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Trotsky on Lenin
Trotsky on Lenin
Trotsky on Lenin
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Trotsky on Lenin

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“Fascinating . . . full of insight and a perceptive portrait of Lenin’s single-mindedness and his relentless, all-consuming drive towards revolution in Russia.” —The Guardian
 
Combining Young Lenin and On Lenin in one volume, this is a fascinating political biography by Lenin’s fellow revolutionary, Leon Trotsky. Trotsky on Lenin brings together two long-out-of-print works in a single volume for the first time, providing an intimate and illuminating portrait of the Bolshevik leader by another of the twentieth century’s greatest revolutionaries.
 
Written shortly after its subject’s death, On Lenin covers the period of revolutionary struggle leading up to 1917 as well as the early years of Bolshevik power. We see a man totally committed to the revolutionary cause, whose legacy was later corrupted under the Soviet Union’s Stalinist degeneration. Young Lenin, meanwhile, describes his early years and conversion to Marxism, dispelling many of the myths later created by Soviet hagiography in the process. This is the essential guide for anyone wanting to understand Lenin as a thinker, active revolutionary, and personality.
LanguageEnglish
Release dateJan 3, 2018
ISBN9781608462933
Trotsky on Lenin
Author

Leon Trotsky

Leon Trotsky was one of the most prominent leaders of the Russian Revolution in 1917. He was one of the primary contenders for the leadership of the Bolshevik Party in 1922 after the death of Lenin. When Stalin took this post, Trotsky swiftly concluded that the Revolution had been undermined. He was expelled from the Communist Party in 1927 and subsequently went into exile in Mexico, where he was assassinated by Soviet agents in 1940.

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    A scattering of thoughts, words & perspectives by the notable International Russian Revolutionary, Leon Trotsky, an ally of Lenin (for a time), & of Stalin (for a time) & eventually the exile & victim of that bloody revolution he had revelled in & of which to some extent he was the ruthless dogmatic, genius militarist saviour in its earliest years.

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Trotsky on Lenin - Leon Trotsky

Trotsky on Lenin

Family of Ilya Nikolayevich Ulyanov. Young Lenin seated front row right. (Culver Pictures Inc.)

Trotsky

on Lenin

Leon Trotsky

The Young Lenin © The Lilly Library at Indiana University

Translated by Max Eastman

Previous edition published in the United States in 1972 by Doubleday and Company

On Lenin © Estate of L. D. Trotsky, 1924

This translation © George G. Harrap & Co. Ltd, 1971

Introduction © George G. Harrap & Co. Ltd, 1971

Previous edition published in Great Britain in 1971

by George G. Harrap & Co Ltd

This edition published in 2017 by

Haymarket Books

P.O. Box 180165

Chicago, IL 60618

773-583-7884

www.haymarketbooks.org

info@haymarketbooks.org

ISBN: 978-1-60846-293-3

Trade distribution:

In the US, Consortium Book Sales and Distribution, www.cbsd.com

In Canada, Publishers Group Canada, www.pgcbooks.ca

In the UK, Turnaround Publisher Services, www.turnaround-uk.com

All other countries, Ingram Publisher Services International,

www.ingramcontent.com/contact

This book was published with the generous support of Lannan Foundation and Wallace Action Fund.

Cover design by Eric Kerl.

Library of Congress Cataloging-in-Publication data is available.

