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❝ ✷✵✶✽ ❚❤✐s ♠❛♥✉s❝r✐♣t ✈❡rs✐♦♥ ✐s ♠❛❞❡ ❛✈❛✐❧❛❜❧❡ ✉♥❞❡r t❤❡ ❈❈✲❇❨✲◆❈✲◆❉ ✹✳✵ ❧✐❝❡♥s❡
❤tt♣✿✴✴❝r❡❛t✐✈❡❝♦♠♠♦♥s✳♦r❣✴❧✐❝❡♥s❡s✴❜②✲♥❝✲♥❞✴✹✳✵✴
❆❞❞✐t✐♦♥❛❧ ✐♥❢♦r♠❛t✐♦♥✿
❯s❡ ♣♦❧✐❝②
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• ❛ ❢✉❧❧ ❜✐❜❧✐♦❣r❛♣❤✐❝ r❡❢❡r❡♥❝❡ ✐s ♠❛❞❡ t♦ t❤❡ ♦r✐❣✐♥❛❧ s♦✉r❝❡
• ❛ ❧✐♥❦ ✐s ♠❛❞❡ t♦ t❤❡ ♠❡t❛❞❛t❛ r❡❝♦r❞ ✐♥ ❉❘❖
• t❤❡ ❢✉❧❧✲t❡①t ✐s ♥♦t ❝❤❛♥❣❡❞ ✐♥ ❛♥② ✇❛②
❚❤❡ ❢✉❧❧✲t❡①t ♠✉st ♥♦t ❜❡ s♦❧❞ ✐♥ ❛♥② ❢♦r♠❛t ♦r ♠❡❞✐✉♠ ✇✐t❤♦✉t t❤❡ ❢♦r♠❛❧ ♣❡r♠✐ss✐♦♥ ♦❢ t❤❡ ❝♦♣②r✐❣❤t ❤♦❧❞❡rs✳
P❧❡❛s❡ ❝♦♥s✉❧t t❤❡ ❢✉❧❧ ❉❘❖ ♣♦❧✐❝② ❢♦r ❢✉rt❤❡r ❞❡t❛✐❧s✳
❉✉r❤❛♠ ❯♥✐✈❡rs✐t② ▲✐❜r❛r②✱ ❙t♦❝❦t♦♥ ❘♦❛❞✱ ❉✉r❤❛♠ ❉❍✶ ✸▲❨✱ ❯♥✐t❡❞ ❑✐♥❣❞♦♠
❚❡❧ ✿ ✰✹✹ ✭✵✮✶✾✶ ✸✸✹ ✸✵✹✷ ⑤ ❋❛① ✿ ✰✹✹ ✭✵✮✶✾✶ ✸✸✹ ✷✾✼✶
❤tt♣✿✴✴❞r♦✳❞✉r✳❛❝✳✉❦
LAC 2016 Publication – Theme: Landscape and Water
Special issue of Journal of Arid Environments
"Ancient water and soil management systems in arid areas of Western Asia, NE-Africa
(and America)"
Title of the paper:
A geo-archaeological approach to the study of hydro-agricultural systems in arid areas of
Western Syria
Bernard Geyer, bernard.geyer@mom.fr
CNRS, Archéorient, Maison de l'Orient et de la Méditerranée, Université de Lyon (France)
Frank Braemer, frank.braemer@cepam.cnrs.fr
Université Côte d'Azur, CNRS, Culture et Environnement, Préhistoire Antiquité Moyen Age (France)
Gourguen Davtian, gourguen.davtian@cepam.cnrs.fr
Université Côte d'Azur, CNRS, Culture et Environnement, Préhistoire Antiquité Moyen Age (France)
Graham Philip, graham.philip@durham.ac.uk
Dept. of Archaeology, Durham University (UK) ORCID
Abstract
Over the last 30 years, geoarchaeological surveys undertaken in the Near East have offered a
powerful way of studying, inter alia, water supply systems at a microregional to regional scale.
However, efforts to synthesize the results of surveys at a sub-continental scale in order to
understand local differences and similarities, and compare local strategies through time, require
specific tools. In this paper, we develop a methodology designed to characterize and facilitate
comparison of strategies employed across the arid areas of Western Syria. This requires
microregional field studies undertaken at the level of specific landscapes to be integrated within
a wider GIS framework, based upon thematic layers (soils, rainfalls, hydrology) at a uniform
spatial scale of assessment (in this case the pixel of a Landsat image), and a common description
of the agronomic potential in those areas in which specific hydraulic installations were
employed. In contrast to the usual practice of modelling, which depends upon the downscaling
of environmental data (land cover, rainfall maps) generated at a continental scale, we stress
here the need to generalize upwards, from observations made at the microregional level, by
using common descriptors and qualitative indicators. The GIS analysis of these data provides a
weighted average model derived from field evidence for the different technical choices made
(i.e. the decision to utilize specific water management devices) in relation to the various
agronomic landscapes.
Keywords: Syria, geoarchaeology, aridity, water management systems, GIS-based spatial analysis, land
use models
1. INTRODUCTION
An account of the long-term history of landscape change is of great importance for
understanding the complex interaction between climatic change (both slow variation or abrupt
events), human activity and impact and historical interpretations of social and political
developments. Archaeologists, historians and climate specialists have devoted a great deal of
attention to the connection between societal changes and environmental crises or abrupt events
(Weiss et al., 1993; Kaniewski et al., 2008; Weiss, 2012). However, far less attention has been
accorded to modelling long term landscape history.
