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IANGO Workshop
▶ International Advocacy NGO Workshop
IBFAN
▶ International Baby Food Action Network (IBFAN)
IBLF
▶ International Business Leaders Forum (IBLF)
Ibn Khaldun
JAN KÜENZL
Basic Biographical Information
Born in 1332 in Tunis (Tunisia) to an upper class family
of functionaries, Ibn Khaldun became one of the most
famous intellectuals in Islamic history. He received a
traditional education in Koran studies, Arabic language,
Islamic jurisprudence, math, logic, and philosophy.
He traveled the whole Arabic world, and lived in Tunis,
Granada, and Cairo. He held several high profile posts in
politics, law, and education and even was jailed for 22
months due to an accusation of intrigue against a ruler
of Fes. His fame derives from his book Universal History
and especially from its introduction, the ‘‘Muqaddimah’’
(also known as the ‘‘Prolegomena’’). In 1400 he met Timur
Lenk (Tamerlan) as an ambassador of the besieged
Damascus. Ibn Khaldun died 1406 in Cairo (Egypt).
If traditional historiography was basically a linear
chronology of rule, Ibn Khaldun was interested in the
causes of social and political developments. He explained
his main topic of interest, the rise and fall of dynasties,
as dependent on social, cultural, and environmental factors. Khaldun’s central concept is the asabiyyah, a kind of
solidarity, ésprit de corps or community spirit. According
to Khaldun, asabiyyah is particularly strong in relatively
small communities with low social and cultural stratification and strong kinship ties, which were in Khaldun’s
world, the Bedouin tribes at the periphery of the Arab
empires. By contrast, urban societies are weakened due to
the decline of asabiyyah which leads to their conquest by
the strong tribes. The subsequent assimilation of the conquerors to the urban sociocultural framework closes the
circle. The idea of group cohesion through some kind of
solidarity determining the strength of a political entity
and therefore its geopolitical fate was indeed new at
Khaldun’s age. When the Muqaddimah became known
in nineteenth-century Europe, Khaldun’s methods and
ideas influenced thinkers like Marx, Durkheim, and Vico.
Cross-References
▶ Civil Society Theory: Marx
▶ Durkheim, E.
▶ Social Cohesion
▶ Solidarity
References/Further Readings
Khaldun, I. (1967). The Muqaddimah: An introduction to history
(F. Rosenthal, Trans.). Princeton, NJ: Princeton University Press.
Mahdi, M. (1957). Ibn Khaldun’s philosophy of history. London: Allen &
Unwin.
ICA
▶ International Co-operative Alliance (ICA)
Major Contributions
Ibn Khaldun is considered as the precursor of modern
sociology and historiography due to his achievement in
developing a whole new, secular approach to the reception
of history.
ICBL
▶ International Campaign to Ban Landmines
H. Anheier, S. Toepler (eds.), International Encyclopedia of Civil Society, DOI 10.1007/978-0-387-93996-4,
Springer Science+Business Media, LLC 2010
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I
Identity
ICNL
▶ International Center for Not-for-Profit Law (ICNL)
ICVA
▶ International Council of Voluntary Agencies (ICVA)
Identity
CHRISTINA SCHWABENLAND
London Metropolitan University, London, UK
Introduction
Identity, how we come to perceive ourselves and our
surroundings in the ways that we do, is a concept which
challenges and engages social, political, and organizational theorists alike. Within the area of organization
studies, organizational identity is usually regarded as
comprising those characteristics that give its members a
sense of distinctiveness, often also of being unique in
some way. These characteristics may also be seen as
providing the organization with its strategic advantage
(Dhalla, 2007).
Definition
Identity can be understood as referring to the collective set
of characteristics that render a person or an organization
as recognizable, or known. These characteristics serve to
create and maintain a sense of similarity with who share
similar characteristics and a sense of distance or separation from those who do not.
Organizational identity overlaps with similar concepts
such as image, reputation, culture, and more recently,
branding (Klein, 2000). Within the literature identity is
seen as the way in which organizational members perceive
their organization. Image refers to the ways they present
the organization to its external audiences and stakeholders while reputation is the way in which they actually
perceive it (Dhalla, 2007; Linstead et al., 2004). Organizational culture is one of the contributing elements of identity. The idea of branding embraces identity, image, and
reputation and also may include some sense of the
organization’s values and principles. Linstead et al.
(2004) point out the processes by which such meanings
come to be created and known are profoundly iterative;
each influences the other and so the boundary between
the organization and its environment is very porous. They
comment that ‘‘these images are projected outward and
may the be absorbed back into the company’s meaning
system to affect identity, that is who we are and who we
think we are is always in interaction with who others think
we are’’ (Linstead, 2004: 101). Clegg et al. suggest that
organizational identity arises from the relationship between ‘‘temporal’’ and ‘‘spatial’’ (or cultural) differences
(Clegg et al., 2007: 495).
Historical Background
Interest in organizational identity is usually regarded as
originating with work of Albert and Whetten (1985) who
regarded it as being primarily stable and changing only
slowly only over long periods of time or in response to
particular crises (Dhalla, 2007; Albert & Whetten, 1985).
However in recent years new contributions to theorizing
about identity have come from feminist, gender, post
structuralist and postcolonial critics and from queer theory. Taking their inspiration from de Beauvoir’s famous
proposition that ‘‘one is not born a woman but rather
becomes one’’ they suggest that identity is fluid, ever
changing, a work in progress. While the earlier work
regarded identity as enduring over time, these later theorists question this, regarding identity as inherently problematic and as shifting, multiple, and intersectional,
resulting form processes of becoming and performing
(Butler, 1999; Moya, 2000). From this perspective important questions can be asked about the roles organizations
and civil society actors play, the different ways in which
their meaning is being constructed and in relationship to
what other vested interests.
Identity as a concept has also been inextricably linked
to identity politics, the political and emancipatory struggles that come together around the articulation of what is
perceived to be a shared attributes and usually one which
is experienced as a source of discrimination, oppression,
or neglect. These struggles are characterized by political
platforms based on a shared sense of what people are
(such as gender, race, caste, tribe, religion) rather than
what they do (such as struggles for workers’ rights).
Identity can best be understood as a relational concept; we define ourselves in relation to others, definitions
characterized by perceived differences and similarities.
While much of the work on organizational identity is
applicable more generally, the following sections draw
Identity
out issues of specific relevance to the civil society sector
and its organizations.
Key Issues
Identity and Civil Society
The various attempts to define civil society and its
organizations describe a space located between state and
market whose boundaries are fuzzy and contours are
vague.
Keane comments that ‘‘global civil society. . . . is never
a fixed entity but always a temporary assembly, subject to
reshuffling and reassembly . . . . a form of self-reflexive
dynamic marked by innovation, conflict, compromise,
consensus, as well as rising awareness of the syncretic
architecture, the contingencies and dilemmas of global
civil society itself ’’ (Keane, 2003: 7). Anheier et al. describe it as ‘‘the sphere of ideas, values, institutions, organizations, networks, and individuals located between the
family, state, and market and operating beyond the confines of national societies, politics, and economics’’
(Anheier et al., 2001). Schwabenland (2006) suggests
that civil society organizations occupy ‘‘a social space in
which societies and cultures construct questions about the
good society and test out new and evolving responses
[which is] contested and fought over and its boundaries
endlessly debated’’ (Schwabenland, 2006: 6).
These descriptions of civil society share two characteristics. The first is its ambiguity, which Billis, in one of
the first attempts to create a model of the sector refers to
as its inherent ‘‘messiness’’ (Billis, 1989). The second is
that the boundaries of this space are determined by the
other sectors, the state and the market. This suggests
that our understandings of civil society are profoundly
influenced by the ways in which we position its activities
and organizations in relation to these other constructs
of society.
There have been many attempts to delineate this
territory by establishing its defining characteristics. Each
illuminates some areas of interest and obscures others
and each has vociferous apologists and opponents. The
dialectic between difference and distinctiveness underpins
many of these debates about identity. Definitions, or
narratives that focus on difference, what it is not, i.e.,
‘‘nongovernmental’’ or ‘‘nonprofit’’ primarily try to define it in relation to these sectors.
The first narrative is that of civil society in a relationship
of constant reaction to the state, whether against state action
or inaction, hegemony, corruption, or indifference, or of
‘‘filling the gaps’’ where the state retreats (or never went). In
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this narrative the associations of civil society, formal or
informal, do the things that government does not, whether
it is running hospitals or schools or experimenting with
innovative models of service delivery and civic engagement.
They also develop their campaigning strategies in terms of
what they want the state to do, or not to do. The state
represents the norm against which the sector defines itself
and evaluates its activities. The competing narrative is that
of civil society’s relation to the corporate sector and this
underpins many of the activities of social enterprise and
micro-credit initiatives. These different conceptualizations
of the civil society sector are constructed through explorations, or ‘‘patrolling’’ (6, Perri, 1994: 2–3) the boundaries
of the sector’s constantly changing relationships with the
other two sectors. As the roles of the market and state
differ across time and location the space that is claimed by
civil society also differs accordingly.
The third narrative is about the distinctiveness of the
civil society sector, what the sector is as opposed to what it
is not, and is concerned with identifying a set of intrinsic
qualities, or values that are shared (Blake et al., 2006) such
as ‘‘civility’’ (Anheir, 2007; Keane, 2003) ‘‘the pursuit of
common public good’’ (Tandon & Mohanty, 2002: 6),
‘‘the sense within NGOs and publics at large that civilians
live in one world and that they have obligations to other
civilians living beyond their borders, simply because they
are civilians’’ (Keane, 2003: 36).
The Johns Hopkins global mapping project combines
these approaches in identifying five characteristics of civil
society institutions: that they are formalized in some way,
independent from the state, nonprofit distributing, self
governing and voluntary (Salamon et al., 2004: 9–10).
From a postcolonial perspective such attempts to define a single set of ‘‘universal’’ attributes and values are
inherently flawed. The question arises of how these values
are chosen and by whom. Munck notes that they generally
have a Western or Eurocentric bias (Munck, 2006).
One criticism which can be made of all of these definitional projects in identity construction is that the differences between organizations occupying this space may be
greater than the differences across sectors. For instance,
social enterprises and micro-credit initiatives may share
more in common with small, profit making enterprises.
Large, welfare orientated service providers may share
more in common with state run services (especially if
they originally were state run enterprises that have been
contracted out to the civil society sector).
However, Keane comments that ‘‘empirically minded
researchers. . . .point out that the quest to map and
measure the contours of global civil society is essential
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Identity
for clarifying its empirical scope and complexity, its strategic or political capacity and its normative potential’’
(Keane, 2003: 4).
Identity and Civil Society Organizations
Creating organizations: For many civil society organizations their identity is inextricably linked to their founding
(Schwabenland, 2006; Billis, 1989). People come together
with likeminded individuals to create an organization out
of a shared concern or sense of purpose. For the founders
this can be profoundly empowering because it involves
them defining for themselves what problems they face and
what changes they want, and the very creation of the
organization lends legitimacy and gives presence to
those aspirations. With it comes ‘‘the recognition of solidarity and common cause with others who share those
concerns and the establishment of a shared endeavor, the
excitement of creating some thing new’’ (Schwabenland,
2006: 49). Therefore, some of the element of that founding vision whether it be the nature of the problem to be
addressed, the group of people whose needs are to be
met or the values that the founders brought to the
new organization are likely to make up key elements of
the organization’s identity. For example, in India many
civil society organizations celebrate ‘‘founders’ day’’
(Schwabenland, 2006). Others are known by their founder’s philosophy such as the Gandhian organizations.
The move from an informal grouping to a more
formal organization is marked by the need for clear rules
of engagement and also the creation of a legal identity
(Billis, 1989). This involves choosing a name for the new
organization. Many organizations become named by the
social problem they have identified. Others chose names
that commemorate the founders, affirm allegiance to particular values, religions, or political orientations; still
others chose more ambiguous names that allow the organization more strategic maneuvring room. The new organization has to give itself legitimacy through representing
itself as unique in some way, by doing some thing that
isn’t being done already, doing it differently, or better than
other organizations, or for different people with different
needs and perspectives.
Many organizations have their roots in social movements that have coalesced around a sense of shared identity
such as the women’s, gay, and disability liberation movements and have played a significant role in the demands
for recognition and legislative protection. Tomei (2003)
notes that the valuing of diversity as an integral element
of the search for social justice was invoked in social movements asserting the presence and significance of a
multiplicity of differences outside the traditional axes of
race and gender.
Taking power to define your own needs and solutions
legitimizes the perspectives of the creators, their uniqueness, the specificity of their visions. However critics of
identity politics also point out that this process also creates exclusivity. Drawing a boundary involves determining
the criteria for membership. By creating an organizational
response to the needs of marginalized groups the boundaries that the organization sets may serve to increase their
sense of separation and difference.
These boundaries between the organization and its
environment and the discourses of difference that sustain
them separate an issue or a problem from the wider whole
of which it is a part. A further challenge is that as the
organization creates its own sense of identity by implication it also ‘‘fixes’’ the identity of others as equally stable
and unchanging.
Managing organizations: A strong sense of identity can
be enormously important in decision making, creating a
sense of direction (Dhalla, 2007) and steering an organization through crises. Schwabenland’s research (2006)
suggested that at times of change and threat managers
may resort to the founding visions to determine future
actions. When that sense of identity is shared it can
become an important motivating force. Inculcating a
sense of identity can be achieved through attention to
the organization’s culture, its stories and rituals and to
the images it uses to present itself.
Campaigning and advocacy: Civil society organizations engage in campaigning work to influence the development of public policy. This involves representing the
wishes and needs of their constituents. But representation
is one aspect of identity that has been the subject of much
critique from postcolonial theorists (Said, 1993; Spivak,
1988) who question how that representation is done, who
does the representing and with what kinds of legitimacy,
what representations of the ‘‘other’’ are proposed and what
constructions of the other are made possible (or impossible) by those representations. These questions, along with
the debate about when a shared sense of identity is a source
of renewed strength and when it becomes a ghetto, are at
the heart of many of the debates around identity politics
(Kwek, 2003; Moya, 2000; Alcoff, 2000). This is one of the
criticisms of identity leveled by many feminist theorists:
that constructs of identity can become imprisoning.
Furthermore, the ways in which an organization’s
client group or its campaigning issues are perceived can
be a source of tension between the different roles of
fundraising and lobbying on the one hand, and advocacy
Identity
on the other; where representations of clients as needy can
be effective in generating resources but also maintain
people in marginalized positions.
The influence of social movements and identity based
civil society organizations on human rights and antidiscrimination legislation is profound. However, making identity
the focus of campaigning and organizing raise uncomfortable questions about the balance between empowerment
through the expression of difference and empowerment through the expression of commonality.
Future Directions
The popularity of the various definitional and mapping
projects and the debates, at times quite rancorous, within
the sector about the nature of its subsectoral boundaries
need to be understood against the backdrop of the near
universal withdrawal of the state from the direct provision
of services, a ‘‘voluntarisation’’ of the public sphere, and
the increasing interest in social responsibility and ethics
from the private sphere, a ‘‘corporatising’’ of voluntarism.
These dynamics are causing fundamental shifts and realignments in the relationships both across and within
sectors. These trends, which show little sign of stabilizing
in the near future, are regarded as both a threat and an
opportunity – a threat to the independence of the sector
and an opportunity for more influence and increased
funding. Accompanying these developments come increasing regulation and demands for transparency, demands
which often function as powerful drivers of compliance
(Schwabenland & Tomlinson, 2008). Against these threats,
an expression of uniqueness may be a potentially powerful
weapon to fight being insidiously co-opted into the public
or private sectors.
Cross-References
▶ Advocacy
▶ Brands and Branding
▶ Civil Society and Ethnicity
▶ Civil Society and Gender
▶ Civil Society: Definitions of and Approaches
▶ Civil Society Theory: Keane
▶ Civil Society-Business Relations
▶ Civility
▶ Government-Nonprofit Sector Relations
▶ Human Rights
▶ Legitimacy
▶ Lobbying
▶ Social Enterprises
▶ Social Movements
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References/Further Readings
Albert, S., & Whetten, D. (1985). Organizational identity. In B. M. Staw &
L. L. Cummings (Eds.), Research in organizational behaviour (Vol. 7,
pp. 263–295). Greenwich, CT: JAI Press.
Alcoff, L. M. (2000). Whose afraid of identity politics? In P. M. L. Moya &
M. R. Hames-Garcia (Eds.), Reclaiming identity: Realist theory and
the predicament of postmodernism (pp. 312–345). Hyderabad: Orient
Longman.
Anheir, H. (2007). Reflections on the concept and measurement of global
civil society, Voluntas, 18(1), 1–16.
Anheir, H., Galsius, M., & Kaldor, M. (2001). Introducing global civil
society. In H. Anheir, M. Galsius, & M. Kaldor (Eds.), Global civil
society (pp. 3–22). New York: Oxford University Press.
Billis, D. (1989). A theory of the voluntary sector: Implications for policy
and practice Working paper no. 5, London: Centre for Voluntary
Organizations, London School of Economics (LSE).
Blake, G., Roblinson, D., & Smeardon, M. (2006). Living values. Newham:
Community Links Foundation.
Butler, J. (1990, 1999). Gender trouble: Feminism and the subversion of
identity. London/New York: Routledge.
Clegg, S. R., Rhodes, C., & Kornberger, M. (2007). Desperately seeking
legitimacy: Organizational identity and emerging industries.
Organization Studies, 28(4), 495–513.
Dhalla, R. (2007). The construction of organizational identity: Key
contributing external and intra-organizational factors. Corporate
Reputation Review, 10(4), 245–260.
Keane, J. (2003). Global civil society? Cambridge: Cambridge University
Press.
Klein, N. (2000). No logo. Canada: Knopf.
Kwek, D. (2003). Decolonising and re-presenting culture’s consequences.
In A. Prasad (Ed.), Postcolonial theory and organizational analysis.
New York: Palgrave.
Linstead, S., Fulop, L., & Lilly, S. (2004). Management and organization:
A critical text. Hampshire: Palgrave MacMillan.
Moya, P. M. L. (2000). Introduction. In P. M. L. Moya & M. R.
Hames-Garcia (Eds.), Reclaiming identity: Realist theory and the
predicament of postmodernism. Hyderabad: Orient Longman.
Munck, R. (2006) Global civil society: Royal road or slippery path?
Voluntas, 17, 325–332.
6, Perri
(1994). The question of independence: The future of
charities and the voluntary sector, Working Paper No. 3, London:
Demos.
Said, E. (1993). Culture and imperialism. London: Chatto and Windus.
Salamon, L. M. et al. (2004). Global civil society; dimensions of the nonprofit Sector: Dimensions of the non-profit sector (Vol. 2). Bloomfield,
CT: Kumarian Press, published in association with the Johns
Hopkins Comparative Nonprofit Sector Project.
Schwabenland, C. (2006). Stories, visions and values in voluntary organizations. Aldershott: Ashgate.
Schwabenland, C., & Tomlinson, F. (2008). Managing diversity or diversifying management? Critical Perspectives on International Business,
4(2–3).
Spivak, G. C. (1988). Can the subaltern speak? In C. Nelson &
L. Grossberg (Eds.), Marxism and the interpretation of cultures.
Houndsmill: Macmillan.
Tandon, R., & Mohanty, R. (2002). Civil society and governance. New
Delhi: PRIA.
Tomei, M. (2003). Discrimination and equality at work: A review of the
concepts. International Labour Review, 142(4), 401–418.
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I
Imagine Canada
Illich, Ivan
JENNY ELMACO
Basic Biographical Background
A polymath, a polyglot and a polemic, Ivan Illich was born
September 4, 1926 in Vienna, Austria. His family was of
mixed descent – on his mother’s side Sephardic Jews, on
his father’s, an aristocratic Catholic Dalmatian family.
Although his father’s business and diplomatic ties protected them in the 1930s, their Jewish roots forced him,
his mother and twin brothers to leave Hitler-controlled
Austria in 1941 for Italy.
He entered the University of Florence where he majored
in chemistry. At the age of 24, he graduated from the
University of Salzburg with a Ph.D. in history. He prepared
for the priesthood at the Gregorian University in Rome and
became ordained in 1951. Deciding to pursue his studies, he
went to the United States in 1951, where he instead chose to
serve as assistant pastor in an Irish-Puerto Rican parish in
New York City. Because of his popularity among his constituents, at a tender age of 30, he was made a monsignor.
From 1956 to 1960, he accepted an assignment as vicerector to the Catholic University of Puerto Rico, where he
organized an intensive training center for American priests
in Latin American culture. Illich moved to Cuernavaca,
Mexico, in 1961 and established the Center for Intercultural
Documentation (CIDOC) whose purpose was to train
American missionaries for work in Latin America. From
1964, he directed research seminars on ‘‘Institutional Alternatives in a Technological Society,’’ with a special focus on
Latin America. Despite its popularity and success, CIDOC
was riddled with controversy due to its unorthodox
teaching and was closed in 1976. Increasingly discordant
with the policies of the Catholic Church, he resolved to
voluntarily resign from priesthood. Meanwhile, his thirst
for knowledge urged him to travel and study oriental languages and culture. And his love for history and philosophy
encouraged him to teach in several universities among them
the University of Marburg, Germany and Pennsylvania
State University, USA.
Ivan Illich lived the end of his life mainly in Germany.
He died in Bremen on December 2, 2002.
books from the 1970s–1980s on technological development (Tools For Conviviality, 1973), energy, transport, and
economic development (Energy And Equity, 1974), medicine (Medical Nemesis, 1976) and work (The Right To
Useful Unemployment And Its Professional Enemies, 1978,
and Shadow Work, 1981). In his 1982 book, Gender, Illich
claims that industrial society deforms the ‘‘dyssymetric
complementarity’’ of men and women into a ‘‘legally
engineered equality’’ where women are usually disenfranchised. In the mid- to late 1980s Ivan Illich shifted his
attention to an exploration of literacy practices in ABC:
The Alphabetization of the Popular Mind (1988) and In the
Vineyard of the Text (1993). The latter traverses how
revolutions in technology affect the method of text comprehension. Yet a common thread in his writings was his
critique of institutions as a consequence of modernity
which strengthened the need for an active civil society
and called for societal engagement and dialog.
Cross-References
▶ Civil Society and Gender
▶ Civil Society and Social Inequality
References/Further Readings
Cayley, D. (1992). Ivan Illich in conversation interviews with. Toronto,
ON: Anansi Press.
Gabbard, D. A. (1993). Silencing Ivan Illich: A foucauldian analysis of
intellectual exclusion. New York: Austin & Winfield.
Kaller-Dietrich, M. (2008). Ivan Illich (1926–2002), sein Leben, sein
Denken. Verlag der Provinz: Weitra.
Sachs, W. (1992). The development dictionary: A guide to knowledge as
power. London: Zed Books.
Imagine Canada
SHARILYN HALE
Address of Organization
2 Carlton Street, Suite 600
Toronto, Ontario, M5B 1J3
Canada
www.imaginecanada.ca
Major Contributions
Deschooling Society (1971) revealed Ivan Illich to the
world with the argument that universal education is not
feasible and thus he is convinced that schooling promotes inequality and social stratification. He wrote six
Introduction
Imagine Canada is a national umbrella organization for
the nonprofit sector in Canada. Established in 2005,
Imagine Canada provides resource and capacity building
Independent Sector
tools and opportunities for charities and nonprofits,
encourages the community engagement of businesses,
conducts and disseminates sector related research and
publications, and engages in national public policy initiatives. It supports and is supported by a membership base
of more than 1,300 charities, nonprofits, and businesses.
Brief History
Imagine Canada was launched in 2005, uniting the
Canadian Centre for Philanthropy (CCP) and the Coalition of National Voluntary Organizations (NVO),
with the aim to better serve the nonprofit sector in
Canada in the areas of advocacy, research, and corporate
citizenship.
I
standards of accountability and transparency. Approved
participants use a trustmark that signals to the public
their compliance with the Code’s fundraising and financial accountability standards.
In addition to the Nonprofit Library Commons,
Imagine Canada provides The Canadian Directory to
Foundations and Corporations which is Canada’s largest
bilingual fundraising database and a valuable resource to
charities seeking funds.
Cross-References
▶ Codes of Ethics and Codes of Practice
▶ Umbrella Organizations
Mission/Objectives
Imagine Canada’s mission is to advance knowledge and
relationships to foster effective and sustainable charitable
and nonprofit organizations. The organization is increasingly seen as an important voice of the charitable sector in
Canada.
Independent Sector
ELIZABETH LEVI
Address of Organization
Activities
Imagine Canada’s key areas of activity include: signature
research of issues and trends within the sector, community
programs such as the Caring Company Program which
promotes good corporate citizenship, member services
and resources, the online Non Profit Library Commons
which is the largest collection of Canadian nonprofit literature, and an active program to influence and shape public
policy related to the sector.
Structure and Governance
Imagine Canada is a registered Canadian charity. It is
governed by a 13 member Board of Directors comprised
of leaders from the nonprofit and business sectors across
Canada. Led by a CEO, eight staff run the day-to-day
operations of the organization.
Funding
In 2006, Imagine Canada’s operating budget was $6,270,000
CAD. This was supported through government grants, corporate and foundation donations, membership fees, and
revenue from publications and sales.
Major Accomplishments/Contributions
In 2008, Imagine Canada launched the Ethical Code Program. A revision to the previous code for member organizations, the new program was developed to demonstrate
the sector’s heightened commitment to uphold high
849
1602 L Street, NW, Suite 900
Washington, DC 20036
USA
www.independentsector.org
Introduction
Independent Sector is an American forum that brings
together over 600 organizations and their leaders to
strengthen the nonprofit community of charities, foundations, and corporate giving programs. The Independent
Sector is nonpartisan and strives to lead, advocate, and
mobilize the charitable community to further a ‘‘just
and inclusive society and a healthy democracy of active
citizens, effective institutions, and vibrant communities.’’
Brief History
In 1978–1979, an Organizing Committee was convened to
create a new entity to raise the standards of practice and
knowledge-sharing across the nonprofit sector. This national coalition of organizations, foundations, and corporate philanthropies was formally established as the
Independent Sector (IS) in 1980. Two distinguished members of the founding group brought their visionary leadership to key roles at IS. Brian O’Connell became the first
President and CEO, continuing after his retirement in 1995
as President Emeritus to the present. John W. Gardner
served as Chairperson of IS from 1980 to 1983, remaining
as Chair Emeritus until his death in 2002.