Contents

Part I: The Young Lenin

Foreword by Max Eastman

Foreword by Maurice Friedberg

1Homeland

2The Family

3The Revolutionary Path of the Intelligentsia

4The Elder Brother

5The 1880s

6The First of March, 1887

7Childhood and School Years

8The Stricken Family

9The Father and His Two Sons

10The Preparations Begin

11Under the Cover of Reaction

12In Samara

13A Year of Famine. Law Practice

14Landmarks of Growth

15The Young Lenin

Part II: On Lenin

Introduction

Publishing History

Foreword

1Lenin and the Old Iskra

2On the Eve

3The Uprising

4Brest-Litovsk

5The Dispersal of the Constituent Assembly

6The Business of Government

7The Czechoslovaks and the Left Social Revolutionaries

8Lenin on the Rostrum

9Lenin’s National Characteristics

10The Philistine and the Revolutionary

11The True and the False

12Children on Lenin

13Lenin Wounded

14Lenin Ill

15Lenin Is Dead

Notes

Index

PART I

The Young Lenin

Translated from the Russian by

MAX EASTMAN

Edited and Annotated by

MAURICE FRIEDBERG

Foreword

The Manuscript of this book disappeared from my files sometime in the 1930s. As there had been raids and rumors of raids by the Stalinists on Trotsky’s files and archives in Europe, I assumed that this was part of the same operation, and after a gloomy search, I said good-bye to Trotsky’s Lenin for good. By what odd circumstance it came back into my possession thirty years later and is here presented, I will explain.

First I want to tell how I came to be chosen for the task of translating this extraordinary document. I spent the two years—or rather the year and nine months—from September 1922 to June 1924 in Soviet Russia, and, sustained by a feeling that I was traveling hand in hand with history, I learned the Russian language. I had defended the Bolsheviks as a socialist editor in America, and these two facts gave me a good introduction to the leaders of the party in Moscow. I became well enough acquainted with Trotsky to suggest that he tell me his life story in leisure moments and let me write his biography.

His leisure moments and my patience both gave out when the book was half done, and it was published as Leon Trotsky—The Portrait of a Youth. One of its results was to establish a personal friendship between Trotsky and me, notwithstanding my heretical and sinful opinion that Marx’s philosophy of dialectical materialism is nothing but a grandiose exercise in wishful thinking. We got along in spite of this obstacle, and I became Trotsky’s chief English translator. I translated the three volumes of his History of the Russian Revolution, a book called The Revolution Betrayed, and a number of articles for the American press that were his chief source of income after his expulsion from Stalin’s Russia in 1929.

Indeed, from 1929 to 1933 I functioned unofficially as Trotsky’s literary agent, selling his current articles to American publications that paid him some very handsome prices. Our correspondence during that period amounts to almost a hundred letters back and forth. There was no contract between us, but I was armed with an authorization to make without consulting him any editorial changes demanded by the technique of American journalism or by the digestion of the American brain.

Trotsky had in mind a book about Lenin for a long time. Indeed, in a letter of January 1929 telling me of the contract he had signed for his famous history of the revolution, he added:

By next fall I hope to finish another book: Lenin and the Epigones. This will be a sort of prolongation of the History. I am going to square accounts with a number of people. A little polemic with you about Marxism will be necessary. There will be theoretical chapters in the book, historical, psychological, personal characterizations, plenty of polemic.…

After his world-famous career as a warrior and political leader was so rudely smashed and erased from Russian history, Trotsky turned to the job of earning his living as a writer with unquenched zeal and energy. Plans for books and articles flowed out of him, enough to fill a dozen young lives. Here is an example:

In a few words I want to let you know about a new book I am writing in the interval between two volumes of The History of the Russian Revolution. The book will perhaps be called They or We or We and They and will include a whole series of political portraits: representatives of bourgeois and petit-bourgeois conservatism on the one hand, proletarian revolutionaries on the other. For instance: Hoover and Wilson from the Americans; Clemenceau, Poincaré, Barthou, and certain other Frenchmen. From the English: Baldwin, Lloyd-George, Churchill, MacDonald, and the Labourites in general. From the Italians I would take Count Sforza, Giolitti, and the old man Cavour. Of the revolutionaries: Marx, Engels, Lenin, Luxemburg, Liebknecht, Vorovsky, Rakovsky. Probably Krassin as a transitional type. I’ve been working on this book throughout the past month. From that, you can see that it hasn’t yet gotten very far forward, but its general physiognomy is already clear to me.… Its character will be determined by a most serious study of all these figures in the context of the political conditions surrounding them, etc.… When will this book be ready? That depends on how soon I must deliver the second volume of my history of the revolution. If the second volume is postponed for about eight months I might finish the book of portraits in the next four months.

