Philosophy Between the Lines: The Lost History of Esoteric Writing
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Philosophy
Esotericism
Political Esotericism
Esoteric Writing
Secrecy
Secret Knowledge
Chosen One
Wise Mentor
Hidden Knowledge
Philosophical Debate
Mentor
Power of Knowledge
Forbidden Knowledge
Hidden Truths
Academic Pursuits
Intellectual History
Enlightenment
Philosophical Esotericism
Censorship
Ancient Philosophy
About this ebook
Philosophical esotericism—the practice of communicating one’s unorthodox thoughts “between the lines”—was a common practice until the end of the eighteenth century. Despite its long and well-documented history, however, esotericism is often dismissed today as a rare occurrence. But by ignoring esotericism, we risk cutting ourselves off from a full understanding of Western philosophical thought.
Walking readers through both an ancient (Plato) and a modern (Machiavelli) esoteric work, Arthur M. Melzer explains what esotericism is—and is not. It relies not on secret codes, but simply on a more intensive use of familiar rhetorical techniques like metaphor, irony, and insinuation. Melzer explores the various motives that led thinkers in different times and places to engage in this strange practice, while also exploring the motives that lead more recent thinkers not only to dislike and avoid this practice but to deny its very existence. In the book’s final section, “A Beginner’s Guide to Esoteric Reading,” Melzer turns to how we might once again cultivate the long-forgotten art of reading esoteric works.
The first comprehensive, book-length study of the history and theoretical basis of philosophical esotericism, Philosophy Between the Lines is “a treasure-house of insight and learning. It is that rare thing: an eye-opening book . . . By making the world before Enlightenment appear as strange as it truly was, [Melzer] makes our world stranger than we think it is” (George Kateb,
Professor of Politics, Emeritus, at Princeton University).
“Brilliant, pellucid, and meticulously researched.” —City Journal
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Reviews for Philosophy Between the Lines
20 ratings3 reviews
- Rating: 4 out of 5 stars4/5I am convinced. I also appreciate that this book itself is written esoterically. Of course the problem which is considered in the book is that my understanding of the true meaning might be contrary to the author's intention.
- Rating: 3 out of 5 stars3/5This took so long time for me to finish. It's really a series of related essays on the topic, with a certain amount of referential overlap that was more obvious to me when I got to the end. The final section on Rationality vs Historicism is quite dry and the arguments given are abstract and not grounded in many examples. I did enjoy learning about the history of esoteric writing.
- Rating: 5 out of 5 stars5/5This book, ostensibly about a recherche aspect of pre-Enlightenment rhetoric, is in fact a repository of philosophical speculation. While the subject is the use of disguised meaning in historical texts, the various reasons for employing esoteric subterfuge lead to intriguing digressions on such topics as the modern insistence that theory be consistent with practice, the impact of globalization on speculative thought, and the rise of historicism in recent interpretations of the intellectual past. If for nothing else, it rehabilitates Leo Strauss as something more than a political crank. I loved this book!
1 person found this helpful
Book preview
Philosophy Between the Lines - Arthur M. Melzer
ARTHUR M. MELZER is professor of political science at Michigan State University, where he is also cofounder and codirector of the Symposium on Science, Reason, and Modern Democracy. He is the author of The Natural Goodness of Man.
The University of Chicago Press, Chicago 60637
The University of Chicago Press, Ltd., London
© 2014 by The University of Chicago
All rights reserved. Published 2014.
Printed in the United States of America
23 22 21 20 19 18 17 16 15 14 1 2 3 4 5
ISBN-13: 978-0-226-17509-6 (cloth)
ISBN-13: 978-0-226-17512-6 (e-book)
DOI: 10.7208/chicago/9780226175126.001.0001
Library of Congress Cataloging-in-Publication Data
Melzer, Arthur M., author.
Philosophy between the lines : the lost history of esoteric writing / Arthur M. Melzer.
pages cm
Includes bibliographical references and index.
ISBN 978-0-226-17509-6 (cloth : alk. paper) — ISBN 978-0-226-17512-6 (e-book)
1. Philosophical literature—History and criticism. 2. Methodology. 3. Hermeneutics. 4. Censorship. 5. Secrecy. I. Title.
B52.66.M45 2014
190—dc23
2014016966
This paper meets the requirements of ANSI/NISO Z39.48-1992 (Permanence of Paper).
PHILOSOPHY Between THE LINES
The Lost History of Esoteric Writing
ARTHUR M. MELZER
University of Chicago Press
Chicago & London
For
Shikha and Prateik
There is not a truth existing which I fear . . . or would wish unknown to the whole world.
—THOMAS JEFFERSON
Must one be senseless among the senseless? No; but one must be wise in secret.
—DIDEROT
CONTENTS
Preface
Acknowledgments
Introduction: What Is Philosophical Esotericism?
PART ONE: The General Evidence and Argument for the Reality of Philosophical Esotericism
1. The Testimonial Evidence for Esotericism
2. Interlude: Two Brief Examples
3. The Theoretical Basis of Philosophical Esotericism: The Problem of Theory and Praxis
4. Objections, Resistance, and Blindness to Esotericism
PART TWO: The Four Forms of Philosophical Esotericism
5. Fear of Persecution: Defensive Esotericism
6. Dangerous Truths: Protective Esotericism
7. The Educational Benefits of Obscurity: Pedagogical Esotericism
8. Rationalizing the World: Political Esotericism
PART THREE: The Consequences of the Recovery of Esotericism
9. A Beginner’s Guide to Esoteric Reading
10. Defending Reason: Esotericism and the Critique of Historicism
Notes
Bibliography
Index
PREFACE
EXOTERIC and ESOTERIC, adj. (History of Philosophy): The first of these words signifies exterior, the second, interior. The ancient philosophers had a double doctrine; the one external, public or exoteric; the other internal, secret or esoteric.
—Encyclopedia of Diderot
. . . the distinction between the two doctrines so eagerly received by all the Philosophers, and by which they professed in secret sentiments contrary to those they taught publicly.
—JEAN-JACQUES ROUSSEAU
We moderns are believers in progress. But as even we must admit, the passage of time brings not only intellectual advance but also decline—discovery but also ossification, denial, and forgetting. There is a natural tendency, however, to notice and be impressed with the former, to neglect the latter. Discoveries stand out, while forgettings are invisible.
Countless books have been written celebrating the discovery of some important phenomenon. The present work examines the forgetting of one.