Human-environment interactions can be broadly framed as either local-scale adaptation to
given affordances, or as the development by human groups of devices which allow the
exploitation of new resources, and may therefore induce changes in the landscape. From this
standpoint, hydro-agricultural systems provide a good case study for understanding the history
of human activity in arid areas, because they are often better understood as developments
specific to particular local regions, than as systems developed on a common basis across large
geographical extents.
More than a dozen separate archaeological/environmental surveys have been carried out in
western Syria during the last thirty years (to name just a few, see Sanlaville, 1985; Morandi
Bonacossi, 2007; Mantellini et al., 2013). These include three projects directed by the authors
in territories situated on the western fringes of the Syrian Desert (Fig. 1):
1. The Arid Margins survey (1996-2010) in the North (Geyer et al., 2006),
2. The Homs Region Survey (1999-2010) in the centre (Philip and Bradbury, 2016),
3. The Leja survey (2002-2009) to the South (Braemer and Davtian, 2017).
These projects have generated a large set of environmental and archaeological data, the
formatting of which through databases linked with GIS offers a means to understand the
implementation of hydro-agricultural systems, and thus the growth of agriculture in these areas,
from the Aceramic Neolithic B (8500-7000 BCE) to the present time. These datasets can offer
a nuanced picture of developments within the Fertile Crescent of the Middle East at a
microregional scale (Braemer et al., 2009; Geyer et al., 2014; Philip and Bradbury, 2010).
However, a major concern for researchers is the need to synthesize data at the macroregional
or subcontinental scales, which constitute the current basis of most archaeological-historical
narratives. This was one of the aims of two recent international projects, PaleoSyr-PaleoLib
(2010-2014) based in France and the Fragile Crescent Project (2008-2012) based in the United
Kingdom, members of which present the following results.
These three regions are interesting because all were surveyed at a large scale for both
archaeological and environmental features. They also share common physical and bioclimatic
components which allows them to be studied as a together. As they are located in a degraded
Mediterranean climate zone (Traboulsi, 1981), the main characteristics are those of the
Mediterranean climate (two seasons – dry summer, wet winter –, moderate temperature), but
with higher contrasts (less rainfall, higher temperature, longer dry season, higher inter-annual
and intra-annual variability). They are also characterized by wide surfaces (plains, plateaus,
glacis) generally level or gently sloping. Basalts and carbonate bedrock (Jurassic and
Cretaceous hard limestones, or Late Cretaceous, Paleogene and Neogene soft limestones)
prevail and have a direct influence on soil quality (Table 1). Surface runoff is limited and the
main element of the hydrological network flows seasonally. These regions are located in the
steppe zone where annual plants and especially annual grasses prevail, without the woodland
formations known in the coastal mountain massifs.
Our aim here is to describe the approach taken to improve the methods and the concepts that
we use: in contrast to traditional modelling approaches, which often depend upon the
downscaling of environmental data established at a continental scale (i.e. drawn from maps of
land cover and rainfall), we stress here the need to work from the bottom-up, by generalizing
from landscape observations made at microregional level, using common descriptors and
qualitative indicators. The water systems discussed are therefore mapped using such a
framework. The GIS-based spatial analysis of this data uses a weighted average model derived
from field evidence for the different technical choices made (i.e. the decision to utilize specific
water management devices) in relation to the different agronomic landscapes.
In the study areas, the major constraint for agricultural development is aridity. In this context,
geo-archaeological surveys have highlighted the critical importance of water supply systems
(Braemer et al., 2010); these were described, dated, and their areas of influence delineated with
high precision (Table 1). A typology of land developments associated with water systems was
then established. Each type of development must be consistent with the environmental
potential.
Goal of the landscape management
Actions on the ground
Developing ponds
Hydraulic installations
Natural pools ; stone lining of pools
Dams and reservoirs into wadi beds
Natural cleft with rock cut steps gigiving access
to the sub-basaltic aquifers or karstic aquifer
Developing access to subterranean aquifer Wells dug in the rock
Wells dug in river beds to the underground flow
Developing the area where water is
available
Karstic resurgence system structuring
Spring catchment on low cliffs by 4 to 5 m tunnels
and short channels leading to large basins
Developing springs and catchments
Spring fountains
Spring surface basins
Spring underground cisterns
Collecting rain streaming
Field installations
Talweg terracing for agriculture
Flash floods catchment by long channels
Building devices
Runoff micro-catchment to cisterns
House roof catchment to individual cistern
Diversion dam on the river, channel (up to 2 km
long) and reservoirs
Diversion dam on the river, diversion channel
(up to 20 km long) and reservoirs
Dams
Diverting the flow of water
Qanats
Diversion dam on the river, diversion channel and
irrigation system
Storage dam in river bed (wall reservoir and
water channel for irrigation)
River inferoflux Catchment
Ground water Catchment
Built up aqueducts and reservoir/fountains
Simple channel and reservoir
Transporting spring water
Spring catchment by Qanat and canals for
irrigation
Covered cisterns up to 400 m)
Arch covered cisterns up to 1700 m3
Storing the water
Cisterns and Basins
Open basins up to 3000 m3
Open basins from 3000 to 13000 m3
Open basins from 45 000 to 170 000 m3
Water castle and pipes under pressure
Unpressurized pipes
Distributing running water in city
Water lifting systems on channels and basins
Distributing water in fields
Waterpower use
Water lifting systems
Water mills with horizontal wheels
Noria
Chadouf
Oblique water chute
Drop-tower (arubah penstock)
Table I – Functional classification of the various techniques of water management
documented in Western Syria (after Braemer et al., 2010).
