The New Bioethics
A Multidisciplinary Journal of Biotechnology and the Body
ISSN: (Print) (Online) Journal homepage: https://www.tandfonline.com/loi/ynbi20
The sentience shift in animal research
Heather Browning & Walter Veit
To cite this article: Heather Browning & Walter Veit (2022): The sentience shift in animal research,
The New Bioethics, DOI: 10.1080/20502877.2022.2077681
To link to this article: https://doi.org/10.1080/20502877.2022.2077681
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the new bioethics, 2022, 1–16
The sentience shift in animal research
Heather Browning
London School of Economics, Centre for Philosophy of Natural
and Social Science, London, UK
Walter Veit
School of History and Philosophy of Science, The University of
Sydney, Sydney, Australia
One of the primary concerns in animal research is ensuring the welfare of laboratory animals. Modern views on animal welfare emphasize the role of
animal sentience, i.e. the capacity to experience subjective states such as
pleasure or suffering, as a central component of welfare. The increasing official recognition of animal sentience has had large effects on laboratory
animal research. The Cambridge Declaration on Consciousness (Low et al., University of Cambridge, 2012) marked an official scientific recognition of the
presence of sentience in mammals, birds, and cephalopods. Animal sentience has furthermore been recognized in legislation in the European
Union, UK, New Zealand and parts of Australia, with discussions underway
in other parts of the world to follow suit. In this paper, we analyze this shift
towards recognition of sentience in the regulation and practice in the treatment of laboratory animals and its effects on animal welfare and use.
keywords Animal welfare, sentience, animal research, animal legislation
1. Introduction
Laboratory animal research uses tens of millions of animals worldwide every year
(Jones 2013), covering a diverse range of taxa.1 The types of experiments performed range from hands-off observational studies of behaviour to invasive biomedical experiments that can result in pain, pathology, and death; and are thus of
special ethical concern (Beauchamp and DeGrazia 2020, DeGrazia and Beauchamp
2019, Browning and Veit 2022a). One of the primary goals of this research is to
safeguard the welfare of the animals used for the advancement of science. Indeed,
1
Though primarily rodents.
© 2022 The Author(s). Published by Informa UK Limited, trading as Taylor & Francis Group
This is an Open Access article distributed under the terms of the Creative Commons Attribution-NonCommercial-NoDerivatives License (http://creativecommons.org/licenses/by-nc-nd/4.0/), which permits non-commercial re-use, distribution,
and reproduction in any medium, provided the original work is properly cited, and is not altered, transformed, or built upon
in any way.
DOI 10.1080/20502877.2022.2077681
2
H. Browning and W. Veit
more so than ever before, the welfare of research animals is given primacy in assessing potential research projects.
Modern views in animal welfare science emphasize the role of animal sentience,
i.e. the capacity to experience subjective states such as pleasure or suffering, as a
central component of welfare. Indeed, there is now a broad consensus that it is sentience that grounds welfare, as all and only those creatures that are sentient are
those which are capable of experiencing the pleasure and pain that is central to
welfare (Browning and Birch 2022). It is these experiences that grant a special
kind of moral status onto sentient animals. This is perhaps most famously
expressed by the founder of modern utilitarianism, Jeremy Bentham: ‘the question
is not, Can they reason? nor, Can they talk? but, Can they suffer?’ (Bentham 1879,
p. 309, italics in original).2 Although other types of organisms may be able to
experience biological harms to their functioning, (e.g. the loss of an ant’s leg), sentient organisms can additionally undergo experiential harms such as pain and suffering, which matter to them.
Even if there are multiple ways of thinking about animal welfare (Veit and
Browning 2020), a great majority of animal ethicists treat sentience as a necessary condition for welfare (Duncan 2006) and this then typically forms the
boundaries for which animals we extend our welfare considerations to. While
there are still substantial debates as to exactly which organisms can be considered sentient, a consensus has emerged that tends to include all vertebrates,
cephalopods, and possibly even arthropods (Low et al. 2012, Proctor 2012,
Jones 2013, Ginsburg and Jablonka 2019, Birch et al. 2021). The recognition
of sentience in animals from the 1990s onwards has thus effected a radical
shift in the way we view the moral status of animals and how we provide for
and ensure their welfare.