It was well along in the thirties that this flood of projected miracles subsided enough to let him undertake the long-premeditated Lenin. I have a letter from him dated November 2, 1934, which says: I haven’t yet gone beyond Lenin’s youth, and adds, How about publishing two volumes: Volume I—Lenin’s Youth—until, say 1905, and Volume II—from 1905 to 1924? This would give me an opportunity to do the theoretical part more thoroughly. I would deliver the first volume—about 350 pages—by next January 1. What is your opinion?

My opinion on this question was soon outdated by financial pressure, which impelled Trotsky to postpone the second part of the Lenin and first write a brief life of Stalin.

I had finished translating the first twelve chapters of the Lenin and filed them in my little barn-study at Croton-on-Hudson; one day I went to make some small correction in the text and found it was missing. The place it had occupied was empty. There had been some question between Harper and Doubleday as to which one was to publish it, since Harper was publishing the Stalin. Perhaps a copy of the manuscript was in the hands of one publisher or the other—but neither one had it. Nor did Maxim Lieber, a professional agent who had for a couple of years taken my place in marketing Trotsky’s writings.

To those who remember the diabolical intricacy and thoroughness of the efforts directed by Stalin to defeat the aims and frustrate the purposes and ultimately bring to a bloody end the life itself of Leon Trotsky, it will be no surprise that, after a glum search, I gave up hope of ever retrieving this unique work. It had been stolen and destroyed, I concluded, by Trotsky’s ingenious and implacable enemies.

One evening twenty years later, I happened to appear on a national radio broadcast—a debate, I think, on some phase of the situation in Soviet Russia. In the course of my argument, as an illustration of the manner in which Trotsky’s point of view had been falsified and misrepresented, I mentioned this mysterious disappearance of my translation of his Lenin and my suspicion about it. A day or two later I received from the Houghton Library of Harvard University a letter telling me that they had a copy of my translation of the story of Lenin’s youth.

How it had got there no one seemed to know. Was it restored to posterity by some Stalinist with an uneasy conscience or a lingering relic of his youthful respect for history? (In response to a recent request for the latest information as to how and from where it came to Harvard, I received the following answer from Mr. W. H. Bond, the Curator of the Houghton Library: The official record of the typescript is somewhat more mysterious than usual: it is recorded as a ‘deposit’ but the depositor is not named.…)

Again the project was set aside, but not forgotten, until February 1963, when, at my request, a copy was made of the typescript by the Houghton Library. This copy of my translation, having found its way home after twenty-five years, I was content to let rest. I was absorbed in writing my autobiography until January 1968, when I gave the twelve translated chapters to my friend and agent, Florence Crowther, and suggested that some publisher might be interested in it.

Without any help or clues from my hazy, skipping memory, Mrs. Crowther considered the list of top publishers and chose to submit it first to Samuel S. Vaughan of Doubleday for consideration. Mr. Vaughan, upon opening a manuscript to a title page that said simply

THE YOUNG LENIN

by

LEON TROTSKY

Translated by Max Eastman

immediately called Mrs. Crowther and asked where this manuscript had been. Mrs. Crowther said frankly that it had been in my desk. Sam Vaughan read the manuscript, liked what he read, and before leaving for Europe, asked Florence and a Doubleday editor, Walter Bradbury, if they would authenticate the manuscript and check into its background.

Bradbury wrote Vaughan in London and me in Barbados, saying that Doubleday not only had reason to be interested in the manuscript, they already had a contract for its publication: "A contract dated December 21, 1933, between Leon Trotsky and Doubleday & Company gave Doubleday world book rights in the English language to Trotsky’s Lenin.… The book was to be published in the United States and Canada by Doubleday."

The original contract, Bradbury noted, was still in effect.

