit plays and, in cinema, autistic characters are
common. First-wave autistic autobiographies, such as Donna Williams’s Nobody
Nowhere,38 Temple Grandin’s Emergence39 and Oliver Sacks’s account of their
meeting in An Anthropologist on Mars,40 have led to an explosion in so-called
‘autie-biography’. Through autie-biography, adults without ID have become the
most obvious voices of lived experience. Such works are discussed by Hacking
as a route to access the experience of autism in a new way, leading to a new
type of person.41 And increasingly, these autism stories provide an accessible and
powerful lens to explain differences in adults, as well as in children.
References
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Association with Socioeconomic Status and Family Self-education About Autism?
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2. Mandell, D. S., Novak, M. M. & Zubritsky, C. D. Factors Associated With Age of
Diagnosis Among Children With Autism Spectrum Disorders. Pediatrics 116, 1480–
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3. Russell, G., Ford, T., Steer, C. & Golding, J. Identification of Children with the
Same Level of Impairment as Children on the Autistic Spectrum, and Analysis of their
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PLoS One 5, e12633 (2010).
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Rates and Behavioural Traits of Autism Spectrum Disorders Over Time. BJPsych Open
1(2), 110–115 (2015).
12. Rødgaard, E.-M., Jensen, K., Vergnes, J.-N., Soulières, I. & Mottron, L. Temporal
Changes in Effect Sizes of Studies Comparing Individuals With and Without Autism: A
Meta-analysis. JAMA Psychiatry 76, 1124–1132 (2019).
13. World Health Organization. International Classification of Functioning, Disability
and Health (WHO, 2004).
14. Gillberg, C. Asperger Syndrome and High-functioning Autism. Br. J. Psychiatry 172,
200–209 (1998).
15. Ghaziuddin, M. & Mountain-Kimchi, K. Defining the Intellectual Profile of Asperger
Syndrome: Comparison with High-functioning Autism. J. Autism Dev. Disord. 34,
279–284 (2004).
16. Kapp, S. K. Social Support, Well-being, and Quality of Life Among Individuals on the
Autism Spectrum. Pediatrics 141, S362–S368 (2018).
17. Weitlauf, A. S., Gotham, K. O., Vehorn, A. C. & Warren, Z. E. Brief Report: DSM5 ‘Levels of Support:’ A Comment on Discrepant Conceptualizations of Severity in
ASD. J. Autism Dev. Disord. 44, 471–476 (2014).
18. Mouga, S. et al. Intellectual Profiles in the Autism Spectrum and Other
Neurodevelopmental Disorders. J. Autism Dev. Disord. 46, 2940–2955 (2016).
19. American Psychiatric Association & DSM-5 Task Force. Diagnostic and Statistical
Manual of Mental Disorders: DSM-5 (American Psychiatric Association, 2013).
20. Baird, G., Douglas, H. R., Director, A. & Murphy, M. S. Recognising and Diagnosing
Autism in Children and Young People: Summary of NICE Guidance. BMJ 343
(2011).
21. Russell, A. E., Ford, T. & Russell, G. Barriers and Predictors of Medication Use
for Childhood ADHD: Findings from a UK Population-representative Cohort. Soc.
Psychiatry Psychiatr. Epidemiol. 54, 1555–1564 (2019).
22. Foucault, M. Archaeology of Knowledge (Routledge, 2002).
23. Russell, G. & Norwich, B. Dilemmas, Diagnosis and De-stigmatization: Parental
Perspectives on the Diagnosis of Autism Spectrum Disorders. Clin. Child Psychol.
Psychiatry 17, 229–245 (2012).
24. Eyal, G., Hart, B., Onculer, E., Neta, O. & Rossi, N. The Autism Matrix (Polity, 2010).
25. Waltz, M. Autism: A Social and Medical History (Palgrave Macmillan, 2013).
26. Frances, A. Saving Normal: An Insider’s Revolt Against Out-of-Control Psychiatric
Diagnosis, DSM-5, Big Pharma, and the Medicalization of Ordinary Life (HarperCollins,
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56 ‘Artefactual’
27. Hacking, I. The Looping Effects of Human Kinds. In Causal Cognition (eds. Sperber,
D., Premack, D. & Premack, A. J.) (Oxford University Press, 1996). doi:10.1093/
acprof:oso/9780198524021.001.0001.
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29. Becker, H. S. Outsiders; Studies in the Sociology of Deviance (Free Press of Glencoe,
1963).
30. Merton, R. K. The Self-Fulfilling Prophecy. Antioch Rev. 8, 193–210 (1948).
31. Jussim, L. Self-Fulfilling Prophecies: A Theoretical and Integrative Review. Psychol.
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32. Haslam, N. Looping Effects and the Expanding Concept of Mental Disorder. Off.
J. Ital. Soc. Psychopathol. 22, 4–9 (2016).
33. Tekin, SÇ. The Missing Self in Hacking’s Looping Effects. In Classifying Psychopathology:
Mental Kinds and Natural Kinds (eds. Kincaid, H. & Sullivan, J. A.) 227–256 (MIT
Press, 2014).
34. Hacking, I. Proceedings of the British Academy, Volume 151, 2006 Lectures (British
Academy, 2007).
35. Loomes, R., Hull, L. & Mandy, W. P. L. What is the Male-to-Female Ratio in Autism
Spectrum Disorder? A Systematic Review and Meta-Analysis. J. Am. Acad. Child
Adolesc. Psychiatry 56, 466–474 (2017).
36. Russell, G. et al. Selection Bias on Intellectual Ability in Autism Research: A Crosssectional Review and Meta-analysis. Mol. Autism 10, 9 (2019).
37. Aronowitz, R. A. When do Symptoms Become a Disease? Ann. Intern. Med. 134,
803–808 (2001).
38. Williams, D. Nobody Nowhere: The Extraordinary Autobiography of an Autistic (Avon,
1994).
39. Grandin, T. & Scariano, M. M. Emergence: Labeled Autistic (Warner Books, 1996).
40. Sacks, O. W. An Anthropologist on Mars: Seven Paradoxical Tales (Knopf, 1995).
41. Hacking, I. Autistic Autobiography. Philos. Trans. R. Soc. Lond. B. Biol. Sci. 364,
1467–1473 (2009).
4
Adults
The time trend
Our 2020 analysis of time trend data covered nine million patients registered
in English general practitioner (GP) practices between 1998 and 2018.1 We
compared the trends in diagnosis we derived for pre-school children, primary age
children, adolescents and adults. Figure 4.1 illustrates the relative pace of increase
of diagnosis in adults compared to other groups, showing how the rate of increase
in new autism diagnoses was most rapid in adults. Note that, in Figure 4.1, the
baseline in 1998 is held at the same level for all four groups, although far more
children and adolescents were diagnosed each year than adults. But the graph
well illustrates how the rate of increase in diagnosis was greater for adults than
other groups.
As already noted, In the first and second editions of the Diagnostic and
Statistical Manual of Mental Disorders (DSM I and II), autism was a sub-type of
childhood schizophrenia; it became an independent condition, infantile autism,
in DSM III, published in 1980. As the name implied, autism was then exclusively
a diagnosis of childhood. DSM-III-R, which came out in in 1987, dropped the
requirement that onset should happen before the child was 30 months old, and
in 1994, DSM-IV categorised autism as a spectrum. Adult autism diagnosis is
therefore a relatively new concept and practice.
Diagnostic services
In the UK, The Autism Act (2009) made it a statutory requirement for every local
authority to provide access to diagnosis for adults, with costs provided by central
government, leading to the creation of a national network of adult assessment
services in England in the 2010s.2 The Autism Act was drafted by a coalition
of UK autism charities, led by the National Autistic Society3 and supported by
Cheryl Gillan, a Conservative Member of Parliament.
The Autism Act has a place in history as the first disability-specific Act of
Parliament in the UK. There is no attention deficit hyperactivity disorder
(ADHD) act, no cerebral palsy act, no dementia act. Autism seems to be a particular site of mobilisation, unlike, for example, ADHD. This is partly because
58 ‘Artefactual’
Figure 4.1 Time trend in incidence of new cases in England by age band in primary
care data.
of autism’s long history of professional and parental waves of advocacy (see
Introduction, Figure 2, and multiple texts4–7) which created an infrastructure
of well-established, well-organised charities and advocacy organisations. A cynic
might suggest because there is a well established drug treatment for ADHD it is
in the interests of the pharmacological industry to locate ADHD within a medical framework (see Sergio Sismondo’s seering account of the ghost management
of resistance and advocacy by the pharma industry).8
The emphasis of autism lobbying at that time was on the area of least-met
need: adulthood. In 2009, very few local authorities in England had adult diagnosis services. By spring 2019 almost all (93%) did.9 This reflects Roy Richard
Grinker’s point that rising prevalence estimates inevitably follow an increase in
services, with diagnostic (and possibly therapeutic) service availability influencing
rates of diagnosis.10 Jennie Hayes, while researching for her PhD in the Exploring
Diagnosis team, studied the practice of diagnosing adults in the network of adult
autism assessment services, as well as examining the process of autism diagnosis in
child services. The network of adult autism assessment centres was distinguished
by being founded with the specific task of assessing adults for autism diagnoses.3
Many adults have come forward for referral since 2010; waiting lists are long, up
to four years in some places.11
Hayes’s work, which analysed discussions in multi-disciplinary diagnostic teams, raised the question of whether the institutional requirements
and practices of adult diagnostic services, although founded on the neutral
premise of meeting a need, inadvertently co-constituted a growing demand
for adult autism diagnosis. The presence of adult assessment services gave
oxygen to the idea of a new category of autistic adults. The new network of
services, together with culturally available materials such as autie-biography,
fictional accounts, neurodiversity and so on (Figure 4.2), means adults (and
Adults 59
Figure 4.2 Areas where there has been a rise in activity centred on autism as a diagnostic
category.
the parents of adults living in the parental home) are now far more likely
to consider an autism diagnosis as a possibility for explaining their, or their
offspring’s, experience.
‘Autie-biographers’12–15 are adults with autism who have written about what
autism looks like. Their texts have become prototypical accounts of experience on
the spectrum. In the UK, we heard that many adults who come to clinic directly
cite such stories when seeking an autism diagnosis. UK adults related in particular to the autobiographical accounts of two successful self-proclaimed autistic
people: Greta Thunberg15 and Chris Packham.16 Packham (who co-incidentally
I briefly worked with in a previous life at the BBC’s Natural History Unit) is a
hugely talented naturalist and presenter, may line up clothes in his wardrobe,
yet manages to sustain multiple complex social relationships at work, has a longterm relationship and has been able to nurture his step child into a co-presenting
opportunity, is gifted with language, having been highly articulate for many years
60 ‘Artefactual’
as a forthright spokesperson on the loss of biodiversity, during a very public and
altogether stellar career. These qualities – absolute autonomy, ability to manage
complex relationships, extreme fluency in the spoken word – are very far from
autism pre-1990. Autism has come a long way. Identifying with autie-biographers
like Packham prompts self-identification which may lead to a medical diagnosis,
as Tom Lister noted.17 Autie-biographies help provide the language to style what
it is to be autistic, a vocabulary that, for some adults, begins to constitute what it
means to be autistic.
Autie-biography is just one of many areas of activity that have made autism
culturally accessible (Figure 4.2). Many adults who self-identify as autistic
recognised the signs of autism not via the official DSM-5 criteria but through
the de-stigmatised lay understandings offered by culturally accessible resources.
Lay understandings of what autism is appear to be broader than clinical
understandings. People employing biosocial identities do not passively accept
them but actively construct the biology on which their identity is based.18 The net
effect of autie-biography is that more people who relate to the autie-biographer
opt into the autism community. And they too can then tell their autism stories.
Twenty-five years ago, this possibility did not really exist or at least was not culturally accessible; ten years ago, there was no infrastructure (in the UK) to support
its realisation.
As noted earlier, an autism diagnosis is usually given to adults because they
were not picked up in childhood. Autistic people who have severe neurological
impairments, severe developmental delay, are non-verbal or minimally verbal
and/or need constant care are normally identified in early life. Adults who come
to diagnostic services are most often in the ‘higher-functioning’ group of autistic people, often with less glaring needs.19–24 The earlier the diagnosis is made,
the more likely an autistic person is to have cognitive and severe autistic impairment, and later diagnoses are more likely to come from the ‘threshold’ region
(Figure 3.1). Members of the group identified in adulthood were ‘missed’ as
children partly because their differences were less obvious and partly because,
with time, autism thresholds have crept left in the figure. As adults, the group
has been encompassed as diagnosable, whereas when they were children, years
ago, they may not have qualified. This is not to say such adults do not struggle
with everyday life and face challenges. Some studies suggest adults with higher
intellect are more likely to suffer from mental health issues, such as depression,
than people with lower25 perhaps because of a greater self-awareness and consciousness of a discrepancy between their high intellect and ability to achieve
success in relationships and at work.26 Autism severity has been associated with
fewer bouts of anxiety/depression, lower IQ and smaller number of reciprocal
friendships.27
The group identified at adulthood is formed of people who have managed
school life without a diagnosis of autism. As with the transition to secondary
school, the transition to fulfil society’s expectation of an independent adult
life, and associated decrease in support, may prompt the need for diagnosis
as they or their family seek additional services and support. The adult world
Adults 61
is simply harder to negotiate; workplaces may lack the support offered by the
educational system and families may be unable to provide housing. Adult diagnosis can provide access to services but, more commonly, the adult services in
our studies provided diagnosis but not additional services. Nonetheless, many,
and perhaps most, adults and their parents found their newly minted autism
diagnosis a useful explanatory model for a lifetime of difference: ‘I didn’t fit
in’; ‘there was something a bit different about my behaviour’; ‘I had something wrong with me’; ‘I can always say “Sorry, I have got Asperger syndrome”
… the excuse if you like but excuse is not a very good word … the reason …
the explanation’.28
Hayes’s studies of diagnostic services underlined how medical practices, new
technologies or new infrastructure create, as well as report on, phenomena,
underlining a point made beautifully by Annemarie Mol.29 Therefore the practice of diagnosing autism cannot be separated from the ontological question of
what autism is. As Astrid Schrader puts it, what we know cannot be separated
from the way that we know it.30 Autism is an object of knowledge – it is what we
know – but it is an object partly delineated by the process of knowing it. This
is not in itself problematic but claims that practice, technology or infrastructure are simply the neutral processes of identification that have no impact on the
phenomena of interest are unfounded. Autism is rendered an object through the
process of its identification by health care professionals.31 Hayes goes on to discuss
how clinicians involved in diagnostic decisions were constrained and informed
by institutional demands. Adult diagnostic services exist solely to confer (or not)
an autism diagnosis, so complex behaviours were inevitably reduced to a yes/no
decision, with a cut-off for diagnosis necessarily imposed somewhere in the broad
autism phenotype; giving a diagnosis was metaphorically ‘drawing a line in the
sand’, as one clinician pointed out.31
To be clear, the adults who came to the services all had autistic traits but
the question of whether they did or did not have autism was less clear. Hayes
collected fascinating data, some of which (at the time of writing) she continues
to work on as part of a fellowship.32 Her data reveal clinicians are in a position
of authority – people who, through training and experience, expressed as their
‘feel’ for autism, can decide who has and who does not have autism. What autism
looked like, who could ‘sense’ it and what it signified to the patient were points of
discussion in clinicians’ discussion about diagnosis.33 The strength of the autism
‘signal’ is an important factor in determining diagnostic outcome but deciding
exactly what that signal is returns us to the question of ‘what is autism?’ For
clinicians, this seemed to be negotiable, perhaps due to the uncertainty inherent
in autism’s heterogeneity, its diverse presentation and its aetiological variation –
what Gregory Hollin refers to as autism’s ‘ontological indeterminacy’.34
None of this is to suggest that troubling behaviours – ‘symptoms’ in medical parlance – are not ‘real’ but rather that it is nigh-on impossible to disentangle the assessment process: the ways clinicians determine the diagnostic
story. The processes through which diagnostic stories are constructed from disparate sources of evidence have been extensively researched by other medical
62 ‘Artefactual’
sociologists, including Joanna Latimer,35 who writes about conferring a diagnosis in her ethnographic study of genetic clinics covering dysmorphology. Other
sociological scholars show how clinicians give the impression they are discussing
something objective, something ‘out there’, but, in their discussion of the results
of diagnostic tests, testimony and evidence, become the central narrators of diagnostic stories through structured talk and formal spaces.36
Autism in Adulthood, the first academic journal specific to adults with autism,
was founded in 2018. Its existence shows autism in adulthood now has a strong
research, as well as diagnostic focus. The flow of knowledge and attention toward
the topic of autism in adulthood boosts the processes of self-identification
and lay diagnosis by and of adults. Adults diagnosed with autism often have a
strong autistic identity and many in Europe (particularly the UK), and North
America (particularly the USA), are self-advocates and have mobilised around
the category.
Reasons for mobilisation: the motive
Millions of dollars in funding and investment have been raised on the back of
the tragedy narrative of autism. The 2007 Starbucks Coffee Cups and first-wave
activism often positioned autism as thoroughly bad, something to be eliminated
or cured, a tragedy. The Coffee Cup warning was written by a representative of
Autism Speaks, a bastion of pro-cure parent activists, who used biological causation of autism to deflect from the earlier, damaging, mother blame theories.
Aligned to the Coffee Cup’s dire warnings, the diagnosis of autism as a disorder automatically positions people with autism as people who have something
wrong with them. The current definitions of autism spectrum disorder specify
a range of behavioural ‘deficits’. DSM-5 describes the behavioural traits that
constitute the core symptoms of autism as ‘persistent deficits in social communication and social interaction across multiple contexts’ and ‘restricted, repetitive patterns of behaviour, interests or activities’, which may include ‘hyper- or
hypo-sensitivity or unusual interest in sensory aspects of the environment’.
Social deficits are primary, including ‘deficits in social-emotional reciprocity’,
which include ‘failure of normal back-and-forth conversation’, ‘reduced
sharing of interests, emotions or affect’, ‘poorly integrated verbal or non-verbal
communication’, ‘failure to initiate or respond to social interactions’, ‘lack
of facial expressions’, ‘deficits in developing, maintaining and understanding
relationships’, ‘difficulties adjusting behaviour’ and ‘absence of interest in peers’
(my italics).37, 38
Thus, the definitive medical text basically describes the condition as a collection
of deficits, inevitably damning the person with autism as having something fundamentally amiss: ‘You’ve been officially declared to be this awful dud’, as one of
the participants in our short film series put it.39 Autism, as cast in these autism-astragedy texts, has traditionally been, a highly stigmatised identity.40–42 Stigma, as
a sociological concept, was developed by Erving Goffman in his pioneering book
Stigma: Notes on the Management of a Spoiled Identity.43 Today, both medical and
Adults 63
sociological literatures are rife with studies of stigma and how to combat it. Bruce
Link and Jo Phelan describe a trade-off between treatment benefits of a diagnosis
and effects of stigma, concluding that diagnostic labelling can of itself exert an
independent effect on the rejecting responses of the public.44
In our study of the accounts of adults with an autism diagnosis we heard how
autistic adults experienced autism not as a separate phenomenon but as a core
part of their personality.45 To hear messages reinforcing what they regarded as
their core selves as entirely deficient, broken, damaged and disordered, a condition that should inspire fear and panic, is not helpful. Such messages may be
internalised and damage self-esteem.46 Able autistic adults have been, and have
felt, heavily discriminated against in very tangible social and economic ways, as
well as in interpersonal interaction. Such messages may instead inspire; this group
has been motivated to stage a mobilised fight-back and reclaim the autistic identity as their own, casting it in a much more positive light – a process of resistance
predicted by social identity theory.47
Reasons for mobilisation: the means
Since the 1990s, many autistic adults have had not only the motivation but also
the means to mobilise. These are adults with the ability to use a computer and
the Internet has enabled them to meet and rally in virtual spaces.48 Autistic adults
often have difficulties with face-to-face interaction but their fluency in on-line
spaces has been well documented.48 The impact of the Internet is described by
Judy Singer, a sociologist ‘somewhere on the autistic spectrum’,49 as being akin
to the impact of sign language among the deaf.50
As noted, the group presenting to adult services is likely to have, on average, a
higher IQ and lower support needs than those diagnosed in young childhood.19–24
Alongside them is now the group of children who became eligible for an autism
diagnosis in the 1990s some now grown up into able, computer-literate adults,
even as they faced challenges. Some of them are highly fluent in the visual world
and have no intellectual impairment. The net result is a growing cohort of creative and intelligent Internet-using adults with an autism diagnosis.
In tandem with the growing use of the Internet as a communication tool,
the late 1990s saw a rise in identity-based politics, such as transgender activism,
mad pride and survivor movements. Another parallel trend was the growth in
the neuro-centrist discourse (the tendency to explain people’s behaviour in terms
of the biology or anatomy of their brains).51 Singer adopted the neuro-term to
describe neurodiversity, to her a sub-set of biodiversity, in 1998.49
The parallels between the re-defining of autistic identity through neurodiversity
and other health-based movements redefining theirs is a topic I have looked at
elsewhere with Erica Dyck, a historian of mental health and medicine.52 By the
early 2000s, disability rights, anti-psychiatry and social and medical models were
well established and the political, technological and medical conditions were ripe
for them to be adapted by a cohort of able autistic adults alienated by descriptions
of themselves as broken. The confluence of circumstances enabled the autistic
64 ‘Artefactual’
rights and neurodiversity movements to flourish: autistic adults had the numbers,
the means (access to Internet-enabled computers), the motivation (as a group
they are discriminated against) and the intellectual ability to come together in
virtual spaces to change the landscape of autism.
Autistic activism and the neurodiversity movement
One way the landscape has changed is its encompassing of autism-as-identity or
autistic identity, which is slowly making inroads into the medical bastions and
troubling the notion of autism-as-disorder. Activists want autistic people to be
identified but in an alternative, more holistic and realistic classification that places
increasing emphasis on patient expertise and lived experience.53 This is a core
concept in medical sociology; theorists such as Donna Haraway have been instrumental in replacing old ideas such as ‘non-compliance’ and physicians bending
patients to their will with the concept that everyone’s ‘lay knowledge’ is valued
and contextual.54 People’s beliefs about their health and identity are, in part,
representations of the culture and society in which they live. Autism, and the
way it is understood by different actors, becomes a social mirror that reflects
our world.
The difficulty lies in reconciling the various forms of expertise. Kapp and
colleagues have described the expertise of adults who have lived experience of
autism.55 Clearly, lay expertise is different from lived expertise, which differs from
professional expertise, although a person can have all three. There is a power
imbalance, with the lay forms of expertise being treated as inferior to the professional forms. For this reason, in the Exploring Diagnosis volume edited by Kapp,56
we foregrounded autistic voices. In the face of constructive criticism from Ari
Ne’eman, I dropped off the editorial team, to allow solely autistic editorship and
control. Although giving up my place was at the time painful, stepping back was
undoubtedly for the best. The autistic voices were uninterrupted, able to tell their
own story. And I was free to develop my idea for this book. It was a lesson that
releasing control is sometimes the best contribution you can make.
Lay or lived expertise, according to Beck,57 has a distinct role in setting the
research question of interest. In theory the lay positions are embodied by elected
agents in government, while the role of the professional expert is to advise on
methods and sometimes implement the methods of obtaining these goals. The
aim of apportioning different roles to distinct forms of expertise is to enjoy the
advantages of division of labour while treating each other as equals, as Thomas
Christiano argues in his work on democracy.58 The mobilisation of autistic adults
in the neurodiversity movement is an example of how lay knowledge is influencing the professional medical agenda. As the response to Covid-19 has shown,
there is sometimes a need to defer to scientific experts but also to understand
and critique all forms of expertise and demand transparency in how decisions
are shaped. Otherwise, risk and resistance narratives, both scientific and lay, can
either be used to justify power grabs or become entrenched.
Adults 65
Does a person with lived experience have more authority than other types of
people? Their experience is valid and important, certainly. But people with lived
experience are sometimes the most enthusiastic advocates of abhorrent practices.
For example, 120 million girls and women have been subject to female genital
mutilation (FGM) in Africa, Asia and the Middle East.59 FGM involves cutting
out the external female genitalia of girls in infancy, childhood or adolescence,
resulting in multiple and horrific short- and long-term health issues, including
shock, bleeding, severe pain, pain during intercourse, menstrual problems,
chronic infection, increased risk of problems in childbirth and death.60 In some
regions, FGM is promoted and advocated by grandmothers who have themselves undergone this vicious and oppressive practice, that is, the people with
lived experience. In the context of their lives, grandmothers understand that the
mutilation may protect their granddaughters from early or unplanned pregnancy,
ensures premarital virginity and marital fidelity and increases marriageability.61
Lived experience does not necessarily lead to progressive resistance; it can also
uphold oppressive and damaging norms. Such stories should be heard, and are
valid. But they are not necessarily to be agreed with.
Kapp’s edited volume tells the stories of some of the main autistic players in the
neurodiversity movement. The contributors include Martijn Dekker, who created
InLv, the first autistic-run Internet forum, the late Mel Baggs, who inspired many
with their video blog In My Language,62 a commentary on personhood and what
it means to be excluded, and Ari Ne’eman, who, as president of the Autistic Self
Advocacy Network (ASAN) in 2012, was the primary driver in the lobbying of
the DSM-5 neurodevelopmental working group.53
The history of autistic activism and the neurodiversity movement has been
covered extensively, so I will not dwell on it.7, 8, 63–65 However, two pieces of writing
are worth mentioning: the essays by the autistic pioneer, Jim Sinclair: ‘Don’t
Mourn for Us’ written in 1992–199364 and ‘Why I Dislike “Person First”
Language’, written in 1999.65 Both were republished in 2012–2013. The influence of these twin works has reverberated down the years. ‘Don’t Mourn for
Us’ asked parents to accept children with autism, not treat them as a tragedy; to
enter the child’s world, not normalise and force them into unwanted change.64
In ‘Why I Dislike “Person First” Language’ Sinclair expressed similar sentiments
to the participants in our research: autism was an important aspect of their sense
of self.65
Traditionally, ‘autistic’ was thought to be stigmatising as a derogatory term
because it implied that the person was a problem, rather than had a problem.
Sinclair’s argument in support of person-first language (e.g. ‘autistic adult’)
is that autism was an integral part of who he was, with both challenges and
strengths, not an aspect that he cared to shed or recover from. ‘Autistic’ is equivalent to any other characteristic of a person, such as their sex, gender or sexuality.
Describing a ‘person with autism’ is equivalent to saying ‘person with femaleness’
or ‘person with gayness’ and implies that the gayness or femaleness or autism can
be removed. This, Sinclair argued, cannot be done and nor should one attempt
66 ‘Artefactual’
to do so. ‘Cancerous person’ would never be used; cancer is a life-threatening
disease, whereas autism is not, and should not be conceived as one.
Sinclair was pioneering in his descriptions of being autistic, re-casting autism
as an identity and, by re-framing autism in an affirmative way, hitting a nerve. All
the adult autistic activists I have met use the term ‘autistic’ to describe themselves.
While many older psychiatry journals, such as the Journal of Child Psychology and
Psychiatry, only allow authors to use the descriptor ‘person with autism’, progressive journals such as Autism allow the use of both terms, and in some newer
journals, such as Autism in Adulthood, the use of ‘autistic’ is mandatory. In this
book I use both, which may date the text.
The Internet means adults with autism can communicate over wide geographical spaces and share news. Autism was the banner around which positive collective identities were asserted and from which the identity politics of
the neurodiversity movement emerged.66–71 ‘Neurodiversity’ implies that neurological difference is an inherent and valuable part of human variation, not a pathology. The neurodiversity movement advocates de-medicalisation, as its intention
is to class deviant (neurodivergent) behaviour as a normal human framework, not
a diagnosable condition. However, at the same time, many of the autistic activists
who founded the neurodiversity movement advocate for increased access to diagnosis, as diagnosis brings services, accommodations, identity and rights.
Kapp and I conducted an analysis of autistic adults’ responses to the question
‘What is neurodiversity, in your own words?’, originally posed in a study Kapp
co-led with Kristen Gillespie Lynch.55 We found that the data largely mapped
on to definitions autistic adults in the movement have given. For example, Nick
Walker described the neurodiversity movement as encompassing both human
biological differences in cognition, brains and genes, while also serving as an
activist device for change, promoting the acceptance and inclusion of autistic and
other neurodivergent people.72
Collective identity based on shared biological difference is arguably a form of
Paul Rabinow’s ‘biosociality’73 or Nikolas Rose and Carlos Novas’s ‘biological
citizenship’.74 These ideas incorporate neurodivergent and autistic as an identity
for adults who either have a diagnosis or self-identify, a phenomenon described
at length by autistic activists and others.75–78 Francisco Ortega has called the
business of emphasising autism as brain-based the practice of ‘cerebralising’ or
‘neurologisation’, understanding autism (or any condition) in terms of differences
in brain ‘wiring’ or structure.79 An over-emphasis on a brain-based model tends to
de-emphasise developmental and social influences. I covered this, and other major
critiques of the neurodiversity movement, in a chapter for Kapp’s collection.80
Some have argued that the higher-functioning autistic men who have dominated
the neurodiversity movement represent those who least need help.80 Focusing
attention on the brain can also underplay other physiological issues; epilepsy
is clearly neurological but co-morbidities such as gastro-intestinal problems, endocrine, metabolic and motor difficulties are de-emphasised. One of the criticisms
of the movement is that it pays rather little attention to the problems arising from
these co-occurring ‘specifiers’ (DSM-5) and it also leads to confusion when some
(parent) advocates call for treatments for autism; often they want to treat the
Adults 67
specifiers/co-morbidities. These semantic problems can lead to category errors
and mutual suspicion between parent advocates and autistic adults.
Critiques notwithstanding, the neurodiversity movement broadly aims to
counter discrimination, stigmatisation and prejudice. People aligned to the
movement have put forward several broad principles:
1. Use identity-first language (‘dyslexic’, not ‘person with dyslexia’). Thus, the
neuro-attribute is re-designated as part of personhood/identity, not framed
as disease.
2. Autism, ADHD and dyslexia and other neurodevelopmental conditions are
best thought of as disabilities, not disorders.
3. Acknowledge the advantages that autism and other neuro-disabilities may
bring: that having extreme neurodivergence may contribute to society in
unexpected and positive ways and that it is therefore important to retain it in
the gene pool, affirming the validity of impairment, in line with the affirmative model of disability.
4. Being autistic, having ADHD, diagnosed or not, is a valid way to be and
neurodivergent people should be included and accepted.
5. The principle of self-determination, encapsulated in the slogan ‘Nothing
about us without us’.81 Autistic and other neurodivergent people claim
expertise by dint of their lived experience. Advocates argue their point of
view must be heard as valid.
6. Children with neuro-disabilities are not problems to be fixed but people to
be understood and supported in a mutually respectful relationship.63
7. The movement is broadly anti-cure but neurodivergent people should have
the right to various supports, including but not limited to facilitated communication, support at school, accommodations and being protected, by the
law, from discrimination.82 Autistic and other neurodivergent people require
respect for their personal integrity, support for special talents and assistance
with tasks they find difficult.63
Thus, the movement places the autism spectrum within the human spectrum, alongside other forms of diversity, including race, gender, sexuality and
their accompanying discourses of rights, freedoms and self-determination.63
Neurodiversity has simultaneously opposed, adopted and co-opted aspects of the
biomedical discourse, using a primarily brain-based understanding. ASAN has
advocated for broadened diagnosis while at the same time opposing a diseaseand solely deficit-based concept of autism. Both activist (autistic-as-identity) and
medical (autism-as-disorder) narratives seem to reify autism in different ways.
Autistic rights activists use the diagnostic category to rally and to underpin rightsbased discourse. Their strong identity has led some autistics to envisage a separatist autistic state, as Joseph Redford wrote in a personal communication, a
fascinating story I was sadly unable to convince the editors to include in the
resulting volume.
One way the movement shaped medical knowledge about autism was ASAN’s
lobbying of the neurodevelopmental work group that prepared the DSM-5
68 ‘Artefactual’
criteria for autism.53 This alliance was a symbiotic partnership that led to tangible changes in the final DSM-5 text. Although one might not think them natural bedfellows, both parties benefitted. The lived experiential expertise of ASAN
lent credibility to and legitimised the efforts of the neurodevelopmental work
group in the eyes of the autism community, benefitting the scientists. At the same
time, the work group provided a successful platform from which autistic activists
could lobby for changes to the diagnostic criteria. Kapp acted as ASAN’s scientific officer, reviewing autism literature while researching for a PhD at UCLA
and using the language of science. In this way ASAN co-opted the scientific discourse and became respected experts, able to converse fluently with the scientists
involved. Their experience is reminiscent of the AIDS activists of the mid-1980s,
who campaigned to be allowed to participate in drug trials.83 Credibility tactics
emerged, in which activist patients familiarised themselves with the language of
science and employed scientific discourse, leading to a successful conclusion.