The following paper analyses this shift and its significance for animal research
and welfare. It is structured as follows: in Section 2, we will look at the development of the recognition of animal sentience. Here, Section 2.1 will provide an
overview of the recent efforts to recognize animal sentience in legislation and
other regulations. In Section 2.2 we will look at the use of the historical 3 Rs framework in protecting the welfare of research animals. In Section 2.3, we will
discuss the shift towards sentience and the application of the precautionary principle in deciding which animals deserve protection. Section 3 will cover how this
shift impacts the lives of research animals in practice. In Section 3.1 we will look
at the ways in which recognition of sentience can influence attitudes of those
working with research animals, and thus the welfare of the animals used.
Additionally, in Section 3.2 we will examine how recognition of sentience
changes the types of housing and husbandry practices deemed appropriate for
good welfare. Finally, in Section 3.3, we will look at how the shift towards recognition of sentience will change the ways in which animal research needs to be justified in order to be judged acceptable, and subsequently conclude the discussion
in Section 4.
2
See Browning (2020b) for a defense of the Benthamite picture for animal welfare science.
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2. Towards a recognition of animal sentience
In recent years, there has been increasing recognition of animal sentience, both in
public opinion and through official channels. While there has been widespread
acceptance of animal sentience for centuries, both within the scientific community
and the general public, this was largely ignored through much of the twentieth
century in favour of behaviourism, which focused entirely on external observations
of animal behaviour without reference to their subjective experiences – a pattern
which has only started reversing in the last few decades (Duncan 2006, Dawkins
2008, Broom 2011, Broom 2014).
The shift towards increasing interest in and recognition of sentience can be
demonstrated by the rise of direct research into animal sentience. Publications in
animal sentience research increased tenfold in the 20 years from 1990 to 2011
(Proctor et al. 2013), leading to the creation by the Humane Society of the
United States of a new open access journal called ‘Animal Sentience’. The 2012
Cambridge Declaration on Consciousness (Low et al. 2012) marked an official
scientific recognition of the presence of sentience in mammals, birds and cephalopods: ‘the weight of evidence indicates that humans are not unique in possessing
the neurological substrates that generate consciousness. Non-human animals,
including all mammals and birds, and many other creatures, including octopuses,
also possess these neurological substrates’ (Low et al. 2012, p. 2). This Declaration
came from a group of neuroscientists who had come together at a conference in
Cambridge on ‘Consciousness in Human and non-Human Animals’, in order to
mark the serious scientific investigation into consciousness. Animal sentience is
now a legitimate field of study and it is commonly accepted that we are able to
gain indirect knowledge of animal feelings through a variety of behavioural and
physiological measures. While there continue to be major disagreements on how
best to study animal consciousness (Birch et al. 2022), this scientific shift
towards a recognition of animal sentience led to an equally important shift
towards legal recognition.
2.1. The animal sentience shift in legislation
While the earliest legislation regarding animal welfare was passed in England in
the nineteenth Century, these laws were solely based on preventing cruelty to
animals (Broom 2009), without any formal recognition of the sentience of the
animals involved. Since then, across the world, numerous laws and protections
have been put in place to prevent cruelty to animals and to safeguard their
welfare. Where these regulations differ primarily is in which animals are
afforded protections. Most recently, we are seeing an increasing shift towards
including all animals that fall within the category of sentient beings.3 This is
no accident. Sentience is used to determine which animals are under the protection of law, as well as provide the very justification for why they are and should
be protected.
3
Octopuses, and cephalopods more generally, have gained the most recent attention here (see e.g. Birch et al. 2021;
New England Anti-Vivisection Society et al. 2020; Browning 2019a).
4
H. Browning and W. Veit
Perhaps the first formal recognition of animal sentience in law was the inclusion
of the rights of ‘sentient beings’ in the European Union (EU) constitution in 1997
(Hobson-West and Davies 2018); and the EU’s 2007 Treaty of Lisbon states that
‘the Union and the Member States shall, since animals are sentient beings, pay
full regard to the welfare requirements of animals’ (European Union 2008,
Article 13). Additionally, many of the EU member states have animal welfare
laws which recognize sentience (Blattner 2019). In the UK, for instance, animal
research is legislated under the Animals (Scientific Procedures) Act (ASPA) 1986.