So, on a lovely spring morning in 1968, Florence Crowther, my wife Yvette, and I gathered with Ken McCormick, Editor-in-Chief at Doubleday, and other editors, on the eighth floor of their Park Avenue offices, each of us smiling, but for different reasons. The Doubleday people were smiling because they had been offered an unpublished Trotsky manuscript that they had owned for thirty-five years but had almost forgotten (well, for the past quarter of a century, anyway…), the three of us were smiling mock-rueful smiles—Florence because she hadn’t sold a book, I because Doubleday had already paid me (a long time ago) for translating the twelve chapters, and my wife because she was reading a Charlie Brown card stuck on the wall over a secretary’s desk that said: MY LATEST PHILOSOPHY IS I ONLY DREAD ONE DAY AT A TIME.

But Sam Vaughan had proposed that the company pay me an additional sum for translating the last three chapters—chapters 13, 14, and 15, which would complete the book—and for writing an introduction.

The original Russian typescript of the last three chapters was still missing, and Sam agreed to start a search for a French edition published during the 1930s in Paris, which had contained them. Since none of us had the vaguest idea where the Russian originals could be found, I planned to translate from French to English.

When Doubleday’s new letter of agreement arrived to supplement the old contract, I signed and returned it but called attention to the fact that the date of my finally fulfilling the contract would depend on their finding the French edition. Sam wrote back, noting dryly: …it is quite clear that we will have to provide you with the missing chapters before you can translate them—and that this will have some effect on the delivery date.

While waiting, I turned my attention to this introduction. When I reached a point where I needed to refer to some correspondence, I asked my wife to find a folder in my files marked Letters 1957. It wasn’t there, although folders for the year before and after were. She went up to an atticlike passageway we have, one wall lined with bookshelves holding hundreds of bulging file folders lying on their sides. With some dismay, she wondered where to begin looking—which folder to pick up first. Sighing, she picked up one of the file guide-cards lying on the nearest shelf. On the card was written in ink in my hand: TROTSKY’S LENIN—RUSSIAN TEXT (finished). The folder, containing thirty-three oversized pages in Russian, was lightly marked in pencil: Chapters XIII, XIV, XV. Scribbled on the face of the folder was Untranslated.

MAX EASTMAN

Foreword

One of the founders of the Soviet state, its first Commissar for Foreign Affairs, and the organizer of its army, Leon Trotsky became, only twelve years later, a homeless exile, banished from his homeland by a rival who, though intellectually indubitably his inferior, proved more skillful at political maneuvering.

Though once Lenin’s political opponent, Trotsky later became one of his most trusted and certainly most effective associates. No doubt Trotsky felt deeply hurt by the savage attacks, both before and after his exile, of Stalin’s propaganda, which spared no effort to portray Trotsky as an archvillain and hater of Lenin.

Trotsky’s role as Lenin’s biographer dates back many years; in fact, it antedates Lenin’s death in 1924. Not surprisingly, many pages of Trotsky’s writings in exile are devoted to Lenin, particularly of Trotsky’s three-volume history of the Russian Revolution, which appeared in 1932–33. The Young Lenin, the long-lost account of Lenin’s childhood, boyhood, and youth, written in the mid-1930s, is also, in a sense, a history of the Russian revolutionary movement. The thrust of Trotsky’s portrayal of young Lenin and his family is to show Lenin’s political evolution. The very cautious and moderate liberalism of the father is succeeded, in Trotsky’s narrative, by the blind and suicidal revolutionary zeal of Lenin’s brother Alexander. Gradually, Lenin evolves a scientific, and therefore successful, blueprint for a revolution.