2. WAYS TO UNDERSTAND AND REPRESENT ARIDITY
At the macro-regional scale, rainfall maps offer the best way to convey aridity. These can be
combined with maps of vegetation cover to give an accurate representation of the “bioclimatic
aridity”. In the archaeological literature, however, maps of this type are generally drawn at a
very generalized level, either because they are based upon existing schematic climatic maps
drawn from standard reference works (e.g. the map in Wilkinson's Archaeological Landscapes
of the Near East, 2003, p. 18, is based upon the map provided in Beaumont et al., 1976), or
supra-continental
models
(for
example,
for
Saudi
Arabia,
https://hydrology.kaust.edu.sa/Pages/LSM.aspx) which are, at the best, downscaled to adapt to
the local study map.
Wilkinson et al. (2014) defined the very powerful concept of the "zone of uncertainty" which
identified a specific bioclimatic area delineated by the 180-300 mm isohyets. This concept has
allowed, for example, the reinterpretation of a significant element of the history of urban
development in the Fertile Crescent of the Ancient Near East during the Third Millennium BCE.
This area, termed ‘The Fragile Crescent’ by Wilkinson, is characterised by short cycles of
growth and collapse in the urban centres that had expanded into the drier agro-pastoral zone. In
fact, this area was intensively exploited during an episode that lasted no more than few
centuries. However, the published maps of this “zone of uncertainty” are drawn in one case
(Fig. 2, a) "based on Wachholtz, 1996" which is at the approximate scale of 1:6.400.000 and
for the other (Fig. 2, b) "simplified from the map in Sanlaville 2000" at a scale of approximately
1:21.000.000. Given the degree of regional variation, in topography for example, it is clear, that
the concept must be refined spatially if it is to be used at a higher level of accuracy, that is at
the micro-geographical level of the archaeological feature. To do this updated rainfall data is
required, for example, as recently created by using the longest available series of monthly
records from local weather stations (Traboulsi, 2016, 2010, 2004; Laborde and Traboulsi,
2002). Using these new data, the boundaries of the “zone of uncertainty” can be defined more
precisely, for example by taking account of the spatial variation in the location of the 200 mm
isohyets that occurs between wet and dry years (Fig. 2, c) (Chambrade, 2005).
3. ESTIMATION OF AGRO-PASTORAL POTENTIAL
In addition, while working with the concept of “zone of uncertainty”, we need tools that can
provide a more finely-tuned description of sub zones. The use of standardized descriptors can
facilitate inter-area comparisons, and if these descriptors can be used at different scales, they
offer a robust way of understanding human subsistence and modes of human activity, such as
water harvesting systems, that can make areas more or less attractive.
Our aim is to create a regional reference for estimating:
1. the potential water resource, from natural and/or artificial origin,
2. the land use potential in terms of cultivation and herding. This we do through a
synthesis of the known environmental conditions and the constraints identified at a
microregional scale. The area of interest covers the medium arid and lower arid
bioclimatic zones, a "sub optimal zone" in the terms of Philip and Bradbury (2010). By
this we mean a region which while not prime agricultural land, may offer considerable
economic potential, but which cannot be realised until specific constraints are removed.
Examples would be landscapes where the clearing of surface stone is an initial
requirement of cultivation, or where effective human exploitation might first require the
construction of water harvesting systems.
A first stage was to investigate small regions (measuring a few dozen kilometers on each side,
see fig. 1) where the environmental components can be subject to fine-grained analysis thanks
to knowledge acquired through pedestrian geoarchaeological survey: the Arid Margins of
Northern Syria (Besançon and Geyer, 2006), Homs region (Philip and Bradbury, 2010, 2016)
and the Leja plateau in Southern Syria (Braemer and Davtian, 2013, 2017).
The maps of potential land use were first developed locally taking into account factors such as
relief, geology, soils, hydrology, etc., that influence processes such as surface run-off, the flow
in watercourses, groundwater, etc. However, account was also taken of changes resulting from
the introduction of hydraulic techniques. By doing this, the study is able to highlight long term
variations in “attractiveness”, as this applies to possibilities around both crop and livestock
raising, and thus conditions of land use.