In the lead-up to ‘Brexit’, i.e. the departure of the UK from the EU, there was a
huge call from professionals and the general public to ensure that recognition of
animal sentience remained in UK welfare legislation (Clark 2017), and this has
been successful with the recent passing of the Animal Welfare (Sentience) Bill.
This Act will soon become UK law, recognizing all vertebrates, cephalopod molluscs, and decapod crustaceans as sentient. This legislation followed a commissioned report by Birch et al. (2021) that developed a rigorous methodology to
assess the capacity in other animals to feel pain and argued that decapod crustaceans and cephalopod molluscs should be seen as sentient – a rare but excellent
example of how the work of philosophers has impacted policymaking in this area.
In the U.S.A., animal research is under the oversight of the Animal Welfare Act,
though due to industry lobbying this excludes most of the animals commonly used,
such as rats, mice, birds, and agricultural animals (Ferdowsian et al. 2020). All vertebrates are covered by research guidelines (e.g. Guide for the Care and Use of Laboratory Animals) (Ferdowsian et al. 2020) but these are not legally mandatory, and
there are ‘a patchwork of laws, regulations, guidelines, policies, and principles –
each pertaining to a different subset of animals’ (Chandna 2020, p. 46). Currently,
there is no recognition of sentience within this legislation, though some of the state
laws do so.
Elsewhere, New Zealand recognizes animal sentience in its Animal Welfare Act
1999 (New Zealand 2018), as does Quebec in its Animal Welfare and Safety Act
(Quebec 2019). Within Australia, in 2019 the Australian Capital Territory
passed amendments to the Animal Welfare Act 1992 (ACT 2019), including recognition that ‘animals are sentient beings that are able to subjectively feel and perceive
the world around them’ (ACT 2019, p. 3), and other Australian states are looking
to follow.
There are moves to try and push this shift more globally. The 2005 Compassion
in World Farming (CIWF) conference resulted in the passing of a resolution:
This conference calls on the UN, the WTO, the World Animal Health Organisation
(OIE) and their member governments to join us in recognizing that sentient animals
are capable of suffering, and that we all have a duty to preserve the habitat of wild
animals and to end cruel farming systems and other trades and practices which inflict
suffering on animals. (Webster 2006, p. 1)
Similarly, the World Society for the Protection of Animals (WSPA) is lobbying for a
Universal Declaration on Animal Welfare, which is strongly based around animal
sentience.4
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There is then the question as to what role the legislation and regulations surrounding animal research can play. While policy-making can, and should, act to
prevent harmful practices, Rollin and Hickey (2020) argue that regulatory
change is necessary, but insufficient for lasting changes in behaviour and attitudes.
Legislation, they argue, only provides a baseline for the treatment of animals. It will
describe which animals should be protected and which minimal levels of protection
they will receive, but will not form a set of guidelines for best practice. What is
needed is a change in ethical thinking, not just in the rules: ‘we must work
toward a broader understanding (among scientists, the public, legislators) about
the why that undergirds our animal welfare ethos, not merely the what of any
current regulatory framework’ (Rollin and Hickey 2020, p. 54). Nevertheless,
changes in legislation can lead on this front.
Laws both come into existence as a reflection of public attitudes, as well as
guiding development of those attitudes (Broom 2009). So while legislative and regulatory recognition of sentience can be seen as a result of a public push towards the
same, it can also lead to future changes in public opinion and normalize these attitudes. The ways in which society perceives, or constructs, their concepts of what it
means to be an animal, and to be sentient, has a strong impact on regulation and
practice in this area (Hobson-West and Davies 2018). Legislative change may
occur as a result of a ‘push’ by a vocal minority. It will then lead to normalization
and further change through the rest of society.
While legislation itself can be insufficient for full protection of animals from
suffering, due to exclusions and loopholes, the spirit of the legislation can also
effect change in the attitudes of the public and those in relevant industries.
There are strong links between the content of legislation and community attitudes and behaviour: ‘popular understanding and popular acceptance must
precede legislation; after legislation has been enacted, they are the crucial link
in the process of enforcement’ (Wei 2006, p. 101). The minimal frameworks provided by policy-makers are given meaning through their enaction within society.
