Michelangelo's Dream
Author(s): Maria Ruvoldt
Source: The Art Bulletin, Vol. 85, No. 1 (Mar., 2003), pp. 86-113
Published by: College Art Association
Stable URL: http://www.jstor.org/stable/3177328
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Michelangelo's Dream
Maria Ruvoldt
When Tommaso de' Cavalieri and Vittoria Colonna received
one of Michelangelo's gift drawings, they were getting something novel. The highly finished drawing conceived as an end
in itself and presented as a token of affection or esteem had
no real precedent in artistic practice, belonging instead to
other modes of social exchange and communication, such as
gift giving and letter writing.' As Alexander Nagel has observed, the ostensible privacy and intimacy of this new form
allowed for a unique degree of freedom of invention and
interpretation.2 The drawings that Michelangelo produced in
the mid-1530s in particular represent an exercise of artistic
license that encourages an equally flexible interpretative response. They tend to be allegorical in nature, treating familiar myths or evoking a classicizing fantasy world whose outlines seem familiar from the work of an earlier generation of
artists such as Andrea Mantegna, even if their precise meaning has eluded art historians.
II Sogno (or The Dream, Fig. 1), generally dated to about
1533, traditionally has been viewed as an allegory of virtue
and vice, an interpretation that seems somewhat limiting in
light of the complex imagery of the work and the circumstances of its production and reception. Letters from both
Cavalieri and Colonna to the artist testify to their intense
engagement with Michelangelo's drawings, reporting hours
spent gazing at the works and the use of mirrors and magnifying glasses for their closer examination." Taking such evidence as my guide, I want to look at the Sogno not as an
instantly apprehensible allegory of virtue and vice but as an
image to be meditated upon, a work whose pleasure derives
from its endless unfolding of meaning, affording the viewer
delight in returning to it again and again.
While it is impossible to recover the intimate, subjective
experience of the drawing's original recipient, the Sogno's
iconography makes its meaning accessible to the less initiated
viewer. The traditional interpretation of the work responds to
that iconography, but I believe it falls short of the multifaceted nature of the image. In the pages that follow, I will argue
that the Virtues and Vices are certainly at play in the Sogno,
but as part of a more complex program that alludes to
melancholia, dreams, love, desire, and creation. In blending
these themes together, Michelangelo provides pictorial form
for contemporary ideas about artistic inspiration and creation by inventing a visual language that complements and
enhances a textual discourse on divine inspiration. The image challenges its viewer to untangle multiple threads of
meaning and reweave them into a coherent whole, joining
the artist in the making of meaning.
At the center of Michelangelo's Sogno, a male nude perches
precariously on an open box filled with masks. His upper
torso twists to his left as he leans on a sphere for support. He
turns his head in the opposite direction, looking upward and
over his right shoulder to watch a winged creature descend
from above. Considerably smaller in scale, the body of this
heavenly visitor is silhouetted against the empty upper zone
of the sheet as he floats down, head first, toward the nude. He
extends his right arm to direct a trumpet at the nude's
forehead, inflating his cheeks to sound the instrument. The
trumpet pierces through an arc of smaller figures, many of
them fragmentary, that encircle the nude. This arc of forms
is rendered with a lighter touch, producing a sketchy effect
that contrasts with the heavily worked body of the nude, yet
the figures remain legible. Among assorted disembodied
heads, we find figures that embrace and kiss while others do
battle, drink, or sleep.
Despite its relatively complex imagery, the Sogno seems to
have presented few challenges to its readers. Since the seventeenth century, the drawing has been understood as an
allegory of the human soul awakened to virtue from vice.4
This reading originates with Hieronymus Tetius, a seventeenth-century visitor to the Palazzo Barberini. Viewing a
painted copy of the Sogno, Tetius identified its central seated
youth as the human mind, his winged counterpart as an
angel, and the cloud of figures surrounding the pair as
representations of the Vices.5 His interpretation was endorsed, expanded, and applied to the original by Erwin Panofsky in the twentieth century." Subsequent readings have
amplified and refined Panofsky's analysis, and few, if any,
have challenged it.'
At least eleven copies of the Sogno exist-in
paintings,
drawings, prints, and ceramics-yet none is entirely faithful
to the original.8 The copyists' adjustments concentrate on the
figures and heads arranged in an arc around the central
nude, reducing their number and altering their appearance
(Figs. 18, 20). Though faintly drawn and clearly subordinate
in the original, in the copies they are as fully realized as the
main figure and appear to be of equal significance. The
copies thus shift the balance between the nude and the figures that surround him, a crucial change that invites misreadings of the original, as the secondary figures emerge from the
mists of Michelangelo's drawing to become the apparent
focus of the work and the key to its interpretation. But the
copies also clarify the drawing, their interventions providing evidence of contemporary response to the Sogno and its
imagery.
The central pair of figures, carefully described and finished, is clearly the focus of the original drawing.9 Situated at
the center of the sheet, the fully articulated nude youth and
his winged companion are highlighted through contrast with
the sketchy and incomplete forms arrayed about them. The
otherwise empty upper zone concentrates attention on the
body of the descending visitor, pulling the viewer's eye along
his headlong plunge to reach the youth. The box beneath the
nude thrusts him forward, creating a foreground space behind which the misty arc of figures appears.
MICHELANGELO'S
1 Michelangelo, II sogno, ca. 1533. London, Courtauld Institute Gallery, Somerset House
DREAM
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'Al'
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3 SaintJohn, French, 1275. New York, The Pierpont Morgan
Library, ms 524, fol. 6 (photo: The Pierpont Morgan Library/
Art Resource, NY)
2 Jacques de Gheyn, Melancholy.New York, The Metropolitan
Museum of Art, The Elisha Whittelsey Collection, The Elisha
Whittelsey Fund, 1949 (inv. no. 49.95.1232)
Because of his idealized form and contact with the heavenly creature above him, the seated youth generally is believed to represent the human soul.10 But the presence of a
recognizable attribute and the pose of the figure imply a
more precise identity. The youth leans on a large sphere
bisected by a line, a detail that suggests it represents the
Earth. Some copies of the Sogno, in fact, depict the sphere as
a globe, complete with continents. This prominent prop,
originally an attribute of the geometer, is familiar from the
iconography of melancholy (Figs. 2, 6).11 Traditionally signifying the melancholic's aptitude for geometry, in the Sogno
the globe has other potential meanings. Simultaneously representing Earth and instability, it may signal both the melancholic's elemental affiliation and the emotional volatility that
characterizes the temperament. The dependence of the Sogno's central nude on the globe strongly suggests that the
figure is a melancholic.
The figure's pose further develops the theme of melancholy. It indicates that the nude is in motion, prompting the
viewer to reconstruct its prior position. Turning to meet his
visitor, the youth has abandoned a closed pose, yet traces of
his earlier posture remain. The nude shifts and turns to the
right, lifting his head and body. Firmly planted on the
ground, the left leg stabilizes the figure, defining the axis on
which it turns. The right arm, cast across the chest, signals the
"original" pose: the body turned to the left, the head and
arms resting on the sphere. The "original" attitude suggests
sleep, the habitual activity of the melancholic.
With the advent of his visitor, the nude stirs, looking up
and over his shoulder. The activation of the figure removes
him from the company of melancholic sleepers and announces his condition as one of melancholic rapture, for his
turning head and upward glance belong to the pictorial
vocabulary of divine inspiration. The pose may have its genesis in illuminated manuscripts depicting the Evangelists (often accompanied by inspiring angels) turning their heads to
hearken to the dictated Word (Fig. 3).12 It serves as an
outward sign of a wholly interior moment, a physical manifestation of divine possession. Michelangelo employs the pose
elsewhere, most notably in the figures of the Prophets and
Sibyls in the Sistine Chapel, whose responses to their accompanying genii enact the effects of divine revelation.13 The
type appears in contemporary portraits as well, such as Raphael's TommasoInghirami, whose pen hovers above the page
as he turns his head to listen to his unseen Muse. The turning
youth of the Sogno echoes such figures, and his encounter
with an angelic creature suggests that he, too, experiences
divine inspiration.
The downward rush of the winged figure, awakening the
nude from his slumber, contrasts with more static, decorous
images of patiently dictating angels and Muses. The Sogno's
exchange images the moment of inspiration as dramatic and
perturbing. It embodies a particular model of divine inspiration, derived from Plato and elaborated by Marsilio Ficino,
that attributed the insights of philosophers, prophets, and
poets not to study and rational practice but to furor, a state of
ecstasy akin to madness.14 Deeply indebted to Platonic philosophy, Ficino's formulation of divine furor famously
granted a new status to the melancholic personality, asserting
that its predisposition to madness signified a propensity to
receive divine inspiration.
The Renaissance discourse on melancholy and its relation
to divine inspiration is well known, and need not be further
rehearsed here.15 But as I bring it to bear on the Sogno, I want
to emphasize an important aspect of melancholy as defined
in early modern discourse: its doubleness, the peculiar mix of
benefits and afflictions that made the humor both desirable
and suspect. Since antiquity, melancholy's link to exceptional
MICHELANGELO'S
achievement had been seen as small consolation for its considerable drawbacks, including crippling depression. A text
then commonly ascribed to Aristotle established the tone for
subsequent assessments of melancholy.16 Although his
premise, that all great men are melancholics, seems to elevate
the stature of the humor, Aristotle's investigation focused on
its negative effects on both mind and body. Ficino's own
critical evaluation of the personality type in De vita triplici
(1489), while celebrating the exceptional gifts reserved for
melancholics, nevertheless acknowledged and offered therapies for the physiological and psychological ills associated
with the humor, cataloguing medicinal and dietary prescriptions to alleviate its more troubling symptoms.
Michelangelo, perhaps more than any other artist of the
Renaissance, embodied the role of the melancholic genius,
plagued by emotional instability yet blessed by divine inspiration.17 His image, both public and private, is intimately
bound up with the vocabulary of melancholy. Raphael's Heraclitus may well be a tribute both to Michelangelo's figural style
and to his melancholic personality, a pictorial homage that
seems to encapsulate the myth of Michelangelo's melancholia (Fig. 4).s8 Gian Paolo Lomazzo further contributed to this
image of the artist, granting Michelangelo the honor of
representing the contemplative side of Saturn in the pantheon established in his treatise Idea del tempio della pittura.'9
This perception of the artist stemmed in part from his own
adoption of the persona through the self-conscious publication of his melancholic tendencies, as evidenced in his correspondence and poetry. The Sogno participates in that selfconstruction of the artist as genius, exploiting both the
Platonic notion of divine furor and the Aristotelian definition
of melancholia and its attendant vices to describe melancholic inspiration as a blend of positive gifts and dangerous
temptations.
In the Sogno, Michelangelo depicts the mechanisms of
inspiration with a certain precision. Approaching the youth
from the heavens, the winged creature blows through a trumpet. This sacred exhalation recalls the afflatus of the inspiring
god, echoing ancient descriptions of divine inspiration. Virgil's account of the Cumaean Sibyl's prophecy in the Aeneid,
for example, is rich in the imagery of breath and wind. The
doors of the Sibyl's cave swing open with the power of Apollo's presence, and her prophecies are carried on the wind. As
she reaches the state of prophetic frenzy, she "feels the
nearer breath of deity."20 Longinus likewise describes the
Pythian priestess as "inspired to utter oracles" by virtue of
"divine vapour."21 Michelangelo adopted this imagery for his
Delphic Sibyl, her hair fluttering behind her to manifest the
presence of the god. The concept also has a biblical pedigree,
as Matthias Winner has observed in his reading of the Sogno,
citing both the "breath of life" that animates Adam and
pictorial sources for the trumpeter in illustrations of God
creating the universe by breathing through a similar instrument.22
The angelic trumpeter has other connotations as well, both
ominous and auspicious. The Revelation of Saint John the
Divine describes angels sounding trumpets to waken the dead
and call them to judgment, and a host of Last Judgments,
Michelangelo's among them, depict the action. But the trumpet is also one of the attributes of Fame, an appropriate
DREAM
89
4 Raphael, Schoolof Athens, detail: Heraclitus,1509-11. Vatican,
Stanza della Segnatura (photo: Alinari/Art Resource, NY)
allusion for an agent of inspiration, for the fruits of inspired
thought promise fame and immortality to their creator. Although his winged form and his flight securely establish his
divine origin, the precise identity of this figure remains ambiguous. He can be read as an angel, whose message from
God represents either divine inspiration or the final call to
account, as the personification of Fame, or as a generic
"genius," allowing the viewer to assign a specific identity or to
remain open to the figure's various implications.23
The unusual placement of the trumpet further advances
the Sogno's affiliation with melancholy and the theme of
divine inspiration. As he descends, the angel/genius blows
his trumpet not at the youth's ear, as we might expect, but
instead at the center of his forehead. This is the very spot
indicated for the cauterization of melancholics in a medieval
medical text (Fig. 5).24 According to Renaissance medical
tradition, this spot corresponds to the location of the imaginatio or, in Leonardo's unique formulation, the imprensiva,
the part of the brain that receives and processes visual impressions.25 Demonstrating the delivery of inspiration to the
imaginatio, rather than to the ear, the drawing transforms the
imagery of inspiration from that of the poet or evangelist,
who translates his experience into words, to that of the artist,
who receives visual images directly from a heavenly figure.
This emphasis on visual experience, heightened by the
nude's intense upward gaze, suggests a further refinement of
the youth's identity, placing the Sogno within the same dis-
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course as Albrecht Dfirer's Melancholia I (Fig. 6) as a pictorial
treatise on the relationship between melancholy and the
artistic genius.
The identification of the central nude as an inspired melancholic might seem to be at odds with the traditional reception of the Sogno as an image of virtue overcoming vice.
Indeed, a near-contemporary copy of the Sogno on a majolica
plate bears an inscription identifying the scene as "Daniel
dreaming of all the mortal sins ... ," and it is easy to read the
arc as a pictorial catalogue of wicked behavior.26 The battling
figures at the right-hand side of the sheet, for example, seem
to personify Anger, a drinking figure invokes Gluttony, a
figure tugging at another's cloak connotes Envy, and kissing
couples suggest Lust. As a result, the figures in the arc are
generally interpreted as personifications of the seven deadly
sins, a reading that is perhaps a shade too imprecise. There
are at least ten groups of figures in the arc, not the canonical
seven. The sin of Lust seems to receive especially concentrated attention, while Pride is conspicuously absent.27 Disembodied heads of no clear iconographic function cloud the
background. While these iconographic discrepancies remove
the drawing from the conventional canon of the seven deadly
related
sins, the arc nevertheless enumerates vices-those
specifically to the melancholic personality.
As noted above, Renaissance constructions of the melancholic personality defined the ability to receive divine inspiration as the gift that tempered the humor's terrible disadvantages. The melancholic's alternating periods of creative
energy and paralysis were mirrored by competing tendencies
toward great achievement or toward vice. This connection
between vice and melancholia, rooted in literary tradition,
found expression in the visual arts as well.2s Michelangelo's
Sogno belongs to this tradition, for it portrays a melancholic
figure simultaneously blessed by divine inspiration and
tempted by sinful inclinations.
The bag held above the youth's left shoulder is the most
readily legible sign of melancholic vice. Its prominent location on the sheet underscores the nude's identification with
melancholy. From Aristotle forward, greed was considered
characteristic of melancholia, and the purse was adopted as a
visual sign of melancholic parsimony.29 Dfirer employed a
purse and keys in his figure of Melancholia, and Cesare
Ripa's personification of the melancholic likewise prominently displays a moneybag (Fig. 7). Michelangelo himself
used the device in his most famous evocation of the melancholic humor, the figure of Lorenzo de' Medici, duke of
Urbino, in the Medici Chapel, who clutches a pouch in his
left hand and leans on a cash box.30
The Sogno depicts other melancholic vices as well. At the
lower left of the drawing, a crouching figure cooks while
another waits impatiently at table, a scene said to signify
Gluttony. Melancholics, Aristotle notes, "are inclined to eat
much."31 The waiting figure holds his finger across his mouth
in the conventional gesture of melancholic silence.32 Just
above this pair, a figure draining a vessel's last drops expresses the Glutton's insatiability. He also recalls the analogy
likening the effects of melancholy to those of wine, which
structures Aristotle's consideration of the melancholic character in his Problemsand offers an explanation for the variety
of symptoms melancholics experience: "For wine in large
quantities seems to produce the characteristics which we
ascribe to the melancholic, and when it is drunk produces a
variety of qualities, making men ill-tempered, kindly, merciful or reckless ...."" Just as different amounts of wine produce different effects in the drinker, so the quality and
quantity of black bile determine the nature of the melancholic's symptoms.