A LOST METHOD OF WRITING—AND READING
In a letter to a friend, dated October 20, 1811, Johann Wolfgang von Goethe speaks of an act of forgetting taking place before his eyes: I have always considered it an evil, indeed a disaster which, in the second half of the previous century, gained more and more ground that one no longer drew a distinction between the exoteric and the esoteric.
¹ The intellectual life of the West, Goethe reports here, has gradually been undergoing a strange and unfortunate transformation. Through a slow act of collective amnesia, a well-known phenomenon has quietly been dropping out of awareness: the philosophic practice of esoteric writing. By this is meant the practice of communicating one’s unorthodox thoughts primarily between the lines,
hidden behind a veneer of conventional pieties, for fear of persecution or for other reasons.
Although unheeded, Goethe’s warning turned out to be remarkably prescient, pointing to a philosophical forgetting that would continue to spread and deepen for another hundred years. For during the first half of the eighteenth century, esoteric writing was still very well known, openly discussed, and almost universally practiced (as it had been since ancient times), as can be seen from the epigraphs. These two statements could be multiplied a hundred times—and will be. And yet this well-established phenomenon was somehow slowly forgotten in the course of the nineteenth century and, in the twentieth, confidently declared a myth.
It was rediscovered principally by Leo Strauss—the University of Chicago political philosopher—who began publishing on the subject in the late 1930s. As Alexandre Kojève declared in recognition of this achievement: Leo Strauss has reminded us of what has tended to be too easily forgotten since the nineteenth century—that one ought not to take literally everything that the great authors of earlier times wrote, nor to believe that they made explicit in their writings all that they wanted to say in them.
² Still, Strauss’s efforts at recovery also went largely unheeded.
The present study is an exercise in historical recollection and retrieval. It attempts to more clearly display, document, and, above all—if possible—reverse this extraordinary act of forgetting. It aims to reestablish a general recognition of the several reasons for and the near-universal prevalence of esoteric writing among the major philosophical writers of the West prior to the nineteenth century. My goal here is not to get people to like esotericism (I am no great lover of it myself), or to engage in it themselves (as I do not), but simply to recognize, understand, and accept it as a historical reality—indeed a monumental one affecting the whole conduct of intellectual life in the West over two millennia. I seek a restoration not of esoteric writing but of esoteric reading—the recovery of a crucial but long-lost element of philosophical literacy.
What I also do not attempt to do is determine the particular esoteric teaching of everyone (or anyone) in this long line of thinkers—something that cannot be done in a general work of this kind, but only with meticulous care, one philosopher at a time. My book is not: The Esoteric Secrets of All Ages Revealed! It is simply, if you like: Awareness of the Forgotten Practice of Esoteric Writing Restored. That is project enough.
WHAT IS AT STAKE
Naturally, the reader, who has yet to be shown much evidence for the reality of this strange practice, will want to reserve judgment on the merits of the project. Still, the great importance of the issue itself should at least be clear. Here is what is at stake.
If it turns out to be true that most philosophers of the past routinely hid some of their most important ideas beneath a surface of conventional opinions, then surely we had better know that. If they wrote esoterically and we do not read them esoterically, we will necessarily misunderstand them. We will systematically cut ourselves off from their thought precisely in its most unorthodox, original, and liberating part.
But the damage, great as it is, does not stop there. Not only will we misunderstand all these thinkers as individuals, but through the accumulation of such errors, we will also form mistaken ideas about the relations among thinkers, about how ideas develop over time, about the whole movement and meaning of Western intellectual history. This misunderstanding would be especially damaging to modern philosophy, which tends to rest, implicitly or explicitly, on a theory of history,
an interpretation of the stages and trajectory of philosophical thought.
But the damage may, in fact, extend yet one crucial step further. If, for these reasons, we misunderstand earlier philosophers and, because of that, the history of philosophical thought, don’t we also run a great risk of finally misunderstanding the character of human reason as such—especially how it relates to the political and cultural environment in which it is embedded? For we can know how the faculty of reason works and what it is capable of primarily by seeing what it has done—by its history, its concrete record of failures and achievements. Thus, to systematically misconstrue the history of reason puts one in great danger of misunderstanding reason itself.
It is this fear that, for example, particularly animates Strauss’s great preoccupation with the issue of esotericism. Let me illustrate with one strand of his complex argument on this issue. The ignorance of esoteric writing, which causes us to misinterpret the history of philosophy, does not do so, he argues, in simply random ways. In addition to the various particular errors we may make regarding particular thinkers, there is also a common mistake that we commit again and again in our interpretation of all thinkers. We mistake the philosopher’s surface, exoteric teaching for his true one. And again, these surface teachings, however much they may vary from thinker to thinker, all have one essential thing in common: they are carefully designed to create the false appearance of conformity to the most powerful dogmas of the time, which it is too dangerous to question openly.
Therefore, the established custom of reading esoteric writers nonesoterically has a very precise and predictable effect on the practice of scholarship. It gives rise to a systematically recurring misimpression: everywhere we look, we see the dispiriting spectacle of the human mind vanquished by the hegemonic ideas of its times. It appears that even our most celebrated geniuses—our Aristotles and Shakespeares—with all their extraordinary gifts and agonized efforts, always end up just confirming the myths of their particular cave.
It is difficult to overstate the profound influence of this recurring experience. It forms a crucial but unseen part of the intellectual background of our times, motivating the late modern or postmodern predisposition to the radical critique and disempowerment of reason. In the age of the forgetfulness of esotericism, it comes to seem obvious to everyone that the human mind is not free but wholly contextualized, culture-bound, socially determined. And if that is so, then all our truths are ultimately local, accidental, and temporary; our highest wisdom, only the hometown ethnocentrism polished up.
The awareness of esotericism, by contrast, reveals the falseness, the calculated insincerity of this ubiquitous facade of philosophical conformity—which now comes to sight as an ironic and artful act of resistance. Behind this defensive wall, sheltered and encouraged by it, thrives a secret underground of daring and dissent, a freewheeling speak-easy of the mind. But we, who should celebrate this, are somehow reluctant to believe it. Yet, as an old Ethiopian proverb observes, When the great lord passes, the wise peasant bows deeply—and silently farts.
Every subject class has its silent arts of resistance—the philosophers too. For where force is lacking, fraud and secrecy are the primary agents of freedom.³ If modern scholars thought more like wily peasants, they would be less resistant to the essential truth that there is always more freedom in the world than the compliant surface of things would lead one to suppose.⁴ Thus, the true history of human reason is of necessity a secret history: when the practice of philosophic secrecy is once seen, then the faculty of human reason no longer appears quite as servile and culture-bound as it inevitably does to us.