Not only does this require compliance with the legislation, but an understanding
and implementation of the underlying theory and values. Wei (2006), for
instance, argues that real change in animal welfare standards necessarily requires
education and legislation to work in tandem in order to both influence public
attitudes and to ensure protections. Linzey (2012) describes four roadblocks
to recognition of animal sentience – misdescription, misrepresentation, misdirection, and misperception. These all relate to the way we conceive of and understand animals. Official public recognition of sentience will affect these
representations and thus the very way people see and relate to animals. One
of the earliest and perhaps most influential examples of this kind can be
found the introduction of the ideas of humane treatment of research animals
in the 1950s through the development of the ‘3Rs’ framework by Russell and
Burch (1959).
4
https://www.worldanimalprotection.ca/sites/default/files/media/caen files/case for a udaw tcm22-8305.pdf
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H. Browning and W. Veit
2.2. Frameworks for animal welfare protection
Perhaps the most central framework for assessing and ameliorating the welfare
impact of research on animals has been the ‘3 Rs’. First introduced in 1959 by
Russell and Burch in The Principles of Humane Experimental Technique, this framework recognizes that research can be harmful to animals and proposes three distinct strategies to minimize harm: replacement, reduction and refinement.
Replacement involves, wherever possible, either replacing the animals used with
a non-animal substitute, such as cell and tissue cultures, or artificial and computer
models. If this is not possible, then they recommend substitution of so-called
‘higher’ (sentient) animals, such as mammals, with ‘lower’ (less sentient) animals,
such as invertebrates.5 The replacement of ‘higher’ animals with ‘lower’ animals
typically relies on the idea that lower animals will have a lower degree of sentience,
and thus suffer less, or may not even be sentient at all, and thus not of welfare
concern (Hobson-West and Davies 2018). However, it could also be defended on
the grounds that ‘lower’ animals may have simpler welfare needs, placing less
value on freedom and exploration, and are thus at less risk of feeling deprived
(Browning and Veit 2021).
Reduction means reducing the number of animals used. This is usually done
through careful attention to experimental design and ensuring sufficient animals
are used to create statistically significant test results without using any more than
needed, thus avoiding unnecessary harms. Finally, refinement is implemented in
cases where the other two strategies are not available. This involves altering experimental design so that potential harms are minimized, both within the experiments
themselves, and within housing and husbandry practices.
Application of the 3 Rs since they were introduced has resulted in fewer animals
used and less harm done within animal research. Kirk even calls it ‘the ethical
approach to governing animal-dependent science’ (2018, 623). However, this framework is often seen as insufficient for ensuring the welfare of research animals
(Tannenbaum and Bennett 2015, Monamy 2017). While the reasons for this are
manyfold, they can be grouped together under a more central problem – that is,
the omission of animal sentience.
Nevertheless, even with a recognition of animal sentience, we are directly led
towards the challenge of establishing which animals are sentient and thus
awarded protection. Where legislation is in place to protect sentient animals, the
boundaries of these protections will rely on where we take sentience to lie. There
is a role here for scientific research into animal sentience to tell us which animals
these may be, as seen for example in Birch et al. (2021). However, there will also
be a necessary application of the precautionary principle, to advise on what to
do in cases of uncertainty.
2.3. The precautionary principle
The precautionary principle advises that in cases of uncertainty we should attempt
to err in the interest of caution. Where legislation has previously simply targeted
5
Though, with at least some invertebrates now being considered candidates for sentience, this move should now be seen
as more controversial (Mikhalevich and Powell 2020; Browning and Veit 2020a).
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7
specific named groups of animals, the boundaries have been clear and empirically
undisputed. Where legislation instead aims to include animals on the basis of sentience, there is a problem of uncertainty in trying to determine which animals actually are sentient and thus protected. It is important that we have a way of ruling on
which animals should be covered, when the evidence is not decisive.
Here, the precautionary principle advises that under uncertainty about the sentience of an animal, ‘we should “give the animal the benefit of the doubt” or
“err on the side of caution” in formulating animal protection legislation’ (Birch
2017, p. 1). Roughly, the idea is that we do much more harm in mistakenly
denying protection to a sentient animal than in awarding it to what turns out to
be a non-sentient animal – ‘Where there are threats of serious, negative animal
welfare outcomes, lack of full scientific certainty as to the sentience of the
animals in question shall not be used as a reason for postponing cost-effective
measures to prevent those outcomes’ (Birch 2017, p. 3).
