The Self Correcting Organization: Building Reliable Performance and Recovering from Error
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About this ebook
Praise for The Self-Correcting Organization
“A must-read for every manager! Gary’s best work to date.” Doug Moynihan – Hospital CEO
“With wisdom and good humor drawn from a life well lived, Gary Phillips has written an important and timely book, full of insights to help our organizations self-correct.” Kevin Page - President of the Institute of Fiscal Studies and Democracy University of Ottawa Former Parliamentary Budget Officer of Canada
“The Self-Correcting Organization is clearly written, easy to follow, logical, thought provoking and psychologically sound. It does a good job of capturing a mature consultant’s life’s thinking.” Richard Schwindt - author of Emotional Recovery from Workplace Mobbing
The “how-to manual” for resilient performance and Self-Correcting systems.
- Optimize processes with minimal effort.
- Improve culture without mentioning culture.
- Diagnose performance issues in 6 questions.
Packed with fresh ideas, practical tools and reliable techniques!
Warning! Contains innovative ideas and unconventional wisdom. Readers suffering from hardening of the attitudes, advanced certainty, or “We’ve always done it this way.” may experience - inspiration, “Whoa, that was obvious!”, or “I think I can do this.” May cause transient creativity. When in doubt consult others in your organization for feedback.
Gary Phillips
Gary Phillips has been a security guard, a printer, a shade tree mechanic, a labour union organiser, a radio talk show host, a foundation staffer and a community activist for over 30 years.
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The Self Correcting Organization - Gary Phillips
The Self-Correcting Organization is available directly from:
NorthWest Training And Development
111 Ridgecrest Road
Thunder Bay, Ontario, Canada P7B 7A1
(807) 622-6077 www.nwtd.ca
Or at www.selfcorrecting.ca
Quantity discounts are available to organizations, educational institutions and associations for re-selling, educational purposes, employee presentations, conferences, customer promotions, subscription incentives or fund-raisers.
See Self-Correcting Resources
on page 139.
The Self Correcting Organization
Copyright © 2019 by Gary Phillips
All rights reserved. No part of this publication may be reproduced, distributed, or transmitted in any form or by any means, including photocopying, recording, or other electronic or mechanical methods, without the prior written permission of the author, except in the case of brief quotations embodied in critical reviews and certain other non-commercial uses permitted by copyright law.
Tellwell Talent
www.tellwell.ca
ISBN
978-0-2288-1593-8 (Paperback)
978-0-2288-1594-5 (eBook)
Dedication
This book is dedicated to YOU. Yes, you. It was written for one purpose only - to offer insights and techniques for your use.
You honor me when you select relevant learnings and apply them in your organization.
So from me to you, I thank you most humbly and wish you great success – make a difference!
Gary Phillips
Table of Contents
Introduction
Forward
About this book
Part 1 - Building Reliable Performance
Chapter 1 It Depends – Context is King
Chapter 2 What’s the Issue?
Chapter 3 Training Design
Part 2 - Recovering from Error
Chapter 4 The Hazards of Traditional Investigation
Chapter 5 Presuppositions and General Principles
Chapter 6 The Last Causation Model You’ll Ever Need
Chapter 7 Initial Response
Chapter 8 Critical Communication Patterns
Chapter 9 The Interview
Chapter 10 How Not To Get Shot
Chapter 11 Analysis
Chapter 12 Recommendations and Implementation
Chapter 13 Accountability and Forgiveness
Epilogue
Reading and Viewing
Self-Correcting Resources
About the Author
Introduction
Thanks for being curious enough to read this far. I take it as a solemn duty to deliver on your expectations.
This book was born from a long simmering frustration about outdated assumptions and clumsy practices in organizations. Practices that I’ve seen within otherwise tremendous management systems. My professional career has involved years of training leaders and hearing their frontline stories and frustrations, and of consulting in a wide variety of organizations.
Experience reveals patterns.
One pattern sees supervisors and managers sent for training without their leaders inquiring about either the content or their own role in supporting the subsequent application of learnings – over-training and under-implementing. Another shows frequent consensus about issues amongst people closest to the front line whose input is then undervalued or ignored. Yet another involves shallow use of systems and resources without disciplined attention to context, to potential ripple effects within complex systems and to human factors.
Consulting and training share similar frustrations with parenting adult children. When adult children have problems, make mistakes, or exhibit poor decision-making a parental dilemma rears its head. A parent no longer has authority over these adults yet they’re deeply committed to seeing them succeed. How do we influence respectfully without damaging relationships and while increasing the other party’s available options and personal resources?
Although the patterns that this book reveals, to build reliable performance and recover from error, may seem obvious, they will challenge some of your conventional wisdom. Yet I’d be surprised if the insights awaiting here don’t, at the very least, ring bells, provide an Aha!
, or leave you feeling That should have been obvious all along.
When a parent or an outside resource person who is without direct authority finds ways to influence respectfully, that’s success.
So too, when you nudge your organization towards self-correcting performance from within you role-model what self-correcting systems are all about! Waiting for others to initiate or until you garner more authority yourself will only generate more frustration.