In short, the ignorance of esotericism, by blinding us to the hidden world of freedom, keeps us in ignorance of ourselves—of the surprising power and independence of the human mind, of its unsuspected capacity to resist time and place.⁵
One last point. If it should turn out that this tradition of philosophical esotericism is indeed a reality, that immediately brings to light a second crucial reality: the fact of our long blindness and denial regarding the first. We are compelled to wonder: how in the world could we have missed something so big and so (formerly) well-known? In other words, at stake, finally, in the question of esotericism is also a crucial question regarding ourselves: what are the particular defects or biases of the modern worldview such that we became incapable of seeing a reality as massive and important as this one?
As phenomena to be studied, discoveries are interesting, but forgettings are profound. Through the one, we explore and celebrate our insights, but through the other we discover our blindness. It is only through the encounter with a reality that we could not perceive that we see the limitations of our perception—and so begin the slow process of transcending them.
As intriguing as all of this might seem, however, many will object that a long-forgotten tradition of secret writing by Western philosophers sounds rather fanciful. It seems less like a forgotten truth and more like an academic urban legend started, perhaps, by scholars too steeped in medieval ideas or Talmudic habits or longings for privileged access to secret wisdom.
The exchange of charges and countercharges on this issue has been heated. But amid all this controversy, three things may be said to be certain: First, if the theory of esotericism is true, it is a matter of the greatest importance. Second, we today are viscerally inclined to believe that it is false. And thus third, there is urgent need for a new, more considered examination of the question.
The stars, moreover, seem well aligned for this venture. The last few decades have seen a veritable explosion in hermeneutical theory. Everywhere there is a heightened consciousness of rhetoric, audience, reader response, playfulness, and other new or long-forgotten issues of textual interpretation. All our Enlightenment presuppositions about the nature of writing, reading, and publication—about the whole relation of thought to life—have been subjected to a searching critique. The crumbling of long-impregnable paradigms has freed the current age for a new, more original encounter with the question of esotericism.
The present work attempts such a reexamination, first by gathering and displaying the concrete historical evidence for esotericism, second by exploring the broad background of philosophical assumptions underlying this practice, and third by examining the contrary assumptions underlying the powerful modern denial of its existence.
ACKNOWLEDGMENTS
My friends and colleagues all regard it as curious that I should be the one to write this book. There are people who have a real love for esoteric interpretation and a real gift for it. I am not one of them. My natural taste is for writers who say exactly what they mean and mean exactly what they say. I can barely tolerate subtlety. If I could have my wish, the whole phenomenon of esoteric writing would simply disappear.
But it will not. And it is strange that it has not been given the serious attention it deserves, especially in view of both the monumental importance of the phenomenon and the mountain of evidence attesting to it. Yet that evidence, it must be conceded, has never been collected, displayed, and explained as well as it might. Having spent a long time grumbling that somebody ought to do so, I have finally decided to do it myself. Perhaps it will be done better by someone with at least a temperamental sympathy for the skeptics.
I am greatly indebted to many people for their help. Most of the ideas presented here were developed in conversation with my good friends and colleagues Jerry Weinberger, Dick Zinman, Steven Kautz, and David Leibowitz. They also read various parts of the manuscript—Zinman and Kautz, the whole thing. Their copious and probing comments have been invaluable. Among others who have given generously of their time and expertise, reading the manuscript in part or whole, I would particularly like to thank Rafe Major, John Tryneski, my editor at the University of Chicago Press, and Sara Melzer, my sister and editor-for-life. Many of my oldest friends and teachers provided essential encouragement through their bibliographical suggestions, textual finds, philosophic and linguistic expertise, and lively and long-sustained interest in the project. It is a pleasure to mention Robert Kraynak, Harold Ames, Clifford Orwin, Thomas Pangle, Abe Shulsky, Hillel Fradkin, Jim Nichols, Marc Plattner, Jim Ceaser, Richard Velkley, Jeremy Rabkin, Bill Kristol, Charles Fairbanks, Chris Bruel, Harvey Mansfield, Werner Dannhauser, and the late Allan Bloom and Ernest Fortin. For similar help and contributions I would also particularly like to thank Till Kinzel and Sherm Garnett, as well as David Janssens, Michael Zuckert, Catherine Zuckert, Paul Cantor, Ralph Lerner, Tom Shul, Eric Petrie, Chris Nadon, Daniel Tanguay, Chris Kelly, Tobin Craig, Fred Baumann, Steve Lenzner, Heinrich Meier, Ken Weinstein, Damon Linker, Timothy Burns, Svetozar Minkov, Forrest Nabors, Joseph Knippenberg, Paul Stern, Alex Orwin, Stewart Gardner, Brad Jackson, Anas Muwais, and Andrew Bibby. I must make particular mention of Paul Rahe, whose writings—especially his encyclopedic Republics Ancient and Modern—are an important resource for the philosophic testimony to esotericism. I also owe a special debt to Jenny Strauss Clay for her generous contributions of effort and enthusiasm, her excellent Greek and Latin translations, and other help in finding and interpreting passages in classical literature. I would like to thank Jack Byham, my research assistant, for his help with the notes and bibliography. It goes without saying, of course, that no one of these individuals agrees entirely with what I have written.
My greatest and fondest debt is to Shikha Dalmia, my wife and companion, through whose encouragement, advice, and artful interventions I found the means to keep going in an endless project, as well as the strength, finally, to stop.
For financial support, I am very grateful to the Earhart Foundation, the National Endowment for the Humanities, and the Program on Constitutional Government at Harvard University.
An earlier version of chapter 7 originally appeared as On the Pedagogical Motive for Esoteric Writing,
Journal of Politics, November 2007. Parts of chapter 10 were originally published as Esotericism and the Critique of Historicism
in American Political Science Review, May 2006. An earlier version of portions of chapter 6 can be found in On the Inherent Tension between Reason and Society,
in Reason, Faith, and Politics: Essays in Honor of Werner J. Dannhauser, ed. Arthur M. Melzer and Robert P. Kraynak (Lanham, MD: Lexington Books, 2008).
INTRODUCTION
What Is Philosophical Esotericism?
It is said that Anacharsis the Scythian [a sixth-century BC philosopher], while asleep, held his secret parts with his left hand, and his mouth with his right, to intimate that both ought to be mastered, but that it was a greater thing to master the tongue than voluptuousness.
—CLEMENT OF ALEXANDRIA, Stromata
Forgotten fields, like unweeded gardens, grow a bit wild. Thus, it is necessary to begin by trying to state with greater precision the thesis being defended here. Philosophical esotericism
needs to be distinguished from the profusion of related phenomena that surround it—after which its internal divisions or variations need to be clearly identified.