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Independent Sector
Mission/Objectives/Focus Areas
Independent Sector frames its vision as working to create
a ‘‘just and inclusive society and a healthy democracy of active citizens, effective institutions, and vibrant
communities.’’ This vision underpins the organizational
mission, ‘‘To advance the common good by leading,
strengthening, and mobilizing the charitable community.’’
Independent Sector’s core values that define its activities
include: Independence, including serving as a ‘‘leading
voice for the common good;’’ Interdependence as it
encourages cooperation and collaboration; Inclusiveness
and Diversity; Transparency, Integrity, and Accountability; and Operational Excellence.
Activities
Independent Sector convenes an annual conference which
was attended by over 900 leaders from over 560 nonprofit
organizations in 2008. Annual conference participants
gathered to explore how to use the voice of the nonprofit
sector more effectively to strengthen communities and
improve the lives of their citizens. Independent Sector
conducts and publishes research and position papers on
important contemporary issues in the sector. As an active
advocate, Independent Sector monitors and speaks out to
promote public policy to benefit the nonprofit sector,
with a focus on protecting nonprofit rights, charitable
giving, and federal and state budget issues. In addition,
staff, volunteers, and governing bodies who work in and
serve the nonprofit sector can access Independent Sector
guides and reports to achieve and maintain high standards of ethical practice and efficiency.
publications. Independent Sector counts among its donors
for general support some of America’s leading foundations,
including the Ford, Gates, Robert Wood Johnson,
MacArthur, and Surdna Foundations, among others.
Major Accomplishments/Contributions
Independent Sector convenes The Panel on the Nonprofit
Sector, which in 2007, published Principles for Good Governance and Ethical Practice: A Guide for Charities and
Foundations. The volume focuses on ethical conduct, accountability, and transparency. Over 50,000 copies have
been distributed to leaders, professionals, and volunteers
in nonprofit organizations. Among its many publications,
Independent Sector released The New Nonprofit Almanac
& Desk Reference, a comprehensive summary of data and
information for managers, researchers, and volunteers
about the scope and size of the nonprofit sector in the
United States. The Almanac was prepared by the Independent Sector in collaboration with the Urban Institute in
2002. In addition, Independent Sector has assembled several hundred research studies and listings of local, state,
national, and international work on charitable behavior as
a resource for scholars and practitioners through its Giving and Volunteering Research Clearinghouse. Independent
Sector maintains a high profile advocacy effort at the state
and federal level, including representing the sector at
hearings before the US Congress. With its frequent press
releases which are covered by the major news outlets in
the United States, Independent Sector serves as a significant voice in the media on behalf of the voluntary sector.
Independent Sector is also expanding its sphere to focus
on international as well as national issues.
Structure and Governance
The membership of Independent Sector includes leading
American philanthropies, foundations and organizations,
and has grown steadily to its current roster of some 600
member organizations. The Independent Sector is governed by a Board of 23 officers and members, including
Diana Aviv, Chief Executive Officer, and leaders from
preeminent American public sector organizations. Fifteen
board Committees guide the organization, which is made
up of a staff of over 40 professionals and administrative
support personnel.
Funding
The annual operating budget of Independent Sector as
stated in the Annual Report of 2007 was $6.7 million.
General and program-specific funding support is provided
by philanthropic, corporate, and individual donors and
revenue from membership dues, conference fees and
Cross-References
▶ Advocacy
▶ Gardner, John W.
▶ O’Connell, Brian
▶ Umbrella Organizations
References/Further Readings
O’Connell, B. (1997). Powered by coalition: The story ofiIndependent
sector. New Jersey: Jossey-Bass.
The Panel on the Nonprofit Sector (2007). Principles for good governance
and ethical practice: A guide for charities and foundations. Available in
hard copy or PDF download, from http://report.nonprofitpanel.org/
principles
The Panel on the Nonprofit Sector (2005). Strengthening transparency,
governance, and accountability of charitable organizations: A final
report to congress and the nonprofit sector. Available in hard copy
or PDF download, from http://www.nonprofitpanel.org/Report/
index.html
Informal Sector
Informal Sector
MARTHA CHEN
Harvard University, Cambridge, MA, USA
Introduction
The formal–informal dichotomy – largely applied to the
economy but also to institutional arrangements – has
been a dominant theme in development discourse for
more than half a century. The dichotomy has been largely
applied to the economy: early on, to the modern market
economy vis-à-vis the traditional subsistence economy;
and, later on, to the formal market economy vis-à-vis the
informal market economy. It has also been applied to
institutional arrangements: notably, formal versus informal property rights (as in the case of common property
management); formal versus informal social insurance
mechanisms (e.g., burial or mutual health societies);
and, more recently, formal versus informal organizations
(as in the case of membership-based organizations of the
poor, of workers, and of other categories of persons). This
entry focuses on the formal–informal dichotomy in the
economy but also, in less detail towards the end, among
membership-based organizations of workers.
The informal economy is the diversified set of economic activities, enterprises, and workers that are not
regulated or protected by the state. Since its ‘‘discovery’’
in the early 1970s, the informal economy and its role in
economic development have been hotly debated. Contrary to early predictions, the informal economy has
continued to grow and has appeared in new forms.
Today, it represents a significant share of the global economy and workforce. Some observers view the informal
economy in positive terms, as a ‘‘pool’’ of entrepreneurial
talent, a ‘‘cushion’’ during economic crises, or a source of
livelihood for the working poor. Others view it more
problematically, arguing that informal entrepreneurs deliberately avoid regulation and taxation. Each of these
perspectives is right in regard to specific components or
aspects of the informal economy.
Definition
The informal economy is the diversified set of economic
activities, enterprises, and workers that are not regulated
or protected by the state. Originally applied to selfemployment in small unregistered enterprises, the concept of informality has been expanded to also include
wage employment in unprotected jobs. The self-employed
in small unregistered or unincorporated enterprises include:
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employers; own account operators (both heads of family
enterprises and single person operators); and unpaid but
contributing family workers. Wage workers without worker
benefits or social protection include: employees of informal
enterprises; informal employees of formal firms; casual or
day laborers; unregistered or undeclared workers; industrial outworkers (also called homeworkers); most domestic workers; and some temporary or part-time workers.
So defined, the informal economy comprises half to
three-quarters of the non-agricultural labor force in developing countries. When informality in agriculture is also
measured, the share of informal employment in total
employment is higher still: as high as 90% in some
countries in South Asia and Sub-Saharan Africa. Although comparable estimates are not available for developed countries, evidence suggests that non-standard jobs
and self-employment represent a sizeable (more than
25%) and growing share of total employment in Western
Europe and North America.
Historical Background
Over the years, the debates on the informal economy have
crystallized into four schools of thought regarding the
informal economy. The dualist school sees the informal
sector as comprised of marginal and survivalist activities –
distinct from and not related to the formal sector – that
provide income for the poor and a safety net in times of
crisis. According to this school, the persistence of informal activities is due largely to the fact that not enough
modern employment opportunities have been created to
absorb surplus labor in developing countries. The structuralist school subscribes to the notion that informal
enterprises and informal wage workers are subordinated
to the interests of large capitalist firms, supplying cheap
goods and services. Structuralists see formal and informal
modes of production as inextricably linked and attribute
the persistence and growth of the informal economy to
the nature of capitalist development.
The legalist school, on the other hand, sees the informal sector as comprised of ‘‘plucky’’ micro-entrepreneurs
who choose to operate informally in order to avoid the
costs, time, and effort involved in formal registration.
According to the legalists, cumbersome government
rules and procedures create barriers to formalization and
thus stifle the productive potential of informal entrepreneurs. The related voluntarist school assumes that informal entrepreneurs deliberately seek to avoid regulations
and taxation and, in some cases, to deal in illegal goods
and services. According to this school of thought, informal entrepreneurs choose to operate illegally – or even
criminally – in order to avoid taxation, commercial
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regulations, electricity and rental fees, and other costs of
operating formally.
Given the heterogeneity of the informal economy,
there is merit to each of these perspectives as each school
reflects one or another ‘‘slice of the (informal) pie.’’ But the
informal economy as a whole is more heterogeneous and
complex than the sum of these perspectives would suggest.
From an institutional perspective, membership-based
organizations are organizations whose governance structures respond to the needs and aspirations of their members. Trade unions are membership-based but most of
them are formal in structure and not directly concerned
with organizing informal workers. Cooperatives are membership-based organizations but, again, not all of them are
focused on the informal workforce and some of them have
formal contractual arrangements that make them akin to
formal firms. However, there are a large and growing
number of membership-based organizations of informal
workers that are akin to either trade unions or cooperatives but not formally constituted or registered.
Until the late 1990s, the formal labor movement was
reluctant to organize informal workers – because either it
did not want to concede that informal employment was
expanding, it saw informal employment as largely selfemployment or viewed informal jobs as ‘‘bad jobs,’’ and/
or it did not have the financial or human resources to do
so. Meanwhile, the informal workforce, in many countries
around the world, was organizing or being organized. The
largest trade union of informal workers in the world – the
Self-Employed Women’s Association (SEWA) of India –
was established in 1972: it now has over one million
members, all working poor women.
Most membership-based organizations of informal
workers tend to be small. But what they lack in size, they
often make up for in numbers. Take the case of street vendor associations. There are scores or hundreds of street
vendor associations in most cities in the developing
world. For instance, in Sao Paulo, Brazil, there are estimated
to be over 700 associations of street vendors. Consider the
case of home-based women workers thought to be among
the least visible and least organized of informal workers. A
recent survey found over 500 organizations of home-based
workers in Bangladesh and over 300 in Pakistan.
In addition to local and national organizations of
informal workers, there are regional and international
organizations. There are regional organizations of homebased workers (called HomeNets) in South and South
East Asia and of waste pickers in Latin America. There
is an international association of street vendor organizations called StreetNet International. While the national, regional, and international associations tend to be
registered – that is, formal – organizations, their member
organizations are often unregistered or informal.
A related issue for the international labor movement is
that many of the organizations of informal workers, whether registered or not, are not trade unions: they might be
worker cooperatives, producer groups, issue-based organizations, or locality-based associations. However, like trade
unions, many of them are membership-based organizations (with elected leaders) and engage in collective
bargaining. Moreover, some of the membership-based
organizations of informal workers are registered as trade
unions but are not recognized by the formal labor movement. This was the case for many years of SEWA.
Registered in 1972 as a trade union, SEWA did not gain
formal recognition by the national and international labor
movement for over 30 years.
Key Issues and Future Directions
The recent renewal of interest in the informal economy
stems from the recognition that the informal economy is
growing and represents a feature of modern capitalist
development, not just traditional economies. Given its
size, significance, and permanence, several dimensions of
the informal economy in today’s global economy need
further conceptualization and empirical analysis. First,
the segmentation within the informal economy by employment status, sex, and other variables needs further
analysis, including differences in average earnings, poverty risk, and other characteristics associated with different
segments. Second, the continuum of employment relations between pure ‘‘formal’’ relations (i.e., regulated
and protected) at one pole and pure ‘‘informal’’ relations
(i.e., unregulated and unprotected) at the other, with
many categories in between, needs further analysis. Also,
the linkages between units and workers along this continuum need to be better understood. Finally, the costs and
benefits of working at different points along this continuum need to be better measured and understood. Mainstream economists – particularly those who subscribe to
the voluntarist school of thought – tend to focus on the
benefits of working informally to the relative neglect of
the costs of doing so. However, recent studies have shown
that there are often substantial costs – many of which
remain ‘‘hidden’’ – associated with working informally.
The new interest in member-based organizations of
informal workers stems from two global trends: the
growing number and share of workers that are engaged
informally, and the declining number and share of workers that belong to formal trade unions. Some observers
believe that the future of the international labor movement lies in being able to organize informal workers and
Information Technology/Internet
joining forces with existing organizations of informal
workers. Given the size and significance of the global
informal workforce, it is important to understand the
structure, strategies, and effectiveness of the growing
movement of informal worker organizations. What
structures and strategies characterize the MBOs of informal workers? What policies and institutions do they seek
to influence? What factors account for their success or
failure? What are challenges do they face? How can
policy best help them?
A related issue is the respective roles and relationships
in addressing poverty, inequality, and other social issues
of (a) membership-based organizations of the working poor in the informal economy compared to membership-based organizations of the poor more generally;
(b) membership-based organizations of informal workers
compared to formal trade unions that directly organize
informal workers; and (c) membership-based organizations of the working poor or of the poor more generally
and non-governmental organizations that are not membership-based but work with the working poor or the
poor more generally. Most importantly, as some observers
would suggest, are membership-based organizations of
the working poor or the poor in general central to achieving equitable growth and poverty reduction?
Finally, it is important in an increasingly complex
world to question the usefulness of the formal–informal
dichotomy in the realm of either the economy or institutional arrangements. However, as long as the policy
and regulatory environment is constructed around the
notion that some economic activities, enterprises, workers,
and organizations are formal while others are not, the
dichotomy construct will prove to be useful. Moreover,
the solution to the dichotomy – constructed or real –
may not be to formalize all economic activities, enterprises,
workers, and organizations: especially if formalization
means adhering to regulations that were constructed
around the notion of a dualistic economy. What is needed
in a complex world in which most economic activities,
enterprises, workers, and organizations fall along a continuum between formality and informality is a complete
rethinking of theoretical models as well as policy and
regulatory regimes to take into account and encompass
the complexity and hybrid nature of the economy and
institutional arrangements in the early twenty-first century.
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References/Further Readings
Chen, M. A., Vanek, J., Lund, F., Heintz, J., Jhabvala, R., & Bonner, C.
(2005). Progress of the world’s women 2005: Women, work, and poverty. New York: UNIFEM.
Chen, M. A., Jhabvala, R., Kanbur, K., & Richards, C. (2007). Membershipbased organizations of the poor. London/New York: Routledge.
de Soto, H. (1989). The other path: The economic answer to terrorism. New
York: Harper Collins.
Guha-Khasnobis, B., Kanbur, K., & Ostrom, E. (2006). Linking the formal
and informal economy: Concepts and policies. New York/Oxford:
Oxford University Press.
International Labour Office. (1972). Employment, incomes and equality:
A strategy for increasing productive employment in Kenya. Geneva:
International Labour Office.
International Labour Office. (2002). Women and men in the informal
economy: A statistical picture. Geneva: International Labour Office.
Available online at: http://www.ilo.org/public/english/ employment/
gems/download/women.pdf.
Maloney, W. F. (2004). Informality revisited. World Development, 7, 1–20.
Moser, C. N. (1978). Informal sector or petty commodity production:
Dualism or independence in urban development. World Development, 6, 1041–1064.
Portes, A. (1994). The informal economy and its paradoxes. In N. Smelser &
R. Swedberg (Eds.), The handbook of economic sociology. Princeton,
NJ: Princeton University Press.
Tokman, V. (1978). An exploration into the nature of the informalformal sector relationship. World Development, 6, 1065–1075.
Information Technology/Internet
PAUL-BRIAN MCINERNEY
University of Illinois at Chicago, Chicago, IL, USA
Introduction
Over the past decade, the Internet has evolved rapidly into
a worldwide communications medium. Consisting of
many technologies, the Internet provides people and
organizations with the ability to create, deliver, and consume multimedia content. Yet, the growth of the Internet
has been exponential and uneven. From its humble beginnings as an experiment in data sharing, the Internet has
exploded into a cacophony of messages from commerce,
government, and civil society interests. As such, the Internet affords many opportunities for and threats to civil
society.
Cross-References
▶ Cooperatives and Employee Ownership
▶ Labor Movements/Labor Unions
▶ Membership and Membership Associations
▶ Self-Employed Women’s Association (SEWA)
853
Definition
Information technologies are hardware and software
designed to collect, process, and store digital data. Information technology takes various forms from databases
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Information Technology/Internet
and communications software to computer networks
and Personal Digital Assistants. The Internet is a
widely distributed network of computer servers, which
allow users to communicate and exchange data. The
Internet is the infrastructure for information and
communications technologies such as the World Wide
Web and email.
Historical Background
The Internet grew out of the Advanced Research Projects
Agency (ARPA), formed during the early stages of the
Cold War by the United States government. (Abbate
[1999]; Hafner and Lyon [1996] provide more complete
histories of the Internet.) ARPA contracted with private
and university researchers to build a robust telecommunications infrastructure that could withstand devastating
damage in the event of nuclear war. The result of their
efforts was the Internet, a widely distributed computer
network. The Internet was an innovation over previous
computer networks because of its use of packet-switching.
Packet switching separates data into discrete ‘‘packets’’ at
the source, sending them across a distributed network.
Packets are routed along the way by electronic ‘‘switches’’
and reassembled at the destination. Packet switching adds
robustness to the computer network by allowing packets
to travel on the fastest (though not necessarily the shortest) routes across the network, bypassing nodes that are
busy or incapacitated.
Because it used public funds, the protocols developed
for the ARPA project that led to the Internet were public
domain, i.e., open to anyone to modify and improve.
Many university researchers contributed code to the project. In exchange, their universities were granted network
nodes for participating in the project. Academic researchers used the newly formed computer network to share
data, access to mainframe computers, and collaborate on
scientific research. The early use of the Internet endowed
the technology with an ethos of openness and freedom.
Such an ethos dominated the Internet until the 1990s,
when commercial interests began exploiting the technological infrastructure for profit.
However, even as commercial interests began to dominate the Internet, the hardware and software necessary
to use the technology became available to more civil
society organizations. In the 1980s, the nonprofit Institute
for Global Communications (IGC) made Internet technologies available to progressive groups throughout the
United States, expanding to Great Britain by the end of
the decade. Through affiliated projects, IGC has helped
nongovernmental organizations around the world gain
access to the Internet, reaching 130 countries by the
mid-1990s. As a result, the Internet has proven a powerful
communications medium for civil society organizations
around the world.
Key Issues
Studies about the Internet and civil society highlight the
potential of the Internet for expression and mobilization,
but highlight several key issues (for a full review, see
DiMaggio et al., 2001). The most significant issue identified in the literature is structural inequality regarding
access to and use of the Internet, known as the digital
divide. Other important issues concerning civil society
use of the Internet include public deliberation and discourse, privacy, and the effects of the Internet on organizational form.
Structural Inequality and the Internet
The National Telecommunications and Information Administration (1999) first identified a ‘‘Digital Divide’’ in
the United States in the late 1990s. The digital divide
refers to the structural inequality that prevents disenfranchised populations from accessing and effectively using
the Internet. DiMaggio et al. (2004) have found that the
digital divide is a multidimensional problem consisting of
access, knowledge, and motivation. Van Dijk (2006) notes
that as Internet penetration improves in developing
countries, age and education become the leading determinants of Internet use, with younger and more educated
populations being more likely to use the Internet effectively. The Pew Internet and American Life Project found
that 73% of Americans had access to the Internet (Madden, 2006). The same study found that only 29% of
people with less than a high school diploma go online
while 89% of people with college degrees do so. Only 26%
of Americans over 65 go online, compared to 84% of 18–
29 year-olds.
While access issues are becoming less problematic in
the United States, they remain troublesome globally. Even
in China, where over 137 million people use the Internet,
penetration is estimated at only 10% of the population
(Fallows, 2007). China’s digital divide resembles that of
the United States, with the additional dimension of a
rural/urban split. Such a pattern is found throughout
the developing world. Norris (2001) provides the most
comprehensive study of the global digital divide to date.
She suggests ‘‘human capital,’’ defined as individual skills
and capacity gained through education, is the most
significant predictor of Internet use worldwide.
Similarly, civil society organizations face an ‘‘Organizational Divide’’ regarding their access and use of the
Internet. Kirschembaum and Kunamneni (2001) first
Information Technology/Internet
recognized that nonprofit and grassroots organizations
lacked access to the Internet and the expertise to use it.
Corder (2001) compared nonprofit organizations with
public sector agencies to find that the former lagged
behind the latter, which made interactions and partnerships between them difficult, especially when it comes to
sharing information. However, more recent surveys have
painted a more complex and nuanced picture of civil
society organizations’ use of information technologies.
Princeton Survey Research Associates (2001) finds that
while most of the nonprofit organizations surveyed had
access to the Internet, only half had Websites, most of
which were large organizations. Surveying nonprofit
organizations in New York City, Seley and Wolpert
(2002) find that most have access to the Internet, but
that information technologies are often underutilized.
Their study finds that a lack of expertise and funding for
training as the dominant reasons nonprofit organizations
do not take fuller advantage of information technologies.
Forster (2003) finds the organizational divide in terms of
access had been largely overcome and that most of their
staffs were using the Internet, but that nonprofit organizations surveyed desired more training to take advantage
of information technologies. In an early study on nonprofit organizations’ use of the Internet, McNutt and
Boland (1999) found that while many nonprofit organizations were using the Internet for advocacy, those surveyed reported expertise was the most important factor in
determining their use of the Internet. Similarly, Robertson
(2001) explains that foundation funding for information
technology investments, in terms of both computers and
training, are the primary reason that nonprofit organizations are not using the Internet and implementing more
interactive Web content effectively.
I
communities afford the types of interactions necessary
for actors to organize for social change while ‘‘virtual’’
communities often splinter people into ever smaller factions, leaving them communicating only with those with
whom they already agree. Similarly, Van Alstyne and Brynjolfsson (1996) argue that unfettered virtuality can lead to
a ‘‘cyberbalkanization.’’ Putnam (2000) also warns of the
overly-individualizing effects of the Internet and its ability
to undermine the production of social capital. Few empirical studies have been done to assess the ‘‘real’’ community-building potential of the Internet. However, in a
unique natural experiment, Hampton and Wellman
(2003) test the propinquity thesis and find that virtuality
enhances real community: neighbors with virtual ties are
more likely to have and enact real ties.
The Internet also allows civil society organizations to
create and maintain ties and collective identities among
activists as well as mobilize constituents. Diani (2000)
shows that while the Internet is not effective for creating
new ties, it effectively reinforces existing ties and mobilizes networks of activists. Haenfler (2004) shows how the
Internet helps maintain activists’ collective identities in
distributed social movements, which is necessary for mobilization. Smith (2001) provides strong evidence that the
Internet helps activists mobilize global networks, vastly
facilitating transnational movements. Her research focuses on how activists used the Internet to protest the 1999
World Trade Organization talks in Seattle. Since then,
activists have used the Internet to organize protests worldwide. McInerney and Berman (2003) assembled a database of transnational civil society organizations using the
Internet to mobilize against the First Iraq War, which
shows the breadth of activism online.
Privacy
Public Deliberation and Discourse
The Internet’s ethos of openness provides civil society
actors with the ability to communicate directly with constituents. As the technologies of online publishing grow
easier to use and affordable web design and communications tools become more widely available, more people
and groups have the opportunity to voice their opinions.
The result aligns with recent trends toward segmentation
in society. Wellman (1997) shows how communities of
interest displace geographical communities, enabling people to find others who share their political disposition and
social likeness and allowing them to organize online.
Similarly, Wellman and Gulia (1999) claim that electronic
networks create virtual communities with real social
effects. However, Calhoun (1998) warns against equating virtual and geographical communities: ‘‘real’’
The literature on privacy and the Internet presents
stark warnings for civil society. In particular, Naughton
(2001) describes civil society use of privacy protections
through such technologies as encryption, but offers stark
warnings about government restrictions on private use of
encryption software. Dennis (2007) and others provide
empirical evidence of China’s disregard for individual
privacy online in the government’s quest to suppress
oppositional voices. China and similar government
control of the Internet poses threats to freedom as well
as privacy. Similarly, the dominance of commercial
interests online undermine the ability of civil society
organizations to freely express their interests and concerns. These trends lead Baird (2002) to call for new
forms of governance if the Internet is to remain a domain
of public expression.
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Changing Organizational Structure of Civil Society
Organizations
Fulk and DeSanctis (1995) explain that communications
technology and organizational form are interdependent:
decentralized technologies shape decentralized organizations. The Internet changes the form of civil society organizations. Earl and Schussman (2003) find that social
movement organizations that implement Internet technologies become, on the whole, more decentralized and deliberative. Saidel and Cour (2003) find that nonprofit
organizations also witness internal reorganization when
they implement Internet technologies, especially regarding
their administrative tasks and staff. However, staff at these
formal organizations reported feeling their jobs were becoming more technical and therefore distanced from the service
missions of the organization. Berlinger and Te’eni (1999)
report similar tensions between technical and missionbased directives in their study of leaders of religious congregations. The research thus points to differential outcomes
for formal and informal organizations that use the Internet,
but more research is necessary to draw conclusions.
Ebrahim (2003) finds that the structure of interorganizational relations shifts as NGOs and their funders
engage in power struggles mediated by information
needs and flows facilitated by information technologies.
Similarly, Burt and Taylor (2003) find NGOs using information technologies strategically when communicating
with other civil society actors, but that such use reflects
the values of the organizations. Bach and Stark (2004)
explain the ways that civil society organizations have
coevolved with the Internet. Examining the case of Eastern
European NGOs, the authors show how the decentralized, collaborative nature of the Internet has led to
more decentralized and collaborative civil society organizations. As Bach and Stark (2002) note elsewhere, civil
society organizations also become knowledge communities, interacting with one another, their host nations,
and the world.
While highlighting the potential, empirical research
about Internet and information technologies remains ambivalent about the ability of these technologies to enhance
or contribute to a healthy civil society. Levine (2004)
warns that the digital divide, commercialization, and privacy will have to be addressed if the Internet is to enhance
people’s abilities to effectively contribute to civil society.
Becker and Wehner (2001) argue that the Internet
strengthens civil society groups because it give voice to
those without access to mass media. Castells et al. (2006)
provide evidence that the Internet transforms civil society
by allowing people to distribute information more freely,
thus increasing the autonomy of civil society groups.