3.1. The Arid Margins of Northern Syria land use example: an attractiveness approach.
In this region surveyed from 1995 to 2010, it has been observed that bioclimatic zoning based
on rainfall and the resulting vegetation values is not sufficient in itself to provide an accurate
map of the constraints on human activity. This is because they do not explain the large spatial
and temporal variability in the expansion of sedentary populations, and in the specific forms of
agricultural development. For an improved analysis, we must combine data from different
maps: topographic and geomorphological, lithological and superficial facies, soils and water
resources (both natural and artificial). As a result, twenty-seven descriptors based on field
observations were characterized:
1) five apply to topographic features (T): T1 = hills and gentle slopes of the mountains’
upstream watersheds; T2 = valley bottom of the main wadis and faydas1; T3 =
interfluves (mainly on glacis and basaltic mesas); T4 = erosion surfaces (rock
pediments, gypseous plateforms); T5 = karstic landforms, enclosed depressions, poljes.
2) six refer to geomorphology and lithology (S): S1 = middle and upper Cretaceous
compact limestones; S2 = Oligocene and Upper Eocene limestones; S3 = Helvetian
detritic sediments; S4 = Mastrichtian, Paléogene, lower and middle Eocene marly
crumbly limestones; S5 = basalt; S6= pliocene sediments.
3) nine refer to edaphic factors2 (E): E1 = eroded zones, without superficial deposits; E2 =
coarse and often cemented superficial deposits; E3 = gypsum crusts and slabs; E4 =
marly limestones and chalk, weathered outcrops; E5 = relict soils; E6 = colluvium in
valley bottom and lower slopes (terraces); E7 = alluvial deposits in faydas; E8 = aeolian
deposits; E9 = slope deposits.
4) seven apply to water resources (H): H1 = temporary water locations (residual pools,
kamenistas, artificial ponds; H2 = infra basaltic springs; H3 = underground
watercourses following the line of major wadis; H4 = faydas underground watercourses
and gypseous platform artesian springs; H5 = deep ground water; H6 = perennial
streams (nahrs); H7 = salted endoreic basins.
By doing this we were able to put climatic aridity into a wider context, and we highlight the
weight of the edaphic component that may either increase or compensate for aridity (Besançon
and Geyer, 2006).
3.2. An attractiveness map based on the four fundamental constraints of: topographic
features, geomorphology and lithology, edaphic factors and water resources.
The aim here is to delimit territorial units that have more or less capacity to meet the needs of
cultivators, in effect different grades of attractiveness. The process of seeking to define areas
1
Faydas (local Syrian term) are widened valley bottoms or small plains filled with alluvial silt; they are located
at the confluences of wadis or around endoreic basins.
2
related to or caused by particular soil conditions, as of texture or drainage, rather than the climate.
of attractiveness highlights the complex spatial distribution of arid locations across the region.
When the major characteristics of the different environmental components are combined with
what is known concerning the effects of anthropogenic pressure on these environments, we are
able to define spatial entities sharing similar constraints and offering comparable potentials.
From this, we then mapped similar degrees of "global attractiveness" (Fig. 3). Of course, a
degree of attractiveness cannot be an absolute value: it is a relative value resulting from an
estimate. We also acknowledge that attractiveness is likely to change both by place and over
time, even within a single region (see below). This is because attractiveness is the result of both
the impact of climatic change on the natural environment, and its influence on anthropogenic
activity, especially developments in water management. Thus, the various components
described above were evaluated against field observation, and the resulting attractiveness maps
produced manually.
3.3. Attractivity and settlement patterns
The second step in the process was to overlay the distribution of recorded human settlement
upon the map of attractiveness (Fig. 3). This allowed the identification, at a regional scale of:
1) those areas where systematic settlement throughout the Holocene is correlated with high
attractiveness,
2) those areas that score less well on attractiveness, and where land development and water
management were clearly a major factor in explaining land use and settlement patterns,
3) areas where the attractiveness score and settlement density appear to be contradictory, and
where the situation requires further explanation.
Three examples in which the exploitation of land was directly based upon water harvesting
systems illustrate our method.
The major lesson to be drawn from this analysis is that in a general context of low and variable
precipitation, edaphic parameters explain the differences better than rainfall. Levels of rainfall
are analogous in the Arid Margins, the eastern part the Homs area and in the Leja (more or less
200 to 300 mm/year); in the western part of the Homs area, they reach 400-500 mm/year). We
focused on edaphic factors, because they allow a nuanced analysis of the local effect of rainfall.
For example, because they have been more extensively weathered, the basalts of the Homs
region have higher agronomic potential than those of the Leja.
3.3.1. Neolithic water harvesting systems
In the less attractive areas, the first settlements occur as early as the late/final Aceramic
Neolithic B (8500-7500 cal BP). This activity is based upon the exploitation of the kamenitsas
(dissolution pans on limestone rock) and the creation of ponds in the Isriya Mountains and the
Gabal Balas. These limestone mountains are dry, and offer only very a limited surface water
resource, but provide high quality seasonal pastures. The use of ponds and kamenitsas allowed
human groups to occupy these dry areas on a seasonal basis, and during the periods of maximum
occupancy of the arid steppe they were used by mobile populations (Geyer and Besançon, 2013;
Geyer et al., 2014).