In common parlance, esoteric
is often used synonymously with recondite
or abstruse,
simply to denote any kind of knowledge that, by virtue of its inherent difficulty, profundity, or specialized focus, surpasses the understanding of most people—like quantum mechanics. But in a stricter sense—and the one intended here—it is something difficult to understand because hidden or secret. The term derives from the Greek esoterikos, meaning inner or internal. An esoteric writer or writing would involve the following characteristics: first, the effort to convey certain truths—the esoteric
teaching—to a select group of individuals by means of some indirect or secretive mode of communication; second, the concomitant effort to withhold or conceal these same truths from most people; and third (a common but not strictly necessary characteristic) the effort to propagate for the sake of the latter group a fictional doctrine—the exoteric
teaching—in place of the true doctrine that has been withheld.
On this understanding of the term, there are a variety of movements that today and for centuries have pointedly emphasized a long Western tradition of esotericism.
All the most prominent of these are forms of mysticism: Theosophy, Gnosticism, Hermeticism, Rosicrucianism, Kabbalah, Neoplatonism, Neo-Pythagoreanism, and others. In one manner or another, all of these movements hold that there exists a single, secret body of Esoteric Knowledge
that is of a mystical or occult nature and that links together the brotherhood of esoteric thinkers across the ages.
When Leo Strauss began writing about esotericism in the late 1930s, he was acutely aware that the only unbroken remembrance or living awareness of the phenomenon was in the mystical tradition. As he put it, in the present age the phenomenon in question [esotericism] . . . is discussed under the title ‘mysticism’
¹—a statement that, despite the efforts of Strauss and others, still remains largely true today. If one does an internet search or a title search in the Library of Congress catalog for esotericism,
the overwhelming majority of replies concern Theosophy.
But the mystical version of esotericism is a very small part of a larger phenomenon. Esotericism is actually a practice to be found throughout the mainstream Western philosophical tradition and the mainstream literary and theological traditions as well. This larger phenomenon is the esotericism that Strauss may be said to have rediscovered.²
In this larger sense, esotericism does not imply (as the mystical sense does) that there is a single Esoteric Philosophy
linking all genuine esotericists. Here esoteric
denotes not a particular body of secret or occult knowledge but simply a secretive mode of communication—not a specific set of beliefs, but the practice of partly revealing and partly concealing one’s beliefs, whatever they may be. It is not a philosophical doctrine but a form of rhetoric, an art of writing (although the belief that it is necessary to employ such rhetoric is typically rooted, as I will argue, in larger, philosophical views).
In this broader sense, esoteric writers will naturally differ from one another far more widely than in the mystical sense: they will all employ a secretive art of communication but on behalf of different doctrines, moved by different motives and purposes, and employing different esoteric techniques and strategies.
Furthermore, within the subcategory of philosophical esotericism, which is our interest here, there are important differences. The primary source of these differences is to be found in the larger philosophical views just alluded to. For philosophical esotericism, while not a mystical phenomenon, is also not simply a literary or rhetorical one either—not merely a technique employed to deal with an occasional, practical problem (such as persecution). In its several distinct forms, it grows out of the fundamental and abiding philosophical problem of theory and praxis—especially the question of the relation between philosophic rationalism and political community, or between the two lives
: the vita contemplativa and the vita activa. Are the two fundamentally harmonious (essentially the Enlightenment view) or antagonistic (the dominant classical view)? Clearly, a thinker’s position on this philosophical question will largely determine his stance regarding the act of writing—his stance, that is, regarding the true purpose of and the proper rhetorical method for the public communication of philosophical thought.
In writing their books, most thinkers during and after the Enlightenment, for example, were motivated largely by the belief that philosophy, properly communicated, could remake the practical sphere in its own image: it could bring the political world into harmony with reason. And based on this harmonizing motive and assumption, they tended to employ a certain form of esotericism—a relatively loose concealment or dissimulation—for two reasons: partly as a propagandistic rhetoric to aid them in their ambitious projects for political and religious transformation and partly as a defensive expedient to shield them from the persecution that these revolutionary projects would inevitably (but only temporarily) provoke.
Classical and medieval thinkers, by contrast, tended to practice a more concealed, more thoroughgoing esotericism—esotericism in the fullest sense—because they were motivated, not by the hope that philosophic rationalism could enlighten and reform the political world, but by the fear that, to the contrary, rationalism, if openly communicated, would inevitably harm that world by subverting its essential myths and traditions. And, again, they were also motivated by fear of the persecution that this harm would naturally provoke. Their purpose for publishing books of philosophy was rooted not primarily in political schemes, as with the Enlightenment thinkers, but in educational aims. And these aims in turn gave them a further, pedagogical motive for esotericism: a text that presents hints and riddles in stead of answers practices the closest literary approximation to the Socratic method—it forces readers to think and discover for themselves.
We may distinguish, then, four primary kinds of philosophical esotericism. To state the point in more analytical fashion, a philosophical writer will purposely endeavor to obscure his or her true meaning either to avoid some evil or to attain some good. The evils to be avoided are essentially two: either some harm that society might do the writer (persecution) or some harm that the writer might do society (dangerous truths
), or both. The effort to avoid these two dangers gives rise to what I will call defensive and protective esotericism, respectively.
But of course a still easier way to avoid the dangers of writing would be to avoid the act of writing. If philosophers choose to publish in spite of these considerable dangers, it is for the sake of some good, of which there are primarily two: either the political (cultural, intellectual, religious) reform of society in general or the philosophic education of the rare and gifted individual (or both). And each of these positive aims also turns out to require an artful rhetoric—either propagandistic or educational. From these arise what I will call political and pedagogical esotericism.
Not only has the motive for employing esoteric concealment varied from thinker to thinker, but so also has the basic form. A philosopher might write nothing at all, for example, and confine himself entirely to oral teaching, saying one thing in public and another to initiates, as Pythagoras was widely reputed to have done. He might confine his true views to an oral teaching but write books setting forth a salutary public or exoteric doctrine. He might produce two different sets of writings for different audiences, one exoteric, the other esoteric (although, given the easy transmissibility of books, the esoteric writing could not dare to be completely open). Or his writings may contain multiple levels, with an exoteric teaching on the surface and an esoteric one conveyed between the lines,
that is, indirectly, through hints and insinuation.