For some, neurodiversity has a broad definition, encompassing autism, dyslexia,
dyspraxia, dyscalculia, dysgraphia, Tourette’s syndrome, anxiety disorders, obsessive
compulsive disorder, ADHD, cerebral palsy, dementia and depression, although
some operationalise narrower definitions, covering just the autism spectrum.84 Singer
regards neurodiversity as a subset of biodiversity, in the sense that neurodiversity
is as important for a viable culture as biodiversity is for a viable ecosystem.85 She
is sceptical of the categorisation of people (for example, as ‘neurodivergent’),
arguing this will stigmatise the category and become a way to denote ‘the other’. In
autism research, ‘neurotypical’ is often used to describe the dominant ‘other’ – for
example, a control group that does not have autism – although this is inaccurate,
as such groups may contain many neurodiverse people. In this context, the word
‘allistic’, coined by the autism community, is more accurate. Allistic simply means
‘not autistic’, without the impossibility of ‘neurotypical’.
The more progressive term for neurodivergent is perhaps neuro-disability,
which nods to the social model of disability.86 The social model differentiates
between a person’s impairment and the disabling structures and practices they
encounter, which interact to prevent their full participation in society. A person’s
impairment might be paraplegia but their disablement would be caused by lack
of wheelchair access to buildings. Of course, unless one delineates who qualifies
as neurodivergent, one can’t use it as a marker for delivering rights or providing
enhanced access or services. Whether qualification for the group of those who
are neurodivergent should be through a medical diagnosis or self-identification is
unclear. Who it incorporates may be vague because the neurodiversity movement
rose spontaneously, in reaction to what were perceived as oppressive discourses
and practices, not via a top-down doctrine.5
Despite being problematised, the work of neurodiversity activists has had
the net result of reshaping the autism landscape into a more progressive, less
stigmatising form. Autism is no longer seen as a withdrawal or inability to interact
with the world but, rather, a different kind of contact with it. Manuel Castells’s
seminal book, The Power of Identity, describes a resistance identity that challenges
the devaluation and stigmatisation of the group that constructs it and seeks the
Adults 69
Figure 4.3 The looping effect of mobilisation and de-stigmatisation.
transformation of the overall social structure.87 Neurodiversity and autistic identity are forms of resistance to the dominant risk and tragedy discourses about
autism. Activists have worked towards more legislation and increased access to
support; many medical, social and cultural resources that de-stigmatise autism
and reframe autism-as-identity have been produced as a result. This is undeniably very good for autistic people and their self-worth and something we can all
applaud. But there is a consequence: looping.
As autism becomes progressively de-stigmatised, so a more positive autistic
identity is shaped. Subsequently, and in tandem, more adults are likely to selfidentify and many (but not all) will self-refer for diagnostic assessment.17 The
consequence of mobilisation and de-stigmatisation is thus more autism diagnoses. And more autism diagnosis mean more adults acting for de-stigmatisation
(Figure 4.3).
If self-diagnosis is the process through which an adult comes to believe they
are autistic, lay diagnosis is the process through which someone who is not medically qualified tags someone else with a diagnostic label. As diagnosis is technically something only a clinician can administer, some consider that lay diagnosis
is an oxymoron, similar to the term lay expert.88 Many autistic adults prefer the
term self-identification. Thomas Lister studied these twin diagnostic processes
for autism as part of his PhD research.17 He found a lay diagnosis is often conferred by a parent, relative or teacher on a child. Some people with autism even
claimed to have a special ‘autie-dar’ (by analogy with ‘gay-dar’); the ability to
spot another person with autism who has not ‘come out’. Thus, knowing about
autism renders autism visible in others. And autism-as-a-label is easier both to
assign and own when its connotations become more positive.
There are many interventions that aim to combat stigma. Perhaps the best
way to promote de-stigmatisation of health conditions is to harness the power
of resistance engendered by health-based activist collectives, such as the
neurodiversity movement.89 Stigma is a relational process emerging from political
70 ‘Artefactual’
forces of dominance and oppression that maintains and creates relations of
power and control, as it causes ‘some groups to feel devalued and others to feel
they are superior in some way’.89 Many years ago, Pierre Bourdieu argued that
the dominated are taught to accept their lot through cultural hegemony, the
understanding of social hierarchy.90 In a culture in which people with autism,
ADHD and other conditions have traditionally been devalued and have lower
social status, a resistance identity can challenge this narrative through activism.
Anti-stigma efforts can be most effective when they support and bolster existing
activism and grassroots campaigns.89
Since the 1990s, the rise in activity around autism as a diagnostic category
for adults has led to both more diagnosis and a surge in mobilised activity in
the autism rights and neurodiversity movements. It is worth remembering that
autism in adulthood is a new, and escalating, concept. Adults have always had
the type of behaviours that we now understand to lie on the autism spectrum
but understanding autism as a diagnostic option for adults is relatively new. The
founding of a network of services to diagnose adults and the mobilisation of
adult autistic advocates in the neurodiversity movement who claim a progressive autistic identity have created a more de-stigmatised and culturally accessible
narrative about adult autism that has fuelled autism’s rise.
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5
Women on the verge of the
autism spectrum
Autism and women
Autism has long been a condition diagnosed primarily in men. A comprehensive
review of 43 studies published between 1966 and 2008 found four men with
autism to every one woman to be the median ratio.1 For Asperger’s syndrome/
disorder (the categories dropped by the most recent revisions to the fifth edition
of the Diagnostic and Statistical Manual of Mental Disorders (DSM-5) and the
11th edition of the International Classification of Diseases (ICD-11)), the gender
ratio is thought to be higher: Lorna Wing’s famous study estimated 15 men to
one woman.2
The gender ratio seems to interact with intelligence quotient (IQ) and/or
functioning. Most research since the 1990s indicates the male-to-female ratio
for adults with autism increases with IQ.3, 4 An English study found there was
no statistically significant difference in the proportion of adult men and women
with autism and intellectual disability (ID).5 By contrast, there were between
eight and nine men to every one woman in the group that did not have ID.
The study concluded the problem of ‘missed’ diagnosis is particularly acute for
higher-functioning women.
Various reasons for the preponderance of males with autism have been put forward as theories to explain the gender ratio. First, sex-linked genetic differences
mean that females are less likely to inherit autistic traits than males.6 There is also
generally greater variation among males, meaning more men at both extremes
for a range of traits, including intellectual ability,7 maths and reading ability8 and
height. Many diagnosable cognitive difficulties are more common in males; for
example, specific reading delay, hyperactivity, clumsiness, stammering, ID and
Tourette’s syndrome.9 The sex linkage is known as the female protective effect;10
women have two X chromosomes, meaning the inherited genes work in tandem,
whereas men have an XY pair in which the Y chromosomes are unable to modify
the effects of the X chromosomes. Most genetic mutations are by nature recessive; for women (XX), this means mutations are only expressed when the same
mutation occurs in both copies of the X chromosome. Men (XY) lack this protection, meaning a recessive mutation present in the X chromosome is expressed
unconditionally. Hence genetic mutations are expressed more often in men.11
76 ‘Artefactual’
However, if the unequal gender ratio in autism is primarily due to the female
protective effect, we might expect the ratio of inequality to be greater for people
with very low cognitive ability, which is not seen in the data.3, 4
A second proposed reason is that infant boys are more susceptible than baby
girls to many infections,12 some of which may be plausible risk factors for autism
(see Part II). A third suggestion, the ‘extreme male brain’ theory of autism,13
posits autism could partially be caused by the effects of foetal testosterone on
brain development.14 Other early sex-linked hormone exposures could also cause
epigenetic change, altering gene expression in male foetuses more often than
in female.15 It is plausible that a combination of these and other explanations
contributes to the high male-to-female ratio seen in both autism and other
neurodevelopmental conditions.
Since 2010, the four-to-one gender ratio has been questioned, and an
autism narrative has developed around ‘missed’ girls and women; that is, girls
and women who miss out on diagnosis because they are under-recognised.16
Evidence of the missing-ness of women comes from a global systematic review
that analysed 54 studies containing data about more than 50,000 participants
with autism.3 This review found that the male-to-female ratio in participants
with an autism diagnosis (those reaching clinics) was just over four to one,
whereas in population-based studies, the ratio estimates were less, on average
around three to one. The conclusion was that there are more women and girls
with autism than receive a diagnosis or make it to a clinic. Epidemiological
population-based estimates of attention deficit hyperactivity disorder (ADHD)
also tend to give a lower gender ratio than estimates based on clinical data17 and
there is a very similar narrative around the missing diagnosis of women in the
ADHD literature.18
Missing women
At a clinicians’ workshop held in London at the end of 2019, I attended a talk
entitled Women and ASD: Missed Diagnosis and Misdiagnosis, taken from a paper
with a similar name.19 The speaker, a clinical psychologist, posed a question and
immediately answered it herself:
‘Are women with autism missed?’
‘Yes’.
Missing-ness, it is often argued, is important if, through lack of or missed diagnosis, girls and women lose access to crucial services and self-understanding. My
PhD work corroborated the ‘missed’ story: being female was a predictor of lack of
autism diagnosis: we found that boys were more likely to receive a diagnosis than
girls even when levels of their autistic traits were comparable.20 We wondered if
stereotyping autism as ‘male’ (perhaps prompted by the ‘extreme male brain’
theory of autism) might lead to biases in recognition if clinicians, parents and
teachers see autism as primarily a ‘male’ disorder. The male neurodevelopmental
Women on the verge of the autism spectrum
77
stereotype might contribute to girls being less often identified with either autism
or ADHD by their teachers, educational psychologists and even parents. Such
work has reported and maintained a ‘women (chiefly higher-functioning women)
are missed’ narrative that now runs through both autism and ADHD research,
clinical practice and media coverage.19, 21–29
Recent sub-narratives to explain the missed-ness of women
The female autism phenotype
An influential narrative states that able females with autism are particularly underrecognised and have missed out on an autism diagnosis because their autistic
behaviour and autistic traits are different from those of males with autism.21 That
is, there is a ‘female autism phenotype’ (FAP), a set of traits particular to women;
ergo, there is also a male autism phenotype (MAP). In the FAP/MAP model, both
men and women have underlying (biological) autism but their autism is expressed
differently as they grow up due to social, developmental and environmental
factors. Women and girls are missing from the statistics and miss out on diagnosis because the current diagnostic criteria and scales, such as Autism Diagnostic
Observation Schedule (ADOS) and Autism Diagnostic Interview-Revised (ADIr), were developed from earlier concepts of autism that were oriented towards
MAP traits.30 Men and children were preponderant in the samples underpinning
diagnostic scales originally developed in the days of ICD-9/DSM-III.31, 32
If autism is delineated with reference to current diagnostic criteria and if the
criteria of core autism are defined by MAP, autism is MAP. Therefore, FAP is
not autism as we currently define it, but is something else, unless core autism is
re-defined to include FAP, in which case autism becomes FAP + MAP. My point
being that autism is currently defined by behaviour and we decide what that
behaviour is, rather than there being an identifyable biological marker underpinning the word. This idea of FAP seems to be now playing out in UK clinical practice; clinicians in Jennie Hayes’s studies declared that ADOS would not identify
women, therefore ADOS results were over-ruled on the basis that they would not
show FAP and therefore would not be valid for women.33
Scales that specifically recognise FAP are being developed. However, the pilot
version of the Girls’ Questionnaire for Autism Spectrum Conditions (the GSASC)34 – the components of which include ‘lack of gendered behaviour’ and ‘lack
of compliance’ would make any feminist cringe. It includes questions designed to
identify autism in women: preferring boys’ toys (footballs?) to girls’ toys, lacking
interest in fashion or not preferring to look ‘feminine’. One might assume many
girls like football, lack interest in fashion and reject ‘looking feminine’, without
these being a sign of autism. Furthermore, the GS-ASC identifies adolescent
girls’ confusion about their sexuality as a sign of autism. Thus, the scale delivers
a picture in which autism, oppressive gender norms and feminine stereotypes are
unfortunately conflated. The interweaving of what counts as appropriate behaviour according to gender and what counts as autism is clearly challenging to
disentangle.
78 ‘Artefactual’
Masking
A second persuasive narrative is that able women with autism have missed out on
an autism diagnosis because they are able to effectively mask their autism. Highachieving women, it is thought, may be better at hiding their autism by imitating
social interactions.22, 35 ‘Masking’ is generally thought of as the way a person
with autism (or any other social impairment) disguises their underlying ‘true’ self
and passes as socially competent by using rote or learnt behaviours or acting in a
socially acceptable way.
Masking is also known as camouflaging, acting or passing. Each term has
slightly different connotations. The term ‘passing’ has been used by gay rights
activists to describe passing as heterosexual;36 for autism the analogy is ‘passing’
as neurotypical.37 Passing is situationally employed to resist social oppression and
can be considered as a social interaction strategy that is ‘a performance in which
one presents oneself as what one is not’.38
For autistic women, masking also means suppressing in public behaviours
that are characteristic of autism, for example hand flapping or other repetitive
movements. Our work on adults’ experiences of repetitive movements, known
as stimming, found that such movements were frequently suppressed in public,
despite stimming’s helpful function in the regulation of emotions,39 a study
I describe in more depth in a later chapter (Chapter 9). Masking can also involve
the use of rote learning or mimicked behaviours to ‘pass as normal’ in initiating
and maintaining social interactions. In a UK-based study exploring the broad
phenomenon of masking, researchers reported women using masking and other
compensation techniques to pretend to be like other women, as one woman said,
to: ‘put on my best normal’.26 An ability to mask was mediated by how much
energy people felt they could muster at any one time. In some cases, masking is a
learned strategy that becomes almost automatic. In certain social spaces, women
pass using the social and gendered signals that are expected in a given situation,
such as acting sociably, being communicative or empathetic and being socially
engaged at a party.40
The notion of masking behaviours poses problems for both feminist theory
and for clinicians who are attempting to make diagnostic decisions. All women
(and all men) adopt roles to fit into social interactions. All the world’s a stage,
and all women play characters in social spaces, be it mother, interviewee, work
colleague, party guest or friend in the pub. The philosopher Judith Butler, in her
feminist classic Gender Trouble,41 argues that the notion of gender itself is a kind
of improvised performance. How, then, is it possible to differentiate between
autistic masking and a neurotypical (allistic) woman adopting a social role in her
everyday life?
Masking is described in DSM-5 as a way for women and girls to disguise autism,42
and is included as a component of the above-mentioned GQ-ASC scale. Masking
(the ability to read social norms, be adept at fitting in and not have behaviours
that are pervasive across settings) is thus almost the polar opposite of pre-1990
understanding of autism, in which lack of understanding of social norms and the
Women on the verge of the autism spectrum 79
omnipresence of autistic behaviours across settings were indicators. Today, as Hayes
observed, fitting into social expectations (if at a cost and in a limited way), even if
not unique to autism, is interpreted as a sign and used to diagnose autism in practice.43 Butler argues that, if gender is performative, no identity exists behind the
acts that supposedly ‘express’ gender and these acts constitute, rather than express,
the illusion of the underlying stable gender identity.42 Could the same be true for
autism? Could interpretation as masking partially constitute the idea of a stable
underlying autism? When a person is masking, passing for normal in diagnostic
assessment, how can a clinician tell what their version of normal really is?
The idea of masking has caught the imagination of writers on social media,
in women’s magazines and mainstream newspapers and popular broadcasters.44
Popular stories of missed or late-diagnosed autistic women are drawn from firstperson accounts. Most are accounts of women diagnosed late in life who never
realised they were autistic but to whom the diagnosis has been a revelation, with
headlines such as ‘30 years trying to blend in’, ‘It all made sense when we found
out we were autistic’45 or ‘The costs of camouflaging’.46 Such sources serve to
make the masking narrative culturally accessible and available.
Masking was examined in some depth in the British network television programme Are You Autistic?40 The programme featured an experiment in which
four women speed-dated young men. The women were adept at flirting, eye
contact and initiating conversation. All the men they met felt comfortable and
engaged. The men were amazed to learn their dates were autistic. This, we were
told, was evidence of camouflaging or masking in the autistic women, who went
on to describe how the effort to ‘pass’ was draining. Delineation between autistic
and allistic masking was made on the basis of effort and recovery.
Misdiagnosis
A final narrative explaining the missing women contends that, partly because diagnostic criteria and diagnostic scales are geared toward picking up MAP and perhaps partly because autism is stereotyped as a ‘male’ condition, girls and women
with FAP are either totally missed or misdiagnosed with other conditions,19 often
mental health conditions. Co-occurring conditions such as borderline/emotionally unstable personality disorder,47 anxiety48 and eating disorders49 might conceal
autism, or autistic women might be inappropriately labelled and thus never reach
autism clinics.
‘Mis’-diagnosis, however, assumes an autism diagnosis is a fixed constellation
of behavioural traits that does not shift, with a ‘correct’ way of defining it, and
that other psychiatric diagnoses have similarly fixed meanings, hence the mistaken classification. Historically, as different diagnoses go in and out of fashion
and represent different constellations of symptoms, this model seems to be a
red herring,50 because previous diagnoses may have most accurately reflected the
best understandings of women’s difficulties at the time. Only recently has autism
expanded to become an appropriate label for high-achieving women; once identified they are a new type of person as suggested by Hacking.51 In this light,
80 ‘Artefactual’
misdiagnosis is a misnomer. Perhaps the better question about any diagnosis is
not ‘is it correct?’, for that alters with the flux of knowledge, but rather how
useful is the diagnosis? (see Chapter 10).
Our study of autistic women and clinicians’ perspectives
In 2019 and early 2020 I led a final qualitative study of women’s accounts for
Exploring Diagnosis. We gathered data from 31 first-person accounts that were
previously published52 and Jean Harrington, a sociologist, interviewed nine
women (mostly by phone), with post-doc researcher Shelley Norman conducting
follow-up interviews by e-mail due to Covid restrictions. I provided an inductive
(theory-based) coding framework, which I applied together with Norman. With
Harrington, I convened a discussion of masking at a clinician network meeting,
in which approximately 30 clinicians from adult diagnostic services participated.
Most of the women in our interview sample were highly educated (often with
post-graduate qualifications, including several with PhDs and one professor)
and generally high achieving. Most had strongly autistic identities and most had
actively sought an autism diagnosis. This was unsurprising, as our recruitment
and sampling strategy called to those who wanted to write or speak about the
transformative effect of a late diagnosis. All the women wrote or spoke articulately and most of those who gave their relationship status were in long-term
relationships. This sample of women illustrates the difference between the very
modern picture and the pre-1990s’ version of autism, in which typically a diagnosis would be made for a male child with intellectual disability who might be
non-verbal and have severe developmental delay.
We wanted to examine whether, and how, the women operationalised the autistic sub-narratives, to explore clinicians’ perspectives and understand how gender
norms and autism might intersect. More broadly, I wanted to find out what work
an autism diagnosis did for the women, a slightly different focus to that of other
groups.21, 26, 53–55
The preliminary findings showed many of the women felt a deep sense of
alienation and ‘otherness’ before diagnosis, particularly in relation to gendered
expectations. Together, they expressed a feeling that, from a young age, girls have
more social expectations placed on them, and more value is placed on social abilities for women than men. A large proportion felt that, due merely to their sex,
they were expected to conform to a submissive role and take on maternal, homemaking and caring duties. They also projected a feeling that their differences
were highlighted and exacerbated by such gendered expectations. For some, their
female sex left them feeling adrift from typical girls:
Little girls and bigger girls are supposed to chatter and giggle and gossip and
share secrets and have best friends and so on … I didn’t do that. My wiring (the
neurological configuration of crucial parts of my brain) didn’t let me (s7).
I think it’s harder for women, because we’re expected to be more sociable, we’re
expected to fit that gender stereotype. So if you break out of that mould then
Women on the verge of the autism spectrum 81
you’re seen as … I think, well, boys and men can get away with more without
being called odd (J3).
The things other girls did and wanted to talk about held little interest for
me … they wondered what was wrong with me … I am not into clothes or makeup
or shopping, decorating, cooking all the things that seem so very important to
them (S16).
One of the things that being a woman involves is the role of caregiver; the one
who responds to needs, who nurtures … I am aware of the expectation … but
I don’t know what to do about it (S12).
In common with other studies,53 many recounted being told they had something
wrong with them: ‘feeling like you’re wrong, rather than feeling like something’s
wrong’ (V6). The sense of ‘otherness’ was expressed as a feeling of being told
one was not quite right, not fitting in, and so being subject to others’ negative
value judgements:
All my life there was a feeling of isolation … what’s more I was always blamed
for this. People would say ‘if you could just enjoy the things other little girls enjoy,
you would be much happier’ (S23).
The women also said they did not think in the same way or use the same lens as
those around them. This feeling of isolation and lack of being understood was
counteracted by identification as autistic, mediated through the act of autism
diagnosis. The label of autism not only gave them an explanation but also gave
others a way to make their differences acceptable. The diagnosis embellished
an ‘illness narrative’ (a term from medical sociology) through which to
re-interpret their lives.56–59 Diagnosis can be a turning point for framing one’s
own narrative – a form of biographical disruption.60 Diagnosis allows a person to
make sense of their experience and construct their story around it.
For many, though not all, diagnosis gave entry to a sense of place or community in which to understand themselves and their differences. As in a previous
study, diagnosis was ‘experienced by several participants as facilitating transition
from being self-critical to self-compassionate, coupled with an increased sense
of agency’.53 The women experienced a change of identity that enabled greater
acceptance and understanding of their self, positioning autism and its accompanying sub-narratives as an explanation for troubles rather than leading to any
specific medical treatment or accessing of services. The healing power of diagnosis lay in its story telling and its ability to validate and legitimise difference:
[Diagnosis] claimed my right to actually be here, it legitimised it, I suppose or it
created a space that I was entirely entitled to (J8).
It has changed just about everything. It has made it easier for me to forgive
myself for the things I find difficult and mistakes I have made, things that have
gone wrong … it is very helpful in allowing me to frame and contextualise some
of my personality traits, actions and experiences (J11).
82 ‘Artefactual’
Narrative reconstruction involved resistance to normalising ideology. The autism
diagnosis allowed the women to act in ways that might otherwise be unacceptable. It allowed them not to conform:
It’s just liberating and it really takes the pressure off … I can withdraw
from this situation because it’s too much for me and it gives me permission
really. Because without that sort of diagnosis, people just expect me to be one
way (V3).
For these high-achieving women, an autism diagnosis had the effect of substituting a neuro-explanation for what might previously have been seen as their
personal responsibility or failing. In this sense, diagnosis exculpated them from
others’ judgement of not living up to social norms:
It’s made me feel a lot better about myself, definitely … yes, you have these difficulties for this reason, you are not just some kind of oddball, your autistic brain
is different … it explains it, it validates it almost … it’s an actual condition
that I have no control over really, I can’t change how I am (J7).
Diagnosis helped exempt the women from the expectations of traditional female
roles. The liminal nature of these women’s previous experience of being outsiders
was replaced by a sense of relief, and sometimes a confirmed place in the thriving
autistic community.
The missing-ness of women with autism was another topic, which participants
largely related to their experience of going undetected or undiagnosed for a
long time. Experiences were interpreted in the light of FAP and several women
recounted that they were misdiagnosed with mental health conditions, which
they found stigmatising, before settling on what they regarded as the useful, and
correct, autism diagnosis.
There were numerous accounts of masking, styled as acting a role to fit in and
disguise differences that the women felt were innate. They also used words such
as passing, acting, adopting personae or mimicking. UK participants more often
used the notion of ‘masking’ to describe attempts to fit in, remain undetected
as autistic or act in gendered social spaces. This might have been because masking
is named and identified in many culturally accessible narratives in the UK (such as
the Are You Autistic? flirting experiment).
I don’t know how good boys are at masking but I just feel that my camouflaging,
my masking, is brilliant, because I can go into a place and nobody will know
I’m autistic (J4).
For years, I tried desperately to conform and fit in and be one of the gang (S1).
If you’re like me and you’re intelligent enough to memorise what other people do
and try and mask, blend in … you just do it, you’re just pretending to be like
the other people (J5).
Women on the verge of the autism spectrum 83
The women described carefully studying others to develop their masks and how
it took a large amount of energy to put on and wear them, and that they needed
time to recover afterwards. Diagnosis absolved them from having to wear a mask:
With the diagnosis it’s that I’m free of that now because whatever people say is
people judge me, it doesn’t matter any more because officially I don’t have to be
like they expect me to be … it was about a need to be my true self (J3).
The women provided insights that I was not expecting. Regarding parenting,
there was a strong sense of the benefits of being a neurodivergent parent with
a neurodivergent child; they felt able to relate to their children’s perceptions of
the world. Some said their autistic identities led them to reduce the expectations
for their children to be something they were not, to have fewer expectations of
what the child ‘should’ be like, particularly with respect to gendered norms and
milestones. This might allow their children to grow up in a more positive environment than they themselves had experienced.
Interestingly, despite their academic achievements, and being outwardly
perceived as successful, the women often recounted carrying a sense of failure.
This may have been due to internalising, in their youth, the messages of not
fitting in and having something wrong with them. They saw success as having a
personal expense, in terms of the energy it took to continually keep wearing ‘the
mask’ and be accepted. Some women felt that their abilities and strengths in the
academic realm seeded expectations to be socially successful. They felt that others
opined they were capable, so must simply not be trying, socially.
Underscoring earlier points about the situated nature of a need for diagnosis,
some of the women described how profound life changes, such as divorce or
losing a job, had led to the need for diagnosis becoming more pressing, as they
were less supported. Looking at dementia, Baptiste Brossard and Normand
Carpentier showed how perturbations in social networks can lead to diagnosis,
as well as flow from it.61 Bereavement, moving house or losing one’s job may all
prompt the interpretation of troubles (they define ‘troubles’ as social support
interacting with impairment) in a diagnostic frame, prompting diagnosis, often so
as to access additional support. This was true also for several of the parents in one
of my first studies, who described a ‘tipping point’ created by circumstances such
as school transition, that led them to pursue an autism diagnosis for their child.62
Autism needed to be named only in relation to expectation, support received and
social difficulties.
To recap, in common with the FAP study,21 many women felt they did not ‘fit
in’ to the profile of a typical girl or traditional ideas about femininity, and used
their autism diagnosis as an explanation for their differences. Autism diagnosis
had a healing role and provided an explanation for a lifetime of difference, as seen
elsewhere,26, 53 and in other conditions,56, 61 enabled them to disrupt or reposition
their biography and gave a sense of community and belonging. All three subnarratives – missing, masking and misdiagnosis – were operationalised to storify
and interpret experiences.
84 ‘Artefactual’
Clinicians’ perspectives
Conversations with clinicians in adult assessment services about masking and autistic identity led to questions about how the clinicians identified ‘autistic’ masking
(as opposed to everyday gendered and social roles). The clinicians’ responses
elaborated on the question:
Is it the quality of the masking? … Or is it the degree of effort needed and
the exhaustion? … and how are each of these features different to those in
neurotypicals? So do I diagnose a person as ASD [autism spectrum disorder]
if they say they have to have 30 minutes to themselves to calm down when they
get home or should it be 2 hours? Or is time irrelevant and the reasons that
matter – what reasons are we looking for? With all of this so varied depending
on intelligence, self awareness and support levels through life is for me a fascinating question.
(Psychiatrist, 2019)
At a meeting of UK autism adult assessment services in 2019, clinicians described
how they could differentiate autistic masking from gendered and social role play,
because masking behaviours were learnt or scripted. Clinicians also cited the
increased recovery time for masking. Autistic masking might also involve elaborate efforts, for example laborious, perhaps months-long, planning for an event.
Clinicians reported using their judgement and expertise to differentiate between
allistic masking and autistic masking. Allistic people, they said, navigated social
interaction more intuitively, whereas a higher-functioning autistic woman might
adopt a logical approach.
However, some clinicians talked of their exasperation, those ‘heart sink
moments’ when women with strong autistic identities, who clearly were not autistic in the clinicians’ eyes, claimed their autism could not be identified because
‘Yes, I’m socially skilled but I’m masking’. Masking had caused a re-thinking
of what signifies autism. In borderline cases, those ‘on the verge’, in the subclinical, threshold region, clinicians were struggling to identify who ‘really’ had
autism: the problem was ‘how to turn a smudged line into a real one’, as one
psychiatrist put it. The clinicians said that an alternative diagnosis might be more
appropriate, as other mental health conditions also involve masking. I have myself
witnessed my mother increasingly use rote and scripted social conversation to
mask her progressing dementia. As she struggles to think of things to say, she
falls back on repeating known patterns of conversation that have served her well
throughout her life. The clinicians pointed out that neurotypical people also ‘act
roles through [a] desire to save face’ and/or fit in. Women’s experience of ‘otherness’, they pointed out, could be due to myriad causes, not only autism; people
who had experienced depression, or trauma, also felt ‘different’. The issue was
where the feeling stemmed from; getting the correct formulation was tricky.
Nevertheless, in diagnostic spaces, both clinicians and clients invoked
masking as evidence of autism in women.33 Diagnostic services require autism
Women on the verge of the autism spectrum 85
to be a recognisable entity that is pervasive across settings. If autism is pervasive, a person cannot have autism in one situation and not in another. Masking
allowed autistic women to behave in a non-autistic way in some contexts but not
in others. For high-achieving women at a fuzzy boundary, the question clinicians
had to answer (due to institutional demands) was if woman X had autism or not.
It takes work to create and maintain a real, defendable boundary between who
has autism and who does not; clinicians occasionally used the masking narrative
to help protect it. Autism sub-narratives were operationalised in clinical practice to
help steer and account for decisions, yet simultaneously questioned outside the
diagnostic space.
The clinicians discussed how autism in adults has become a more positive
identity, making it a preferable diagnosis to, for example, personality disorder.
Autism, they pointed out, is more socially acceptable nowadays than it was in
1990, at least in the UK, which is partly due to de-stigmatisation (see Chapter 4),
including the very public testimony of the healing power of autism diagnosis
in the written testimonies we reviewed.52 The act of de-stigmatising the category meant other women would be more likely to adopt the label in future.
Looping, again.
The clinicians felt deeply uncomfortable about having to ‘police identities’,
questioning whether ‘we really have the right to do this?’ Some of the clients
coming to adult assessment services were convinced of their autism and had
strong autistic identities. Others had equally strong non-autistic identities.
Clinicians recounted instances in which they saw clients who strongly selfidentified as autistic but were not diagnosed, which felt tantamount to denying
the person their identity. Some clinicians had been accused of epistemic violence
by not giving a diagnosis and, in some cases, clients had threatened to kill themselves. ‘We are challenging people’s sense of self’, said one clinician. This was
really a social issue, not a medical one, and not part of their professional role,
they felt.
The Exploring Diagnosis interviews included a woman who self-identified
as autistic who, when a diagnosis was not granted, simply discounted her clinical assessors as wrong. The assessors did not understand autism or masking,
she concluded. A second woman with a strong autistic identity simply shopped
around until she found a clinician in private practice who was prepared to confirm
the diagnosis that she wanted. In some cases, there also seemed to be a level of
performance during assessment: performing autism, almost. This is perhaps not
surprising if they were practised actors; they were performing autism to get the
diagnosis they desired:
You have to go in to the [clinic] and make a sales pitch and it’s got to be convincing or they’re not going to let you do it (J5).
Clinicians described clients who, before assessment, engaged with forums and
academic literature to find out what autism is. They felt clients with a strong
identity did, to some extent, ‘perform autism’ (or not) to achieve the diagnostic
86 ‘Artefactual’
outcome they wanted. We saw similar evidence of performing to achieve the
desired outcome in our 2012 study, in which I interviewed some parents who
were resisting a diagnosis for their child, using ‘engineering’ and ‘spin’ to avoid
a diagnosis:
I’ve coached her to be normal. She appears so much better than she is. I still
believe I could play it any way I wanted to. You could play it so the opposite
way and I absolutely would’ve done if we hadn’t had enough money … If you
actually don’t want your child to be diagnosed as autistic … it’s very difficult
to answer them completely honestly. I think this is semi-subconscious, I didn’t sit
there thinking, ‘I’m going to fake this’ (mother of undiagnosed child).
Stories, especially diagnostic narratives, are not neutral descriptions but themselves
shape the diagnostic categories and help form our interpretations of our own experience. In the last chapter, I referred to the rise of culturally accessible narratives,
anorexia in Japan (mentioned in the previous chapter) being an example, of a
prevailing diagnostic narrative leading girls to newly express their distress through
eating patterns, rather than through other behaviours.63 There are power dynamics
at play in the relative influence of these stories, as David Harper points out:
In mental health services there are a number of stakeholders’ voices which need
to be attended to: professionals of various disciplines; users of services; users’
relatives; care staff; neighbours and so on. A social constructionist position
would acknowledge that there are a variety of stories to be told but, when linked
to a political analysis we must also acknowledge that some stories (e.g. those of
professionals) are more powerful than others (e.g. those of service users). The
decision about how to deal with these stories is a political one.64
Masking, missing-ness and misdiagnosis are discussed ‘in-group’ in texts such
as those we drew on but also in on-line autism chat rooms, where the stories
are iterated, repeated, recognised and reified.65 These virtual meeting spaces and
public accounts not only help members and readers to locate and make meaning
of their own experience but also co-constitute experience with others, providing the tools to experience it differently. The shared stories provide a point of
connection and belonging.65, 66 Locating oneself as autistic, rewriting biography
in the light of diagnosis, is so important for some that it seems to seed a form
of autistic fundamentalism, an unwavering attachment to the belief in autism, a
strong emphasis on in-group and out-group distinctions, accompanied by quasireligious enlightenment: ‘when I got my diagnosis it all made sense’.45 Contrary
views can be experienced as an attack on selfhood or community.67 The situation
is reminiscent of the wider debates around censorship and denial of personhood
that have risen in the trans-exclusionary radical feminist debates and other forms
of identity politics. Such polarisation between who is ‘in’ and who is ‘out’ has
been critiqued as divisive and unhelpful.68
Women on the verge of the autism spectrum 87
Gender and autism
For women, there seems to be an uneasy intersection between gender and
autism. Issues of gender conformity and autism, lack of social conformity and
sexuality seem conflated. An embodiment model, in which gender is performed,
must incorporate hypotheses about initial biological vulnerabilities to autism –
which may be differentially distributed in relation to biological sex – and their
interactions with gender relations.69 Social theorists outline that both hegemonic
masculinity and hegemonic femininity are implicated in, and intersect with, other
systems of inequality, such as disability.70 There are clearly multi-faceted biological, psychological, social and bio-political interactions between autism and
gender.69
Some women, as evidenced by our study, felt pressured to conform to gendered social norms. Masking was one way to conform to such expectations.