Trotsky’s biography is not the work of a scholar; indeed, many pages of it are frankly nothing but conjecture and read like an old-fashioned vie romanisée. In relating his story, Trotsky is unswerving in his admiration for Lenin. Adulation for his hero is coupled with scorn and venom for his idol’s critics. The book is often dogmatic and bristles with hatred for Lenin’s ideological opponents, particularly those who seemed to doubt any of the basic premises of Marxism. Trotsky seems to me in places to despise objectivity and to ridicule those whose Marxist faith is so weak that it must be reinforced by reason. He is equally disdainful, in his own words, of self-satisfied ignoramuses and well-read mediocrities. He has no patience for democratic frills, which to him are a sham and an excuse for an unwillingness to serve the Communist cause honestly. None of this detracts at all from the value of the book. And, as if to compensate for what his biography fails to reveal about Lenin, Trotsky reveals much about himself and about the spirit of the movement they both created.

It is ironic and yet, in a way, fitting that Trotsky’s biography of young Lenin, long presumed lost, should finally appear with the flood of Leniniana that gushed forth from the presses throughout the Soviet bloc in 1970, during the centennial observances of Lenin’s birth. It is equally parodoxical, though perfectly consistent with the laws of Soviet censorship, that this book, an admiring account of Lenin’s youth, will not be allowed to appear in the country where worship of Lenin is a state religion—only because its author was once excommunicated by the man who ultimately succeeded to Lenin’s mantle. The fact that the myth of Stalin’s goodness and infallibility was called into serious question by his heirs, particularly by Khrushchev, did not result in any basic reappraisal of Trotsky the man and revolutionary. Failure to lift, if only partly, the rigid anathema surrounding Trotsky’s name is in itself a testimony to the superficiality of the much-heralded de-Stalinization of Soviet Russia in the nearly two decades since the dictator’s death.

Born in Russia in 1879, Lev Davidovich Bronshtein, the man who became famous under the name of Leon Trotsky, died in 1940 in faraway Mexico, killed by an assassin. To orthodox Soviet Communists the death of Trotsky was a cause for none-too-concealed rejoicing: the Prince of Darkness, Stalin’s archenemy, the central evildoer of Soviet history, had at long last met his end. That their glee was somewhat premature has been demonstrated in recent years. At a time when millions of volumes of Stalin’s turgid prose were being removed from the shelves of Soviet libraries, many of Trotsky’s ideas, long thought to have been—to use his own famous phrase—relegated to the dustbin of history, were somewhat incongruously resurrected by the West’s radical New Left and, if one is to believe Soviet sources, in Communist China.

The late Max Eastman left behind his uncompleted draft of the English translation of Trotsky’s manuscript. It was decided that a revision of the Eastman manuscript was preferable to a new translation. The revisions and notes are mine.

MAURICE FRIEDBERG

Indiana University

Bloomington, Indiana

1

Homeland

Amid so much else, the revolution upset also the old administrative structure of the country. The gubernias—created in the reign of Catherine II,¹ and in the course of a century and a half so closely woven in with the political establishment, the mores, and the literature of the country as to become almost subdivisions of nature itself—disappeared. Simbirsk gubernia, in which the future Lenin passed his childhood and early youth, was part of the vast region united and dominated by the Volga, queen of Russian rivers.

Whoever is born on the Volga carries her image through life. The uniqueness and beauty of the river lie in the contrast of its shores: the right a high, mountainous barrier against Asia, the left a level plain sloping away to the endless east. Five hundred feet above the motionless mirror of the river rises the hill upon which Simbirsk,² the most backward and provincial of all the Volga capitals, spreads its wandering streets and green orchards. This slight elevation forms the watershed between two rivers, between the Volga and its tributary the Sviyaga. Although parallel for seventy miles, these two rivers flow—such is the caprice of the topography—in opposite directions, the Volga to the south, the Sviyaga to the north. At Simbirsk, moreover, the Sviyaga comes so near to the Volga that the city actually stretches over the right banks of both rivers.