The primary focus in what follows will be on multilevel writing, which seems to have been the most prevalent form of esotericism. But it is important to keep all these possibilities in mind.³
Esotericism also varies widely in degree. In some cases, the exoteric doctrine may merely be a popularized or sanitized version of the esoteric doctrine. In others, it will be radically different, even opposite. Again, some esoteric authors will withhold or conceal parts of the truth (as they see it), but say nothing contrary to it. They will not tell the whole truth,
but they will tell nothing but the truth.
They will, if you like, be esoteric but not exoteric. Other authors will both conceal the truth and present falsehoods or noble lies
as if they were true.
Although the particular content, motive, form, and degree of esotericism has thus varied, the existence of esotericism of some kind has nevertheless been strikingly constant. Virtually all scholars today are willing to admit that, here and there, a philosopher or two can be found who engaged in esoteric writing. It is almost impossible to avoid such an admission because, as will be seen, there is such widespread evidence in the philosophic tradition for esoteric writing that there is almost no spot where a scholar may dig without eventually unearthing some tattered piece of testimony to this practice. But the typical response to such finds is to declare esotericism a real but rare, strange, and uncharacteristic practice that arises now and then from eccentric circumstances. In this way, we tend to dismiss the practice in the very act of acknowledging it. It is our most common way of denying the real phenomenon.
To repeat, the real phenomenon, the idea that was once well-known and now forgotten, is this: through most of history, philosophical esotericism has not been a curious exception—it has been the rule. It has been a near-constant accompaniment of the philosophic life, following it like a shadow. Furthermore, it has had such relative universality precisely because it derives not from occasional or eccentric circumstances but somehow from the inherent and enduring character of philosophy itself in its relationship to the practical world—from the issue of theory and praxis.
That, at any rate, is the thesis of this work. The question is: Is this a curious myth or a strangely forgotten truth?
HOW TO DEMONSTRATE THE EXISTENCE OF ESOTERICISM
Proving the reality of philosophical esotericism in a manner that will be convincing to most scholars presents a daunting task, and for at least two reasons. First, as a secretive activity, esotericism is obviously resistant, by its very nature, to open and clear disclosure. Most evidence pertaining to it is likely to fall far short of perfect clarity and thus to require, on the part of the investigator, a high degree of sensitivity, judiciousness, and sympathy. But, second, as a secretive activity—as well as an alien, deceptive, and elitist one—it inspires in most people today the very opposite of these necessary sentiments. Thus, it has a particularly hard time getting the fair and sympathetic hearing that it particularly requires.
In view of these difficulties and especially the uncertainty of the evidence, it is clearly necessary to address the issue of esotericism carefully, one philosopher at a time, so that the evidence can be sifted as closely as possible, placed in historical context, and evaluated in dialogue with the secondary literature. Such work has been going on for some time now and is making real if slow progress.⁴
But the one-philosopher-at-a-time approach, while necessary, also has inevitable shortcomings. It needs to be guided as well as supplemented by the opposite method: an effort to display the phenomenon of esotericism as a whole, in its full theoretical and historical sweep. That is what I attempt to do here. For the evidence concerning a particular philosopher will often remain stubbornly ambiguous when examined—no matter how carefully—in the context of that thinker alone. But it can take on new dimensions when linked to similar evidence in other thinkers. There are patterns in the big picture invisible at the level of individual works.⁵
Furthermore, this more synoptic perspective allows one to see how the practice of esotericism has changed over time and, conversely, to see what is enduring and essential in it—its underlying basis and unity. Finally, it is essential to realize that a person’s judgment on the question of esotericism is ultimately not a freestanding thing. It is inseparably tied to a larger worldview—to deep assumptions regarding the nature of philosophic truth, political life, and the communication of the one to the other. Thus a persuasive case for esotericism ultimately requires a larger philosophical narrative that is able to address these deep assumptions. It demands something like a Kuhnian paradigm shift.
Thus, in attempting the more global approach, I make use of three primary forms of evidence or argument. First, on the empirical level, I present explicit testimonial evidence
: the hundreds of statements by philosophers from every historical period openly testifying to the use of esoteric writing, either in their own works or in those of others. This massive body of empirical evidence forms the foundation for the rest of the argument.
Second, on the philosophical level, I try to explain this surprising evidence: what causes could have led so many philosophers in such different times and places to engage in such strange behavior? I explore the enduring philosophical concerns—the fundamental tensions and contradictions subsisting between thought and life, philosophy and society, theory and praxis—that motivate philosophical esotericism in all its various forms.
But a third level of analysis is necessary owing to that other historical fact from which we began: our forgetting of esotericism. This remarkable event is strong evidence for the suggestion, made above, that the modern worldview somehow involves a deep aversion to esotericism that will not easily be dispelled by the facts and explanations presented on the first two levels. Thus it is necessary, on what might be called the self-knowledge level,
to turn our gaze back on ourselves and attempt to identify, address, and overcome the sources of this cultural resistance.
In what follows, chapters 1, 3, and 4 present these three different levels of evidence or argument. (Chapter 2, a short interlude, supplements this effort by providing two brief examples of esoteric writing and reading—to make the phenomenon under discussion a bit more concrete.) Yet these three chapters remain on a somewhat abstract level because, to avoid needless complexity at the beginning, they speak about philosophical esotericism in general, without separating it out into its several distinct varieties. Chapters 5 through 8 descend from this abstract plane to explore the four distinct forms of esotericism—defensive, protective, pedagogical, and political. Here, the description and proof—which combines all three levels of argument—can become more fine-grained and concrete.
Chapters 9 and 10, proceeding on the assumption that some readers will have found these arguments for the reality of esotericism persuasive, go on to draw the consequences. What exactly follows if the tradition of philosophical esotericism is real? Chapter 9 elaborates the practical consequence by providing some introductory instruction in the art of esoteric reading. This exercise will also help to give a more concrete picture of esotericism, showing what this practice looks like and how it works.
Chapter 10 turns from the practical to the philosophical consequences of the recovery of esotericism. Drawing upon the thought of Leo Strauss, it explores how this rediscovery, if correct, changes the whole philosophical landscape in important ways. In particular, it shows how it makes possible, in Strauss’s view, a new defense of reason or philosophic rationalism against the powerful modern forces threatening to undermine it, especially radical historicism.
There is no doubt that this work brings unwelcome news. If it really is true that the strange practice of esotericism was, through most of history, as widespread and important a phenomenon as is claimed here, that will pose a whole new set of problems for scholarship. Still, if it is true, we had better get used to it.