A diagnosis of autism provides explanation, exculpation and exemption from
‘deviant’ gendered behaviour, as some of their testimonies witnessed. Obtaining
an autism diagnosis gave relief, as they were thus excused from moral obligations
to perform a typical ‘womanly’ or feminine role: being sociable, making small
talk, caring, putting others’ needs first, and so on.
Setting a ‘new normal’
In the context of their lived experience of the (normative) social rules, the idea of
a person’s ‘normal’ was re-set by diagnosis, to a new autistic normal that was less
demanding, less restrictive and more tolerant of unusual social behaviour. The
re-setting to a ‘new normal’ has been seen in studies of disclosure of diagnosis.71
Disclosure may lead to fewer negative evaluations of a child displaying autistic
behaviour but simultaneously lower people’s expectations.71–73
The notion of a ‘new normal’ for expected behaviour was a phrase used
in the UK and other countries as populations were locked down in response to
the Covid-19 pandemic; new standards of behaviour were supported by shifts
in infrastructure and the emergence of rules about social distancing, staying
at home, on-line meetings, and so on, mostly policed by the community and
through self-surveillance. This has been a shift in population-wide norms and
expectations of behaviour required in response to risk. In contrast, norms that are
shifted by the autistic frame are individualised norms of social conduct and the
autistic frame creates a new normal in which deviant behaviour is more, not less,
tolerated. Anecdotally we have heard that some people with autistic traits relish
the solitude and on-line communication necessitated by lockdown. Perhaps the
shift in population norms has bought one form of autistic cognitive style nearer
the centre. What is considered population-normal can be fluid too.
The political consequence of diagnostic creep (Figure 3.1) into previously
sub-clinical populations, such as high-achieving women and men, remains that
increased diagnosis inadvertently contributes to a ‘shrinking normal’ for the
88 ‘Artefactual’
allistic (non-autistic) group.74 If ‘healthy’ is defined by its opposition to pathological or diagnosable,75 the boundary of what is healthy/normal shrinks as medicalisation expands what can be diagnosed. By adopting exemption via diagnosis,
expanding definitions of illness reconfigure – shrink – the underlying category
of ‘normality’.76 If a woman’s ‘deviance’ or lack of compliance is understood
through exemption via autism diagnosis, conformist behaviour strengthens its
grasp on allistic people; non-traditionally feminine behaviour becomes a sign of
autism, for example, rather than an alternative acceptable form of normal behaviour for women. Diagnostic exemption gives norms the oxygen to tighten their
grip on the shrinking normal. Some women seek a new identity to explain their
personal experiences and difficulties. But an autism diagnosis is only one framework, one lens through which a coherent narrative,58 and sense of relief, can be
found by setting a ‘new’ normal.78 Diagnosis is not the only way to storify a biography as I will discuss in the next chapter.
From the standpoints of diversity or feminism, it might be preferable to widen
the ways all women (indeed, all people) are allowed or expected to behave.
‘Feminine’ traits are not fixed but rather are heavily constructed by social norms
and power relations.78 A more progressive social model would widen what
constitutes ‘deviant’ femaleness; acceptable ways to be a girl should include being
asocial, struggling with small talk, not feeling a nurturing instinct, not adopting
caring roles and finding make-up and shopping uninspiring, with no need for a
diagnosis of disorder. The feminist theorist, Mimi Schippers, writes of hegemonic
femininity, meaning traits such as compliance, nurturing and empathy. These,
she explains, have become associated with female sex, which legitimises men’s
dominance over women when paired with characteristics that supposedly differentiate men and women – such hegemonic masculine traits as assertiveness, physical strength and self-promotion. The women in our study operated a biological
understanding to claim the new autistic normal (in Schippers’s terms, creating a
pariah femininity). In short, many traits various women in our study described as
autistic were non-hegemonically feminine.70
Ideally, we would seek to overturn this system by replacing judgement with
acceptance. But diagnosis is needed when acceptance is lacking. Diagnosis allows
people to accept pariah femininity because it effectively reduces one’s complex
behaviours to facets of one’s brain. By invoking diagnostic exceptionalism, the
range of behaviour considered ‘normal’ in non-diagnosed women is maintained.
Diagnosis therefore reinforces the rules for the majority and shores up gendered
norms and values. The re-working of individual women’s difficulties in ‘fitting in’
to a diagnosable disorder helps them adjust to the conditions that caused their
problems but it does not set the rest of the population free.
The testimony of the women in our study also raised the question of whether
men are equally likely to mask to fit in to traditional masculine roles. Our study
did not include men, so this question is outside my scope. Anecdotally, a trans
male-to-female autistic person reported that their asocial qualities were tolerated
better as a man than as a woman. Possibly, if asocial behaviours are less stigmatised
in men, men either feel less inclined to mask or try to fit in in different ways to
Women on the verge of the autism spectrum 89
Figure 5.1 Percentage increase in incidence of autism diagnosis from 1998 to 2018 by
gender.
women. The study of masking, how it and what else counts as autism, what
counts as feminine and masculine and how this interacts with culture and masking
is a promising area for future research.
Masking, misdiagnosis and the missed-ness of women are now established,
recognised problems in today’s autism landscape but only since the later
twentieth century. Sub-narratives about women with autism not only passively reflect the facts but also have partially constituted the story. They have
contributed to new understandings of autism and how it takes a different form
in women. It seems stories of missing, masking and misdiagnosis are having an
impact. Our analysis of general practitioner (GP) data showed a striking increase
in the diagnosis of women, compared to men, since the early 2000s (Figure 5.1).
(Note that the baseline of 1998 is held at the same level for women and men but
far more men were diagnosed each year; the graph illustrates the pace of increase
of diagnosis of women compared to men.)
I think it is inaccurate to think that women were ‘missed’ in the 1990s, because
the boundaries of autism have moved. The women the clinicians described as
‘on the verge’ would not have been diagnosed then, because concepts of autism
were narrower; autism meant something different. Autism has only recently
become a condition that encompasses fluent, financially independent, successful
women in long-term relationships. Women who may have been considered ‘on
the verge’ in 2010 now qualify for diagnosis.
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Soc. 0, 1–7 (2019).
68. Russell, G. Critiques of the Neurodiversity Movement. In Autistic Community and
the Neurodiversity Movement: Stories from the Frontline (ed. Kapp, S. K.) 287–303
(Springer, 2020). doi:10.1007/978-981-13-8437-0_21.
69. Cheslack-Postava, K. & Jordan-Young, R. M. Autism Spectrum Disorders: Toward a
Gendered Embodiment Model. Soc. Sci. Med. 1982 74, 1667–1674 (2012).
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Hegemony. Theory Soc. 36, 85–102 (2007).
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Diagnostic Disclosure and Increased Autism Knowledge of Peers. Autism 23, 50–59
(2019).
72. Chambres, P., Auxiette, C., Vansingle, C. & Gil, S. Adult Attitudes Toward Behaviors
of a Six-year-old Boy with Autism. J. Autism Dev. Disord. 38, 1320–1327 (2008).
73. White, R. et al. Is Disclosing an Autism Spectrum Disorder in School Associated
with Reduced Stigmatization? Autism 24, 744–754 (2020) doi:10.1177/
1362361319887625.
74. Frances, A. Saving Normal: An Insider’s Revolt Against Out-of-Control Psychiatric
Diagnosis, DSM-5, Big Pharma, and the Medicalization of Ordinary Life (HarperCollins,
2014).
75. Jutel, A. & Nettleton, S. Towards a Sociology of Diagnosis: Reflections and
Opportunities. Soc. Sci. Med. 1982 73, 793–800 (2011).
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Subjectivation. BioSocieties 13, 103–122 (2018).
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Normalcy and the Mundane: Precarious Positions (eds Mallett, R, Ogden, C. A., &
Slater, J.) (University of Chester Press, 2016).
78. Kalof, L. Dilemmas of Femininity: Gender and the Social Construction of Sexual
Imagery. Sociol. Q. 34, 639–651 (1993).
6
Beyond the living
What do Hans Christian Andersen, Steve Jobs and Marie Curie have in common?
They have all been retrospectively diagnosed with autism. Anyone with a
passing interest in autism might have noticed the media flurry accompanying
‘diagnoses’ of dead historical figures, celebrities or fictional characters. This is
psychopathography, the process of retrofitting a mental disorder after someone
has died.1
One reason there are so many excellent candidates for retrospective diagnosis of autism is its current heterogeneity. Autistic traits are hugely varied; it has
become a loose and flexible category that, combined with hazy and elastic interpretations of the historical source evidence (diaries, artefacts, anecdotal accounts,
biographies, and even pottery) makes extra-clinical diagnosis easy to apply.
The retrospective diagnosis of autism illustrates a general enthusiasm for
autism, a diagnostic zeitgeist. Together with Katherine Foxhall,2 we have argued
that retrospective diagnosis tells us little about the person diagnosed and more
about the era the diagnosers live in, and the dominance of diagnostic frameworks.1
The godfather of retrospective autism diagnosis is Michael Fitzgerald, a professor of child and adolescent psychiatry, who has made numerous retrospective
diagnoses of autism in his books. He claims Lewis Carroll, Éamon de Valera, Sir
Keith Joseph, Ramanujan, WB Yeats, Hans Christian Andersen, George Orwell
and even Adolf Hiltler as autistic.3, 4 Other recent examples are Field Marshall
Montgomery (1887–1976), diagnosed by the historian Antony Beevor,5 and the
walker and writer Alfred Wainwright (1907–1991), diagnosed in the biography
by the journalist Richard Else.6
Fitzgerald offers a detailed diagnosis with reference to the philosopher Ludwig
Wittgenstein, who was originally described as on the spectrum by Gillberg.6
Fitzgerald matches descriptions of Wittgenstein’s teaching techniques and
reports of his cold personality with diagnostic criteria, describing philosophy
as Wittgenstein’s special interest, pursued to the exclusion of other activities.7
According to Fitzgerald, Wittgenstein ‘certainly did have a desire to interact with
others in relation to his special interest, philosophy’ but at the same time ‘did
not need philosophical co-workers’ (7 p. 62). This somewhat conflicting account
illustrates the difficulty in pinning down what signifies autism and the difficulty
in diagnosis stemming from an open re-interpretation of a second-hand account.
Beyond the living 95
But this does not mean the diagnosis is incorrect in today’s terms. We can never
know if Wittgenstein would have qualified for an autism diagnosis today, were he
alive, or indeed whether he would have sought one.
Chris Timms criticises the retrospective autism diagnosis as applied to Field
Marshall Montgomery, although he stops short of stating there was no autism as
we know it in Monty’s lifetime.8 Timms suggests Montgomery’s lack of empathy
was typical of a military leader of his time and argues the use of evidence to
diagnose Montgomery as autistic is highly selective and ignores conflicting data.
Montgomery’s diagnostic story gives descriptions of events in his life a meaningful causal framework; in particular, the autism diagnosis provides a narrative
frame to explain and classify Monty’s aberrant social communication and workfocused behaviour.
Popular texts have diagnosed many other historical figures with autism. The
website History’s 30 Most Inspiring People on the Autism Spectrum claims both
celebrities and historical figures, offering a short paragraph of evidence for each
case to support the diagnosis of, among others, Charles Darwin, Stanley Kubrick,
Michelangelo, Mozart, Sir Isaac Newton and the film director Tim Burton (based
on an assessment by his ex-wife, Helena Bonham Carter). The wide range of signs
and indicators cited as evidence by the diagnosers gives autism a catch-all tinge,
allowing the use of autism as a generic explanation for deviance from a wide range
of norms.
Retrospective diagnosis of autism is also used to provide encouragement and
create inspirational role models for autistic children. The best-selling children’s
book Different Like Me: My Book of Autism Heroes lists Einstein, Warhol,
Kandinsky, Turing, Tesla and Immanuel Kant as on the spectrum.9 By describing
the amazing achievements of the historical figures deemed autistic, the book’s
aim is to inspire and motivate children told they have autism.
Steve Jobs, the founder of Apple, was diagnosed by Michael Forbes Wilcox, an
autistic blogger. Wilcox writes that Jobs did ‘think different’, was often described
as ‘mercurial’ and was creative. According to Wilcox, Jobs was clearly a genius;
he and his kin ‘push the human race forward’. The tentative diagnosis serves to
explain focus, obsessive behaviours and a particular talent in a specific field and
also associates Forbes Wilcox’s own group (people with autism) with the ‘genius’
Jobs. Forbes Wilcox thus highlights autism as a condition to be proud of, one
that confers strengths as well as challenges. Autism is cast as valuable and necessary for the progress of humanity. The green activist Greta Thunberg has similarly
spoken of autism as her ‘superpower’.10
Our work on this topic indicated that traits associated with autism could act
both as strengths and challenges, depending on the circumstances.11 Activists in
the neurodiversity movement continue to cite strengths associated with autism,
including high systemising skills, perfectionism and focus. All are potentially advantageous but only in the right circumstances. As noted in Chapter 4, the idea of psychological traits that bring strengths has underpinned arguments for neurodiversity
as a valuable genetic variation.12 The retrospective diagnosis of famous, talented,
dead people reinforces the idea of autism as a source of self-worth and pride.
96 ‘Artefactual’
The reach of the autism diagnosis has been extrapolated so far back from the
present day (at least in the UK) that it is now inferred in the ancient world via
archaeological finds. A British academic identified autistic traits in the creators
of Palaeolithic cave paintings because of their ‘highly realistic detailed figurative representation, a focus on parts … and a remarkable visual memory … in
common with autism’.13 That autism is now able to stretch back thousands
of years into prehistory and can be identified from artefacts, rather than in an
embodied person, tells us how powerful the concept now is.
Retrospective diagnoses loop and influence the experts, health institutions and
even people’s understandings of themselves and each other (à la Hacking; see
Figure 3.4). In the process of making a retrospective diagnosis, ‘what counts’ as
autism is reformulated and extended to include new signs, for example ‘detailed
figurative representation’, looping back to more imprecise lay understanding of
‘what is autism’ and spreading the use of the term.
The historian, Mathew Smith questions the idea of unchanging fixed categories in psychiatry, showing how diagnosing dead people as having attention
deficit hyperactivity disorder (ADHD) has allowed psychiatry to frame it as a
fixed entity, rooted in biology.14 The diagnosis of the nineteenth-century fictional
character Johnny Head-In-Air provides an example. Johnny was a character in an
illustrated poem created by the German physician Heinrich Hoffmann in 1909.
Despite being entirely fictional, Johnny is routinely cited in ADHD academic
and research literature as an early account of a child with inattentive ADHD:15, 16
As he trudged along to school
It was always Johnny’s rule
To be looking at the sky
And the clouds that floated by;
But what just before him lay,
In his way,
Johnny never thought about;
So that every one cried out—
‘Look at little Johnny there,
Little Johnny Head-in-Air!’17
The function of Johnny’s retrospective ADHD diagnosis is to show it is universal
and has always been around. This may be particularly important for ADHD,
because until recently, ADHD was a somewhat contested diagnosis in the public
gaze, at least in the UK, as it has been a poster child for medicalisation.18–20
This level of scepticism may prompt a defensive reaction from ADHD scientists
who feel the subject of their enquiry is threatened. They therefore pick examples
to demonstrate the universality, stability and unchanging nature of behaviours
that, if seen today, would prompt an ADHD diagnosis. Johnny having ADHD
legitimises ADHD as a category. ADHD is a theory that we use, but it is so useful
in understanding the way nature works that we can almost call it real.
Beyond the living 97
The same legitimising function sometimes applies to those retroactively
claimed as having autism. According to Gernsbacher and his colleagues:21
The phenomenon of autism has existed most likely since the origins of human
society. In retrospect, numerous historical figures … fit autism diagnostic criteria but were not so diagnosed in their day.
The universality of autism through time can be equated with its biological, essential nature. If people with ADHD, and autism, have always existed, these categories are valid constructs. Retrospective diagnoses thus do meaningful work
when operationalised as scientific fact, demonstrating that the diagnostic categories are carving nature at the joints.
Table 6.1 shows how Shea and colleagues – somewhat irreverently – retrospectively diagnosed the characters in AA Milne’s The House at Pooh Corner (1928)
in their article, ‘Pathology in the Hundred Acre Wood: a neurodevelopmental
perspective on A.A. Milne’.22 Christopher Robin has also been rather ironically diagnosed by Cheryl Adams Richkoff23 and MinJae Lee.24 Humorous, and
intended as holiday reading, Shea and colleagues use retrospective diagnosis to
entertain us. But their diagnoses have stuck. The story of Winnie-the-Pooh’s
obsessive compulsive disorder (OCD), Roo’s autism and Tigger’s ADHD have
been replicated in PowerPoint presentations at scientific conferences,25 and
teaching materials in schools, where the diagnoses of Pooh and his friends offer
fluffy, non-threatening ways to introduce and talk about autism, ADHD and OCD
to children.26 In such contexts, however amusing, the diagnoses work to illustrate
Table 6.1 Retrospective diagnoses of characters in Winnie-the-Pooh
Winnie
Tigger
ADHD (inattentive
subtype), obsessive
compulsive
disorder (OCD)
Social anxiety
disorder
Generalised anxiety
disorder
Depression/
dysthymia
ADHD
Owl
Dyslexia
Christopher
Robin
Schizophrenia
Kanga
Piglet
Eeyore
Demonstrates impulsivity; for example, his poorly
thought-out attempts to get honey; obsessive
fixation on honey, which has contributed to his
obesity
Over-protective of her son, Roo; never lets Roo
make his own decisions
Anxious, blushing, flustered, stuttering; anxiety
possibly stems from a crippled self-esteem
Chronic negativism, low energy, never shows
emotions such as joy or excitement
Impulsive sampling of unknown substances such
as honey, haycorns and thistles; climbs tall trees
and acts socially intrusively
Gets his spelling wrong, with letters missing,
swapped around or even written back to front;
has trouble reading
Believes that all the characters in Winnie-the-Pooh
are manifestations of his mood
Note: ADHD, attention deficit hyperactivity disorder.
98 ‘Artefactual’
the psychiatric categories as unwavering and firm. Their use in teaching materials
demonstrates that diagnosable disorders of childhood have existed throughout
history, since they were on AA Milne’s mind, even though the disorders were
unnamed until now. Thus the action of diagnosis has the function of reifying the
diagnostic category. Pooh himself has been diagnosed by one autistic commentator as having autism.27
Childhood diagnoses are now firmly a part of children’s landscape and language; consequently they should be addressed in the classroom. For me, this
diagnostic reading diminishes the innocence and magic of the childhood of
Christopher Robin. Childhood was once about wandering, playing with sticks
and building with dirt.28 Rereading via diagnosis means losing some of the
romance. Piglet should probably be on Prozac, Adams Richkoff points out.23
The Pooh characters’ diagnoses – ‘Tigger has ADHD’ – are knowledge
objects, in social science terms.29 Tigger’s diagnosis now has its own life, used
by generations of ADHD researchers to show ADHD has always been around.
When they encounter hyperactivity, students learn to apply this knowledge to
real-life phenomena and thus Tigger’s diagnosis becomes an agent in creating
knowledge about ADHD.30
What cannot immediately be seen in the classroom (because we are currently
in the midst of the age of diagnosis) is that autism, ADHD and OCD diagnoses
are unlikely to survive unchanged. Historians of the future looking at our era
might examine Tigger and Roo’s diagnoses as quirky artefacts that illustrate how
people back in the old days thought about childhood behaviour and its classification as an attribute of a child. Retrospective diagnosis says more about the
era, and the people doing the diagnosing, than it does about the person being
diagnosed.
Svend Brinkmann has written about how mental health diagnoses comprise
one of several possible explanatory frameworks for a person’s difficulties.31 Other
frameworks include moral, existential, spiritual and political explanations. To
illustrate his ideas, I drew Table 6.2 which gives a range of possible explanations
for an adolescent working in a factory with very low mood.
Brinkmann argues diagnostic narratives often operate at the expense of other
explanations. To take the political example above, many studies have shown that,
as a person who is socio-economically disadvantaged is more likely to suffer very
Table 6.2 Some possible explanatory frames for low mood of adolescent working in factory
Frame
Very low mood due to
Reason
Action
Diagnostic
Moral
Political
Spiritual
Existential
Depressive disorder
Bad karma
Low pay, no prospects
Ancestors angry
Inescapable part of life
Biological imbalance
Immoral actions of self
Unjust society
Spirits not at peace
Normal to suffer at
adolescence
Take anti-depressant
Behave better, atone
Join a union
Present offering, ritual
Do nothing, accept
Beyond the living 99
low mood,32 the argument is that taking an anti-depressant depoliticises and
masks a social justice issue.33
People often draw on multiple narratives, but diagnosis is currently the goto explanation for health troubles or mental difficulties, edging out other possibilities. Furthermore, each frame of understanding moderates how troubles
are experienced. Anthropological studies have shown how women experience
late middle age very differently in Japan to the USA.34 US narratives revolve
around menopause, whereas in more traditional families in Japan the end
of menstruation is not considered significant; in contrast, late middle age is
considered to be women’s prime of life, and the term ‘hot flush’ did not exist
until recently.34 Although hot flushes are very often reported by women in the
USA, they were rarely reported to be experienced by women in rural Japan.34
Experience is thus mediated by how it is named or understood. Similarly, how
a neurological difference is experienced is mediated by how it is named or
understood and the sub-narratives this entails, as discussed in the previous
chapter.
Child and adolescent psychiatrists like the excellent Tamsin Ford have
positioned child mental health as everybody’s business35 through their work
showing that disorders are highly prevalent in school-age children (estimates
suggest one in nine children and adolescents were suffering from a probable mental disorder in the UK in 2017, a rise since 1999 with a further jump
during the Lockdown in response to Covid-19, to one child in six in 202036).
Recognising the widespread nature of mental disorders destigmatises them, but
such work also supplies an accessible language to think about children’s troubles
in a diagnostic, pathological framework. That psychiatric diagnostic language is
an everyday occurrence in the classroom returns us to the Hundred Acre Wood:
that Pooh has autism, and that autism has been lifted by a rising tide of culturally
accessible diagnostic narratives.
None of this is to suggest Tigger does not have ADHD; his ADHD is not
‘invalid’. All knowledge is valid, just situated;37 valid in one situation, located in
our time. The Winnie-the-Pooh diagnoses are well-intentioned ways of talking
about difficult topics to children in an accessible way. They could also be seen
as less benign, as establishing normal childhood ways of being as pathologies.19
Instead of the wonderful thing about Tigger is him having boundless energy and
being tons of fun, circa 2020, there is something amiss with him.
The autism lens
Rosenhan illustrated the diagnostic lens brilliantly in the 1970s’ observational
experiment ‘On being sane in insane places’.38 Rosenhan and his research team
(all of whom were ‘sane’) applied for admissions to psychiatric institutions,
complaining of hearing voices. All were admitted and most were diagnosed with
schizophrenia. The team members documented how, during their hospitalisation,
they reverted to behaving completely normally, yet many of their behaviours,
actions and previous instances in their lives, however commonplace, were treated
100 ‘Artefactual’
as pathological and illuminative of their schizophrenic state,38 according to the
notes taken by the institutional staff. This experiment underlines the tendency to
interpret human social behaviour using a particular diagnostic lens.
What I would call the autism lens is a similar concept to the ‘medical gaze’.39
Medical trainees are taught to interpret bodies and behaviours in terms of their
symptoms, producing the clinicians’ expertise through their ‘gaze’. This lens both
actively constructs and renders pathology visible.40 Once you recognise autism,
you see it everywhere.41
In 2017, we enrolled four commentators on the Autism Diagnostic
Observation Schedule (ADOS) professional training courses for clinicians and
researchers, considered one of the best diagnostic tools to identify autism.42
ADOS is a semi-structured assessment of communication, social interaction and
play (or imaginative use of materials) for people suspected of having autism.43 It is
widely used in diagnostic centres in Europe and North America. Like many other
psychiatric instruments used to measure disorder, ADOS is not free. Training
in, and use of, the tool is a commercial enterprise. Only accredited researchers
and clinicians are allowed on the training course, creating a limited number of
professionals who, after qualifying, ‘officially’ become able to read and decode
who has autism.42 Two of the trainees we funded were autistic activist researchers,
two were parents of children identified as being on the autism spectrum and
one was a clinician noted for his critical perspective. The aim of ADOS is to
observe autistic behaviour and repeatedly be able to rate it against a benchmark
to a similar standard. In my reading of their accounts, ADOS training focused
the autism lens. Training encouraged participants to interpret a child’s videoed
behaviour as autistic, whereas at least one initially read the behaviour as not.42
The hope is that identification enables effective intervention that enables children
to thrive.
On the other hand, autism can become a master status that over-rides
and subsumes other identities and knowledge, trumping them in the eyes
of others. An old friend once bemoaned how he wanted to be known as an
artist rather than a ‘black artist’. Art critics gave his ethnicity master status;
it became the lens through which his every work was assessed. Katherine
Runswick-Cole, a parent scholar, described how her child’s autism label
‘drowns out other stories that might be told about them’.44 The autism lens
of non-autistic others (engendered by the disclosure of her child’s diagnosis)
provides a discursive framework to ‘story a life’. This applies to both the living
and the dead.
Use of the lens can thus be a double-edged sword. More authority is given
to those speaking in the field who have a diagnosis – diagnosis-as-asset, which
can be deployed, can foster resilience,45 but, at the same time, diagnosis, once
disclosed, also undermines people’s activities. The autistic academic, Melanie
Yergeau, writes about her experience of the autism lens:
When my writing lacks transition, it is because I am autistic. When my fingers
twirl in the air, fidgety and tangled in series of rubber bands, it is because I am
Beyond the living 101
autistic. When my eyes dart away or when my sentences grow long, it is because
I am autistic.46
Non-professionals who frequently develop an ‘autism lens’ include adults who
have a diagnosis of autism or an autistic identity or family members of those with
a diagnosis: that is, members of the autism community.47 Adults diagnosed with
autism in adulthood, and parents of autistic children, often educate themselves
extensively about autism and develop a laser-like autism lens, a self-reported
ability to spot autism in others, hence some retrospective diagnosing of dead
people. I witnessed this first hand during my PhD research, when interviewing
parents whose children had received a diagnosis of autism.48 Many of the parents
I interviewed discussed how autism had become visible everywhere since the
autism diagnosis had come on their radar:
We were sat the other day having a meal and there was a family with a quite
young lad and he was chattering away to the parents and Harry and I just
looked at each other and nodded. You kind of recognize it all the time. Watch
things on television and say, ‘That’s Asperger’s definitely’ or autism (parent of
diagnosed child).48
Friends, relatives and casual strangers were now visible (to them) as autistic.
Occasionally, they approached others and offered the opinion that the other
might have autism.
The autism lens could be considered as a mechanism of social contagion –
the spread of information via social relations.49 A key US study showed that
children were more likely to be diagnosed with autism if they lived near other
children diagnosed with autism spectrum disorder (ASD).50 Tom Lister looked
at this process and identified two processes: more passive finding of autism
and more active seeking of autism by autistic adults.41 He observed how the
lens led to ‘lay diagnosis’, which in turn could lead to self-identification and/
or a later referral to a clinic. This is perhaps one mechanism through which
social contagion takes place. The autism lens breeds more identification, more
visibility and more diagnosis; in short, another looping effect potentially contributing to autism’s rise.
Does my dog have autism?
Retrospective diagnosis is just one way the autism label is applied outside the
doctors’ clinic. It shows that autism has become an entity that exists in our minds
even without a living person to express it. Autism is now an idea separated and
dislocated from the human body, neatly illustrated by another practice that has
recently come to attention: diagnosing pets with very human disorders, a process
we dubbed ‘anthropathography’.
There are websites and chatrooms dedicated to this practice. A US-based dog
care site, Wag!, provides a vivid example:
102 ‘Artefactual’
Can Dogs Get Autism?
Yes!
In some dogs who are suffering from autism, repetitive behavior such as incessant tail chasing may be one of the more predominant symptoms. It is possible for
the dog to become aggressive during an episode and care should be taken when
approaching. In others, the condition may result in withdrawn behavior and a
lack of activity. In some dogs, the symptoms may be so mild you don’t notice them
but if you suspect your dog may have autism, you take him or her to your veterinarian for diagnosis.51
If humans display neurodiversity, no doubt so do other mammals. Dogs may or
may not have similar types of neurodiversity. But diversity is not diagnosis! The
diagnosis of autism in dogs relies on several assumptions:
•
•
•
Autism is a category that can be transposed from humans to animals.
The ‘symptoms’ listed have neurological origins and must be present from
birth (indeed, Wag! states ‘present from birth’).
Dog owners should look for neurological explanations for their pets’ aberrant behaviour.
There are many obvious problems with such assumptions, not least that human
social behaviour can be equated with that of dogs, that the linguistic anomalies
characteristic of autism are absent, that repetitive behaviours are instigated by
under-stimulation of captive animals (see Chapter 9) and there is apparently no
developmental aspect to autism-in-dogs. The risk factors that precipitate autismin-dogs, according to Wag! are probably a bitch’s exposure to chemicals or
inappropriate vaccinations during pregnancy.
The cardinal point is the transposition of autism from the human subject. Autism is transported wholesale as an idea. Autism-in-dogs illuminates
the seductive power and reach of autism as a concept, strong enough to be
dislocated from the human subject and survive the leap across the species
boundary intact. Dislocation directly contradicts Sinclair’s experience of autism
as an integral aspect of himself, underpinned by his preference for the use of
person-first language – ‘autistic’ rather than ‘person with autism’ – designed to
prevent dislocation.52
Forms of diagnosis
The different ways to confer a diagnosis have multiplied. The Exploring Diagnosis
team brought together many types of diagnosis beyond the standard medical
diagnosis of the type one would receive in a clinic:
•
•
Pre-diagnosis: identification of a person as being ‘at risk’ of being in a
category
Research diagnosis: identification of a person as having a category by
researchers who measure symptoms and diagnose using a cut-off on a scale
Beyond the living 103
•
•
•
•
•
•
•
Self-diagnosis or self-identification: a person’s identification of themselves as
being in a category
Lay diagnosis: a person without medical training identifies someone else as
having the condition
Pathography: identification of dead person as being in a category
Paleopathography: diagnosis via artefacts or fragments from ancient
civilisations
Psychopathography: diagnosis of a dead person with a psychiatric condition
Fictography (coined by Annemarie Jutel): a fictional person is identified as
being in a category
Anthropathography: a diagnostic category developed in humans is transferred to the diagnosis of another species (for example, diagnosing dogs).
Today, different forms of diagnosis explain much of the current deviance beyond
obvious disease: diagnoses are given for people who are seen to be too determined,
too related, too self-aware, too sad, too bouncy, too aggressive, too frequently
drunk, too stupid, too repetitive and too aloof. As diagnosis became the bestknown, most powerful and dominant way for clinicians to explain deviance from
the statistical norm, diagnostic ways of understanding people and their troubles
have spilled over from being the exclusive domain of clinicians, giving rise to
different types of diagnosis. Parallel practices of diagnosis have arisen, motivated
by different reasons, using medical diagnosis as a frame of reference but adapting
it to the diagnosers’ own ends. The process of diagnosis, whether by clinicians,
lay people, family members or self-identifed, shapes the fabric of the diagnostic
category as well as leading their interpretations of own or others’ experience
through its lens. In the modern context diagnosis, being named as this, or as that,
also very often determines the pathway through care and through institutions.
Eyal and colleagues suggest that autism was shaped in response to deinstitutionalisation and the need to intervene and group children in the therapeutic frame.
So as well as determining a pathway through care, a diagnostic category may be
shaped by the need to delineate a pathway.
If autism has become an entity that can be removed and transposed to unborn
babies, dead people, fictional characters and dogs, what next? Autistic plants?