International Perspectives
Despite the entry of commercial actors into the space, the
technological infrastructure along with the pervasive ethos
of openness and freedom affords great opportunities for
civil society organizations across the world. The literature
about civil society organizations using the Internet
and information technology is replete with examples of
successful global information campaigns. For example,
Martinez-Torres (2001) provides an in-depth case study
of how the Zapatistas exploited the potential of the Internet to access the global stage. Electronic communiques
circulated by the movement reached people all over the
world, who put pressure on Mexico, eventually leading to
concessions with the Mexican government. Naughton
(2001) provides several more cases, explaining how the
Internet and civil society align with a libertarian ethos.
However, Naughton warns that commercial intrusion and
government control infringe on civil society’s use of the
Internet and threatens freedom online and off. Castells
(1997) demonstrates how the Internet empowers civil
society actors independent of their goals or ideas of progress. Thus, human rights groups and hate groups come to
have equal voices online.
One under-examined barrier to global civil society’s
use of the Internet is the dominance of the English language. Much of what is published online is in English,
preventing non-English speakers from reading such materials and contributing to the global dialog. The extent of
this barrier has been covered by journalists, but its depth
and impact have yet to be studied systematically.
Future Directions
There remains much work to do regarding the Internet and
civil society. The Internet is constantly evolving. Advances
and innovations take place regularly and spread rapidly.
While many individual users take advantage of these
changes, civil society organizations are generally slow to
adopt new technologies. Research is needed to determine
why this is the case and what it means for the future of civil
society. While some studies point to a lack of time, money,
and expertise as barriers to technology adoption among
nonprofits, newer technologies are less expensive and easier
to adopt. Many of the studies noted above were conducted in
the late 1990s and early 2000s, when the Internet penetration
was much lower, but growing rapidly. More recent technologies, including the Web 2.0, RSS (Rich Site Summary or
Really Simple Syndication) feeds, Wikis, podcasting, tagging,
social bookmarking, blogs, social networking, and the increase in user-developed multimedia content (such as pictures and video on websites like Flickr and YouTube) are
radically transforming the Internet and its potential uses for
Information Technology/Internet
civil society. These newer Internet technologies have already
played a role in changing the fortunes of politicians in the
United States and abroad and may provide civil society
actors with more immediate global connections for their
platforms. Beyond these technologies, mobile Internet
devices, such as web-enabled cellular phones show great
promise as organizing tools for individual users and information distribution tools for civil society organizations.
Much of the current research remains speculative: it
explains the potential of Internet technologies for civil
society without empirical data about actual use. As such,
more systematic, empirical research is necessary to explain the recursive relationship between the Internet and
civil society. As Orlikowski (1992) explains, technologies
are reconstituted in use. The Internet changes and is
changed by civil society. Research is needed to uncover
and theorize the structurational processes by which the
Internet and civil society are mutually reconstituted. On
a practical level, scholars also need to conduct more research that helps individual users better access and use the
Internet and informs civil society organizations about how
they might use the Internet more effectively in their work.
Cross-References
▶ Civil Society and Social Capital in China
▶ Civil Society and Social Capital in US and Canada
▶ Civil Society and Social Inequality
▶ Civil Society, Late 20th and 21st Century
▶ Coalitions and Networks
▶ Cyber-Communities
▶ Digital Divide
▶ Dotcauses
▶ Global Civil Society
▶ MoveOn.org
▶ Organizational Forms and Development
▶ Public Sphere
▶ Social Capital
▶ Social Movements
References/Further Readings
Abbate, J. (1999). Inventing the internet. Cambridge, MA: MIT Press.
Associates, Princeton Survey Research. (2001). Wired, willing and ready:
Nonprofit human service organizations’ adoption of information technology. Princeton, NJ: Princeton University.
Bach, J., & Stark, D. (2002). Innovative ambiguities: NGOs use of interactive technology in Eastern Europe. Studies in Comparative International Development, 37, 3–25.
Bach, J., & Stark, D. (2004). Link, search, interact: The co-evolution of
NGOs and interactive technology. Theory, Culture & Society, 21,
101–117.
Baird, Z. (2002). Governing the internet: Engaging government, business,
and nonprofits. Foreign Affairs, 81, 15–20.
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Becker, B., & Wehner, J. (2001). Electronic networks and civil society
reflections on structural changes in the public sphere. In C. Ess &
F. Sudweeks (Eds.), Culture, technology, communications: Towards
and intercultural global village (pp. 67–85). Albany, NY: State
University of New York Press.
Berlinger, L. R., & Te’eni, D. (1999). Leaders’ attitudes and computer use
in religious congregations. Nonprofit Management and Leadership, 9,
399–412.
Burt, E., & Taylor, J. (2003). New technologies, embedded values, and
strategic change: Evidence from the U.K. voluntary sector. Nonprofit
and Voluntary Sector Quarterly, 32, 115–127.
Calhoun, C. (1998). Community without propinquity revisited: Communications technology and the transformation of the public
sphere. Sociological Inquiry, 68, 373–397.
Castells, M. (1997). The power of identity. Malden, MA: Blackwell.
Castells, M., Fernandez-Ardevol, M., Qui, J., & Sey, A. (2006). Electronic
communication and socio-political mobilization: A new form of
civil society. In M. Glasius, M. Kaldor, & H. Anheier (Eds.), Global
civil society 2005/06 (pp. 266–285). Thousand Oaks, CA: Sage.
Corder, K. (2001). Acquiring new technology: Comparing nonprofit and
public sector agencies. Administration and Society, 33, 194–219.
Dennis, K. (2007). Technologies of civil society: Communication, participation, and mobilization. Innovation, 20, 19–34.
Diani, M. (2000). Social movement networks virtual and real. Information Communication & Society, 3, 386–401.
DiMaggio, P., Hargitta, E., Celeste, C., & Shafer, S. (2004). Digital inequality: From unequal access to differentiated use. In K. Neckerman
(Ed.), Social inequality (pp. 355–400). New York: Russell Sage
Foundation.
DiMaggio, P., Hargittai, E., Neuman, W. R., & Robinson, J. P. (2001).
Social implications of the internet. Annual Review of Sociology, 27,
307–336.
Earl, J., & Schussman, A. (2003). The new site of activism: On-line
organizations, movement entrepreneurs, and the changing location
of social movement decision making. Research in Social Movements,
Conflicts and Change, 24, 155–187.
Ebrahim, A. (2003). NGOs and organizational change: Discourse, reporting
and learning. Cambridge: Cambridge University Press.
Fallows, D. (2007). China’s online population explosion: What it may mean
for the internet globally and for US users. Washington, DC: Pew
Internet and American Life Project.
Forster, J. J. (2003). Revolution or evolution?: A longitudinal study of
technology use by nonprofit organizations 2000–2002. Pittsburgh, PA:
Bayer Center for Nonprofit Management, Robert Morris University.
Fulk, J., & DeSanctis, G. (1995). Electronic communication and changing
organizational forms. Organization Science, 6, 337–349.
Haenfler, R. (2004). Collective identity in the straight edge movement:
How diffuse movements foster commitment, encourage individualized participation, and promote cultural change. The Sociological
Quarterly, 45, 785–805.
Hafner, K., & Lyon, M. (1996). Where wizards stay up late: The origins of
the Internet. New York: Touchstone.
Hampton, K., & Wellman, B. (2003). Neighboring in Netville: How the
internet supports community and social capital in a wired suburb.
City & Community, 2, 277–311.
Kirschenbaum, J., & Kunamneni, R. (2001). Bridging the organizational
divide: Toward a comprehensive approach to the digital divide.
Oakland, CA: PolicyLink.
Levine, P. (2004). The internet and civil society. In V. V. Gehring (Ed.),
The internet and public life (pp. 79–99). New York: Rowman &
Littlefield.
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Madden, M. (2006). Internet penetration and impact. Washington, DC:
Pew Charitable Trust.
Martinez-Torres, M. E. (2001). Civil society, the Internet, and the Zapatistas. Peace Review, 13, 347–355.
McInerney, P.-B., & Berman, D. (2003). IT and activism around the war in
Iraq. New York: Social Science Research Council.
McNutt, J. G., & Boland, M. (1999). Electronic advocacy by nonprofit
organizations in social welfare policy. Nonprofit and Voluntary Sector
Quarterly, 28, 432–451.
Naughton, J. (2001). Contested space: The internet and global civil
society. In H. Anheier, M. Glasius, & M. Kaldor (Eds.), Global Civil
Society Yearbook 2001 (pp. 147–168). Oxford: Oxford University
Press.
Norris, P. (2001). Digital divide: Civic engagement, information poverty,
and the internet worldwide. New York: Cambridge University Press.
National Telecommunications and Information Administration (NTIA).
(1999). Falling through the net: Defining the digital divide. Washington,
DC: Department of Commerce.
Orlikowski, W. (1992). The duality of technology: Rethinking the concept
of technology in organizations. Organization Science, 3, 398–427.
Putnam, R. D. (2000). Bowling alone: The collapse and revival of American
community. New York: Simon & Schuster.
Robertson, B. (2001). Beyond access: A foundation guide to ending the
organizational divide. Washington, DC: National Committee on
Responsive Philanthropy.
Saidel, J. R., & Cour, S. (2003). Information technology and the voluntary
sector workplace. Nonprofit and Voluntary Sector Quarterly, 32, 5–24.
Seley, J. E., & Wolpert, J. (2002). New York city’s nonprofit sector.
New York: The New York City Nonprofits Project.
Smith, J. (2001). Globalizing resistance: The battle of Seattle and the
future of social movements. Mobilization: An International Journal,
6, 1–19.
Van Alstyne, M., & Brynjolfsson, E. (1996). Electronic communities: Global villages or cyberbalkans. Paper presented at the 17th Annual
International Conference on Information Systems, Cleveland, OH.
van Dijk, J. A. G. M. (2006). Digital divide research, achievements and
shortcomings. Poetics, 34, 221–235.
Wellman, B. (1997). An electronic group is virtually a social network. In
S. Kiesler (Ed.), Culture of the internet (pp. 179–208). Mahwah, NJ:
Erlbaum.
Wellman, B., & Gulia, M. (1999). Virtual communities as communities:
Net surfers don’t ride alone. In M. A. Smith & P. Kollock (Eds.),
Communities in cyberspace (pp. 167–194). New York: Routledge.
INGOs
STEPHEN COMMINS
UCLA, Los Angeles, CA, USA
Introduction
International Nongovernmental Organizations (INGOs)
are nonprofit organizations that provide various types of
services in low and lower-middle income countries. These
organizations are ‘‘international’’ because they raise funds
in developed countries and utilize these funds in other
countries.
They operate in a variety of sectors: economic
development; humanitarian emergency; environmental;
human rights. For the purpose of this entry, INGOs will
be confined to economic development and humanitarian
emergencies, as these are the sectors where the term INGO
is most frequently used.
Definition
The term ‘‘Nongovernmental Organization,’’ as opposed
to charity or voluntary association, has its origins in the
evolution of the United Nations system and the definition
of roles of state and nonstate actors. In some ways, the
term ‘‘nongovernmental’’ is so broad as to be meaningless
(is a table, a ‘‘non-water’’ object?) yet it has become the
common terminology of international development.
NGOs are not part of any agency of government, whether national, regional, or local, and are thus distinct from
government organized and managed NGOs (GONGOs).
International NGOs are NGOs that receive funds in more
than one country (i.e., United Kingdom, Sweden, Canada,
etc.) and either fund or directly manage programs in several
other low and lower middle income countries.
Historical Background
All of the organizations described as INGO were founded
after 1900 and before 1955, with the oldest being Save the
Children-UK (part of the International Save the Children
Alliance), which was founded in 1919. The largest INGOs
all emerged in response to situations of conflict (Save the
Children, World War I; PLAN International, Spanish Civil
War; Oxfam, World War II; CARE, World War II; World
Vision International, Korean War). Other INGOs include
Medécins Sans Frontières, ActionAid, and Christian Children’s Fund, and comparable INGOs in human rights are
Amnesty International and in environmental issues, WWF.
Over several decades of organizational evolution, these
NGOs moved from a sole focus on emergencies to welfare
models to various forms of what were termed community
development. The community development emphasis
generally has sought to reduce poverty through various
mechanisms, but in practice the main NGOs have operated in a service delivery approach. INGOs are mission
driven, their work based on particular founding principles or values, which have evolved over decades. Both
the operational and governance structures of INGOs are
highly diverse, ranging from somewhat centralized (PLAN
and World Vision) management and operation systems, to
more federal to loosely affiliated (Save the Children and
Oxfam).
INGOs
Up until the mid-1980s, INGOs were relatively small
players in the global aid scene. They experienced rapid
expansion after the 1980s, as they were the ‘‘favored child’’
of donor agencies. They were supposed to be able to work
closer to the grassroots, with less overhead and less politicized assistance. By the mid-1990s, an alternative view
had emerged, with increasing criticism from civil society
organizations in developing countries, from researchers
and from within the INGOs themselves.
The major change for INGOs in terms of growth and
thus changes in operational structure came through their
growth in the past two decades, as they received more
public and private funding. Both OECD bilateral agencies
and multilateral agencies identified certain attributes of
NGOs that include the major INGOs. The shift to funding
INGOs began with the goal of increasing local ownership
of programs and outcomes. This eventually led to the
counter criticism that INGOs were more donor driven
than community focused and it is a criticism that pushed
many INGOs to adjust their roles and relationships with
local NGOs to promote increasing ownership of development processes.
INGOs were assumed to be effective at improving
design, execution, and outputs of development objectives
and bringing community knowledge and innovation in
many program areas. They were also seen as strengthening
engagement between decision makers and communities,
building space for participatory development, complementing the role of the state and the market, and also
acting as partners in humanitarian interventions.
Thus, beginning the 1980s, public sector donors
increasingly designated a higher proportion of their
funds to be spent through INGOs and Southern NGOs
(SNGOs), believing they were more flexible, focused,
community-based, and efficient. At first, most bilateral
donors provided funding through ‘‘their’’ NGOs, in other
words AUSAID provided funds through Australian
NGOs, DFID through UK NGOs, etc. Over the 1990s,
these donors began to shift their support directly to
SNGOs and donors have challenged the role of international NGOs (INGOs). The donor model has been changing, with more direct funding of Southern NGOs, rather
than those Southern NGOs that are branches of or mirror
images of INGOs, or formed only to access funding.
Key Issues
INGO Operations
Even as INGOs work to improve their relationships with
local organizations, they also struggle with the challenge
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of management from a long distance. Every INGO has
invested time and resources, and reinvented their systems,
in order to try to improve communication and coordination between global headquarters and national offices, as
well as front line program staff. A basic organizational
system drives the demand for information, which means
that field staff send their reports to national offices and
global headquarters, which are then reviewed internally
and transmitted to donors.
This is the aspect of the information sharing learning
model most commonly carried out in INGOs. However,
when information dissemination stops at this point, a
crucial opportunity for additional learning is missed. If
the global office collects field reports, reviews, and compiles the material for ‘‘best practices,’’ and then provides it
to the field offices, valuable data can be transformed into
immediately useful knowledge. Field staff can also benefit
from generating the primary reports, reading the compiled headquarters reports, and responding to any perceived inaccuracies or discrepancies.
The most commonly reported concern from field
offices is the unresponsiveness of headquarters to their
needs, the flip side of the concerns from their global
offices. While requiring field reports, global headquarters
staff have challenges in sharing back to field offices their
own work and global systems overview. This makes it
difficult to establish dual accountability and an effective
information system. No INGO would claim to have resolved the challenge, which remains complicated by distance, size, and diverse operating environments.
External Relations
INGOs by their size and spread must manage a complex
set of relationships with OECD government donors that
provide funding for general support, for general programs
and for specific projects. These relationships tend to result
in INGOs developing their own internal expertise for
bidding for and managing government and multilateral
(such as UNDP or World Food Programme) contracts.
Along with their relationship with OECD government
donors and multilateral organizations, INGOs also must
work with ‘‘host’’ governments in each country where
they work. This often involves dealing with increasingly
complicated government/NGO relations. Over the past
two decades, most developing country governments
have established more stringent and systematic regulations for INGOs. This relates back to the issues of relations between global headquarters and country field staff,
and the tasks involved in management ‘‘at a distance.’’
Though international charities have a history over
centuries of various international programming, the
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specific identity and relationships between INGOs, governments or international diplomacy emerged primarily
after World War II. INGOs received the acknowledgement
of their voice at the United Nations during the development of UN agreements in 1943 and 1944. The access of
NGOs was outlined in Article 71 of the UN Charter and
affirmed by many subsequent decisions. By 2000, about
2,500 NGOs had consultative status with the United Nation and many thousands more had official arrangements
with other organs in the UN system and other intergovernmental bodies. INGOs and NGO coalitions have been
the most visible manifestation of the global engagement
of INGOs that has expanded significantly since 1990.
The various UN summits in the 1990s highlighted the
arrival of global civil society and the active presence of
a vast array of NGOs, but also illustrated some of the
tensions over the resources and voice of the large INGOs.
The Earth Summit in Rio in 1992 set the pace for intense
NGO participation in world conferences, with 17,000
NGO representatives participating in the NGO parallel
forum and 1,400 directly involved in the intergovernmental negotiations. NGOs helped make the conference a
success, claimed an important place in the conference
declaration and played a key role in developing postconference institutions, like the Commission on Sustainable
Development. Three years later, the Fourth World Conference on Women in September 1995 attracted an estimated 35,000 civil society representatives to Beijing to
the parallel forum and over 2,500 to the intergovernmental negotiations. Other events such as the World Summit
on Social Development, the World Conference on
Human Rights and the International Conference on Population and Development all were venues where INGOs
were part of a large collection of diverse civic society
representatives.
INGOs discovered that they were most effective at
influencing policies when they were part of larger policy
coalitions, sharing different strengths and resources, and
seeking to align their advocacy efforts. INGOs are often
key players in various civil society networks on international economic policies, which provide a forum for
diverse voices and views to come together. These platforms range from civil society coalitions on specific issues
to civil society forums at are linked to international
conferences and negotiations. At the same time, serious
tensions arose about who ‘‘speaks’’ for civil society at the
global level.
An example of some of the tensions facing INGOs
in their relation with ‘‘global civil society’’ can be found in
the World Social Forum which began as a countermovement to the World Economic Forum, and the internal
debates within the WSF highlighted how many individuals and organizations in the ‘‘global South’’ are skeptical of INGOs. They frequently criticized the INGOs
are lacking a coherent alternative vision. The tension
between system maintainers, system reformers and system
transformers becomes especially sharp in regards to the
WSF, relations with the World Bank and IMF, and countervailing visions. The WSF experience has illustrated the
difficulties in establishing an effective civil society infrastructure that allows diverse groups to participate effectively in the different forums. Over the next decade,
INGOs and their participation in different networks will
remain one of the interesting forums for internal civil
society debates on who speaks for whom.
Along with the challenges of defining their place
within civil society at the global level, INGOs face
equally complex challenges with civil society in local contexts. INGOs programmatically must manage a range of
complex upwards and downwards relationships, INGOs
have to manage multiple accountabilities, to donors and
beneficiaries – and there are increasing demands towards
‘‘downward accountability.’’
In their public statements and mission, INGOs see
their primary responsibility is to the populations they
serve. Yet, of necessity, INGOs must also respond to and
be attuned to the expectations of the donors who make
their work possible. The relationship between INGOs and
local organizations are complex in ways that require
attention and astute responses. NGOs experience tensions
over the use of funds and program priorities, as well as the
problem of subcontracting. INGOs, in particular in emergency relief situations, often operate as implicit or explicit
subcontractors for multilateral and bilateral donors.
When they begin to work with local NGOs or grassroots
organizations, there is a danger that due to pressures of
time and the larger operational structure within which
they must function, the relationship will be established on
a contractual basis for solely instrumental purposes.
A further risk is that the pressure to ‘‘go operational’’
will reduce the ability of international NGOs to assess
their potential counterparts.
In recent years, donors have become increasingly
more active in placing restrictions on the use of their
funds. So there may be substantial pressure to utilize
funds quickly or in ways that may not serve the best
interests of the disaster victims. All of these factors create
conflict within an INGO because those who receive the
goods and services are not the ones who pay for them,
which raises up issues of accountability by INGOs.
Accountability is a process by which INGOs and their
leaders provide information about their programs and the
INGOs
justification for how they spend their resources. It provides or should provide a mechanism towards building
relations with local communities in ways in which they
can access INGO decision-making, make complaints or
criticisms, and request changes in programming and staff.
In theory, the ways in which INGOs describe working
with local partners and INGO partnership language is
about accountability.
While INGOs have all adopted the language of partnership, INGOs remain the keeper of the funds, and this
has led to increased criticism of their distance from
the communities. Many civil society organizations will
express discomfort with mismatch between the resources
and relative political immunity of INGOs compared to
their own poorly resourced offices and the political risk
they experience as local organizations. This mismatch
may not surprise or trouble them because they recognize
that it is ‘‘their war’’ or ‘‘their disaster’’ but INGO power
and influence can lead to other asymmetries in the development of civil society. As grant-givers, the wealth of
international NGOs can begin to control local civil society
by dictating its shape and priorities. Indeed, some INGO
leaders are pondering whether they should restructure
some of their systems so that they are more transparently
‘‘donors’’ rather than ‘‘partners,’’ especially as the INGOs
continue to seek new models for both their humanitarian
and community development work.
INGO Programs
INGOs are best known by their programs in both humanitarian and community development, and these programs
define them in ways that are often difficult to see from
a global level. The area of programming under ‘‘humanitarian’’ operations involves the response to natural disasters, both sudden onset (floods, cyclones, earthquakes)
and slow onset (famines), and to conflict. INGOs have
achieved their greatest international visibility in responding to sudden onset disasters such as the Asian Tsunami or
Hurricane Mitch, to famines such as Ethiopian famine of
1984, and to conflicts, particularly internal wars such as
Sudan, Somalia, or Bosnia.
Two notable changes have occurred within INGOs in
the past decade. One involves a deliberate effort to shift
some programming from disaster response to disaster risk
reduction, and the other involves more attention to the
underlying nature of conflicts and avoiding negative
impacts from aid programs (under the rubric of ‘‘do
no harm’’).
The goal of disaster risk reduction is to lessen poor
communities’ vulnerability by increasing their capacities
to prepare for, to cope with and to mitigate the adverse
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effects of disasters. Aware and organized communities can
work with local government to implement policies and
programs recognizing people’s needs and interests and
promoting a safer environment
The place of risk reduction in the cycle of disaster
management linking preparedness and recovery represents a perennial challenge for the humanitarian system.
Much of what is spent on humanitarian response could, it
is argued, be spent to greater effect in terms of saving lives
and livelihoods through disaster risk reduction measures.
In addition, responses to disasters when they happen
would be better in many ways if people were better
prepared to manage the necessary responses. And there
is a real cycle whereby future risks would be mitigated by
incorporating the concept of risk reduction into the recovery efforts that are in fact a large part of what is done
under the heading of humanitarian action.
At the World Conference on Disaster Reduction in
2005 the ‘‘Hyogo framework’’ was agreed by 168 nations.
The Framework offers guiding principles, priorities for
action, and practical means for achieving disaster resilience for vulnerable communities.
The end of the Cold War was seen as an opportunity
for greater international cooperation, but turned out to be
a time when INGOs faced exceptionally daunting challenges in complex emergencies. While there were many
brutal wars before 1989, and thus there may be a fallacy in
the view that 1989 was the date on which complex humanitarian emergencies increased, it may instead be the case
that the removal of superpower restraints on client states
has also been accompanied by growing awareness of the
spread of such emergencies. These are characterized by
the breakdown of political, economic, and social orders,
and by the targeting of civilian populations for violence.
The cruel realities of recent complex emergencies
can be found in the earlier civil wars in which NGOs
gained important experiences in the 1970s and 1980s.
For example, there were many significant and brutal emergencies before 1989 (such as Afghanistan, Mozambique,
Cambodia, and El Salvador), but these were overshadowed
by the Cold War, and many were somewhat muted by the
actions of different external actors. They share with more
recent crises the character of being political, rather than
natural, emergencies.
The Cold War was a time of vicious, proxy wars, and
while the patrons have been removed, the arms and
sources of conflict have not. The growth of complex
emergencies was illustrated by documented in the
increased number of refugees after 1990, and notably the
growing numbers of internally displaced persons (IDPs),
and the higher proportion of official development
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assistance (ODA) spent on emergency relief. One result of
the recognition of the realities of working in long-term
complex emergencies was the rethinking of the role of
INGOs in these conflicts. The harsh lessons from experiences such as Rwanda, Somalia, and Bosnia point to the
need for INGOs to give serious attention to how they
operate in such contexts.
Humanitarian operations are constantly challenged by
crises that rapidly materialize and quickly change. Consequently, how prepared INGOs are to respond to a crisis
will often mean the difference between survival or death
for those affected. Catalyzed by the serious challenges
presented to humanitarian agencies by back to back
crises in Kosovo, East Timor, Mozambique, and Central
America in the late 1990s, humanitarian organizations
have taken significant steps to improve, systematize, and
professionalize their emergency preparedness over the last
decade. Contingency planning has emerged as a key tool
used by humanitarian practitioners use to ensure they are
as prepared as they can be to respond to the needs to those
affected by natural disasters, conflicts, and other crises
around the world.
INGOs approach to community development has
evolved through various approaches to individual welfare,
social welfare, basic service delivery, and more recently
various models of economic development or community
empowerment, sometimes linked (not always clearly) to
what is termed rights based development. There are wide
spectrums of programs that come under the label ‘‘development’’ or ‘‘community development,’’ both between
INGOs and within INGOs.
Community development as used by INGOs has several meanings, as it is used as an analytic tool, as a
programming tool, as a proxy for sectors such as agricultural development, and for various finance programs.
Community development is sometimes used as a proxy
for pro-poor growth, economic empowerment, and other
phrases that imply that the programs will reduce inequality and improve the overall economic status of poor
households. In the past, INGOs tended to also use the
term to distinguish their programs from market based
economic development that they viewed as having the
potential to increase inequality, at least in the short term.