On the right side of the drawing, battling figures make
reference to melancholic irascibility, recalling Aristotle's remark that melancholics are "mad... and easily moved to
anger."34 The sleeper at the lower right of the sheet, on the
other hand, may refer to the paralysis and torpor associated
with the humor.35 A kissing couple above the youth's right
shoulder may relate to the observation that "the melancholic
are usually lustful."3" To the left of this pair, a nude male
MICHELANGELO'S
DREAM
91
6 Albrecht Dfirer, MelancholiaI, 1514
(photo: Bildarchiv Foto Marburg/Art
Resource, NY)
embraces a reclining female nude and kisses her averted face.
This pair may indeed signify lust, yet the woman seems to
reject her partner's amorous advances. Her response refers to
yet another problem associated with melancholy: disdain for
the opposite sex.'7
The significant omission in this catalogue of vice is, of
course, the sin of Pride. Superbiais not one of the characteristic vices of melancholy, which would account for its absence. Paradoxically, some traits typical of melancholiamost notably, habitual solitude-were particularly susceptible
to accusations of pridefulness. Michelangelo confronted this
problem more than once, defending himself through interlocutors against charges of superbia by suggesting that his
antisocial tendencies were the result of his virtuous devotion
to his art, not the vice of pride.38 This strategy was possible
because audacia, a close relative of superbia,had a long history
as a virtue reserved for poets and painters alike, those creative
individuals most likely to embrace the melancholic perso-
na.39 Michelangelo could thus excuse his "prideful" behavior
while calling attention to it as evidence of his own audacia.
This would suggest that the Sogno's central figure, surrounded by the vices of the melancholic temperament, embodies their opposite, the virtue of audacia, the characteristic
trait of the creative mind rapt by "intense and lofty imaginings."
Elsewhere in his correspondence and poetry, Michelangelo asserts his melancholic nature in terms that often reflect
its more sinister aspects as presented in the Sogno. In letters to
Pietro Gondi and Sebastiano del Piombo, Michelangelo acknowledges his reputation for melancholic madness, reassuring his friends about his mental health while reinforcing his
association with the temperament.40 He reports having taken
great pleasure in a dinner party that allowed him to "escape
a little from my melancholy, or from my madness."41 A letter
from Sebastiano to Michelangelo reveals that the artist's
friends considered his melancholic tendencies a cause for
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7 The Melancholic,from Cesare Ripa, Nova Iconologiadi Cesare
Ripa....., Padua, 1618. The New York Public Library, Astor,
Lenox and Tilden Foundations, Print Collection, Miriam and
Ira D. Wallach Division of Art, Prints and Photographs (photo:
The New York Public Library/Art Resource, NY)
Alarmed that Michelangelo might abandon the
for
the Julius Tomb, Sebastiano urged him to bring
project
the work to completion, blaming melancholia for Michelangelo's errors of judgment: "For the love of God, guard yourself against whatever your melancholy humor counsels you,
for it has always been your ruination."42 Although Michelangelo's assertion that "my happiness is melancholy" may be
ironic, and his remarks on melancholy tend to emphasize the
negative aspects of the temperament, the humor's reported
link to greatness and genius could not have been lost on
him.43 By aligning himself with melancholy, even through
identification with melancholic ills, Michelangelo implicitly
claimed the mantle of genius for himself, a claim given visual
form in the Sogno.
If the Sogno is seen as a meditation on melancholic inspiration, those disembodied heads that hover at the edges of
the arc of figures can be readily incorporated. Generally
ignored by interpreters, these shadowy countenances nevertheless occupy a significant position on the sheet, filling the
upper portion of the arc to the left and right of the central
pair. Through their form, they articulate the first step in the
process of creation: the generation of images in the mind,
swiftly translated to paper in the sketch. Faintly drawn, yet
legible, the heads seem to be taking shape as they emerge
from the cloudy mass encircling the central pair. These insubstantial forms, barely described, recall Leonardo's exhortation to the painter to sketch, to record rough approximaconcern.
tions of figural motifs, later to be translated into finished
work.44
Leonardo's method of drawing represents an important
shift in artistic practice, a move away from the repetitive
forms of the pattern book and toward imaginative experimentation.45 It is in the sketch, in half-finished forms such as
the heads in the Sogno, that the process of pictorial generation is enacted. The artist quickly records figures, gestures,
forms, exercising his inventive skill as he moves his hand
across the sheet. The sketch is the tangible evidence of the
process of invention, a record of the experience of creative
fury. Francisco de Hollanda insisted that in drawing, "the
idea or concept must be placed most quickly in execution
before it is lost or diminished by some perturbation.., .not
losing that divine furor and image that it bears in the fantasia."46 Giorgio Vasari likewise linked the sketch to creative
furor: "And because from the furor of the artist these things
are expressed quickly with pen or with another drawing
instrument, only to rough out what comes to him, for this
reason they are called sketches."'47Speed, rather than finish,
is valued as proof of the frenzied nature of creation. As
Lomazzo observed, this could be taken to extremes, preventing the artist from moving forward from the unfettered freedom of invention to the discipline of completion: "as soon as
[artists] have delineated a body and formed a gesture, infinite others of different kinds are born in the fantasia, so that
they are unable, because of the extreme delight they feel in
invention, to have the patience to finish any work begun."48
Michelangelo enacts this process in the Sogno, filling the
arc of figures with half-formed faces that emerge from the
clouds as if from the recesses of the artist's mind. Even the
choice of the cloudy mass to encompass the figures recalls
contemporary discussions of artistic invention: Leonardo suggested that the painter seek out new forms in clouds.49
Michelangelo's graphic production contains many such
examples of unfinished figures, testifying to his use of the
sketch as an exercise in invention. But the Sogno is not a
half-finished work; the contrast in finish between the figure
of the nude and the images in the arc seems a deliberate
choice.50 Thus, the very form of the Sogno articulates the
trajectory of artistic invention. The figures in the arc, ranging
from quickly sketched heads to more fully rendered bodies,
represent the progression from furious invention to diligent
completion. The youth and his companion, highly finished,
the most complete and substantial figures in the drawing,
represent the final products of the artist's hand.
The different states of finish in the drawing also influence
the viewer's experience of the image. Those figures that seem
to personify the melancholic vices are the most clearly articulated; the fragmentary heads are sketchy and incomplete.
This encourages different methods of reading, suggesting a
more fixed significance for the figures that are more finished
in comparison with the others, which invite a more speculative response. The viewer experiences the process of creation
along with the artist, witnessing the evolution of forms. The
most vivid example of this (admittedly subjective) experience
is the figure at the lower right of the drawing. When seen
from a slight distance, it appears to be a seated figure holding
a ball or sphere in his lap. On closer inspection, what
seemed to be his head dissolves into the knee of the figure
MICHELANGELO'S
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93
8 Michelangelo, Ganymede,ca. 1533.
Cambridge, Mass., Fogg Art Museum,
Harvard University Art Museums, Gifts
for Special Uses Fund (photo: Alan
Macintyre, @ President and Fellows of
Harvard College)
above, but the overlap and the lack of finish make it
impossible to define the boundaries between the two. Instead, the image seems to shift and change shape before
the viewer's eyes.51
This type of engagement with the viewer is particularly
important in light of the drawing's status as a gift. Alexander
Nagel has argued that the gift drawing "places a special
burden on the viewer as interpreter," requiring a sensitive
response that recognizes the image's "claim to a kind of
infinity or inexhaustibility."52 Nagel refers to the religious
drawings Michelangelo produced for Vittoria Colonna, but
his observations on the intimacy of the interpretative act are
relevant here as well. The gift drawings presuppose a particular kind of looking that the Sogno's allusive and elusive
imagery seems calculated to reward.
Vasari records that four gift drawings (Ganymede, The Punishment of Tityus, TheFall ofPhaeton, and Bacchanal of Children)
were made for Tommaso de' Cavalieri, the young Roman
who was the focus of Michelangelo's affections in the mid1530s.53 Although no definitive documentary evidence supports the assumption that Cavalieri was the recipient of the
Sogno as well, circumstantial evidence suggests it. The work is
mentioned by Vasari in connection with the others and is
stylistically related to the Cavalieri group.54 Judith Testa has
observed that the Sogno's central nude appears in variation in
the Ganymede, Tityus, and Phaeton drawings (Figs. 8-10), creating a compelling visual link among the works that suggests
they were conceived as a group.55 Finally, Battista Franco's
Battle of Montemurlo (Fig. 11) further supports a link between
the Sogno and the Cavalieri drawings, for it incorporates
quotations of the Ganymede,securely tied to Cavalieri, Archers
Shooting at a Herm (another gift drawing, now at the Royal
Library, Windsor), implicitly linked to the group by Vasari,
and the Sogno.56
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9 Michelangelo, ThePunishmentof
Tityus,ca. 1533. Windsor, Royal
Library (photo: The Royal Collection
@ 2002, H.M. Queen Elizabeth II)
Gift drawings such as those for Cavalieri enjoy a unique
status in Michelangelo's production; they functioned as private messages from the artist to the drawing's recipient,
expressions of personal devotion. Yet, as Michelangelo certainly knew, they were also circulated among connoisseurs
who may or may not have had access to the drawing's original
context and intention."5 The many copies of the Sogno testify
to this dual life of the gift drawing and demonstrate how such
images could be transformed to suit other, less personally
charged functions. Franco's Battle of Montemurlo offers perhaps the most dramatic example, in which borrowings from
three different compositions are stripped of their original
significance to become a display of variet&'.
While copies and borrowings reflect the popular currency
of Michelangelo's work, they may not have met with the
artist's approval. Cavalieri himself lamented his failure to
keep the drawings private in a letter to Michelangelo:
Cardinal de' Medici wanted to see all of your drawings,
and they were so pleasing to him that he wanted to have
the Tityus and the Ganymede made in crystal; and I did
not know how to speak well enough to convince him not
to do the Tityus, and now Maestro Giovanni is doing it. At
least I was able to save the Ganymede.58
10 Michelangelo, TheFall of Phaeton, ca. 1533. Windsor, Royal
Library (photo: The Royal Collection @ 2002, H.M. Queen
Elizabeth II)
Cavalieri's reluctance to turn over the works and his final
declaration that he managed to "save the Ganymede" suggest
that he knew that Michelangelo would be displeased by the
drawings' fate.
The mythological scenes executed for Cavalieri, particularly the vivid depiction of Ganymede's rape, seem to articulate Michelangelo's reflections on his feelings for the young
man, which may further explain why Cavalieri attempted to
protect them from more public dispersal.59 In addition to the
undoubtedly intimate messages of the imagery, however, the
Cavalieri group was allegedly meant to perform a practical
function. Vasari professes that Michelangelo sent such works
to Cavalieri "because he was learning to draw."60 Although
this assertion may seem an effort to conceal the more private
motive for the drawings, I propose to take it seriously. Michel-
MICHELANGELO'S
DREAM
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11 Battista Franco, Battle of Montemurlo, 1537. Florence, Palazzo Pitti
(photo: Alinari/Art Resource, NY)
angelo's own practice of providing cartoons and models to
artists in his circle demonstrates that his drawings circulated
among his acquaintances for a variety of purposes, from the
personal to the pedagogic.61 It has been suggested that Cavalieri copied the Phaeton as an exercise, and several drawings
have recently been attributed to him.62 In these circumstances, the repetition of the figure of the nude youth
throughout the Cavalieri series might have had a didactic
function, allowing the artist to demonstrate the hermeneutic
possibilities inherent in a single figure. The verso of the
Tityus seems to confirm this possibility; the figure of Tityus
has been traced and transformed into a Risen Christ. But by
whose hand? Michael Hirst proposes that Michelangelo did
the tracing before giving the drawing to Cavalieri, while
Alexander Perrig speculates that it is in Cavalieri's hand.63 No
matter who the author, the fact of the traced pose would
suggest that one of the functions of the gift drawings for
Cavalieri may have been to demonstrate the art of drawing.
Viewing the Sogno through the lens of Vasari's text yields a
practical purpose for the drawing, but Vasari's meaning is not
exactly clear. Were the drawings intended as models for
Cavalieri to copy? Or were they gifts signifying Michelangelo's approval of Cavalieri's new "hobby"? The latter scenario
seems more likely. Despite the evidence for Cavalieri's efforts
as a draftsman, he was an amateur, a nobleman with a passion
for the arts, not an artist in training. The Sogno, like the other
drawings more securely associated with him, was not a cartoon to be developed into a painting, but rather an independent work of art, a representing piece. Although it is not a
drawing lesson in the strictest sense, it does treat the theme of
artistic creation, representing both the practical process of
developing forms from sketch to completion and the ineffable experience of inspiration itself, here imaged as a gift of
the melancholic personality.
Michelangelo makes this reflection on artistic inspiration
explicitly personal in the Sogno's arc of figures through a
series of self-quotations. Hovering just above the central
nude's right shoulder is a female figure, a half-length body
that engages in no identifiable action. Though prominently
located, this mysterious figure (Fig. 12) does not seem to
participate in the iconography of vice. She casts her glance
backward, her eyes directed over her right shoulder. Her
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13 Michelangelo, Creationof Adam, 1508-12. Vatican, Sistine
Chapel (photo: Alinari/Art Resource, NY)
14 Aristotile da Sangallo, after
Michelangelo, Battle of Cascina,detail,
mid-16th century. Norfolk, Collection
Leicester, Holkham Hall (photo: Foto
Marburg/Art Resource, NY)
MICHELANGELO'S
sidelong glance and horizontal posture recall a member of
another cloud of figures: those encircling God the Father in
Michelangelo's CreationofAdam (Fig. 13). In the Sogno, she is
free of the divine arm yoked about her shoulders, but the
figure recalls the pose and disposition of her Sistine sister.64
Scattered throughout the drawing are what seem to be
similar references to Michelangelo's figural inventions. They
range from direct quotation to allusive evocation, invoking
works that span the artist's career. To the left of the female
figure, for example, a nude seen from behind, its legs truncated, bends at the waist, recalling the figure of a climber at
the far left of the Battle of Cascina (Fig. 14). Like the female
figure, the nude does not perform any action linked to vice.
This is the most direct and easily legible self-quotation, but at
least four additional figures are quite suggestive. At the lower
right of the sheet, a figure raises his right hand and wraps his
left arm across his body. Versions of this pose can be traced
in studies contemporaneous with the Sogno for the figure of
Christ in the Last Judgment (Fig. 15).65 There are differences,
to be sure, notably, the position of the head, but the central
figure in the Casa Buonarroti study bears a strong resemblance to the Sogno's figure. In another instance, the figure at
the top right of the Sogno who grabs his companion by the
throat echoes a similarly aggressive figure near the bottom of
the same Casa Buonarroti study, although the Sogno's figure
uses two hands to throttle his foe, grasping the fabric around
his neck. The act of tugging itself brings to mind a much
earlier pair of struggling figures, the youths in the background of the Doni Tondo. To the left of the Sogno's struggling
pair, a figure raises his right arm to strike a cowering companion. In addition to invoking Anger, their actions recall
Michelangelo's depiction of David and Goliath on the Sistine
Chapel ceiling and, as Henry Thode noted, bear a strong
resemblance to several sketches of the same (or a similar)
subject (Fig. 16).66
The problem of dating is more intractable, however, in
another possible self-quotation, the crouching figure at the
bottom right-hand side of the sheet. This figure resembles a
study for an Apostle at Gesthemene, his body tightly curled in
sleep (Fig. 17), an image generally dated 1558-60, but the
compact pose may have been invented years earlier, perhaps
to serve in the crowd of souls depicted in the Last Judgment,
and become part of Michelangelo's figural repertoire, like
the David and Goliath type, revived in the late 1550s.
This raises the question of whether the acts of quotation in
the Sogno represent the "remembering hand" of the artist, an
unthinking display of his standard pictorial vocabulary. The
variations from the originals quoted in the arc suggest that, in
some instances, Michelangelo may be returning to and reworking stock poses. While some of the self-quotations seem
indirect, I would argue that they are deliberate, making
reference to other works in Michelangelo's career. Michelangelo's use of the same central figure throughout the Cavalieri
series (to which the Sogno may belong) encourages the viewer
to seek correspondences among images, and the Sogno's
adoption of the iconography of melancholy and inspiration
further suggests such a reading of the self-quotations. But
there is more concrete evidence in the copies of the Sogno
that Michelangelo's reuse of his own images was an intentional act.