Autistic machines? Insects with autism? This may not be as far-fetched as it
sounds; ADHD genetics researchers have published world-leading studies on the
genetics of ADHD using hyperactive fruit flies, a well-respected animal model.53
Although autism diagnosis has been rolled out to new populations, I do not
want to suggest that neurological damage or differences are themselves ‘artefactual’; they are not. Part I of this book has not been about there being more
neurodevelopmental difference but about the extension of diagnosis to new
populations. Post 1990, new sections of the human population; infants, intellectually able children, adults, and women have become eligible for autism diagnosis
and inclusion of these new cohorts has directly increased the proportion of the
people in our population with a diagnosis. Through this occurring, autism itself
has been reshaped and reimagined, extending its reach even beyond the grave
104 ‘Artefactual’
and beyond the human. As what is autism has shifted, so has what it means to be
autistic, and the power of diagnosis to transform or story a life.
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Part II
‘Real’
7
Epidemiology and lay epidemiology
Risk factors
In Chapter 1, we saw how population-based data have revealed an exponential increase in diagnosed autism in higher-income countries. This part examines
whether there are plausible reasons for a ‘real’ increase; that is, a larger proportion of children and adults with autistic-type traits since 1990. If so, it is likely
that changes in social and technological practices and environmental risk factors
since 1990 have elicited more divergent neurodevelopment.
Talking about ‘risk’ positions autism as a problem; being ‘at risk’ of autism,
as discussed in the previous part, means someone is more likely than an average
person to be identified. ‘Risk factor’ is a term that comes from medical research,
and brings with it an influence on how we view people’s differences. Reading the
literature on risk factors shows that only technical experts, trained epidemiologists,
are able to quantify risks, that their studies originate from a medical standpoint,
and they inevitably position the subject of the risk discourse (in this case autism),
as being a problem that needs to be resolved. The idea of the ‘risk factors’ that
precipitate autism and may have a role in increase of the proportion of people
with autism traits, may be challenging for some in the neurodiversity movement,
(see Figure I.2, Introduction) because the movement originated in resistance to
parent-activism that positioned autism as distressing and problematic, parentactivism that strongly utilised this discourse of ‘risk’. Environmental trigger theories were adopted by the hardcore faction in the this first wave of parent activists,
whom may have seemed, to autistic self- advocates, to be intent on eliminating
autistic people. Therefore the whole idea of risk and quantifying risk may be distasteful to leaders in this movement.
In the sections that follow, in order to review the evidence in the field, I have
adopted the positivist framework, whilst hopefully, maintaining an awareness of
the positions that various tribes have adopted, and why, utilising epidemiological
language of ‘risk factors’. Exposure to a ‘risk factor’, as reported in this part,
increases the probability that a larger proportion of the exposed population will
have autism. Some exposures have profound consequences for neural development and it is important to quantify them. Many risk factors have been studied,
usually via epidemiological association studies that examine whether there are
higher rates of autism in children who have been exposed to the factor of interest.
110 ‘Real’
Vaccines and thimerosal have been the subject of controversy, yet have repeatedly
been proven to have no link to autism.1 But what of other environmental and
social risk factors; can they plausibly explain a portion of the rise?
Plausibility check
For any environmental or social explanatory risk factor to be plausible, even as a
very partial explanation, it must fulfil these four criteria:
1. Risk must have come into being or increased in the late modern age, circa
1990.
2. Risk must affect neurodevelopmental outcomes, especially eliciting autistictype behaviours.
3. Risk must have been present in high-income countries.
4. Risk must have affected a significant proportion of the population.
Studies estimate the relative proportion of variance in outcomes of autism attributable to inherited risks, that is to familial (genetically inherited) factors. Autistic
traits are heritable but the contribution of the environment is increasingly
acknowledged. Up to half the liability for autism may be explained by environmental influences;1 more recent studies attribute more variance to environmental
factors, as discussed in Chapter 2.2
Studies that separate environmental from inherited influences often look at
relatedness (siblings and especially twins) as a proxy measure of genetic inheritance, yet also consider the shared environmental and cultural influences of families. Genetic predispositions cannot easily be disentangled from environmental
factors, even though researchers try to, because people with the same genetics
normally share very similar pre- and post-natal environments. For example,
monozygotic (identical) twins not only share the same genetic make-up but
the same womb, the same environmental exposures during pregnancy and the
same birth traumas. Although studying monozygotic twins who are separated at
birth through adoption is the gold-standard approach for disentangling inheritance from environment, all these shared conditions still apply. Separated twins
are likely to be placed in families from the same region, who will share cultural
norms, including how autism is defined and recognised. In sibling and nonadoption studies, parenting style, school, experiences of childhood trauma, diet
and local environmental exposures can usually be added to the list of shared
environmental influences.
Another challenge to disentanglement is that, although a particular genetic
profile predisposes an infant to atypical development, there is a complex interplay between genetic and environmental influences throughout development,
leading to the expression of traits (perceptual, sensory, cognitive processing
differences) as behaviours (Figure 7.1). Dichotomising the genetic and environmental contribution is therefore fraught. For example, exposure to an infection
during pregnancy might trigger the expression of a foetal genetic mutation that
subtly alters the child’s neurodevelopment, perhaps increasing the chances of
Epidemiology and lay epidemiology 111
Figure 7.1 A model of identification in the clinic.
autism being identified in childhood. Without that particular genetic anomaly,
the infection might have had no impact on the foetus. The interplay may be further complicated by multiple other environmental/genetic interactions, overlaid
by the recognition, understanding, social context and diagnosis of autism, which
is the outcome in many gene/environment studies.
Iodine is one example of a putative environmental risk factor. A severe
lack of iodine in the diet during pregnancy can lead to stunting, cretinism
and other neurodevelopmental problems in the child.3 This is thought to be
because the maternal thyroid hormone, which requires iodine, is crucial for the
neurodevelopment of the foetus.4 Our systematic review found no clear link
between thyroid insufficiency in pregnancy and autism in the child, although
there was an association between mothers’ thyroid dysfunction and childhood
indicators of intellectual disability.5 There is no serious iodine deficiency in the
diet of the mainstream population of the developed world, especially not since
1990. Therefore, iodine deficiency dose not pass the plausibility check and is an
unlikely suspect for a risk factor to explain the rise in autism cases. But this is the
type of environmental risk factor we might consider. To reiterate, for a risk factor
to be a plausible contributor to a real rise in the number of neurodevelopmental
diagnoses it must be: (1) recent (post-1990); (2) associated with autism; and
(3) present in high-income countries where the trend is observed.
In the next chapter, I will review some candidate risk factors and assess their
plausibility as triggers drawn from a study of what the wider autism community
as opposed to the autistic community, have put forward.
Lay epidemiology
The first research study I conducted covered this topic. In 2004, Jean Golding,
at that time the director of the Avon Longitudinal Study of Parents and Children
112 ‘Real’
(ALSPAC), was awarded funding for an epidemiological study of environmental
risk factors for autism. Her university put out a press release announcing the new
research. Unsurprisingly, the press release prompted far-reaching media interest,
with articles appearing in UK and international news outlets; Golding also gave
several interviews to UK national radio and on local television. The publicity
created a deluge of correspondence; Golding received around 100 unsolicited
letters, e-mails and phone calls, many of which put forward theories about possible environmental triggers for autism.
By 2009, I was lucky to be co-supervised by Golding during my PhD. She
suggested that I conduct an analysis of the correspondence (all of which she had
carefully and conscientiously replied to) to see not only what correspondents
were saying but how they were saying it. The unsolicited communications were a
unique source of data, as they were not selected on the basis of any limiting criteria imposed by researchers. The content reflected the correspondents’ views –
very different from the ‘co-produced’ nature of data from traditional interview
sources.6 I re-contacted the correspondents to confirm they were happy to be
included in the analysis, which we subsequently published.7
Almost all the correspondents were people who had close ties with autism.
Some were parents with extensive experience caring for a child with autism,
some were professionals with years in clinical practice and some were people with
personal experience of autism, a group that Lorcan Kenny and colleagues loosely
describe as ‘the autism community’.8 The correspondence broadly illustrated
the strength of the correspondents’ belief that the true incidence of autism is
rising and that this was due to the use of modern technologies and to changing
lifestyles. For example, a retired teacher wrote:
I have been amazed at the increased incidence of autism – and pondered about
the causes as have other people … since I left in 1995 something has happened –
an explosion. The autistic did not exist in quantity pre-1995 – so bearing in
mind children enter schools at five years old – something changed around 1990
onwards. I don’t think it can all be down to better detection of autism.7
At the time, we used the term ‘lay’ to describe the correspondents but this does
not quite capture their relationship with autism. As the sociologist Lindsay
Prior has pointed out, the term ‘lay-expert’ is an oxymoron.9 Together, these
correspondents had enormous expertise. A few possessed traditional qualifications
of scientific expertise, while others were non-traditional autism experts, having
educated themselves extensively in autism literature; their expertise was not
necessarily ‘scientific’ but none the less credible, valid and reflective of a view of
expertise as fluency within a particular community.10
A handful of correspondents described how they had conducted ministudies to test their personal theories. They were experts but in a different
way to trained epidemiologists; hybrids who could best be described as ‘lay
epidemiologists’.11–13 In traditional epidemiology, the focus is on those causes
which exert the largest effect; in lay epidemiology, the emphasis shifts to
personal situations and draws on a wide range of sources. Lay epidemiology
Epidemiology and lay epidemiology 113
frequently shows the imprints of both the environmental justice movement and
of critical epidemiology among trained epidemiologists.13 The phenomenon has
been discussed extensively by the sociologists Phil Brown13 and Brian Wynne.14
Wynne points out that the lay community has technical expertise; they know
the everyday exposures and lifestyles that may be associated with any outcome.
Brown describes lay epidemiology as a form of citizen science – not only an
appropriation of professional methods but also a form of social movement,
often through a politically mobilised group coming together around the goal
of identifying and ameliorating environmental stressors and their relationship
to health outcomes. Erin Brockovich was a lay epidemiologist; after witnessing
the deteriorating health in the community, she discovered toxic chromium6 was
leaking into the groundwater sources in a Calfornian town, Hinkley. Her fight
for social justice has been well documented and was the subject of an acclaimed
Hollywood film.
My first study showed that lay epidemiology was an alternative form of
expertise, harnessing information often drawn from insights hewn from the ‘coal
face’ of autism. However, lay epidemiologists also co-opt the risk discourse to
establish the causes of problems. Like traditional epidemiologists, being autistic is
still positioned as something to be avoided, and risks to be mitigated; otherwise,
there would be no reason to quantify risk.
Correspondents suggested more than 40 different environmental factors as
potential reasons to explain autism’s rise. The vast majority related to medical technologies or practices, modern environmental risk factors or our changing way of life
(Table 7.1 divides these theories into three categories: medical technologies, environmental exposures and lifestyle or social changes). Association studies that examine
whether there are higher rates of autism for children who have been exposed to a
factor of interest rarely afford the autistic participants, or their parents, teachers or
relatives, any agency. Paying attention to people with lived experience, and their
ideas about risk, by giving the lay epidemiologists’ questions and theories research
time and credence may negate this.
The correspondence was unsolicited and there was so much of it! Its very
bulk indicated a latent unease. Emotional investment, caring about autism, might
seem antithetical to the objectivity of scientific enquiry. But in his book Risk
Society Ulrich Beck warns against removing such human and emotional aspects
from science.15 Science should consider instead what is culturally significant,
he says: ‘Social movements raise questions that are not answered by the risk
technicians at all and the technicians answer questions which miss the point of
what was really asked and what feeds public anxiety’.15
The risks Beck describes are invisible but become known, or are made visible,
through scientific measurement (that is, epidemiology). Science identifies, defines
and responds to risks. Correspondents suggested that the technological applications
of modern life could be risk factors for autism (defining it as a problem), requesting
the science of epidemiology to confirm their theories (to enable a solution).
Meanwhile, the correspondents remained anxious. Some had even changed their
working practices. One correspondent, a dentist by trade, had taken to removing
his patients’ mercury amalgam fillings. Another, a midwife, wrote:
114 ‘Real’
Table 7.1 Putative risk factors for autism taken from correspondents’ theories
Medical technologies
Pregnancy and birth
Related to drugs/toxins
during pregnancy
Related to vaccines
Changing lifestyle
General
Related to modern diet
Ultrasound scans
Baby-induced
Early cord clamping/cord wrapped around baby’s neck
Respiratory distress at birth
Caesarean section
Birth trauma, low birth weight, pre-term
Foetal stress due to medical intervention
RhoGAM shots
Contraceptive pill
Steroids
Antihistamines
DES (to prevent miscarriage)
High levels of mercury due to dental fillings
Time of day of vaccination
Lack of aspiration when vaccine administered
Measles, mumps and rubella vaccine
Mercury due to thiomersal
Vulnerability to injections when teething
Polio vaccine
Egg products in vaccines
Pain of injection
DPT vaccine/toxins
Working mother leads to stress during pregnancy
Later motherhood
Amount of alcohol drunk during pregnancy
Time indoors
Overstimulation by cot toys
Too much television/computer/mobile phone
Lack of cod liver oil
Food additives/aspartame
Disaccharides and starches, sucrose
Food preservatives
Genetic origin of cow’s milk due to intensive animal
breeding
Gluten in diet
Unavoidable environmental factors
Low-level radiation, e.g. computer monitors
Carbon monoxide exposure
Father works in nuclear power station/exposure to
radioactivity
Exposure to chemicals
Living near mobile phone mast/exposure to low-level
radiation
Mould from indoor environments
Air pollution/air quality
Pollutants in water, pesticides
Previous miscarriage or bleeding during pregnancy
Dry birth (no amniotic fluid)
Child being born after twins
Notes: DES, diethylstilbestrol; DPT, diphtheria, pertussis, tetanus.
Epidemiology and lay epidemiology 115
There are those who believe there is a correlationship between the rise in autistic
spectrum disorders and the practice of early umbilical cord clamping. … As
a midwife I find this very disturbing as this has been my practice and that of
my colleagues. As a precautionary measure, I now leave the cord longer before
cutting it, in order that the neonate might receive possibly 50% more of its blood
supply from the placenta.
Such actions did not stem from ‘misconceptions’. On the other hand, they were
not ‘correct’, more that many merited further investigation. In the following
chapter I review the evidence for one theory from eachof the categories in Table
7.2, using the epidemiological language of ‘risk factors’. The theories displayed
logic and integrity, born from everyday exposure to autism in the context of their
lives. Their intimate experiences with autism gave them a partial and located viewpoint, a form of situated knowledge.16 The insights the correspondents provided
came from varied sources of information, drawn both from personal and professional networks and the public arena.11, 17, 18 This close, personal connection meant
correspondents often had a viewpoint, sometimes accompanied by tremendous
emotional investment in their own ideas, that traditional epidemiologists lacked.7
Separating autistic traits from diagnosis
These theories of putative risk factors for autism inspired the next ten years of
my work. Following the lay epidemiology work and to help settle the issue of
autism’s diagnostic expansion versus more autism (or at least provide some partial evidence), we conducted a traditional epidemiological study that attempted
to uncouple increase in diagnosis after 1990 from increase in traits. We examined
population-based data to see whether the growth of diagnosis in children with
autism over a ten-year period was mirrored by a parallel increase in the number
of children with mild or severe traits of autism; in essence, whether the increased
rate of diagnosis was due to an increase in the number of children with autism or
an increase in recognition by autism diagnosis.19
Data measured many years apart are not always directly comparable; different
studies use different measures of case ascertainment. To account for this, we
analysed data from two consecutive UK cohorts that had like-for-like measures:
ALSPAC, which follows around 14,000 children born in 1991 or 1992, and the
Millennium Cohort Study (MCS) of 18,000 children born ten years later, in
2000 or 2001, which followed their cohorts from birth through childhood and
into adulthood. Using data from both studies, we calculated the number of eightyear-old children with autism-type traits and the number with diagnosis in the
late 1990s (the ALSPAC children), compared to the number of eight-year-olds
with autism-type traits and the number with autism diagnosis in the late 2000s
(the MCS children).
Had the levels of traits (as opposed to levels of diagnosis) increased? The
important quality of these two datasets was that they both collected the same
type of reports of autism diagnosis: how much eye contact children made, their
empathy, their fondness of routines and details about their communication
116 ‘Real’
abilities.20 Despite being ten years apart, both studies used the same measures to
gather some of their information. We found eight common measures, taken from
teacher and parent reports, that were highly associated with the autism diagnosis,
including poor communication, being less able to sustain peer relationships,
being afraid of new situations and not being able to share easily or empathise well
with other children. We fused these into a rough measure of autistic traits.
Inevitably, some data were missing, as not all families and schools enrolled in
the cohort studies had completed the reports. Because of this, we analysed data
where more than half the scores were present, which provided a large sample of
approximately 16,000 children. The merged traits produced a composite score
for each child, a coarse measure of how ‘autistic’ children were. We called this
‘the composite autism-type traits score’ (CATS).
The CATS were actually fairly normally distributed in the population of children as a whole and gave us the approximate distribution of autism traits in the
whole population already illustrated in Figure I.5 in the Introduction. Most children fell into the mid-range. Of children who had an autism diagnosis at eight
years old, 70% fell into the top 5% of scores. We also defined a threshold for
‘severe CATS’, defined as the top 1% of CATS. This told us that, although not
a perfect measure of autism traits, CATS was a reasonable approximation, and
probably the best we could hope for given the limitations of the two datasets.
Our hypothesis was consistent with the ‘artefactual’ explanation of the rise
in autism diagnosis: that a larger proportion of children would be diagnosed
in the later cohort but there would be no parallel increase in the proportion of
children with autism-type traits. As predicted, there was a sharp rise in autism
diagnosis between the two cohorts. In 1998, about 1.1% of eight-year-olds
reportedly had an autism diagnosis, compared to 1.7% in 2008. Autism diagnosis
rates had increased dramatically in the ten-year gap. As we had anticipated, in the
two groups of eight-year-olds with severe CATs, there was no parallel jump in
numbers; the proportion of children who had severe traits remained stable despite increased diagnosis.
Our findings were not entirely what we expected. Intruigingly, the proportion
of children with milder traits (the 5% threshold) had increased in MCS compared
to the proportion in ALSPAC ten years earlier, in tandem with the proportion
with a diagnosis (Figure 7.2).
The study was an attempt to answer a big question. However, it suffered from
several limitations, which reviewers were quick to point out when the study was
submitted for publication. Some reviewers were very strong in their criticism
of the paper, although others liked it. One problem was that the two cohorts
were quite different in their make-up, geographical distribution and comparability. CATS was not a validated autism score, so some reviewers questioned the
measure we used. It was hard to find a home for the work; it travelled to several
high-impact journals, including the British Medical Journal (BMJ) before it eventually settled into a relatively low-impact journal, BJPsych Open.19
As the paper travelled through various journals and accrued rejections, I began
to lose faith in the work but, at the same time, I wondered if reviewers from the
Epidemiology and lay epidemiology 117
Figure 7.2 Change in mild traits and diagnosis in eight-year-olds in 1998 (Avon
Longitudinal Study of Parents And Children (ALSPAC)) compared to 2008
(Millennium Cohort Study (MCS)) (top 5% composite autism-type traits score
(CATS)).
medical establishment might not like the tentative conclusion that milder autism
traits might have increased in the general population, being worried it might
fan the flames of the anti-vaccine ‘believers’. For example, on the manuscript’s
journey to its final destination, one anonymous reviewer for Journal of the
American Academy of Child and Adolescent Psychiatry commented:
Child and adolescent psychiatrists have been telling the public for decades that
vaccines, for example, do not substantially increase the rates of autism. We have
a professional obligation to anticipate how our literature may be perceived by
the public and what our publication will be communicating. This article could
be interpreted by those who are strong proponents of ‘environmental’ autism
theories (vaccines, chelation therapy, etc.) as evidence that their claim is true.
One reading of this review, from a sociological standpoint, is that the reviewer
indicates is there is only one approved way to have ‘professional obligations’
and those obligations appear to be mostly self-serving, by which I mean
stabilising the authority of the discipline. This is the power relation: the voices
within (such as that of the peer reviewer) have the authority. The profession/
discipline’s agency is undermined by any marginal inside voices that might be
taken as support for voices on the outside who might challenge the disciplinary
position.
As an epidemiologist, I could point out that the work was perhaps fundamentally methodologically flawed and no speculation could be based on the
results. But were the methods too flawed to support a discussion that even raised
the possibility of a real rise? Had a stronger methodological approach or data
been employed, stronger conclusions would have been warranted. Was it, in fact,
a question of good scientific practice? Although both positions are valid, this
118 ‘Real’
illuminates the tension between being both a quantiatively minded epidemiologist and a qualitatively minded social scientist. This is an issue of interdisciplinarity,
that language and practices of each discipline are constrained and limit the possibilities of thought and expression, a topic I return to with reference to risk discourse in the next section.
At the same time as we submitted our work, unbeknownst to us, a similar
article was submitted to the BMJ. This article, based on Swedish data, took a
very similar tack, comparing time trends in autism diagnosis with parents’ reports
of autism symptoms over ten years (1993–2002). The sensitivity and specificity
of the reported measure were similar to CATS. The Swedish article concluded
that, although rates of diagnosis of autism were increasing, there was no parallel
increase in symptoms. It was eventually published in the BMJ and had an enormous international reach.21 But even this high-impact article had its limits: the
parent-reported measure of autism was based on a very small sub-set of the data.
Only 12 children were rated as having more severe symptoms of autism when
the symptoms were first measured and 13 at the close. Nevertheless, this Swedish
study had a larger overall sample size, like-for-like measures and many more time
points than our study.
No study is without its limitations. There are inherent methodological
challenges to all longitudinal, cross-cohort studies: sample sizes, comparable
cohorts, comparable forms of measurement and so on. ‘Exercise caution in interpretation’ is the message. After multiple apprehensive reviews of our study, and
some positive ones, I rewrote the concluding section of our article, abandoning
any suggestion that autism might really be on the rise, as we were unable to provide any truly conclusive answers to the real-versus-artefactual debate. Instead,
we reported our findings as a probable artefact of increased reporting of traits
by parents and teachers, whose ratings primarily made up the CATS. The article
concluded that the jump in the number of children with milder traits was likely
to be as artefactual as the increase in diagnosis. This observed rise, I wrote, was
probably due to teachers’ and parents’ increasing identification of autistic-type
childhood behaviours.19 Unfortunately, this unintentionally threw the objectivity of the parent-reported symptoms in the yet-to-be-published BMJ paper into
question.
Despite this experience, I still think it is important to at least hold open the
possibility that neurodevelomental issues are on the increase in the population at
large, however slightly. The observed shift might not be entirely ‘artefactual’. If
this is the case, a proportion of the increase, however small, is likely to be underpinned by relatively new social or medical practices like those highlighted by our
lay epidemiologists.
Covid-19 and the discourse of risk
The empirical studies discussed in this part all operationalise the concept of risk
as unproblematic, and this is how I have used the construct. As discussed above,
the concept of risk is not benign but positions autism as something to be avoided,
Epidemiology and lay epidemiology 119
as a ‘disrupted’ neurodevelopment. Risk studies discursively position autism as a
threatening entity; for this reason they may be objectionable to some radicals in
the neurodiversity movement. The justification for the study of risk factors for
autism is often that, by quantifying risks, autism and other neurodevelopmental
outcomes can be avoided by mitigating the risk, that is, by intervention through
policy or practice. Before considering the plausibility of risk factors for autism, it
is worth considering Beck’s, and other social theorists, contributions to thinking
about the ‘discourse of risk’.
The outbreak of Covid-19 provides a demonstration of how risk has come
to dominate political action and governance, both through risk calculation (of
something that may or may not happen in the future) and the mitigation of risk,
an endeavour Beck sees as characteristic of our late modern age. Beck’s work
discusses how previously invisible risks are rendered visible by technical experts
(in the case of Covid-19, the risks posed were rendered visible by epidemiologists
and modellers) and how these definitions of risk overtly direct the political governance of society. Science not only defines the risk or the problem but scientific
or technical experts also provide the solution (for example, a vaccine).
The result is that power becomes concentrated in the hands of a small cabal of
experts who are qualified to assess the risk and recommend forms of mitigation.
Decision making is removed from the population, which is ill qualified either
to define risk or provide the best aversion strategy. Hence, the majority is left
both enforcing the strategy and mitigating for the damage of the strategy itself.
The lockdown in response to Covid-19 was a population-level medical intervention in response to a medically defined risk calculation. This is the ‘discourse of
risk’, in which risk to life is discussed and dissected and action or intervention is
demanded. Beck’s work has further been used to dissect the threat of ‘weapons
of mass destruction’ defined by a small number of experts in intelligence agencies
before the Iraq War, antibiotic resistance and the terrorist threat.22 For Covid-19,
risk is the dominant discourse and Beck’s work seems highly salient. Albeit, unlike
the weapons, Covid-19 is very real.
Michel Foucault had quite a different notion of risk. In his book Discipline and
Punish, he describes the difference between normal and pathological states but his
attention is on the normalising gaze that regulates the way we behave and present
ourselves in public and in our community and how this is linked to a moralising
discourse.23 Foucault’s early work defines biopower as the form of power that
controls human bodies, interaction and populations, which not only flows hierarchically from above to below (judges to accused, monarchs to subjects) as in the
pre-modern era but is also wielded through surveillance – community surveillance
and, in particular, self-surveillance.24 Power circulates and is employed through a
net-like organisation. People police each other and police their own behaviour; the
action and stances they take are shaped by discipline and self-control. Foucault’s
ideas about surveillance seem highly relevant to the community policing during
the Covid-19 lockdowns, although his impersonal concept of power does not
mean it is held equally. Power still acts to keep some in subservient roles and
others in control. To Foucault, discourse is the practice that shapes the objects of
120 ‘Real’
knowledge of which we speak: beliefs, ideas, concepts, language together make up
a system of representation that organises our relation to reality.
Discourses such as those surrounding Covid-19, and autism, do not simply
describe reality but, according to Foucault, shape, and teach us, how we see
reality, so there are only certain ways in which we are able to talk about a topic.
The autistic activist, Nick Walker, calls discourse of the risk underlying autism
science the ‘pathology paradigm’.25 In this, the risk discourse contains the underlying assumption that population-wide screening, defining risk and intervening
are desirable, even if currently impractical, underpinned by the discourse that an
undesireable outcome should be eliminated, when possible.
The limited palette of language for talking about an outcome is exacerbated by
the media’s propagation of a risk discourse that highlights threats. In early 2020,
in both the UK and the USA, commentators and politicians drew on metaphors
of ‘battle’ and ‘war’ to motivate the common moral endeavour to protect the vulnerable from Covid. In the UK, daily counts of the deaths from Covid-19 were
widely reported during the worst of the outbreak (reminiscent of the death toll
of The Hunger Games26). Yet there was an excess of deaths above and beyond the
number expected for the time of year that were not due to Covid-19 although
there were not as many of them, these lives were equally important, yet they were
not subject to the same daily roll call. These excess deaths could be attributed
to the effects of lockdown, such as a reluctance to seek care, delays in receiving
medical treatment, isolation or unidentified Covid-19. But it was the risk of
death from confirmed Covid-19 that was highlighted, breeding anxiety and promoting surveillance by accentuating the danger of death both for those at high
risk (mainly vulnerable elderly people with existing health problems) and those at
very low risk (young, healthy people) to ensure compliance to new behavioural
norms and foster self-and community surveillance to uphold them. At the time of
writing, Covid-19 has become more normalised and the discourse has shifted as
the surveillance role that the population occupies is less heightened.
The ‘war’ against Covid-19 is an example of how language has contributed to
risk discourse. It is reminiscent of the proliferation of other discourses of risk, for
example, the ‘obesity epidemic’ discourse, in which the media act as amplifiers
and moralisers.27 In contrast, the ‘autism epidemic’ is an unorthodox and highly
contested phrase, because of the unwanted mobilisation around its rise, yet
autism is still associated with risk and being at risk. The positioning of autism as
something to be dreaded and eliminated has motivated activism in the autistic
rights and neurodiversity movement, as discussed in Chapter 4.
The Covid-19 lockdowns in Europe, the USA and elsewhere, then, relied on
community control, self-policing and surveillance to create a ‘new normal’. For
Foucault, writing decades ago, the social institutions of school, prisons, hospital
and so on are sites of surveillance that act as ‘a means of control and method of
domination’.23 Institutional mechanisms, such as exams, medical training and
qualification, link ‘a certain type of the formation of knowledge’ to ‘a certain
form of the exercise of power’.23 Thus, in Foucauldian terms, epidemiological
expertise and epidemiological modelling create knowledge of Covid-19 and
Epidemiology and lay epidemiology 121
its predicted transmission. To legitimise interventions, politicians defer to epidemiological experts. The population surrenders its power to determine the best
course of action and patients surrender themselves to treatment by clinicians
who become war heroes.
The potential risks of long-term lockdown formed another, alternative discourse of risk, based on a different outcome to risk of loss of life. What was at
risk was not merely damage to the economy but the exacerbation of inequalities across the divides that define the lines of power: across gender, race and
class. Lockdowns hit the disadvantaged hardest, exacerbating inequality and
risking public health, as poverty is the biggest killer of all. For many people in
the ‘gig economy’, who live a hand-to-mouth existence, it was not possible to
earn money during the lockdown. People outside the system were not eligible
for state support. Social distancing was hard for more disadvantaged people who
lived in crowded urban areas and who needed public transport to get to work.
Globally, domestic violence against women (and children), who perhaps relied
on frustrated husbands who suddenly had little or no income, increased during
lockdowns. Women and members of ethnic minorities predominated in low-paid
caring roles or in caring for elderly relatives, making them susceptible to infection. Members of ethnic minorities, as well as suffering higher death rates, were
disproportionately represented in the key workers’ groups, often in low-paid
and insecure jobs. Education happened in a much more haphazard way for the
poorest than the richest. Women carried the brunt of childcare and children’s
education in the newly pertinent domestic sphere.
The mechanisms of democracy and free speech were also ‘at risk’. In some
countries, the need for mass intervention of social distancing was used to suppress
#BlackLivesMatter rallies after the death of George Floyd. Hungary fell victim to
a new regime that took sweeping new powers to rule by decree; the Covid-19
pandemic and the measures needed to control it were used to justify the extension
of state control, such as a new law proposing the end of legal gender recognition for transgender people. Journalists who opposed the government were unable
to report the pandemic accurately and faced gaol for unauthorised reporting.28
Márton Békés, a pro-government magazine editor, commented on Hungarian
television that, as Hungary was now in a ‘war situation’, government control was
necessary and opposition media outlets who drew attention to widening inequalities were ‘openly rooting for the virus’.28 Covid-19 interventions and risk discourse
were used to justify the concentration of power and suppression of free speech.
A competing and parallel risk discourse provoked by the Covid-19 pandemic
was, and is, the discourse of planetary risk. Environmentalists pleaded that the
focus should remain on planetary health; that climate change and the health of
the planet were the big picture. The lockdowns saw widespread changes in human
behaviour and encouraged companies to alter their everyday operations. Millions
of employees worked at home, reducing congestion, improving air quality and
lowering levels of particulate air pollution. A Tweet proclaiming ‘Coronavirus is
Earth’s vaccine. We’re the virus’ had, at the time of writing, received more than
500,000 likes and 80,000 retweets, some calling for permanent limits on human
122 ‘Real’
movement and industry.29 Similar rejoicings accompanied the huge decline in
aviation and the collapse of oil prices. The environmental lobby want us to learn
the lessons of lockdown, advocating for some changes, such as home working and
the demise of extensive tourism, to become more permanent.
Risk calculation is a thoroughly uncertain endeavour and the competing
discourses swirling around Covid-19 illustrate there are different points of view on
what should be deemed an important outcome, what is at risk, what should be
mitigated for and what considered a bad outcome. The upshot of action to mitigate
or control risk is that more and different risks spring up. Beck writes that risk society:
draws attention to the limited controllability of the dangers we have created
for ourselves. The main question is how to take decisions under conditions of
manufactured uncertainty, where not only is the knowledge base incomplete but
more and better knowledge often means more uncertainty.30
This is worth considering in autism discourse: the risk of what? Many measures
are considered and tested and their outcomes are modelled. Increasingly, scholars
have argued that reducing autism itself is less important than improving quality
of life and well-being.31
Autism has its own discourse of risk. That is, autism is positioned as an outcome
to be avoided. As with other risks, uncertainty in the calculation of risk is inherent
in the studies of risk factors for autism. In the next chapter I will describe work
that considers the risk of having autism, as measured by research scales (measuring autistic behavioural traits) and/ or diagnosis.
References
1. Modabbernia, A., Velthorst, E. & Reichenberg, A. Environmental Risk Factors for
Autism: An Evidence-based Review of Systematic Reviews and Meta-analyses. Mol.
Autism 8, 13 (2017).
2. Sandin, S. et al. The Familial Risk of Autism. JAMA 311, 1770–1777 (2014).
3. Pearce, E. N., Lazarus, J. H., Moreno-Reyes, R. & Zimmermann, M. B. Consequences
of Iodine Deficiency and Excess in Pregnant Women: An Overview of Current Knowns
and Unknowns. Am. J. Clin. Nutr. 104, 918S–923S (2016).
4. Escobar, G. M. de, Obregón, M. J. & Rey, F. E. del. Iodine Deficiency and Brain
Development in the First Half of Pregnancy. Public Health Nutr. 10, 1554–1570
(2007).