Whatever their mechanisms for program implementation (i.e., direct program management, funding through
partner agencies) INGOs remain vulnerable to several criticisms. Often, whatever the description, the programs could
be labeled as primarily social welfare models with resource
transfers, not programs directly capable of promoting long
term economic growth and improved livelihoods. Further,
critics argue that INGOs cannot demonstrate consistent
results in terms of improved well-being across a large
number of projects. Internal evaluations in the past few
years have raised troubling questions regarding NGO impact, which parallels European bilateral donor evaluations
in the late 1990s which were unable to find consistent
evidence that INGOs contributed to improved well-being
compared to other aid programs.
While larger INGOs have sought to move from service
delivery to promoting economic development, smaller,
more narrowly focused agencies, such as FINCA and
Opportunity International, or the Grameen Bank, have
established approaches that are built around the utilization of financial instruments that might promote economic growth in low income communities. Partly due
to the alternatives being promoted by other agencies, as
well as the criticisms of their ‘‘welfare’’ system, many of
the larger INGOs have also adopted various approaches
within their larger operations, leading the blossoming of
MED, MFI, Household Economic Security or Livelihoods
Security.
The success of many microfinance, microcredit, or
microenterprise programs has challenged the INGOs to
consider whether and how to change their programmatic
approaches or mix of programs. Currently there is no
common INGO view on the role of the market, the
importance of relative equity, the use of different financial
instruments at different levels of the poverty pyramid,
or the priorities between reducing relative and absolute
poverty. Within INGOs, as well as among researchers,
there is widespread concern over the lack of economic
development expertise within INGOs, common understanding of core issues or agreement on what type of
economic development each INGO is promoting.
Future Directions
This note has identified some of the ongoing challenges for
INGOs, such as management at a distance, relations with
government and funders, accountability with connections
to communities and programming models. Emerging issues
for INGOs that are beginning to gain more attention
include new ways to address urban poverty, climate change,
and security in complex emergencies.
Urban poverty is increasing at a faster rate than rural
poverty, and is receiving less attention, making it a major
future challenge for INGOs which have admittedly
focused their programs and, more importantly, their
program models on rural poverty. Urban contexts are
different from rural contexts with regard to the spatial
concentration of poverty and the number of people at risk
from them. The concentration of hundreds of thousands
or several million people in one geographic area creates
INGOs
particular problems in terms of poverty reduction, social
services and economic development. The dynamics of
poverty will be different, for example, the range of infectious and parasitic diseases that can spread rapidly
amongst concentrated populations due to the close proximity of people, or the potentially dangerous industrial
processes and industrial wastes. In 2008, for the first
time in history, more people are living in cities than in
rural areas, with 90% of slums located in low and lower
middle income countries.
INGOs have begun to give attention to climate change
as a global issue that receives attention for global response
mechanisms, but it is at the community level where the
most significant impacts will be experienced, especially by
poor and highly vulnerable groups. Recent trends have
highlighted the potential severe impact on poor countries
and communities. The majority of large scale disasters are
related to extreme weather events.
Twelve of the last 13 years (1995–2007) rank among
the 12 warmest years (since 1850) in the instrumental
record of global surface temperature. Changes in weather
patterns include a rise in global sea level average, an
increase in precipitation, and an increase in tropical cyclone activity. INGOs are just beginning to address how
they will respond programmatically to reducing climate
risk in their operations.
A distinct but equally daunting challenge has emerged
at the nexus between staff security and the humanitarian
ethos. The humanitarian ethos has been based on the
accepted neutrality of aid personnel, and their ability
to work in situations of conflict with respect from all
warring parties. There is well documented evidence
of the deliberate targeting of humanitarian and United
Nations personnel, including fatality, assault, and armed
robbery, in a number of countries. Most aid worker
victims are deliberately targeted for political and/or
economic purposes, rather than being randomly exposed
to violence. A recent survey showed that politically
motivated incidents have increased by 208% from 1997
to 2005, and between July 2007 and June 2008, the
United Nations Department of Safety and Security
reported 63 deaths of international and national staff of
nongovernmental organizations as a result of deliberate
acts, the highest number of deaths on record for targeted
violence.
Among the key factors in the deterioration in the
security environment of humanitarian workers has been
the increase in predatory warlord type organizations, the
appearance to some military factors of close cooperation
with military and political actors by INGOs, and the
view that INGOs are agents of outside interests. Even in
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the disaster responses, such as the Asian Tsunami, some
ethnic and political factors believed that humanitarian
action has been inextricably associated with states parties,
ethnic, or religious favoritism, or other outside agendas.
INGOs are struggling with how to deal with civil/military
relations, whether with national militaries or UN authorized troops.
Cross-References
▶ Accountability
▶ Action Aid
▶ Amnesty International
▶ CARE
▶ Civil society in Post-Conflict Scenarios
▶ Donor, Donor Intent
▶ Effectiveness and Efficiency
▶ Global Civil Society
▶ GONGOs
▶ Grameen Bank
▶ Intermediary Organizations and Field
▶ Médecins Sans Frontières
▶ NGOs and Humanitarian Assistance
▶ NGOs and International Relations, UN
▶ NGOs and Socioeconomic Development
▶ NGOs and Sustainable Development
▶ Nongovernmental Organizations, Definition and
History
▶ Oxfam
▶ Save the Children
▶ Transnational Forums and Summits
▶ World Social Forum
▶ World Vision
▶ WWF-World Wide Fund for Nature
References/Further Readings
Alnoor, E. (2003). Accountability in practice: Mechanisms for NGOs.
World Development, 31(5), 813–829.
Catherine, A. (June 2006). Trends in government support for NGOs: Is the
golden age behind us? Geneva: UNRISD.
Edwards, M. (1999). NGO performance: What breeds success? New
evidence from South Asia. World Development, 27(2), 361–374.
Fowler, A. (2000). NGO futures: Beyond aid: NGDO values and the
fourth position. Third World Quarterly, 21(4), 589–605.
Hulme, D., & Edwards, M. (Eds.) (1997). Too close for comfort? NGOs,
states and donors. Basingstoke/New York: Macmillan.
Jordan, L., & Tuijl, P. V. (Eds.) (2006). NGO accountability: Politics,
principles and innovations. London: Earthscan.
Koch, D. -J., Dreher, A., Nunnenkamp, P., & Thiele, R. (2008). Keeping
a low profile: What determines the allocation of aid by nongovernmental organizations? World Development, 37, 5.
Lister, S. (2000). Power in partnership? An analysis of an NGO’s relations
with its Partners. Journal of International Development, 12(2),
227–239.
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Logister, L. (2007). Global governance and civil society. Some reflections
on NGO legitimacy. Journal of Global Ethics, 3(2), 165–179.
Mawdsley, E., Townsend, J., & Porter, G. (2005). Trust, accountability and
face-to-face interaction in North-South NGO relations. Development
in Practice, 15(1), 77–82.
Mitlin, D., Hickey, S., & Bebbington, A. (2007). Reclaiming development?
NGOs and the challenge of alternatives. World Development, 35(10),
1699–1720.
Nelson, P. (2000). Heroism and ambiguity: NGO advocacy in international policy. Development in Practice, 10(3 & 4), 478–490.
Ossewaarde, R., Nijhof, A., & Heyse, L. (2008). Dynamics of NGO
legitimacy: How organizing betrays core missions of INGOs. Public
Administration and Development, 28(1), 42–53.
Pearce, J., & Eade, D. (Eds.) (2000). Development, NGOs and civil society.
Oxford: Oxfam/Kumarian.
Salm, J. (1999). Coping with globalization: A profile of the northern NGO
sector. Nonprofit and Voluntary Sector Quarterly, 28(1), 87–103.
Sanyal, P. (2006). Capacity building through partnerships: Intermediary
nongovernmental organizations as local and global actors. Nonprofit
and Voluntary Sector Quarterly, 35(1), 66–82.
Sogge, D. (1996). Compassion and calculation. London: TNI/Pluto Press.
Tvedt, T. (2006). The international aid system and the non-governmental
organizations: A new research agenda. Journal of International
Development, 18, 677–690.
Institut Pasteur
ANAEL LABIGNE, REGINA LIST
Address of Organization
25, rue du Docteur Roux
75724 Paris
France
www.pasteur.fr
Introduction
Founded by renowned French scientist Louis Pasteur and
incorporated as a private foundation headquartered in
Paris, the Institut Pasteur promotes research into infectious and parasitic diseases, as well as the study and
teachings of all aspects of microbiology. It is named after
Louis Pasteur (1822–1895), its founder and first director.
Brief History
Louis Pasteur is known for many scientific accomplishments, including the development of the rabies vaccine,
the process of pasteurization, and more broadly, the field
of microbiology. The Institut Pasteur was founded by
Pasteur in 1887, thanks to international donors willing
to support his efforts to further develop the vaccine
against rabies and conduct research on other infectious
diseases. The Institut opened its doors in November 1888.
Its first teaching course in microbiology was offered by
Emile Roux in 1889.
Mission/Objectives/Focus Areas
According to organizational materials, the overall mission
of the Institut Pasteur is to contribute to the prevention
and treatment of disease. The Institut is guided by a set of
principles that incorporates an original scientific approach, a desire to apply its findings to improve public
health, professional ethics, and an openness to sharing
knowledge broadly.
Research carried out in the field and in the laboratory
at its Paris headquarters and its 30 institutes around the
world focuses on infectious diseases, including influenza,
AIDS, malaria, and the plague. The national institutes
tend to concentrate on those diseases affecting their own
local populations.
Activities
The Institut engages in three main types of activity. Key is
its research in biology, specifically viral, bacterial, and
parasitic deseases. The Institut ensures a linkage between
basic research carried out over the long-term, without
which no fundamental discovery can be made, short-term
projects that take the necessary steps to obtain results, and
rapidly progressing technologies. The Institut also has programs to educate young scientists and trainees from around
the world, most of which are scientists, pharmacists, or
medical doctors. The Institut also promotes public health
more broadly by providing vaccinations, screenings, and
other services at its medical centers.
Structure and Governance
The Institut Pasteur is governed by an independent Board
of Directors and General Assembly. An Executive Board
and President oversees its general operations, while a
Scientific Council composed of a mix of Pasteur researchers and external members oversees its research. Some
2,600 people work on the Institut’s Paris campus.
Funding
The Institut seeks to maintain its autonomy through
increasing commercialization of its research results and
growing sponsorships and major gifts. It derived the majority of its 2007 annual budget of more than €233 million
from private sources, including income from its own
activities, donations, bequests, sponsorships, income on
assets, and reserves. About one quarter of its budget is
covered by government contributions.
Major Accomplishments/Contributions
Research emerging from the Institut Pasteur and its network have impacted the prevention and treatment of
Instituto Ethos de Empresas e Responsabilidade Social
numerous infectious diseases including tuberculosis,
diptheria, and hepatitis, among others. Since 1900, ten
Nobel Prizes have been awarded to researchers at the
Institut Pasteur, most recently the 2008 Nobel Prize in
Medicine to Professors Françoise Barré-Sinoussi and Luc
Montagnier for their discovery of the human immunodeficiency (AIDS) virus in 1983.
The Institut Pasteur has an international network of
institutes, eight have been granted the official status
of regional, national, or international centres by the
World Health Organization.
Cross-References
▶ Philanthropy, Definition of
References/Further Readings
Institut Pasteur. (2007). Une fondation au service de la recherche et de la
santé. Rapport annuell. Paris: Institut Pasteur. Direction de la Communication et du Mécénat.
Vallery-Radot, R. (1960). The life of Pasteur. New York: Dover.
Instituto Ethos de Empresas
e Responsabilidade Social
I
social inequalities still persist, and government initiatives
have failed to reduce unjust conditions. Grajew and the
founding members of the Ethos Institute contend that
private companies must also accept their social responsibility. Having been successful in promoting their purposes
for over a decade, the Ethos Institute has become nationally and internationally recognized.
Mission/Objectives
Dedicated to the reduction of social inequalities, the Ethos
Institute’s main concern is to encourage businesses to
concentrate on social responsibility. In order to concretize
their mission, the Ethos Institute published a six point
plan. First, businesses must understand and incorporate
the concept of progressive socially responsible corporate
behavior. Second, policies and practices must be implemented to meet high ethical standards. Third, companies
must assume responsibility towards all those affected by
these activities, including employees, clients, suppliers, the
community, shareholders, etc. Fourth, businesses must
convince their shareholders of the importance of socially
responsible behavior in the long-term return of their
investments. Fifth, innovative and effective ways of working with the community towards a common state of
well-being must be identified. Lastly, companies must
contribute to sustainable social, economic and environmental development.
MARTIN HÖLZ, CHARLOTTE ANHEIER
Activities
Address of Organization
Rua Dr. Fernandes Coelho, 85, 10 Andar
05423-040, São Paulo
Brazil
www.ethos.org.br
Introduction
Established in São Paulo, Brazil, the Instituto Ethos (Ethos
Institute) is a nongovernmental and nonprofit organization that seeks to strengthen corporate social responsibility (CSR) and sustainable development by offering business
opportunities which establish a commitment to social
activities. Internationally recognized, Ethos Institute has
many partner organizations throughout the world.
Brief History
Led by Oded Grajew, cofounder of the World Social
Forum, a group of businessmen founded the Ethos Institute in February 1998. Grajew, a successful Ashoka fellow
who also established the ABRINQ Foundation, became
the organization’s first president. Although Brazil’s economy is among the top ten largest worldwide, extreme
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The Ethos Institute maintains five basic strategies for fostering corporate social responsibility and sustainable development. First, to strengthen CSR, the Ethos Institute
runs several network programs and media campaigns
(e.g., ‘‘National Week for Citizenship and Solidarity’’)
and awards several prizes. Second, in order to improve
and widen the existing CSR activities, the Ethos Institute
holds an annual conference and publishes an annual survey
regarding ‘‘Social Responsibility Indicators.’’ Third, the Institute considers itself as a platform of exchange which
allows it to run several information services such as newsletters and other publications. Fourth, in order to have an
effect on markets, the Ethos Institute edits an annual index
of successfully socially responsible companies. Lastly, it
participates in several institutions to improve the statemarket relationship with regard to CSR. Further, in March
of 2004 the Ethos Institute founded the UniEthos as an
educational nonprofit institution.
Structure and Governance
The Ethos Institute consists of a directory and four councils, which include a deliberative council, an advisory
board, a fiscal council and an international advisory
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InterAction
board. As of early 2009, the Ethos Institute claimed a
membership of more than 1,300 businesses and a staff of
some 60 individuals.
Funding
US foreign development assistance as well as enhance the
impact and accountability of NGOs towards achieving the
Millennium Development Goals (MDGs). Lastly, InterAction also aims at collaborating with other international
NGO networks to achieve its objectives.
Supported mainly through membership dues, the Ethos
Institute had a budget of $2 million in 2001.
Brief History
Major Accomplishments
In terms of strengthening corporate social responsibility and sustainable development on a national and an
international level, the Ethos Institute acts as a role
model: ‘‘Ethos has been able to increase the visibility of
corporate responsibility in the media, between and within
companies’’ (Raufflet, 2008: 104).
In 1984, 22 US-based NGOs decided to form InterAction
with the main objective of achieving greater impact regarding American international development policies. The
membership base has since then grown to include most
major US-based NGOs with an international presence.
Mission/Objectives/Focus Areas
Cross-References
▶ Ashoka
▶ Corporate Social Responsibility
▶ World Social Forum
References/Further Readings
Oliveira Neto, V. de (2002). ETHOS: Corporate social responsibility.
ReVista Harvard Review of Latin America (Edition ‘‘Giving and
Volunteering in the Americas: From charity to solidarity’’), from
http://www.drclas.harvard.edu/revista/articles/view/24
Raufflet, E. (2008). Creating the context for corporate responsibility. The
experience of Instituto Ethos, Brazil. Journal of corporate citizenship,
30, 95–106.
Specific areas of InterAction’s focus include advocacy
to both the public as well as the US government, the
effectiveness of international aid interventions, disaster
response, and refugees. Other cross cutting issues that
InterAction prioritizes are gender and diversity, as well
as strategic impact of interventions.
InterAction’s three main goals consider firstly the
promotion of a stronger national agenda towards development and humanitarian assistance, engaging on the
government and cabinet levels. Secondly, it aims to demonstrate and enhance NGO accountability and impact in
development and humanitarian action. And lastly InterAction aspires to be the voice and prime representative of
US international NGOs in building alliances and common
agendas with NGO networks around the world and with
other strategic partners.
InterAction
Activities
JANINE SCHALL-EMDEN
Address of Organization
1400 16th Street, NW, Suite 210
Washington DC, 20036
USA
www.interaction.org/
Introduction
InterAction (formally the American Council for Voluntary International Action) is a US-based coalition of over
165 nongovernmental organizations (NGOs), collectively
receiving around $6 billion annually for international
development from the American public. InterAction’s
focus is to advocate for an increase and improvement of
InterAction’s recent publications include:
US Contributions to Reducing Global Poverty: InterAction worked with three member organizations (Bread for
the World, Oxfam America and the World Wildlife Fund)
to produce a comprehensive analysis of US government
support for attaining the MDGs.
Monday Developments: InterAction’s flagship publication provides in-depth news and commentary on global
trends that affect relief and development work.
InterAction Member Activity Reports: Member Activity
Reports provide information on InterAction’s member
organizations in selected countries. 2007 reports focused
on the nations of Afghanistan, Colombia, Haiti, Somalia,
Sri Lanka and Zimbabwe.
Member Profiles 2007–2008: This publication provides
a detailed portrait of over 165 US-based NGOs working in
Interest and Pressure Groups
international development, disaster relief, humanitarian
assistance and aid.
Structure and Governance
InterAction members voted in a new Board of Directors in
early 2008 composed of 28 civil society leaders and
chaired by Charlie MacCormack, the current President
of Save the Children. The organization’s 40 strong staff
is organized in seven different departments according to
InterAction’s six focus areas (see mission/objectives/focus
areas section) in addition to the executive office.
Funding
For the 2007 financial year, InterAction recorded total
revenues of $5,097,069 and expenses of $5,992,398,
excesses of which were absorbed by their net assets. Currently the value of InterAction’s net assets is of $2,229,621.
InterAction’s main donors include the American Jewish World Service (AJWS), private foundations (including
the Gates, Packard and Ford Foundations), US government agencies (such as the US Department of State,
Bureau of Population, Refugees, and Migration as well
as USAID), and international organizations (World Bank
and International Monetary Fund).
Major Accomplishments/Contributions
The primary accomplishment of InterAction was to form
a strong partnership with international and national allies
and boost support for development initiatives. In this
regard the organization has assisted in increasing the
visibility and impact of NGOs in the United States
through their communications and advocacy efforts.
The organization has also been able to open the possibility
of a cabinet-level agency focused on the world’s poor.
Cross-References
▶ Advocacy
▶ Bread for the World
▶ INGOs
▶ NGOs and Humanitarian Assistance
▶ NGOs and Socioeconomic Development
▶ NGOs and Sustainable Development
▶ Oxfam
▶ Umbrella Organizations
▶ WWF-World Wide Fund for Nature
References/Further Readings
http://www.interaction.org/files.cgi/6311_Annual_Report_2007.pdf
http://www.interaction.org/files.cgi/5739_IA_Goals.pdf
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Interest and Pressure Groups
ROBERT DALZIEL
University of Birmingham, Birmingham, UK
Introduction
The interest or pressure group can be a powerful way to
hold people and organizations accountable for their
actions in a democracy. At the same time, there is the
pluralist idea that it is to some extent possible to avoid
extremes in politics through the development of interest
and pressure groups in society that serve the interests of a
wide range of individuals and groups. More specifically, at
different times, there will be different opportunities for
individuals to benefit from working together and forming
interest or pressure groups to try to achieve collective
goals. Indeed, the job of lobbying and making sure your
views are heard may be made easier through engagement
in organized and coordinated interest and pressure group
activity. An interest or pressure group will often want to
be involved in shaping or determining the outcomes of a
policymaking process or decisions about priorities for
action to allocate important resources. There is often
solidarity and task oriented or ideological benefits derived
from the act of associating and deciding on collective
goals. However, there may also be material benefits derived
from the act of associating including rewards that have a
monetary value.
Definition
Pressure and interest groups are nonprofit and often
voluntary organizations representing the views of individuals that share some political, social, or other goals. They
are not political parties and consist of individuals that
come together to articulate a collective view on a particular issue or cause and try to influence policymaking processes and the actions of others. However, pressure and
interest groups can vary widely in the way that they are
structured and the strategies that they use to gain access to
politicians and articulate their views. On the one hand,
they may focus on a single issue and consist of a small
membership and a few employees. On the other hand,
they may have views on a number of issues and consist of
a large membership and many employees. Interest groups
frequently attempt to rally support for a cause and maintain established practice and ways of working whilst pressure groups try to rally support for a cause and change
established practice and ways of working. The different
groups might raise their profile by lobbying politicians
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Interest and Pressure Groups
and trying to influence decisions, the targeted dissemination of information, and campaigns to promote their
cause and political objectives.
It is possible to use the terms interest group and pressure group interchangeably to describe similar types of
organizational activity. For example, an interest or pressure
group can represent the shared views and concerns of a
particular section of society, which can include certain
businesses, professions, or employees. A wide range of interest and pressure groups can emerge that reflects the
various communities of interest that exist at the different
levels of international, national, regional, and local government. On the one hand, sectional interest or pressure group
activities can include business and trades union action to
protect the interests of their members. On the other hand,
public interest or pressure group activities might include
lobbying on a particular issue such as heath inequalities or
crime levels and disband as soon as the issue has been
resolved or is no longer viewed as important (Berry,
1977). Meanwhile, a person’s reasons for getting involved
in an interest or pressure group can vary from wanting to
obtain some type of specific personal reward to recognizing some wider sense of civic duty and a desire to change
an aspect of state policy or governance.
group. In the 1990s and 2000s the importance of public
interest groups as a means for individuals to get involved
in political processes has increased.
Some early definitions of the interest or pressure
group include only private formally organized associations. Such definitions excluded influential formally
organized interest or pressure groups that are not private
including the various incarnations of national, regional,
and local government or their agencies and institutions
such as the military. In turn, a narrow definition of the
interest or pressure group would exclude many informally organized entities including influential political
and professional elites. Meanwhile, interest and pressure
groups that manage to become the experts in an area and
represent a particular clientele improve their chances
of survival. Such groups tend not to engage in public
demonstrations or acts of civil disobedience preferring a
less confrontational approach that includes debates and
encouraging members to contact decision makers directly.
The small number of interest or pressure groups routinely engaging in confrontational activities can meaningfully be characterized as outsiders with regard to formal or
bureaucratic decision-making processes (Binderkrantz,
2005).
Historical Background
Key Issues
Truman (1951) used a pluralist view of collective activity
to suggest that interest groups largely emerge spontaneously as individuals with shared interests come together.
However, he also elaborated on the role of the new interest
group and how it can create social tensions and uncertainties that impact on the interests of other potential
groups that are stimulated to take action to ensure their
interests are represented. In the 1960s, Olson (1965) suggested individuals are less likely to voluntarily contribute
to a collective enterprise in situations where the outputs
or outcomes are public goods benefitting group members
and outsiders. He concluded that it is only in situations
where groups are not too large and members stand to
obtain special benefit from collective activity that there is
a presumption that individuals will want to contribute in
the absence of coercion. Other commentators have countered that the relationship between the level of collective
activity and the size of groups is more complex than
Olson originally indicated. For example, Salisbury (1969)
used exchange theory to understand interest group membership and the way that group leaders and members can
benefit from each others inputs to a group. In the early
1980s, Cook (1984) proposed that the organizers of an
interest group offer certain benefits to potential members
in exchange for the price of their affiliation with the
Some commentators have challenged the pluralist view of
the role of interest and pressure groups and their ability to
represent effectively the views of different sections of
society. For example, Schattschneider (1935) says, ‘‘The
heavenly chorus sings with a strong upper class accent’’
and suggests interest and pressure group operations are
often biased towards the better off in society. Insider
groups have privileged access to policymakers whilst outsider groups do not. In addition, insider groups are more
likely to know their way around a political system whilst
outsider groups are disadvantaged by a lack of forewarning
about policymaking intentions and reduced capacity to
take preemptive action. However, the acquisition of insider or outsider status by a group will often involve both a
decision by government and a decision by the group
concerned (Grant, 1989). Sometimes it is also possible to
distinguish between insider and outsider groups based on
the strategies that they use to achieve their goals. For
example, insider groups may aim to persuade government
through debate and contact with influential individuals
whilst outsider groups that take an ideological approach
are more likely to eschew the dominant political system.
On the other hand, some outsider groups may wish to
become insiders but lack the necessary understanding of
the political system to attain such status or they may be
Interest and Pressure Groups
potential insider groups that have not yet attained their
desired goal.
Organizations that offer to back an interest or pressure group often expect to receive some sort of benefit
from their lobbying or campaigning activities. At the same
time, interest or pressure group capacity to provide policymakers with information that helps with policy development and understanding competing interests and the
implications of alternative decisions on a policy issue can
be important (Maloney et al., 1994). However, an interest
or pressure group risks being unable to end a relationship
with an organization that it depends on for resources that
ensure its survival (May & Nugent, 1982). Meanwhile,
different types of interest and pressure group approaches
to lobbying and campaigning may not be easy to separate
and may be combined in an overall influence strategy
(Beyers, 2004). There are also issues concerning interest
or pressure group ability to organize and how easily shared
views can be translated into cogent and well-prepared
arguments. An interest or pressure group’s capacity to
achieve such goals may depend on the extent to which
it is able to obtain adequate resources to function up
effectively and build a strong sense of organizational purpose and member commitment to organizational goals
(Maloney et al., 1994).
International Perspectives
An important factor that will influence or determine what
types of interest or pressure groups emerge and can develop is differences in national political opportunity structures. Different population profiles and social and
economic circumstances will help to shape of the wider
political environment and encourage or discourage collective action on issues. Furthermore, national and local
governments can take action to change people’s views on
issues or arrange to deal with their concerns or grievances
through a process of accommodation. At the same time,
political cycles and events may weaken or destabilize a
national government and provide opportunities for new
protest and pressure groups to emerge. In this situation,
people may be encouraged to participate in collective
action to protest against some policy or lobby officials
because they feel they have an increased chance of being
successful. However, a lack of formal opportunities for
people to voice their concerns and grievances may cause
them to become frustrated and angry, which encourages
participation in more extreme and violent kinds of protest.