At the time our tale begins, with the moving of the Ulyanov family to Simbirsk in 1869, the city was about two hundred and twenty years old. The Great Russians were stubbornly penetrating the rich middle reaches of the Volga, already occupied by the Chuvash, the Mordva, and the Tatars. They were seizing lands, driving the nomads eastward, and building wooden forts. In the same year that England achieved her great rebellion (1648), by order of the Moscow tsar Simbirsk was founded on the right bank of the Volga as an administrative center of the colonized region and as a military bulwark against the natives. This wide ring of colonizers, frontiersmen, and Cossacks was not only a mobile guard, but also a threat to the tsardom. For out here to the frontier fled the landlords’ serfs, the miscreant soldiers and clerks—in short, everybody who could not get along with Moscow, or later with Petersburg—schismatics and sectarians of all kinds and not a few ordinary criminals as well. Here in the spaces of the Volga ranged the dashing highwaymen, preying upon merchants, boyars, and local governors, forming into regular cavalry detachments, raiding towns, holding up tax collectors—in gratitude for which an oppressed people, forgiving their own injuries at the bandits’ hands, praised and glorified them in song.

A little more than twenty years after the founding of Simbirsk, there broke out here the famous rebellion of Stepan Razin, who assembled countless armed freemen to wipe out the notables and the boyars, and for five years dreadfully triumphed along the Volga and the Caspian Sea, plunging Moscow into a fever fright. Tsaritsyn,³ Saratov, Samara⁴—one after the other, the Volga towns surrendered to the rebels. Simbirsk held out. The nobles and scions of the boyars withstood the siege until regular troops came to the rescue from Kazan. Here, near Simbirsk, the rebel bands suffered a cruel defeat at the hands of the tsar’s European-trained army. The shores of the Volga stood thick with gallows; eight hundred were executed. Razin himself, covered with wounds, was carried captive to Moscow, and as was the custom, was drawn and quartered. The memory of Razin lived, though, on the Volga—yes, and throughout all Russia. The hills near Kamyshin, where the rebels camped, retain his name today—the mounds of Stenka Razin. In folk epics he remains one of the most beloved figures. With great fervor the radical intelligentsia used to sing romantic songs about Stenka composed by radical poets.

One hundred years or so later, under Catherine, when France was approaching her great revolution, a new thunderstorm swept over the Volga in the form of the Don Cossack Yemelyan Pugachev⁵ heading a great army of the discontented and rebellious, seizing one city after another, not touching Simbirsk but moving as far south as Tsaritsyn. There he was shattered by the regular army, betrayed by his own comrades, and sent in an iron cage to Moscow, where he shared the fate of Razin.

These two Volga rebellions constitute the authentic peasant-revolutionary tradition of old Russia. In spite of their portentous scope, however, they brought no relief to the people. An iron law of history decrees that a Jacquerie left to itself cannot rise to the stature of a real revolution. Even when it is completely victorious, a peasant revolt is only able to set up a new dynasty and establish new feudal castes. Such is the whole history of old China. Only under the leadership of a revolutionary urban class can a peasant war become a tool of social transformation. But the old Russian cities, mere accumulations of the nobility, the bureaucrats, and their retainers, contained no progressive forces of any kind. That is why, after each of these grandiose movements of the seventeenth and eighteenth centuries, the Volga washed the bloodstains into the Caspian Sea, and the tsar’s and landlords’ oppressions weighed heavier than ever.

In both rebellions, Simbirsk held out. One of the reasons was undoubtedly its character as a strong nest of boyars and of gentlefolk. This middle-Volga city, where Lenin was to first see the light of day, kept its reactionary role to the end—both in the period of the October coup d’état and afterward during the Civil War.