Perhaps our own paths may even cross one day. I look forward to the possibility.
In the meantime be disciplined – apply your learnings, build new connections, see new patterns. And pay those forward. Lifelong learning for both us and our organizations ensures self-correcting systems will outlive us for generations to come.
Forward
The Secret of Life
James Taylor put it succinctly, as he often has, in his song The Secret of Life
, describing it as enjoying the passage of time.
Not too shabby an insight.
A shorter version is:
Keep moving!
Move in as many ways as possible, that are meaningful to you. Move to preserve the health and safety of yourself, and the people and the environment around you.
Or to paraphrase Albert Einsteiin. - Life is like riding a bicycle. You need to keep moving to maintain balance.
OK, I thought I’d get away with keep moving
but, as the Chairman of the Board said, That’s Life!
Just when you think you’ve got a handle on it, it always gets more complicated.
Through decades of personal and professional development experiences in consulting and training and through exposure to the work of folks smarter than myself, I’ve noticed another secret.
It’s one that underpins this volume, applies well beyond its covers, and cuts though the complexity.
So this book, initially about safety investigation, had an affair with other ideas and ran off in the middle of the night to seek Fame and Fortune
(the two imposters). Then it morphed into a book about transforming organizations into self-correcting entities through existing mechanisms, building performance reliability and responding effectively to error. Yet on a personal level it still carries echoes of that embedded secret
, the one that enables us to enjoy life, whether at work or in the pursuit of life in general.
So here it is, Gary’s version of the Secret of Life
(a bonus for those of you who had lesser expectations).
The secret
of life is mastering the ability to maintain resourceful states, both consciously and unconsciously, to enable you to make good decisions on a minute-by-minute, second-by-second basis to optimize life experience for yourself and those around you.
From this flows everything else. Chew on that awhile.
Actually this book has no ambitions that you buy into some great secret
or belief.
Rather it simply offers useful ways to think about performance reliability and errors in organizations and how to respond to them in practice. This includes tools and techniques for you to pick and choose from. Many will serve you well beyond the workplace.
From routine activities, to non-routine, to emergencies, we have to build and manage performance reliability in different ways. After a downgrading incident, from initial reaction through analysis and remedy, how we manage some form of investigative response, be it casual or formal, sets the tone for an organizational intervention that is critical to the development of high reliability systems.
As you read you’ll find it useful to keep the following assumptions in mind:
–Context matters! The ways you manage your people during routine operations will probably not work during non-routine and emergency situations.
–Error events are normal human performance phenomena. The sooner you accept that, the sooner your organization will thrive.
–The most influential factor shaping your organizational culture is error tolerance.
–Applying blame and linear cause/effect thinking to human performance shuts down ongoing system-wide learning.
–Much of what you learned in the past about safety and particularly about investigation may no longer be relevant.
–By re-shaping the way you use existing systems for training design and incident investigation, you can transform your organization.
While you’re enjoying this book, maintain your own resourceful states. And have fun! You learn better with a healthy sense of humor. Which reminds me of the one about the talking dog…
Gary Phillips
Thunder Bay, Ontario, Canada
About this book
The Self-Correcting Organization
So what makes for a Self-Correcting
organization?
In the same way that high functioning performers use mental models of what normal situations or performance must look like, so too organizations build proactive performance and learning systems which require a clarity of standards or references to normal
performance. This is the starting point for reliability and the prevention of future error events.
In Safety Management - The Challenge of Change (Hale & Baram, 1998) the authors include a chapter by Mathilde Bourrier titled Elements for Designing a Self-Correcting Organization: Examples form Nuclear Power Plants
. After a caution regarding the dangers of investigator bias following error events, she references several points that describe the normal functioning
of high-risk organizations:
–…paradoxical as it may sound…in order to follow procedures, one has to be able to modify them on the way. As one mechanic…explained: "We have a procedure. We are expected to follow it exactly. But it’s easy to come to a point where it doesn’t work. But we have to follow it…a failure to follow and you are in big trouble."
–The rigidity of a highly proceduralized Safety Management System may even endanger the integrity of the organization and its members, mainly because adaptation is not quick enough.
–What are the underlying organizational factors that account for rule following as opposed to rule breaking? It depends on the work structure, the design of responsibilities and/or access to resources, whether the unavoidable modifications to procedures will take place, either openly and legally or secretly and illegally. The reason that such modifications do not always take place openly and legally is that only some organizations have built-in processes that enable workers to modify rules and procedures.
So the performer who identifies the need to adapt a procedure to get the job done, but who believes that if they do they’ll be in big trouble
, will be unlikely to make such adjustments. If they do make the adjustment they will be unlikely to report it for fear of punishment. So organizational growth and learning stall, except for the informal sharing amongst peers of the secret
tricks to make things work.
Alternately the performer may just call their supervisor every time there’s a variance and take no initiative. Again organizational learning and adaptation stall. And hapless supervisors find they don’t have enough hours in the day to do all the trouble shooting.
Interestingly in our