Future Directions
Changes in the political environment can help to facilitate
or constrain interest and pressure group activity and
I
attempts to form coalitions or alliances. However, governments may want to encourage interest and pressure group
involvement in debates and decision-making processes
to try to solve complex social problems. Indeed, democratic government may be seriously undermined in
situations where there are few or inadequate opportunities for interest and pressure group involvement in the
development of policy. Policymaking is more legitimate
when a wide range of interests is encapsulated in its
formulation. Meanwhile, interest and pressure groups
need to be constantly thinking about how they are
going to meet changing member and citizen demands
for action on issues (Hojnacki, 1997). These issues include
considering and dealing with the detrimental effects of
globalization and environmental degradation. The
resources that interest and pressure groups are able to
obtain, the extent of conflict over issues, and their relations with government and other institutions will continue to influence decisions about the strategies used to
achieve organizational goals. In turn, interest, and pressure group access to politicians and policymakers and the
way that decision-making processes work (or not) will
continue to impact on what views and ideas are considered more relevant than others are. It is likely many
interest and pressure groups that want incremental policy
change will continue to pursue insider negotiation strategies whilst those desiring change that is more radical will
adopt outsider strategies (Maloney et al., 1994). But, even
for insider groups policymaking influence is not equal for
all participants. While a wide and diverse set of policy
participants are involved in consultation, only a restricted
number have significant influence. This might help to
explain why outsider strategies have been on the rise not
only in their use but also in terms of their effectiveness
(Binderkrantz, 2005).
Cross-References
▶ Advocacy
▶ Associations, Definitions and History of
▶ Associative Democracy
▶ Civic Action
▶ Civil Society and Democracy
▶ Coalitions and Networks
▶ Collective Action
▶ Government – Nonprofit Sector Relations
▶ Grassroots Associations
▶ Lobbying
▶ Membership and Membership Associations
▶ Social Movements
▶ Solidarity
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Interest Politics
References/Further Readings
Berry, J. M. (1977). Lobbying for the people: The political behavior of public
interest groups. Princeton, NJ: Princeton University Press.
Beyers, J. (2004). Voice and access: The political practices of European
interest associations. European Union Politics, 5(2), 211–240.
Binderkrantz, A. (2005). Interest group strategies: Navigating between
privileged access and strategies of pressure. Political Studies, 53(4),
694–715.
Cook, C. E. (1984). Participation in public interest groups: Membership
motivations. American Politics Quarterly, 12(4), 409–430.
Grant, W. (1989). Pressure groups, politics and democracy in Britain.
London: Philip Allen.
Hojnacki, M. (1997). Interest groups’ decisions to join alliances or work
alone. American Journal of Political Science, 41(1), 61–87.
Maloney, W. A., Jordan, G., & McLaughlin, A. M. (1994). Interest groups
and public policy: The insider/outsider model revisited. Journal of
Public Policy, 14(1), 17–38.
May, T., & Nugent, N. (1982). Insiders, outsiders and thresholders:
Corporatism and pressure group strategies in Britain. Paper presented
at the Political Studies Association conference. Canterbury: University of Kent.
Olson, M. (1965). The logic of collective action. Cambridge, MA: Harvard
University Press.
Salisbury, R. H. (1969). An exchange theory of interest groups. Midwest
Journal of Political Science, 13(1), 1–32.
Schattschneider, E. E. (1935). Politics, pressures and the tariff (p. 166).
Englewood Cliffs, NJ: Prentice-Hall.
Truman, D. B. (1951). The governmental process: Political interests and
public opinion. New York: Knopf.
interest groups, being the backbone of interest politics,
are not defined by the ubiquitous prevalence of ‘‘interest’’
but by their three main characteristics: (a) organization,
including membership, leadership, and the like; (b) activities, denoting strategies to influence decision-makers;
(c) boundaries, separating them from other entities
operating on the political market. Attempts to define
interest groups have focused mainly on these three attributes, as follows:
Organization
By and large, the element of organization was regarded as
an important conceptual component of the interest group
definition. Some scholars, however, expanded the characterization of interest groups to include unorganized publics, as long as they shared an interest, even latent, such as
women, taxpayers, or redheads (Truman, 1951; Almond
& Bingham Powell, 1988). In general, however, the literature on interest groups has focused on organizations,
permanently constituted and collectively governed, as
the basic unit of observation and analysis. Bird watchers,
card players, and those attending picnics in the park are
engaged in highly esteemed social activity (Putnam, 2000)
but they are not interest groups in the classic sense.
Activities
Interest Politics
YAEL YISHAI
University of Haifa, Haifa, Israel
Introduction
Interest politics emerged as the cornerstone of modern
political science, seeking to free the discipline from the
formal legalist tradition and to enhance understanding of
the informal workings of the political system, operated by
interest groups, in various forms and shapes.
Definition
Interest groups have been defined in a variety of ways, and
with little precision. On the one hand ‘‘interest’’ is the
driving force of political activity on both the elite and
the public level. As noted by Schmitter (2008: 195), ‘‘the
answer to ‘why did he or she act politically?’ will usually
be: ‘because it was in his or her interest to do so.’’’ Yet
Interest groups are defined in terms of what they do. Their
major function is to influence government. This does not
mean that they do not engage in other activities, for
example, enlisting support or attracting media attention,
but their attempt to exert an impact on political decisionmaking distinguishes interest groups from typically apolitical organizations like motorcycle clubs or sea divers.
Here too, there are notable exceptions to this definition.
Verba and Nie (1972), for example, regard interest groups
also as organizations involved in ‘‘community affairs.’’
Generally however, interest politics is taken to be the
purview of organizations that ‘‘engage in activities to
seek specific policy or political goals from the state’’
(Petracca, 1992: 7). With activity taken as the basis of
any definition, another ambiguity requires clarification.
Often interest groups have been defined by what they do,
meaning ‘‘pressure groups’’ (Grant, 1989). Still, interest
groups obviously do not rely solely on pressure to promote their goals but often persuade, inspire, or sway their
targets in a variety of ways, using multiple strategies.
Boundaries
Interest groups are defined by their distinction. They are
not part of the state and its agencies, nor are they part of
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the market. They represent society and are not identified
with decision-makers, whom they attempt to influence.
This view is not unanimously held. Almond and Bingham
Powell (1988), for example, noted that what counts in
order to qualify as an interest group is the common
denominator and its conversion into political action. In
this respect, say, the armed forces or the Ministry of
Health can be perceived as ‘‘institutional interest groups,’’
being ‘‘institutional’’ for obvious reasons. But they are
also interest groups because they attempt to secure a
greater share of resources of the available stock and they
exert influence on decision- makers to further their goals.
Another point of contention in the literature concerns the
distinction between interest groups and the market. By
virtue of their nonprofit goals, the former are separate
from the latter. But the notion that corporations belong to
the realm of interest groups is also prevalent (Salisbury,
1984). Grassroots civic associations attempting to prevent
the construction of a high-rise building in the neighborhood, mobilized for action on a temporary basis, are
unmistakably separate from the market. But well established economic interest groups, such as industrialists’
associations or other members of the business community, are not as far removed from the market as one would
assume.
Finally, the boundary between interest groups and
political parties is not clear cut. Some scholars argue
persuasively that interest groups must be distinguished
from political parties (Schlozman & Tierney, 1986) by
virtue of their role in society. Parties nominate candidates
for elective office and seek control of government. Interest
groups may endorse candidates, but their members do
not run for office (Wilson, 1981; Yoho, 1998). They
wish to influence decision-makers rather than make authoritative decisions themselves. Yet in multiparty systems
the distinction between interest groups and political
parties is problematic, either because the two are hardly
more than fronts for each other or because interest groups
often try their luck in the electoral arena (Yishai, 1994;
1998). This is the case regarding pensioners’ parties,
women’s parties and others focusing on specific policy
issues rather than fulfilling their aggregative roles (for a
comprehensive discussion of interest groups and political
parties relations see Thomas, 2001).
To sum up, interest groups may be defined in many
ways because different scholars emphasize different elements of group structures, activities, and boundaries. Yet
it has generally been held that interest groups consist of
citizens who have a shared attitude or interest, operating
outside the state and the market, who organize in an
attempt to influence public policy.
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Historical Background
Historical Conceptualization of Interest Groups
The term interest group was coined in the twentieth
century in the United States, where groups easily formed,
interests flourished, and government policy was subject to
public pressure. But long before to the existence of the
title ancient scholars, among them Aristotle, had been
preoccupied with conflicts between people and groups
and were well aware that individuals have interests they
wish to promote. Still, even Alexis de Tocqueville (1969),
the great advocate of voluntary activity, did not make
a clear distinction between interest groups and political
parties. In the early twentieth century the term ‘‘lobby’’
and its variations became established as the closest
existing synonym of what later became known as interest
groups. Analysis, however, focused on individuals engaged
in lobbying activity rather than on the organization they
represented (Yoho, 1998).
In the literature ‘‘interest group’’ first appeared in
Arthur F. Bentley’s The Process of Government, published
as early as 1908 (Bentley, 1967). But he too regarded such
groups as a factor shaping referenda-voting by people
sharing the same interest. A further step toward the definition of interest group was taken by Peter Odegard in
Pressure Politics (1928). By the mid-twentieth century the
conceptualization of interest politics had established a
firm foothold in scholarship, although, as noted by Yoho
(1998), the term still lacked precision and consistency.
Even David Truman, who devoted his seminal book The
Governmental Process (1951) to interest politics, included
in his analysis political parties making claims on government. Toward the end of the twentieth century ‘‘interest
groups’’ became the term most preferred by political
scientists to describe organized activity attempting to
influence authoritative decisions.
Since the 1970s the interest politics arena has much
expanded with the inclusion of ‘‘public interest groups.’’
These are groups seeking a collective good, the achievement of which will not selectively and materially benefit
the membership or activists of the organization (Berry,
1977: 7). Environmental groups, women’s movements
and civil rights groups belong to this category. In the
past they were considered social (or at best, political)
movements. In contemporary scholarly terminology,
they are part and parcel of the interest group arena. To
the list one may add citizen groups that advocate material
policies as part or all of their influence efforts, such as
neighborhood associations and also groups involving selfactualization and personal growth purposes (Berry, 1999),
as long as they are contenders for public policy.
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Historical conceptualization of interest groups evolved
also along ideological lines. Initially, the term paralleled
competition and conflict. It was associated with greed
and regarded as a despicable vice (Hirschman, 1977;
Schmitter, 2008) imbued with dangerous emotions. At
present, the pursuance of interests is regarded not only
as part and parcel of the political process but as a necessary, though not sufficient, condition, for democratic
government. In practice and in theory, interest politics
has turned into the hub of democratic politics.
Perspectives and Approaches
The study of interest politics has evinced three major
perspectives. The first, the pluralist perspective, assumed
that interest groups largely reflect the distribution of
salient interests in society, and that their activity contributes to sustaining democracy. Although not all interest
groups were created equal, few remain without access to
any resources necessary for both their survival and for
pursuing influence (Dahl, 1967). Influence tactics were
considered benign, engaging mainly in providing technical information to elected officials. The salience of the
issue at stake had a marked effect on its processing and on
governmental response. The second perspective tilted toward economics. The key term employed by the proponents of this approach was transactions, executed between
interest groups and their members on the one hand and
public officials on the other. The idea of transactions was
first broached by Mancur Olson (1965), who suggested
that selective benefits offered by interest groups are
traded for involvement and participation. As these were
available only to well established organizations, the universe of interest politics was biased in favor of the haves
(Schattschneider, 1960). Institutional rules governing
interest politics further reinforced bias in representation.
Accordingly, the democratic picture painted by the pluralists was flawed and unsound. Hidden agendas further
curbed the influence potential of social groups (Bachrach
& Baratz, 1962). The third perspective is termed neopluralist, and its proponents are critical of the economic
model and the pluralist model alike. Regarding the former,
neo-pluralists widely dispute the theory of selective
incentives due to the variety of compensations, the decline
of membership organizations, and the ineffective transactions taking place in interest politics. They question the
pluralist approach because it overlooks the fact that mobilization for action does not reflect the distribution of
interests in society. Influence is far more restricted by
structures and institutions than what the pluralists contend, and some groups have very little chance of getting
what they want. The neo-pluralists (Lowery & Gray, 2004)
emphasize the multiple facets of the influence process and
the linkages and feedbacks between the stages and the
actors involved. Interest politics, accordingly, is complex,
fluid, contextual, and uncertain. Variation, generated by
complexity and competition, is emphasized. They also
take note of the obstacles to mobilization and to choice
of venues and influence tactics, and are aware of the
imposition of structures. In short, neo-pluralists seek to
reject some of their predecessors’ assumptions and
to adopt others. Contemporary literature on interest politics reflects these three perspectives, keeping the discussion alive and intense.
Key Issues
The key issue engaging students of interest politics is the
‘‘influence production process’’ (Lowery & Gray, 2004).
The great riddle of the process is determining the circumstances under which influence is at its highest. Put differently, the underlying question is how much power interest
groups have, and how power is distributed among different groups. Answers, though inconclusive, deal with the
operationalization of ‘‘influence’’ and with evaluating
resources at the disposal of interest groups. It is generally
agreed that influence is a vague concept. To construct
reliable indicators, and to measure them empirically,
whether qualitatively or quantitatively, is a daunting
task. The lively discussion of different ‘‘faces of power,’’
some of which are hidden, unknown even to the actors
themselves, adds difficulty to gauging influence. Yet
‘‘control over outcomes’’ has turned into a key issue in
studying interest politics (Dur & Bievre, 2007). Unfortunately, the fundamental question of ‘‘Who gets what,
when, and how?’’ as regards interest politics remains
open and knowledge is still largely fragmentary.
How interest groups accumulate resources is the second focus of attention. Research has been conducted on
mobilization, with some scholars explaining influence as
lying on the individual level (in leaders or prospective
followers) while others accentuate the environment, particularly ‘‘niches’’ making group mobilization possible
(Baumgartner, 2001), or institutional structures creating
adequate conditions for impact. The availability of
resources is considered a necessary, though not a sufficient, condition for group influence. Group maintenance
is another issue occupying researchers (Nowness &
Lipinski, 2005). Mobilization does not guarantee longevity. In fact, data reveal a fairly high death toll, as problems of maintenance are created from the moment a
group enters the political scene. Selection of leadership,
tactics, and policy has proven to affect group maintenance. Once a group elicits resources and ensures its
Interest Politics
longevity the choice of strategies is a crucial question.
Resources and strategies afford only a partial explanation
of influence. The political opportunities available to interest groups (Kitschelt, 1986), as well as the cultural
norms guiding their activity, are also part of the research
agenda attempting to tackle the origins and magnitude of
influence (Cigler & Loomis, 2007).
International Perspectives
Although interest politics is a universal phenomenon,
variations in outlook are noticeable across continents
and cultures. In the United States, the cradle of modern
interest politics, the emphasis was once on individuals
coordinating their activity to protect their benefits or
promote an idea they believed in. The Jacksonian idea
presumed that every citizen was capable of influencing the
functions of government, and every group could gain access
to the core of power. Individual civil responsibility and
involvement was the product of this process. The name of
the game was pluralism, which the configuration of interest
groups displayed with great accuracy. The pluralist arena
was ever changing, since interest groups confronted both
each other and the government in shifting patterns of competition. A natural dynamism created a diversity of groups
whose ability to appeal to the many concerns of each individual guaranteed that no one interest would monopolize
power. Furthermore, the essence of pluralism was a well
defined boundary between interest groups and the political
decision-making process, where the former were seen as
working from outside the institutions of government.
In Western Europe the focus was overwhelmingly on
organizations, permanently constituted and collectively
governed, rather than on individuals or on shifting configurations of groups. An alternative to pluralism was
offered by Phillip Schmitter (1974), who formulated a
theory of neo-corporatism to explain interest politics in
Europe. Neo-corporatism denied the free market perspective offered by pluralists, and put the state at the heart of
interest politics. A neo-corporatist regime involves the
state’s formal recognition of the power of ‘‘strategic
actors’’ among interest groups that have met certain
threshold criteria. These groups are granted formal rights
to influence governmental decisions through routine participation in policy-making bodies, including committees, boards, and councils. The number of partners to
the government in the process of policy making is quite
limited. They are mainly representatives of economic
sectors such as business associations, trade unions, and
professional groups. In a neo-corporatist regime the opportunity for change is limited because both institutions
and culture shield existing structures. Yet scholars have
I
noted that in recent decades economic organizations have
been joined by post-materialist movements (Inglehart,
1990), including, for example, women, environmentalists,
and peace advocates, all of whom form comprehensive
systems of interest intermediation.
A third way is presented by studies of developing
countries or societies undergoing far-reaching transitions,
where political culture is not ripe for civic action and
participation in civil life is rudimentary. Under these
circumstances the organization of interests is not spontaneous as in the United States, or structural as in Europe,
but instead has an elitist quality. Interest groups are products of elite mobilization or party colonization. Social
penetration by government agencies or political parties
is the hub of the elitist configuration of interest politics.
Yet it is assumed that interest groups, in their various
forms and shapes, play a key role in both democratization
and economic development.
At the start of the twenty-first century all three
approaches are challenged. Students of US politics have
found that individuals are evidently manipulated, and
their interest in politics is minor. People tend to ‘‘bowl
alone’’ (Putnam, 1995), and many remain outside
the influence process. European scholars note that
neo-corporatism in its sheer form belongs to the past
and that the interest arena is becoming much more open
and pluralistic. The decline of the nation-state, yielding
some of its authority to the European Union, has had a
substantial impact on interest politics. The widespread
erosion in the power of political parties has contributed
to increasing the autonomy of interest groups. In this
respect interest politics is becoming a universal phenomenon, removed from the peculiarities of region or culture.
The impact of globalization on the one hand, and the
individuation sweeping the contemporary world on the
other, blur the distinction between different regimes of
interest politics. The positive role played by interest
groups in the process of economic development has also
been challenged. Olson (1982) maintained that interest
politics is to blame for the decline of nations. Others do
not share the hope that interest groups (better known as
NGOs in Africa and Asia) will propel developing nations
to leap forward to prosperity and democracy. Despite the
fortune invested by international organizations in sustaining a civic infrastructure, poor countries remain
poor. Interest politics has failed to play the role of a
magic bullet.
Future Directions
Globalization, the expansion of electronic communication, and the commodification of public life have
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Interest Politics
contributed to shaping the fledgling research agenda of
interest politics. Until recently, studies largely confined
themselves to national boundaries, and paid less attention
to regions. But lately discussion has increasingly focused
on transnational/regional efforts, as well as on transboundary tactics, in which interest groups choose to
direct their energies at international bodies and/or economic actors (this last trend has been termed ‘‘private
politics’’: Hendry, 2006). The strategies employed by interest groups and their cross-country efforts to influence
both national and supranational decision-making are
likely to constitute major areas of future research. Political
scientists are particularly intrigued by the strategies of
interest groups vis-à-vis the European Union. What they
do in Brussels is a major preoccupation, and will probably
continue to be. The reason for this close attention is that
the EU is less and more of a state at one and the
same time. The access of interest groups to the EU’s
agencies, the resources at their disposal, the strategies
they employ, the coalitions they join, and their influence
on the European decision-making process are on the front
line of contemporary and possibly future research.
Likewise, globalization has shifted concern with interest politics from First World countries to the Third World.
The unique patterns of interest politics in developing
nations is part of an incipient research agenda. In the
study of states in the process of development the terms
‘‘civil society’’ and ‘‘interest groups’’ are used interchangeably, because the research focus is often on state-society
relationship rather than on the state’s liaison, or conflict,
with specific groups. A further outcome of the interchangeability of interest politics with civil society is the
growing interest in underprivileged and marginalized
groups, including ethnic minorities, the poor, women,
immigrants, and the like.
A major prospective research area is the impact of the
electronic revolution on interest politics. How do interest
groups cope with the decline in membership, and the
loosening structural ties with affiliates in the era of digital
revolution? Finally, there is a growing tendency to make
the deliberation of interest politics more useful and practical. In addition to the question of ‘‘why do organized
interests lobby?’’ there have been attempts to offer some
research-based advice on the enhancement of efficiency in
influence strategies. This includes contribution to political candidates (in the United States, via PACs), resorting
to litigation, and particularly resorting to various forms of
communication as a means of influence. Increasingly, the
study of interest politics is inclining toward administration and economy, employing theories of rational choice
and entrepreneurship.
Some scholars lament the theoretical decline of interest
politics research, and current reviews of the field bemoan
the lack of interest in general theoretical designs (Baumgartner & Leech, 1998); nevertheless, constant attempts are
being made to rectify the situation by addressing both
empirical and theoretical questions of interest politics.
Cross-References
▶ Advocacy
▶ Association, Definition of and history
▶ Associative Democracy
▶ Business and Employers’ Associations
▶ Citizens Coalition for Economic Justice
▶ Civic Participation
▶ Collective Action
▶ Corporatism
▶ Federations, Nonprofit
▶ Grassroots Associations
▶ Interest and Pressure Groups
▶ Lobbying
▶ Mancur, Olson
▶ Membership and Membership Associations
▶ Networks
▶ Nonprofit Organizations
▶ Peasant and Farmers’ Organizations
▶ Political Organizations
▶ Professional Associations
▶ Public Sphere
▶ Self Help Groups
▶ Social Entrepreneurship
▶ Social Movements
▶ Theories of Nonprofit Sector, Political
References/Further Readings
Almond, G. A., & Bingham Powell, G. (1988). Comparative politics today:
A world view (4th ed.). Glenview, IL: Scott Foresman/Little Brown.
Bachrach, P., & Baratz, N. (1962). Two faces of power. American Political
Science Review, 50, 947–952.
Baumgartner, F. R. (2001). Interest niches and policy bandwagons: Patterns of interest groups involvement in national politics. Journal of
Politics, 63(4), 1191–1213.
Baumgartner, F. R., & Leech, B. L. (1998). Basic interests: The importance
of groups in politics and political science. Princeton, NJ: Princeton
University Press.
Bentley, A. F. (1967). The process of government: A study of social pressures.
Cambridge, MA: Harvard University Press.
Berry, J. M. (1977). Lobbying for the people. The political behavior of public
interest groups. Princeton, NJ: Princeton University Press.
Berry, J. M. (1999). The new liberalism. The rising power of citizen groups.
Washington, DC: Brookings Institution Press.
Cigler, A. J., & Loomis, B. A. (Eds.) (2007). Interest group politics
(7th ed.). Washington, DC: CQ Press.
Dahl, R. A. (1967). Pluralist democracy in the United States. Chicago:
Rand McNally.
Intermediary Organizations and Field
Dur, A., & De Bievre, D. (2007). The question of interest group influence.
Journal of Public Policy, 27(1), 1–12.
Grant, W. (1989). Pressure groups, politics and democracy in Britain. New
York: Philip Allan.
Hendry, J. R. (2006). Taking aim at business: What factors lead environmental non-governmental organizations to target particular firms.
Business and Society, 45, 47–86.
Hirschman, A. O. (1977). The passions and the interests. Princeton, NJ:
Princeton University Press.
Inglehart, R. (1990). Culture shift in advanced industrial society.
Princeton, NJ: Princeton University Press.
Kitschelt, H. (1986). Political opportunity structure and political protest:
Anti-nuclear movements in four democracies. British Journal of
Political Science, 15(1), 57–85.
Lowery, D., & Gray, V. (2004). A neopluralist perspective on research on
organized interests. Political Research Quarterly, 57(1), 163–175.
Nowness, J. J., & Lipinski, D. (2005). The population ecology of
interest group death: Gay and lesbian rights interest groups in the
United States 1945–1998. British Journal of Political Science, 35,
303–319.
Odegard, P. H. (1928). Pressure politics: The story of anti-saloon league.
New York: Columbia University Press.
Olson M. (1968). Please change the data in the text. The Logic of
Collective Action. Cambridge, Mass: Harvard University Press.
Olson, M. (1982). The rise and decline of nations. New Haven, CT: Yale
University Press.
Petracca, M. P. (1992). The rediscovery of interest groups. In
M. P. Petracca (Eds.), The politics of interests. Interest groups transformed. Boulder, CO.: Westview.
Putman, R. D. (1995). ‘‘Bowling Alone. America’s Declining Social Capital.’’ Journal of Democracy 6, 65–78.
Putnam, R. D. (2000). Bowling alone. The collapse and revival of American
community. New York: Simon & Schuster.
Salisbury, R. H. (1984). Interest representation. The dominance of institutions. American Political Science Review, 78, 64–76.
Schattschneider, E. E. (1960). The semisovereign people. New York: Holt/
Rinehart/Winston.
Schlozman, K. L., & Tierney, J. T. (1986). Organized interests and
American democracy. New York: Harper & Row.
Schmitter, P. C. (2008). The changing politics of organized interests. West
European Politics, 31(1–2), 195–210.
Schmitter, P. C. (1974). Still a century of corporatism? Review of Politics,
36, 85–131.
Thomas, C. (Ed.) (2001). Political parties and interest groups. Shaping
democratic governance. Boulder, CO: Lynne Rienner.
Tocqueville, A. de. (1969). Democracy in America. Garden City, NY:
Doubleday Anchor.
Truman, D. (1951). The governmental process: Public interests and public
opinion. New York: Knopf.
Verba, S., & Nie, N. (1972). Participation in America. New York: Harper &
Row.
Wilson G. K. (1981). Interest Groups in the United States. New York:
Oxford University Press.
Yishai, Y. (1994). Interest parties. The thin line between groups and
parties in the Israeli electoral process. In K. Lawson (Eds.), How
political parties work. Perspectives from within. Westport, CT: Praeger.
Yishai, Y. (1998). ‘‘Civil Society in Transition. Interest Politics in Israel.’’
The Annals. The American Academy of Political and Social Science
555, 147–162.
Yoho, J. (1998). The evolution of a better definition of ‘‘Interest Group’’
and its synonyms. The Social Science Journal, 35(April), 231–243.