3.3.2. The distribution of the population and land use during the Early Bronze Age IV
During the Early Bronze Age IV (2500-2000 BC), the main technical innovation was the
digging of wells on the basaltic mesas of the Gabal al-Ala and the Gabal al-Has. These surfaces,
although fertile, remained of limited attraction to sedentary populations because of the difficulty
of maintaining a regular supply of water for human and animal consumption. The purpose of
water storage in these areas was not –and still is not– irrigation, but rather to have water
available for human and animal consumption. Cereal cultivation is rainfed as a rule. Water
storage systems allow the settlement of humans and enhance the capacity to feed and water
animals. The subsequent cutting of wells into the basalt geology removed this constraint,
making it possible to establish villages and transform the mesas into a considerably more
attractive area. Once this technology was established, it proved possible for long-term
occupation by sedentary populations to spread across all those zones that could offer this
possibility. (Geyer, 2009).
3.3.3. The Byzantine period - "the Eastward expansion"
The Byzantine period (450 – 632 AD) corresponds to the maximum spatial extent of sedentary
settlement. While the very high level of attractiveness of the basaltic mesas continued, the
widely documented expansion of settlement to the East was based upon:
1) the creation of the qanat network which enhanced the attractiveness of the central lowlands
(great fayda),
2) the digging of hundreds of cisterns allowing the development of livestock raising across a
large extent of the eastern part of the area, a region that had hitherto been of low attractiveness
(Geyer et al., 2016; Rousset, 2010; Geyer and Rousset, 2001).
3.4. Water harvesting systems adapted to environmental constraints
Comparing the different water harvesting systems identified in the Arid Margins with the
different attractiveness areas, it is obvious that these systems were adapted to the environmental
constraints (Fig. 4):
–wells primarily enabled the spread of settlement into areas where attractiveness was high to
very high, i.e. where intensive agricultural development was facilitated by abundant water
resources and the most fertile land;
–qanats were predominantly located in areas of medium attractiveness, where water resources
were less abundant, and where they must be concentrated and, above all, directed to irrigate the
most fertile areas;
–cisterns, ponds and kamenitsas were employed in areas of low attractiveness, where the
resource was scattered and of uncertain reliability, and where development was focused
primarily on livestock breeding, with the exception of some particularly favoured microregions
that allowed cultivation within a very limited area.
The key point is that the potential offered by the natural environment was enhanced by the use
of water harvesting systems. In fact, water management appears to have been the key
determining factor in transforming the potential of the natural environment over time. The harsh
character of the zone concerned was ameliorated by these adaptations, and its constraining
effect on human activity reduced. The result was to render the area suitable for a process of
colonisation either through the sedentarization of mobile populations, or by expansion into the
area of existing sedentary populations which could become permanent and thus witness to a
transformation of the original environmental conditions as these related to the occupation of
land, human settlement and its economic exploitation (Geyer, 2009).
3.5. Favoured types of water management vary across the landscape
The types of water management employed are directly related to environmental conditions,
being responses to climatic and edaphic aridity. They determine patterns of development based
on the potential of each area (Fig. 5). Thus, in the western part of the region where rainfall is
sufficient to support crops, the primary role of the wells is to supply regular drinking water. In
contrast, at the eastern end of the region where the degree of aridity meant that the area could
support only nomads practising mobile livestock raising and small scale agriculture, cisterns
provide a similar function. In both cases, the natural input relating to aridity shapes the specific
type of development. This development is, ultimately, of secondary importance because it
cannot change drastically the influence of the natural input. Between these two extremes,
various uses are attested: irrigation using qanats to grow annual crops and even trees, cisterns
used primarily to water livestock intended for meat-production in the context of sedentary
occupation. The ponds and kamenitsas used in the Neolithic remain in use today, and while
these were initially used by hunters, they were eventually refocused upon the sustenance of
mobile livestock herds.
Similar analyses made for Northern Syria and Southern Syria allow the comparison of the
changes in both regions, and underline the fact that changes in settlement patterns in arid zones
are not only governed by variations in precipitation, but by a wider set of factors. Each one of
these has an impact that we are able to identify and sometimes to measure. For example, the
spatial impact of water harvesting systems can be delimited (Braemer et al., 2016). The major
conclusions of this analysis, in a general context of low and variable rainfall are: 1) that the
edaphic factors are prevalent on the rainfall parameter as regards the choice of settlement
location because they allow a nuanced analysis of the local effect of the precipitation, 2) that
water harvesting systems designed to store water for human and animal consumption are the
rule, with irrigation systems much less frequent.
4. WORKING AT A MACRO-REGIONAL SCALE
Initial studies in Northern and Southern Syria were made separately, relying on maps and
environmental data designed specifically for each region. Of course, this means that a direct
comparison between settlement processes in these areas will not use the exact same parameters.
To consider the whole of western Syria a different approach is required, one that can integrate
the small-scale mapping of the various constraints that shape landscape potential and water
management techniques. Therefore, we propose a new phase of analysis, one that uses a unique
GIS framework. In this case, the layers are based upon maps available at the regional level,
morpho-soil (made from Cherkess, 1954-64; Gèze, 1956), geology (Ponikarov, 1966), rainfall
(Laborde and Traboulsi, 2002), that have been rasterized with a pixel-size identical to that of
Landsat image one (scenes: 17403520000622, 17403620000622, 17403720000622 on
22.06.2000, day’s date 06/22/2000). This combines spatial accuracy with the possibility of
visualization at multiple scales.
