How Emergent is Gravity?
Swastik Bhattacharya and S. Shankaranarayanan
arXiv:1505.04145v1 [gr-qc] 15 May 2015
School of Physics, Indian Institute of Science Education and Research
Thiruvananthapuram (IISER-TVM),
Trivandrum 695016, India
Email:
swastik@iisertvm.ac.in, shanki@iisertvm.ac.in
Abstract
General theory of relativity (or Lovelock extensions) is a dynamical theory; given
an initial configuration on a space-like hypersurface, it makes a definite prediction of
the final configuration. Recent developments suggest that gravity may be described
in terms of macroscopic parameters. It finds a concrete manifestation in the fluidgravity correspondence. Most of the efforts till date has been to relate equilibrium
configurations in gravity with fluid variables. In order for the emergent paradigm
to be truly successful, it has to provide a statistical mechanical derivation of how a
given initial static configuration evolves into another. In this essay, we show that the
energy transport equation governed by the fluctuations of the horizon-fluid is similar
to Raychaudhuri equation and, hence gravity is truly emergent.
Essay for the Gravity Research Foundation essay competition in 2015
Submitted on 30 March 2015
Emergent phenomena occur when simple interactions working cooperatively create more
complex interaction [1]. Physically, simple interactions occur at smaller length scales (microscopic level), and collective behaviour manifests at much larger length scales. For example, the Coloumb force (1/r2 ) experienced by two charges separated by a distance(r)
is understood to be a fundamental force while the interaction force (1/r4 ) between two
moving bubbles in a superfluid is understood as an emergent law. In the same spirit, one
is tempted to ask whether the General theory of relativity is the low-energy limit of a
strongly correlated system and gravitons their collective excitations [2].
Due to the long range and attractive nature of gravity, gravitational systems are farfrom-equilibrium. Over the last three decades, it has been noticed that the condensed
matter systems that are far-from-equilibrium exhibit a convenient separation of length and
time scales [3]. One of the key physical ingredient is that the dynamics of a system with
many degrees of freedom can be described by the interaction of only a few (such as those
at long length and time scales).This so-called hydrodynamic approach provides a successful
basis for describing systems far from equilibrium [3, 4].
The thermodynamics of black-holes [5], seem to suggest the hydrodynamic approach.
Due to Hawking radiation, the black-holes are out-of-equilibrium systems [6, 7] and the
black-hole entropy is dominated by the degrees of freedom close to horizon [8]. Over
the last few years, a growing body of evidence suggests that gravitational dynamics near
the black-hole horizon, is analogous to the dynamics of fluids [9, 10, 11]. (See also Refs.
[2, 12, 13, 14, 15].)
Recently, the present authors have taken an alternative route and shown that the fluidgravity correspondence is more physical and can be used to derive physical quantities from
the horizon-fluid[20]. Identifying the long wavelength limit as that used in the Mean Field
Theory description of Phase Transitions, we showed that the entropy of the ordered phase
is same as the Bekenstein-Hawking entropy. The flow chart below provides a birds eye view
of the fluid-gravity programme and the right side describes the programme undertaken by
the authors.
Mean Field Theory may yield correct critical exponents for certain phase transitions,
however, it ignores fluctuations that drive system from one physical state to another. In
the same spirit, while we were able to recover Bekenstein-Hawking entropy by modelling
the horizon-fluid using Mean Field Theory, our previous analysis is incomplete, or for that
matter, any emergent gravity approach [10]. More specifically, the question that needs to
be addressed in any emergent gravity approach is whether the fluctuations of the horizon-
1
fluid provide necessary information about how a given horizon-fluid configuration evolves
into another. In this essay, we show that the transport equation for the order parameter
of the horizon-fluid system is identical to the Raychaudhuri equation.