In most cases, we have only partial evidence of the presence of sentience in an
organism. Sentience is a function of mental states, which are necessarily hidden
from direct observation. Even if we are fairly confident in the capabilities of indirect
measures to reflect subjective states, this will not give us certainty.6 There will
always be some remaining doubt as to whether we are dealing with a sentient
animal or not and thus whether it should be extended protection. Because we
will never have complete certainty as to the sentience of some animal, giving any
animal moral consideration on the basis of sentience will involve the application
of the precautionary principle to some degree. However, this can be true to a
greater or lesser extent, based on how confident we are about our evidence –
similar to the challenging case of neural organoids, i.e. artifically grown brain
tissue made to resemble the human brain (Birch and Browning 2021). This is
why Birch (2017) argues that we need an objective method of deciding on use of
the precautionary principle and outlines a framework for its application.
In particular, the precautionary principle requires that we set a lower evidential
bar for action than we otherwise might – where there is the threat of serious
harm, we will act on more scant evidence (Birch 2017). This is not an attack on
scientific standards, but in line with scientific practice involving potential harms
to human welfare (e.g. medical research, product legislation, and engineering projects). We merely extend our concern for welfare from humans to non-human
animals more generally. Waiting to gain conclusive evidence risks too much harm:
[i]f we underestimate the taxonomic range of animal sentience, and thereby exclude
from the scope of animal protection some species that should be included, the threat
to animal welfare is not simply that one animal will be subjected to preventable pain
in the laboratory, but that millions of animals per year will. (Birch 2017, p. 4)
In the case of sentience, this leaves us with several choices – we could always
assume sentience, without strong evidence of its absence, or conversely, rule out
all animals for which we do not have strong evidence. If we want to avoid these
6
Which is not to deny that these measures are still important. Even anecdotal evidence alone can give us some increased
confidence in the sentience of animals (Browning 2017).
8
H. Browning and W. Veit
extremes, we should instead look for a middle ground in which we set a low but still
significant evidential bar. Birch suggests ‘statistically significant evidence, obtained
by experiments that meet normal scientific standards, of the presence of at least one
credible indicator of sentience in at least one species of that order’ (Birch 2017,
p. 5). Such indicators could include self-administration of analgesics, and evidence
of motivational tradeoffs made by the animal. Once we have determined an animal
to be sentient (or possibly sentient) by this rule, we would then include them within
relevant legislation.
Humans are prone to various anthropomorphic biases towards animals, and
typically animals that are more like ‘us’ are found to be more appealing. Recognition of sentience as the important moral and legal feature helps to eliminate
these biases and create a more objective way of deciding which animals are
worthy of protection (Blattner 2019). There is a further worry, though, that in
these cases, decisions about whether to grant or withhold attribution of sentience
may vary depending on the usefulness of the animal (Blattner 2019). Particularly,
when considering the replacement criterion, in which sentient animals are replaced
by less (or non-sentient) animals, the cost of awarding sentience to ‘lower’ animals
used may be quite high. Here, an objective framework such as is described above
will be particularly useful, as it prevents such value judgements from interfering
in the decision-making process.
3. The sentience shift in practice
3.1. Researcher and caretaker attitudes
One hitherto underappreciated way in which recognition of sentience may change
the welfare of animals used in research, is through the influence on the attitudes of
the researchers and caretakers who work with them. How we feel about animals
naturally influences how we treat them. It is well established that the attitudes of
caregivers towards their animals is an important determinant towards the way
they will be treated (Hemsworth et al. 1993, Hemsworth and Coleman 2010).
Increased positive attitudes towards animals by researchers and caregivers will
change their behaviour, and thus improve the welfare of the animals. Positive
human-animal interactions can increase the welfare of animals in human care,
while negative interactions can decrease it (Hemsworth and Coleman 2010, Cole
and Fraser 2018). For example, Waitt et al. (2002) found that laboratory primates
with positive relationships with their caregivers would more easily approach and
accept food, and were less disturbed by routine husbandry; in general showing
more behaviours indicative of positive welfare, such as foraging and affiliative interactions. For this reason, improving human-animal relationships can be seen as a
form of Refinement to improve animal welfare (Waitt et al. 2002).