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Intermediary Organizations and Field
PAUL DEKKER
The Netherlands Institute for Social Research
The Hague, The Netherlands
Introduction
In the field of nonprofit and civil society studies, specific
kinds of organizations are sometimes exclusively labeled
as intermediary organizations or ‘‘intermediaries.’’ According to Anheier and List (2006: 137) they ‘‘exist primarily
in the social service delivery fields, where they tend to
connect smaller organizations and the people they serve
to the local delivery system, as well as in the field
of international development and humanitarian relief,
where they often mediate between foreign funding agencies
and local government agencies or community organizations.’’ According to another nonprofit dictionary an intermediary is ‘‘a person or group who links the money and
time of donors with the needs that nonprofit groups seek to
meet. Furthermore, consultants, trainers, counselors, and
program officers serve as intermediaries in the nonprofit
sector. They run their own companies as intermediary
nonprofit organizations or work for foundations, support
centers, fund-raising firms, and the like.’’ (Smith et al., 2006:
95). Te’eni and Young (2003) see a future for nonprofits
in the network economy as ‘‘trusted intermediaries to
help people cope with a deluge of complex information.’’
Improved information technologies may undermine the
advantages of nonprofit service providers because of
information asymmetry and the public goods arguments,
but information intermediation is a promising niche
for nonprofits in the network economy. Focusing on
internally operating organizations, Sanyal (2006: 67)
writes about intermediary NGOs as ‘‘a new type of NGO
that aims to create linkages between local issues and
global institutions to be distinguished from conventional
service providing NGOs.’’ As a last example somewhat
outside the sphere of civil society, the labor market has
specific ‘‘intermediaries’’ as well, meaning organizations
that connect workers with employment (job placement,
training, etc.).
All these specific intermediary organizations or intermediaries are assumed to have a main task in mediating
activities such as bringing together policy-makers, professionals, funders, and other stakeholders to foster
collective action, to coordinate separately operating
organizations and programs, to develop common procedures and quality standards, to integrate agenda-setting
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and interest representation, and to build a common
infrastructure for information and research.
However, intermediary organizations are not seen as
an exclusive type of organization, which can be distinguished from other types in the way leisure organizations can be distinguished from business organizations,
or churches from labor unions. Being ‘‘intermediary’’
means being in-between and that applies to almost every
organization in some respect. Calling organizations intermediary means that one focuses on their mediating role,
on the intermediary functions of organizations and not
on their resource mobilization, internal planning processes, service-delivery aspects, etc. In this perspective,
all organizations could be analyzed as intermediary organizations, but the concept is dominantly applied to voluntary associations and other nonprofit organizations
that link between individual citizens and various levels
of government.
This entry will further focus on intermediary organizations in this sense: not as a separate organizational type,
but to highlight intermediate functions of organizations
in civil society in general.
Definition
The same organization can be called a voluntary association, a nonprofit, an interest or pressure group or an
intermediary organization, dependent upon one’s focus:
does one want to illuminate the fact that the organization
is set up voluntarily by citizens, that it has economic
characteristics comparable with for-profits, that it represents interests and tries to influence government, or that it
has connecting and mediating functions? As an intermediary organization it establishes ‘‘a link between different
spheres of society’’ (Van Deth, 1997: 2). One may distinguish here between horizontal intermediary roles between
(groups of) individuals, sectors of social and economic
life, etc. on the one hand and, on the other, vertical
intermediary roles between different levels of social or
economic structures and governance. Most literature is
dominantly or exclusively focused on vertical intermediary roles of organizations connecting individuals with the
macro-institutions of society, in particular government.
Whereas interest and pressure group literature looks ‘‘bottom up’’ from the needs and wants of individual citizens
to the attempts of organizations to influence political
decision making and other input in the political system,
the conceptualization of intermediary organizations
includes the ‘‘top down’’ perspective as well, with interest
in how organizations transmit information from the political system to the people, help to implement policies
and legitimize political decisions, or try to discipline and
moderate their rank and file.
Similar to, but not full equivalents of, these intermediary organizations are the ‘‘intermediate associations’’ of
Mark Warren and the ‘‘mediating structures’’ of Peter
Berger and Richard John Neuhaus. Warren (2001: 39)
describes intermediate or secondary associations (‘‘civic
groups, sports clubs, religious associations, and the like’’)
as something between the primary associations of family
and friendships, and the tertiary associations such as
interest groups and professional organizations in which
members hardly know each other and hardly share more
than the specific purpose of the organization. Mediating
roles between society and state are ascribed to the intermediate associations and they are, with a reference to
De Tocqueville, assumed to be virtuous for democracy.
Berger and Neuhaus (1996: 158) define mediating structures as ‘‘those institutions that stand between the individual in his private life and the large institutions of
public life.’’ They are ‘‘Janus-faced’’ institutions, looking
upward and downward, in one direction protecting individuals from the alienation of modern life and empowering people, and in the other direction strengthening
popular legitimacy of the state and other large institutions. Whereas Warren’s intermediate associations are a
subsample of all organizations that can be considered
as intermediary organizations, the mediating structures
of Berger & Neuhaus are a broader category, including
nonorganizations such as families and neighborhoods.
The basic function of intermediary organizations is by
definition mediation, which means (organizing and stimulating) communication, representation of interests,
mutual understanding, and the search for common goals
and strategies of the parties involved. More specifically as
regards the role of civil society, voluntary and nonprofit
organizations as intermediaries between citizens and the
state, various functions, expected effects or contributions
for democracy are mentioned in the literature.
Warren (2001: 70–93) mentions development effects
on individuals in the organizations (such as growth of
feelings of political efficacy, becoming better informed
about social and political issues, and learning political
skills and civic virtues); public sphere effects or contributions to the formation of public opinion and collective
judgments (public communication and deliberation, and
representations of difference and of commonality); and
institutional effects or contributions to the democratic
functioning of institutions of governance (among other
things by representation, resistance, legitimation of the
state and providing alternative structures of governance).
Similar functions are mentioned by Fung (2003), who
Intermediary Organizations and Field
describes six ways associations are supposed to enhance
democracy: through the intrinsic value of associative life,
fostering civic virtues and teaching political skills, offering
resistance to power and checking government, improving
the quality and equality of representation, facilitating public deliberation, and creating opportunities for
citizens and groups to participate directly in governance.
Wnuk-Lipinski (2007) distinguishes control, articulative,
integrative, and educational functions that private organizations have in a pluralist democracy. In particular the
individual (development and educational) functions
these authors mention can be found as well in organizations without any link with politics and the political
system; in intermediary organizations, however, they will
have a higher political relevance.
Historical Background
Intermediary organizations have a long history in the
thinking about civil society, with both supporters and
sceptics. Charles Taylor (2003) has made a useful distinction between an ‘‘M-stream’’ (referring to Montesquieu
and including De Tocqueville) and an ‘‘L-stream’’ (referring to Locke and including the philosophers of the
Scottish enlightenment). The ideal of civil society in
the L-stream is development of societal self-governance
against political power. Society is ideally based on the
voluntary cooperation of citizens; they may delegate
tasks to the state but they do this conditionally and
preserving the primacy of society. In the M-stream the
ideal of civil society is more concerned with creating the
right balance, mediation, and buffering between political
and societal powers. Political power is a given fact and
society is a political construction to start with. More
balanced and more strictly regulated relationships between the political power and societal powers help to
protect the freedoms of individuals and make society
more civilized. After Montesquieu, de Tocqueville discovered voluntary associations in America as an equivalence
of the social power of the estates in France. De Tocqueville
analyzes these voluntary associations as buffers against
direct political and state interventions in social life, as
organizations to represent political interests and as alternatives for public authorities as regards the production of
public goods. Basically de Tocqueville saw voluntary organizations to a large extent as intermediary organizations
between individuals or private groups and the state. They
were for him primarily an ‘‘updating of Montesquieu’s
pouvours intermediaries’’ (Villa, 2006: 236), not spontaneously originated citizen’s initiatives completely independent of politics and the state. In present-day ideals of the
civil society, its apolitical character and distance from the
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state are often stressed and intermediary roles are sometimes seen with scepticism. This antistatist effect is understandable given the origins of the present debates about
civil society in the struggles against totalitarian communist states and concerns about bureaucratic welfare states
in the west. However, intermediary organizations have a
long history in the discussion about civil society, and the
ideal of a stateless civil society should not be labeled as
(neo-)Tocquevillian.
Key Issues
The benefits and drawbacks of the links of intermediary
organizations government and their integration in policy
networks are disputed in various respects.
One issue concerns the effects on the internal democracy of the organizations and the relationship between
leadership and rank-and-file. Is there a trade-off between
effectiveness in relationships with politicians, bureaucrats,
and officials of other organizations against member involvement and internal democracy? A strong intermediary position might stimulate concentration of power at
the top level of organizations, as well as professionalization and bureaucratization. Discussion about member
preferences, goals of the organization and strategic
options might have to be restrained to remain a valuable
and trustworthy partner of government (cf. MüllerJentsch, 1985).
Another issue concerns negative societal effects. Intermediary organizations can dominate or even monopolize
interest representation and negotiations to the detriment
of weaker and unorganized interests. This can reinforce
social inequality in access to the political system as well
as the dominance of policy fields with well organized
interests over weaker fields and general interests. This
issue is discussed for instance in relation to the strong
integration of socioeconomic interest groups and public
authorities in (neo)corporatist arrangements (cf. Streeck
& Schmitter, 1985).
A third issue concerns the consequences for parliament and government. What room is left for parliamentary decisions at the moment government and the ‘‘social
partners’’ or other sets of intermediary organizations
agree about policies? What room does government have
if the organizations in a policy field already agree about
what has to done?
These are not only issues for political disputes, but
also of scientific debates. Positions differ from the position that voluntary associations are ‘‘making democracy
work’’ (Putnam, 1993) to the position that vested special
interest groups contribute to ‘‘stagflation and social rigidities’’ (Olson, 1982).
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Intermediary Organizations and Field
International Perspectives
Countries differ with respect to the actual development of
and appreciation for intermediary organizations and
structures between individual citizens and the state. In
some countries there is not much need for intermediation
because the state does not accept much responsibility for
social welfare and the well-being of its citizens; in other
countries there is not much room for it, because the state
(i.e., local government) is directly connected to citizens by
delivering public services and offering opportunities to
individual citizens for influencing politics and administration. In the terminology of Salamon and Anheier
(1998), the former represents the ‘‘liberal’’ or ‘‘statist’’
model, while the latter represents the ‘‘social-democratic’’
model of third sector regimes. In their fourth, ‘‘corporatist’’ model, a high level of social welfare government
spending is combined with a large scale nonprofit sector.
In this model private nonprofits provide services on
behalf of the state, paid for primarily with tax money.
These nonprofits are well positioned to develop intermediating roles between citizens and the state: they communicate government policies to the public and public needs
to bureaucrats and politicians. Single service providers,
their umbrella organizations and organizations representing professional, employee, and employer interests, all
develop intermediary functions. Wishes and wants of
individual citizens are aggregated and transformed into
organizational interests and these are negotiated, not only
in relations with public bodies, but also in relations with
nonprofits with competing interests. Countries differ
in the way these relationships have developed, but in
different forms an intermediary field has developed
in which organizations deal with government and with
one another. Sometimes public authority is formally
or de facto delegated to the negotiating bodies of nonprofits, which creates corporatist arrangements in the
traditional sense through which socioeconomic interest
groups cooperate with public authorities and with each
other in policy making and the governance of industrial
relations (cf. Streeck & Schmitter, 1985).
Western Europe has various examples of regions and
countries with well developed intermediary fields. In Belgium (Flanders) and The Netherlands this field is often
referred to as ‘‘societal midfield’’ (in Dutch ‘‘maatschappelijk middenveld’’). In both countries it developed strongly
from the last quarter of the nineteenth century till the 1960s
in a process of religiously and politically segmented growth
of third sector organizations: from parties, unions, and
employer organizations to newspapers, broadcasting companies and sports clubs, and to hospitals, schools and social
housing associations. These were organized in ‘‘pillars,’’
which had important vertical intermediary functions
between citizens and the state, but also important horizontal roles at the level of national and local elites. Although the
cultural drive of ‘‘pillarization’’ faded away decades ago, part
of the organizational infrastructure is remains and there is
still a high level of acceptance of a large semipublic space
between the state and private life with strong intermediary
organizations (cf. Dekker, 2004). This is still very different
from, for instance, France, where, in a much more ‘‘statist’’ tradition there are clear borders between public and
private, and there is not much room for nonprofits crossing this border. Here, intermediation between citizens
and the state takes place more often in temporary collective mass action than through vested organizations and
procedures. Different again is the situation in Germany,
which never had ‘‘pillarization’’ to the same degree as The
Netherlands or Flanders, but where the politico-religious
social welfare umbrella organizations (‘‘Wohlfahrtsverbände’’) nowadays are for this policy field much more
important intermediaries than the pillarized leftovers in
the low countries. Still another situation exists in Austria,
where social-economic layers (‘‘Lager’’) still structure intermediary processes in large parts of the society. These
few examples from Western Europe demonstrate the huge
diversity of national patterns of intermediary organizations and fields.
Future Directions
This diversity among member states of the European Union
suggests that national traditions are strong and general
trends may have limited impact. Nevertheless a few factors
seem to be relevant for the future of intermediary organizations in civil society everywhere. One factor is the cultural
modernization trend of individualization, including processes of decreasing submissiveness towards authorities and
diminishing loyalties as members of organizations, as well
as growing feelings of individual political competence and
efficacy. These cultural shifts undermine the position of
vested intermediary organizations. So do developments in
information technology, which among others make it easier
to create direct links between governments and individual
citizens, and to create new media and make old mass media
more interactive. Intermediary organizations become superfluous as sources of information and public opinion.
Related to this seems to be a rise of populist attitudes in
the public and among political (contra-) elites in many
countries. The rejection of intermediary institutions is at
the heart of these attitudes.
Against these threats to intermediary organizations
there are a few foreseeable challenges and opportunities
that might strengthen existing organizations and lead to
new intermediaries. One felt in many places is the lack
of legitimacy of party politics and parliamentary
International Advocacy NGO Workshop
governance. In new democracies attempts are made to
build up ‘‘civil society from above’’. This applies to the
European Union as such (creating various consulting
bodies and procedures for a ‘‘civil society’’ of Brusselslocated NGOs) as well as for its new member states of
communist origin. In the older democracies, new forms
of direct democracy and interaction with individual citizens may turn out not to be an alternative, and the next
step might be the search for more deliberative and binding forms of democracy which requires more intermediary organization. Another base for new intermediaries
may develop at the local and regional level of the ‘‘network
society.’’ From integrated social services to labor market
schemes for disadvantaged groups and projects for neighborhood renewal, new forms of cooperation between
public and private actors are developing and are in
need of coordination and interest representation. A final
factor is the imminent information overload for citizens
because of the development of information technologies.
As already mentioned in the introduction this can offer
opportunities to nonprofits as ‘‘trusted information intermediaries’’ (Te’eni & Young, 2003).
Taken together, threats and opportunities may result
in a weakening of intermediary roles of broad multifunctional mass organizations and the growth of intermediaries for specific fields and processes.
Cross-References
▶ Civil Society and Democracy
▶ Civil Society Theory: de Tocqueville
▶ Civil Society Theory: Montesquieu
▶ Corporatism
▶ Interest and Pressure Groups
▶ Locke, John
▶ Nonprofit Organizations, Functions of
▶ Olson, Mancur
▶ Putnam, Robert
References/Further Readings
Anheier, H. K., & List, R. A. (2005). A dictionary of civil society, philanthropy and the non-profit sector. London: Routledge.
Berger, P. L., & Neuhaus, R. J. (1996 [1977]). In M. Novak (Ed.),
To empower people: from state to civil society. Washington, DC: AEI.
Dekker, P. (2004). The Netherlands. In A. Evers, & J. L. Laville (Eds.),
The third sector in Europe Cheltenham: Edward Elgar. (pp.
144–165).
Fung, A. (2003). Associations and democracy. Annual Review of Sociology,
29, 515–539.
Maloney, W. A., & Rossteutscher, S. (Eds.) (2007). Social capital and
associations in European democracies. London: Routledge.
Müller-Jentsch, W. (1985). Trade unions as intermediary organizations.
Economic and Industrial Democracy, 6, 3–33.
Olson, M. (1982). The rise and decline of nations. New Haven, CT: Yale
University Press.
I
Putnam, R. D. (with L. Leonardi en, R.Y. Nanetti) (1993). Making
democracy work. Princeton, NJ: Princeton University Press.
Salamon, L. M., & Anheier, H. K. (1998). Social origins of civil society.
Voluntas, 9, 213–248.
Sanyal, P. (2006). Capacity building through partnerships. Nonprofit and
Voluntary Sector Quarterly, 35(1), 66–82.
Smith, D. H., Stebbins, R. A., & Dover, M. A. (2006). A dictionary of
nonprofit terms and concepts. Bloomington, IN: Indiana University
Press.
Streeck, W., & Schmitter, Ph. C. (1985). Community, market, state – and
associations? In W. Streeck, & Ph. C. Schmitter (Eds.), Private
interest government. London: Sage.
Taylor, C. (2003 [1989]). Modes of civil society. In C. M. Elliott (Ed.),
Civil society and democracy. New Delhi: Oxford University Press.
(pp. 43–62).
Te’eni, D., & Young, D. R. (2003). The changing role of nonprofits in the
network economy. Nonprofit and Voluntary Sector Quarterly, 32(3),
397–414.
Van Deth, J. W. (1997). Introduction. In J. W. Van Deth (Ed.), Private
groups and public life. London: Routledge. (pp. 1–23).
Villa, D. (2006). Tocqueville and civil society. In C. B. Welch (Eds.), The
Cambridge companion to Tocqueville. Cambridge: Cambridge
University Press. (pp. 216–244).
Warren, M. E. (2001). Democracy and association. Princeton, NJ: Princeton University Press.
Wnuk-Lipinski, E. (2007). Civil society and democratization. In
R. Dalton & H. D. Klingemann (Eds.), The Oxford handbook
of political behavior. Oxford: Oxford University Press. (pp. 675–692).
International Advocacy NGO Workshop
L. DAVID BROWN
Address of Organization
c/o CIVICUS
CIVICUS House
24 GwiGwi Mrwebi Street
Newtown, Johannesburg, 2001
South Africa
www.civicus.org/csn/iango-workshop
Introduction
The IANGO Workshop is a network of leaders of international advocacy NGOs and networks that meets annually.
Workshop members are concerned with a wide range of
issues – development, human rights, environment, labor
rights, governance, women’s rights – but they are all
interested in effective policy influence on global issues.
Brief History
The IANGO Workshop grew out of conversations among
leaders of IANGOs, CIVICUS, and the Hauser Center for
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International Baby Food Action Network (IBFAN)
Nonprofit Organizations at Harvard University. A CIVICUS-Hauser Center team convened and facilitated an
initial 2-day meeting of 20 IANGO leaders hosted in 2003
by Transparency International in Berlin. Discussions
identified a wide range of issues on which participants
felt there might be productive discussions. Subsequent
annual meetings have been hosted by members in Oxford,
Amsterdam, London, Geneva, Berlin, and Barcelona and
the network now includes 25–30 members.
Mission
The mission and goals of the IANGO Workshop include
four concerns. Members seek to learn from each other
about the difficult and constantly-changing challenges of
civil society advocacy across international boundaries.
The Workshop also enables coalitions among members
on issues that warrant united stands. Individual IANGO
leaders often use the opportunity to discuss the challenges
of leading IANGOs with others in similar positions.
Finally, the Workshop creates task forces to enable collective action on issues that affect all IANGOs.
Activities
The annual Workshop provides a vehicle for work on
these goals as well as a forum for reporting on task force
activities and identifying emerging issues. Annual workshops often engage outside resources on critical emerging
issues. Coalition building initiatives sometimes catalyze
joint action, such as campaigns on global trade initiatives
and the UN norms on corporations. Participants often
consult each other outside the Workshop as IANGO leaders draw on each others’ expertise. Issues of wide import,
such as civil society legitimacy and accountability, have
catalyzed discussion and activities over extended periods.
The Workshop produced, for example, the International
NGO Charter of Accountability to establish global standards for its signatories.
Funding
The IANGO Workshop is supported by the time and
resources of its members. It has received some funding
from foundations to enable participation by small and
Southern-based IANGOs and the CIVICUS-Hauser
Center team. It receives no government funding.
Accomplishments
The most visible contribution of the Workshop is the Charter of Accountability, which has been widely recognized as
a step in enhancing the legitimacy and accountability of
international civil society. Continued participation by busy
IANGO leaders suggests they see the Workshop as a useful
resource.
Cross-References
▶ Accountability
▶ Advocacy
▶ CIVICUS
▶ Coalitions and Networks
▶ Governance
▶ Human rights
▶ INGOs
References/Further Readings
Brown, L. D. (Ed.) (2008). Negotiating sector credibility. In Creating
credibility: Legitimacy and accountability for transnational civil society
(pp. 97–118). Sterling, VA: Kumarian Press.
International Baby Food Action
Network (IBFAN)
LAWRENCE S. CUMMING
Structure and Governance
The annual IANGO Workshop is hosted by different
members. Its Steering Committee is composed of past,
present, and future host IANGOs, a representative of
smaller members, and the CIVICUS-Hauser Center
convener/facilitators. The Secretariat for the Workshop
is at CIVICUS, and it continues to draw on CIVICUS
and the Hauser Center to develop and lead the annual
Workshop. CIVICUS is also the Secretariat for the Charter
of Accountability, which now has a Board composed of its
signatories.
Address of Organization
c/o Geneva Infant Feeding Association
Avenue de la Paix 11
1202 Geneva
Switzerland
www.ibfan.org
Introduction
The International Baby Food Action Network (IBFAN)
consists of ‘‘over 200 public interest groups working
International Baby Food Action Network (IBFAN)
around the world to reduce infant and young child morbidity and mortality’’ (IBFAN website).
Brief History
Though the health and nutritional advantages of breastfeeding have long been known in professional circles,
awareness became more widespread during the 1970s.
In1979, the Infant Formula Action Coalition (INFACT)
launched a campaign in the United States against the
bottle feeding marketing practices of the Swiss based
company, Nestle. In the years that followed, the campaign
became truly international. IBFAN and its affiliates have
always promoted breast feeding, most especially in
countries and communities without reliable supplies of
clean water.
IBFAN itself was founded in late 1979 following a
WHO and UNICEF convened international meeting on
Infant and Young Child Feeding. IBFAN is one of the
longest surviving a single-issue civil society organizations
in the world.
In 1981, the World Health Assembly International
adopted the Code of Marketing of Breastmilk Substitutes.
The Code continues to be the reference point for all
subsequent action.
Mission/Objectives
IBFAN aims to improve the health and well-being of
babies and young children, their mothers and their
families through the protection, promotion, and support
of breastfeeding and optimal infant feeding practices.
IBFAN works for universal and full implementation of
the International Code and subsequent Resolutions of the
World Health Assembly.
Activities
The international movement that constitutes IBFAN was
instrumental in putting the marketing of baby foods
firmly onto the global health agenda. Through ongoing
vigilance, IBFAN continues to subject new marketing
strategies to rigorous public scrutiny and to bring current
thinking on infant nutrition to the attention of delegates
at the World Health Assembly, national governments and
other interested parties.
Structure and Governance
IBFAN is an international network of diverse groups
working on infant feeding issues, including mother
support groups, consumer associations, development
organizations, citizens rights groups and various others.
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Some are entirely volunteer operated while others are
staffed.
IBFAN is regionally based and structured. Representatives from each region, as well as other groups with
specialist responsibilities, make up the IBFAN Coordinating Council.
The first point of contact about IBFAN activities are
the regional representatives listed on the network’s
Website.
Funding
As a very decentralized network, IBFAN’s own operating
costs are minimal. Most funds are generated and spent by
the regional and national entities. Revenue is generated by
membership fees, publications, and short term grants for
specific projects (research, publications, conferences, and
so on). Donors include governments, various NGOs and
UNICEF regional offices. IBFAN and its regional affiliates
do not accept financial support from industries which
manufacture or sell breastmilk substitutes.
Major Accomplishments/Contributions
The signature accomplishment of IBFAN was the International Code of Marketing of Breastmilk Substitutes
(1981). Thirteen (13) subsequent World Health Assembly
resolutions have kept the code up-to-date, and some 63
countries have passed legislation incorporating most or all
of the Code’s provisions. IBFAN has been of critical importance in keeping official fest to the fire.
In 1998 IBFAN received the Right Livelihood Award
for its ‘‘committed and effective campaigning over nearly
20 years for the rights of mothers to choose to breastfeed
their babies, in the full knowledge of the health benefits of
breastmilk, and free from the commercial pressure and
misinformation with which companies promote breastmilk substitutes’’ (Websites).
Cross-References
▶ Coalitions and Networks
▶ INGOs
▶ Nongovernmental Organizations
▶ UNICEF
References/Further Readings
Alain, A. (1989). IBFAN: On the cutting edge. Development Dialogue,
2, 5–38.
Baby Milk Action. (2004). History of the campaign. Briefing Paper, from
www.babymilkaction.org
Right Livelihood Award. (1988). IBFAN, from www.rightlivelihood.org
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International Business Leaders Forum (IBLF)
International Business Leaders Forum
(IBLF)
Activities
15-16 Cornwall Terrace
London, NW1 4QP
UK
www.iblf.org
The IBLF maintains five programs under its direct leadership. These programs support international tourism, affordable access to technology, cross-sector partnerships in
arts and sciences, as well as youth oriented business and
career initiatives. In correlation with these programs, the
IBLF hosts conferences all year around and across the
globe to make businesses more aware of their growing
responsibility to develop sustainable business standards.
Since 2007, the Forum has begun raising money for a
$25 million endowment to further its activities in the
name of its late CEO Robert Davies.
Introduction
Structure and Governance
The International Business Leaders Forum (IBLF) is an
independent nonprofit organization providing ‘‘strategic
counsel’’ to corporations in order to establish responsible
business standards in developing economies. In the attempts
to do so, the Forum has nurtured a large network of business
leaders spanning across continents to over 90 countries.
The governing structure of the IBLF is led by a Board of
Trustees at the head including ‘‘senior leaders’’ from its 18
Principal Business Supporters who advise on how best to
achieve the Forum’s mission. In addition, there is a separate group of five Chairmen who develop regional partnership programs as well as IBLF specific projects. Lastly,
the Forum’s management has an International Advisory
Board which promotes IBLF’s own international growth
and leadership strategy. The President and founder of the
IBLF is the HRH Prince of Wales.