5. Thompson, W. et al. Maternal Thyroid Hormone Insufficiency During Pregnancy and
Risk of Neurodevelopmental Disorders in Offspring: A Systematic Review and Metaanalysis. Clin. Endocrinol. (Oxf.) 88, 575–584 (2018).
6. Hammersley, M. & Atkinson, P. Ethnography: Principles in Practice. (Routledge, 1994).
7. Russell, G. & Kelly, S. Looking Beyond Risk: A Study of Lay Epidemiology of
Childhood Disorders. Health Risk Soc. 13, 129 (2011).
8. Kenny, L. et al. Which Terms Should be Used to Describe Autism? Perspectives
from the UK Autism Community. Autism 20, 442–462 (2015) doi:10.1177/
1362361315588200.
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9. Prior, L. Belief, Knowledge and Expertise: The Emergence of the Lay Expert in
Medical Sociology. Sociol. Health Illn. 25, 41–57 (2003).
10. Collins, H. & Evans, R. Rethinking Expertise (University of Chicago Press, 2007).
11. Frankel, S., Davison, C. & Smith, G. D. Lay Epidemiology and the Rationality of
Responses to Health Education. Br. J. Gen. Pract. 41(351): 428–430.
12. Allmark, P. & Tod, A. How Should Public Health Professionals Engage with Lay
Epidemiology? J. Med. Ethics 32, 460–463 (2006).
13. Brown, P. Popular Epidemiology Revisited. Curr. Sociol. 45, 137–156 (1997).
14. Wynne, B. May the Sheep Safely Graze? A Reflexive View of the Expert–lay Knowledge
Divide. In Risk, Environment and Modernity (eds. Lash, S., Szerszynski, B. & Wynne,
B.) 44–83 (Sage, 1996).
15. Beck, U. Risk Society: Towards a New Modernity (Sage, 1992).
16. Haraway, D. Situated Knowledges: The Science Question in Feminism and the
Privilege of Partial Perspective. Fem. Stud. 14, 575–599 (1988).
17. Davison, C., Smith, G. D. & Frankel, S. Lay Epidemiology and the Prevention
Paradox: The Implications of Coronary Candidacy for Health Education. Sociol.
Health Illn. 13, 1–19 (1991).
18. Watterson, A. Whither Lay Epidemiology in UK Public Health Policy and Practice?
Some Reflections on Occupational and Environmental Health Opportunities. J. Public
Health 16, 270–274 (1994).
19. Russell, G., Collishaw, S., Golding, J., Kelly, S. E. & Ford, T. Changes in Diagnosis
Rates and Behavioural Traits of Autism Spectrum Disorders Over Time. BJPsych Open
1(2), 110–115 (2015). doi:10.1192/bjpo.bp.115.000976.
20. Steer, C. D., Golding, J. & Bolton, P. F. Traits Contributing to the Autistic Spectrum.
PLoS One 5, e12633 (2010).
21. Lundström, S., Reichenberg, A., Anckarsäter, H., Lichtenstein, P. & Gillberg, C.
Autism Phenotype Versus Registered Diagnosis in Swedish Children: Prevalence
Trends Over 10 Years in General Population Samples. BMJ 350 0959–8138 (2015).
22. Spence, K. World Risk Society and War Against Terror. Polit. Stud. 53, 284–302
(2005).
23. Foucault, M. Discipline and Punish: The Birth of the Prison (Vintage, 1995).
24. Sawicki, J. Disciplining Foucault: Feminism, Power, and the Body (Routledge, 1991).
25. Walker, N. Autism and the Pathology Paradigm. https://neurocosmopolitanism.
com/autism-and-the-pathology-paradigm/ (2016).
26. Collins, S. The Hunger Games (Scholastic, 2009).
27. Monaghan, L. F., Rich, E. & Bombak, A. E. Media, ‘Fat Panic’ and Public
Pedagogy: Mapping Contested Terrain. Sociol. Compass 13, e12651 (2019).
28. Walker, S. Hungarian Journalists Fear Coronavirus Law may be Used to Jail Them.
The Guardian (3 April 2020).
29. Hayes, J. Some Greens Rejoice Over Environmental Effects of COVID-19 Restrictions.
www.mackinac.org/ some- greens- rejoice- over- environmental- effects- of- covid- 19restrictions (2020).
30. Beck, U. World Risk Society (Polity Press, 1999).
31. Rodogno, R., Krause-Jensen, K. & Ashcroft, R. E. ‘Autism and the Good Life’: A
New Approach to the Study of Well-being. J. Med. Ethics 42, 401–408 (2016).
8
Risks during conception, pregnancy
and birth
Risk factors
When considering risk factors for autism, it is not sensible to consider autism
as one discrete diagnosable entity because the same types of risks are likely to
underpin multiple neurodevelopmental traits that cut across different categories
of disorder.1–10 The co-occurrence of autism with attention deficit hyperactivity
disorder (ADHD) is around 30%, the overlap of autism and intellectual disabilities is in the range of 50% and the co-occurrence with epilepsy roughly 20%.11
Internalising disorders, such as anxiety and depression, also frequently co-occur
with autism, although this may be a result of exclusion, rejection and bullying.12
A family history of autism is, of course, a risk factor but so are other parental psychiatric disorders, clouding the boundaries between co-inherited traits of various
disorders.13 Despite this, journals and disciplines are often organised around diagnostic categories and epidemiologists examining risk factors often write about
risk predicting different diagnostic categories (autism, ADHD, etc.). Diagnostic
categories may not always cut nature at the joints but are how epidemiologists,
publishing houses and their readers and clinicians have historically structured,
communicated and understood their work on risk.
In this chapter, I will review studies of factors that predict having both autism
and broader neurodevelopmental disorders and summarise the evidence on three
potential early risk factors for autism. I have conducted three brief reviews, one
for each candidate risk, each a contender put forward by the lay epidemiologists
of the previous chapter: older parenthood, pre-term birth and air pollution.14
Of course, this is not a comprehensive review of all the possible risk factors for
autism; rather, these examples allow for some consideration of how social shifts,
new aspects of the built environment and changing medical practice may, or may
not, be plausible as triggers accounting for a portion of the observed rise.
Older parenthood
The time trend
Since 1990, in high-income countries, the average age at which women give birth
has steadily increased. Figure 8.1 shows the average age of mothers in the UK
Risks in conception, pregnancy and birth 125
Figure 8.1 Time trend to older motherhood. UK data from the Office for National
Statistics.
from 2000 to 2018. In Germany, the UK and France, mothers’ average age at the
birth of their first child is now more than 30; in Sweden, where gender equality is
high, more than a quarter of women have children after the age of 35.
The picture is moderated by the strong correlation between the mother’s age
at childbirth and her education level.15 Well-educated women more often delay
childbirth than do less-educated women. On average, having a university degree
defers the age of starting a family by seven years.15 Consequently, there has been
a sharp increase in women over 35 (and over 40) having babies. This is probably
because well-educated women are more often financially independent and have
access to fertility treatment (and contraceptives) and thus are able to defer pregnancy in favour of their career, maximising their earning potential and gaining
time to undertake other pursuits. The demographic trend in fathers’ age follows
a similar trajectory. Since 1970, the average age of first-time fathers has increased
annually in all the 23 Organisation for Economic Co-operation and Development
(OECD) countries for which data are available.16 The rise in second marriages for
men, sometimes to women much younger than themselves, can also mean they
become a father at a more advanced age.
Evidence of association
Numerous studies, including one of ours, have identified a link between older
motherhood, and/or older fatherhood, and offspring with autism, although the
evidence of the link with older motherhood is less conclusive than that with older
fathers.17 One problem is that some studies, including our own, do not control
126 ‘Real’
for the interaction with the other parent’s age. One study of more than a million
children in Denmark avoided this problem.18 This study found an association,
independent of the other parent’s age, between both maternal and paternal age
and their child’s later autism diagnosis. Intriguingly, the effect for fathers was
greatest when mothers were less than 35 years old, and vice versa for mothers.
Interestingly, there is evidence that both autism and ADHD are more likely
outcomes for children of very young mothers as well as older mothers.19
A second problem in assessing the impact of parental age comes from pooling
data across consecutive cohorts, sometimes from cohorts where children were
born more than 20 years apart, which tends to over-estimate risk because the incidence of autism diagnosis is rising.20 Another large study, which examined data
from more than four million children in California born between 1992 and 2000,
took this into account.20 This study found an increased risk of having a child with
autism in mothers of more than 40 years old and a parallel, but limited, effect
of the father’s age. A Swedish study, including more than 400,000 children,
found the effect of age on the risk of having a child with autism was stronger for
mothers than fathers.21
A further Scandinavian study, again using Swedish data, this time of more than
a million people, concluded fathers’ age independently determined the increased
risk, over and above other risks, for autism, including inherited traits (which
they assessed via controlling for risk of autism in the fathers’ other children).22
The same group conducted a systematic review that meta-analysed data from 12
studies on the same topic.23 This found evidence for both maternal and paternal
age effects, estimating that the risk of having an autistic child increases by 18%
for every ten years’ increase in the mother’s age, with a 21% rise in risk for every
ten years’ worth of deferred fatherhood. Findings were similar in an updated
review.24 Parental age at birth was more strongly associated with autism plus intellectual disability (ID) than for autism without ID. The paternal age effect extends
to conditions beyond autism, with studies showing late fatherhood is linked to
schizophrenia, as well as to dyslexia, reduced intelligence25 and ADHD19 in their
offspring. Older maternal age has been associated with Down’s syndrome26 and
childhood cancer.27
However, research documenting an increased risk of autism, or indeed the
increased risk of any other condition, usually neglects the potential benefits of
being born to late-producing, well-educated parents. Being born to older parents
is advantageous in some ways, probably because of the association with high
education and high socio-economic status.16 Improved language, social and emotional health, and academic attainment have been associated with later motherhood, for example.28
Explanations of association – see Figure 8.2
The most prominent hypothesis in the literature, shown in Figure 8.2 as pathway
(i), is that spontaneous genetic mutations (known as de novo mutations), which
occur more often in older parents’ sperm and eggs, are responsible for increased
Risks in conception, pregnancy and birth 127
Figure 8.2 Schematic of possible explanatory pathways for association.
risk of disrupted neurodevelopment. Studies have found higher rates of de novo
mutations in autistic children, with some variants common between autism and
ID, especially copy number variants, in which chunks of chromosome are accidentally replicated, deleted, inverted or translocated during cell division.29, 30
Copy number variants at specific chromosomal locations are thought to have a
role in autism susceptibility. The de novo mechanism is consistent with the observation that a child with autism who has an older father is likely to be the father’s
only child with autism.31 However, in the Danish study,18 having both an older
mother and an older father conferred no cumulative risk, which we would expect
if the increased risk were due to new mutations.
Another suggested mechanism linking older motherhood to autism
(Figure 8.2, pathway ii) is that older mothers are more likely to experience birth
complications, including higher rates of birth by Caesarean section, premature birth and low birth weight,32 which have been associated with childhood
autism, ID and neuro-disability.33 The impact of advanced maternal age on birth
weight has apparently decreased over time as peri-natal services have improved,
128 ‘Real’
Figure 8.3 Putative looping effect from older parenting.
suggesting some effects of maternal age on child outcomes are not absolute but
depend on the circumstances of the pregnancy and the services available.33, 34
Another possible pathway is the contribution of epigenetic changes (Figure 8.2,
pathway iii). Distinct epigenetic profiles have been associated with autism, and
may mediate the link.35 Whether or not genes are expressed depends on their
regulation by other genes, which in turn depends on methylation (whether
there is a methyl group attached to the DNA), imprinting (suppression of gene
expression inherited from mother or father) and histones (the structures that
chromosomes wind around), all of which may be influenced by the cellular environment, which in turn may be affected by cumulative exposure to toxins over the
life course.36 One review refers to evidence that three environmental exposures
(polychlorinated biphenyls (found in paint), lead (found in petrol) and bisphenol
A (found in plastic packaging)) can alter DNA methylation in utero.37 Older parenthood means a person may have had more exposure to these substances, passing
more epigenetic changes down the germline.22 Whether longer exposure really
results in permanent methylation changes or indeed whether methylation can be
inherited across multiple generations in humans remains highly controversial.38
Pathway (iv) offers a credible socio-cultural explanation. As better parental
education predicts later parenthood and is also probably correlated to autism
awareness and the reporting of autism traits (pathway v), better parental education explains the link.15 Education is a confounding factor; higher education
predicts older parenthood and autism will be identified more often by those with
higher education. Assuming parents with a better education are more likely to be
aware of autism, analysis will reveal an artefactual correlation between the two.
A final possibility, perhaps the simplest, is that the observed association is due to
inherited autistic traits. There is some evidence to suggest that, on average, people
Risks in conception, pregnancy and birth 129
Table 8.1 Plausibility check for older parenthood as a contributor to rise in autism
Increased in Increased
high-income post-1990?
countries?
Substantial part Associated with neurodevelopmental
of population?
outcomes, specifically autistic-type
behaviours? (Is there plausible mechanism?)
Yes
Yes
Yes
Yes (Yes)
with autism are later in starting romantic relationships than allistic (non-autistic) people.39 Studies suggest autistic adults are not only later in starting sexual
relationships,40 are less sexually experienced as adolescents and young adults,41 have
lower libido on average,42 engage in inappropriate courtship behaviours and more
often focus on inappropriate targets as potential mates.43 Together, these studies
suggest autistic people may face barriers in getting long-term sexual relationships
off the ground and, if they eventually become parents, may be more likely to be
older, passing on autistic traits in the second generation. The parent-with-traits
pathway produces a putative looping or feedback mechanism (Figure 8.3). The
social issues autistic people face in forming relationships feed back on to biological
risk and, potentially, will increase the proportion of the population diagnosed
with autism as the generations go by. The loop shown in Figure 8.3 cannot have
contributed to the post-1990 rise in autism, however, as the timeframe is too short.
Could older parenthood per se plausibly explain any of the rise in autism? This
is conceivable (Table 8.1) and may be due to any or all of the mechanisms shown
in Figure 8.2, plus others. But the likelihood is that increasing parental age has
had only a small impact on the rise in autism diagnosis. A study analysing nearly
a million children born in New York between 1994 and 2001 found the proportion of mothers over 35 increased by around 15% and fathers over 35 increased
by 12% in those seven years.44 Autism prevalence in the cohort reportedly also
increased, from 1 in 3,300 children born in 1994 to 1 in 233 children born in
2001. The risk of having a child with autism was nearly double for mothers aged
35 or older compared to those under 25 and nearly one and a half times greater
for older fathers. Because they controlled for risk factors other than parental age,
the researchers made the dubious calculation that parental age accounted for
2.7% of the rise in autism prevalence. Dubious, because the study was far from
comprehensive in the ‘risks’ it was able to control for and made no attempt to
account for changed understandings of autism, methods of identification, diagnostic infrastructures and cultural shifts. What the study did indicate is that it is
plausible that a proportion of the rise in autism can be accounted for by older
parenthood, but is likely to be dwarfed by the influence of other factors.
Air pollution
The time trend
Air pollution refers to concentrations of both dust and invisible gases. Most of
what can be classified as ‘pollutants’ travels into the atmosphere from natural
130 ‘Real’
sources such as volcanic ashes, smoke from forest fires, pollen and hair; humans
and animals are adapted to cope with these sources for example through mucous
and cilia clearance.45
Human activities also release airborne particles, through the burning of forest
and farmland, industrial pollution, domestic fires, energy production, agricultural emissions and especially through transport: planes, trains and automobiles.45
Man-made pollutants in Africa are more likely to originate from domestic fires46;
traffic, power generation and agricultural emissions contribute more in Europe,
America and Asia.47 Vehicles are estimated to be responsible for 30% of emissions
of airborne particles and gases in European cities and up to 50% of emissions in
the cities of lower-income countries, with older diesel vehicles the main culprits.48
Gases, dust and ash emission particles may contain heavy metals, minerals,
moulds, sulphur, carbon compounds and organic and chemicals, including benzene derivatives.
Particulate air pollution, airborne dust, is divided for analysis into smaller
particles of fine particulate matter with an aerodynamic dry diameter of less
than 2.5 micrometers (known as PM2.5) and larger particles of particulate matter
(PM10). The bulk of research linking air pollution to neurodevelopmental
outcomes has been carried out on PM2.5.
An array of gases and particles, all with different toxicities, is lumped together
as PM2.5. Different emissions have different chemical compositions, so it is hard
to detect a specific chemical signal for a possible neurodevelopment disruption
mechanism. The diameter of the particle is not always the best determinant of
how long it will remain airborne, nor of how the particle will interact with the
respiratory system. In other words, a specific particle that may be damaging to
human health may or may not be present in a generic measure of PM2.5. Fibrous
dusts, such as asbestos, can trigger distinct health problems but these are primarily related to the shape of the asbestos particles, not their size.49 Furthermore,
PM2.5 levels are difficult to assess; they vary by time of day, indoors or outdoors,
location, altitude, season, weather and local conditions.50 The picture is further complicated in that people who may have experienced high exposure may
not have frequent high exposure; prolonged low-level exposure may be more
damaging than occasional high levels. Moreover, people of different ages have
different sensitivities to pollution and human migration and travel render stable
measurement of exposure even more challenging. The various methodological
challenges of measuring air pollution have been summarised in several environmental papers.51, 52
Despite the difficulties in measurement, the time trend is well established.
Levels of PM2.5 in outdoor air have been increasing in low- and middle-income
countries since the 1980s.53 Emissions over Asia have increased notably, partly
due to the existence of industrial plants and the use of diesel vehicles, especially
in China and India. It is estimated that 87% of the global population lives in
areas where the air quality exceeds the World Health Organization’s (WHO)
guidelines for annual mean ambient PM2.5 (10 μg/m3).54
Risks in conception, pregnancy and birth 131
However, in North America and Europe, levels of PM2.5 have declined
between 1990 and the present day.55–57 US national data suggest levels have
dropped consistently since 2000, although there is some evidence of a slight
increase since 2016.58 The trend towards better air quality in high-income countries is attributed to widespread implementation of air quality regulation and
emission controls.53
Evidence of association
This cursory review gives a brief indication of the breadth of research on the
putative association. Most epidemiological studies have focused on a child’s prenatal exposure or exposure during infancy – periods thought to be critical for the
developing brain.59 Much of the research on air pollution and child outcomes
combines information from individual birth records or cohort data with measures
of ambient air quality, usually from fixed outdoor monitors.51 But because fixed
monitors do not follow mothers around, this introduces a degree of measurement
error. Studies that cover the mother’s exposure to air pollution during pregnancy
sometimes sub-divide the pregnancy by trimester to detect when the foetus might
be more sensitive to air pollution but, to date, no systematic reviews have identified a clear pattern.60 Pre-natal exposure is almost always assessed via maternal
exposure to PM2.5. This is problematic, as mothers vary in how efficient they are
at removing inhaled particulate matter from their bodies before it is transferred to
the foetus. Being a long-term smoker, for example, reduces the ability to remove
particulate matter from the human system.49 Studies cannot usually control for
such varied ability.
Studies have produced mixed findings. A large Danish study of children born
between 1989 and 2013 that included more than 15,000 children with an autism
diagnosis and more than 68,000 controls matched by birth year found there
was no association between maternal exposure to PM2.5 during pregnancy and
autism diagnosis in their offspring.59 It did find that exposure to PM2.5 in infancy
increased the risk of autism diagnosis over and above the effect of parental age,
smoking and pre-natal exposure to PM2.5. Pollution was more strongly associated
with autism among residents of urban neighbourhoods.59
Two smaller American studies (with approximately 250 cases of autism
compared to roughly equal numbers of controls) from California61 and
Pennsylvania62 assessed exposures to PM2.5 pre- as well as post-natally. These
studies both reported associations with autism risk during both developmental
stages. The Californian study found exposure to heavy traffic pollution was significantly associated with a child’s later research diagnosis.63, 64 A study from
China, on a similar scale, tested exposure in children’s first three years of life and
found positive correlations between severity of air pollution and autism.65
A big US study using satellite-based estimates of air quality, with a sample of
more than two million eight-year-old children living in 15 US sites, found a positive correlation with air pollution exposure in pregnancy.66 A smaller case-control
132 ‘Real’
study (more than 400 cases), based in Ohio, found a positive link between the risk
of autism and post-natal exposure at high levels.67 By contrast, another American
study found absolutely no link between PM2.5 exposure and autism severity,68
and neither did a large Canadian study with a population-based sample of more
than 100,000.69 A pan-European study examining associations between exposure
during gestation and autistic traits in four cohorts in the Netherlands, Spain, Italy
and Sweden found no association.70 A 2016 systematic review and meta-analysis
found a significant increase in risk of autism when infants were exposed to higher
levels of PM2.5 but no overall effect for mothers’ exposure during pregnancy.71
However, only two studies met the inclusion criteria for the meta-analysis of
infant exposure. A more recent systematic review,60 using data from nine studies,
estimated a small increased risk of autism was associated with pre-natal maternal
exposure to PM2.5 but it did not assess the post-natal effect of exposure. Overall,
the evidence, although mixed, suggests there is a link.
My scoping search of the association between air pollution and
neurodevelopmental outcomes revealed fewer studies about general
neurodevelopment, perhaps because of the intense research focus on autism. The
one systematic review I identified summarised links between neurodevelopmental
outcomes, including cognitive functions, from 31 studies published between
2006 and 2015, covering associations with air pollution through the entire life
course.72 The vast majority of studies in the review came from high-income countries. Several studies included in this review found that pollution exposure in
utero is associated with increased risk of neurodevelopmental delay; particulate
exposure in childhood was associated with neurodevelopmental delays in younger
children and with lower academic achievement and neurocognitive performance
in older children.72 In older adults, air pollution was associated with accelerated
cognitive decline. The authors concluded there is not enough evidence to show
definitive links, because the quality of the studies was patchy.
Possible mechanisms
The effects of poor air quality on health are far reaching but chiefly affect the
lungs, breathing, the respiratory system and the heart and cardiovascular system.45
Nevertheless, fine particulate air pollution can cross the blood–brain barrier and,
in rodents, has been shown to induce structural and physiological damage.73 The
theorised biological pathways through which particulate air pollution induces
neurodevelopmental disruption were helpfully summarised by Beate Ritz and
colleagues.59 Their non-exhaustive list includes gene–environment interaction,
with elevated PM2.5 exposure leading to de novo mutations,74 epigenetic effects
such as hypermethylation, leading to changes in oxidation and protein formation induced in vitro by exposure to PM2.5.75 Perhaps the chief theory is that
particulate matter may have direct and indirect effects on brain tissue, through
inflammation and oxidative stress.76 One paper summarises a series of mechanistic investigations in which mice were exposed to high doses of ultrafine particles
Risks in conception, pregnancy and birth 133
(a category of particles even smaller than PM2.5).73 These exposures induced a
variety of inflammatory responses, including changes to mouse brain physiology
and structure.
Several strong concerns have been raised concerning this type of work,
particularly by the autistic community. First, can rodents really act as models for
autism? In rodents, ‘autistic’ behaviours are modelled by observing the number
and frequency of repetitive behaviours, aggression and social interaction. Autism
is characterised by impairment in social communication, yet rodents have different
social structures to humans and do not use language and gesture. Second, rodent
experiments lack ecological validity, because the animals are kept in laboratory conditions rather than roaming free. Limited environmental stimulation
in captive animals, such as in zoos, is known to induce repetitive behaviours.77
Third, experimental conditions do not accurately replicate human experience;
for example, in Allen and colleagues’ study,73 weaned mice were reportedly
exposed to an average 96.4 µg/m3 of fine particles across the day, about four
times the European Union legal limit for PM2.5 (25 μg/m3 in 201978). To give
this above-daily-average exposure, extreme levels of fumigation must have been
administered during the four-hour-long daily ‘exposure’ periods. The extremely
high doses given to the developing mice are very unlike the everyday experience
of most, if any, human infants.
Finally, the suffering of the animals involved is obscured by the scientific
language used, which seems to distance us from the unpleasant reality and the
impact on the animals. Being ‘fumigated’ for four hours at a time means the
enforced breathing of highly polluted air every day. And after the study period,
the mice are killed by decapitation. Despite the high pollution being described as
a ‘challenge’ to the mice, the mice had no say in whether or not they were able
to accept it.79 Translating the behaviour of rodents and other animals across the
species boundary to humans seems highly dubious. I personally find experiments
that force mammals to repeatedly suffer high toxic exposures, then publish the
unsurprising fact that they suffer brain damage, disturbing.
Could rising air pollution plausibly explain any of the rise in autism?
Unlikely (Table 8.2). PM2.5 levels are dropping in high-income countries. If
increased proximity to traffic fumes at local levels were partially responsible for
the rise in autism due to more pregnant women and infants living near main
roads, then there would also be evidence of increased premature deaths, known
to be linked to air pollution. Instead, evidence suggests the numbers of premature deaths due to exposure to PM2.5 have declined during 1990–2015 in
Europe,80 as PM2.5 levels and other airborne pollutants have steadily dropped.55–57
In addition, the effect sizes reported by the systematic reviews are small. The
latest review estimates a small increase in risk of having a baby diagnosed with
autism for every 10 μg/m3 increase in PM2.5 in the ambient pollution.60 Given
that the WHO’s recommended guideline for average ambient PM2.5 is 10 μg/m3,
134 ‘Real’
Table 8.2 Plausibility check for PM2.5 (small particulate matter)
Increased in Increased
high-income post-1990?
countries?
Substantial part
of population?
Associated with neurodevelopmental
outcomes, specifically autistic-type
behaviours? (Is there plausible mechanism?)
No
Yes
Yes (Yes)
No
this is a huge increase in pollution for a small increase in autism cases. Even in
the biggest cities in high-income countries, an increase of 10 μg/m3 is very substantial. In London in 2019, for example, average ambient PM2.5 levels were
approximately 10 μg/m3 and around 12 μg/m3 at busier roadsides. If levels of
pollution did more or less double, so that the average level of PM2.5 increased by
10 μg/m3, this would be a horrendous increase in pollution but would result in
only one more child in every 2,000 receiving an autism diagnosis, according to
the estimate above.60 In reality, London PM2.5 levels have been going down by
around 5 μg/m3 every ten years.78 This is not to say that particulate matter is not
per se associated with autism; on balance, the evidence suggests it is, but it does
not seem to be a plausible candidate to explain any of the observed rise in autism
diagnoses in higher-income countries.
Pre-term birth
A baby is considered pre-term, or premature, if they are born before 37 weeks
of gestation. Pre-term birth is further sub-divided according to gestational age.
Extremely pre-term (before 28 weeks), very pre-term (28–32 weeks) and moderate pre-term or near-term birth (32–37 completed weeks of gestation) are the
usual categories. Week by week, a foetus matures and if it doesn’t fully develop
in the womb, there is an amplified risk of multiple adverse and serious medical problems at birth. The shorter the gestation, the higher the risk of respiratory, heart and neurological problems, although this correlation diminishes as
quality of neonatal care improves.81 Even babies born near to term, at 37 or
38 weeks, who are not classed as pre-term, have higher risks of poor outcomes
than those born at 40 weeks.82 Premature birth can be spontaneous but often
initiated because of medical issues during pregnancy, through a Caesarean or
induced delivery. A ruptured membrane, and other pregnancy complications, is
associated with increased risk of infection, which can prompt doctors to recommend early delivery.
Approximately one in ten children is born pre-term in the USA, the vast
majority late pre-term. Late pre-term new-borns, born before but near the
37-week threshold, are the fastest-growing subset of neonates, accounting for
approximately 74% of all pre-term births and about 8% of total births in 2010.83
Late pre-term birth brings its own risks of neurological issues and heart and
lung problems.82 Increasingly, in some higher-income countries, a small proportion of babies are born pre-term for non-medical reasons, by elective pre-term
Risks in conception, pregnancy and birth 135
Figure 8.4 The time trend in medically induced /elective births in the USA. Percentage
change in rates relative to baseline rate in 1987 (index number, data from
Centers for Disease Control and Prevention).
Caesarean section, almost always carried out very near to the 37-week threshold.
US clinicians have reportedly become increasingly comfortable with births in late
pre-term gestations and many apparently recommend elective delivery or induced
labour well before 40 weeks of gestation, believing that neonates are as physiologically mature as full-term babies.83 Figure 8.4 shows the trend toward more
medically initiated pre-term births.
Globally, around 10% of living babies are born pre-term.82 In most countries
in Europe, in the USA and Australia, there was an overall drop in birth rates
between 1990 and 2020.84–86 However, the estimated proportion of pre-term
births increased.82,87 Figure 8.5 shows the increasing trend over time in pre-term
birth rates for these three regions.
In Europe, the perception that the proportion of pre-term births has uniformly increased has been questioned.88 Most European countries have seen
increasing rates of pre-term birth since the mid-2000s but in some countries,
for example Finland and Sweden, pre-term birth rates have dropped.88, 89 Thus,
continental trends mask considerable local and regional variation. In the USA,
the increase in late pre-term births has accounted for the birth of approximately
50,000 more infants since 1990.90 But different districts within the USA have
distinct patterns, probably related to service delivery and other local cultural
factors.90 Thresholds for acceptable length of gestation at delivery vary by region.
In Denmark, for example, a lower threshold of 22 weeks for extremely premature and viable replaced the 28-week cut-off in the mid-1990s. Furthermore,
in some countries babies who die soon after birth may be coded as stillborn, to
136 ‘Real’
Figure 8.5 Time trend in percentage of pre-term births (data from World Health
Organization: ptb.srhr.org).
minimise distress, hospital fees and burial costs, so never appear in the pre-term
records.91
Despite the measurement, reporting, service provision and categorisation
issues, it is still possible to see a clear overall trend by triangulating the data.
Several sources, as well as the WHO data, establish an overall trend of more preterm births since 1990.82 Near-term birth has increased most in high-income
countries and is generally accompanied by much milder difficulties than very preterm birth; in these countries, near-term births account for the vast bulk of the
rise in pre-term births. The proportion of medically initiated pre-term births is
growing quickly, at least in the USA, partially due to greater demand for elective
Caesarean section.92, 93 Other drivers include fertility treatments such as in vitro
fertilisation (IVF) and other assisted reproductive technologies, which produce
more twins, triplets and other multiple births, which have a high (40–60%) chance
of pre-term birth, compared with 5–10% for single deliveries.94 Higher maternal
age at childbirth is also associated with pre-term birth and may have contributed
to the time trend.88 Other predictors include higher maternal body mass index
(particularly obesity) and diabetes, both of which are on the increase in many
higher-income countries.95–97 Interestingly, pre-term birth is more common for
boys, with around 55% of all pre-term births occurring in boys.98
A picture emerges in which the majority of the ‘new’ pre-term births in
higher-income countries use medical technologies such as induction or surgery,
are medically initiated or elective and are near the boundary of pre-term, nearing
full gestation. Very approximately, 1% more of all children born in high-income
countries are now born pre-term than were in 1990 (Figure 8.5).
Evidence of association
Direct complications of pre-term birth are thought to account for one million
deaths each year;82 pre-term birth is the leading cause of child death globally.82
Risks in conception, pregnancy and birth 137
Conditions precipitated by premature birth include respiratory and cardiovascular disorders, and cognitive and neuro-disabilities.99
Most studies of neurodevelopmental, cognitive and behavioural outcomes
have examined their association with very premature birth in extremely lowbirth-weight babies. The survival of very pre-term infants has improved markedly over recent decades because of medical advances in neonatal care.99 Human
viability, currently approximately 23–24 weeks’ gestation in most higher-income
countries, is defined as gestational age at which the chance of survival is 50%100
The length of gestation needed for a baby to be viable has dropped as medical
technologies and services have improved over time.
Around half of infants born very pre-term in high-income countries survive
but around half of the survivors have moderate to profound impairment at one
to two years old.101 The earlier the baby, the greater the risk. Of all children
with cerebral palsy, around 45% will be pre-term.81 Thus, although technology
and medical interventions have pushed back the age at which babies are ‘viable’
survivors, so the very premature set of survivors is more likely to have cerebral
palsy and other neurological conditions, although the extent is dependent on the
quality of and access to local health care services.102
Most studies have concluded there is a strong association for pre-term children
with a range of other neurodevelopmental, cognitive and behavioural outcomes
as they grow up. An Australian study of approximately 500 cases and controls,
comparing outcomes of full-term and very pre-term children, found the latter
had worse outcomes on a range of behavioural and cognitive measures at school
age.103 The very pre-term group seem particularly vulnerable to difficulties related
to inattention and hyperactivity and may have emotional troubles at school age
that affect academic performance,104 and the risk of ID is high.105 One US study
of around 4,500 infants born between 22 and 25 weeks’ gestation found 73% had
either died or had impairment before they were two years old.105 The ethics of
keeping very pre-term children, of so-called ‘borderline viability’, alive through
neonatal intervention is therefore debated in medical journals in terms of risk to
the children, their quality of life, and their families and the cost to wider society.106
However, the vast majority of pre-term births occur near term, and this group
accounts for most of the increasing pre-term birth rate in higher-income countries.83 Could this potentially be a driver for more autism cases? In some countries,
including France, the proportion of late pre-term infants with serious problems
has decreased as time has passed, probably due to better care.107 Nevertheless, in
mainstream school settings, children in the late pre-term group still have lower
scores, on average, than full-term children on a range of measures.108–110 A systematic review concluded a range of neurodevelopmental outcomes was ‘better’
in children with full-term gestation compared to those born before full term,
even if the difference in gestation was only a couple of weeks.111 Three of the
studies in this review found a significant association between ADHD and late
pre-term birth. Intriguingly, in two, the effect was only seen when delivery was
medically induced.111
Autism has been repeatedly linked to very pre-term birth and to very low birth
weight. One meta-analysis that included 18 studies from Japan, South Korea,
138 ‘Real’
Belgium and Saudi Arabia, examined the prevalence of autism in more than 3,000
pre-term infants (mostly very pre-term) and concluded that there is a higher prevalence of autism in pre-term children than in full-term children.112 Autism has also
been associated with low birth weight, a proxy measure for prematurity, in many
studies.17, 113–117 Overall, though there is strong evidence that autism is associated
with very pre-term birth, for children born nearer to term, who account for the
bulk of extra pre-term births, there is less evidence, although one review of reviews
cited Ceasarian section as an established risk factor for autism.125
Possible mechanisms
A common hypothesis of how brain development may be disrupted in pre-term
children appears to implicate hypoxia, a lack of oxygen reaching the brain, induced
by immature lung development. The lack of oxygen after birth can lead to brain
damage, which quickly causes injury to vulnerable neurons and the physiology of
the new-born brain.118 The brain regions involved in cognitive functioning, the
hippocampus and cortex, are often damaged by hypoxia at or after birth.119 Early
umbilical cord clamping, an under-researched risk factor put forward by a midwife in our original study, seems a plausible trigger.14 Unfortunately, data on early
cord clamping seem hard to obtain.