Staff attitudes towards their animals will be influenced by a variety of factors,
such as ‘early training, traditional practices, acquisition of knowledge from
others subsequent to any training, personal experience and general beliefs and philosophy’ (Broom 2009, p. 344). In particular, perceiving animals to be intelligent
improves the treatment from caregivers (Browning 2019b). This trend was
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9
observed by Waiblinger et al. (2002), who found that stockpersons who perceived
cows as intelligent creatures who enjoyed tactile contact would then place higher
value on interacting with the animals and show more patience with them. Considering animals as sentient beings with emotions and personalities, rather than mere
automata evolved for a particular niche, does not just lead to consideration of their
ability to suffer. It can also lead to recognition of the range of positive states they
can experience, and perhaps lead people to view them as individuals, creating
increased understanding and compassion (Proctor 2012).
Although those who work with laboratory animals are often accused of being
heartless, it is actually common for human-animal bonds to form under these circumstances (Bayne 2002). An important part of the human-animal relationship is
a perception of animals as individuals, with their own personalities and preferences,
which closely ties to ideas of sentience. Explicit acknowledgement of sentience
encourages researchers and caretakers to empathize with the animals they work
with as feeling creatures (Bayne 2002). Those working with laboratory animals
often construct unofficial hierarchies as to the sentience level of the animals they
work with, and form bonds more strongly with those they see as higher in the
ranking (Hobson-West and Davies 2018).7 This can then lead to improved treatment of the animals who are the recipients of these bonds. Recognition of animal
sentience can influence the attitudes and behaviour of researchers and caretakers
and thus improve the welfare of research animals.
3.2. Housing and husbandry
Recognition of sentience can also change the way in which we view the welfare of
the animals used in research, and assess the potential harms occurring within experimental procedures and, importantly, in their housing and husbandry. This may be
considered as part of the refinement in the 3Rs. Though usually applied only to
experimental techniques, housing and husbandry can also be relevant – what
Russell and Burch (1959) referred to as ‘contingent inhumanity’ (in contrast to
the ‘direct inhumanity’ inflicted directly through experimental technique). This
includes effects across the whole life – breeding, transport, health, handling,
housing and euthanasia (Flecknell 2002).
One of the biggest implications of sentience is the capacity of an animal to have
psychological, as well as just physical, welfare. Not only can an animal be harmed
by illness or injury, but also through experiences that they find unpleasant, or being
denied positive experiences. This makes a significant difference when considering
what matters for housing and husbandry. Not only must an animal’s physical
needs be met – nutritious food, hygienic conditions – but so must their psychological needs – physical and sensory comfort, access to social companions, opportunities to perform motivated natural behaviours.8 This is linked to an increasing
focus on affective states as the crucial components of welfare. Instead of thinking
7
The causal direction may also work in reverse – one may be more susceptible to attributing sentience to an animal they
have spent time and bonded with.
8
Though we must be careful on how we interpret the link between natural behaviours and welfare – see Browning
(2020c)
10
H. Browning and W. Veit
about what provisions or conditions animals have, caretakers instead view this
through the lens of which negative and/or positive affects (feelings) they are creating
or removing in an animal (Mellor 2016).
This is evidenced, for example, by the ever-increasing focus on provision of
environmental and behavioural enrichment – objects and activities that provide
challenge and mental stimulation for animals in zoos and laboratories alike
(Baumans 2005, Browning-Jones and Moro 2006, Coleman et al. 2013). Previously, enrichment for laboratory animals has been neglected, largely due to the
presumed requirement for controlled environments to ensure accuracy of results
(Young 2003). However, there is now recognition that this is not necessary for
any but the strictest experimental protocols, and that actually animal stress can
actually bias results; thus provision of enrichment is becoming increasingly
common (Young 2003).
There is an important role here for animal welfare science, in determining which
conditions are best for animals. There is some concern that ‘our judgement of what
represents’ refinements is unfortunately all too often based upon ‘little more than
common sense’ with researchers and care-takers making ‘assumptions about
animals and their feelings that often have little scientific basis’ (Flecknell 2002,
p. 76). Instead, we should turn to the outputs of welfare science as a more objective
source of guidance.