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15 Michelangelo, study for the LastJudgment,ca. 1534.
Florence, Casa Buonarroti, no. 65Fr (photo: Alinari/Art
Resource, NY)
A copy of the Sogno by Marcello Venusti, an artist with close
ties (both personal and professional) to Michelangelo, seems
to confirm that these acts of self-quotation were recognized
and acknowledged by Michelangelo's intimates (Fig. 18).67
Venusti made a significant adjustment to the figures in the
arc, replacing the amorous couple located just above the
youth's right knee with an unmistakable image of Michelangelo's Aurora (Fig. 19). This revision and replacement suggest
that Venusti was aware of the arc's self-referentiality. His use
of Aurora highlights this aspect of the original drawing and
functions as the visual equivalent of the label Michelangelo
invenit, crediting Michelangelo's authorship of the Sogno.
The same pair is subject to alteration in all three of Alessandro Allori's versions of the Sogno (Fig. 20), and the change
again invokes one of Michelangelo's works. Although Allori's
quotation is not as direct as Venusti's, the figure of a young
child embracing a reclining female nude nevertheless summons Michelangelo's Venus and Cupid to mind (Fig. 21).68
The presence of references to Michelangelo's artistic production in the Sogno, apparently recognizable to his contemporaries, seems to contradict his biographer's claim for the
artist's "tenacissima memoria" (extremely tenacious memory) .69Ascanio Condivi, whose biography of the artist is often
viewed as a self-constructed response to Vasari's Vite,informs
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16 Michelangelo, sketches of David
and Goliath, 1555. Oxford, Ashmolean
Museum, Parker no. 328r
17 Michelangelo, sketches for the
Apostles at Gesthemene, 1558-60.
Oxford, Ashmolean Museum, Parker
no. 340
us that "having painted so many thousands of figures ... he
never made one that resembled another, or that had the
same pose."70 Not only did Michelangelo never replicate a
figure, we are told, he even guarded against repeating a line.
Condivi reports Michelangelo's declaration "that he never
draws a line without remembering if he has ever drawn it
before.""71The concept of the artist's memory apparently had
such appeal that Vasari repeated Condivi's assertions in his
revised edition of the Vite (1568): "Michelangelo had a tenacious and profound memory... he never made any of his
own works that resembles another, because he remembered
everything that he had done."72
Condivi's and Vasari's claims for Michelangelo's memory
are, of course, claims for his infinite variety of creation: he
never repeated a figure because of his ability to generate new
forms constantly. Rather than statements of fact, they function as part of the construction of Michelangelo as genius, an
enterprise that the Sogno participates in by giving visual form
to this facility of invention. The self-quotations recall Michel-
angelo's most ambitious projects, the Battle of Cascina, the
Sistine Chapel ceiling, and the Last Judgment, and the shadowy heads promise wonders yet to come. The reuse and
repetition of forms, such as the metamorphosis of Tityus into
the Risen Christ, or Night into Leda, or even Ganymede (as
Sebastiano del Piombo proposed, perhaps only half in jest)
into Saint John, demonstrate mastery of another kind of
variety, the ability to engage a viewer's imagination with a
single image that calls forth multiple interpretative possibilities.73
Such transformations, clearly part of Michelangelo's artistic practice, suggest that his recycling of forms was potentially
charged with meaning. By turning Night into Leda, for example, Michelangelo allows the significance of one figure to
bleed into that of the other, enhancing and complicating the
meaning of each.74 In a departure from the conventional
narrative, Leda sleeps, her encounter with the swan rendered
as a sexual dream, reminiscent of the perverse nightmares
said to afflict unhappy lovers.75 Night's body, which bears the
MICHELANGELO'S
DREAM
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19 Michelangelo, Aurora, 1524-26. Florence, S. Lorenzo, New
Sacristy (photo: Alinari/Art Resource, NY)
18 Marcello Venusti, II sogno, ca. 1540. Florence, Galleria degli
Uffizi (from Galleria degli Uffizi, Catalogogenerale[Florence:
Centro Di, 1979], 584, no. P1866)
signs of recent childbirth, proleptically signifies Leda's divinely wrought pregnancy. Viewed with Leda in mind, Night's
sleep becomes even more suggestive, her dreaming implicitly
sexual. Her fantastic attributes (the owl, poppies, and mask),
read in tandem with the Leda myth, seem to be born, quite
literally, of her dream experience.
Michelangelo's self-quotations in the Sogno are likewise
expressive. The drawing was probably produced during the
initial stages of the Last Judgment's development, and there
are important thematic and formal parallels between the two
works.76 Both depict a drama of Virtue and Vice, in which
trumpeting angels rouse more passive humans. Significant
conversions occur in the figural transpositions between the
drawing and the fresco. A variation on the Sogno's battling
"David and Goliath" group, for example, appears in triplicate
at the lower right of the LastJudgment (Fig. 22), the striking
figures no longer embodying melancholic wrath but rather
angelic combat. Similarly, kissing figures that suggest lust in
the drawing recur in a crowd of the blessed at the upper right
of the fresco (Fig. 23), their embraces signifying spiritual, not
carnal, ecstasy. The line between virtue and vice blurs, as the
very same pose signifies first one, then the other. Such mutations are especially provocative when linked to Michelangelo's poetic query about desire: "if every feeling of ours
displeased heaven, / to what end would God have made the
world?""77The question is daring, and in the original Italian,
Michelangelo's words seem to invoke the Sogno itself, for
"s'ogni nostro affetto" suggests a Petrarchan wordplay, allowing the reader to read sogni, or dreams.Michelangelo's figural
transpositions, it would seem, demonstrate not only that the
significance of his figures is mutable but also that the boundaries between virtue and vice may not be so clearly drawn.
The interpretative flexibility that the gift drawing encourages and the self-citations invite is enhanced by the Sogno's
status as a dream image. In Renaissance culture, the dream
was an important field for the practice of interpretation, as
the proliferation of dream-interpretation handbooks for diverse audiences indicates.7' Readers of these texts were instructed to determine the veracity of their dreams through a
series of tests and guided to interpret their dream symbols.79
The Sogno provides especially fertile ground for that kind of
work, its multiple allusions encouraging the interpretative
interventions of its viewers.
Dreaming also carried enormous weight as both metaphor
and mechanism for divine inspiration and permitted an unprecedented degree of artistic license, allowing for the free
play of fantasy without any need to conform to the expectations of narrative. In dreaming (and images of dreams), it is
the very opposite of coherence that is valued, as openness to
multiple readings offers the viewer his or her own imaginative
outlet. The pictorial rhetoric of the dream allows the image
to function both as the record (whether fictive or real) of the
artist's visionary experience and as a virtual dream for the
viewer. The title conferred on Michelangelo's drawing defines its subject as a dream, and the associations that dreaming generates further develop the Sogno's meaning.
The Sogno's youth is shown not reclining or asleep but
semiupright, with wide-open eyes. This alert pose has led
some of the drawing's interpreters to view the youth as awakening from the vice-ridden "dream of human life" to a higher
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20 Alessandro Allori, II sogno,
ca. 1579-80. Florence, Galleria degli
Uffizi (photo: Alinari/Art Resource,
NY)
calling.80 But the Sogno's youth participates in a pictorial
tradition that depicted dreamers with open eyes, looking
toward the source of their dreams, a device that both asserts
awareness of the dream and emphasizes the visual quality of
dream experience.81
The Sogno employs other common pictorial conventions
for the representation of dreams, firmly establishing its melancholic youth as a dreamer. The contrasting states of finish
in the drawing create a distinction between the "reality" of
the central pair and the insubstantial nature of the images in
the arc. The misty quality of the cloud of figures asserts their
status as "dream visions," apparitions in the mind of the
central figure.82 Scale and finish further define levels of
reality, distinguishing between the dreamer and the images
he sees in his dream. This contrast also enhances the figures'
status as inventions; before they are given material form, they
exist only in the artist's imagination.83
By invoking the imagery of dreaming in a drawing laced
with references to melancholy and to his own inventions,
Michelangelo participates in an ancient tradition linking
dreams to divine inspiration. Since antiquity, dreams had
been credited as a source of poetic inspiration and a sign of
divine favor.84 In the Timaeus, Plato had argued that "no man
achieves true and inspired divination when in his rational
mind, but only when the power of his intelligence is fettered
in sleep or when it is distraught by some divine inspiration."85
Pausanias likewise hinted at a link between dreams and inspiration, identifying Sleep as "the god dearest to the
MICHELANGELO'S
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21 Jacopo Pontormo, after Michelangelo, Venusand Cupid, 1532-33.
Florence, Galleria degli Uffizi (photo:
Alinari/Art Resource, NY)
22 Michelangelo, LastJudgment,detail, 1536-41. Vatican,
Sistine Chapel (photo: Alinari/Art Resource, NY)
23 Michelangelo, LastJudgment,detail (photo: Alinari/Art
Resource, NY)
Muses."86 The implication that the Muses might visit in
dreams is confirmed by the fourth-century bishop Synesius of
Cyrene, whose text on dreams credits them with his inventive
process, describing an interaction that recalls the collaboration between poet and Muse, albeit more practical than
romantic:
and conceptions
thinker:
Often [a dream] has collaborated on the drafting of my
works. It has clarified an idea, has made my style more
appropriate, has eliminated one thing, and introduced
another.... it has given me suggestions, explained the
significance of things to me, indicated awkward expressions that were then modified....87
Synesius echoes the words of the second-century philosopher
Aristedes, who cited dream visitations from the healing god
Asclepius, rather than the Muses, as the source of expressions
that surpassed his own capabilities as a
Indeed, the greatest and most valuable part of my training
was my access to and communion with these dreams. For
I heard many things which excelled in purity of style and
were gloriously beyond my models, and I dreamed that I
myself said many things better than my wont, and things of
which I had never thought.88
Developing this idea, Synesius proposes that dreams can
transform even the most unlikely men into poets. He arguesthat it is possible that a person "falling asleep devoid of poetic
learning, after having met the Muses in a dream," might
awake to find himself "an able poet."89
Renaissance dream theory drew on these precedents, identifying dreams as mechanisms of divine inspiration for poets
and philosophers. Petrarch alluded to the poet's penchant
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for inspired dreaming in his coronation oration, specifically
linking laurel, the poet's garland, to dreams: "[W]hen a
person who is asleep is touched with laurel his dreams come
true. Which makes it singularly appropriate for poets, who
are said to sleep on Parnassus."90In 1499, the humanist
Giovanni Pontano dedicated a portion of his dialogue Actius
to a consideration of the relationship between dreams and
poetic invention.9' Dreams, Pontano's interlocutors argue,
are the medium for inspiring sibyls, prophets, and poets.
Poetic furor, the frenzied moment of divine inspiration,
comes through the mechanism of the dream.92
The evidence of Michelangelo's letters and sonnets demonstrates that his conception of dreams was consistent with
the contemporary view of their privileged nature and association with inspiration. The fusion of sleep and the Ficinian
definition of genius is the subtext of a famous sonnet in
which the artist celebrates his status as a dreamer:
O night, O time so sweet, even though black,
who infuses all labor with peace at the day's end,
whoever exalts you shows good judgment and vision
and whoever honors you has a sound mind.
You cut short and break off every tiring thought,
enfolding them in your moist shade and quiet,
and often in a dream you bear my soul from the lowest
to the highest sphere, to which I hope to journey.
O shadow of death, by whom is stilled
every misery hostile to the heart and soul,
last and effective remedy for the afflicted:
You restore our ailing flesh to health,
wipe dry our tears and put to rest all toil,
and take from him who lives rightly all wrath and
weariness.93
The poem reflects many of the conventions of the lyric
tradition invoking Sleep, but the poet speaks in general
terms, disclosing no personal motive to desire sleep.94 Only
when he speaks of dreams does Michelangelo employ the
first-person singular, marking a division between those (all)
who benefit from the restorativepower of sleep ("ogni stanco
pensiero"; "ogni quiet'appalta")and those lucky few who slip
the bonds of the body in dreams ("dall'infimaparte alla pii5
alta/in sogno spesso porti, ov'ire spero"). Night is praised
and honored by those who "showgood judgment and vision,"
people of "sound mind." As the author of the panegyric,
Michelangelo implicitly claims these distinctions for himself,
adducing his appreciation of Night and his experience of
dreams as emblems of his judgment and vision.
Michelangelo's poetic reflections on his affiliation with
night are provocative,for they temper this positive evaluation
of dreams. Night is identified as fragile and unstable, a witty
reference to its easy defeat by light, but also a metaphorical
link to the volatility of melancholia."9 In a sonnet perhaps
intended for Cavalieri, Michelangelo laments his alliance
with night:
He who created, out of nothingness,
time, which did not exist before anybody,
made two from its one, and gave the high sun to one,
and gave to the other the moon, which is much nearer.
From these in one moment there were born
the chance, destiny and fortune of each of us;
and to me they allotted the dark time,
which I resembled at birth and in the cradle.
And now, just as one who imitates himself
grows darker as the night is well advanced,
so I'm troubled and grieved at doing so much wrong.
Yet I'm comforted that the power to make
my night into day has been granted to the sun
that was given to you at birth as a companion.96
Night and melancholy are implicitly linked and acknowledged as the source of the poet's wrongdoing and affliction.
This awareness of the sinister aspects of night finds expression in the melancholic sins in the Sogno.
In less formal, though not necessarily less self-conscious,
expressions of his statusas a dreamer, Michelangelo reported
his dreams and his ability to interpret the dreams of others.
In doing so, he participatedin the Renaissancediscourse that
defined prophetic dreams and dream divination as signs of
intellectual and spiritual superiority. In a letter to Luigi del
Riccio, the artist relates a dream in which a mutual friend
responded strangely to a greeting.97Michelangelo begs del
Riccio to determine if the friend is indeed angry, implying
the likelihood that his own dreams are prophetic. Condivi's
biography records the dream vision of Cardiere, a friend of
Michelangelo, who was warned of the imminent expulsion of
the Medici by the ghost of Lorenzo il Magnifico.98Cardiere
failed to understand the significance of the dream, but Michelangelo did not, and he fled to Bologna. Michelangelo's
acumen is contrasted with Cardiere's obtuseness as the tale
takes a comic turn: Lorenzo il Magnifico returns in a second
dream and slaps Cardiere for his stupidity.99Michelangelo's
abilityto understand what his friend could not--his abilityto
interpret a dream-indicates that he belongs to that exceptional class of people who are prone to divinatoryexperience.
While such records of Michelangelo's dream experience
might seem to call for (and even reward) a psychoanalytic
approach, my aim is to place them in a pre-Freudiancontext,
to address them as a rhetorical tool, part of a tradition in
which poets and artists alike linked dreams to the creative
process and reported them as signs of communion with the
divine. As artists sought to claim equality with poets and
philosophers as the recipients of divine inspiration, the
dream offered an especially potent metaphor for their activity. In addition to signifying divine favor, dreaming is, after
all, a visual experience. Those concerned with inner vision
would naturallysee the dream, with its potential for fantastic
imagery,as an appropriateanalogy for their own work.When
Diirer defined the artist's imagination as inwardly "full of
figures,"self-generatedforms equated with the Platonic Idea,
his language was resonant with the concept of the dream.'00
But he was more direct as well, lamenting "how often in my
sleep do I behold great works of art and beautiful things, the
like whereof never appear to me awake, but so soon as I
awake even the remembrance of them leaves me."lo'1Leonardo also compared the waking imagination unfavorably
with the perception of the dreamer, asking, "Whydoes the
eye see a surer thing in dreams than with the waking imagination?"102His suggestion that vision in dreams is more
MICHELANGELO'S
reliable than sense experience reveals the power of the
dream as metaphor. It articulates the distinction between the
mental, interior activity of creation and the physical labor of
execution.
The persistent subtext in the use of dreams to describe
image making was Horace's comparison between dreams and
the hybrid monsters that poets and painters make.'03 Though
his comparison is a negative one, meant to demonstrate the
absurdity of invention ungoverned by concerns of decorum,
the concept of ut pictura poesis was eagerly embraced by
painters wishing to assert the status of their art and claim the
privilege of inventive license, signified by the dream.
This function of the dream is made clearer in instances
when artists relate dreams directly to their creative product.