The ultimate objective is, of course, to create new maps that synthesize qualitative elements
that will allow us to grade each sub-area as more or less attractive for cultivation and pastoral
activity. In effect we are producing a map of agronomic potential. The definition at local level,
of "quality categories" for soils which appear homogeneous when viewed at a sub continental
scale, is the main challenge. To obtain homogeneity it was necessary to reduce detailed
description by grouping soils into a small number of macro-categories (in this case five). This
allows specific local observations to be encompassed within a standard framework (Table 2).
This approach both supports the comparison of regional patterns when these are subject to
different local environmental characteristics, and offers a simplification of the categories. The
three geographical areas we wish to compare are all subject to a common degraded
Mediterranean climate, but are subject to different specific constraints. For example, annual
mean precipitation is higher (> 400mm/year), in the western part of Homs region because of its
location at the eastern end of the "Homs-Tripoli gap", than the in the eastern part of Homs
region (the Arid Margins) and the Leja (each with 200-300mm/year). Equally, while there are
areas of basaltic geology in parts of all three study regions, the age of the lava flows varies, as
does the degree of alteration, producing soils with different qualities.
4.1. Comparison between the Arid Margins, Homs area and Southern Syria (Leja)
We ran an unsupervised automatic classification of the Landsat image which resulted in 20
colour classes, that indicate gradations of surface reflectance. We selected 3 ‘windows’
corresponding to the 3 field study areas (Fig. 7) and, using both our morpho-soil map and our
field knowledge, described each colour class in each window by ground surface types
(differences in soil depth, moisture and land use). We have observed that differences in
identifying and qualifying a colour in a window are mainly due to differences in the geological
substratum (basalt, soft or hard limestone), soil morphology, soil moisture and anthropogenic
surface features (e.g. roads, buildings). After eliminating the latter, each geological substratum
/ land surface category was then analysed separately and a "quality" label was assigned using a
5-point scale: sixteen such classes were defined (Table 2). Finally, these sixteen classes were
grouped into 5 broader grades on the basis of their agronomic potential. The definition of each
class was also discussed in light of observation from detailed field survey, which proved very
important. For example, this underlined the fact that there is little pedogenesis on hard
limestones, because in arid regions pedogenesis is slow and weathering very high, thus
hindering deep soil development. It is relatively easy to make changes or additions to our
definitions and so model can be re-run to produce updated maps, as our knowledge advances.
This model of graded agronomic potential can easily be generalized and extended to the entire
northern Levant (Fig. 6).
Table 2 – Agronomic potential classes clusters.
Agronomic clusters/geology
Water
Basalts Agronomic potential A
Basalts Agronomic potential B
Basalts Agronomic potential C
Basalts Agronomic potential D
Basalts Agronomic potential E
Soft Limestone/surface formation
Agronomic potential A
Soft Limestone/surface formation
Agronomic potential B
Soft Limestone/surface formation
Agronomic potential C
Soft Limestone/surface formation
Agronomic potential D
Soft Limestone/surface formation
Agronomic potential E
Definition of the agronomic clusters
Water
Class (Cl) 8, 12, 15, 17, 19 on basalts: High
yield, often irrigated crops on deep soils. Natural
woodlands (trees, shrubs) by place
Cl 3, 7, 11 on basalts: High yield crops on
developed soils and at the bottom of the valleys.
Cl 16, 18 on basalts: Dry-farmed crops on well
hydrated soils
Cl 6, 9, 10, 13, 14, 20 on basalts: uncultivated
areas, rocky surfaces, dry and low yield
interstitial crops
Cl 4: anthropogenically modified areas, generally
built-up
Cl 11, 8, 12, 15, 17, 19 on Soft Limestones and
surface formation: High yield, often irrigated
crops on developed soils
Cl 16, 18, 3, 7 on Soft Limestones and surface
formation: High yield crops on developed soils
Cl 13, 14, 20 on Soft Limestones and surface
formation: dry-farmed crops on medium hydrated
soils
Cl 6, 9, 10 on Soft Limestones and surface
formation: uncultivated areas, rocky surfaces, dry
and low yield interstitial crops by place
Cl 4 on Soft Limestones and surface formation:
anthropogenically modified areas, generally
built-up
-
Hard Limestone Agronomic potential
A
Hard Limestone Agronomic potential B Cl 3, 11, 12, 19 on Hard Limestones: Woodlands
and terraces arboriculture
Hard Limestone Agronomic potential C Cl 7, 8, 17 on Hard Limestones: open forests,
bush, reforestation
Hard Limestone Agronomic potential
Cl 6, 9, 10, 13, 14, 20 on Hard Limestones: rocky
D
uncultivated areas, poor soils, scanty vegetation
Hard Limestone Agronomic potential E Cl 4 on Hard Limestones: anthropogenically
modified areas, generally built-up
An examination of the distribution of the pixels of each class in each window, allows the surface
extent of each class to be measured and the different classes to be compared. For example the
ratio of the total surface extent of classes A and B – which offer the most favourable conditions
for agricultural development – against the total surface extent of classes C, D, and E – the less
favoured categories – differs between the different study areas. In the Homs region the ratio is
60:40, compared to 43:57 in the Leja, and 13:87 in the Arid Margins. This ratio highlights very
neatly the difference in potential between the three areas, and may provide a reasonable proxy
indicator for the ‘value’ of land in each area, and perhaps even the desirability of bringing
specific areas under political control.