3.3. Justifications for animal research
Finally, recognition of sentience will change the way we approach the practical justification for the use of animals in research more generally. Typically, a justification
for a potentially harmful practice will rely on the ratio of benefit to harm. A harmful
procedure may be considered justified if there is a substantial proposed benefit. One
of the consequences of a shift towards a recognition of animal sentience is that this
increases the scope of possible harms inflicted in animal research, both within the
procedures, and the housing and husbandry conditions. A range of harms that
are not always considered – particularly psychological and social harms (Ferdowsian et al. 2020) – would have to be scrutinized in more detail:
If considered, risks associated with animal research would include, but not be limited
to: harms associated with breeding and transport; separation from parents, siblings,
and other conspecifics; an inability to control access to that which meets one’s own
basic needs; a lack of safety and security; thwarting of an animal’s preferences; an
inability to fulfill one’s full developmental potential; deprivation of a normal,
species-appropriate, natural environment; and being killed. (Ferdowsian et al. 2020,
p. 27)
Thus, when making these calculations, the proposed benefits must correspondingly
be higher. Additionally, Galgut (2015) argues that animals are currently undervalued in cost/benefit calculations regarding animal research. A shift towards recognizing sentience may tip this balance. Indeed, belief in animal sentience has been
found to be negatively correlated with general support for the use of animals in
research (Knight et al. 2009) and thus would increase the requirement for
The New Bioethics
11
justification. This is possibly the greatest change that we will see as a consequence
of recognition of sentience – the higher bar set for justification of research, and thus
a resulting overall reduction in the number of studies and animals used. Because
animals are typically not the beneficiaries of the research benefits, there is a case
to be made such that these benefits must be even more significant in order to
justify such research.
Research on animals is typically considered justifiable for human benefit. It is still
generally thought of as necessary to conduct research on animals, at least in situations such as medical research, where human interests are thought to outweigh
animal interests (Ferdowsian et al. 2020). However, the public support for biomedical research on animals is declining. Around half of Americans now consider
medical testing on animals to be unacceptable (Ferdowsian et al. 2020). Some
even advocate for very strong protections for animals in research, that mirror
those for humans, based in autonomy, beneficence and justice (Ferdowsian et al.
2020). The degree to which research is considered essential can depend on the
species used. In the U.S.A., for instance, biomedical research on chimpanzees has
now been phased out due to their high intelligence, and proposals are underway
to follow suit with all nonhuman primates (Ferdowsian et al. 2020). Similarly in
the EU, where great ape research has been banned and other nonhuman primates
are being phased out (Ferdowsian et al. 2020). Here it seems likely that the perceived sentience of the animals under consideration has played a core motivating
role. The UK ASPA legislation requires differential justification for use of different
groups of animals, which appears also to be roughly based on degree of sentience –
primates require extremely strong justification of work being done only to prevent
‘debilitating or potentially life threatening conditions in man’ (Hobson-West and
Davies 2018, p. 682). However, this has been criticized as merely being based on
perceived sentience, from a societal perspective, rather than a reflection of objective
facts about the capacity for suffering (Hobson-West and Davies 2018).
There are several different types of benefits that can be used to justify the use of
animals in research. One of the weaker is the ‘advancement of knowledge’ for its
own sake, without a specific clear target-directed goal in mind (Tannenbaum
2019). Research for the advancement of knowledge can take several forms, such
as ‘curiosity-driven’ research in which the collection of knowledge for its own
sake is valued or ‘exploratory’ research in which future discoveries and potential
benefits are intended but unpredictable (Tannenbaum 2019). The strength of the
knowledge justification will rely on which specific end is being pursued.
The more significant argument concerns the practical benefits that can accrue to
both humans and animals. The US Government Principles for the Utilization and
Care of Vertebrate Animals Used in Testing, Research, and Training states that
‘[p]rocedures involving animals should be designed and performed with due consideration of their relevance to human or animal health, the advancement of knowledge, or the good of society’ (quoted in Tannenbaum 2019, p. 2). Research that
provides direct benefit to humans or animals, in terms of improving health or wellbeing, is typically the type considered suitably justified, so long as the pain and distress inflicted is not too great.9 Use of animals in biomedical research is currently
12
H. Browning and W. Veit
central to the field – ‘indeed, animal research is arguably not just a method. It is the
method of scientific inquiry’ (Hobson-West and Davies 2018, p. 672).
Assessment of proposed animal research typically proceeds through approval by
an ethics committee, such as an Animal Ethics Committee (Australia) or IACUC
(Institutional Animal Care and Use Committee) (U.S.A.). These committees
consist of a number of members, both science and welfare experts, and the
general public. They are responsible for reading research proposals and assessing
the potential harms against the proposed benefits, approving or denying accordingly. However, it is extremely rare that protocols get rejected, and most will
simply receive recommendations for modification in line with the 3Rs to reduce
the impact on animals (Ferdowsian et al. 2020).