Like the poets who found inspiration in dreams, artists, too,
attributed new inventions to dreaming. In doing so, they, too,
followed ancient precedent. Pliny reports that Parrhasias
"boasted that he was the prince of painting.., .and had
painted the Herakles at Lindos precisely as he had often seen
him in sleep," making a direct link between artistic invention
and dream experience.'04
Repeating this intertwining of
dreaming and artistic creation, Diirer responded to a disturbing dream of a deluge by painting a watercolor of the cataclysmic scene that functions simultaneously as a visual record
of the dream and as an independent work of art, and then
recorded the dream itself in words.105 The account of the
dream is written below the image, as if to assert the primacy
and immediacy of visual experience.
In keeping with this tradition, Michelangelo used the metaphor of the dream to describe one of his inventions, the
staircase for the Laurentian Library. Writing to Vasari, he
referred to his recollection of the design: "A certain staircase
appears in my mind, like a dream."106 Likening the staircase
to an image seen in a dream, the artist dodges Vasari's
request for an explicit description but reveals the visionary
quality of invention. The appearance of the same metaphor
in Hollanda's Da pintura antiga suggests that the dream indeed formed an important part of Michelangelo's vocabulary, as descriptive of the inventive process. Hollanda quotes
Michelangelo using the dream to invoke the distinction between the sensory experience of vision and the inner workings of invention:
In painting, the idea is an image that the intellect of the
painter has to see with interior eyes in the greatest silence
and secrecy. This he must imagine and select from the
most excellent and rare things that his imagination and
prudence may attain, as an exemplar dreamt or seen in
the sky or elsewhere.'07
The dream functions as a sign of the "interior eyes," a perception resulting from spiritual rather than sensory experience, an
apt description of divine inspiration. The need for selection
recalls Renaissance dream classification, in which the dreamer is
charged with determining whether his dream is true or false and
interpreting its meaning. Binding the experience of the dream,
the process of invention, and the necessity of selection together,
Michelangelo's language evokes the imagery of the Sognoitself,
in which the youth must choose his inventions from the cloud of
DREAM
103
figures he dreams, selecting in favor of creativity rather than
melancholic vice.
Perhaps as a result of the Horatian comparison, and arguably
influenced by the relation between dreaming and creative production, by the late sixteenth century the word sogno came to
stand for fantastic pictorial inventions. Connoting improbable
or unexpected imagery, sogno supplied a descriptive term that
embraced a wide range of artistic production, from the grotesques uncovered by excavations in Rome to the work of Hieronymus Bosch.108 Eventually, this resonant word was deployed
by artists and critics alike to mean inventive facility.'09 In Anton
Francesco Doni's dialogue Disegno,for example, an artist reflects
on the "fantastic animals and infinite and diverse figures" he
conjures "in my fantasy, in my imagination, in the chaos of my
mind." Asked what name to give such images, another speaker
answers: "Dreams."11o
This is the context in which Michelangelo's Sogno was
produced and received, one in which dreams were signs of
exceptional status and in which the metaphor and imagery of
dreaming described the experience of divine inspiration.
The melancholic youth of the Sogno is a dreamer, receiving
inspiring visions from a heavenly source. By virtue of his
divine election, he is endowed with inventive ability, signified
by the self-quotations. But the Sogno also has a darker side, as
its many interpreters acknowledge, which is expressed in the
numerous melancholic vices that appear as part of the dream
vision. The drawing presents a distinct duality in the content
of the youth's dream, a mixture of invention and vice, positive and negative. In this, the Sogno departs from more conventional representations of dreams. Rather than experiencing a vision equivalent to the "true" dreams of saints and
emperors, in which the dream is unambiguously trustworthy,
the melancholic youth of the Sogno experiences an inner
vision that mixes the gift of invention with temptations to
vice. This requires that a moralizing tone be established.
Michelangelo found a solution in the iconography of deceit,
using masks to signify the nature of some of the dream's
content.111 The masks that fill the box beneath the dreamer
point to the potentially dangerous nature of the dream, and
their seemingly infinite number, as Matthias Winner has
argued, seems to give visual form to Saint Jerome's observation that there is "a counterfeit mask for every sin to which we
are inclined."112 They also recall Angelo Poliziano's description of"dreams hidden behind their deceiving masks," a turn
of phrase that exploits the richness of larva, a word that
signifies both "mask" and "phantasm."'13
Masks are not, however, unambiguously negative symbols.
Just as superbia finds a more positive face in audacia, the
concept of deceit is tempered when transformed into artifice.
Illusion is the artist's stock-in-trade, artifice his primary skill.
The mask may signify this aspect of artistic production; Ripa's
personification of Painting carries a mask that bears the
inscription "Imitatio," and subsequent self-portraits and allegories of painting employ masks as attributes.114
A letter by Annibale Caro, a close friend of Michelangelo,
provides a provocative link between masks, dreams, and the
iconography of the artist. Charged with devising a program
for the decoration of Cardinal Alessandro Farnese's new villa
at Caprarola, Caro sent a detailed letter to the artist Taddeo
Zuccaro.15 For the Camera dell'Aurora, the cardinal's bed-
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24 Taddeo Zuccaro, study for the
House of Sleep,1562. Paris, Mus&edu
Louvre (photo: R6union des Mus6es
Nationaux/Art Resource, NY)
room, Caro appropriately chose themes relating to sleep,
including an Endymion and assorted gods of silence and
secrecy. For the space over the bed, Caro chose the subject of
the House of Sleep from Ovid's Metamorphoses,which describes Sleep and his thousand children, the Dreams.116 He
instructed Zuccaro to depict Morpheus, the bringer of
dreams, as a maker of masks: "Morpheus is called by Ovid the
artificer and maker of figures: and therefore you will show
him in the act of making masks of various appearances,
placing some of them at his feet.""'117
Characterized by Ovid as surpassing all others in the representation of the human form, Morpheus may be seen as an
analogue for the artist. In Ovid's text, Morpheus appears to the
widow Alcyone in the guise of her recently deceased husband,
Ceyx. Morpheus is a palpable portrait: "he seemed also to weep
real tears, and his hands performed the gestures of Ceyx.""118
Ovid's language recalls the oft-repeated aims of Renaissance
portraiture: making the absent present, the dead come alive to
the living. Caro, hewing closely to the text, invented an appropriate attribute for this "imitator and artificer of the human
form": masks. In Zuccaro's original drawing for the composition
(Fig. 24), Morpheus is shown as an artist, a sculptor; though he
uses his hands to shape a mask, his tools, a hammer and chisel,
are placed within easy reach.119
Just as masks simultaneously evoke Morpheus's role as an
"artificer and maker of figures" and the deceptive dream he
brings to Alcyone, the presence of masks at the foot of the
Sogno's central figure may signify both the nature of his
dream and his status as an artist, and may well point directly
to his identification with Michelangelo. The central mask in
the box features a forked beard and a flattened nose, physiognomic traits associated with Michelangelo. Both James
Saslow and John Paoletti have linked the mask to Michelangelo's self-portrait as the flayed skin of Saint Bartholomew in
the LastJudgment.'20 Since Michelangelo's self-portraits rarely
adhere to convention, such identifications are necessarily
subjective. But the prominent location of the mask at the
center of the box suggests its significance, and the resemblance is provocative. The Sogno's central nude, long understood to represent the human soul, would seem to represent
the soul of Michelangelo himself, as Judith Testa has speculated.121 In juxtaposing the idealized nude and the caricature
of the mask, the drawing splits the self-representation in two,
dividing soul from corporeal being. Such a division not only
follows the conventions of tomb imagery, it also invokes
Renaissance perceptions of dreaming as ajourney of the soul,
freed from the body in sleep to commune with the divine.122
The play between body and soul, deceit and artifice, invention and temptation that occurs in the Sogno is particularly
charged because of the drawing's initial function as a gift. It was
commonly understood that Michelangelo's gift drawings were
expressions of love, as Pietro Aretino intimated, referring to the
rumor that "no one but certain Gherardos and Tommasos may
have them."'123With its mix of inspiration and temptation, the
MICHELANGELO'S
drawing speaks the Renaissance language of love, in which the
lover is either exalted or debased, motivated toward spiritual
ascendance or tormented by physical desire.
The Sogno was most likely given to Tommaso de' Cavalieri,
the young man whom Michelangelo "loved infinitely more
than all others."'24 Cavalieri's relationship to Michelangelo is
perhaps best characterized as that of beloved to lover, in the
Petrarchan sense. But the Petrarchan dynamic applies to any
of the potential recipients of Michelangelo's
gifts.'25
Whether the Sognowas intended for Cavalieri or for someone
else, it certainly functioned as a tangible sign of love and its
potential outcomes.
In a letter drafted to accompany the Ganymede and the
Tityus, Michelangelo addressed the issue obliquely, informing Cavalieri, "It would be permissible to give a name to the
things that a man gives, to him who receives them: but out of
respect it will not be done here."126 The function of the
Cavalieri drawings as visual expressions of love, however allusive and indirect, has provided the focus for most of the
modern scholarship on these works. Michelangelo's tortured
love for Cavalieri forms the interpretative frame for the
group; the drawings are read as representations of the artist's
desire to overcome his physical passions and rise to the
spiritual effects of love. When this interpretation is extended
to the Sogno, it reinforces the traditional reading of the image
as an allegory of Virtue and Vice.
There is, however, another way to think about the meaning
of love and its significance for the drawing. Renaissance
conceptions of inspiration and creativity were deeply indebted to the discourse on love. Love functions as a complementary language in the Sogno, amplifying the theme of
inspiration invoked by melancholy and dreams. In both
Petrarchan and Neoplatonic thought, love was identified as
the highest form of divine possession. Ficino credited love as
the prime motivator of all action, human and divine, and
specifically linked love to intellectual and artistic production.
It is love that induces the teacher to teach, the student to
learn, the artist to strive for perfection. Calling love the
"master and governor" of all the arts, Ficino insisted that
"artists in all the arts seek and care for nothing else but
love."'27 Equating "amatory feeling" with divine madness, he
argued that love was the "most excellent" of the forms of
divine possession, for it was the source of all the others.12s
In both Neoplatonic and Petrarchan contexts, love was
understood as a journey of ascension from physical desire to
spiritual contemplation, initiated by the sight of beauty.129
Mirroring the doubleness of melancholy and of dreams, the
trajectory of love had two potential outcomes: a torturous
experience of frustrated desire on earth or an ecstatic connection to heaven. Sexual desire, the recognition of the
attractions of the physical, is the necessary first step on the
ladder of love, but it must be suppressed; the lover must
overcome physical desire, direct his attention toward the
higher forms of love and beauty present in his beloved, and
respond with a creative act. While the Petrarchan poet was
moved to re-create his beloved in poetry, in Neoplatonic
thought the forms of creativity are as various as the forms of
love, ascending in order from physical reproduction to the
highest modes of procreation: the products of intellect. The
nature of the reproduction is dictated by the form of love.
DREAM
105
"[S]ome, either by nature or education, are better fitted for
progeny of the soul than of the body, and others, certainly
the majority, the opposite."'30 Those who fail to transcend
the pull of sexual desire produce natural children, the chosen few who achieve divine union create ideas.
In his poetry, Michelangelo endorsed the doctrine of ascent through love and emphasized the incompatibility of
spiritual elevation and the fulfillment of physical desirethemes that seem to inform the Cavalieri group. He also
famously argued that heterosexual love, the paradigm of
Petrarchan lyric, was inferior to love between men. His preference for a truly Platonic model of love is expressed in a
sonnet that contrasts the "base and vile" impulses of love for
women with the elevating effects of love for another man.
A violent burning for prodigious beauty
is not always the source of harsh and deadly sin,
if then the heart is left so melted by it
that a divine dart can penetrate it quickly.
Far from hindering empty passion from flying
higher,
love stirs and wakes us, and feathers our wings;
and from that first step, with which it's not satisified,
the soul can mount up and rise to its creator.
The love I speak of aspires to the heights;
woman is too different from that, and it's not worthy
of a wise and manly heart to burn for her.
One love draws toward heaven, the other draws down
to earth;
one dwells in the soul, the other in the senses,
and draws its bow at base and vile things.'1'
The sonnet and its imagery complement the drawing, as Judith
Testa has already observed.132 The assertion that love need not
always be the source of sin echoes the duality of melancholic
vice and creativity in the arc of figures, and the reference to love
that "stirsand wakes" the soul recalls the encounter between the
youth and the angel. The love Michelangelo speaks of is love for
a man, but one that is not, as he is at pains to point out, based
in the senses. He claims the elevating experience of love exclusively for the "wise and manly heart" and judges woman as the
unworthy object of such affections.
Elsewhere, Michelangelo again spoke of the tension between carnal and spiritual love:
The soul, the intellect complete and sound,
more free and unfettered, can rise through the eyes
up to your lofty beauty; but great ardor
gives no such privilege to the human body,
which, weighed down and mortal, and still lacking
wings,
can hardly follow the flight of a little angel;
so sight alone can take pride and pleasure in doing
SO
....
133
Celebrating sight as the pathway to the soul and lamenting
the limitations of the body, the sonnet is a conventional
reflection on the effects of love, but its imagery also echoes
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,-
?~~
~
iJr.
1
e
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~ !:ii~?:
~'
:
il=-
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tLSW
UIiE-N
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25 Nicolas Beatrizet, Il sogno, 1545.
London, The British Museum (photo:
@ Trustees of the British Museum)
that of the Sogno,especially the intense gaze of the nude, his
eyes locked on the flight of a little angel.
The concept that the physical expression of love drags the
soul to earth finds visual form in the Sogno. The kissing
couple located above the nude's right knee expresses heterosexual desire. The clumsy approach of the male figure, his
knee digging into his partner's groin, incarnates Michelangelo's critique; his face, disfigured by his efforts to kiss, and
his erect penis, now mostly effaced, stressthe fact that hislove
dwells in the senses. His partner turns away, perhaps in
disgust.
The possibility that the couple serves as a commentary on
the dangers of physical desire is further suggested by the
placement of the figures. At least two disembodied phalluses
are located near the heterosexual couple. Directlynext to the
pair, a muscular, if not definitively masculine (given Michelangelo's figural style) hand, apparently belonging to another figure, grasps the larger phallus.134Again, the dual
theme of lust and disdain for the opposite sex seems pertinent. Though now barely visible in the original, having apparently been rubbed out by a later hand (but legibly reproduced in two near-contemporarycopies of the Sogno,a print,
Fig. 25, and a majolica plate in the Detroit Institute of Arts),
this element of the drawing amplifies the subtext of homosexuality suggested by the unappealing rendering of the heterosexual couple. In the context of the gift drawing,this vivid
MICHELANGELO'S
depiction of a homosexual act takes on added personal significance, specifying one dimension of Michelangelo's melancholic inclinations. The juxtaposition of two forms of lust,
heterosexual and homosexual, in the cloud of figures implies
an equation of the two; it is physical expression that is "base
and vile," no matter who the object of desire might be.135
Located above the masturbatory image is a single erect
penis, devoid of any specific reference to homosexual or
heterosexual activity. Aristotle's explanation of the melancholic nature may again be invoked, for he credits both wine
and the melancholic nature as the source of male erections.136 Disembodied and isolated from any obvious stimulus, the phallus seems emblematic of desire. The grouping of
sexually explicit images in such a prominent position on the
sheet seems to acknowledge the role that desire plays in the
process of inspiration and creation. Indeed, the analogous
relation between sexual reproduction and intellectual productivity established in the discourse on love frequently
found expression in metaphors of pregnancy and childbirth,
such as Ficino's assertion that "Venus fertilizes the body and
stimulates fertility. Saturn presses the mind, pregnant by his
seed, to give birth."'37 Echoing this formulation, Pietro
Aretino begged Michelangelo for a drawing, an example of
"one of the marvels continually being born from the divinity
that impregnates the intellect."'38 Michelangelo's own vocabulary of invention suggestively employs the term concetto,with
its connotations of sexual generation."39 Condivi likewise
repeatedly uses concetto,sometimes with nascere (to be born)
and partorire(to give birth), as in his description of Michelangelo "filled with concetti,and forced every day to give birth to
one of them."'140
But the sexual activity in Michelangelo's drawing, depicted
in the cloud of "vice," is described in a negative light. Rather
than eliding sexual and intellectual generation, the imagery
of the Sogno articulates a hierarchy of creation, ascending
from physical procreation to intellectual invention, each inspired by love, echoing the trajectory of invention from
sketch to completed work expressed in the form of the
drawing. The nude averts his gaze from the sexually explicit
forms in the arc, directing his attention to his heavenly
visitor. The direction of his gaze suggests that he belongs to
the fortunate elite who reject the physical act of reproduction
and physical expressions of desire in favor of a higher form of
creation.