And there is, after all, a bright side to it. A veritable lost continent has been rediscovered in our time. Against all odds, here in our jaded, seen-it-all postmodernist world, suddenly a fresh new frontier lies open before us, a practically untouched field of study where there is much groundbreaking work to be done by those with the ambition to do it. Large issues need to be reopened: the relation of philosophical truth to political life, the purpose of philosophical publication, the role of ideas in history, the true character of philosophical education, the forgotten premises of modern progress-philosophy,
and many other weighty matters. The whole course of Western philosophical thought is not so well-known and settled as we have long thought it to be. Beneath its conventional exterior, it is more daring, original, and alive.
Listen; there’s a hell of a good universe next door: let’s go.
—E. E. CUMMINGS
PART ONE
The General Evidence and Argument for the Reality of Philosophical Esotericism
1
The Testimonial Evidence for Esotericism
The world is full of obvious things which nobody by any chance ever observes.
—SHERLOCK HOLMES
If a long and now-forgotten tradition of philosophical esotericism really did exist in the West, how could we ever prove that? How could we even know it?
The surest way would be if the philosophers themselves told us. And so they have. For what is necessarily secret in esotericism is the content of the hidden doctrine, but not its existence. For a whole variety of reasons, one philosopher may choose to report on the esoteric practices of another. And sometimes, less often to be sure, a philosopher may speak of his own esotericism. He might be moved to do so, for example, to explain to those who would dismiss his text as problematic and contradictory that these defects are not accidental, or to positively encourage his readers to pay closer attention and find the secret teaching if they can, or to give them some small guidance regarding how to go about it. Of course, all of this would be visible to the censors too—but not necessarily in a way that would allow them to prove anything. Moreover, in certain sophisticated times or indulgent ones, such an acknowledgment might even be reassuring to the ruling class, being an open display of the author’s deference to their authority and a declaration of his commitment to hide from the impressionable multitude anything that might be misunderstood or corrupting. There is no necessary inconsistency in speaking openly about secrecy.
Thus, philosophic testimony to esotericism is definitely possible. The only question is: does it actually exist—beyond some isolated instances? Once one makes up one’s mind to go looking for it, it turns out to be surprisingly easy to find. There are hundreds of such statements, stemming from every period and strain of Western thought, testifying to the reality of esotericism.
Since it would be tedious to read a long list of such quotations, I will present here just a brief representative sample running to about thirty passages that roughly cover the span of Western philosophical thought prior to 1800. Many more passages will be found woven into the argument of the chapters to follow. And in an online appendix (available at http://www.press.uchicago.edu/sites/melzer/), I present the full, chronological compilation of the testimony that I have been able to find up to this point. Although certainly not exhaustive, it runs to well over seventy-five pages. Almost every major thinker from Homer to Nietzsche is included, as either the source or the subject of such testimony (or both).
To be sure, quotations of this kind presented with little context will lack the scholarly solidity and persuasive force of more detailed and contextualized presentations. For present purposes, I do not even distinguish among the four different variants of or motives for esoteric writing (although, I do select one example—Aristotle—to discuss in fuller detail). These shortcomings will be remedied (to the extent possible in a synoptic work of this kind) in chapters 5 through 8 with their greater concreteness and specificity.
But for the moment, I rely on the sheer power of numbers. One contextless quotation will lack persuasive power; but if it is followed by another and still another, all making the same general point, the effect becomes cumulative. The effect is also retrospective: the solidity of the whole lends new plausibility to each component part. On a second reading, we are less reluctant to take each passage at face value. Dots can be powerful when connected.
Let us consider the evidence then. Afterward we will press the question of what it does and does not prove.
A SURVEY OF THE TESTIMONIAL EVIDENCE
Perhaps the most obvious way to begin our search for the open acknowledgment of esotericism is to proceed as any schoolchild would: let us look it up in the encyclopedia. That is where one hopes to find, not the possibly idiosyncratic or obscure speculations of some one thinker, but what a larger group, even a given society holds to be general knowledge. Yet, if one looks at contemporary encyclopedias, or even goes back a century, one will not find much or anything about esoteric writing. This is the period of the great forgetting.
But if one goes back to around 1750, to the famous Encyclopedia written and edited by Diderot and other leading figures of the French Enlightenment, suddenly the situation is completely different. This influential work, the centerpiece of the Enlightenment, makes mention of esotericism in no less than twenty-eight different articles, by many different authors, including one expressly devoted to the subject and bearing the title Exoteric and Esoteric.
The thesis of this article, from which we have quoted before, is that "the ancient philosophers had a double doctrine; the one external, public or exoteric; the other internal, secret or esoteric."¹ What is more, the author, one Samuel Formey, appears to see no need—and indeed makes no effort—to marshal evidence for this assertion. He treats it as noncontroversial, a matter of general knowledge—which indeed it was. If one consults, for example, the Dictionary of the Academy Française, fifth edition (1798), under the word exoteric one finds a brief definition—exterior, public
—to which is appended a short phrase to help illustrate the use of the term. The phrase chosen is: The exoteric dogmas of the ancient philosophers.
More evidence of this practice as an item of common knowledge will be seen if we continue to work our way backward in time. In England, about a decade before the Encyclopedia, we find a short but perfectly explicit disquisition on esotericism, running to about twenty-five pages, contained within Bishop William Warburton’s Divine Legation of Moses Demonstrated (1738), a famous critique of Deism. Warburton argues at length that the ancient Sages did actually say one Thing when they thought another. This appears from that general Practice in the Greek Philosophy, of a two-fold Doctrine; the External and the Internal; a vulgar and a secret.
² Today it may seem unremarkable that this statement, indeed this lengthy disquisition, appeared in Warburton’s book, which has now been forgotten along with its author. Thus, it is important to recall: this book was one of the single most influential and widely read works of the eighteenth century.³
About twenty years before that, John Toland, an important English Deist and friend of Locke, published an entire treatise on esotericism. A short work, it bore the lengthy title: Clidophorus, or, of the Exoteric and Esoteric Philosophy; that is, Of the External and Internal Doctrine of the Ancients: The one open and public, accommodated to popular prejudices and the Religions established by Law; the other private and secret, wherein, to the few capable and discrete, was taught the real Truth stripped of all disguises (1720). According to Toland, esotericism was the common practice of all the ancient philosophers.
⁴
A bit earlier, in Germany, we find the philosopher Leibniz speaking along the same lines: The ancients distinguished the ‘exoteric’ or popular mode of exposition from the ‘esoteric’ one which is suitable for those who are seriously concerned to discover the truth
(1704).⁵
Earlier still, a similar claim can be found in Pierre Bayle’s encyclopedic Historical and Critical Dictionary (1695–97). In his article on Aristotle, he states: the method of the ancient masters [i.e., philosophers] was founded on good reasons. They had dogmas for the general public and dogmas for the disciples initiated into the mysteries.