CHRISTOPHER S. BIGGERS
Address of Organization
Brief History
The IBLF was founded in February 1990 when the Prince
of Wales and a group of international business leaders
convened a meeting to discuss the issues of globalization
in Charleston, South Carolina. Among its first projects,
the IBLF embarked on programs aiding transitional
economies in Eastern Europe as well as those much further afield in South East Asia. Subsequently, the Forum
has partnered with the United Nations, the European
Union, the World Bank, and countless philanthropic
organizations around the world to promote sustainable
development. Since 1994, the Forum has published studies on diverse topics from the business community’s response to HIV/AIDS in developing countries to the
implementation of human rights in business standards.
Funding
There are three tiers of affiliation through which the IBLF
receives financial resources including Corporate Partners,
Development Partners, as well as Philanthropic Donations. Since the Forum is linked with over 70 of the
world’s leading companies producing over $2 trillion in
profit, the IBLF largely obtains funding through the contributions of its corporate partners. However, the Forum
does receive indirect assistance from multinational government agencies vis-à-vis its development partnerships.
Major Accomplishments
Mission
The mission and objectives of the IBLF are three pronged:
a focus on sustainable development, improving the
opportunity of employment and entrepreneurship, and
enabling corporations to contribute to solving health and
human development issues. Much of the Forum’s agenda
has its origin in the United Nations Brundtland Report
which has defined the IBLF’s primary focus, ‘‘sustainable
development,’’ as development ‘‘that meets the needs of
the present without compromising the ability of future
generations to meet their own needs.’’ In order to accomplish this objective, among others, the IBLF has become
an active partner of the UN’s Millennium Development
Goals and the UN Global Compact.
Among the IBLF’s most recent achievements includes
campaigns with the World Bank which have helped raise
standards of the footwear and garment industry in South
East Asia. Furthermore, the Forum has created three independently assessed awards – the GAIN Business Award, the
Rio Tinto Alcan Prize, and the World Business and Development Prize – creating incentives to further corporate
reforms adopting sustainable ‘‘best practice’’ policies.
Cross-References
▶ Corporate Social Responsibility
▶ United Nations
▶ UN Global Compact
▶ World Bank
International Campaign to Ban Landmines
References/Further Readings
United Nations. (1987). Brundtland report: Our common future general
assembly document A/42/427, from http://www.un-documents.net/
wced-ocf.htm
International Campaign to Ban
Landmines
LAWRENCE S. CUMMING
Address of Organization
9 Rue de Cornavin
CH-1201 Geneva
Switzerland
www.icbl.org
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and sale, transfer, or export of antipersonnel landmines’’
(Website).
Activities
The Campaign initially came into being to raise awareness
of the problem of anti personnel mines and to press for a
binding international agreement. It promotes increased
international resources for humanitarian mine clearance
and mine victim assistance programs. Since the signing of
the Ottawa Treaty, it has continued to press for universalization of the Treaty’s coverage, full compliance with its
terms and other related goals. It participates in the periodic official meetings of the Mine Ban Treaty Progress
Review Process. It produces a number of publications,
most notably the annual Landmines Monitor Report, and
continues to advocate vigorously for ancillary goals, a
good example being a ban on cluster bombs.
Structure and Governance
Introduction
The International Campaign to Ban Landmines (ICBL)
describes itself as ‘‘an international network of 1,400 Non
Governmental Organizations in ninety (90) countries
(including) human rights, demining, humanitarian, children’s, veterans’, medical, development, arms control,
religious, environmental, and women’s groups . . . who
work locally, nationally, regionally, and internationally
to ban antipersonnel landmines’’ (ICBL website).
Brief History
The Campaign was founded in 1991 by Handicap International, Human Rights Watch, Medico International, the
Mines Advisory Group, Physicians for Human Rights and
the Vietnam Veterans of America Foundation. A mere
6 years later (December, 1997) the movement’s efforts
culminated in the signing of the International Mine Ban
Treaty, known also as ‘‘the Ottawa Treaty.’’
The ICBL is a truly international civil society movement that emerged in many and diverse countries, coalesced and manifested itself as an idea whose time had
come. It represented a groundswell that encouraged and
converged with what might be termed a ‘‘states-swell’’ at an
historic moment in the early 1990s when a critical mass of
governments and multilateral agencies had become convinced of the urgent need to act on the landmines problem.
The Campaign has always functioned as a remarkably
broad, diverse, multi-centric, volunteer led global network. Each national committee pursues its own priorities,
but all the while sharing a common vision and engaging in
a mutually beneficial exchange of views and experience
and building an international movement.
From 1993 till 1998 the network was coordinated by a
Campaign Steering Committee consisting of the six original members plus additional national members from
Asia, Africa and Europe. In 1998, the Steering Committee
became the Co-ordination Committee and expanded yet
again to include other organizations from around the
world committed to the mission.
Since 2005, the network has been governed by a five
member Management Committee and a 21 member Advisory Board. Though it initially did not have an international office, its day-to-day affairs are now managed by a
small secretariat of seven persons, most of whom are
based in Geneva.
Funding
Financial support for the ICBL and its work has come
from a variety of sources including 18 national governments, three United Nations agencies, the Holy See as well
as the large and diverse array of members and endorsers.
Accomplishments
Mission
The Campaign characterizes itself as a ‘‘flexible network of
organizations that share common objectives. . . . The International Campaign to Ban Landmines is committed to
an international ban on the use, production, stockpiling,
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The signature accomplishment of the Campaign was the
1997 Mine Ban Treaty. This goal was reached in as a result
of being able to work in close harmony with the International Committee of the Red Cross, United Nations agencies and sympathetic governments which shared the
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International Center for Not-for-Profit Law (ICNL)
vision and took up the cause. The successful outcome is
now a classic case of effective international civil society
and state collaboration.
The Campaign and its then Coordinator, Jody Williams
of the United States, one of the key activists responsible for
bringing the initiative into being were jointly awarded the
1997 Nobel Peace Prize.
A more recent and no less significant achievement is
the Convention on Cluster Munitions formally signed by
94 governments in December, 2008. Though, technically,
another campaign called the Cluster Munitions Coalition
led this effort, it built upon the ICBL experience, and
many of the same actors were involved.
Cross-References
▶ Coalitions and Networks
▶ Dotcauses
▶ Human Rights Watch
▶ INGOs
▶ International Red Cross and Red Crescent Movement
References/Further Readings
International Campaign to Ban Landmines. (1999). International Campaign to Ban Landmines. Landmine Monitor Report (annual).
International Campaign to Ban Landmines. (1998–2008). Landmine
Monitor Report, and annual editions.
Millennium Development Goal Campaign. (n.d.). Chapter 2: Case study,
‘‘The International Campaign to Ban Landmines’’ (ICBL), CIVICUS:
World Alliance for Citizen Participation and Millennium Development Goals Campaign Office, from www.civicus.org/mdg/2-cs.htm
Montlake, S. (2003, September 25). International effort to stop land
mines bears fruit. Christian Science Monitor.
Williams, J. (1999, September 3). The international campaign to ban
landmines – a model for disarmament initiatives? Nobelprize.org.
Williams, J. et al. (Eds.) (2008). Banning landmines: Disarmament, citizen
diplomacy and human security. Lanham, MD: Rowman and Littlefield.
whose main goal is to facilitate the development of the civil
society through the improvement of the legal frameworks
that regulate the operation of NGOs in each country. It
operates through cooperation and alliances with local
governments or organizations and currently has presence
in four continents.
Brief History
The ICNL was founded in 1992 by Leon E. Irish and Karla
W. Simon, both professors of law and experts on taxation
and civil society, among other subjects. Over time the
organization has quickly grown from a two-person team
with few local projects funded privately, to an international
and sustainable institution with offices on four continents.
After the departure of its founders in 2002 (who then
founded the International Center for Civil Society Law)
ICNL continued to grow and expand its activities, currently
providing technical assistance to more than 90 countries.
Mission/Objectives/Focus Areas
In the beginning, the institution’s main concerns were the
registration and taxation laws that not-for-profit organizations had to confront. At the present time its aim has
become broader and ICNL now seeks to promote legal
environments for civil society and freedom of association
and public participation around the world.
The ICNL also embraces four core values, which it
seeks to promote across all of its activities: ‘‘reform results
from an indigenous and transparent process; sustainability is achieved through capacity-building; programs must
incorporate public participation and consensus-building;
and healthy civil society features the principles of selfgovernance, accountability, and transparency.’’
Activities
International Center for Not-for-Profit
Law (ICNL)
FRANCISCO MARTINEZ
Address of Organization
733 15th Street, NW, Suite 420
Washington, DC 20005-2112
USA
www.icnl.org
Introduction
The International Center for Not-for-Profit Law (ICNL)
is an international nongovernmental organization (NGO)
The state of development of the NGO sector and its
necessities are not uniform in every country, therefore
the characteristics of ICNL’s activities also vary from
case to case. To describe them in a general manner, however, it can be said that each project addresses its particular situation through one or more of the following areas of
focus: legal framework for civil society; civil society sustainability; good governance and accountability; publicprivate partnerships; self-regulation; public participation
and advocacy; or educational initiatives.
Since 1998, the ICNL also publishes the International
Journal of Not-for-Profit Law (IJNL), a quarterly journal
focused mainly on legal frameworks and regulation regarding the NGO sector. The journal, as well as, a knowledge center containing legal documents, court cases, and
other documentation from several countries, is available
free of charge at the ICNL’s website.
International Committee on Fundraising Organizations
I
Structure and Governance
Introduction
The ICNL has a Board of Directors and an Advisory
Council and the member composition of both instances
accounts for the international character of the institution.
Besides the central office in Washington, DC, smaller
international offices have been set up and alliances with
other organizations have been established, gaining presence in Budapest, Hungary; Sofia, Bulgaria; Almaty,
Kazakhstan; Kiev, Ukraine; and Moscow, Russia.
Most countries have public interest and benefit organizations that raise funds from the public for various good
causes. The goodness of the cause is often acknowledged
by numerous tax and regulatory breaks. The quality of the
goods and services that charitable organizations produce
are, however, typically difficult to assess. In addition,
charitable organizations are arguably as susceptible to
mismanagement and fraud as their for-profit brethren,
and quite possibly more so due to the nature of the
goods and services that they produce and the lack of
incentives for the state to provide effective enforcement.
This leaves charitable organizations particularly susceptible to mismanagement and fraud (e.g., Ortmann &
Schlesinger, 2003, for a discussion and relevant references).
The resultant credibility, or fundraising, problem –
how do donors know that their money is spent efficiently
and for the advertised purpose (e.g., for victims of a
tsunami)? – can be addressed in various ways. Certification is one such scheme. Contrary to self-regulatory activities, certification involves a third party that – after an
investigation – assures potential donors that a certified
organization is likely to spend the donated funds in ways
that are both responsible and in line with the advertised
purpose.
In the older European Union member states one finds
a stable and slowly growing set of such certification agencies (Ortmann & Svitkova, 2007), many of which are
members of the International Committee on Fundraising
Organizations. In addition to European certification agencies such as the Deutsches Zentralinstitut für soziale Fragen
in Germany and the Stiftung ZEWO in Switzerland, a
Taiwanese initiative has been added recently, and two
non-secular certification agencies outside Europe have
been members for a long time.
Funding
At the end of 2007 the net assets were of US$6,566,685. In
the year 2007 the ICNL registered total public support
revenue of US$5,406,880, most of which was provided
by the US Government and pass-through grants (in particular, ICNL has engaged in several collaborative initiatives with the United States Agency for International
Development, USAID).
Cross-References
▶ Charity Law
▶ Freedom of Association
▶ INGOs
▶ Law, Foundations
▶ Law, Nonprofit Associations
References/Further Readings
Simon, K., & Irish, L. (1998, September). Legal mechanisms to encourage development partnerships. The International Journal of Not-forProfit Law, 1(1).
Blue, R., Galaty, M., & Green, A. (2006). ICNL: The CEE/SEE
Program: Impact and potential. Retrieved on February 10, 2009,
from www.ngo.ee/orb.aw/class = file/action = preview/id = 9329/
ICNLCEEEvaluationFINAL.pdf
Brief History
International Committee on
Fundraising Organizations
The ICFO was founded in 1958, and formally incorporated
in 1990 in Holland as a Dutch Association.
Mission and Activities
ANDREAS ORTMANN
Address of Organization
Secretary General ICFO
Burkhard Wilke
c/o Deutsches Zentralinstitut für soziale Fragen/DZI
Bernadottestr. 94
D-14195 Berlin
Germany
www.icfo.de
The ICFO acts as an international forum for discussion
and debate on accreditation issues. It also aims to improve
and strengthen national accreditation procedures through
the exchange of information and coordinated development of standards and supports national initiatives towards independent certification organizations. ICFO has
formulated its own set of standards for good governance
and management for charitable organizations. On this
basis, it now offers charities with an international structure to be monitored by ICFO. The standards cover membership and responsibilities of the governing body, the
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International Co-operative Alliance (ICA)
fulfillment of public benefit goals, fiscal control, management, and reporting, fundraising practices, and the provision of public information.
Although the role of the ICFO is that of an international forum for discussion and debate on accreditation
issues, it also seems to take on more representation tasks
towards international supranational organizations such as
the EU as it has become better known.
Structure and Governance
As of the writing of this article, the ICFO has a ‘‘Constitution’’ that establishes, at least formally, the Annual
General Membership (AGM) meeting as the key decision
making body. The AGM elects the board (or removes
members of the board), ratifies the acts of the board,
and determines the dues levels (currently about €1,600).
It also might terminate membership.
Funding
The ICFO finances itself almost exclusively from membership dues.
Major Accomplishments/Contributions
There is no hard evidence of its success, although theoretical analysis (Ortmann & Svitkova, 2007) and anecdotal
evidence (e.g., the reliance of state agencies on the certification agencies in some countries) suggest strongly that
this model of quality assurance is promising and, especially in light of the notoriously unaccountable and
intransparent charity sector in Europe, well on its way to
becoming a veritable success story.
Cross-References
▶ Accountability
▶ Governance, Organizational
▶ Stiftung ZEWO
▶ Theories of Nonprofit Organization, Economic
▶ Transparency
References/Further Readings
Ortmann, A., & Schlesinger, M. (2003). Trust, repute, and the role of the
nonprofit enterprise. In H. Anheier & A. Ben-Ner (Eds.), The study
of the nonprofit enterprise New York: Kluwer/Plenum.(pp. 77–114).
Ortmann, A., & Svitkova, K. (2007). Certification as a viable quality
assurance mechanism in transition economies: Evidence, theory,
and open questions. Prague Economic Papers, 16(2), 99–114.
Ortmann, A., & Svitkova, K. (forthcoming). Does self-regulation work?
Evidence and caveats informed by theory. In M. K. Gugerty &
A. Prakash (Eds.), Nonprofit clubs: voluntary regulation of nonprofit and nongovernmental organizations. Cambridge: Cambridge
University Press.
Van Broekhoven, R. (2008). Engaging donors’ trust. ICFO, from www.icfo.de
International Co-operative Alliance
(ICA)
DAMIEN ROUSSELIERE
Address of Organization
15, route des Morillons
1218 Grand-Saconnex
Geneva
Switzerland
www.ica.coop
Introduction
The International Co-operative Alliance (ICA) is an independent, nongovernmental organization which ‘‘unites,
represents and serves cooperatives worldwide.’’ Its members are national and international cooperative organizations in all sectors of activity (agriculture, banking,
fisheries, health, housing, industry, insurance, tourism,
and consumer cooperatives). Other organizations (controlled by cooperatives or promoted by the cooperative
movement) can be admitted as associate members. In all,
221 member organizations from 87 countries represent
more than 800 million individuals worldwide. The ICA
flag, composed of the seven colors of the rainbow, was
adopted in 1925 at the suggestion of Charles Gide. English, French, German, Russian, and Spanish are the official languages of the Alliance.
Brief History
After a first tentative effort in Paris in 1867 – the meeting
was prohibited by the prefect of police – the successful
attempt at an international alliance coincided with the
setting up of national federations in England and France.
It was encouraged by theorists, such as George Holyoake
and Charles Gide, and by patricians, such as Edward
Greening, Edward Vansittart Neale, and Emile de Boyve,
who in 1886, at the Plymouth Congress, first suggested its
formation. The ICA was created at the London Congress in
1895 with delegates coming from 13 national groups (Europe, Argentina, Australia, India, and the United States).
Since its foundation, the ICA has met in Congress
every two or three years, interrupted only by the two
world wars, neither of which broke the unity of the
Alliance. Because of an ideology characterized by political
neutrality, it survived also the Cold War when other
international movements such as the Socialist International and the World Federation of Trade Unions split.
In 1982, the ICA moved from London to Geneva. In order
International Co-operative Alliance (ICA)
to face the challenges of globalization, the 1992 congress
at Tokyo agreed a new decentralized structure based on
the regions of Europe, Africa, Asia and the Pacific, and
the Americas.
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of Cooperatives is celebrated in common on the first
Saturday of July every year, since 1995. The theme for the
celebration underscores the contribution of the movement
to resolving global issues addressing both the Cooperative
Movement and the UN.
Mission/Objectives/Focus Areas
The ICA’S main objectives are to promote ‘‘the world
cooperative movement: to promote and protect cooperative values and principles; to facilitate the development of
economic and other mutually beneficial relations between
its member organizations.’’
With the definition of cooperative principles and the
statement on cooperative identity, the ICA initiated
debates and gave shape to the image of a worldwide cooperative movement. Three reviews were undertaken and
presented to congresses in 1937, 1966, and 1995, which,
based on the Rochdale principles, modernized the idea
of cooperation, and tried to maintain its relevance.
Structure and Governance
The ICA is composed of one Head Office (in Geneva,
Switzerland) and four Regional Offices (Belgium, India,
Kenya, and Costa Rica). The ICA is organized as an association, a corporate body regulated by the Swiss Civil Code.
Only the European Regional Office (Cooperatives Europe)
has a separate legal entity.
The ICA has nine specialized bodies which enable different types of cooperatives to organize around their own
interests: agricultural, banking, consumer, fisheries, health,
housing, tourism, insurance, and workers. There are also
four thematic committees: communication, gender equality, human resource development, and research.
Activities
The collection and dissemination of information on all
aspects of cooperative development, resources, and statistics is an important function of the ICA. Published since
1907, the Review of International Co-operation is the official journal of the ICA and presents discussion of issues
that affect cooperatives around the world and a selection
of research papers from the Annual International
Co-operative Research Conference. In 2006, the first
index of the world’s largest cooperatives, the ICA Global
300, was published in order to demonstrate the scale of
the cooperative movement globally.
With its consultative status accorded in 1946, the ICA
was one of the first nongovernmental organizations
officially recognized by the United Nations (UN). The
fight against poverty, the preservation of international
peace through the creation of decent work, and the economic development, linked with the improvement of
living standards, represent the main points of collaboration between ICA, International Labour Office (ILO), and
the UN. With them and other international institutions,
the Committee for the Promotion and Advancement of
Co-operatives (COPAC) was established in 1971.
The ILO and the ICA have been working together since
the 1920s to promote cooperatives, and have collaborated in
the adoption of ILO Recommendation no 193 on the Promotion of the Cooperatives adopted in June 2002. A new
campaign (Cooperating out of Poverty) follows the signing
of a partnership agreement to promote decent work and
reduce poverty through cooperatives in February 2004.
First celebrated by the ICA in 1923, the ICA International Co-operative Day and the UN International Day
Funding
The ICA’s work is financed primarily through members’
contributions. The subscription formula is based on a
universal basic rate, the number of members in a cooperative, and a regional weighting system (to take account
of socioeconomic differences between countries). The
Alliance reported total expenditures of more than
CHF3.8 million for 2007.
Accomplishments
In 1995, a new set of cooperative principles was accepted,
along with a statement of cooperative identity. Based on
seven principles (voluntary and open membership;
democratic member control; member economic participation; autonomy and independence; education, training
and information; cooperation among cooperatives;
concern for community) and six values (self-help,
self-responsibility, democracy, equality, equity, and
solidarity), the ICA defines a cooperative as ‘‘an autonomous association of persons united voluntarily to meet
their common economic, social, and cultural needs and
aspirations through a jointly-owned and democraticallycontrolled enterprise.’’
Cross-References
▶ Cooperatives and Employee Ownership
▶ Cooperatives, History and Theory of
▶ Desroche, Henri
▶ Gide, Charles
▶ Rochdale Society of Equitable Pioneers
▶ United Nations
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International Council of Voluntary Agencies (ICVA)
References/Further Readings
Birchall, J. (1997). The international co-operative movement. Manchester:
Manchester University Press.
Emmanuel, J., & MacPherson, I. (Ed.) (2007). Co-operatives and the
pursuit of peace. Victoria: New Rochdale Press.
Rhodes, R. (1995). The international co-operative alliance during war and
peace 1910–1950. Geneva: International Co-operative Alliance.
coordination fora. As an advocacy alliance for humanitarian action, ICVA assists its members to increase the quality,
accountability, and visibility of their work by finding ways
to ensure local engagement in international response
mechanisms.
Activities
International Council of Voluntary
Agencies (ICVA)
EVELYNE SCHMID
Address of Organization
26-28 Avenue Giuseppe Motta
1202 Geneva
Switzerland
www.icva.ch
Introduction
The International Council of Voluntary Agencies (ICVA)
is a global network for humanitarian policy and advocacy.
In particular, ICVA supports the work of its member
agencies in influencing national and international policies, advocating for the protection of refugees and displaced persons, and coordinating humanitarian response,
as well as representing the humanitarian perspectives of
NGOs vis-à-vis governments and international agencies.
Brief History
ICVA is one of the oldest global NGO alliances. It was
founded on 6 March 1962 as a merger of three existing
NGO networks: the Conference of Nongovernmental
Organizations Interested in Migration; the Standing Conference of Voluntary Organizations Working for Refugees;
and the International Committee for World Refugee Year.
These organizations decided to broaden the focus to the
humanitarian, social, and development spheres. In 1997,
ICVA’s finances and functions were restructured and now
focus on humanitarian and forced displacement issues.
Over the years, membership has increased to over 75
nongovernmental, nonprofit agencies.
To achieve its mission, ICVA engages in informationsharing, advocacy, representation of its members and of
crisis-affected populations at international fora and
humanitarian reform projects. In addition, ICVA participates in the Global Humanitarian Platform, a forum
bringing together NGOs, the International Red Cross
and Red Crescent Movement, and the United Nations. It
is also involved in the Inter-Agency Standing Committee,
the main mechanism for the coordination of humanitarian assistance among UN agencies established by the
United Nations General Assembly.
Structure and Governance
ICVA is an association under Swiss Law. A General
Assembly of members is responsible for the strategic
formulation and review of programs and for the election
of an Executive Committee. The Secretariat is based in
Geneva.
Funding
ICVA is financed through income from its membership
(approximately $270,000 in 2007) and from institutional
and government donors. Total expenditures for core costs
amounted to approx. $635,000 in 2007.
Accomplishments
In 1963, ICVA was awarded the Nansen Medal. The award
recognizes outstanding contributions to alleviate the
suffering of refugees. It is named after Fridtjof Nansen,
the explorer and scientist who was the first High Commissioner for Refugees at the League of Nations.
Cross-References
▶ Coalitions and Networks
▶ Federations, Nonprofit
▶ Human Rights
▶ INGOs
▶ International Red Cross and Red Crescent Movement
▶ NGOs and Humanitarian Assistance
Mission
References/Further Readings
ICVA attempts to bring the experience and views of
members at the field level to international policy and
ICVA (2007). Annual Report 2007, from http://www.icva.ch/doc00003053.
pdf; 11/17/2008
International NGO Training and Research Centre
International NGO Training and
Research Centre
CLAUDIA BODE-HARLASS
Address of Organization
Oxbridge Court
Osney Mead
Oxford, OX2 0ES
UK
www.intrac.org
Introduction
The International NGO Training and Research Centre
(INTRAC) describes itself as a ‘‘non-profit organisation
working in the international development and relief sector.’’ According to the organization it is an ‘‘independent
commentator, innovator and partner’’ to nongovernmental and civil society organizations around the globe.
Brief History
INTRAC was established in 1991 with the aim of
providing management training and research services for
nongovernmental organizations (NGOs) working in the
development sector. While initially the organization was
focusing on northern based NGOs, it has continuously
expanded its range to include organizations based in
southern and eastern countries as well.
Mission
INTRAC is dedicated to strengthening civil society organizations (CSOs) around the world in order to help them to
achieve developmental goals such as the establishment of
sustainable livelihoods and just societies. The organization
believes that the creation of democratic societies depends
on an active civil society which can hold its governments
accountable and introduce new and innovative views, strategies, and actions. In order to fulfill these tasks, INTRAC’s
aim is to improve the organizational effectiveness and
program performance of NGOs and CSOs.
Activities
INTRAC uses a variety of different methods to
strengthen CSOs, linking academic knowledge and analysis with practical work while in all cases following the
participatory approach. The organization conducts for
example research on global development trends and practices leading to the publication of a number of books,
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papers, and policy briefs. Furthermore, it provides consultancy services for NGOs and CSOs which includes
organizational capacity building and special training
courses. Besides, INTRAC provides an international platform for NGOs and CSOs in the development sector
bringing together people from all over the world in its
annual conferences. The organization’s work in all fields
and countries can be reviewed in its annual reports.
Structure and Governance
INTRAC is a registered UK charity based in Oxford. Its 20
permanent staff members are supported by a number of
associates and consultants working on a project basis. The
organization is governed by a board of trustees which
is headed by the Executive Director.
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Funding
The total budget of the year 2007 was £2.2 million, showing
an increase of almost half a million pounds since 2006.
INTRAC is funded by a variety of nongovernmental and
religious organizations working in the development field
such as Save the Children Sweden, Christian Aid or Concern
Worldwide. But its donors also include a number of
governmental agencies including the international development agencies of Sweden, Denmark, Canada, and Norway
as well as the Dutch Foreign Ministry.