Michelangelo extends this choice to the viewer, whose own
desire and its consequences are initiated by the drawing. As
the nude turns, he reveals his body to the viewer. The beauty
of his form seems designed to appeal to the viewer's gaze, and
the careful description of his body encourages the eye to
linger, making the male nude the object of desire that initiates the chain of sublimation and inspiration, so that the
processes of viewing and interpreting mirror the processes of
inspiration and creation themselves. But the outcome of the
viewer's journey is not predetermined; the Sogno allows for
multiple modes of response, from the Neoplatonic model of
ascent to more ambivalent experiences in which physical
pleasure and vice are not so easily dispensed with.
Weaving together references to melancholy, self-quotations, and dreams, Michelangelo's Sogno offers the viewer a
rich experience of layered meaning, a reward for the "special
M
Se de primo
/
DREAM
107
MXXXI
/D
r
cara/ee
do a'a airtu D'
Gridadn
i/ enore
frend.
Amor..
26 Giuseppe Maria Mitelli, frontispiece to Mitelli, Alfabeto
in sogno, Bologna, 1683. The New York Public Library,
Humanities/Prints Collection (photo: The New York Public
Library/Art Resource, NY)
interpretive efforts" that the gift demands.141 The cloud of
figures functions as a sign of the melancholic personality
(through reference to its characteristic vices), of the creative
products of the melancholic mind (represented by the quotations of Michelangelo's own work), and of the landscape of
dreams, which mixes true and false visions. Reading the arc of
images, the viewer moves from images of vice to the quotations and back again. At times, as in the sleeper at the lower
right, or the figures reminiscent of the Last Judgment drawings, vice and invention fuse. The elision of these concepts
that Michelangelo achieves in the arc of figures speaks of the
mixed blessing of melancholia, which commingles madness
and genius, of the double nature of dreams, potentially true
or false, and of the alternative paths of love, physical and
spiritual. It encapsulates, in one complex yet apprehensible
image, the multifaceted discourse on the nature of divine
inspiration.
The Sogno also may be seen as the inaugural image in a new
tradition, translating the vocabulary of inventive, artistic
dreaming into visual form. The image of the artist as dreamer
functions as the frontispiece to Giuseppe Maria Mitelli's Alfabeto in sogno, a pattern book for artists published in the late
seicento (Fig. 26). Mitelli's prefatory remarks to his collection
of fantastic images seem to be the culmination of the dis-
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Goya speak of the dream of the artist, free to invent according to the dictates of his own fancy, recalling the Horatian
formula of fantasy, dreams, and monsters? Or do the monsters produced by the sleep of reason represent the folly of
the social order, the superstitions and prejudices that Goya
satirizes in the Caprichos?The ambiguity of the word suefio
leaves the image open to interpretation, and the displacement of the etching from the frontispiece further problematizes its significance.
In an advertisement for the Caprichos published in the
Diario de Madrid, Goya emphasized the fantastic nature of his
work. Invoking the ancient paragone of poetry versus painting
to assert his artistic license, he boasts of having "put before
the eyes of the public forms and poses which have existed
previously in the darkness and confusion of an irrational
mind, or one which is beset by uncontrolled passion."'45 His
claims are given visual form in Capricho43, as the images spill
forth from the artist's mind. In the advertisement, Goya
suggests that the Caprichosare the products of his furor; in
Capricho 43, he fuses furor, dream, and invention.
The true afterlife of Michelangelo's Sogno, it seems, is not
to be found in the many copies of the drawing, but rather in
Goya's self-image as a dreamer surrounded by the monsters
of his own making. The Sogno is a pictorial meditation on the
multiple aspects of artistic inspiration; the Sleep of Reason
ushers in a new conception of the artist and his project, one
that moves beyond poetic license and divine inspiration into
more sinister territory, in which dream edges ever closer to
nightmare.
27 Francisco Goya, Capricho43: The Sleepof ReasonProduces
Monsters,1799 (photo: Victoria & Albert Museum, London/Art
Resource, NY)
course linking sleep, dreams, and artistic inspiration. Mitelli
claims that his inventions came to him in a dream, brought by
Morpheus: "Completely given over to the power of Sleep, I
was encircled, thanks to his gentle minister, Morpheus, by
forms and visions pertinent to the most noble art of Drawing."142 Borrowing the poet's rhetoric of the dream as a
vehicle for inspiration and the related conceit of the dream
narrative, Mitelli describes his dream not in words, but in the
figures that populate his text. The frontispiece gives visual
form to the dream experience. The artist is depicted asleep at
a table, a palette and brushes abandoned at his feet, a
sculpted bust nearby. Disembodied eyes, mouth, ear, and
nose float above him. Artistic creativity, Mitelli's image suggests, comes in the form of the dream.
Mitelli's frontispiece clearly points the way to, and may
have provided the source for, Francisco Goya's celebrated
Capricho 43, the Sleep (or Dream) of Reason Produces Monsters
(Fig. 27).143 Initially intended as the frontispiece to the Caprichos, Goya's image of the artist as a dreamer mingles the
sinister nature of dreams with their fantastic, inventive aspect.144 Both image and text balance precariously on the line
that divides fantastic invention and irrational excess. Does
A specialistin Renaissance and Baroqueart, Maria Ruvoldt received
her Ph.D. from Columbia University in 1999. Her first book, The
Imagery of Inspiration in the Italian Renaissance, isforthcoming from Cambridge University Press [115 West 86th Street, New
York,N.Y.10024].
Frequently Cited Sources
II Carteggio di Michelangelo, 5 vols., ed. Paola Barocchi, Giovanni Poggi, and
Renzo Ristori (Florence: S.P.E.S., 1965-83).
Condivi, Ascanio, Vita di Michelagnolo Buonarroti, ed. Giovanni Nencioni (Florence: S.P.E.S., Studio per Edizioni Scelte, 1998).
Klibansky, Raymond, Erwin Panofsky, and Fritz Saxl, Saturn and Melancholy:
Studies in the History of Natural Philosophy,Religion, and Art (London: Thomas
Nelson and Sons, 1964).
Panofsky, Erwin, "The Neoplatonic Movement and Michelangelo," in Studies
in Iconology: Humanistic Themes in the Art of the Renaissance (1939; reprint,
New York: Harper and Row, Icon Editions, 1962).
The Poetry of Michelangelo: An Annotated Translation, ed. and trans. James M.
Saslow (New Haven: Yale University Press, 1991).
Saslow, James M., Ganymedein the Renaissance: Homosexuality in Art and Society
(New Haven: Yale University Press, 1986).
Summers, David, Michelangelo and the Language of Art (Princeton: Princeton
University Press, 1981).
Testa, Judith Anne, "The Iconography of the Archers:A Study in Self-Concealment and Self-Revelation in Michelangelo's Presentation Drawings," Studies in Iconography5 (1979): 45-72.
Vasari, Giorgio, Le vite de' piit eccellentipittori, scultori, ed architettori (1568), 9
vols., ed. Gaetano Milanesi (Florence: 1878-85).
Winner, Matthias, "Michelangelo's II Sogno as an Example of an Artist's Visual
Reflection in His Drawings," in Michelangelo Drawings, ed. Craig Hugh
Smyth, Studies in the History of Art, vol. 33 (Washington, D.C.: National
Gallery of Art, 1992), 227-42.
MICHELANGELO'S
Notes
This article derives from my doctoral dissertation, written under the direction
of David Rosand. I am indebted to him for his unstinting support and
encouragement. I am grateful to all those who read this manuscript at various
stages of its development, including the members of my dissertation committee and those who heard versions of this paper at Columbia University and
Ohio State University. I especially wish to thank Pamela M. Fletcher, Senta
German, Perry Chapman, and The Art Bulletin's anonymous readers for their
contributions. For assistance in obtaining photographs and permissions, I
thank Claudia Goldstein. Unless otherwise indicated, translations are mine.
1. William Wallace, "Studies in Michelangelo's Finished Drawings," Ph.D.
diss., Columbia University, 1983, offers the term "gift drawing" as an alternative to the conventional "presentation drawing," coined by Johannes Wilde.
See A. E. Popham and Johannes Wilde, The Italian Drawings of the XV and XVI
Centuries in the Collection of His Majesty the King at Windsor Castle (London:
Phaidon Press, 1949), nos. 423, 424, 428-31. See also Michael Hirst, "The
Making of Presents," chap. 10 of Michelangelo and His Drawings (New Haven:
Yale University Press, 1988), 105-18; and Alexander Nagel, "Gifts for Michelangelo and Vittoria Colonna," Art Bulletin 79 (1997): 647- 68. The dynamics of
gift giving, long a subject for anthropologists, are beginning to be explored by
art historians. For the anthropological perspective, see in particular the highly
influential Marcel Mauss, The Gift: The Form and Reason for Exchange in Archaic
Societies (1925), trans. W. D. Halls (New York: W. W. Norton, 1990). Recent
contributions in art history, in addition to Nagel, include Genevieve Warwick,
"Gift Exchange and Art Collecting: Padre Sebastiano Resta's Drawing Albums," Art Bulletin 79 (1997): 630-46; Natalie Zemon Davis, The Gift in
Sixteenth-CenturyFrance (Madison: University of Wisconsin Press, 2000); and
Brigitte Buettner, "Past Presents: New Year's Gifts at the Valois Courts, ca.
1400," Art Bulletin 83 (2001): 598-625.
2. Nagel (as in n. 1).
3. Tommaso de' Cavalieri to Michelangelo, Carteggio, vol. 3, no. 898: "In
questo mezo mi pigliar6 almanco doi hore del giorno piacere in contemplare
doi vostri desegni ... quali quanto pii li miro, tanto piP mi piacciono....
"
Vittoria Colonna, to Michelangelo, Carteggio,vol. 4, no. 968: "lo l'ho ben visto
al lume et col vetro et col specchio, et non viddi mai la pii finita cosa."
4. As part of Michelangelo's oeuvre, the Sogno has accumulated an extensive
bibliography, ranging from inclusion in catalogues to more iconographic
investigations. The interpretation of the drawing as an allegory of virtue and
vice remains unchallenged, with the single exception of Andrew Pigler, who
argues that the scene represents the House of Sleep as described in Ovid's
Metamorphoses, identifying the youth as Hypnos, the god of Sleep, and his
winged companion as Iris. The following is a comprehensive list of the
drawing's bibliography to date. Henry Thode, Michelangelo: Kritische Untersuchungen flber seine Werke,3 vols. (Berlin: G. Grot'esche Verlagsbuchhandlung, 1908-13), vol. 2, 375-82, vol. 3, no. 520; Carl Justi, Michelangelo: Neue
1909), 347; A. E.
Beitriage (Berlin: G. Grot'esche Verlagsbuchhandlung,
Brinckmann, Michelangelo Zeichnungen (Munich: R. Piper, 1925), no. 59; Karl
Frey, Die Handzeichnungen Michelagniolos Buonarroti, Nachtrag (Berlin: J. Bard,
1925), no. 157; Bernard Berenson, The Drawings of theFlorentinePainters, 2d ed.
(Chicago: University of Chicago Press, 1938), no. 1748b; Panofsky, 171-230,
esp. 223-25; Andrew Pigler, "The Importance of Iconographical Exactitude,"
Art Bulletin 21 (1939): 228-37; Sherman Lee, "Daniel's Dream: A Significant
Misnomer," Art Quarterly9 (1946): 257-60; Ludwig Goldscheider, Michelangelo's Drawings (London: Phaidon Press, 1951), no. 93; Alessandro Marabottini,
"I Sogno di Michelangelo in una copia sconosciuta," in Scritti di storia dell'arte
in onore di Lionello Venturi,ed. Mario Salmi, 2 vols. (Rome: De Luca, 1956), vol.
1, 349-58; Luitpold Dussler, Die Zeichnungen des Michelangelo (Berlin: Gebrfiider Mann, 1959), no. 589; Charles de Tolnay, Michelangelo, 5 vols. (Princeton: Princeton University Press, 1943-71), vol. 5, no. 169; Eugenio Battisti,
"Michelangelo o dell'ambiguitA iconografica," in FestschriftLuitpold Dussler, ed.
J. A. Schmoll gen. Eisenwerth, Marcell Restle, and Herbert Weiermann (Munich: Deutscher Kunstverlag, 1972), 209-22; Frederick Hartt, Michelangelo
Drawings (New York: Harry N. Abrams, 1975), no. 359; Charles de Tolnay,
Corpus dei disegni di Michelangelo, 4 vols. (Novara: Istituto Geografico De
Agostini, 1975-76), vol. 2, no. 333; Francesco Gandolfo, II "Dolce Tempo":
Mistica, ermetismoe sogno nel cinquecento (Rome: Bulzoni, 1978), 138-52; Christoph Frommel, Michelangelo und Tommaso de' Cavalieri (Amsterdam: Castrum
Peregrini, 1979), 66-67; Testa; Summers, 215-16; Robert S. Liebert, Michelangelo: A Psychoanalytic Study of His Life and Images (New Haven: Yale University
Press, 1983), 307-10; Saslow, 17-62; Alexander Perrig, Michelangelo's Drawings: The Scienceof Attribution, trans. MichaelJoyce (New Haven: Yale University
Press, 1991), 33;John Paoletti, "Michelangelo's Masks," Art Bulletin 74 (1992):
423-40; Winner, 227-42; Carol Morganti, "Il Sogno di Michelangelo: Una
ricognizione iconografica," Grafica d'Arte 8 (1997): 2-6; and Ernst H.
Gombrich, "Sleeper Awake! A Literary Parallel to Michelangelo's Drawing of
The Dream of Human Life," in Festschriftfitr Konrad Oberhuber,ed. Achim Gnann
and Heinz Widauer (Milan: Electa, 2000), 130-32.
5. "Mundi globo Juvenis innixus, nudo corpore, eodemque singulis membris affabre compaginato, primo se intuentibus offert; quem angelus, tuba ad
aures admota, dormientem excitat: hunc non aliud referre crediderim, quam
ipsam Hominis mentem a vitiis ad virtutes, longo veluti postliminio, revocatam; ac proinde, remota ab eius oculis longius, vitia circumspicies." Hierony-
DREAM
109
mus Tetius, Aedes Barberiniae ad Quirinalem (Rome, 1642), 158, quoted in
Panofsky, 224 n. 178.
6. Panofsky, 223-25.
7. At the College Art Association annual conference in New York, February
2000, Carlo Ginzburg delivered a paper that proposed Dante's Divina Commedia as a literary source for the Sogno, but his reading maintains Panofsky's
analysis of the theme of virtue and vice. Gombrich (as in n. 5) identified a
poem by Giovanni Francesco Pico della Mirandola as a possible source for the
drawing. The poem's imagery resonates with the drawing, but it, too, focuses
on virtue and vice exclusively.
8. For the copies, see Dussler (as in n. 4), no. 589; Lee (as in n. 4), 257; and
Marabottini (as in n. 4). The painted copies are Battista Franco, ca. 1540
(National Gallery, London); Marcello Venusti, ca. 1540 (Galleria degli Uffizi,
Florence); Alessandro Allori, ca. 1579-80 (Galleria degli Uffizi); idem, ca.
1579-80 (private collection, Rome), published by Marabottini; and idem
(private collection), published in Robert B. Simon, Visions and Vistas: Old
Master Paintings and Drawings (New York: Berry-Hill Galleries, 1999), 58.
Copies as drawings are Marcello Venusti, ca. 1540 (Pierpont Morgan Library,
New York); artist unknown, 16th-century (Casa Buonarroti, Florence); and
three drawings in private collections, artists unknown, cited by Dussler. Prints
were made by Nicolas Beatrizet, ca. 1545, listed in J. D. Passavant, Le peintregraveur, 6 pts. in 3 vols. (Leipzig, 1860-64), vol. 3, pt. 6, 119, no. 112; and
Michele Lucchesi, ca. 1545, ibid., 168, no. 15. A majolica plate was made in
Deruta, 1545 (Detroit Institute of Arts). See also an etching by Jan de
Bisschop (after a drawing by Sebastiano del Piombo) showing only the Sogno's
central nude and the box of masks, in The Genius of the Sculptor in Michelangelo's
Work (Montreal: Montreal Museum of Fine Arts, 1992), no. 115.
9. Although the authenticity of the Courtauld sheet has been questioned,
even those scholars (Berenson, Dussler, Frey, and Panofsky) who have
doubted its status as autograph have accepted that the composition reflects an
original by Michelangelo. Current scholarly consensus favors attribution to
Michelangelo himself. The notable exception is Michael Hirst (as in n. 1),
who omits any consideration of the Sogno from his selective study of Michelangelo's drawings. No such work, copy or original, is mentioned in his text.