Gravity dynamics
near horizon
λ >> 1 limit
Fluid dynamics
Ref. [9,10,11,12,13,14] on the surface
semiclassical gravity
Bekenstein−
Hawking entropy
Mean field theory
near criticality
Ref. [20]
S = Area/4
fluctu ations of
order parameter
time evolution of
horizon (δΑ >=0)
This essay
Raychaudhuri
equation
We start by assuming that the Horizon-fluid forms a condensate at a critical temperature. The justification comes from two lines of arguments. First, the evidence provided by
Carlip[18] that the black-hole horizon has some properties that exhibit universality. This
indicates that the physics near the horizon is that of a system near a critical point. Second, recently, Skakala and Shankaranarayanan[19] modelled the fluid as a Bose gas with
N particles and found that all the particles stayed in the ground state for large horizon
radius. This suggests that horizon-fluid forms a BEC at some critical temperature Tc . The
conditions underlying this are [20]:
1. There is a temperature Tc (critical temperature), at which, all the N fluid degrees of
freedom on the horizon form a condensate.
2. The system remains close to the critical point.
One can describe this critical system, a homogeneous fluid, using Mean Field Theory.
The order parameter is
√
η = kN .
(1)
and the thermodynamic Potential Φ is
Φ = Φ0 + a(P )(T − Tc )η 2 + B(P )η 4 .
(2)
where k is a constant, coefficients a and B are determined by the relation P = −T A. One
can determine the entropy of the fluid in η 6= 0 phase and show that it corresponds to the
2
Bekenstein-Hawking entropy, S =
A
4
[20]. The Horizon-fluid is near a critical point and
when the system goes over to the ordered phase, its entropy is the same as the black-hole
entropy. We showed that the formalism can be extended to include black-holes in AdS
background[20]. The negative cosmological constant can be treated as an external field
analogous to an external magnetic field. This causes first order phase transition and the
existence of a tri-critical point.
What has been described so far, concerns only static variables in the gravity theory(in
this case, the parameters which fully describe a black-hole), correspond to the equation of
state of the horizon-fluid. Our aim now is to investigate, within the emergent paradigm,
how a given static configuration with a given equation of state is driven to another static
configuration. We do this in two steps. First, we consider fluctuations from the equilibrium
that are adiabatic; fluctuations whose wavelengths are of the same order as the horizon-fluid
and occur over a longer time scale. Second, we consider fluctuations that are non-adiabatic;
wavelength of these fluctuations are usually smaller than the fluid scale.
Adiabatic Process: Fluctuations take the fluid from one equilibrium configuration to
another. Since these fluctuations are adiabatic, the new equilibrium configuration can also
be described by Mean Field Theory. The equilibrium position is one of the two minimas of
c −T )
2
. Let, δηs (δNs )
= a(T2B
the double well potential on which the system has settled, i.e. ηmin
denote the change in the value of the order parameter(number) due to fluctuations, then
the change in the potential is
1
δN 2
δΦs = α(T − Tc ) s .
4
N0
(3)
s
The change in entropy during this process can be determined in two ways, δS = − ∂δΦ
∂T
∂S
and δS = ∂N
.
s
Comparing them, we get, δE = T δS. This is the statement of the First Law of Thermo-
dynamics for the fluid system. It is of the same form as the mathematical statement of
the process 1st law for event horizons,
1
(4)
δM = T δA = T δS,
4
which relates the increase in the mass of a black-hole due to matter-energy falling through
the horizon to the increase in the horizon area [16, 14, 21]. It shows us that the physical process 1st law can be thought of as the adiabatic restoration of equilibrium after a
fluctuation in the fluid system.
Non-Adiabatic Process: In this general case, the fluid system is away from equilibrium
and some amount of energy is being transferred to it from the external source. Due to the
3
fluctuations, energy is gained by the horizon-fluid, correspondingly, the number of fluid
d.o.f and order parameter η change. Applying Onsager’s hypothesis[22], and assuming k
does not change in Eq. (1), we can describe the change in the order parameter η by the
Langevin equation. We note that the Horizon fluid has negative Bulk viscosity. Since the
fluid is taken to be homogeneous, only the bulk viscosity needs be considered.