The recognition of sentience should thus lead us to expect to see stricter requirements to justify the use of animals in research. A plausible ethical principle for
assessing potential research is:
Any harm (including pain or distress) that an animal research project will cause the
animals must be justified by the value of the project, and the greater the harms an
animal research project will cause animals, the greater must be the value of the
project to justify these harms. (Tannenbaum 2019, p. 17)
Due to the increased scope for harm in sentient animals, there would be more or
stronger potential benefits required to justify their use. This could thus lead to a
decrease in the number of animal-based projects, as such stronger justifications
will not always be forthcoming.
4. Conclusion
Animal sentience is a, if not the, key component of animal welfare. The recognition
of this fact has led to a recent shift towards the inclusion of sentience within animal
welfare legislation, which has had effects on their care and welfare, including in
changing attitudes towards animals, improving their care, and strengthening the
justification required for their use.
As this shift continues into the future, there will also be new avenues opened for
future research. One of these avenues lies in the further refinement of our understanding of which animals possess sentience and to what degree they might do
so. If different animals have different capacities for suffering, this will affect legislation regarding their use and require scientists to develop ways of measuring subjective animal welfare as a consciously experienced state, which will be far from
easy (Dawkins 1998, Browning 2020a, 2022a, Browning and Veit 2020b). While
we cannot directly access the phenomenological experience of other animals, a phenomenological perspective might nevertheless useful in order to think about developing better scientific frameworks for thinking about animal welfare (Veit and
Browning 2021). It will be especially important to address the difficulty of
9
An interesting recent example is de-extinction projects, which aim to ‘resurrect’ extinct species for a variety of proposed benefits to both humans and animals, but have until now paid little attention to the welfare of the animals
involved (Browning 2018; Browning and Veit 2022b)
The New Bioethics
13
making interspecies comparisons of welfare (Budolfson and Spears 2019,
Browning 2022b) – a problem that only becomes more pressing as we expand
the moral circle of animals considered sentient, yet unlikely to experience the
same extent of positive and negative feelings. A more gradualist picture that
pays attention to the differences in complexity between species, rather than
mere boundaries of sentience, will be important here (Godfrey-Smith 2020,
Veit and Huebner 2020, Veit 2022). The need for a rigorous investigation of
animal sentience with a plurality of methods across the animal tree of life
opens a special continuous role for animal welfare science, in providing necessary information on the welfare impacts of different housing and husbandry conditions, that can then form the basis of change. The ban of great apes in
research, and the new protections being brought in for cephalopods, should
only be considered the beginning.
The recognition of sentience in animals will thus provide a radical and muchneeded shift in the way we view their moral status and provide for their welfare,
and will strongly impact the care and use of animals in research: a long-awaited
and very welcome development.
Acknowledgements
Both authors contributed to the conceptualization and writing of this manuscript.
Disclosure statement
No potential conflict of interest was reported by the author(s).
Notes on contributors
Heather Browning is a researcher in animal sentience and welfare at the London
School of Economics, as part of the Foundations of Animal Sentience project.
Her primary research interests are animal welfare, ethics, and consciousness. She
holds a PhD from the Australian National University, with a thesis on the measurement of animal welfare. She has also previously worked for many years as a zookeeper and zoo animal welfare officer, interested in the practical application of
animal welfare measurement.
Walter Veit is a philosopher and cognitive scientist completing his PhD at the University of Sydney, with interests stretching widely across science and philosophy.
His primary research interests are located at the intersection of the biological,
social, and mind sciences in addition to empirically informed philosophy and
ethics. He is also an external member of the Munich Center for Mathematical Philosophy at LMU Munich.
Correspondence to: Walter Veit. Email: wrwveit@gmail.com.
14
H. Browning and W. Veit
Funding
HB’s contribution to this paper has received funding from the European Research
Council (ERC) under the European Union’s Horizon 2020 research and innovation
programme [grant number 851145].
ORCID
Heather Browning http://orcid.org/0000-0003-1554-7052
Walter Veit http://orcid.org/0000-0001-7701-8995
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