Could the rise in pre-term births plausibly explain any of the rise
in autism?
Possibly. The evidence that autism is associated with later pre-term births has
been hard to find (Table 8.3). The increase in pre-term births since 1990 in
high-income countries is largely driven by babies born at or near term. The one
meta-analysis I found specifically on the association between autism and pre-term
birth had a median gestation of 28 weeks, so the majority of babies included
were not in the late pre-term or near-term categories.112 Digging deeper into
the studies in the review reveals a Belgian study that found 40% of infants had
autism at two years old.120 Closer inspection shows all the pre-term children in
the Belgian study were born very pre-term, at fewer than 27 weeks’ gestation.
Another cohort study from Finland found no increased risk of autism with birth
beyond 32 weeks’ gestation.121 The conclusion of the review, that 900,000 children have autism accounted for by recent rises in pre-term births, is probably a
gross over-estimate, because it is based on the premise that pre-term birth is per
se a risk factor for autism, without reference to the more serious risk conferred by
being born very pre-term rather than nearer term.122
Late pre-term births are, however, associated with cognitive delay and worse
academic outcomes than in full-term children. This suggests there may be milder
neurodevelopmental complications for this group. As the rise in autism is primarily
due to an increase in higher-functioning children, there may be an interaction
between rising late-pre term births and the trend to diagnose milder impairment.123
Risks in conception, pregnancy and birth 139
Table 8.3 Plausibility check for late pre-term birth as a risk factor
Increased in Increased
high-income post-1990?
countries?
Substantial part Associated with neurodevelopmental
of population?
outcomes, specifically autistic-type
behaviours? (Is there plausible mechanism?)
Yes
Yes
Yes
Maybe (Yes)
An aside: The headless mother
It is striking that pregnant women rarely appear in the pregnancy risk literature as
actual people; they more often become the ‘maternal environment’. To maximise
their chance of having a normal, thriving child, it is the maternal environment’s
responsibility to take medical advice, regulate its diet and alcohol intake, avoid
smoking and other potentially dangerous exposures, and endorse and uphold
medical and community regulation of its body.
The risk literature contributes to the apparent community ownership of pregnant bodies. Writing of the uterus as public theatre, Rebecca Kukla discusses how
the literature on the effect of environmental contaminants, such as PM2.5, during
pregnancy qualifies pregnant bodies as public spaces.124 Bearing a healthy child
is ‘for the public good’, whereas pregnant women’s own outcomes are rarely
considered. The emphasis on women controlling their bodies to protect the
unborn child means that threats to the woman herself, whether through poverty,
domestic violence or health risks, are obscured, she argues. The emphasis on the
unborn child underlines its importance; the importance of the woman is as the
vessel to carry it. Thus, the dominant discourse of risk in the epidemiological literature is concerned with risk to the foetal health and it throws its weight behind
public health interventions designed to change women’s behaviour and protect
the unborn child.
This discourse of risk props up gendered power relations: the subordination of
women, the public ownership of the pregnant body, heightened requirements for
female self-surveillance during pregnancy, female culpability and dehumanising
images of the pregnant torso cut off at the neck. Women’s adherence, or lack of
adherence, to obligatory behaviour – what they eat, what they expose themselves
to – becomes the source of risk, at the expense of more overtly political concerns
around population-level determinants of foetal health, including economic, social
and nutritional inequalities.
Other risks
My brief review of three of the lay epidemiologists’ candidate risk factors suggests
that some may plausibly be implicated in the rise of autism diagnosis. But many
other candidate social and environmental risk factors, stemming from medical
technologies, built environments and environmental contaminants, have been
140 ‘Real’
studied. A recent review of reviews by Amirhossein Modabbernia and colleagues
which, by its own admission, uses a design that provided only ‘a wide view of
the evidence landscape in epidemiology’, is a useful pointer.125 Hitherto underresearched risk factors such as early cord clamping and low-level radiation (both
put forward by two of the lay epidemiologists), that may be salient, are absent in
the review of reviews due to lack of attention.
Modabbernia’s review concluded there is compelling evidence that greater
paternal age, birth complications (including hypoxia and Caesarean section) and
vitamin D deficiency are associated with autism, although one paper linking autism
and vitamin D was recently retracted.125 The review noted that links between
environmental lead, mercury and autism were not proven but the evidence
warranted further investigation (mercury amalgam dental fillings were implicated
by one lay epidemiologist). Some drugs administered during pregnancy, for
example the anti-epilepsy drug sodium valproate, are strongly associated with
autism in offspring. The effects of valproate have been known since the 1970s but
this information wasn’t made widely available until years later, prompting calls in
the UK for government apology.
The review found studies of diet were generally low-quality, offering little evidence of links to autism. However, a growing amount of research suggests that
changes in the gastro-intestinal tract may affect the brain, through the two-way
communication known as the gut–brain axis; for example, people suffering from
inflammatory bowel disease are twice as likely to develop dementia.126 The review
also points to exposure to endocrine-disrupting chemicals, giving the example
of bromide flame retardants (which increase free testosterone) in tandem with
increased risk of autism.125 Both gut–brain and hormone-disrupting exposures
are areas in which further investigation is needed.
These conclusions are similar to those of Craig Newschaffer and colleagues,
who wrote several major reviews about the environmental aetiology of autism
during the 1990s and 2000s.127, 128. In particular, Newschaffer’s team identified
maternal infections during pregnancy as a risk factor. Another recent review finds
evidence for bacterial infection and flu during pregnancy as elevating the risk of
autism.129 No doubt Covid-19 infection during pregnancy will be a future site of
research into the risk of autism and broader neuro-disability.
Real risks and artefacts
Reviews and meta-analyses have shown that pre-term birth, older parents, infection during pregnancy and birth complications are associated with higher incidence of autism in offspring.125 Caesarean section, which has led to more pre-term
births and is itself a facet of medicalisation, has been directly linked to autism.125
Caution must be exercised when interpreting results. In any association
study, it is not really possible to sort out what causes what. One problem is
confounding; take the example of air pollution (as the exposure) and its association with autism (as the outcome). People who live in more polluted places tend
to be more socially and economically disadvantaged than those who live in less
Risks in conception, pregnancy and birth 141
Figure 8.6 Confounding in epidemiology.
polluted settings but this difference is itself associated with many other lifestyle
differences: diet, smoking, depression, younger parenthood and obesity, to name
a few. None of these differences is caused by the pollution and it could be that
one or more of them is explanatory of difference in rates of autism diagnosis. To
take the example further, let’s say obesity is linked to a greater likelihood of birth
complications that increase the chances of hypoxia, thus increasing the chance of
autism in the offspring. Obesity is a confounder; it is linked both to the exposure
(air pollution) and, via the risk factor (hypoxia), to autism (the outcome). This
hypothetical example illustrates how associations that are spurious, or artefacts of
other associations, are sometimes reported (Figure 8.6).
Epidemiologists try to control for many such factors but it is not always clear
how effective their designs are. Most study designs don’t control for many unobserved or unmeasured factors. Confounding means there may be a mediator
which is a stronger determinant, causing spurious or artefactual associations. That
is why the mantra of the epidemiologist is ‘correlation is not causality’.
Another problem is ‘collinearity’, which means the predictors of risk are
correlated. This can inflate the estimation of risk. The three risk factors I have
examined (older parents, pre-term birth and air pollution), are correlated. Babies
with older parents are more likely to have low birth weight and be born prematurely. Exposure to air pollution in pregnancy is a predictor for low birth weight
and pre-term birth. It also predicts that the child will be exposed to air pollution
after birth. All three risk factors have been associated with hypoxia, which itself is
a well-researched risk factor for autism that could mediate the effects.125
A third issue is that measurements of different categories of risk vary and
thresholds for defining categories may change over time; as we saw earlier, what
counts as ‘pre-term’ varies among countries and over time. Missing data is yet
another issue, especially in longitudinal association studies, such as births of
stillborn children or those who die soon after birth being poorly recorded or
missing in some countries, for cultural or pragmatic reasons.91 In Europe, and in
142 ‘Real’
anglophone countries, the drop- out rate of participants in longitudinal studies
that link earlier exposures to later outcomes is clearly linked to socio-economic
disadvantage, which itself maybe linked to the outcome of interest.130
The Covid-19 crisis has shone a light on the variations in recording and
reporting health statistics among nations. Levels of missing data are often highest
in low-income countries, as they have fewer resources to allow them to participate in research studies and undertake less testing or surveying of their population. Covid-19 has also raised the question of whether the death figures may
be subject to ‘massaging’ or interference in more authoritative states anxious to
protect their international reputation.
Layered over these inherent uncertainties are the politics of research and
funding. Epidemiologists’ attention to a particular risk factor and/or outcome
seems to be directed by the zeitgeist.91 For example, research attention to air
pollution has consistently increasingly been directed at PM2.5, an arbitrary diameter; a bibliometric review of PM2.5 research found research on it grew exponentially between 1997 and 2016.131 But it may be that particle shape, or the
precise composition of the chemicals that make up the particulate mix, is more
relevant to health outcomes. PM2.5 increasingly became a focus of research at
the expense of different substrates within PM2.5, as well as other forms of air
pollution. This bibliographic study131 is reminiscent of the work of Jennifer Singh
and colleagues, which demonstrated a huge increase in research funding about
autism over the same time period.132 Funding for autism research from the US
National Institutes of Health increased five-fold between 1997 and 2006, from
$22 million to $108 million, and continues to climb.132
Singh studies how entities such as autism become salient and maintain themselves as sites of knowledge production, seeding centres and funding, journals
and research staff to become important areas of investigation. Knowledge about
autism and activity around it can loop back into rising referrals and rising diagnosis. Conducting the literature review for this chapter, I recognised clusters
of research groups in different parts of the world repeatedly publishing on one
topic: air pollution in California, rodent models in China, and so on. As influential research groups gain and lose momentum and funding, they determine
what is studied and therefore in what directions and down which channels our
knowledge flows. Knowledge seems fluid and flowing, like a stream breaking
off in different directions from the main channel of a river, shifting course over
geological time. Some areas will begin to have more research interest than others
and, as they do, funding will enrich them, like rain does a river. The reality shifts
depending from which stream of knowledge it originates, and why, perhaps, Ian
Hacking described the word ‘real’ as one of the great ‘ideological’ words.133 This,
and the more concrete evaluation of uncertainties inherent in epidemiology,
suggests that measurement of risk is itself subject to artefactual shifts. This is not
to say that risks do not exist or should not be quantified, rather that their quantification is influenced by the circumstances of their measurement.
In the Introduction, I identified a debate between those who think there
are ‘real’ components to the rise in autism diagnoses and those who do not.
Risks in conception, pregnancy and birth 143
Artefactual changes involve shifting boundaries, creating either a bigger category
or one applied to more types of people. A ‘real’ effect, I argued, means that
there have been increased risk factors that seed the more real neurodevelopmental
differences diagnosed as autism. Association studies seeking to identify such risk
factors, using autism as an outcome against which to quantify risk of exposures,
can themselves be victims of artefactual measurement, category and interpretative errors. Alternatively, new definitions of what counts as autism are equally
‘real’ and the fact that that there are additional types of people who can qualify
as having autism is ‘real’ too. In these ways, the boundaries between what is real
and what is artefact break down on closer inspection.
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9
Factors during infancy, childhood
and adulthood
Exacerbation
This chapter contemplates the psycho-social and environmental factors that
exacerbate or provoke the ‘symptoms’ of autism (in other words, the behaviours
that qualify as autistic). Although these are not plausible as reasons to explain
the rise in autism diagnosis, the outcome (more autistic behaviours) is the same.
I tentatively suggest that these factors are best described as exacerbations rather
than risks, because their effects are more transient. They are also more accurately described as exacerbators or as provoking autistic behaviour, while autism
is understood as originating in neurological difference, which is fixed at birth.
Within the constraints of this framework of understanding autism, environmental
exposures after infancy can only intensify pre-existing autism, rather than instigate it. However, this distinction takes work to police, as studies of psycho-social
deprivation have shown.
Psycho-social deprivation
An estimated 100,000 Romanian children were living in orphanages at the end
of 1989, after the fall of the Ceauşescu regime. Many of the children were not
orphans but their parents could not afford large families, and abortions and
contraception were banned. Conditions in orphanages were dreadful; the electricity supply and heating were intermittent and food was in short supply.1 The
worst circumstances were found in children’s psychiatric hospitals, which lacked
washing facilities, and where the bodily and sexual abuse of children was reportedly commonplace.2 Children were often restrained, tied to their beds by their
own clothes. Sometimes children were left lying in their own urine. Many had
delayed cognitive development and did not know how to feed themselves.2
Infants continued to enter the orphanages after the fall of Ceauşescu.2
Throughout the 1990s, thousands of infants in Romanian care settings had
almost no physical contact with caregivers. Psycho-social deprivation – basically
little or no stimulation and negligible human contact – was rife. The babies had
cots, were fed and had their soiled nappies changed. But in many cases, there was
almost no relationship forming and nurturing. Improving the orphanages was a
152 ‘Real’
condition of Romania’s entry to the European Union in 2007 but the BBC journalist, Chris Rogers, reported in 2009 that conditions in some institutions were
still very poor.
Michael Rutter and colleagues spent several decades studying the
‘English Romanian adoptees’, a group of 165 Romanian children who were
institutionalised as infants but adopted by families in the UK. Rutter wanted to
determine the effects of early psycho-social deprivation on the Romanian infants,
using measures such as social difficulties and repetitive behaviours.3 Compared to
a control group of adopted children born in the UK, his team found a very high
incidence of these autistic behaviours in the cohort of institutionalised Romanian
children when they were four to six years old, even after their adoption by families in the UK.4
Another study, again led by Rutter, followed the same children into adolescence but only sampled among those with an intelligence quotient (IQ) of at
least 50. This study again found a high level of autistic-type behaviours in the
Romanian-born children (just under 10% of the Romanian adoptees), as opposed
to none in the UK-born adoptees.3 An additional 6% of the Romanian adoptees
had milder autistic-like ‘features’. By the age of 11, the severity of the autistictype behaviours had diminished but not completely disappeared; a quarter of
the Romanian children adopted into the UK no longer had autistic behaviour.
However, for the rest, many autistic-type behaviours persisted into adolescence.5
This study also compared the Romanian adoptees who had spent less than
six months in an institution with those who spent more than six months there.5
The differences between the Romanian group that had been institutionalised
for less than six months and the UK-born adoptees were negligible on a range
of neurodevelopmental and cognitive measures. By contrast, the group with
longer exposure to the institutional setting displayed higher rates of autism-type
behaviours, including disinhibition, poor social skills, inattention and hyperactivity, even as young adults.5 This group also had higher rates of cognitive
impairment, low educational achievement, unemployment and higher use of
mental health services in adulthood.5 This finding suggests that children’s autistictype and attention deficit hyperactivity disorder (ADHD)-type outcomes might be
determined by the length and timing of their exposure to severe neglect in infancy.
The Bucharest Early Intervention Project followed a second cohort of
Romanian institutionally raised children, who were randomly allocated either
to good-quality family foster care or to continue in institutional care.6 Again,
high levels of autistic behaviours were observed. Roughly 60% of the children
demonstrated repetitive movements or sounds at around two years old (although
such behaviours are common in all infants). These behaviours were eased but not
erased as they matured; more so for those placed with foster families.7 The lucky
group placed with family foster carers also had better social communication skills,
compared to the comparison group who remained in institutions. About 5% of
the children continued to meet the criteria for autism irrespective of whether they
moved to foster care.8 Adoptees often continued to exhibit social disinhibition
(such as hugging strangers), regardless of which group they were placed in.8
Infancy, childhood and adulthood factors 153
Autism-type behaviours, the authors of both sets of studies surmised, were
most probably rooted in the children’s early lack of social experience. They argued
there is a critical window for development in infancy – a time when nurture is
crucial for normal neurodevelopment.5 During the first two years, babies’ basic
nurturing and contact needs must be met if behaviours reminiscent of autism and
ADHD are not to be aggravated. But note the language: ‘reminiscent of’.
Quasi-autism
Rutter and his group argued that the Romanian orphans who were diagnosed with
autism probably do not have the same condition as others with autism. They called
it ‘quasi-autism’.3 The ‘quasi’ distinction hung on the account of the adoptees
having slightly different features from true autism: disinhibited attachment, more
flexible (albeit unusual) communication styles and improvements in some as they
matured. A disproportionate number of adoptees ‘lost’ the diagnosis as they
got older.
The ‘quasi-’ designation was given despite the adoptees meeting existing autism
diagnostic criteria and the enormous heterogeneity of current understandings of
autism, the diagnosis of which can encompass the disinhibited social behaviour
and abnormal but flexible communication described as distinctive in the quasiautism group. Moreover, all children with autistic traits have different trajectories
and some, but not others, mature to sub-clinical levels.9–12 For all these reasons,
it takes work to distinguish the quasi- from the true.
The distinction was needed to maintain (and enhance) the integrity of ‘true’
autism as it was – and is – understood: a lifelong condition that is normally present from birth. The authors made the argument that what they witnessed was
not actually autism, meaning that deprivation can’t possibly trigger ‘true’ autism.
The adoptees’ autistic-like traits were expressed due to neglect, not because
of inborn neurodevelopmental difference. ‘Quasi-autism’ is prominent in this
seminal article’s title.3 Rutter and his colleagues emphasised that the adoptees’
symptoms, especially the 11-year-old children’s difficulties in picking up social
cues, only resembled autism-as-we-know-it. Moreover, the article’s first line,
‘despite the evidence that autism constitutes a disorder that is strongly influenced
by genetic factors’, emphasises the biological aetiology of true autism.3
However, most of the Romanian adoptees did not have autism-type behaviours.
This suggests that the sub-section of adoptees who developed autistic behaviours
had a genetic predisposition to do so; that their autistic-type behaviours stemmed
from a combination of genetics and early institutional deprivation. To distinguish
the quasi- from the true on the basis of aetiology seems harder work when both
have a biological basis.
Work on children’s general neurological development has shown that maltreatment alters the trajectories of brain development. Early deprivation and later abuse
may have effects on amygdala volume.13 Structural and functional neurological
abnormalities initially attributed to innate conditions may be a more direct consequence of neglect and abuse. These brain changes may be thought to be best
154 ‘Real’
understood as adaptive responses to enable endurance in the face of adversity.13
Childhood maltreatment is the most important preventable cause of psychopathology, accounting for about 45% of the attributable risk for childhood-onset psychiatric disorders such as depression, anxiety, substance abuse, eating disorders, suicidal
symptomatology, psychosis and personality disorder. But this list omits autism.13
The idea that autism always occurs from birth (except in rare cases of regressive
autism) is extremely useful and does great work for the various tribes, thus ensuring
it is worth policing. ‘Born this way’ has been proclaimed by autistic awareness
activists,14 who have compellingly argued that autism is, was and ever will be an
unchangeable part of themselves.15 Autism is a fundamental difference in ‘wiring’
that can’t be reversed, therefore society needs to shift and accommodate. This
strong and persuasive argument for disability rights renders unpalatable the idea
that autism might only become apparent due to an infant or child’s environment.16
A second form of reason for invoking the ‘quasi-’ qualifier is the fear of a return
to the abysmal refrigerator mother theory described by Bruno Bettelheim in his
book The Empty Fortress, published in the 1960s.17 The history and emergence of
this theory, loosely aligned with John Bowlby’s attachment theory, are described
in great depth in various texts.18–20 Briefly, mothers were blamed for their children’s
autism, which was thought to be a consequence of cold and inadequate parenting.
The idea did untold damage, resulting in blaming, stigmatising and attribution of
guilt to mothers (a tradition which continues in parenting). To heal the effects of
this alleged psycho-social derivation, holding therapy involved the carer forcefully
holding the child until the child ‘surrendered’ and looked into the carer’s eyes, even
against their will.21 The suggestion of reviving the ‘refrigerator’ is chilling. Rutter
himself was instrumental in demonstrating the high heritability of autistic traits,
estimating that heritability was as high as 90%, with little contribution from the
environment.22, 23 In the 1990s, this led to autism’s healthy re-construction as one
of the most heritable of all psychiatric conditions, as opposed to primarily being a
disorder of attachment, whereas the Romanian orphans clearly suffered from lack
of attachment to nurturing parents.24
Autism-as-innate is a far kinder understanding of autism and one less
stigmatising of parents. The rise of biological psychiatry and cognitive psychology, which became dominant over psychoanalytic models in the 1990s, saw a
welcome shift in conceptualisation to a difference in cognitive processing, located
in neural mechanisms, underpinned by a strong genetic component.25 This neurological, geneticised framework has become somewhat reified, in part because of
the work it does in protecting parents who refuse to be blamed, biologically
minded scientists who seek a pharmacological treatment and self-advocates who
argue for rights and accommodations.26 Writing about medically unexplained
symptoms, Monica Greco argues it suits all parties to minimise any possibility of
a psychological aetiology.27
A similar device to ‘quasi-’ has been used to position adult-onset ADHD, a
phenomenon only recently discovered. Researchers have argued that, although
adults with adult-onset ADHD show behaviours (symptoms) indistinguishable
from true ADHD, it is in fact a different condition.28 Adult-onset ADHD ‘is a bona
Infancy, childhood and adulthood factors 155
fide disorder that has unfortunately been mistaken for the neurodevelopmental
disorder of ADHD because of surface similarities and given the wrong name’.29
Like autism, ADHD is thought of as neurodevelopmental, with a strong genetic
component and onset in childhood. To defend the existing model of ADHD,
the adult-onset version cannot be ‘true’. Recall, however, Rutter’s words of
wisdom: our definitions of disorder are ever-changing, pragmatic attempts to
group behavioural traits that cause distress. In his eyes, there is no ‘true’ autism
or ADHD, only useful models worth defending.
The Romanian cohort studies also raise the question of whether only very
severe neglect in infancy gives rise to the kind of autistic and ADHD traits seen
in the Romanian adoptees, or whether milder cases of neglect also prompt perhaps less-pronounced differences in neurodevelopment. In other words, is it risk
accumulation (such as neglect suffered in childhood in combination with environmental and genetic risk factors) or only very specific risk exposure (such as very
severe neglect lasting more than six months) that shapes neurodevelopmental and
cognitive outcomes?
In the USA, in common with other high-income countries, maltreatment
is highest in children aged between new-born and three years old but rates of
child maltreatment have dropped.30 In the UK, data suggest cases of infant neglect and entry into care have increased since 1990.31 Thankfully, however, the
mass and very severe institutional deprivation witnessed in Romania has not been
replicated elsewhere, making infant neglect implausible as any kind of trigger for
the observed rise in autism diagnoses.
A study of stimming
During childhood, environmental and social stimuli can further exacerbate
behaviours charcteristic of autism. Autism affects how children interact and communicate in the social realm. But autism can also affect a child’s relationship with
their environment and this can result in modified behaviour, such as repetitive
movements or an intense desire for sameness. These latter features form part
of the so-called ‘non-social features’ of the fifth edition of the Diagnostic and
Statistical Manual of Mental Disorders (DSM-5) diagnostic criteria for autism.
Repetitive movements such as hand flapping are known among autistics as
‘stimming’ (a contraction of self-stimulating).
There is an important distinction in developmental psychology between traits
and states. A trait is a more enduring characteristic than a state. A state is transient, often triggering the onset of specific behaviour. The psychologist Richard
Bentall points out that psychological characteristics vary from being trait-like and
immutable to being state-like and changeable.32 He further describes the concept
of a spectrum that extends into the normal and sub-clinical range as the ‘principle
of continuity’, asserting that:
Abnormal behaviours and experiences are related to normal behaviours by continua of frequency (the same behaviours and experiences occur less frequently
156 ‘Real’
in non-psychiatric populations), severity (less severe forms of behaviour and
experiences can be identified in non-psychiatric populations) and phenomenology (non-clinical analogues of behaviour can be identified as part of normal
life).32
As discussed, the imposition of a cut-off between abnormality and normality, diagnosis or no diagnosis, is therefore an arbitrary but convenient way of converting
a dimension into a category, as Robert Goodman and Stephen Scott point out in
their textbook of child psychiatry.33 Charles Nelson, the co-lead of the Bucharest
adoptees’ study, noted that the Romanian infants, who lacked external stimulation, often resorted to self-stimulation. Instances of self-stimulation induced by
the severely neglectful circumstances of the infants held ‘captive’ in the orphanages
included hand flapping or rocking. Stimming, or in psycho-parlance ‘stereotypic
behaviour’, is defined as being repetitive, unvarying and with no apparent goal or
function, and is seen in laboratory, farm and zoo mammals.34 Behaviours observed
in laboratory monkeys and primates that have been separated from their mothers
at birth or in the first year of life and brought up in partial or total social isolation
include rocking, huddling, self-abuse and sucking.35 Animal studies show confinement in infancy may have a permanent effect on the infant animal’s ability
to interact in a flexible and creative way with its environment, analogous with
the quasi-autistic behaviour observed in the Romanian children. The emphasis
in animal studies is on the permanence of these behaviours, suggesting that the
environment of infancy can enduringly affect the way in which the nervous system
develops.36 In adoptee studies, although some autistic behaviour endured, the
emphasis was generally put on improvements in foster care.
In psychology, behaviour that represents a restriction of behavioural possibilities is described as ‘perseverative’.36 Perseverative behaviour includes restricted
interests or insistence on sameness but can also include repeated behaviours, such
as taking the same route each day or always organising food on a plate in the same
manner. Both are seen in the non-psychiatric populations that Bentall’s principle
describes, albeit at lower frequencies and severity it is good to recall, too, that the
boundaries of what is considered psychiatric and what is non psychiatric changes
with time and circumstances, and is subject to lobbying.
There is a disparity between how the scientific and broader autism communities view and describe the so-called stereotypic, repetitive behaviours. Rocking,
hand flapping and finger flicking are all forms of stimming that appear in the diagnostic criteria for autism. Having conducted several interviews in which autistic
adults spoke about stimming, I was aghast at how stimming seemed to be viewed
so differently in scientific circles than by those who actually do it. The autistic
community has reclaimed and actively supports ‘stimming’, originally a derogatory word.37 To help adjust the balance, we conducted a study to examine autistic
adults’ accounts of how and why they stim and what stimming means to them.38
The autistic experience is so varied that we did not attempt to try and
capture everything; that would be impossible. But one of the aims of our
Infancy, childhood and adulthood factors 157
study was to change the conversation from looking at stimming, repetitive and
restricted behaviours as a ‘behavioural symptom’ to consideration of the diverse
experience of the stimmers and their reasons for stimming. I approached Liz
Pellicano, who introduced me to Robyn Steward, an autistic advocate, educator, researcher and musician, who had already conducted a survey on the
topic of stimming among the autism community.39 Steward’s online survey
reported that 50% of autistic people said they enjoyed stimming, yet 72% had
been told not to do it. Many (58%) stimmed when overstimulated; the most
commonly cited reasons for stimming were to reduce anxiety (72%) or to calm
down (69%).
We decided to run a series of workshops to ask adults about their experiences.
There was a good deal of additional interview data with autistic adults, and further interview snippets are quoted here. To include autistic adults with a diverse
range of needs, we recruited adults with high support needs living in two residential homes as well as people living in other settings.
Overstimulating environments
Our participants told us that environmental triggers such as artificial lighting,
crowded and confusing social environments full of activity, exposure to loud
or unpleasant sounds, strong odours and uncomfortable temperatures or
substrates made autistic people uncomfortable and anxious and provoked bouts
of stimming. Distressing social environments included confinement-specific
stressors such as restricted movement, reduced retreat space, forced proximity
to others and unfamiliar social groups. For example, one participant described a
stim-provoking visit to a ‘restaurant [with], lot of sensory information going on’.
My previous job, pre PhD, having been as a television producer, this description
reminded me of a film set, with much activity and many lights, cameras and new
people to negotiate, all in an inescapable work environment.
Stimming could engender a sense of control and restore balance. According
to one participant stimming was ‘performing an action or vocalisation, often
rhythmic in some way, to help oneself cope with a stressful situation. So rocking,
humming, flapping hands kind of thing’. Equally, stimming was used to express
intense joy and respond to a heightened positive emotional state. Another participant stated that ‘stimming to me is a natural expression of joy, excitement, anxiety
and worries but also a strategy that helps my body process my thoughts, feelings
and energies’. Stimming seems to be a way for people to regulate over-powering
emotions, be they negative or positive.
The types of exposures reported to trigger stereotypies in animal studies include
environmental sources of stress such as artificial lighting and exposure to brash or
aversive noises, extreme temperatures or sensory stimuli or an unvarying environment.40 We cannot equate autistic adults with captive animals but the animal
studies underline the point that proximal environmental triggers can and do precipitate stereotypies or stims. ‘All people and some mammals stim. Autistic people
158 ‘Real’
do it more because we exist in a world where there’s a poor person–environment
fit. Society is designed for neurotypical people’, as one participant put it.
Stims can be what diagnostic criteria describe as ‘symptoms’ but they seem
to have a useful calming function according to the testimony we heard: ‘has the
calming effect’, ‘to help oneself cope with a stressful situation’, ‘stimming can
prevent you getting into an anxious state’. But, just as importantly, stimming was
also likely to be provoked by extreme joy and overwhelming happiness: ‘thinking
about exciting racing … I was making like funny like movements’. Anyone who
has seen a toddler waving their hands in glee and excitement can appreciate that
stims can be expressive of either anxiety or joy. Our study built on Steward’s
work, and participants’ testimony backed up the idea that stims can be a useful
way to regulate emotion, an idea that has been put forward before, although
approached in a new way.41 I devised an initial simple model (Figure 9.1) which
Steven Kapp developed into a more comprehensive picture for publication.
A second finding, not yet published, was that allistic people also frequently
found themselves ‘stimming’: tapping a foot, pulling hair, joggling legs, drumming
fingers. Although the difference was unclear, they often did not call it ‘stimming’
but rather ‘fidgeting’. Stimming seems to be a pursuit that all people take part in,
to a greater or lesser extent, but perhaps name differently because of the severity
and frequency, and perhaps phenomenology, as in Bentall’s descriptions of clinical versus non-clinical behaviour. This is a line of enquiry Kapp hopes to follow
in future analysis of the dataset.
Participants described how their stimming was deemed unacceptable in public,
and some private, spaces. Some autism interventions have aimed to minimise
stimming; recent articles have summarised interventions aimed at minimising
restricted and repetitive behaviours.42 If stimming plays a useful function, and is
harmless, this seems a ludicrous ambition. ‘How would I calm down [if stimming
were suppressed]?’ asked one participant. ‘If you’re taking away someone’s ability
Figure 9.1 An initial model of stimming as regulatory mechanism.
Infancy, childhood and adulthood factors 159
to cope in a situation, when they’re in that situation I worry they are going to
have a breakdown’. Another described how for her, stimming had become a way
to self-regulate her emotions: ‘I never used to wave my hands that much but
I’ve started doing it more, it actually helps … which is quite incredible’. Some
scholars argue that Applied Behaviour Analysis (ABA), a well-used behavioural
intervention, has sometimes been used to force autistics to comply in ways that
are actively damaging and do little to bring about acceptance. Indeed, they argue,
this makes society worse, by reinforcing the stigmatisation of autistic behaviours.
In response to the suggestion that a reduction in stimming may reduce the
bullying of the stimmer, it is noted that bullying is aberrant behaviour and that the
person in need of a behavioural intervention is the bully. It is paradoxical that our
societal norms and interventions stigmatise by rewarding suppression of autistic
stims. We argued the site of intervention, if any is required, should be the environment, not the individual child (Figure 9.1).
The broadening of the spectrum to include cognitively able children means
many more children with diagnosed autism are now in mainstream schools.