The change in the order parameter η is given by the Brownian motion(See, for instance,
Ref. [23]):
η̈ = −β η̇ + F (t),
(5)
where, F (t) is the random term and β η̇ is the damping term due to the bulk viscosity of
the fluid. Using (1), we get,
1
F (t)
dx
= −βx − x2 + 2
,
dt
2
η
(6)
where, x = Ṅ
. η 6= 0 here, as it fluctuates around η = ηmin 6= 0. Taking the ensemble
N
average on both sides of Eq. (6) and using h F η(t) i = 0, we get,
dhxi
1
1
= −βhxi − hxi2 − h∆xi2 ,
dt
2
2
(7)
where, h∆xi2 (= hx2 i − hxi2 ) is the mean squared fluctuation in x.
To determine hx2 i, we note, K.E. = 12 η̇ 2 and P.E. = αk (T − Tc )δηs2 , where, X denotes
the time average of a quantity. Using Virial theorem[23], we have, K.E. = P.E.. The
fluctuations in η are related to the dissipated energy density of the fluid ρd implying that
hη̇ 2 i and hx2 i are related to ρd . Thus, we get,
1
dhxi
= −βhxi − hxi2 + 8kαρd .
dt
2
(8)
The damping coefficient β has dimensions of length-inverse. For the horizon-fluid, this
corresponds to the horizon radius, which is inversely proportional to T . This leads to:
1
dhxi
= C T hxi − hxi2 + 8kαρd
dt
2
(9)
where, C is a constant. This is the key result of this essay regarding which we would like
to stress the following points:
1. The above equation is similar to the Raychaudhuri equation sans the shear term,
1
dθ
= 2πT θ − θ2 − 8πTαβ ξ α ξ β .
dt
2
4
(10)
To relate (9) to the gravity side, we shift to the geometric variable, A, which is the
cross-sectional area of the null congruence in addition to being the area of the 2 + 1
Ȧ
= θ. Here t denotes the affine parameter along the
dimensional fluid. Then x = A
null congruence as used in [12]. Comparing (9) with (10), one can write, C = −2π
and ρd =
1
(8πTαβ ξ α ξ β
8kα
+ hη̇i2 ). It is to be noted that except for the values of the
coefficients, the signatures are the same. The Bulk viscosity is negative for the fluid
on the horizon. Hence, what is normally the damping term in a standard Brownian
motion, here reinforces the transport of energy. It is reasonable to assume that the
coefficient of such a term is proportional to the Bulk Viscosity, ηB (Stokes’ law is one
example of this), i.e. β = −CT .
2. The dissipated energy density is of the form, Tαβ ξ α ξ β + 12 hη̇i2 . So there is an extra
term apart from the amount of the matter-energy that falls across the horizon. In
the gravity picture, the dissipated energy then consists of two parts, one matterpart and one geometry-part. Thus, our analysis provides an alternative view of the
Raychaudhuri equation i. e. governing the transport of energy on the fluid side.
General Theory of Relativity is a dynamical theory and makes a clear and precise
prediction about how an initial configuration would evolve to a final configuration. Raychaudhuri equation is a crucial ingredient in describing the dynamics of gravity. It governs
the dynamics of null geodesic congruences. The emergent gravity paradigm has been with
us for close to fifty years. Most of the efforts within the emergent gravity approach has been
directed towards relating the equilibrium configurations in gravity with the fluid variables.
In this essay, we have shown that the differential equation governing the transport of energy into the fluid is similar to the Raychaudhuri equation. This clearly demonstrates that
the Horizon-Fluid description provides dynamical information about gravity and gravity
is truly emergent. One might compare this with the long wavelength or the hydrodynamic
limit of AdS-CFT, where the dynamics of the fluctuations on the fluid side can be mapped
to the macroscopic variables on the gravity side[24, 9]. Such a programme, however, has
not been carried out for the gravity theory for a more general class of space-time. The
results reported here constitute a first step towards that direction.
Acknowledgments
The work is supported by Max Planck-India Partner Group on Gravity and Cosmology.
SS is partially supported by Ramanujan Fellowship of DST, India.
5
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