⁶
At about the same time (1692), Thomas Burnet, the English cosmological and theological thinker, much admired by Newton, published his Archæologiæ philosophicæ, in which he remarks:
It is well known, that the ancient wise Men and Philosophers, very seldom set forth the naked and open Truth; but exhibited it veiled or painted after various manners; by Symbols, Hieroglyphicks, Allegories, Types, Fables, Parables, popular Discourses, and other Images. This I pass by in general as sufficiently known.⁷
Finally, in 1605, Francis Bacon, while using a very different vocabulary, makes essentially the same point. The ancients, he claimed, employed two different manners of writing, the Enigmatical and Disclosed.
The pretense [of the Enigmatical] is to remove the vulgar capacities from being admitted to the secrets of knowledges, and to reserve them to selected auditors, or wits of such sharpness as can pierce the veil.
⁸
In sum, with perfect explicitness, all these early modern writers—spanning three countries and one hundred fifty years—attribute esotericism to virtually all ancient philosophers and philosophic poets and seem to regard this fact as well-known. But what was their view of modern philosophers—regarding whom, after all, their testimony might be held to be more reliable? In keeping with a common practice, most of these writers maintain a discreet silence about thinkers closer to their own time. But this silence is broken by John Toland toward the end of Clidophorus, his treatise on esotericism: "I have more than once hinted that the External and Internal Doctrine are as much now in use as ever. In another work, he repeats that esotericism is
practiced not by the Ancients alone; for to declare the Truth, it is more in Use among the Moderns, although they profess it is less allowed."⁹
For example, according to Leibniz:
Descartes took care not to speak so plainly [as Hobbes] but he could not help revealing his opinions in passing, with such address that he would not be understood save by those who examine profoundly these kinds of subjects.¹⁰
Toland’s claim about the virtually universal use of esotericism among the moderns (as well as the ancients) is supported more broadly by an important letter written by Diderot in 1773, which we will have occasion to quote again. It is addressed to François Hemsterhuis, a minor Dutch author whose book—which apparently employed esoteric restraint to avoid persecution—he had just read:
You are one example among many others where intolerance has constrained the truth and dressed philosophy in a clown suit, so that posterity, struck by their contradictions, of which they don’t know the cause, will not know how to discern their true sentiments.
The Eumolpides [Athenian high priests] caused Aristotle to alternately admit and reject final causes.
Here Buffon [the eighteenth-century French naturalist] embraces all the principles of materialists; elsewhere he advances entirely opposite propositions.
And what must one say of Voltaire, who says with Locke that matter can think, with Toland that the world is eternal, with Tindal that freedom is a chimera [i.e., three irreligious theses], but who acknowledges a punishing and rewarding God? Was he inconsistent? Or did he fear the doctor of the Sorbonne [the church]?
Me, I saved myself by the most agile irony that I could find, by generalities, by terseness, and by obscurity.
I know only one modern author who spoke clearly and without detours; but he is hardly known.¹¹
In this remarkable letter, Diderot—who stood at the very center of the Enlightenment republic of letters
—essentially claims that, with the exception of one writer (he means Holbach, who was, among other things, a more or less open atheist and materialist), all modern thinkers known to him wrote esoterically—including himself. What is more, with extraordinary prescience, he conjectures that future readers, living in a world in which intolerance and persecution will have been overcome, will no longer understand the cause of the curious contradictions and detours they find in these writers and so will not know how to discern their true sentiments.
In short, he predicts precisely the intellectual misfortune,
the forgetfulness of esotericism, that, by 1811, Goethe had begun to observe, and that today holds us firmly in its grip. A large part of the thesis of the present book is contained in this one letter.
The ubiquity of esotericism in modern as well as ancient times is also described in numerous passages of Condorcet’s Sketch for a Historical Picture of the Progress of the Human Mind and, as we have already seen, by Rousseau, who speaks of "the distinction between the two doctrines so eagerly received by all the Philosophers, and by which they professed in secret sentiments contrary to those they taught publicly." Rousseau also openly acknowledges that he himself wrote esoterically.¹²
Resuming our backward march, we hear Erasmus, the Dutch humanist, declare, in a letter of 1521:
I know that sometimes it is a good man’s duty to conceal the truth, and not to publish it regardless of times and places, before every audience and by every method, and everywhere complete.
In this spirit, he criticizes Martin Luther in another letter for making everything public and giving even cobblers a share in what is normally handled by scholars as mysteries reserved for the initiated.
¹³
Also consider the early Italian humanist and poet Boccaccio who, in his Life of Dante (1357), asserts that all great poets write on two levels—for the little lambs
and the great elephants.
The same narrative passage will present
the text and the mystery that lies beneath it. Thus, it simultaneously challenges the intellect of the wise while it gives comfort to the minds of the simple. It possesses [i.e., presents] openly something to give children nourishment and yet reserves in secret something to hold with fascinated admiration the minds of the deepest meditators. Therefore, it is like a river, so to speak, both shallow and deep, in which the little lamb may wade with its feet and the great elephant may swim freely.¹⁴
Moving back to the medieval period, let us briefly survey the big four philosopher/theologians: Thomas Aquinas, Maimonides, Alfarabi, and Augustine. They, again, are very explicit. Aquinas recommends the use of esotericism, arguing (in 1258):
Certain things can be explained to the wise in private which we should keep silent about in public. . . . Therefore, these matters should be concealed with obscure language, so that they will benefit the wise who understand them and be hidden from the uneducated who are unable to grasp them.¹⁵
Similarly, Maimonides, writing in the twelfth century, declares:
These matters [of theology] are only for a few solitary individuals of a very special sort, not for the multitude. For this reason, they should be hidden from the beginner, and he should be prevented from taking them up, just as a small baby is prevented from taking coarse foods and from lifting heavy weights.
Therefore, he openly states in the Guide of the Perplexed that in discussing such matters he will not offer anything beyond what he calls the chapter headings.