4.2. Combining layers: soil classification and water resources
We are now in a position to combine this map of agronomic potential which gives a derived
edaphic value to each pixel, with different sets of reference data (bio-climatic classes, water
resources, etc.). A raster image of this cartographic arrangement can then be used as a
homogeneous and controlled common basis to discuss similarities and differences between
zones. As seen above, the count of pixels in each category allows a very basic quantification of
the potential of an area. In addition, we can now factor-in water harvesting systems that appear
at different points in time, allowing the changes in landscape value that these introduce, to be
included within the model. This opens the way to a comparative historical analysis of the
different landscapes.
Firstly, we selected from our archaeological database, the wells, cisterns, and open reservoirs
that had been identified in the three areas. The "big picture" highlights marked differences in
the occurrence of each class, not only between areas, but also within each area (Fig. 7).
Interpretation of the map that results from overlaying the distribution of water harvesting
devices on that showing agronomic potential, is not straightforward. We wish to know within
which of the quality classes each water device is located, and this cannot be established from
visual inspection of the general map because the pixel-size of the raster image is very small:
28.5 x 28.5 m. However, this can be calculated using the GIS (Table 3 and Fig. 8).
The first important observation is that water harvesting devices are preferentially located in
agronomic classes C, D and E, that is those areas with the least agronomic potential. This point
is readily confirmed by calculating the density of water management devices per km2. A first
explanation might be that these devices – which make water available for daily consumption
and the watering of garden plots - and the settlements to which they are linked, were located
next to the favoured agronomic zones in order to preserve these surfaces. This is obvious in the
Arid Margins where these devices are all in zones assigned to classes D and E.
This observation is not new, but with our maps we are able to both quantify and understand the
spatial dimension of this evidence.
Table 3 – Density per square kilometre and ratio of water harvesting systems in classes A-B
and C-D-E for the three study areas.
Surface
of A-B
classes
(km2)
Leja
Arid
Margins
Homs
region
Total
Ratio of
water
harvesting
devices in
A-B/C-DE classes
Density of
water
harvesting
devices/km2
in A-B
classes
Surface
of C-D-E
classes
(km2)
785,53
511,08
Total
number of
water
harvesting
devices in
A-B
classes
10
11
Ratio of
water
harvesting
devices
in C-DE/AB
classes
95,65
97,65
Density of
water
harvesting
devices/km2
in C-D-E
classes
1041,76
3287,31
Total
number of
water
harvesting
devices
in C-D-E
classes
220
457
4,35
2,35
0,01
0,02
233,35
31
44
0,13
156,44
40
56
0,25
1529,96
52
6,76
0,03
4485,51
717
93,24
0,16
0,21
0,14
Other differences between the three study areas can be pointed out. In the Arid Margins, some
devices are more numerous in particular zones: e.g. wells in the western zone, qanats and
reservoirs in the central area, and cisterns in the East. But, even if all the types of device do
exist in all three sectors (Fig. 8b and 9b), a strikingly high proportion and density of all types
of devices occur in class D (low attractiveness). The geoarchaeological survey in this zone
revealed that its agronomic potential could be substantially enhanced if additional water
resources could be mobilized. In class E, we find mainly wells, i.e. devices adapted to the daily
water consumption of humans and animals.
In the region of Homs (Fig. 8d and 9d) the situation is more mixed. The fact that this region has
witnessed intensive cultivation since at least the Roman period, means that traces of small scale
ancient water-management infrastructure are likely to have been long since obliterated.
Reservoirs are distributed across classes A, B and C, but, by preference, these are located in
class A, which represents areas of high agronomic potential on fertile basaltic soils where
surface water resources are low, but where this can be effectively compensated by artificial
resources. Cisterns are located in classes D and E, i.e. the more arid areas within the marl zones,
areas with relatively low agronomical potential. In fact, these are mainly associated with an
ancient network of small, probably seasonal, watercourses, many of which have been only
marginally active in recent decades. Although Bronze Age tell sites are present along the major
wadis, this zone appears to have been more intensively developed during the Roman period, as
evidenced by the construction of the cisterns, presence of rural settlements and agricultural
installations such as donkey mills and olive presses (Philip and Bradbury, 2016).
In the Leja (Fig. 8c and 9c) the equal distribution of all categories of installation in classes C
and D is related to the morphology of lava flows which govern the availability of water. Wells,
generally associated with villages, are located in the southern and western zones where the
groundwater table is high. Reservoirs and cisterns, which are linked to surface runoff, are
concentrated around seasonal watercourses on the edge of the lava flow, or rocky surfaces in
the central part of the Leja (Braemer et al., 2016).
When we try to create a general synthesis of the data from the three regions (Fig. 10), there
emerges a clear difference between the spatial distribution of reservoirs on one hand, and that
of cisterns and wells on one another. Reservoirs are generally more adapted to crop raising,
with cisterns and wells being concentrated in the most arid areas. However, there is an anomaly
in zones C and E where the density of cisterns decreases and that of wells increases. This
observation, we cannot yet explain.