I wonder if behaviours teachers called ‘fidgeting’ in former times are now
classed as autistic ‘symptoms’ of diagnosed pupils. In an earlier study, I listened
to parents talk of children’s meltdowns and bouts of stimming on arriving
home, prompted by holding it together at secondary schools in which ‘autistic’
behaviours were stigmatising. One participant noted that, although stimming
was tolerated in younger children, such tolerance decreased with age. Perhaps
acceptance and understanding of the ameliorating function of stimming is one
key to neurodiversity awareness in schools.41
To summarise, while behavioural science describes stereotypies in humans
(and other mammals), autistic people describe stims. While some behavioural
interventions try to dampen stereotypies, autistic people regard stims as helpful
and encourage them. The autistic anthology Loud Hands is a response to the
command, ‘quiet hands’. Keep still, don’t stim.43 If the built and captive environments trigger anxiety and distress in animals and humans we should work to
change the environments, not the living creatures.
To return to the main question, could changes to the built and social environment have elicited more stimming and other autistic behaviours since 1990,
leading to more identification of autism? Are schools, for example, more crowded
and difficult to navigate? This seems highly debatable, as autistic behaviours must
be pervasive across multiple settings, for example both at home and school, to
qualify for diagnosis.
Traits versus states
My far-from-comprehensive review of risks and exacerbating factors in Part II
was organised by life stages. One tentative conclusion is that the earlier in the life
course a risk is encountered, the more trait-like and less state-like the resulting
autistic behaviours appear to be. Environmental or social risks at very early stages
160 ‘Real’
Figure 9.2 Antecedents of autistic behavioural states versus autistic traits.
of development seem to produce more trait-like results, whereas later influences
exacerbate or provoke more transient behavioural states (Figure 9.2).
In reality, the frequency, severity and pervasiveness of particular behaviours are
considered when diagnosing autism, as well as their persistence. But the state/
trait divide may be a useful way to conceptualise risk across the life course. On
the one hand, older parenthood, which can disturb the quality of the gametes
and the meiotic replication of DNA at conception, seems to be associated with
more permanent and core autistic traits. Hypoxia at birth can give rise to severe
and permanent brain damage. On the other hand, the early severe psycho-social
deprivation experienced by Romanian infants resulted in autistic-type behaviours
that were often (but not always) ameliorated when they were placed with
foster families, and encountering unwelcome social environments in adulthood
triggered transient bouts of stimming states.
Figure 9.2 draws on Urie Bronfenbrenner’s ecological systems theory of child
development, which centres a child among layers of influence that shape the
child’s adaptation to their environment.44 In Bronfenbrenner’s model, the macrolevel environment is the surrounding socio-cultural environment; the meso-level
the culture of the child’s neighbourhood and community; and the micro-level
the child’s family and direct caregivers, such as teachers and babysitters. As children grow and develop, they reach out from their existing level of understanding
and experience to increasingly wider spheres. Smaller layers can be added, in
ever-decreasing circles, through foetal development (the in utero environment)
to conception (the development of the genome in the cellular environment).
In later work, Bronfenbrenner emphasised bi-directional effects; the individual
person is both shaped by and shapes their environment.45 Bi-directional effects
Infancy, childhood and adulthood factors 161
seem more and more pertinent as life progresses and the child grows more independent from the parent. A blastocyst has no conscious control over its uterine
environment, a child a little control over its, an adult most control of all. Maturing
means following a path to independence, autonomy and the resilience to bring up
one’s own offspring. The earlier in the lifespan a threat occurs, the more vulnerable the person is to those threats.
Threats, considered as risk factors associated with neurodevelopment or neural
processes, can also operate at each stage; human neural development adapts and
responds to the environment at every stage of the lifespan. The effects of environmental risks on neurodevelopment seem to have more impact and last longer if
they occur in the fragile early stages (moderated by the severity of the risk). This
temporality of response to environmental risk factors, more trait-like for early
risks and more state-like for later meso- and macro-level risks, seems to be aligned
to the age at which the factor is experienced and level of biology in operation
(Figure 9.2). The environments of earlier stages seem more influential than later
stages in determining the permanence of autistic traits. Later environments, such
as school, that are more associated with behavioural states, are better considered
as exacerbating factors rather than risks.
State/trait theory fits with the idea of the critical developmental window,
the closure of which means the opportunity to ameliorate the difficulties of the
child will be lost. Window thinking can be used as a prompt for early detection,
diagnosis and intervention, which fits with conventional wisdom on early intervention. But science, as discussed earlier, can be good at telling the stories the
discipline wants to hear. My states/traits diagram is best thought of as tentative
and a potential area for further research, rather than a claim of knowledge.
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24. Yuen, R.K.C. Szatmari, P. & Vorstman, J. A. S., M. B. The Genetics of Autism
Spectrum Disorders. In Autism and Pervasive Developmental Disorders (Cambridge
University Press, 2019) p 112–129.
25. Smith, M. Hyperactive: A History of ADHD (Reaktion Books, 2012).
26. Silverman, C. & Brosco, J. P. Understanding Autism: Parents and Pediatricians in
Historical Perspective. Arch. Pediatr. Adolesc. Med. 161, 392–398 (2007).
27. Greco, M. The Classification and Nomenclature of ‘Medically Unexplained Symptoms’:
Conflict, Performativity and Critique. Soc. Sci. Med. 75, 2362–2369 (2012).
28. Castellanos, F. X. Is Adult-onset ADHD a Distinct Entity? Am. J. Psychiatry 172,
929–931 (2015).
29. Moffitt, T. E. et al. Is Adult ADHD a Childhood-onset Neurodevelopmental Disorder?
Evidence From a Four-decade Longitudinal Cohort Study. Am. J. Psychiatry 172,
967–977 (2015).
30. Child Maltreatment. Child Trends www.childtrends.org/indicators/child-maltreatment.
Infancy, childhood and adulthood factors 163
31. Esposti, M. D. et al. Long-term Trends in Child Maltreatment in England and Wales,
1858–2016: An Observational, Time-series Analysis. Lancet Public Health 4, e148–
e158 (2019).
32. Bentall, R. P. Madness Explained: Psychosis and Human Nature (Penguin Books Ltd,
2004).
33. Goodman, R. & Scott, S. Child Psychiatry (Blackwell Publishing, 1997).
34. Latham, N. R. & Mason, G. J. Maternal Deprivation and the Development of
Stereotypic Behaviour. Appl. Anim. Behav. Sci. 110, 84–108 (2008).
35. Animal Welfare Institute. Towards an Understanding of Stereotypic Behaviour
in Laboratory Macaques. www.awionline.org/content/towards-understandingstereotypic-behaviour-laboratory-macaques (2020).
36. Ridley, R. M. The Psychology of Perseverative and Stereotyped Behaviour. Prog.
Neurobiol. 44, 221–231 (1994).
37. Nolan, J. & McBride, M. Embodied Semiosis: Autistic ‘Stimming’ as Sensory Praxis.
In International Handbook of Semiotics (ed. Trifonas, P. P.) 1069–1078 (Springer,
Dordrecht, 2015). doi:10.1007/978-94-017-9404-6_48.
38. Kapp, S. K., Steward, R., Crane, L., Elliott, D., Elphick, C., Pellicano, L. & Russell,
G. People Should be Allowed to do what they Like: Autistic Adults’ Views and
Experiences of Stimming. Autism 1362361319829628 (2019). https://doi.org/
10.1177/1362361319829628
39. Steward, R. L. Repetitive Stereotyped Behaviour or ‘Stimming’: An Online Survey
of 100 People on the Autism Spectrum. https://insar.confex.com/insar/2015/
webprogram/Paper20115.html (2015).
40. Mason, G. Stereotypic Behaviour in Captive Animals: Fundamentals and Implications
for Welfare and Beyond. In Stereotypic Animal Behaviour: Fundamentals and
Applications to Welfare (eds. Mason, G. & Rushen, J.) 325–356 (CABI, 2006).
doi:10.1079/9780851990040.0325
41. Leekam, S. R., Prior, M. R. & Uljarevic, M. Restricted and Repetitive Behaviours in
Autism Spectrum Disorders: A Review of Research in the Last Decade. Psychol. Bull.
137, 562–593 (2011).
42. Boyd, B. A., McDonough, S. G. & Bodfish, J. W. Evidence-based Behavioral
Interventions for Repetitive Behaviors in Autism. J. Autism Dev. Disord. 42, 1236–
1248 (2012).
43. Bascom, J. Loud Hands: Autistic People, Speaking (Autistic Press, 2012).
44. Bronfenbrenner, U. The Ecology of Human Development: Experiments by Nature and
Design (Harvard University Press, 1979).
45. Bronfenbrenner, U. & Ceci, S. J. Nature–nurture Reconceptualized in Developmental
Perspective: A Bioecological Model. Psychol. Rev. 101, 568–586 (1994).
10 Diagnosis
Assessing diagnosis
In medicine, the value of diagnoses are assessed in terms of their validity, clinical
utility and reliability.1 A diagnosis is said to be valid if it measures the construct
it is supposed to and reflects reality; that is, it is a class that ‘carves nature at the
joints’. It is reliable if the same diagnosis is given repeatedly by different clinicians
in different settings, a skill that can be trained.2 And it is clinically useful if it
predicts needs and prospects, is a useful communication tool and can be used to
prescribe effective treatment in the clinic.
The validity of all diagnoses in the fifth edition of the Diagnostic and Statistical
Manual of Mental Disorders (DSM-5) has been challenged in ways covered in
this book, using autism as a case in point. First, the validity of autism has been
questioned because autism never occurs in isolation but almost always with other
neurodevelopmental issues. This has led researchers to call for a ‘lumping’ of
the category into a larger overarching neurodevelopmental framework. Groups
such as Chris Gillberg’s argue that, to better reflect reality in clinical practice, the
gamut of neurodevelopmental disorders that present with impairing behaviours
in childhood, including attention deficit hyperactivity disorder (ADHD), autism
spectrum disorder (ASD), developmental co-ordination disorder, intellectual disability, speech and language impairment, dyslexia, dyspraxia, Tourette syndrome,
early-onset bipolar disorder, behaviour phenotype syndromes and neurological
and seizure disorders, should be lumped together as ESSENCE (early symptomatic syndromes eliciting neurodevelopmental clinical examinations).3 Gillberg’s
team points out that, for developmental disorders, co-morbidity is the rule, not
the exception.3
Second, the validity of autism diagnosis is challenged because autism is not a
characteristic of an individual person but may become problematic only in relation to the social context (Chapter 9), because diagnosis converts a continuum
of traits in the population to a binary (Chapter 4) and because autism is now so
heterogeneous that there are multiple aetiological pathways that do not hang
together if nosology is based on underlying pathology (Chapter 3). Because
of these concerns over validity,4 people have suggested ‘splitting’ by sub-types. In
the case of autism, there may be ‘multiple autisms’, perhaps by genetic profiles,
Diagnosis 165
Figure 10.1 Simple medical model of clinical diagnosis.
cognitive profiles, neural differences, intellectual ability, gender or sensory processing differences. There are calls too to split autism research into studies of
different types of traits.5
A traditional, medical, view of diagnosis is equivalent to a mechanic diagnosing why a car engine won’t start. The symptom (the engine won’t start) is
due to a mechanical fault (the spark plugs are degraded). The mechanic identifies
the fault (diagnosis) and implements a treatment (replacing the plugs) that solves
the problem (Figure 10.1). The validity of the diagnostic category is further
eroded by the presumed neutrality of diagnosis in this model (which nobody
really subscribes to); a diagnosis is supposed to be purely descriptive but actually,
it profoundly affects the person who is diagnosed. Annemarie Jutel and Sarah
Nettleton call for a ‘sociology of diagnosis’, arguing diagnosis is not only a social
process but can be considered an intervention in itself.6
Clinicians, researchers and social scientists are already acutely aware of how
our diagnostic categories are flawed; that any class is what we define it to be.
We are never going to definitively know if some people do or do not have
autism. When autism is a moving target, judgement is invoked. Regarding the
rise of autism diagnosis, I would argue the question of validity is irrelevant. The
more important question than the validity of autism as a diagnostic category is
whether it is helpful as a diagnostic category. That is, its utility should be the
focus, not just for clinicians but also for people with autism and their families.
The consequence of diagnosis, not whether it is valid, is the fundamental point
to consider.
This recommends a pragmatic approach to clinical diagnosis which Jennie
Hayes witnessed in her studies, and which was neatly summed up by a clinician
academic quoted by Roy Richard Grinker: that to secure services one ‘would call
a child a zebra’ if required.7 Yet if we unpack this quote it is apparent that being
called a zebra is not the only issue; rather, there is a hidden assumption that services are helpful. The deeper complexities of the issue of ‘is it helpful/useful?’
depend on service availability and whether those services are geared towards
doing something that is desirable in the first place.
This begs another question: desirable for whom? For example, diagnosing a
child may be incredibly useful to the parent but not so useful to the child. If they
are assigned behavioural programmes that minimise their stimming (Chapter 9)
or sent on an unwanted ‘social skills’ programme, as one of our interviewees
166 ‘Real’
reported, it may not be helpful as hoped: testimony from the autism community suggests stimming has a useful function in emotion regulation, so efforts to
suppress or ‘treat’ stimming may be misplaced.8 Benefits of health services and
treatments are contingent on the quality of care available and the pathway taken.
Calling a child a zebra might yield ‘anti-lion protection services’ that might not
be practically achievable or indeed helpful for the child or her family.
Utility depends, of course, on who diagnosis is useful for, which in turn depends
on when the diagnosis is given and under what circumstances. In the next few
pages I will consider the functions of diagnoses, who they benefit and the caveats
and costs of diagnosis. Regarding whether the rising use of autism diagnosis is
helpful, the question of its utility is particularly pertinent to the groups that have
come under the autism umbrella since 1990: newly identified adults and children
of typical intellectual ability, at or near the threshold, where the bulk of the rise in
application of diagnosis has taken place as discussed in Part I.
Institutional functions of diagnosis
Diagnosis is central to the organisation of health as well as social infrastructure
and is useful to many different groups of professionals, as well as the people
who receive one, as helpfully summarised by Nik Rose.9 Most obviously, for
people with health troubles, diagnosis acts as a gatekeeper to medical services and
treatments but can also be key to accessing other services, educational support
or skills-training funding. Professionalisation means careers are built around particular types of expertise of a diagnostic category. For epidemiologists and service
commissioners, diagnostic categories provide the basis of the prevalence estimates
that underlie planning for services. Conferring diagnosis is the core business of a
doctor and is what lends clinicians their medical authority. For researchers, diagnosis can serve to highlight areas where research is needed, and research fields and
academic journals are often clustered around diagnostic categories. For lawyers,
diagnosis can be a condition for involuntary confinement, mitigate responsibility
for a crime or confer protected characteristics. For insurance agencies, it is a way
to decide who is allowed pay-outs. For commercial enterprises, diagnosis enables
the production and development of disease-specific drugs, interventions and the
diagnostic tools to identify who needs one.
Diagnosis can also be the banner around which groups mobilise, with charities,
support groups and activists lobbying for services and research based on a specific
diagnostic category. It can foster a resistance identity that helps feed back into our
understanding of the diagnostic category (Chapter 4). For clinicians, diagnosis is
a way to categorise and communicate and provide access to services, determining
pathways of care and treatment. Diagnosis delineates a set of symptoms for other
institutions (such as schools). For epidemiologists, diagnosis may define the outcome against which risk is defined and assessed.
The list goes on. Society’s institutions are so thoroughly reliant on diagnostic
categories that it is impossible to imagine how they could function without them.10
These functions can also become vested interests, thereby shaping diagnosis and
Diagnosis 167
diagnostic categories and processes in particular ways. Another driver of diagnosis
is the infrastructure, industry and professionalism that can grow up around any
category. Commercial interests in autism’s expansion cover dietary and behavioural therapies but also include aspects of research, education and medicine. This
includes the founding of diagnostic assessment services (Chapter 4) and research
expansion with billions in funding to develop drugs to treat autism, design behavioural interventions and found glossy, state-of-the-art autism research centres.
Many autism interventions are well respected and established but others are
controversial, such as the Judge Rotenberg Centre which until recently used electric shocks to deter autistic children from indulging in unwanted behaviours.11
Even apparently benign diagnostic tools, such as Autism Diagnostic Observation
Schedule (ADOS), are often commercial enterprises that have a vested
interest in promoting autism diagnosis, even if not consciously or overtly. Our
commentators on the ADOS training highlighted how training is expensive and
how it professionalises its services, selling to an elite of well-heeled clinicians and
researchers, as well as consistently upselling its products.2 Commercial concerns
can drive the promotion of diagnostic and self-diagnostic tools,12 and may fuel
screening programmes that act as catalysts stimulating rising use of diagnosis.13 In
turn, commercial enterprises loop back to the reification of autism (as a discrete
object), leaving it open to commercialisation.14
Consequences of diagnosis
I have touched on consequences throughout this book. In this context, perhaps the most important group to consider is the people who are given a diagnosis. A review of qualitative work on the impact and experience of diagnosis for
people with mental health diagnoses (published in Lancet Psychiatry) shows that,
for some people, diagnosis of mental health conditions is experienced as invalidating, whilst for others it validates.15 Studies reporting on whether diagnosis is
experienced as positive find it often depends on whether adults actively seek one.
Being well informed about diagnosis makes it meaningful and gives hope.16
Diagnosis is more likely to be experienced as harmful when people receive scant
information from clinicians, are not told face to face or are kept waiting.15 Most
people find mental health diagnosis validating but it sometimes causes confusion, shock and rejection of the diagnosis.15 Unsurprisingly, different diagnosis
experiences are mediated by the type of diagnosis and how stigmatised any particular condition is in the local cultural frame; diagnosed people report troubling
effects of diagnosis, including hostility, exclusion and isolation.15 Some people
report that they are no longer perceived as an individual person but as a diagnosis
to be dreaded or avoided. Fear of such stigmatisation led to anxiety about being
diagnosed.15
These experiences resonate with Bruce Link and Jo Phelan’s dissection of
stigma via the identification and labelling of differences.17 Their work highlights
the social process that determines which differences are deemed relevant and
consequential and which are not. Medical diagnoses vary enormously in the
168 ‘Real’
degree to which they are socially significant. Hypertension, bone fractures and
migraine, for example, are relatively benign and socially acceptable, whereas lung
cancer, obesity and schizophrenia are morally loaded and equated with undesirable features. There is huge cultural variation in social and local responses, as
demonstrated by a study which reported diverse reactions to a schizophrenia
label in eight countries.18 This socially significant label leads to the detachment of
‘them’, the stigmatised set, from ‘us’ – a divisive process harnessed and reversed
by resistance identities for the purpose of challenging dominant forms of power
(Chapter 419). A diagnostic label is said to be stigmatising if, once a person is
labelled, or diagnosis is disclosed, the person is adversely judged and devalued
by the majority. The social response is to isolate, reject and exclude them, which
again is a form of exercising (dominant) power.
Clearly, diagnosis can be a double-edged sword, both helpful and harmful.
Which edges are sharpest depends on the context and the diagnosis.
Consequences of autism diagnosis
What then can we say about the consequences of diagnosis of autism?
The answers, again, are threaded through earlier chapters but, to summarise,
many studies, including one of mine, have shown autism diagnosis functions as a
key to unlock numerous resources, including interventions, insurance, self-help
groups, services support and financial benefits.20–22 These include:
•
•
•
•
•
•
social resources, such as access to support groups, holiday breaks
health services, interventions and treatments, such as child and adolescent
mental health services
respite care
access to information (once a condition is identified you can find out much
more about it)
financial resources, such as child benefits
educational resources, often one-to-one support in class by a teaching
assistant or a place in a special school or individual teaching unit.
In the USA, one study showed rates of diagnosis are higher in areas where there
is more educational spending and diagnosis was linked to access to a school health
centre (rates were also correlated to the concentration of paediatricians).23 Before
1990, children with intellectual impairment may have been classified as having
mild intellectual disability or developmental delay; today, autism is diagnosed in
substitution to enable access the additional resources associated with the autism
label.24
The utility of diagnosis depends on what services, what ways they are useful
and so on. Parents in our study and others’ reported having a diagnosis for their
child was useful (to them), due to this gatekeeping function.22, 25 But there were
also caveats, for example, concerning the deluge of professionals. Some parents
reported that a bewildering array of professionals descended on their children,
Diagnosis 169
Figure 10.2 Autism ID card.
while others embarked on up to 40 hours of intensive intervention per week
(Chapter 2).
Clinical recommendations change with time; what is advised as effective
now may be discredited later. The type of intervention considered suitable is
contested (for example, Applied Behaviour Analysis), as is what outcome should
be its aim: whether autistic behaviour needs to be normalised at all or should
be accepted. Some interventions/accommodations remain essential, and their
outcomes germane, such as aids to communication, which are indispensable for
those who struggle to make their needs known.
That a clinician would ‘call a child a zebra’ if required also calls into question
what the impact of being called a zebra would have of itself. If a child’s autism
diagnosis is revealed, other people tend to attribute that child’s behaviour to an
aspect of their brain difference. This transfers a social frame of understanding
(such as mother blame) to a biological frame (brain blame). This can be both liberating and limiting. Neurologisation can improve family functioning and lead to
acceptance and the setting of that less stringent ‘new normal’ in expectations of
behaviour both at school and at home (Chapter 8).26
‘Courtesy’ stigma is a form of stigma that arises through a connection with
a stigmatised person. One study comprising 12 parent interviews showed how
diagnosis is crucial for parents to resist courtesy stigma, that is, the stigma of
having an autistic child.27 Resistance to courtesy stigma was achieved by disclosing
diagnosis in schools and other institutional settings and supporting a neurological
170 ‘Real’
model for children’s behaviour. Inevitably, in this process, the child’s identity may
be ‘spoiled’, in Erving Goffman’s terms.28 One reading is that in a patriarchy we
see the ‘sacrifice’ of the child to the label to protect the mother from blame.29
In my interviews with parents, I learned how autism cards (Figure 10.2) are
often deployed by parents and flashed at other shoppers to explain to others why
their child is having a meltdown. In the classroom, at home and in society, a card
proclaiming the diagnosis can transform a child who ‘is’ a problem into a child
who ‘has’ a problem and this can be tremendously beneficial to relationships.30 In
other people’s eyes the transference of the account of behaviour from a personal
(or parental) failing to neurological or biological causes has an exculpating effect,
which is why autism diagnosis has been called the ‘not guilty verdict’ and a
diagnosis of forgiveness.31 I have seen first-hand the benefits of attributing my
mother’s erratic behaviour to a brain-based explanation, engendered by her
dementia diagnosis. This minimises frustration, engenders sympathy and absolves
her of responsibility for her conduct, smoothing family and carer relations. The
same is true for autism,21 although there may be a journey to parental acceptance
of diagnosis that goes via shock, relief or denial, and acceptance may itself lead on
to activism and action.22
Of course, power is distributed unevenly. When a card is shown, parents (or
those with disciplinary authority) have more power to determine the course of
action than the autistic child. For young children, escaping the power is impossible but as children become more autonomous as adolescents and adults, resistance is possible, and even indispensable, to question both being and having ‘a
problem’. Alternative discourses to autism-as-disorder, other possibilities, other
ways of thinking, notably autism-as-identity, have sprung up in resistance.
Responsibility and autism diagnosis
A study we conducted in secondary schools illustrated the shift in attribution of
personal responsibility that was engendered by disclosure of a diagnosis.30 We set
up an interactive session with 250 pupils. We provided them with descriptions
of three boys in a series of vignettes read out to them by our research team, led
by Rhianna White and Jean Harrington. One of the vignettes described Alex, a
fictional adolescent who had a strong interest in science fiction and biking. Alex,
it was revealed, hated untidiness and felt anxious if his stuff was moved. He was
also pedantic, very funny, picky over food and loved Star Trek and helping friends
with homework. We designated Alex to have clinical-level autistic behaviours,
as well as strengths, referring to the DSM criteria to achieve this. Crucially, half
the pupils who heard the vignettes were told that Alex had a diagnosis of autism,
while the other half were not informed of it. Using a series of questionnaires,
we then compared whether disclosing the diagnosis altered the pupils’ attitudes
towards Alex.
Results showed that disclosure of diagnosis did not alter how close pupils
wanted to be to Alex, or how they felt about him, but it did lessen his personal
responsibility they attributed for his idiosyncratic behaviour.30 They were less
Diagnosis 171
likely to see Alex’s behaviour as being under his control if the diagnosis was
disclosed. The disclosure of autism diagnosis meant they were more likely to
think Alex behaved as he did because of differences in his brain. This effect –
divested perceived personal responsibility for action – has both positive and negative consequences.
Because diagnosis promotes the understanding of behaviour in terms of neurological difference and can sometimes be invoked to excuse transgressive behaviour (‘it’s not me, it’s my brain’), this reading may be associated with loss of the
feeling of being in control of one’s destiny, instigating loss of power that may be
associated with feelings of helplessness. Diagnosis and disclosure may undermine
others’ belief in a child’s ability to progress;32 teachers, and others, may operate
an unconscious expectancy bias because expectations are lowered: they believe
that a child is less capable than their peers.33
Such biases have been shown to operate in a series of psychology studies over
many decades.34 In one of the earliest and most influential of these ‘Pygmalion’
studies, researchers posed as educational psychologists and tested a class in school,
sharing with the teachers that a fifth of their pupils were ‘intellectual bloomers’,
despite these pupils being selected at random.35 When pupils were re-examined
a year later the ‘bloomers’ really did perform better in intelligence tests. Once
an expectation was set, the authors argued, people – in this case, teachers – tend
to act in ways that are consistent with the expectation. The expectation shapes
teachers’ behaviour, which influences children’s outcomes, inducing a new reality.
Expectancy bias is closely related to the idea of the ‘autism lens’, discussed
in Chapter 6, in which behaviours are interpreted in the light of autism. Such
a lens allows one to reframe others’ and possibly one’s own behaviour in an
autistic light, perhaps ascribing a lay diagnosis where a medical diagnosis is not
given or disclosed. Adults diagnosed with autism are documented to interpret
their past experiences in the diagnostic frame, applying the lens successfully and
sometimes retrospectively to their own lives.31, 36, 37 This provides an explanation
for a lifetime’s experiences of difference. Rewriting biography in this way, often
through identification via diagnosis, is known as biographical disruption;38 ‘putting a name to it’ has been reported by autistic adults as a cathartic, healing and
helpful way to make sense of one’s history.39 In contrast, some adult participants
our group interviewed in residential care settings indicated they were totally
unaware they had an autism diagnosis.
Stigma
Whether stigmatisation is due to the application of the diagnostic label or to
the autistic behaviours themselves is hard to untangle. Our school-based study
attempted to examine the effect of labelling while controlling for autistic
behaviours, as have others,40–42 using similar vignettes but such research designs
are limited in the ways they mimic reality, as what participants confess their
attitudes to be may not marry with their actions. One US study found that telling
a child about a peer’s ‘bogus’ label of ADHD meant they spent less time and
172 ‘Real’
effort interacting with the peer who had the bogus label. But actually having a
diagnosis, that is, not having been identified but displaying traits,43 reduced the
level and quality of interaction more than having the bogus label applied. This
type of work is difficult to generalise, as local settings have a massive influence on
how the diagnosis is understood and interpreted.
Internationally, understandings of autism vary widely, particularly in
developing countries. A London conference hosted by Bonnie Evans in 2017
provided insights from guests who worked with autistic groups from around the
world. In Ethiopia, delegates reported, autism is bracketed as a mental health
problem and in some rural settings children are chained, enabling their mothers
to work in the fields.44 In Tanzania, the category is not applied to adults or
higher-functioning people.45 In Taiwan, learning to speak later than is typical for
most infants (which in the West is considered a sign of autism and developmental
delay) is seen as predicting a brilliant future.46 The Chinese translation of ‘autism’
emphasises loneliness. In South Korea an autism label is heavily stigmatising,
whereas in Australia delegates reported the diagnosis can be a useful mechanism
to deflect blame from the parents.
The ways both autistic behaviour and autism diagnosis are interpreted and
operated vary hugely among different cultures. Similarly, the relationship between
impairment and the social demands put on children varies in different cultural
milieus. One the one hand, if research harking from higher-income countries is
uncritically projected on to the rest of the world, there is a danger that culturally determined social reactions may be incorrectly interpreted as pathological
(eye contact is a good example). On the other hand, a medical explanation of
children’s behaviour may either be less harmful than competing models in the
local setting, such as possession by evil spirits, or can deflect blame. My prediction
is that the use of autism as a diagnosis will continue to increase globally, largely
because of the efforts and vested interests of the institutions, tribes and individual
people that find it overwhelmingly useful and beneficial.
It is safe to say that, since 1990, at least in high-income countries, stigmatisation of autism has been reduced (Chapters 4–7). Autism diagnosis is now
not only linked to impairment but also to productivity, focus, breakthrough and
creativity. There are stories about famous artists, political leaders and scientists
diagnosed with autism (Chapter 6). Advocates with other neurodevelopmental
conditions are ploughing a similar furrow; for example, there is an emerging
narrative around on the strengths of ADHD.47–49 These stories promote diagnostic biographies and create a kind of social capital around diagnosis.50 In this
sense, diagnosis is an asset that can be deployed or weaponised to achieve the
required or desired ends, which has led to appropriation of diagnostic labels when
no clinical diagnosis has been made (see Conclusion).51
We made a contribution to the effort to switch focus from deficits in a
study mapping how adults with autism experienced their condition as advantageous,52 arguing that first-person accounts can locate the benefits of autistic
people’s abilities in real-life experiences. All but one autistic participant in
our study described their traits as bringing some advantage, albeit in limited
Diagnosis 173
circumstances. Hyper-focus, attention to detail, good memory and creativity
were most frequently described as beneficial traits. Participants also described
their skills in social interaction, such as honesty, loyalty and empathy for others
with autism.
However, the study had a flawed question, in that some participants found
it impossible to separate what was ‘them’ from what was ‘autism’, in line with
Sinclair’s pioneering work (Chapter 4). Autistic people described themselves as
having behavioural or personality traits but did not necessarily identify them as
‘autistic’. Most traits (for example, hyper-sensitivity), were reported as both beneficial (to experience the world in all its splendour) and impairing (the experiencing of sensory overload). Traits could act as both strengths and weaknesses,
depending on the extent to which participants felt they were in control of their
behaviour and on the situation. This raised the question of whether interventions
targeted at removing autistic difficulties might throw the baby out with the bathwater; some valuable aspects might be lost by trying to treat ‘autism’ per se. A new
model to look at autism was suggested, along the lines of a neurological ‘shift’ in
development, with possible positive and negative consequences, rather than the
purely deficit-focused diagnostic model.
To avoid deficit-based criteria, and for other reasons, various alternatives to
the DSM and standard classification systems have been developed. These include
the World Health Organization’s International Classification of Functioning,
Disability and Health (ICD), which includes a list of environmental factors, as
functioning occurs in relation to context.53 In the UK, the Power Threat Meaning
Framework was an attempt by clinical psychologists to provide an alternative clinical description to diagnostic language54 and the US National Institute of Mental
Health, which is the world’s largest funder of mental health research, developed
the Research Domain Criteria, which attempt to map dimensions of functioning
to underlying biological systems.55 Despite these efforts, the clinical diagnostic
framework outlined in DSM-5 and ICD-11 remains the standard set of criteria
for clinical diagnosis.
A focus on strengths, or a remapping of criteria, not only simply reflects reality
but also builds the language for people to interpret and construct a reality, or
an identity, in terms of their diagnosis. The autism story illustrates how a diagnosis evolves in part through the telling of it. Narrative reconstruction involves
resistance to dominant ideologies, in this case the deficit-based medical language.
to ‘suffer’ from ‘symptoms’ or be ‘at-risk’ in the psychiatric lexicon are valueladen meaning ‘less than’; if autism is an identity it is analogous to saying one
‘suffers from’ and ethnicity, ‘symptoms of’ a sexuality or ‘at-risk’ of being female
(etc.). Nevertheless, the resistance identity of neurodiversity co-opts the language
of diagnosis and prominent activists advocate for further diagnostic expansion.
Over time, this contributes to a net shift to de-stigmatise autism and provide
a less-pathologising language, seeding a gradual change in public perception,
at least in higher-income countries. Advertising, television, books, music and
school curricula increasingly cover autism and other mental health conditions,
bringing them into the mainstream and promoting acceptance (Figure 4.2).
174 ‘Real’
Figure 10.3 How diagnosis transforms the frame of view.