And, he continues:
Even those are not set down in order or arranged in coherent fashion in this Treatise, but rather are scattered and entangled with other subjects. . . . For my purpose is that the truths be glimpsed and then again be concealed.¹⁶
The tenth-century Arabic philosopher Alfarabi states in his commentary on Plato’s Laws:
The wise Plato did not feel free to reveal and uncover the sciences for all men. Therefore, he followed the practice of using symbols, riddles, obscurity, and difficulty, so that science would not fall into the hands of those who do not deserve it and be deformed, or into the hands of one who does not know its worth or who uses it improperly. In this he was right.¹⁷
Finally Augustine, who speaks frequently of esotericism, asserts (in 386) that the pure stream of philosophy should be
guided through shady and thorny thickets, for the possession of the few, rather than allowed to wander through open spaces where cattle [i.e., the common herd
] break through, and where it is impossible for it to be kept clear and pure. . . . I think that that method or art of concealing the truth is a useful invention.¹⁸
Let us turn, last, to Greek and Roman antiquity. We have seen some solid evidence that the awareness and practice of esoteric writing were quite common in the early modern period and in medieval times as well. Thus, there would be nothing odd if the ancients were also esoteric. Indeed, it would be surprising if they were exceptions to this very broad trend. Furthermore, we have heard the testimony of a wide range of both modern and medieval thinkers expressing their considered view that virtually all of the ancient philosophers wrote esoterically, that the classical world was in fact the true home and original model of philosophical esotericism. Still, the open acknowledgment by philosophers of their own esotericism was less common in the ancient world than it became in medieval and modern times. In view of this fact, as well as the central importance of the classics in the history of esotericism, it will help to proceed a bit more slowly through the big three: Cicero, Plato, and especially Aristotle, to whom I will devote a separate section.
In De natura deorum, Cicero explicitly acknowledges and defends (on pedagogical grounds) his unwillingness to state his philosophical opinions openly. The same point is made in his Tusculan Disputations, where he relates this behavior to that of Socrates. Among the many warring philosophical sects, he states:
I have chosen particularly to follow that one [the New Academy] which I think agreeable to the practice of Socrates, in trying to conceal my own private opinion [and] to relieve others from deception.¹⁹
Indeed, in his dialogues De finibus and The Laws, Cicero presents himself as a proponent of Stoicism and takes on the role of defending it, even though, as we know from other writings, he was actually an adherent of the New Academy—which rejected Stoicism.
Along these same lines, Augustine argues that Cicero was a nonbeliever and sought to convey that view.
That, however, he did not do in his own person, for he saw how odious and offensive such an opinion would be; and, therefore in his book on the nature of the gods [De natura deorum], he makes Cotta [defend this view] against the Stoics, and preferred to give his own opinion in favor of Lucilius Balbus, to whom he assigned the defense of the Stoical position, rather than in favor of Cotta, who maintained that no divinity exists.²⁰
Diderot agrees (as does Rousseau) in seeing Cicero as a particularly transparent esotericist, especially in matters of religion (although he would seem to exaggerate the obviousness of Cicero’s atheism here):
[Cicero’s] books On Divination are merely irreligious treatises. But what an impression must have been made on the people by certain pieces of oratory in which the gods were constantly invoked . . . where the very existence of the pagan deities was presupposed by orators who had written a host of philosophical essays treating the gods and religion as mere fables!²¹
Not only in Cicero, but in almost all classical thinkers the case for esotericism is clearest—indeed, almost impossible to deny—with respect to religion, for in the ancient, pagan world, the gulf between philosophy and the prevailing religion was obviously far greater than in the Christian world. Consider Gibbon’s view of the whole matter, which is fairly typical:
How, indeed, was it possible that a philosopher should accept, as divine truths, the idle tales of the poets, and the incoherent traditions of antiquity; or, that he should adore as gods, those imperfect beings whom he must have despised as men?
Not only were the superstitious roots of the reigning religion more obvious at that time but so was its political use and function. Therefore, Gibbon continues:
The various modes of worship, which prevailed in the Roman world, were all considered by the people as equally true; by the philosopher as equally false; and by the magistrate as equally useful.
But of course the philosophers—like the magistrates—did not openly display their skepticism. Rather:
Viewing, with a smile of pity and indulgence, the various errors of the vulgar, they diligently practiced the ceremonies of their fathers, devoutly frequented the temples of the gods; and sometimes condescending to act a part on the theatre of superstition, they concealed the sentiments of an Atheist under the sacerdotal robes.²²
And if we look ourselves, we do seem to find that the classical philosophers constantly contradict themselves on the subject of religion, sometimes supporting the official gods, superstitions, and rituals of the city, sometimes suggesting piecemeal reforms, sometimes speaking of an abstract metaphysical god, and sometimes hinting at a still more extreme skepticism.²³
Turning to Plato, we note that the writings we possess consist of the dialogues and some letters of uncertain authenticity, his lectures or treatises having been lost. But in his dialogues, unlike Cicero’s, Plato is never a speaking character, so it is only in the letters that we may possibly find a first-person account of how Plato writes. On the other hand, actions often speak louder than words, and the simple fact that, in almost all the dialogues, Plato has chosen Socrates for his main spokesman surely tells us something about his taste in the matter of communication. In the Republic (337a), Socrates’s communicative habits are described by Thrasymachus:
Here is that habitual irony of Socrates. I knew it, and I predicted to these fellows that you wouldn’t be willing to answer, that you would be ironic and do anything rather than answer if someone asked you something.²⁴
Socrates is famous for his irony—just as Plato is famous for his dialogues. Perhaps Plato (and Xenophon) developed the dialogue form as (among other things) a means of carrying on, in the medium of writing, their master’s notoriously elusive manner of speaking. That, at least, was the conclusion reached by Augustine:
For, as Plato liked and constantly affected the well-known method of his master Socrates, namely, that of dissimulating his knowledge or his opinions, it is not easy to discover clearly what he himself thought on various matters, any more than it is to discover what were the real opinions of Socrates.²⁵
Many others have formed a similar impression. Nietzsche speaks of Plato’s secrecy and sphinx nature.
²⁶ Montaigne points out the obvious fact that
[s]ome have considered Plato a dogmatist, others a doubter. . . . From Plato arose ten different sects, they say. And indeed, in my opinion, never was a teaching wavering and noncommittal if his is not.²⁷
Finally, there is the well-known passage in Aristotle’s Physics (209b) where he alludes in passing to Plato’s unwritten doctrines.
With all of this as introduction, let us turn to the vexed issue of Plato’s letters. There, it turns out that we find openly stated by Plato—and more than once—the same view we have just been discussing. There are several passages in the Seventh Letter and again several in the Second Letter explicitly claiming that he purposely avoided an open disclosure of his deepest thought as something that would be harmful to most people (to the many
). But, as he implies in a famous statement from the Seventh Letter, he did leave small indications
for the few
for whom such hints would be sufficient as well as beneficial. Here is the crucial passage:
If it seemed to me that these [philosophical] matters could adequately be put down in writing for the many or be said, what could be nobler for us to have done in our lifetime than this, to write what is a great benefit for human beings and to lead nature forth into the light