Accomplishments
The organization is distributing a monthly electronic newsletter to more than 7,000 subscribers all around the world.
Its more extensive newsletter ‘‘ontrac’’ which is focusing on
the analysis of development trends is published three times
a year not only in English but also in French, Portuguese,
Russian, Spanish, Chinese, and Arabic.
Cross-References
▶ NGOs and Socio-Economic Development
▶ Nongovernmental Organizations, Definition and
History
References/Further Readings
Bakewell, O., James, R., Hailey, J., Lipson, B., & Hunt, M. (2008). Praxis
series collection -3 books: Sharpening the development process/capacity
building for NGOs/capacity building framework. Oxford: INTRAC.
Brehm, V. M. (2004). Autonomy or dependence? North – South NGO
partnerships (INTRAC Briefing Paper No. 6). Oxford: INTRAC.
Pratt, B. (Ed.) (2003). Changing expectations? The concept and practice of
civil society in international development (INTRAC NGO Management & Policy Series No. 16). Oxford: Oxford University Press.
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International Organization for Standardization (ISO)
International Organization for
Standardization (ISO)
CHRISTOPHER KAAN
Address of Organization
1, ch. de la Voie-Creuse
Case postale 56
CH-1211 Geneva 20
Switzerland
www.iso.org
Introduction
The International Organization for Standardization (ISO)
is an international organization which creates and fosters
standards for goods and management systems. While ISO
is formally a nongovernmental organization (NGO), it has
governmental institutions among its members, and some
of the private organizations have strong governmental ties.
Brief History
ISO was founded in 1946 during a Conference in London
by the unification of two predecessors: the International
Federation of the National Standardizing Associations,
which was established in New York in 1926 and administered from Switzerland, and the United Nations Standards
Coordinating Committee, established only in 1944 and
administered in London.
Despite the different order of words in the long version, the organization decided to use the abbreviation ISO
for its name. This refers to the Greek term ‘‘isos,’’ meaning
equal or identical.
Since its beginning the ISO has slowly grown to one
of the most important standard-setters in industry and
services throughout the world. Especially the shift away
from product standards to more comprehensive management standards has increased the outreach and impact of
the organization tremendously.
Mission
The mission of ISO is the creation of international standards for industry and other business. The ISO administers a variety of standards, ranging from product
standards in great diversity over process standards up to
management system standards.
Activities
The major activity of ISO is creation and negotiation
of international standards. For each standard, the ISO
assembles a Technical Committee (TC) consisting of
about 50 representatives to pursue the drafting process.
The TCs are then supported by subcommittees and Working Groups where the majority of the discussions take place.
ISO standards are nonbinding rules, but they have
become increasingly relevant for intra-industry trade.
Especially the management system standards for the quality management (ISO 9000) or for environmental management (ISO 14001) have reached a nearly obligatory
status for suppliers and subcontractors.
Structure and Governance
The ISO is a membership organization which is composed
by the national standard-setting bodies. Each country is
represented by one standard-setting body. These bodies
vary in their nature: while in developing countries they
tend to be public institutions like ministries or agencies,
they tend to be private organizations like business associations in developed countries.
Major strategic decisions in ISO like final adoption of
a standard are taken by the General Assembly in which
all members are represented and which meets once a year.
It also elects the ISO Council, which represents the members between sessions and which drafts the proposals for
the decision-making process. ISO has an international
secretariat headed by a Secretary-General in Geneva.
Funding
The work of ISO is financed by two different sources.
First, the member organizations have to pay a subscription fee which serves to finance the International Secretariat. The work of the TCs is funded differently. For each
TC, the ISO searches for a hosting organization (usually
one of the member organizations). These organizers need
to pay all the costs to uphold the operations of the respective committee, e.g., costs of the meetings, travel costs for
participants, management costs and many more.
Major Accomplishments
The major accomplishment of the ISO is the acceptance of
its standards all over the world. In many countries ISO
norms are being adopted by standard-setting bodies, either in whole scale or in part. Furthermore, some ISO
standards are now recognized by the World Trade Organization as legitimate public standards and guidelines.
Critics point to this quasi-public acceptance as a
major problem of ISO. Because of the private nature of
the organization and the low participation of civil society
organizations, they deny any democratic nature of this
process. Furthermore, other criticism declares that developing countries lack the capacity to participate on the
same level as the developed countries and ISO standards
thereby have a strong northern bias.
International Planned Parenthood Federation
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Cross-References
Mission
▶ INGOs
▶ Legitimacy
▶ World Trade Organization
The IPPF works to ensure that everyone has the right to
‘‘access good sexual and reproductive health care and
services.’’ The federation believes that such rights must
be recognised as universal human rights. The IPPF works
for gender equality and the elimination of gender biases
which often put women at risk. It promotes choices for
individuals and encourages them to take control of their
sexual and reproductive health.
References/Further Readings
Clapp, J. (1998). The privatization of global environmental governance:
ISO 14000 and the developing world. Global Governance, 4, 295–316.
Murphy, C., & Yates, J., (2008). ISO, the International Organization for
Standardization: Global governance through voluntary consensus.
London/New York: Routledge.
Raines, S. S. (2001). Perceptions of legitimacy and efficacy of International Environmental Standards: The impact of the participation
gap. Global Environmental Politics, 3(3), 47–73.
International Planned Parenthood
Federation
REBECCA DIBB
Address of Organization
4 Newhams Row
London SE1 3UZ
UK
www.ippf.org
Introduction
The International Planned Parenthood Federation
(IPPF), through its worldwide movement in 180
countries, advocates for sexual and reproductive health
rights for all and provides services to individuals and
communities.
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Activities
According to the IPPF, ‘‘approximately 32 million visits a
year are made to over 58,000 IPPF facilities worldwide.’’
Their services include ‘‘counseling, gynecological care,
HIV-related services, diagnosis and treatment of sexually
transmitted infections, infertility services, mother and
child health, emergency contraception and abortionrelated services.’’ The federation’s 10-year strategic framework plan 2005–2015 established the ‘‘five As’’ which outlines five priority work areas– Adolescents/young people,
HIV/AIDS, Abortion, Access, and Advocacy. The IPPF
designs tool-kits and guides on best ways to work and
provide services on sexual and reproductive health issues.
Structure and Governance
The IPPF’s highest policy-making body is the Governing
Council, comprising of 30 members, which meets twice a
year. The IPPF has 152 member associations across the
world which must meet the federation’s 65 membership
standards. The federation has six regional offices in Africa
(Nairobi, Kenya), Arab World (Tunis, Tunisia), Europe
(Brussels, Belgium), South Asia (New Delhi, India), East,
South-East Asia and Oceania (Kuala Lumpur, Malaysia)
and the Western Hemisphere (New York, USA). The IPPF
works through a set of global indicators to ensure that the
federation can measure their performance ‘‘against the
strategic framework.’’
Brief History
Funding
The powerful campaign that women had the right to control their own fertility, as promoted by Elise Ottesen-Jensen
from Sweden and Dhanvanti Ramu Rau from India,
among other women, triggered the formation of the IPPF
in 1952 at the Third International Conference on Planned
Parenthood in Bombay, India. The federation initially
worked on a very small budget before it began expanding
alongside the increasing recognition of the importance of
family planning and reproductive health. Sweden was the
first country to give the IPPF a government grant in 1966
and in 1981 the first major world conference on family
planning was sponsored by key stakeholders – IPPF,
UNFPA, and the Population Council.
According to the IPPF’s 2007 financial statements ‘‘the
overall income received by IPPF in 2007 was US$120.6
million.’’ The majority of the IPPF’s funding is from government sources, but funding also comes from the private
sector, the European Commission and the United Nations
‘‘in particular UNFPA and UNAIDS.’’ In 2007, the IPPF’s
‘‘overall expenditure was US$101.8 million.’’
Major Accomplishments
The IPPF can be seen as the strongest advocate for
sexual and reproductive health and rights globally. It has
an important voice internationally and the IPPF has
consultative status with the United Nations (UN) and
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participative status in the Council of Europe. The federation
has been actively involved in following up on the
Programme of Action after the landmark International
Conference on Population and Development (ICPD) held
in 1994 in Cairo. The IPPF lists some of its key achievements
in 2007/2008 as providing over 15 million sexual and reproductive health services to young people, Member Associations providing over 650,000 abortion-related services and
nearly 3.3 million HIV-related services.
Cross-References
▶ Federations, Nonprofit
▶ Human Rights
▶ INGOs
▶ United Nations
References/Further Readings
Frances, D. (1973). The IPPF: 21 years of achievement. Journal of Biosocial
Science, 5(4), 413–419.
International Red Cross and Red
Crescent Movement
PATSY KRAEGER
Address of Organization
The International Committee of the Red Cross
19 avenue de la Paix
CH 1202, Geneva
Switzerland
www.icrc.org
The International Federation of Red Cross and Red
Crescent Societies
Chemin des Crêts, 17
Petit-Saconnex, CH 1211, Geneva
Switzerland
www.ifrc.org
Movement Website
www.redcross.int
Introduction
The International Red Cross and Red Crescent Movement
incorporates the International Committee for the Red
Cross (ICRC) and the International Federation of Red
Cross and Red Crescent Societies as well as the 186
national Red Cross and Red Crescent societies with 97
million volunteers, staff, and supporters.
Brief History
The idea for the Movement came about as a result of a
bloody battle, the Battle of Solferino, Italy in 1859. In
1863, the international committee for the relief of military
wounded was established and, in 1876 was renamed the
International Committee for the Red Cross. In 1864, a
Geneva Convention was established for the treatment of
wounded armies in the field. Between 1899 and 1949,
additional Geneva conventions and protocols were established as well as several Hague Conventions regarding the
treatment of military wounded in the field. In 1965, the
ICRC developed a Proclamation of the Fundamental
Principles of the Red Cross and in 1986, statutes for the
ICRC and the Federation were developed. Since 1989,
the movement has focused on conventions regarding the
rights of children, weapons of mass destruction, to agreements on the organization of the movement as well as
issues surrounding the creation of the International
Criminal Court. In 2006, the movement adopted a third
emblem in addition to the red cross and red crescent.
Mission
The mission of the International Red Cross and Red Crescent Movement is ‘‘to prevent and alleviate human
suffering wherever it may be found, to protect life and
health, and ensure respect for the human being, in particular in times of armed conflict and other emergencies, to
work for the prevention of disease and for the promotion
of health and social welfare, to encourage voluntary service
and a constant readiness to give help by the members of the
Movement, and a universal sense of solidarity towards all
those in need of its protection and assistance.’’ In pursuing
its mission, the Movement shall be guided by its fundamental principles: humanity, impartiality, neutrality, independence, voluntary service, unity, and, universality.
Activities
The movement operates through agreed upon principles
of cooperation ‘‘to ensure a concerted, rational and rapid
humanitarian response to the needs of the victims of
armed conflict or any other situation of internal violence.’’
The ICRC structures the cooperation between itself, the
Federation and the 186 national societies in four areas.
Operational cooperation covers such activities as health
care, first aid, transporting war casualties, food distribution and restoring family links. The ICRC also coordinates
the movement’s activities in order to maximize its mandates and skill sets. There is cooperation on national
capacity building where the ICRC shares its expertise on
international humanitarian law, emergency aid and
health care with the national societies. Finally, the ICRC
International Society for Third-Sector Research (ISTR)
leads the design and implementation of policies for the
International Red Cross and Red Crescent Movement.
Structure and Governance
The International Committee of the Red Cross (ICRC)
and the International Federation of Red Cross and Red
Crescent Societies together constitute the International
Red Cross and Red Crescent Movement. The ICRC, the
Federation and the National Societies are independent
bodies. Each has its own individual status and exercises
no authority over the others. In conflict situations, the
ICRC will take the lead and direct the role of its partner
societies pursuant to the 1997 Seville Agreement. The
bodies of the International Red Cross and Red Crescent
Movement are the International Conference of the Red
Cross and Red Crescent, the Council of Delegates of the
International Red Cross and Red Crescent Movement,
and the Standing Commission of the Red Cross and Red
Crescent.
Funding
The International Red Cross and Red Crescent Movement
bodies are separately funded. The ICRC and the Federation
receive funding from government, corporate, and individual giving and the Federation also receives membership dues.
The 186 national Red Cross and Red Crescent societies may
receive funding from the ICRC and the Federation, as well
as other public funding from governments, corporations,
foundations, and individuals. In 2005, the ICRC budget was
approximately 970 million Swiss Francs. The Federation is
projecting expenses of $260 million for 2009 and 2010.
Major Accomplishments
Among its other achievements, Henry Dunant, the founder of the Red Cross won the first Nobel Peace Prize
in 1901. The International Committee for the Red Cross
subsequently won the prize again in 1917 and 1944 due to
its humanitarian efforts during both world wars. And
in 1963, the ICRC and the International Federation of
Red Cross and Red Crescent Societies won the Nobel
Peace Prize on the occasion of the Movement’s 100th
anniversary.
Cross-References
▶ Dunant, Henry
▶ INGOs
▶ QUANGOs
References/Further Readings
Borton, J. (2007). Recent trends in the International Relief System.
Disasters, 17(3), 187–201.
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Hutchinson, J. F. (1996). Champions of caring. Boulder, CO: Westview.
Lavoyer, J. P. (1995). Refugees and internally displaced persons: International humanitarian law and the role of the ICRC. International
Review of the Red Cross, 305, 162–180.
Reychler, L., & Paffenholz, T. (2001). Peacebuilding: A field guide. Boulder,
CO: Lynne Rienner.
International Society for Third-Sector
Research (ISTR)
ELIZABETH LEVI
Address of Organization
559 Wyman Park Building
3400 N. Charles Street
Baltimore, MD 21218-2688
USA
www.istr.org
Introduction
The International Society for Third-Sector Research
(ISTR) is an international association registered as a nonprofit organization in the United States. ISTR is dedicated
to promoting research and education in and about civil
society, philanthropy, and the nongovernmental sector.
ISTR brings together scholars and others to exchange
and advance knowledge on a global as well as local level
about the third sector, human well being and international development. As of 2008, ISTR was comprised of 748
members from around the world.
Brief History
The International Society for Third Sector Research
(ISTR) was founded in 1992, and from its establishment,
has been housed in the Johns Hopkins University Institute
for Policy Studies. ISTR also became the home of the
scholarly journal, Voluntas: the International Journal of
Voluntary and Non-Profit Organizations, which had been
established 2 years earlier in England.
Mission/Objectives/Focus Areas
ISTR describes its mission as striving to ‘‘promote the
development of high quality research and education
internationally on Third Sector related issues, theories,
and policies; and to enhance the dissemination and
application of knowledge about the Third Sector as
widely as possible throughout the world.’’ ISTR is
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International Trade Union Confederation
committed to engaging researchers across the globe,
welcoming those from all academic disciplines, with an
emphasis on increasing the number of Third Sector
research practitioners in Central and Eastern Europe
and in developing nations.
in global civil society and the corresponding growth in
scope and breadth of third sector research. ISTR’s gatherings and publications serve to support high quality research
as third sector scholars work to create and make new
knowledge available and accessible to the field.
Activities
Cross-References
ISTR publishes the interdisciplinary research and policy
journal, Voluntas, four times a year offering scholarly
theory, empirical studies and critical commentary. Every
two years, ISTR convenes a major conference in a different
country to bring members and colleagues in the field
together to expand knowledge and new research about
the third sector. ISTR also convenes Regional Network
meetings for more locally focused researchers to gather
to pursue high level discussion of region-specific issues.
A quarterly newsletter keeps members updated on new
developments, publications and research initiatives. ISTR
also publishes occasional reports, which focus on regional
or thematic issues in the third sector.
▶ Professional Associations
▶ Third Sector
References/Further Readings
Hodgkinson, V., & Painter, A. (2003). Third sector research in
international perspective: The role of ISTR. Voluntas: International
Journal of Voluntary and Nonprofit Organizations, 14(1), 1–14.
Salamon, L. M. (1994). The rise of the nonprofit sector. Foreign Affairs,
73(4), 109–122.
Salamon, L. M., & Anheier, H. K. (1998). Social origins of civil
society: Explaining the nonprofit sector cross-nationally. Voluntas:
International Journal of Voluntary and Nonprofit Organizations, 9(3),
213–248.
Structure and Governance
ISTR is managed through a central secretariat, staffed by
the Executive Director, Margery Daniels, and a Program
Assistant. An international board of 15 scholars and
research professionals governs ISTR, complemented by
three ex officio members, including the past president,
the Editor of Voluntas, and the liaison to Johns Hopkins
University, the host institution for ISTR.
International Trade Union
Confederation
FLORIAN REHLI
Address of Organization
Funding
The 2006 Annual Report records the annual operating
budget as $379,000. Just over half of funding support for
operations is derived from grant revenue, with about one
quarter of the funding generated through institutional
grants for support of the annual ISTR conference. Additional funding is generated by membership dues, conference fees, and publications.
Accomplishments/Contributions
In its early years, ISTR’s journal and conference themes
reflected the importance of defining the growing third
sector among ISTR’s international constituents of
researchers and practitioners, particularly for those from
developing countries with a less clearly established nongovernmental sphere of activity and accompanying scholarship. ISTR convened the 2008 ISTR biennial conference in
Barcelona, Spain, which drew its largest audience to date:
over 600 participants from over 60 countries. The conference theme, ‘‘The Third Sector and Sustainable Social
Change: New Frontiers for Research’’ reflects new challenges
Boulevard du Roi Albert II no: 5, Bte 1
1210 Brussels
Belgium
www.ituc-csi.org
Introduction
The International Trade Union Confederation (ITUC)
is by far the world’s largest and most important trade
union federation. Currently it represents 168 million
workers in 155 countries and territories and has 311
national affiliates.
Brief History
The ITUC was formed on 1 November 2006 when the
former World Confederation of Labor (WCL) and
the International Confederation of Free Trade Unions
(ICFTU) merged. The Founding Congress of the ITUC
was held in Vienna and was preceded by the dissolution
congresses of both the WCL and the ICFTU. Before, the
history of international trade unionism had been marked
by long periods of division and adversity.
Islamic Relief
Mission
The ITUC’s primary mission is the worldwide promotion
and defense of workers’ rights and interests. In its constitution, the ITUC states that it exists to unite and mobilize
the democratic and independent forces of world trade
unionism in giving effective representation to working
people, wherever they work and in whatever conditions.
In this regard, it strives in particular for the universal
respect of fundamental rights at work and the strengthening of the rights of women, migrant workers, young
people and disabled people at the workplace.
Activities
To pursue its mission, the ITUC pursues a multilevel
strategy combining international cooperation between
trade unions, global campaigning, and advocacy with
the major global institutions. On the national level,
the ITUC supports trade union movements through the
coordinated provision of international development assistance to strengthen capacities and membership. On the
international level, the ITUC works closely together with
the International Labor Office, other specialist agencies of
the United Nations and other international trade union
movements to strengthen worker’s rights and the representation of workers in the informal and formal economy. In
its ‘‘Annual Survey of Violations of Trade Union Rights,’’
the ITUC gives an overview of trade union rights and
major violations of these rights all over the world.
Structure and Governance
The regional organizations of the ITUC are the Asia-Pacific
Regional Organization (ITUC-AP), the African Regional
Organization (ITUC-AF) and the American Regional Organization (TUCA). In Europe, the ITUC cooperates
closely with the European Trade Union Confederation.
The ITUC currently has 311 national affiliates. Its member
organizations are required to be independent of outside
influence and to have a democratic structure.
The Congress of the ITUC consists of delegates representing the member organizations and elects a General
Council and a General Secretary. While the General Council directs the activities of the ITUC and establishes the
annual budget, the General Secretary is the representative
and spokesperson of the ITUC and leads the Secretariat.
Funding
The activities of the ITUC are primarily financed by
annual affiliation fees which depend on the number of
members of the member organizations. The General Secretary may also organize fundraising campaigns for defined
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purposes and apply for financing from private and public
sources such as the European Union Commission.
Accomplishments
Given the short history of the ITUC, it is too early
to identify major accomplishments. Nevertheless, the
fact that the major global trade union federations now
try to work together regardless of ideological and sociopolitical orientations is a promising sign. Researchers and
politicians agree on the necessity of a globalized union
movement to effectively promote worker’s rights in the
twenty-first century.
Cross-References
▶ Federations, Nonprofit
▶ Freedom of Association
▶ Labor Movements/Labor Unions
References/Further Readings
Carew, A. et al. (Eds.) (2000). The International Confederation of Free
Trade Unions. Bern, Switzerland: Russell Lang.
ITUC (2006). Constitution and standing orders. Brussels: International
Trade Union Confederation, from http://www.ituc-csi.org/IMG/pdf/
Const-ENG-W.pdf, 5/12/2008
ITUC (2008). Annual survey of violations of trade union rights 2008, from
http://survey08.ituc-csi.org/survey.php?IDContinent=0&Lang=EN,
5/12/2008
INTRAC
▶ International NGO Training and Research Centre
Islamic Relief
ELIZABETH LEVI
Address of Organization
19 Rea St South
Digbeth
Birmingham, B5 6LB
UK
www.islamic-relief.com
Introduction
Islamic Relief Worldwide (IR) describes itself as ‘‘an international relief and development charity’’ which strives to
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Islamic Relief
alleviate suffering of the poorest people across the globe.
For 25 years, Islamic Relief Worldwide has operated as an
independent nongovernmental organization, headquartered in the United Kingdom, from which it delivers
programs and coordinates with partners and field offices
around the world to respond to disasters and emergencies. Islamic Relief Worldwide also supports sustainable
economic and social development in communities in
need across the world, providing its services on a nonsectarian basis.
through community-based capacity-building. Caring for
orphans and children in need takes the form of protecting
basic rights of children through education, health, social
welfare and shelter programs, and includes IR’s wellestablished orphan sponsorship program. Campaigning
and advocacy activities are achieved through partnerships
with international NGOs to address global poverty and
increasing awareness of the humanitarian Islamic values
of Islamic Relief while maintaining an inclusive approach
in all IR endeavors.
Brief History
Structure and Governance
Islamic Relief (IR) was established in Birmingham, United
Kingdom, in 1984. Dr. Hany Abdel Gawad El-Banna was a
physician who attended a medical conference in the
Sudan in 1983. Dr. Hany was moved by the devastation
of the famine he observed there and returned to the UK to
create IR to assist people in poverty. Since that time,
Islamic Relief has grown to expand its offices and operations worldwide, continuing disaster relief, and broadening its focus on humanitarian aid in medical, social, and
educational spheres.
Islamic Relief Worldwide is a global organization,
headquartered in the UK, where it is governed by a
seven-member Board of Trustees, chaired by Dr. Essam
A El Haddad. A six-member Executive Committee of
professionals guides the day to day operations of the
organization, led by Saleh Saeed, who became Chief Executive Officer in 2008. The worldwide headquarters coordinates two groups of partner organizations. The first is
Islamic Relief Partners, which function as separate legal
entities under their own jurisdiction of fundraising and
local activities. The second group is comprised of over 20
Islamic Relief affiliated implementing partners, which are
locally registered NGOs, working through field offices to
provide programs on the ground, integrating with
IR Worldwide headquarters through formal reporting
and monitoring structures. There is over 100 staff working
in the Birmingham headquarters that support over 1,500
staff and volunteers in over 30 countries where IR
conducts programs. In addition, IR operates a subsidiary
clothes recycling business with 50 employees in
Birmingham, UK.
Mission/Objectives/Focus Areas
In its 2007 Annual Report, Islamic Relief Worldwide
affirms its vision of a ‘‘caring world where the basic
requirements of people in need are affirmed.’’ This is
accomplished through its mission, ‘‘inspired by Islamic
values’’ to assist in the development of ‘‘safe and caring
communities; help the poor to enjoy self-reliance with
dignity; and to make it possible for those who wish to
support others to reach people in need of their help.’’
Islamic Relief strives to achieve these overarching aims
by providing help without bias, mitigating the impact of
disasters through relief and rehabilitation, and promoting
sustainable development, while advocating for the poor,
aligning efforts to support achievement of the Millennium Development Goals.
Activities
In addition to its response to disaster and emergency
response, Islamic Relief Worldwide conducts humanitarian programming in six sectors. Education activities focus
on long term development emphasizing access to formal
and vocational learning opportunities. Providing access to
health and water activities is conducted with a focus on
awareness and training, particularly of mothers and children, and providing sustainable water and sanitation
facilities. Promoting sustainable livelihoods is conducted
Funding
The Islamic Relief Worldwide 2007 Annual Report
records charitable expenditures of £31.7 million, with
the majority of funding support distributed in the form
of emergency relief (36%), leading seven other funding
areas of education, hunger alleviation, education,
employment, health, water and sanitation, child and orphan welfare, and advocacy. Revenues are generated primarily through donations (close to 60%); 12 overseas
funding partners (23%); and grants from institutional
funders (18%).
Major Accomplishments/Contributions
In 1984, Queen Elizabeth II honored Islamic Relief founder
Dr. Hany El-Banna for exceptional achievement and service
ISTR
with the Order of the British Empire. Among the accomplishments highlighted in the 2007 Annual Report were
responses to natural disasters in Pakistan and Bangladesh
by providing rescue, emergency food, medical care and
temporary shelter. In Chad and Darfur, where long term
conflict endures, IR provided emergency relief, shelter,
water, sanitation, health, and education services in refugee
camps, with an emphasis on maternal and child healthcare.
In the politically destabilized and war torn regions of
Somalia and Iraq, IR provided clean water, emergency
food and shelter rations.
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References/Further Readings
Benthall, J., & Bellion-Jourdan, J. (2003). The charitable crescent: Politics
of aid in the Muslim world. London: I.B. Tauris.
Ghandour, A.-R. (2004). The modern missionaries of Islam. In
F. Weissman (Ed.), In the shadow of ‘‘Just Wars’’: Violence, politics,
and humanitarian action, by Medecins San Frontiers. Ithaca, NY:
Cornell University Press.
ISO
▶ International Organization for Standardization (ISO)
Cross-References
▶ Faith-Based Organizations
▶ INGOs
▶ NGOs and Humanitarian Assistance
▶ Philanthropy and Religion, Islam
ISTR
▶ International Society for Third-Sector Research (ISTR)
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