10. Winner argues that the youth is a "lifeless body" receiving its soul from
the angel above. Testa narrows this proposition, speculating that the figure
represents the soul of the artist himself.
11. For the melancholic temperament and its expression in the visual arts,
see Klibansky et al. See also Panofsky, The Life and Art ofAlbrechtDflrer, 4th ed.
(Princeton: Princeton University Press, 1955), 156-71. The sphere appears in
Albrecht Diirer's Melancholia I and in several northern treatments of the
theme roughly contemporaneous with the Sogno, including Lucas Cranach,
Melancholy, 1528 (Royal Museum of Fine Arts, Copenhagen), and Hans Sebald
Beham, Melancholy, 1539, as well as in the de Gheyn illustrated above (Fig. 2).
For the translation of the attributes of geometry into the iconography of the
melancholic, see Klibansky et al., esp. 333-38; and Panofsky, 167-68.
12. See Joachim Gaus, "Ingenium und Ars: Das Ehepaarbildnis Lavoisier
von David und die Ikonographie der Museninspiration," Wallraf-RichartzJahrbuch 36 (1974): 199-228; Robert S. Nelson, The Iconography of Preface and
Miniature in the Byzantine GospelBook (New York: New York University Press for
the College Art Association of America, 1980), 75-91; Carl Nordenfalk, "Der
inspirierte Evangelist," WeinerJahrbuchfitr Kunstgeschichte 36 (1983): 175-90;
and Rainer Kahsnitz, "Matheus ex ore Christi scripsit: Zum Bild der Berufung
und Inspiration der Evangelisten," in Byzantine East, Latin West:Art-Historical
Studies in Honor of Kurt Weitzmann, ed. Christopher Moss and Katherine Kiefer
(Princeton: Princeton University Department of Art and Archaeology, 1995),
169-80. By the 17th century, the turning head and upward glance, signifying
divine possession, were well-established attributes of the personification of
Painting and of the inspired painter himself. See Hans-Joachim Raupp,
Untersuchungen zu Kinstlerbildnis und Kflnstlerdarstellung in den Niederlanden im
17. Jahrhundert (Hildesheim: Georg Olms, 1984), 181-208. I am grateful to
Perry Chapman for this reference.
13. Edgar Wind, "Michelangelo's Prophets and Sibyls," Proceedings of the
British Academy51 (1960): 47-84, reprinted in Wind, The Religious Symbolismof
Michelangelo, ed. Elizabeth Sears (Oxford: Oxford University Press, 2000),
124-48. See also Michelangelo's Leah and Moses, sculptural instances of the
physiognomies of divine inspiration.
14. As Plato observed, "the greatest of blessings come to us through madness, when it is sent as a gift of the gods," Phaedrus 244a, trans. Harold North
Fowler (Cambridge, Mass.: Loeb Classical Library, 1977), 465. It would be
difficult to overstate Ficino's debt to Plato for his theory of divine inspiration.
His own work repeats and develops concepts that Plato had introduced in the
Phaedrus and Symposium. The loci classici for Ficino's theory of furor are his
letter to Peregrino degli Agli, entitled De divinofurore (Dec. 1, 1457), and his
commentary on Plato's Symposium. See Marsilio Ficino, The Letters of Marsilio
Ficino, 5 vols., trans. Members of the Language Department of the School of
Economic Science, London (London: Shepheard-Walwyn, 1975-94), vol. 1,
42-48, no. 7; and idem, El libro dell'amore (1469), ed. Sandra Niccoli (Florence: Leo S. Olschki, 1987). For Ficino's Neoplatonism, see Paul Oskar
Kristeller, The Philosophy ofMarsilio Ficino, trans. Virginia Conant (Gloucester,
Mass.: Peter Smith, 1964), esp. 234-46; and MichaelJ. B. Allen, The Platonism
of Marsilio Ficino: A Study of His Phaedrus Commentary,Its Sources and Genesis
(Berkeley: University of California Press, 1984), esp. 145-47.
15. In addition to the classic study by Klibansky et al., see Andre Chastel,
110
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VOL()IUME LXXXV
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1
"Melancholia in the Sonnets of Lorenzo de' Medici," Journal of the Warburgand
Courtauld Institutes 8 (1945): 61-67. More recent studies have complicated our
understanding of melancholia and its place in early modern culture. See,
among others, Stanley W. Jackson, Melancholia and Depression:FromHippocratic
Times to Modern Times (New Haven: Yale University Press, 1986); Juliana
Schiesari, The Gendering of Melancholia: Feminism, Psychoanalysis, and the Symbolics of Loss in Renaissance Literature (Ithaca, N.Y.: Cornell University Press,
1992); and Lynn Enterline, The Tears of Narcissus: Melancholia and MasculinitTy
in Early Modern Writing (Stanford: Stanford University Press, 1995).
16. Aristotle, Problems, trans. W. S. Hett (Cambridge, Mass.: Loeb Classical
Library, 1965), now generally considered Pseudo-Aristotle.
17. For Michelangelo and melancholy, see Rudolf Wittkower and Margot
Wittkower, Born under Saturn: The Characterand Conduct of Artists, a Documented
Historyfrom Antiquity to the French Revolution (London: Weidenfeld and Nicolson, 1953), 71-75. Michelangelo repeatedly insisted that his own gifts had
been given to him at birth, expressing his belief that his art and his personality
type were determined by a divine source, as implied in his less than generous
appraisal of Raphael, as one who "had this art not from nature, but from long
study [non ebbe quest'arte da natura, ma per lungo studio]"; in Condivi, 63.
Condivi, 20, 52, twice calls Michelangelo's talent a gift of nature. See also
Summers, 60-70, for the concept of furor and divine inspiration; and Poetry,
35, for the recurrence of the theme of divine election in Michelangelo's
poetry.
18. See Deoclecio Redig de Campos, "I1 pensieroso della Segnatura," in
Michelangelo Buonarroti nel IV centenario del Giudizio Universale (1541-1941),
studi e saggi (Florence: Istituto Nazionale di Studi sul Rinascimento, 1942),
205-19.
19. Sculpted on the pedestal of this imaginary tribute, Lomazzo envisions
Michelangelo's opposites, those artists who fall under the negative influence
of Saturn and are "petulant, anxious, tedious, melancholic, unhappy, obstinate, rigid, desperate, dishonest, envious, and suchlike [petulanti, ansiosi,
tediosi, melancolici, tristi, ostinati, rigidi, disperati, bugiardi, invidiosi, e simili]."
Gian Paolo Lomazzo, Idea del tempiodella pittura, in Scritti sulle arti, ed. Roberto
Paolo Ciardi, 2 vols. (Florence: Marchi e Bertolli, 1974), vol. 1, 279.
20. Virgil, Aeneid 6.42-51, trans. H. Rushton Fairclough, rev. ed., 2 vols.
(Cambridge, Mass.: Loeb Classical Library, 1986), 509-10.
21. Longinus, On the Sublime 13.2, trans. W. H. Fyfe, revised by Donald
Russell (Cambridge, Mass.: Loeb Classical Library, 1995), 211.
22. Winner, 229.
23. Panofsky, 224, refines Tetius's identification of the creature as an angel,
suggesting its likeness to Cesare Ripa's personification of"Emulation, contest,
and stimulus to glory." Dussler (as in n. 4), associates the trumpet more
specifically with Fame. Winner identifies the figure as an inspiring angel. The
figure of the angel also may have had significant personal resonance for
Michelangelo. Girolamo Savonarola, the Dominican preacher whose voice
Michelangelo claimed to remember to the end of his days, had published a
text on prophecy, Compendium revelationum, in 1495. Savonarola identified
angels as the agents of prophetic insight, assigning them the ability to "fill the
imagination with holy figments." Wind (as in n. 13), 81 n. 1.
24. See Klibansky et al., 94.
25. For Renaissance faculty psychology and the place of the imaginatio, see
E. Ruth Harvey, The Inward Wits: Psychological Theoryin the Middle Ages and the
Renaissance (London: Warburg Institute, University of London, 1975). See
also Martin Kemp, "From 'Mimesis' to 'Fantasia': The Quattrocento Vocabulary of Creation, Inspiration, and Genius in the Visual Arts," Viator8 (1977):
347-98, esp. 379-80.
26. The plate, dated 1545, is currently in the Detroit Institute of Arts; see n.
8 above. The inscription reads in full: "Daniello sogniando di vedere tuti li
pechati mortali et era in grande afanno vinne langiolo dalcielo e si loro
sveg(l)io." The plate was adduced as evidence in support of his interpretation
by Ginzburg (as in n. 7) in his discussion of the Sogno. The identification of
the central figure as Daniel, the biblical dream interpreter, seems due to the
dreamlike quality of the arc of figures. I will return to this point in my
discussion of the Sogno as a dream image.
27. Hartt and Winner both acknowledge the absence of Pride. Hartt (as in
n. 4), 251, argues that Pride is metaphorically present, as the source of all
other forms of sin. Winner, 228, simply states that "Pride (superbia) cannot be
clearly connected with a particular image among the group.
28. See Klibansky et al., 3-15, 300-303.
29. Ibid., 284.
30. For Michelangelo's image of Duke Lorenzo as "the perfect votary of
Saturn," see Panofsky, 209-11. The object in the duke's left hand, which
Panofsky identifies as a handkerchief, is difficult to read. But in contrast to
Duke Giuliano, who allows a few coins to slip out of his left hand (in Jovial
generosity), it may well be a moneybag, symbolizing melancholic parsimony.
31. Aristotle, De somno et vigilia 3.457a, trans. W. S. Hett (Cambridge, Mass.:
Loeb Classical Library, 1975), 339.
32. For the finger across the mouth, see ibid. Michelangelo uses the gesture
for the Saturnine Duke Lorenzo and elsewhere, most notably in the meditative (and melancholic) prophet Jeremiah in the Sistine Chapel.
33. Aristotle (as in n. 16), 953a-953b.
34. Ibid., 954a.
35. Ibid.
36. Ibid., 953b.
37. Panofsky (as in n. 11), 158. Throughout the history of melancholy, both
misanthropy and a strong desire for solitude have been characteristic of the
melancholic profile. It is easy to see how disdain for the opposite sex might
derive from there. Hildegard of Bingen, one of the few authors to address
explicitly the differing effects of melancholy on men and women, writes that
melancholic men "avoid the female gender because they do not care for
women, and do not wish to have them," and melancholic women, similarly,
"are happier without a mate than with one because they become sick from
relations with a husband." Hildegard of Bingen, Causae et curae (ca. 1151-58),
quoted in Jennifer Radden, ed., The Nature of Melancholy: From Aristotle to
Kristeva (Oxford: Oxford University Press, 2000), 84. The concept appears to
have been popularly known, as testified by verses in the Augsburg calendar of
1495: "the melancholic.., .has but rare and weak desires, and is not much
given to liking," and a mid-15th-century broadsheet published in Zurich, in
which the melancholic declares, "No love for fame or woman have I/In
Saturn and autumn the fault doth lie." Italian sources likewise mention this
aspect of the melancholic personality. In La sfera, Leonardo Dati states that
melancholics "are solitary and unfriendly [son solitari et di poca amicitia]," and
F. Giovanni M. Tolosani, in La nuova sfera (1514), asserts that the melancholic
"always has a bitter heart ... he is solitary and seems like a monk [sempreha il
core amaro ...
solitario e pare un uom monastico]." All of these sources are
quoted in Klibansky et al., 116-17.
38. The issue is raised at least twice. In Francisco de Hollanda's dialogues,
Michelangelo speaks in general terms, asserting that "excellent painters are
not unsociable from pride, but either because they find few minds capable of
the art of painting or in order not to corrupt themselves with the vain
conversation of idle persons and degrade their thoughts from the intense and
lofty imaginings in which they are continually rapt." Hollanda, Didlogos em
Roma (1538): Conversations on Art with Michelangelo Buonarroti, ed. Grazia
Dolores Folliero-Metz (Heidelberg: Universitditsverlag C. Winter, 1998), 7475. Condivi, 59, reports that "some considered him proud, others bizarre and
eccentric, though he had neither the one vice nor the other; but, as it has
happened with many excellent men, the love of virtii and its continual
exercise made him solitary [fu tenuto da chi superboe da chi bizzarroefantastico,
non avendo n4 l'uno nWl'altro vizio; ma, come a molti eccellenti uomini ? avvenuto,
l'amore della virtii e la continua essercitazionedi lei lo facevan solitario .. .]."
39. According to Francisco de Hollanda, Michelangelo quoted Horace's
assertion that "poets and painters have license to dare ....
Hollanda (as in
n. 38), 109. The passage is quoted in and discussed by Summers, 135-37, who
traces audacia, its links to fantasia, and its role as a characteristic of the artist.
40. Carteggio,vol. 3, no. 608: "[S]opra qualche mia bizzarria o pazzia che e'
dichon che io 6, che non nuoce se non a-mme...."
41. Ibid., no. 704: "di che ebi grandissimo piacere, perche usci' um pocho
del mio malinchonicho, o vero del mio pazzo...."
42. Ibid., no. 838: "Per amor de Dio, guardatevi de qualche consiglio de
umor melinconico, che sempre v'anno ruinato....
43. "La mia allegrezz'& la maninconia," Poetry, no. 267. See also Antonio
Corsaro, "Michelangelo, il comico e la malinconia," Studi e Problemidi Critica
Testuale49 (1994): 97-119; and Enzo N. Girardi, "La mi'allegrezz'?la malinconia
(Michelangelo, Rime, 267 v. 25)," in Malinconia ed allegrezza nel Rinascimento,
ed. Luisa Rotondi Secchi Tarugi (Milan: Nuovi Orizzonti, 1999), 97-108.
44. "Have you never reflected on the poets who in composing their verses
are unrelenting in their pursuit of fine literature and think nothing of erasing
some of these verses in order to improve upon them? Therefore, painter,
decide broadly upon the position of the limbs of your figures and attend first
to the movements appropriate to the mental attitudes of the creatures in the
narrative rather than to the beauty and quality of their limbs. You should
understand that if such a rough composition turns out to be right for your
intention, it will all the more satisfy in subsequently being adorned with the
perfection suitable to all its parts." Leonardo da Vinci, Codex Urbinas Latinus
1270, fols. 61v-62r, quoted in Leonardo on Painting, ed. Martin Kemp (New
Haven: Yale University Press, 1989), 222.
45. E. H. Gombrich, "Leonardo's Method for Working Out Compositions,"
in Norm and Form: Studies in the Art of the Renaissance, vol. 1, 4th ed. (Chicago:
University of Chicago Press, 1966), 58-63. See also David Rosand, Drawing
Acts: Studies in Graphic Expression and Representation (Cambridge: Cambridge
University Press, 2002), 50-53.
46. Francisco de Hollanda, Da pintura antiga, quoted in Summers, 68;
Hollanda, Da pintura antiga, ed. Angel Gonzalez Garcia (Lisbon: Imprensa
Nacional-Casa de Moeda, 1984), 92-93: "Como n'este ponto elle se tever,
pora velocissima execugho a sua idea e conceito, antes que com alguma
por nio perder aquele divino furor
perturbagio se lhe perca e deminuia...
e imagem que na fantesia leva."
47. Vasari, vol. 1, 174: "E perche dal furor dello artefice sono in poco tempo
con penna o con altro disegnatoio o carbone espressi, solo per tentare
l'animo di quel che gli sovviene, perci6 si chiamano schizzi." Elsewhere (vol.
2, 171), Vasari speaks of sketches "being suddenly born from the furor of art
[nascendo in subito dalfurore dell'arte]."
48. Lomazzo, Trattato dell'artedella pittura, in Ciardi (as in n. 19), vol. 2, 99:
".. appena averanno delineato un corpo e formato un gesto, che gli ne
nascono nella fantasia altri infiniti d'altra sorte, si che non possono, per
l'estremo diletto che sentono de l'invenzione, aver pazienza di finire alcuna
opera cominciata."
49. "I have in the past seen in clouds and walls stains which have inspired
MICHELANGELO'S
me to beautiful inventions of many things." Leonardo da Vinci, Codex Urbinas
Latinus 1270, fol. 62v, quoted in Kemp (as in n. 44), 222.
50. Naturally, the drawing has suffered the effects of time as well as more
direct intervention. Some of the more sexually graphic aspects of the arc, as
I will discuss, have been rubbed out. But the differing degrees of finish are
consistent throughout, leading me to believe that the misty form of the arc is
a deliberate effect rather than a consequence of aging.