5. CONCLUSION
The differences in soils and morphology between the various regions represent a first and partial
key to explaining the spatial distribution of water harvesting systems. Geomorphological and
hydrogeological contexts affect the spatial distribution of water systems. But similar technical
solutions (water management devices) can be used in these different contexts: for example,
subterranean water runs in a similar way in karst and basalt geology, so similar technics have
been used in both contexts. These components are included in our remote sensing analysis; they
were studied in detail in each region (especially, Besançon et Geyer, 2006 for the Arid Margins;
Philip and Bradbury, 2010, 2016 for the Homs region; and Braemer and Davtian, 2013, 2017
for the Leja plateau in Southern Syria).
Other keys can be proposed. Reservoirs and qanats depend on upstream and downstream water
systems that are more extended and complex than those feeding wells and cisterns. The former
therefore require a better understanding of the regional topography, and greater territorial
control, a factor which may have a social or political dimension. Wells and cisterns offer
interesting case studies of the use of water, because they can support both small sedentary
agglomerations and the livestock herds of pastoral groups. The pattern of water use may be the
key to understanding local variations.
To conclude, we argue that the choice made between different types of water harvesting device
does not reflect a dominant "hydraulic culture". In fact all the major technical inventions
relevant for water management seem to have existed in Syria no later than the 4th millennium
BCE, with the exception of the qanat system which does not appear before the HellenisticRoman period (300 BCE-400 CE). The basic technical knowledge was already in existence and
could readily be transmitted. At this point, the choices made were mainly shaped by local
conditions (geology, topography) which lead to the use of natural surface runoff (for cisterns
and reservoirs) or accessing the water table (for wells). The availability of the resource is the
primary factor that underpins the technical choice. This evidence was established at regional
scales in the Arid Margins (Besançon and Geyer, 2006; Geyer et al., 2006), and subsequently
in Southern Syria (Braemer et al., 2009). By demonstrating that a similar pattern can be detected
in the landscape of Homs region which lies in the Orontes Valley, we are able to suggest that it
may well apply across much of Western Syria, and that the choices made were more
opportunistic and situation-dependent than culturally determined.
We must emphasize the resilience demonstrated by past societies and their capacity to exploit
water harvesting and storage solutions established by their ancestors. Wells, cisterns, and
reservoirs are “ageless” technical devices because they can be managed by small human
communities. These were a crucial element in transforming the potential of the natural
environment and thus make it suitable for long term settlement: with these devices the area
becomes less difficult to exploit, and the constraint placed by aridity is reduced. As a result, a
much larger area is opened to exploitation by human groups, and shift that can be permanent
and can transform the original land conditions (Geyer, 2009). Even after centuries of
abandonment, these areas can be re-occupied by new populations who will derive benefit from
these ancient anthropogenic resources.
Acknowledgments
This study of the impact of water harvesting systems on land cover and land use during the
Holocene in Western Syria was built upon a prior series of regional geo-archaeological surveys.
The synthesis of this data forms part of the PaleoSyr / PaleoLib project: Holocene palaeoenvironments and settlement patterns in Western Syria and Lebanon, which was funded by the
French National research agency from 2010-2014. The analysis of data from surveys in the
Homs region forms part of project The Vanishing Landscape of Syria which was supported by
the Leverhulme Trust (Grant F00128/AR). The Fragile Crescent Project was funded by the
Arts & Humanities Research Council grant number AH/F010095/1.
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Fig. 1 – Map of Syria showing location of study areas.
Fig. 2 –a = Map showing ‘zone of uncertainty within Syria (Wilkinson et al., 2014; based on
Wachholtz, 1996, fig. 2.1); b = Middle Eastern area with mean annual rainfall between 200 and
300 mm (Wilkinson et al., 2014; simplified from Sanlaville, 2000, fig. 21); c = Extent of spatial
variation of the 200 mm isohyet from wet years to dry years (Chambrade, 2005).
Fig. 3 – Map of Arid Margins survey area showing landscape graded by levels of attractiveness
and the distribution of settlement; the three highlighted areas show markedly different densities
of settlement.
Fig. 4 – Map of Arid Margins survey area highlighting the water storage system that is most
characteristic of human activity in each of the three zones.
Fig. 5 – Arid Margins: water systems and water use.
Fig. 6 – Map showing agronomic potential of Western Syria and Lebanon: Landsat scene
automatic color classification with ISOCLUST method under TerrSet - Idrisi (Step1) crossclassified with soil information (Step2) and agro-climatic parameters (Step3). Source: Landsat
8 (color resolution 28.5 m /black and white resolution 14.5 m), scene: 17403520000622,
17403620000622, 17403720000622 (day’s date 06.22,2000).
Fig. 7 – The three study areas showing agronomic potential (derived from soil data) and the
distribution of water storage devices.
Fig. 8 – Cisterns’, wells’ and reservoirs’ density grouped by class of agronomic potential: a) all
areas; b) in the Arid Margins; c) in the Leja (Southern Syria); d) in the Homs area.
Fig. 9 – Proportion of cisterns, wells and reservoirs: a) in the 5 classes of agronomic potential
(all areas); b) in the Arid Margins; c) in the Leja (Southern Syria); d) in the Homs area.
Fig. 10 – Synthesis of the water harvesting systems based on agronomic potential classes.