Rhetorically, these developments reduce the stigma surrounding mental health
and neurodevelopmental diagnosis and edge them further into the mainstream.50
The sociologist Svend Brinkmann describes how, since 1990, autism and other
psychiatric diagnoses have been integrated into the cultural artefacts and language of everyday life.56 The modern diagnostic culture, our eagerness for diagnosis as the go-to explanatory framing of difference, shows we live in the age of
diagnosis. This is why diagnosis not only occurs in the clinical context but has
spun out in the multiple ways in which extra-clinical diagnoses are applied, be it
to friends, celebrities, fictional characters or pets (Chapter 6). A rise in diagnosis
itself means a loop of increased awareness, which tends to de-stigmatise the condition and leads to more diagnosis. Our diagnostic era and culture help millions
but also individualise people’s problems, obscuring the context in which their
troubles become apparent, coming at the expense of more politically mobilising
social explanations or more spiritual explanations.56
One last effect of the clinical diagnosis of more types of people as ‘X’ is the
impact on people who do not have a diagnosis. A consequence is the ‘shrinking
normal’, outlined in Chapter 7. Inevitably, diagnosis, when acting as an exemption
for unorthodox behaviour and setting a new expectation of normal (Figure 10.3),
has repercussions in terms of how non-diagnosed people’s unorthodox behaviour
is viewed; what non-conformist behaviour is ‘allowed’ unless theres is a diagnosis
to explain behaviours. Diagnosis counts as a form of exceptionalism for aberrant
behaviour; an exception is made and judgement is suspended, and a biological
Diagnosis 175
attribution for behaviour becomes implicit. Unfortunately, in this suspension
of judgement, more pronounced judgement creeps in for ‘aberrant’ behaviour
unmitigated by an official diagnostic stamp, i.e. no valid (biological) impairment.
Dilemmas of diagnosis
Eyal and colleagues’ thesis is that the autism category was expanded in reaction
to de-institutionalisation and the need to classify children according to who benefited from an educational and structured approach to therapy (which they suggest
benefits all children on the spectrum, both severe and not so severe); in their
words, all ‘atypical children’.57 This, they argue, was what initially drew a heterogeneous population of children together under the autism banner. However,
their point, that for autism the ‘abstraction of a category’ pulls ‘too thin as to
become meaningless’, returns us to the question of validity. This seems to contradict their point: it is exactly because autism can be so meaningful to so many
different tribes and parties that it is expanding.
A pragmatic approach to diagnosis raises the question of who decides what
counts as beneficial, rendering the power dynamic between clinicians and patient
more obvious; the clinicians decide which people will benefit from receiving a
diagnosis and when. Diagnosis may be of more use to the mother than to the
child or the father, for example in cultures in which the mothers do the bulk of
childcare and may be held responsible for children’s perceived failings. Other
questions arise: for example, if utility is key, should diagnosis be lifelong or kept
under regular review?
Clearly, autism and other diagnoses perform many valuable roles: improving
relations, rewriting biographies, unlocking resources and performing numerous
institutional functions. Many people have attested that they benefit in many
different ways; many people and many institutions have vested interests in gaining
something from diagnosis. But the double edge of the sword of diagnosis is
obvious to tribes of all stripes. Diagnosis is neither good nor bad, like globalisation. Some aspects are helpful, others less so. The picture is complicated and
layered. Autism is a good diagnostic example to study this.
Parents in our interviews experienced dilemmas when weighing up whether
to pursue an autism diagnosis for their child.22 On the one hand, they thought
extra resources and support would be helpful, yet feared the impact of a lifelong
label. Clinicians wanted desperately to help but described an internal struggle
or dilemma.15 Such dilemmas belie the fact that diagnosis is almost universally
promoted in autism literature and for neurodevelopmental and mental health
conditions. Researchers, clinicians, autistic adults and the parents of autistic
children, and the organisations that represent them, have argued for more and
faster autism diagnosis, as the positives outweigh the negatives (Chapter 2).
Diagnosis is actively promoted by many of these groups, via policy and personal
communications to ‘get the diagnosis!’, embellished with narratives around the
problems of people missing out diagnosis and the rhetorical devices of ‘earlier is
better’, and so forth, that have fired the diagnostic culture of our times. Whether
176 ‘Real’
or not the positives outweigh the negatives depends on the context in which the
diagnosis is given or disclosed. This is experienced as a tricky balancing act for
parents, clinicians and autistic adults.
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Diagnosis 177
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Conclusion
Why is autism on the rise?
The growth in diagnoses of autism can be considered a classic case of medicalisation, which Peter Conrad defines as the process through which non-medical or
social problems become viewed and treated under medical jurisdiction.1 In three
ways, the boundaries of autism as a category have expanded dramatically since
the 1990s:
1. Who counts as having autism has been extended to include new populations.
2. What counts as being autism has extended to include new types of behaviour.
3. How much counts for the diagnosis to be autism has decreased; the severity
and frequency of thresholds for diagnosis have dropped.
The first part of this book focused on the first, and least explored, of the above
three facets (as applied to autism). Populations that were not routinely diagnosed
Figure C.1 New populations have become eligible for autism diagnosis as time has passed.
180 Conclusion
in 1990 include adults, particularly women, children with above-average intellectual ability, and very young children. The expansion of autism diagnosis to these
populations (described throughout Part I) is illustrated in a rather schematic way,
in Figure C.1.
As the range of signs or behaviours that count as autism has expanded, the
severity and the frequency of core symptoms required for diagnosis may have also
dropped. As noted earlier, a Swedish study found that, as time passed, noticeably
fewer autism symptoms were required for a clinical diagnosis of autism, at least
for those diagnosed after the pre-school years, meaning those without very severe
impairment.2,3. Having said this, our own work on the two cohorts separated by
ten years, and indicating milder symptoms might have increased in the UK population (described in Chapter 7) raised for me a question mark as to whether this
mechanism was the entire story.
It is not just autism. Across the board, neurodevelopmental conditions have
seen rising rates of diagnosis, identification, treatment and accommodations. In
high-income countries, including the USA and UK, rates of diagnosis of attention
deficit hyperactivity disorder (ADHD) have risen dramatically since 1990,
reflected in rising rates of child and adolescent medication for ADHD.4 The UK
and other high-income nations have seen a rise in students’ dyslexia diagnoses (at
the same time as new policies granting students identified with dyslexia 25% extra
time to complete their exams).5 Rising diagnoses of multiple neurodevelopmental
conditions could be taken as evidence for growth in the risk factors that underpin
increasing neurodevelopmental traits across the board. Then again, they may be
illustrating rises in our diagnostic culture; multiple diagnoses could be on the rise
via the three pathways above.
The review of risk factors in the second part of the book indicates it is plausible that a portion of the rise in all atypical neurodevelopment could be induced
by changes to some social and medical practices, such as older parenthood and
increased births by Caesarean section, perhaps in combination with increased
exposure to environmental contaminants.6 This would result in a rise in autism
diagnosis as well as in other co-occurring conditions. Today, some estimates
suggest that around half the variance in the outcome of autism could be attributed
to environmental factors.7
My guess is the rise of autism diagnosis observed after 1990 in high-income
countries (the trend established in Chapter 1) is chiefly an artefact of new
understandings of autism and the wider application of diagnosis, dwarfing the
contribution of ‘real’ increases, but that there may be an interaction between
these two processes. Post-1990 drivers include de-stigmatisation, autism
narratives and looping effects, underpinned by the agendas and work of the latest
wave of activists, meaning diagnostic discourse has generally become more dominant (Chapter 6). This has strengthened the demand for autism diagnosis. The
biggest driver, in my view, is likely the shift in culture towards applying medical
labels to oneself and others and interpreting less severe troubles and differences in
a diagnostic framework rather than in any other framework, such as the political.
We are living through the golden age of diagnosis.
Conclusion 181
In contrast with the Swedish study,2,3 our study comparing symptoms to
diagnosis through time suggested there could be an increase in the proportion of UK children with milder autistic-type traits, along with an observed
increase in diagnosis (Chapter 7), although there was no parallel jump for
those with very severe autistic behaviours.8 As the observed rise has occurred
primarily among ‘higher-functioning’ people, there may be an interaction in
which increased risk posed by changing social, medical and environmental
practices has increased the number of people with milder neurodevelopmental
differences at the same time as they become ‘diagnosable’; that is, as the
boundaries have shifted.
For example, in high-income countries very approximately 1% more children are now born pre-term than were in 1990 (Figure 8.5). A picture emerges
in which the majority of the ‘new’ pre-term births in higher-income countries use medical technologies such as induction or surgery, are medically
initiated or elective and are near term, nearing full gestation. These cases often
have neurodevelopmental differences but they are not so pronounced as the
differences (on average) for very pre-term children. If what counts as autism
has enlarged, people born near term, with milder neurological impairment, may
count as having autism. If the threshold of severity of traits required for diagnosis has indeed dropped, then any risk factor (such as near-pre-term birth)
that may seed milder impairment may count as an autism risk today, where
previously it did not.
Increasingly older parenthood is another pathway that may potentially contribute to a greater prevalence of milder neurodevelopmental difference at the
same time as the autism ‘bucket’ is getting bigger. Such an interaction could
account for exponential increases in autism diagnosis (Chapter 1). It therefore
becomes incredibly difficult to truly separate the influence of the ‘real’ from the
‘artefactual’ in this story, or indeed the social from the biological.
Where is autism located?
Autism diagnosis, despite all our attempts to study it, remains hard to pin down.
It seems less like an entity, a ‘thing’, and more like a complicated assemblage of
processes. These occur simultaneously, through time, on many different levels
and become something different depending on who is viewing. To take a rough
metaphor, think of a pianist giving a concert in a cathedral (Figure C.2).
Autism is identified by diagnosis. Take a moment to imagine that the diagnosis
of autism is analogous to whether or not the audience think the music they hear is
beautiful. The music is an analogy for autistic-type behaviour; to give a diagnosis
it must be recognised as ‘beautiful’.
The piano is the hardware of the brain and the keyboard the person’s DNA.
The make of the piano, its wood, glue and strings, the materials they are made of,
and how, is the stuff of neurones, neurotransmitters, the flesh of the body. The
player is cognition, conscious thought; the cathedral and organ stool the distal
and proximal environment.
182 Conclusion
Figure C.2 The cathedral metaphor.
The music the player produces depends on what keys are available. Even if the
keys are the same in two pianos, the music may be different. Its tone is affected
by what type of piano it is played on, how the piano has been strung, where, what
wood was available and local piano-building traditions. Even if the same tune is
played twice, the agency and emotional state of the player, how they are affected
by the audience (is their partner or parent present?), their hours of practice, will
alter the performance; the stool may be too uncomfortable for the player to focus
on the notes. The cathedral may be overwhelming or it may be inspiring.
Some in the audience are the clinicians in assessment services who must decide,
together, ‘Is this music beautiful?’, others are relatives and yet others are autistic
self-advocates, representing the various neuro-tribes. The same music may be
perceived differently by different members of the audience; some may find it
beautiful, others may not. The novelty of the music may be a factor. Is the tune
ancient or new, traditional or unorthodox? Some may be swept away by the grandiose setting.
Each person in the audience draws on various sources of knowledge about
what constitutes good music, perhaps influenced by tribal affiliations. And so
Conclusion 183
does the player. When the clinicians must reach a consensus after the concert
some voices may dominate others. The verdict ‘this music is not beautiful’ may
surely affect future performances. And for certain, bad reviews travel. Other
members of the audience, who think the music is hauntingly beautiful, may be
uncomfortable with the clinical decision. They tell their friends.
Another factor is whether the audience knows the player’s desire. Desire for a
diagnosis, or desire not to get one, seems to influence clinical decision making.9
There can be a performative element to autism. That is not to deny many people
struggle with, and are challenged by, debilitating neurodevelopmental differences.
Of course they do. My emphasis on medicalisation is not meant to suggest autism
is not real. I believe that some children develop physical neurological differences
and that these can be highly impairing. The reality is that even the most able autistic people experience challenges and often struggle to function.
Autism-as-diagnosed, in the cathedral analogy, seems less a simple construct
and more an assemblage of phenomena. Being autistic is seen as located in the
piano, discourses of risk entirely locate ‘risk’ as external or genetic, and autism
as the brain-based outcome to be avoided. But the way autism is delineated and
officially confirmed through its observation and recognition is impossible to pin
down in one place. Autism is revealed as a concept in the minds of clinicians and
carers, as a facet of a person’s brain, predicted by genetics, neurological make-up
and in their embodied behaviours, which occur in interaction with the environment and are mediated by their cultural register, as well as being a product of
the evolving history of its classification. Autism diagnosis is a practice reminiscent of what Andrew Pickering calls the ‘mangle’, the entanglement between
the social, material, semiotic and biological that produces and maintains phenomena.10 Autism-as-diagnosed is an assemblage of biology, society, discourse
and the environment.
Today, instead of understanding autism as ‘one thing’, expansion has meant
that, conceptually and in research, people have started to consider multiple
‘autisms’. The direction the field is taking is to look at sub-groups, by gender, by
age, with and without co-occurring intellectual disability, in verbal and minimally
verbal autistic people and in sub-groups by aetiology. There is also a burgeoning
field of research on autism-as-identity, at least in high-income countries and, as
the neurodiversity movement diversifies and provokes new waves of thinking,
beyond autism, this seems set to continue.
Afterword: autism and me
I can’t count the number of people over the last five years who have asked me
if I am autistic. I certainly think I might have attracted a label of ADHD, had it
been as salient when I was growing up as it is now. But it wasn’t. I never thought
I qualified as having autism. Friends, students, several professional colleagues and
family members, even my sister, have asked me: ‘do you have Asperger’s?’ Is this
because I work in the field or because of my quirky ways? My partner has often
‘accused’ me of being autistic, which was not intended as a compliment. He and
184 Conclusion
I both took the Autism Quotient test; he had a higher autism score than I did.
Perhaps I should now attribute his need to categorise me as autistic to his own
autistic traits?
People love diagnosis because they need a reason and seem to hate the uncertainty of not naming a difference. I wonder why people seem to need, or want, to
attach the label to me. I wonder if they need a reason why I am working on this
topic, a personal connection. Perhaps in this diagnostic age, all odd or eccentric
behaviour must be classified; we seem to be less tolerant of deviance without a
diagnosis, or a name, than we previously were. Lack of a name breeds uncertainty
and uncertainty breeds anxiety.
I can’t say I have/have not got autism because I do not know what a multidisciplinary team would make of me. Even if they reached a conclusion, I might
(like some of our participants) not agree with it. I only know I don’t want a
diagnosis. The likelihood of me rocking up at an assessment centre any time
soon is zero. My difficulties, such as they are, are not going to be mitigated by
receiving a diagnosis. Many adults find a new diagnosis to be helpful, almost
necessary for them to have an authentic voice in the arena and enable a diagnostic frame of understanding. But is not for me. I would rather the potential
explanations were widened to include the political, spiritual and especially the
existential explanations covered in Chapter 6, for the loosening of possibilities
for neurodiversity.
Before about seven years ago, nobody, anywhere, had ever asked me the
question: ‘are you autistic?’ Twenty years ago, probably no one would have ever
asked any academic this question. It is not the answer to the question but the
newly minted frequency of its asking that succinctly illustrates the points raised in
this book. I have not changed or somehow become more autistic over the years.
Autism has come towards me. I have not changed but autism itself is changing and
it may soon encompass people like me. People’s understandings of what comprises
autism have shifted and people like me, older women, have come to be included
in, been absorbed by – and many have embraced – the expanding definition.
I think if I did pursue diagnosis, being near the threshold, if diagnosed
I would contribute to the ‘shrinking normal’. The march of medicalisation means
that, as the boundary around the type of person considered to be diagnosable is
loosened, the boundary around who and what counts as being non-diagnosable
is tightened. Applying a diagnosis more often and to a wider set of behaviours,
to explain deviance, means collateral damage to what counts as non-deviant as it
is reduced in its scope.
In writing this book, I have come to realise that the language of each discipline,
psychiatric, advocacy, policy, even sociology, in fact all texts has an impact on the
world in terms of constraining or expanding possibilities for thought and action.
The research I have done in the past has fitted in to prevailing discourses where
they are published. For example, we recently worked on an article published in
the psychiatric literature on barriers to medication for children with ADHD.11
Interestingly, the findings suggested girls are less likely to receive ADHD medication than boys, even when they have equally severe symptoms of ADHD, maybe
Conclusion
185
because of conduct problems of boys (my italics). My point is that our chosen
language, aligned to its discipline, shaped the possibilities of reading this text.
Barriers suggests that medication is appropriate or needed, symptoms immediately frames ADHD as a medical disorder and conduct problems suggests that
boys have nothing to be angry about or at least that frequent expressions or
outbursts of anger are pathological. It is hard to escape the disciplinary infrastructure, yet the example underlines how important it is to have an overview of the
flux and flow of knowledge, practices of science and use of narrative and other
devices in shaping our understandings without losing sight that many people do
have neurodevelopmental impairment which may have a profound effect on their
ability to function, and that support is required.
Even the act of writing about a category, like this text, reifies it and pushes
it as a framework of understanding. Just as diagnosis is performative, so is my
writing about diagnosis. This book is itself performative. Like diagnosis, my
words construct an alternative or counter-reality to that enacted by expanding
diagnosis. I hope it is one which encourages richer possibilities of neuro-being
and relationships. My hope is that this text, if anybody actually reads it, will work
towards the expansion of the normal, the standing up for eccentricity, oddness,
extreme thought and action as challenging, unexplained and sometimes great,
and providing more options for ways of being without resorting to diagnosis.
Whilst acknowledging that autism and other neurodevelopmental states entail a
different way of functioning, and some people can’t communicate, dress, eat and
so on without assistance, so people do need services and support, and diagnosis
releases these. A line must be drawn somewhere; the questions are where, why,
and in whose interests the direction of the line is shifting.
In a sense, our research has conducted a social diagnosis of neurological diagnosis and, as with all diagnostic processes, one of the outcomes is the shifting not
only of the ‘entity’ being diagnosed but of the world in which ‘it’ is embedded.12
As diagnosis is used more often to explain behaviours that were previously
thought to be part of normal social behaviour, the price is a restricted definition
of what counts as acceptable behaviour without diagnosis. I would rather see the
normal expanded and new-wave neurodiversity include all people who regard
themselves as in some way neurologically ‘different’, whether diagnosed or not.
References
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Symptom Level of Clinically Diagnosed Autism. J. Child Psychol. Psychiatry 59, 744–
751 (2018).
3. Lundström, S., Reichenberg, A., Anckarsäter, H., Lichtenstein, P. & Gillberg, C.
Autism Phenotype Versus Registered Diagnosis in Swedish Children: Prevalence
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Index
activism, 5; emergence of, 5; strengths
of autism and, 95; waves of, 4,
4–6. See also neurodiversity as activist
counter-narrative
ADHD, 6, 8, 34, 180; adult-onset
ADHD, 154–155; biomarkers for,
38; as co-occurring with autism, 124;
retrospective diagnosis of, 96–99, 97
adolescents, 98–99, 98
adults, 62–63; adult diagnosis services,
57–62, 59, 80; adult-onset ADHD,
154–155; autie-biographies and, 54,
58–60; diagnosis of autism in, 57–62,
70; IQ and mental illness and, 60;
mobilization of, 62–63; neurodiversity
movement and identity in adulthood
and, 63–70, 69. See also gender ratio in
autism; women
air pollution levels, 131–34, 134; time
trends of, 129–31
Andersen, Hans Christian, 94
anti-cure stance, 5
Applied Behavior Analysis (ABA) therapy,
34, 37, 159
Are you Autistic? (British TV show), 79
artefactual rise in autism, 2–3, 21–23, 25,
29; vs. real rise in autism, 109, See also
real rise in autism
Asperger’s disorder, 17, 39, 46, 48, 61,
75, 101, 183
at-risk of autism: babies and infants and,
31–33, 35, 38–40
attachment theory, 154
autie-biographies, 54, 58–60
autism: defined, 6; international
understandings of, 172; model of
identification of, 6–7, 7
Autism Act (200, U.K.), 57
autism cards, 169–170, 170
Autism Diagnostic Interview-Revised
(ADI-r), 77
Autism Diagnostic Observation Schedule
(ADOS), 77, 100, 167
Autism in Adulthood (journal), 62, 66
autism lens, 37, 99–101, 171
Autism Self Advocacy Network (ASAN), 8,
65, 67–68
autism studies by continent, 2–3, 3
autism-as-identity, 64, 67, 69, 170, 183
Autistic Genocide Clock (Evans), 39–40
Avon Longitudinal Study of Parents and
Children (ALSPAC), 48, 48, 111,
115–16, 117
awareness of autism, 2–3, 22–23; Coffee
Cup (Starbucks) awareness campaign,
33, 33–36, 62. See also looping effects
babies and infants, 110–111, 111; ‘at-risk’
of autism and, 31–33, 35, 38–40; babysibs studies, 32; biomarkers and, 38–40;
earlier-is-better (EIB) narrative and,
31–33, 35–37; pre-natal genetic tests
and, 39–40; psycho-social deprivation
of in Romanian orphanages, 151–55;
surveillance medicine and, 34–36, 38;
umbilical cord clamping misconceptions
and, 115, 138. See also risk factors in
conception, pregnancy and birth
Beck, Ulrich, 113
Bentall, Richard, 155
Bettelheim, Bruno, 154
bio-politics of autism, 6, 23–25
biomarkers: ‘at-risk’ status and, 38; babies
and infant and, 38–40
birth. See risk factors in conception,
pregnancy and birth
#BlackLivesMatter, 121
boundary objects, 7–8
188 Index
Bowlby, John, 154
Brinkmann, Svend, 98, 174
broad autism phenotype (BAP), 11, 32,
46–47, 47, 61
Brockovich, Erin, 113
Brown, Phil, 113
Butler, Judith, 78–79
cathedral metaphor, 181–182, 182, 183
Centers for Disease Control and
Prevention (CDC), 15–16
children, 45–46, 96–99, 97–98;
adolescents, 98–99, 97–98; autistic lens
and, 31, 101; childhood schizophrenia,
57; composite autism-type traits score
(CATS) study and, 116–18, 117;
cultural representations of, 53–54;
diagnosis of, 46; diagnosis of autism
of, 46–50, 47–48; DSM criteria for
autism and, 46; ecological systems
theory of development, 160, 160, 161;
functioning and IQ and, 47–50, 48;
looping effects and IQ, 50–52, 50–54,
54; maltreatment of and neurological
development, 153–154; masking and,
49. See also risk factors in conception,
pregnancy and birth
Coffee Cup (Starbucks) awareness
campaign, 33, 33–36, 62
composite autism-type traits score (CATS),
116–18, 117
conception. See risk factors in conception,
pregnancy and birth
Covid-19, 7–8, 12, 34, 64, 87, 142;
pregnancy and, 140; risk discourse
and, 118–21
Crazy Like Us (Watter), 3
cultural representations, 53–54, 60, 172
Curie, Marie, 94
definition of autism: changes in, 47;
diagnosable autism and, 11, 11; differing
tribes and, 8; DSM criteria and, 8–9, 9,
10; psychological theories of, 10
Denmark: age of diagnosis and, 31
destigmatisation, 99
diagnosis of autism, 111; adult diagnosis
services, 58, 61, 80; in adults, 57–62,
70; by age and year in England, 57–58,
58; age of, 31, 33, 48; alternatives to
deficit-based criteria, 173; assessing
validity, 164; autism lens and, 37,
99–101, 171; cathedral metaphor
and, 181–182, 182, 183; of children,
46–50, 47–48; consequences of,
167–70; diagnosable autism, 11, 11;
diagnosis-as-asset, 100; 172; diagnostic
classifications for defined populations,
11, 11–12; dilemmas of, 171;
disclosure of and expectancy bias, 171;
as disorder, 62; dogs and, 101–102;
earlier-is-better (EIB) narrative and,
31–33, 33, 35–37; ecological systems
theory of development and, 160, 160,
161; expansion/broadening of, 3,
7–8, 179–81, 179, 185; expansion/
broadening of for new populations,
179–180, 179; forms of diagnosis,
102–104; institutional functions of,
67, 166; intervention suggestion and
professional deluge after, 168–169;
medical model of clinical, 165, 165;
missing diagnosis and misdiagnosis of
women, 76–77, 79, 82–83, 86–87, 89,
89; self-diagnosis, 69; social contagion
and, 101; social context and, 3, 8,
10, 110, 164; state/trait theory and,
159–61, 160; stigmatization, 62–63,
68–70, 69, 168–72; treatments and, 3,
164–66, 168; of women, 81. See also
DSM criteria; misdiagnosis; retrospective
diagnosis of autism; time trends
disability rights, 40, 63, 154
Discipline and Punish (Foucault), 119–20
dogs, diagnosing, 101–102
DSM criteria, 8–9, 9, 10, 46, 49, 164;
alternatives to, 173; autism rise question
and, 22; in DSM 5, 62; gender and
gender ratio in, 75, 77; in I and II,
57; masking in, 78; for stimming, 155.
See also diagnosis of autism
earlier-is-better (EIB) narrative,
31–33, 35–37
ecological systems theory, 160–61, 160
Empty Fortress, The (Bettelheim), 154
environmental exposures: air pollution
levels, 129–34, 134; as intensifying
pre-existing autism, 151; as rejected by
neurodiversity theorists, 5. See also risk
factors exposure and real rise in autism
epidemiology, lay, 111–15, 114
ESSENCE (early symptomatic syndromes
eliciting neurodevelopmental clinical
examinations), 164
Evans, Bonnie, 172
Index 189
Evans, Meg, 39–40
expectancy bias, 171
explanatory frames, 98–99, 98
Exploring Diagnosis (Kapp), 8, 40, 80, 102
Eyal, Gil, 34, 175
female autism phenotype (FAP), 77,
79, 82–83
Fitzgerald, Michael, 94
Floyd, George, 121
Ford, Tasmin, 99
Foucault, Michel, 49, 119–20; surveillance
and, 34–35
gender ratio in autism, 75–77, 89. See also
masking
genetic tests, 39; pre-natal genetic
tests, 39–40
Gernsbacher, M.A., 97
Gillberg, Chris, 94, 164
Girls’ Questionnaire for Autism Spectrum
Conditions (GS-ASC), 77–78
Golding, Jean, 111
good mothering, 33–34, 38
Grinker, Roy Richard, 58, 165
Hacking, Ian, 50–54, 142. See also looping
effects
Harrington, Jean, 80, 170
Hayes, Jennie, 58, 61, 77, 79, 165
History’s 30 Most Inspiring People on the
Autism Spectrum, 95
Hoffmann, Heinrich, 96
income levels, 1–2
International Classification of Diseases
(ICD), 8, 21, 46, 53, 77; ICD-11, 8,
10, 75, 173
international understandings of
autism, 172
interventions, 5, 159, 161, 165–169, 173;
for Covid-19, 118–122; earlier-is-better
(EIB) narrative, 31–33, 35–37; for
stimming, 158, 158
iodine deficiency, 111
IQ and autism, 2, 48–49, 51, 53, 60, 63,
152; women and, 75
Japan, 86, 99, 137
Jobs, Steve, 94–95
Johnny Head-In-Air (Hoffmann), 96–97
Kapp, Steven, 5, 8, 64, 66, 68, 158–59
language in medical and resistance
discourse, 5
lay diagnosis, 101
lay epidemiology, 111–15, 114
lay understandings of autism, 60
Leonard, M., 45
Lister, Tom, 5
looping effects, 3, 50–52, 50–54,
54, 180; of mobilisation and
de-stigmatisation, 69
Lotter, Victor, 15
maltreatment and neurological
development, 153–154
masking, 49; women and, 78–79,
82–84, 88–89
McGuire, Anne, 33
medicalisation, 179
mental health, 98–99, 98
Millennium Cohort Study (MCS), 20–21,
23, 115–116, 117
Milne, A.A., 97–98, 97
misdiagnosis, 38–39; of women, 76–77,
79–80, 83, 86, 89, 89
MMR vaccine, 18, 23–24
Modabbernia, Amirhossein, 140
Montgomery, Field Marshall, 94–95
Nadesan, Maija, 10
National Health Interview Survey
(NHIS), 16–17
neurodevelopmental disorder, 4
neurodevelopmental disorders: rise in,
179–181
neurodiversity as activist counter-narrative,
1, 5, 34, 185; identity in adulthood and,
63–70; strengths of autism and, 95
Neurotribes (Silberman), 4
Norman, Shelley, 80
onset of autism, 10, 46, 57
Packham, Chris, 59–60
parents, 175; good mothering and, 33–34,
38; older parenthood as risk factor,
124–29, 125, 127, 129, 180–181;
parent activists, 4, 4–6
pets, diagnosing, 101–102
pre-natal genetic tests, 39–40
pre-symptomatic predictors, 31
pre-term birth, 134–39, 135–136, 139
pregnancy. See risk factors in conception,
pregnancy and birth
190 Index
prevalence of autism: artefactual rise of,
2–3, 21–23, 25; data sets on, 17–18,
17–20; time trends in use of label of
autism, 15–16, 16–17; pre-term birth
and, 134–39, 135–136, 139; real rise
in and, 109, 115; services offered and,
58–59, 59; in U.K., 19–21, 20
pro-cure wave, 4
psychiatric categories (Western), 3
psycho-social deprivation in Romanian
orphanages, 151–55
psychological theories, 10
quasi-autism, 153
real rise in autism, 3, 181; air pollution
levels and, 133–34, 134; vs. artefactual
rise in autism, 109; cathedral metaphor
and, 181–182, 182, 183; older
parenthood and, 128–29, 130,
180–181; pre-term birth and, 138–39,
139. See also artefactual rise in autism;
risk factor exposure and real rise
in autism
repetitive behavior and interests,
8–9, 9, 10
research, 15; on ‘spectrum’ notion, 11
resilience, 7, 100, 161
retrospective diagnosis of autism, 94–95,
173–174; autism lens and, 99–101;
of characters in Winnie the Pooh,
97–99, 97; forms of diagnosis,
102–104; retrospective diagnosis
of ADHD and, 96–98, 97. See also
diagnosis of autism
risk discourse: Covid-19 and, 118–21; of
first wave, 4–5
risk factors exposure, 180; composite
autism-type traits score (CATS)
study and, 116–18, 117; Covid-19
and, 118–21; iodine deficiency and
plausibility, 110–111; lay epidemiology
studies of putative risk factors, 111–15,
114; plausibility criteria for, 110–11
risk factors in conception, pregnancy and
birth, 124, 139–43, 141; air pollution
levels and, 129–34, 134; Covid-19 and,
140; diagnostic categories and, 124;
lay epidemiology studies of putative
risk factors, 111–15, 114; older
parenthood and, 124–29, 125, 127,
129, 130, 180; pre-term birth, 134–39,
135–136, 139
Risk Society (Beck), 113
Romanian orphans. See psycho-social
deprivation in Romanian orphanages
Rosenhan, D.L., 99
Rutter, Sir Michael, 6, 8, 152–155
self-characterisation, 6
self-diagnosis, 69
self-identification, 5, 11–12, 69, 101;
autie-biographies and, 60
services, 165–168; adult diagnosis services,
57–62, 59, 80; rising prevalence
estimates and increased, 58
social construction of autism, 6–7, 7
social contagion, 101
social context and autism, 3, 8, 10, 110
social interaction: deficits in as core
symptom, 8–10, 9
spectrum notion, 11
state/trait theory, 159–61, 160
Steer, Colin, 11, 48
Steward, Robyn, 157
stigmatization, 62–63, 68–70, 69, 168,
171; courtesy stigma, 169–70; reduction
on, 172
stimming, 155–59, 158, 166
sub-typing of autism, 10–11
surveillance medicine, 34–36, 38
symptoms of autism, 62, 151; repetitive
behavior and interests, 8–9, 9;
social interaction deficits in as core
symptom, 8–10, 9; stimming, 155–57,
155–59, 158
thimerosal, 110
Thunberg, Greta, 59
time trends, 15–16, 16–17, 46; of air
pollution levels, 129–31; average age
of mothers in U.K., 124–25, 125; in
diagnosis in GP practices in U.K., 57;
new cases by age and year in England,
57–58, 58; of older parenthood as risk
factor, 124–25, 125; of pre-term birth,
134–35, 134–36, 135–136. See also
diagnosis of autism
Timms, Chris, 95
traits as strengths and challenges, 95,
172–173; state/trait theory,
159–61, 160
treatments, 34–35, 37, 63, 66–67, 81,
120, 154; dangerous, 5; diagnosis and,
3, 164–166, 168; for sub-types, 11;
treatment response, 11
Index 191
Treffert, Darold, 16
tribal community, autism as, 4, 4–6
U.K., 180–181; age of diagnosis,
31; Autism Act (2009), 57; child
maltreatment in, 155; Covid-19
and, 120; new cases by age and year
in England, 57–58, 58; prevalence
of autism diagnosis in, 19–21, 20;
screening of infants in, 31
umbilical cord clamping, 115, 138
United States, 16, 99, 101, 180;
age of diagnosis and, 31; child
maltreatment in, 155; Covid-19
and, 120–21
vaccines, 110; MMR vaccine, 18,
23–24
vitamin D, 140
Watter, Ethan, 3
white-matter tracts, 39
Wilcox, Michael Forbes, 95
Wing, Lorna, 75
Winnie the Pooh, 97–99, 97
Wittgenstein, Ludwig, 94–95
women, 75; clinicians perspective on,
84–86; Covid-19 and, 121; diagnosis
of autism in, 81, 87–89, 89; female
autism phenotype (FAP), 77, 79,
82–83; masking and, 78, 82–3, 88–89;
missing and misdiagnosis of, 76–77,
79–80, 82–83, 86, 89, 89; studies on
cross-cultural late middle age, 99; study
on impact of diagnosis on, 80–84.
See also gender ratio in autism
Wynne, Brian, 113
Yergeau, Melanie, 100