51. This quality is lost in the copies of the Sogno, sacrificed because of the
constraints of medium and the need for legibility.
52. Nagel (as in n. 1), 653.
53. Vasari, vol. 7, 271: "[G]li disegn6 un Ganimede rapito in cielo dall'uccel
di Giove, un Tizio che l'avoltoio gli mangia il cuore, la cascata del carro del
Sole con Fetonte nel Po, ed una baccanalia di putti
." A letter from
Cavalieri demonstrates that he was in possession of the ...
Phaeton, Tityus, and
Ganymedecompositions in September 1533. See Carteggio,vol. 4, no. 932. For
Michelangelo and Cavalieri, see Baruch D. Kirschenbaum, "Reflections on
Michelangelo's Drawings for Cavaliere," Gazette des Beaux-Arts, 6th ser., 38
(1951): 99-110; Frommel (as in n. 4); Liebert (as in n. 4), 270-311; and
Saslow, 17-62.
54. A passage in Vasari's life of Marcantonio Raimondi repeats the grouping of the Cavalieri drawings cited above, adding the Sogno to the list.
Although Cavalieri is not specifically mentioned, Vasari appears to divide the
drawings into two categories: those linked to Cavalieri in the life of Michelangelo (with the addition of ArchersShooting at a Herm [Royal Library, Windsor]
and the Sogno), and those executed for Vittoria Colonna: "Sono poi da altri
il Faetonte, il Tizio, il
state intagliate molte cose cavate da Michelagnolo...
Ganimede, i Saettatori, la Baccanaria, il Sogno, e la Pietat, e il Crocifisso fatti
da Michelagnolo alla marchesana di Pescara[.]" Vasari, vol. 5, 430-31.
55. Testa argues that the nude figure represents Michelangelo, in an idealized self-image, and that the four works together represent the narrative of
the effect of love for Cavalieri on Michelangelo's soul.
56. Franco's painting also fixes a terminus ante quem of 1537 for the
drawing, generally placed ca. 1533 based on stylistic links to the Cavalieri
group.
57. This mix of the private and public finds a parallel in Michelangelo's
poetry. Benedetto Varchi lectured to the Accademia Fiorentina on the content of Michelangelo's sonnets, presumably written for Cavalieri. See Leatrice
Mendelsohn, Paragoni: Benedetto Varchi's "Due Lezzioni" and Cinquecento Art
Theory (Ann Arbor: UMI Research Press, 1982). On both the sonnets and the
gift drawings as public and private, see Leonard Barkan, Transuming Passion:
Ganymede and the Erotics of Renaissance Humanism (Stanford: Stanford University Press, 1991), 81.
58. Cavalieri to Michelangelo, in Carteggio, vol. 4, no. 932: "I1 cardinal
de'Medici A voluti veder tutti li vostri disegni, e sonnogli tanto piaciuti che
voleva far fare quel Titio e '1 Ganimede in cristallo; e non 6 saputo far si bel
verso che non habbia fatto far quel Titio, e ora il fa maestro Giovanni. Assai
6 fatto a salvare il Ganimede." Giovanni Bernardi da Castel Bolognese engraved the Ganymede, Tityus, and Phaeton on rock crystal at the request of
Cardinal Ippolito de' Medici. See Vasari, vol. 5, 374; and Vilhelm Slomann,
"Rock Crystals by Giovanni Bernardi," Burlington Magazine 48 (1926): 9-23.
59. This is Saslow's reading of Cavalieri's letter to Michelangelo. Saslow, 50.
See also Liebert (as in n. 4), 271.
60. Vasari, vol. 7, 271: "[E]d infinitamente am6 pii di tutti messer Tommaso de'Cavalieri, gentiluomo romano, quale essendo giovane e molto inclinato a queste virtii, perch4 egli imparassi a disegnare, gli fece molte carte
."
stupendissime...
61. For this aspect of Michelangelo's production, see Hirst (as in n. 1),
13-14, 39; Perrig (as in n. 4), 2; and William E. Wallace, "Instruction and
Originality in Michelangelo's Drawings," in The Craft of Art: Originality and
Industry in the Italian Renaissance Workshop,ed. Andrew Ladis and Carolyn
Wood (Athens, Ga.: University of Georgia Press, 1995), 113-33. Wallace (as in
n. 1), 43-82, discusses the function of Michelangelo's "pedagogic" drawings
and assigns the Cavalieri group to this category.
62. See Alexander Perrig, "Bemerkungen zur Freundshaft zwischen Michelangelo und Tommaso de'Cavalieri," in Stil und Uberlieferungin der Kunst des
Abendlandes, 3 vols. (Berlin: Gebrfider Mann, 1967), vol. 2, 164-71; and idem
(as in n. 4), 75-85.
63. See Hirst (as in n. 1), 113; Perrig (as in n. 4), 44; and Rosand (as in n.
45), 190.
64. For the identification of the Sistine figure as Eve, see Leo Steinberg,
"Who's Who in Michelangelo's Creation of Adam," Art Bulletin 74 (1992):
552-66.
65. Michelangelo revisited the pose in a series of studies for an Expulsion of
the Moneychangersin the British Museum, London. See Tolnay, 1975-76 (as in
n. 4), vol. 3, nos. 385-87.
66. Thode (as in n. 4), vol. 2, 377.
67. Venusti created several paintings after Michelangelo's gift drawings,
and Michelangelo served as godfather to Venusti's first child. See Johannes
Wilde, "Cartonettiby Michelangelo," Burlington Magazine 101 (1959): 30-81.
William Wallace, "A New Letter, a Michelangelo Drawing, and a Lost Sebastiano?" Source:Notes in the History of Art 4 (1985): 21-26, publishes a letter that
confirms that Cavalieri served as the intermediary between Ottaviano Farnese
and an unnamed artist, perhaps Venusti, who created a painted copy of one
of the gift drawings.
DREAM
111
68. Michelangelo created a cartoon of Venus and Cupid, later executed as a
painting byJacopo Pontormo, for his friend Bartolomeo Bettini. See Vasari,
vol. 6, 277, vol. 7, 277. The work is known only through copies. For the Venus
and Cupid, see Andr6 Chastel, Art et humanisme &
Florenceau temps de Laurent le
Magnifique (Paris: Presses Universitaires de France, 1959), 516; John Shearman, The Early Italian Pictures in the Collection of Her Majesty the Queen (Cambridge: Cambridge University Press, 1963), no. 302; Tolnay, 1943-71 (as in n.
4), vol. 3, 194-95; Hartt (as in n. 4), no. 307; William Keach, "Cupid Disarmed
or Venus Wounded? An Ovidian Source for Michelangelo and Bronzino,"
Journal of the Warburgand Courtauld Institutes 41 (1978): 327-31; Perrig (as in
n. 4), 2; Angela Negro, Veneree Amore di Michele di Ridolfo del Ghirlandaio: Il mito
di una Venere di Michelangelo fra copie, repliche, e pudiche vestizioni (Rome:
Campisano, 2001); and the catalogue accompanying the recent exhibition of
the Venus and Cupid and related images at the Galleria dell'Accademia in
Florence, Veneree amore:Michelangelo e la nuova bellezzaideale, ed. Franca Falletti
and Jonathan Katz Nelson (Florence: Giunti, 2002).
69. Condivi, 64.
70. Ibid.: "avend'egli dipinte tante migliaia di figure....
[Michelangelo]
non ha fatta mai una che somigli l'altra o faccia quella medesima attitudine."
71. Ibid.: "che non tira mai linea, che non si ricordi se pii mai l'ha tirata."
72. Vasari, vol. 7, 277-78: "E stato Michelagnolo di una tenace e profonda
ne ha mai fatto cosa nessuna delle sue, che riscontri l'una con
memoria...
l'altra, perche si ricordava di tutto quello che aveva fatto."
73. For Sebastiano's suggestion and its possible meanings, see Michael
Hirst, "A Drawing of the Rape of Ganymede by Michelangelo," in Essays
Presented to Myron P. Gilmore, ed. Sergio Bertelli and Gloria Ramakus, 2 vols.
(Florence: La Nuova Italia, 1978), vol. 2, 253-60; and Saslow, 42. Hirst
attributed the Fogg Museum's Ganymedeto Michelangelo in 1975. See Michael
Hirst, "A Drawing of the Rape of Ganymede by Michelangelo," Burlington
Magazine 117 (1975): 166.
74. For Leda, see William E. Wallace, "Michelangelo's Leda: The Diplomatic
Context," Renaissance Studies 15 (2001): 473-99.
75. Mario Equicola's Libro de natura de amore 4.4 treats the "paventose
imaginationi et horribili simulacri" of unhappy lovers and melancholics. See
La redazione manoscritta del "Libro de natura de amore" di Mario Equicola, ed.
Laura Ricci (Rome: Bulzoni, 1999), 422-24.
76. Tolnay, 1943-71 (as in n. 4), vol. 5, no. 169, noted compositional
similarities between the two.
77. Poetry, no. 259: "s'ogni nostro affetto al ciel dispiace / a che fin fatto
arebbe il mondo Iddio?" Saslow accepts Tolnay's dating of the sonnet (three
versions of which are addressed to a "signor mio," presumably Cavalieri) to
about 1546-47, some thirteen years after the Sogno. Tolnay, 1975-76 (as in n.
4), vol. 4, no. 591, bases his dating on a very faint architectural sketch that
appears on the sheet, which he connects to plans for St. Peter's (Michelangelo
was appointed to oversee the construction of the new St. Peter's in 1547). The
sketch is extremely difficult to read, as it is almost completely covered by
Michelangelo's writing. Tolnay goes on to suggest a resemblance between the
fragmentary sketch and more complete designs produced "before October
1532" for S. Lorenzo (ibid., vol. 2, no. 260). The sonnet may well date from
the mid-1530s, together with the Cavalieri drawings and sonnets.
78. These handbooks varied widely in tone and audience, from the Somnia
Danielis, a text in circulation since the 9th century, which appeared in both
Latin and vernacular editions, to the Somnia Salomonis, an encyclopedic and
scholarly tome in Latin, published in the 16th century. Their classical precedents are Macrobius's Commentaryon the Dream of Scipio, treating the types,
causes, and significance of dreams, and Artemidorus of Daldis's Oneirocritica,
a catalogue of dream symbols. See Macrobius, Commentary on the Dream of
Scipio, trans. William Harris Stahl (New York: Columbia University Press,
1990); and Artemidorus of Daldis, The Interpretationof Dreams, trans. RobertJ.
White (Torrance, Calif.: Original Books, 1990). For sleep and dreams in the
Renaissance, see Alice Browne, "Sixteenth-Century Beliefs on Dreams with
Special Reference to Girolamo Cardano's Somnium Synesorium Libri IIII,"
M. Phil. thesis, University of London, 1971; Marjorie Garber, Dream in Shakespeare: From Metaphor to Metamorphosis (New Haven: Yale University Press,
1974); Gandolfo (as in n. 4); Marianne Zehnpfennig, "Traum"und "Vision"in
Darstellungen des 16. und 17. Jahrhunderts, Eberhard-Karls-Universittit, 1979;
Giuseppina Palma, "In the Arms of Hypnos: The Metaphor of Sleep in
Medieval, Renaissance, and Baroque Literature," Ph.D. diss., Yale University,
1994; Eric MacPhail, "Prophecy and Memory in the Renaissance Dream
Vision," in Visions in History: Proceedings of the XIIIth Congressof the International
Comparative Literature Association, ed. Gerald Gillespie (Tokyo: University of
Tokyo Press, 1995), 193-99; and the essays collected in Francoise Charpentier, ed., Le songe &la Renaissance: Association d' tudes sur l'humanisme, la reforme
et la Renaissance, ColloqueInternational de Cannes 23-31 Mai 1987 (Universite de
St-Etienne: Institut d'Etudes de la Renaissance et de l'Age Classique, 1990).
Renaissance perceptions of sleep and dreams are treated at length in Maria
Ruvoldt, "The Sleep of Reason: Inspiration and Creativity in Renaissance
Imagery," Ph.D. diss., Columbia University, 1999.
79. Following the Macrobian example, dreams were designated as true or
false depending on their origin. While the literary tradition consistently
attributed dreams to divine intervention and poetically described the twin
gates of horn and ivory through which true and false dreams pass into the
world, medical and philosophical texts (as well as the pedestrian handbooks
of dream interpretation) attributed true dreams to divine influence and false
112
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dreams to physical overindulgence or imbalance. As Plato had argued in the
Republic, 571c-572b, only the rational, virtuous, sober man was capable of
prophetic, or true, dreams. It was the responsibility of the dreamer to determine the circumstances of his dream and thus its trustworthiness.
80. Summers, 215, suggests that Benedetto Varchi was making reference to
the Sogno when he identified Tommaso de' Cavalieri as "that beautiful person
or thing who sometimes awakens us from the dream of human life."
81. For the pictorial conventions of dream representation, see Sixten Ringbom, "Some Pictorial Conventions for the Recounting of Thoughts and
Experiences in Late Medieval Art," in Medieval Iconography and Narrative: A
Symposium, ed. Flemming G. Andersen et al. (Odense: Odense University
Press, 1980), 38-69. See also Moshe Barasch, "The Dream in the Art and Lore
of Late Antiquity," in The Language of Art: Studies in Interpretation (New York:
NewYork University Press, 1997), 131-71; and David Freedberg, "Images dans
les rives," in Crises de l'image religieuse: De Nice II &T
Vatican II, ed. Olivier
Christin and Dario Gamboni (Paris: Editions de la Maison des Sciences de
l'Homme, 1999), 33-53.
82. Panofsky, 224.
83. As Leonardo wrote: "whatever there is in the universe through essence,
presence, or imagination [the painter] has it first in his mind, then in his
hands." Quoted in Kemp (as in n. 44), 22.
84. For sleep and dreams in antiquity, see Antonio Grillone, II sogno
nell'epica latina: Tecnica e poesia (Palermo: And6, 1967); A.H.M. Kessels, Studies
on the Dream in GreekLiterature (Utrecht: HES, 1978); Giulio Guidorizzi, ed., II
sogno in Grecia (Bari: Laterza, 1988); Carlo Brillante, Studio sulla rappresentazione del sogno nella Grecia antica (Palermo: Sellerio, 1991); and Patricia Cox
Miller, Dreams in Late Antiquity: Studies in the Imagination of a Culture (Princeton: Princeton University Press, 1994). For the medieval period, see Steven R.
Fischer, The Dream in the Middle High German Epic (Bern: Peter Lang, 1978);
Kathryn Lynch, The High Medieval Dream Vision: Poetry, Philosophy, and Literary
Form (Stanford: Stanford University Press, 1988); Steven F. Kruger, Dreaming
in the Middle Ages (Cambridge: Cambridge University Press, 1992); and the
essays collected in Tullio Gregory, ed., I sogni nel medioevo: Seminario Internazionale Roma 2-4 ottobre1984 (Rome: Ateneo, 1985); and in Agostino Paravicini Bagliani and Giorgio Stabile, eds., Trdiume im Mittelalter: Ikonologische
Studien (Stuttgart: Belser, 1989). In addition, see the transhistorical surveys,
G. E. von Grunebaum and Roger Caillois, eds., The Dream and Human Societies
(Berkeley: University of California Press, 1966); Vittore Branca, Carlo Ossola,
and Salomon Resnik, eds., I linguaggi di sogno (Florence: G. C. Sansoni, 1984);
Susan Parman, Dream and Culture (New York: Praeger, 1991); David Shulman
and Guy G. Strousma, eds., Dream Cultures: Explorations in the Comparative
History of Dreaming (New York: Oxford University Press, 1999); and Christine
Walde, Antike Traumdeutung und moderneTraumforschung (Dfisseldorf: Artemis
and Winkler, 2001).
85. Plato, Timaeus 71E, trans. R. G. Bury (Cambridge, Mass.: Loeb Classical
Library, 1975), 187.
86. Pausanias, Description of Greece2.31.3, trans. W.H.S. Jones (Cambridge,
Mass.: Loeb Classical Library, 1978), vol. 1, 417.
87. Synesius of Cyrene, I sogni, trans. Davide Susanetti (Bari: Adriatica,
1992), 73. Ficino translated Synesius's text about 1488, and it was published
by Aldus Manutius in 1497. Another edition appeared in 1516. See Andrea
Rabassini, "I1 De somniis di Sinesio tradotto da Ficino," 153-54, and the
fascimile of the 1516 edition, 156-69, both in Accademia 1 (1999).
88. Aelius Aristedes, Sacred Tales 4.25, in The CompleteWorks,trans. Charles
A. Behr, 2 vols. (Leiden: E.J. Brill, 1981), vol. 2, 322-23. Devotees of Asclepius
slept in his temple, in the hopes of being visited by him in a dream and healed
or given instructions for a cure.
89. Synesius (as in n. 87), 51: "Non trovo niente di straordinario nel fatto
che un sogno abbia portato in dono a qualcuno un tesoro, tanto meno reputo
incredibile che qualcuno, addormentatosi privo di doti poetiche, dopo essersi
in sogno imbattuto nelle Muse ed aver udito alcune cose ed altre averle
pronunciate lui stesso, sia divenuto abile poeta, come e caduto ai giorni
nostri."
90. Delivered in Latin, April 8, 1341, Petrarch's coronation oration is
translated in its entirety by E. H. Wilkins, Studies in the Life and Worksof Petrarch
(Cambridge, Mass.: Mediaeval Academy of America, 1955), 300-313, at 311.
91. Giovanni Pontano, Actius (ca. 1499), in Idialoghi, ed. Carmelo Previtera
(Florence: Sansoni, 1943), 127-239, esp. 144. See also Giovanni Pontano,
Dialoge, ed. and trans. Hermann Kiefer (Munich: Wilhelm Fink, 1984).
92. Pontano, Actius, in Pontano, 1943 (as in n. 91), 144.
93. Poetry, no. 102: "O notte, o dolce tempo, bench& nero,/con pace ogn'
opra sempr' al fin assalta; / ben vede e ben intende chi t'esalta, /e chi t'onor'
ha l'intelletto intero. / Tu mozzi e tronchi ogni stanco pensiero/che l'umid'
ombra e ogni quiet'appalta, /e dall'infima parte alla pid alta/ in sogno spesso
porti, ovire spero./O ombra del morir, per cui si ferma/ogni miseria a
l'alma, al cor nemica, / ultimo delli afflitti e buon remedio; / tu rendi sana
nostra carn'inferma, /rasciughi i pianti e posi ogni fatica/e furi a chi ben vive
ogn'ira e tedio."
94. For this tradition, see Stefano Carrai, Ad Somnum: L 'invocazioneal sonno
nella lirica italiana (Padua: Antenore, 1990). Many poems praise night and
sleep for their restorative powers, but the poets speak of their own respite
from the turmoils of love. See esp. the poems by Callimaco Esperiente
(Filippo Buonacorsi), Gasparo Visconti, Ercole Strozzi, Aquilano (Serafino
Ciminelli), and Andrea Navagero reprinted by Carrai.
95. Poetry,no. 103.
96. Ibid., no. 104.
97. Michelangelo to Luigi del Riccio, in Carteggio,vol. 4, no. 963: "Ancora
vorrei un'altra gratia dawvoi, e questa &che mi cavassi d'una certa anbiguitt
in che io son rimasto stanotte, che, salutando l'idolo nostro in sognio, mi
parve che ridendo mi minacciassi; e io, non sappiendo a qual delle dua cose
m'abbia a-ttenere, vi prego lo intendiate da-llui, e domenica, riveggiendoci,
me ne raguagliate."
98. Condivi, 15-16.
99. Piero de' Medici's insight is also called into question, for he dismisses
Cardiere's warning, arguing that surely Lorenzo would have appeared to his
own son to deliver such an urgent message. Ibid., 16.
100. "For the imagination of a good painter is full of figures, and were it
possible for him to live for ever he would always have from his inward 'ideas,'
whereof Plato speaks, something new to set forth by the work of his hand."
Albrecht Diirer, in Literary Remains of Albrecht Dfirer, ed. William Martin
Conway (Cambridge: Cambridge University Press, 1889), 177, 197.
101. Ibid., 180.
102. Leonardo da Vinci, in The Literary Worksof Leonardo da Vinci, ed. Jean
Paul Richter, 2d ed., 2 vols. (London: Oxford University Press, 1939), vol. 2,
no. 1144.
103. "If a painter chose to join a human head to the neck of a horse and to
spread feathers of many a hue over limbs picked up now here now there, so
that what is at the top is a lovely woman ends up below in a black and ugly fish,
could you, my friends, refrain from laughing? Believe me ... quite like such
pictures would be a book whose idle fancies shall be shaped like a sick man's
dreams
." Horace, Satires, Epistles, and Ars Poetica, trans. H. R. Fairclough
(London:... Loeb Classical Library, 1970), 451.
104. Pliny, Natural History 35.71-72, trans. H. Rackham (London: Loeb
Classical Library, 1942), vol. 9, 315.
105. See Dfirer (as in n. 100), 145; and Jean Michel Massing, "Diirer's
Dreams," Journal of the Warburgand Courtauld Institutes 49 (1986): 238-44. In
a reflection of his own fascination with deluge, Leonardo's "profetie" on
dreams include the imagery of rushing water. See Leonardo (as in n. 102),
vol. 2, no. 1293.
106. Michelangelo to Vasari, in Carteggio,vol. 5, no. 1215: "Mi ritorna bene
nella mente come un sognio una certa iscala. .
107. Hollanda (as in n. 46), 95.
108. For Bosch, see Walter S. Gibson, "Bosch's Dreams: A Response to the
Art of Bosch in the Sixteenth Century," Art Bulletin 74 (1992): 205-18. For
grotesques, see Andre Chastel, "Les 'grotesques,"' in Branca et al. (as in n.
84), 293-305.
109. See, for example, Pirro Ligorio's collection of fantastic images, entitled Grotteschee insogni e stravaganti pitture, anzi mostruose,and the use of sogni
to characterize the production of the seicento artist Cecco Bravo. For these
and other examples, see Winner.
110. Anton Francesco Doni, Disegno (1549), in Scritti d'arte del cinquecento,
ed. Paola Barocchi, 3 vols. (Milan: Riccardo Ricciardi, 1971-77), vol. 1, 585.
111. Although the mask is an attribute of Night, used to signify the deceptive nature of some dreams (and it appears in Michelangelo's own Night),
masks generally do not appear in medieval and Renaissance depictions of
dreams. In the decades after the Sogno, however, masks enter the iconography
of dreams, as evidenced by Taddeo Zuccaro's House of Sleep, discussed below,
and the street procession Trionfo dei Sogni staged for Francesco de' Medici in
1565. For the mask and its significance, see Moshe Barasch, "The Mask in
European Art: Meanings and Functions," in Art the Ape of Nature: Studies in
Honor ofH. W.Janson, ed. Moshe Barasch, Lucy Freeman Sandler, and Patricia
Egan (New York: Harry N. Abrams, 1981), 253-64; Eckhard Leuschner,
Persona, Larva, Maske: Ikonologische Studien zum 16. bis frithen 18. Jahrundert
(Frankfurt: Peter Lang, 1997); and Charles Dempsey, Inventing the Renaissance
Putto (Chapel Hill, N.C.: University of North Carolina Press, 2001), esp.
103-4, 128-37, 220-21.
112. SelectedLettersof St. Jerome(London: Loeb Classical Library, 1933), 175,
quoted in Winner. There are at least ten masks visible; piled on one another,
they recede into the space of the box.
113. Angelo Poliziano, Le stanze per la giostra di Giuliano de' Medici 2.24,
quoted in Dempsey (as in n. 111), 105: "sogni drento alle lor larve." Dempsey,
221, links the phrase to the mask that accompanies Michelangelo's Night. See
also Charles Dempsey, "Portraits and Masks in the Art of Lorenzo de' Medici,
Botticelli, and Politian's Stanze per la giostra," Renaissance Quarterly52 (1999):
1-42.
114. Cesare Ripa, Iconologia, ed. Piero Buscaroli, 2 vols. (Turin: Fogola,
1986), vol. 2, 121. For the mask and the iconography of Painting, see
Leuschner (as in n. 111), 279-316.
115. Caro's program, in a letter dated November 21, 1562, is published in
his collected letters and is also excerpted in Vasari's life of Taddeo Zuccaro.
See Annibale Caro, Letterefamiliari, ed. Aulo Greco, 3 vols. (Florence: F. Le
Monnier, 1957-61), vol. 3, 676; and Vasari, vol. 7, 115-29. For the program of
the Camera dell'Aurora at the Farnese villa, seeJean Seznec, The Survival of the
Pagan Gods, trans. Barbara F. Sessions (New York: Pantheon, 1953), 291-98;
Gandolfo (as in n. 4), 199-235; and Clare Robertson, "Annibal Caro as
Mythographer," Journal of the Warburg and Courtauld Institutes 45 (1982):
160-81. Condivi, 60, reports that Michelangelo "was very fond of Annibal
Caro, and he has told me that he regrets not having met him sooner, having
MICHELANGELO'S
found him much to his liking [s'bfatto molto affezionato d'Annibal Caro, del quale
m'ha detto che si duole di non averlo prima praticato, avendolo trovato molto a suo
gusto]."
116. Ovid, Metamorphoses11.588.
117. Vasari, vol. 7, 126: "Morfeo 4 chiamato da Ovidio artefice e fingitore di
figure: e per6 lo farei in atto di figurare maschere di variati mostacci,
ponendone alcune di esse a'piedi."
118. Ovid, Metamorphoses11.672-73, trans. FrankJustus Miller (Cambridge,
Mass.: Loeb Classical Library, 1984), 167.
119. It is tempting to credit Michelangelo as the source of Caro's idea and
as the inspiration for Zuccaro's rendering of the House of Sleep. Zuccaro's
original study evokes some of the Sogno's compositional elements, suggesting
that, perhaps through the agency of Caro, Zuccaro may have had access to the
drawing or a copy. Having reached this conclusion independently, I have
since discovered that Leuschner (as in n. 111), 213, makes the same observation. The House of Sleep emerged as a popular decorative theme in the
later cinquecento, but it has attracted little scholarly attention. As a result,
images of the House of Sleep are routinely misidentified, frequently as
representations of Selene and Endymion. See, for example, Mogens Nykjaer,
"La Villa Farnesina: Identificazione di un motivo ovidiano nella Sala delle
Prospettive," Analecta Romana Istituti Danici 21 (1993): 213-18, who recognizes
Baldassare Peruzzi's so-called Selene and Endymion as a depiction of the House
of Sleep. J.V.G. Mallet, "The Painter of the Coal-Mine Dish," in Italian Renaissance
ed. Timothy Wilson (London: British Museum, 1991), 62-73,
Pottery,
identifies the subject of a majolica plate in the Victoria and Albert Museum as
Diana or Selene with Endymion. I believe the plate instead represents the
House of Sleep.
120. See Paoletti (as in n. 4), 428; and Saslow, 47, for the identification.
121. Testa.
122. See Winner, who links the convention of depicting the naked soul
paired with a more physiognomically accurate rendering of the deceased to
the Sogno.
123. Carteggio, vol. 4, no. 1045: "... che non vi possin disporre se non
Gherardi et Tornai." Aretino refers to Gherardo Perini and Tommaso de'
Cavalieri, objects of Michelangelo's affection.
124. Vasari, vol. 7, 271.
125. Elizabeth Cropper, "The Place of Beauty in the High Renaissance and
Its Displacement in the History of Art," in Place and Displacement in the
Renaissance, ed. Alvin Vos (Binghamton, N.Y.: Medieval and Renaissance Texts
and Studies, 1994), 159-205, relates the Petrarchan poetics of desire to the
development of a model of affective beholding that is particularly appropriate
for Michelangelo's gift drawings.
126. Two letters survive, dated Jan. 1, 1533, Carteggio,vol. 4, nos. 899, 900;
both include the phrase: "Sarebbe lecito dare il nome delle cose che l'uomo
dona, a chi le riceve: ma per buon rispecto non si fa in questa."
127. Ficino, 1987 (as in n. 14), 51 (3.3).
128. Ibid., 216 (7.15).
129. For Neoplatonic thought, see Nesca A. Robb, Neoplatonism of the Italian
Renaissance (London: George Allen and Unwin, 1935); Kristeller (as in n. 14);
and Allen (as in n. 14). For Petrarchan lyric and its conventions, see Carlo
Calcaterra, "I1Petrarca e il petrarchismo," in Problemied orientamenti di lingua
e letteratura italiana, 3 vols. (Milan: Vallecchi, 1949), vol. 3, 167-73; E. H.
Wilkins (as in n. 90); John Charles Nelson, Renaissance Theory of Love: The
Context of Giordano Bruno's "Eroicifurori" (New York: Columbia University
Press, 1958); Leonard Wilson Forster, The Icy Fire: Five Studies in European
Petrarchism (Cambridge: Cambridge University Press, 1969); John Freccero,
"The Fig Tree and the Laurel: Petrarch's Poetics," Diacritics 5 (1975): 34-40;
DREAM
113
and William J. Kennedy, Authorizing Petrarch (Ithaca, N.Y.: Cornell University
Press, 1994).
130. "alcuni o per natura o per uso sono piui apti al parto dell'animo che del
corpo, alcuni (e questi sono e pii~) sono piui apti al parto del corpo che
dell'animo." Ficino, 1987 (as in n. 14), 159 (6.14).
131. Poetry,no. 260. This sonnet appears on the same sheet as no. 259, cited
above for its evocative use of "s'ogni." See n. 77 above for the question of
dating.
132. Testa.
133. Poetry, no. 166.
134. The relative position of hand and penis allows for another possible
reading: backhanded masturbation rather than an encounter with another
person. Amid this sexually graphic imagery, it is possible to read the drinking
figure at the lower left of the drawing as suggestive of fellatio.
135. This is a fairly consistent theme in Michelangelo's sonnets. See Poetry,
31-32.
136. "Now both the juice of the grape and the atrabilious temperament are
full of breath....
So wine and the atrabilious temperament are similar in
nature....
And for this reason wine makes men inclined to love, and Dionysus and Aphrodite are rightly associated with each other; and the melancholic
are usually lustful. For sexual excitement is due to breath. The penis proves
this, as it quickly increases from small to large by inflation." Aristotle (as in n.
16), 958b.
137. Marsilio Ficino, De vita, ed. and trans. Albano Biondi and Giuliano
Pisani (Pordenone: Biblioteca dell'Immagine, 1991), 158. I treat the tradition
of sexual metaphors and the gendering of inspiration and creation in Ruvoldt
(as in n. 78), chap. 3.
138. Pietro Aretino to Michelangelo, Carteggio,vol. 4, no. 1040: " .. qualchuna de le maraviglie di contitinuo partorite da la divinita che ingravida lo
intelletto."
139. The term is most famously employed in the sonnet "Non ha l'ottimo
artista alcun concetto," Poetry, no. 151. See also "Amore &un concetto di
bellezza," no. 38, and "Passo inanzi a me stesso/con alto e buon concetto,"
no. 144. For Michelangelo and concetto,see Erwin Panofsky, Idea: A Concept in
Art Theory, trans. Joseph J. S. Peake (New York: Harper and Row, Icon
Editions, 1968), 115-21; and David Summers, "Form and Gender," New
Literary History 24 (1993): 243-71.
140. Condivi, 51: ".. . pieno di concetti, e forza che ogni giorno ne partorisca qualcuno." In addition: "and also the worthy recipient of whatever most
divine concetto [degno subietto ancora di qualunche divinissimo concetto]" (20); and
"how many beautiful concettimight be born from that divine spirit [ ... quanti
bei concetti naschino da quel divino spirito]" (64).
141. Nagel (as in n. 1), 653.
142. Giuseppe Maria Mitelli, Alfabeto in sogno: Esemplareper disegnare (Bologna, n.p.: 1683), fol. 2r: "lo... tutto rilassato in poter del Sonno, fui da quel
suo gentil minestro Morfeo circondato con forme e Visioni pertinenti alla
nobilissima Arte del Disegno. ..."
143. For the possibility that Goya was aware of Mitelli's image, see Hanna
Hohl, "Giuseppe Maria Mitellis Alfabeto in Sogno und Francisco de Goyas Suehio
de la raz6n, "in Museum und Kunst: Beitragefur Alfred Hentzen (Hamburg: Hans
Christans, n.d.), 109-19.
144. For the development of the Sleep of Reason as the frontispiece to the
Caprichos,see Alfonso E. P6rez Sanchez and Eleanor A. Sayre, eds., Goya and
the Spirit of Enlightenment (Boston: Little, Brown, 1989), nos. 50-52.
145. Francisco Goya, quoted inJanis A. Tomlinson, Francisco Goyay Lucientes
1746-1828 (London: Phaidon Press, 1994), 142.