Old Russia was almost completely rural, and Simbirsk gubernia was the quintessence of old Russia. Even toward the end of the last century, thirty years after the days just described, the urban population was still below 7 per cent of the gubernia’s total, and even that small percentage differed little in quality from the rural. In the steppes and forests, social contradictions were even more apparent and brutal. The Simbirsk peasants were considerably poorer in land than were peasants elsewhere in the Volga region. A third of the peasant households were classified as horseless—that is, as truly poverty-stricken, real pauper farms. The most destitute group were the aborigines—the non-Russians—who endured a double yoke. The principal and better lands were in the hands of the landlords; 73 per cent belonged to the nobles. The forest map of the gubernia looked even more malignant: out of four million acres of forest, more than half belonged to the appanage estates—that is, to the tsar’s family—and about one third to the landlords. One fiftieth was left to the peasants, who constituted 95 per cent of the population. Truly, anyone who wanted to learn to hate feudal barbarity should have been born in Simbirsk.

Even to the casual observer, the town reflected with admirable clarity the social structure of the gubernia, and indeed of the whole country. Old Simbirsk consisted of three distinctly different sections: that of the nobles, that of the merchants, and that of the townfolk. The best section, that of the nobles, occupied the summit of the hill called the Crown. Here were the cathedral, the administrative institutions, the schools, the promenade. Signs read not only Noble Assembly Hall and Noble Tutelage, but also Noble Rooming House, even Noble Baths. On the spacious streets with modern sidewalks, the landlords’ houses stood uncramped amid their surrounding orchards, rather like rural estates. On the promenade above the river, a military band played in the evenings for the well-to-do public.

The Volga herself, as seen from the promenade a score of miles in either direction—the Volga with her poverty, her epidemics, the slavery of her peasants and penal labor of her barge haulers—was transformed into an incomparable panorama of gentle, smooth waters, small wooded islands, and beyond the river, plains stretching off into the distance.

The Simbirsk nobility gave the fatherland no small number of high-ranking bureaucrats and military men; none of them, however, attained any distinction. The Crown prided itself most of all on the historian Karamzin, who in the caustic words of Pushkin demonstrated with elegant simplicity the necessity of the autocracy and the charms of the whip. A favorite during the life of Nicholas I, this official historian was much pampered and earned for himself after death an allegorical monument in his home town. This antique Muse of History, harmonizing badly with the climate and the flora and fauna of the Volga region, was known among the people as the Pig-Iron Woman. Peasant women coming to Simbirsk for annual welcomings of the icon of the Holy Virgin of Kazan would pray fervently to the pagan Clio, taking her in their simplicity of mind for the martyred Saint Barbara.

The slopes of the hill were covered with orchards, many of which were tilled by the Beloriztsy, then a persecuted religious sect. Beyond the little Simbirsk River, which cleft the town, lay the trading squares, where on market days, bark and tar, dry and salt Volga fish, wheat loaves, sunflower seeds, pastry, and other delicacies would be set out and piled up in the dust. Commercial activities centered around the square. In the sturdily built houses with heavy locks lived the merchants—drygoods, flour, vodka, grain, and lumber dealers. Some of them already handled rubles by the hundreds of thousands, and had their eye on the aristocratic upper parts of the hill. And finally, the townfolk, ignorant and downtrodden, inhabited the outskirts. Their little cabins and huts with cracks for windows, with dovecotes and birdhouses, were thrown about hit or miss, in pits or mounds, alone or in bunches, along narrow, winding streets and alleys, between tottering woven fences. Gaunt, dirty hogs and mongrel dogs with matted fur enlivened this unappealing town landscape. And a little farther on began the peasant village, equally poverty-stricken whether in the forest or the prairie section.

Cruel and ugly was this belated social gothic of old Russia—especially here on the Volga, where the forest, cradle of the great Russian state, met the nomad steppe in hostile confrontation. Social relations had neither finish nor stability; they were like those homely structures the Russian colonizers threw together for living quarters out of hastily felled forest trees. Russia’s wooden cities, too, bore the mark of something temporary, burning down periodically and being hastily put up again. In 1864 an enormous fire, burning steadily for nine days, destroyed almost three quarters of Simbirsk; hundreds of people died in the flames. But in a few years the pinewood phoenix rose again from the ashes with twenty-nine churches. On the whole, though, Simbirsk grew slowly; in the 1870s its population was still below thirty thousand. This primitive and hungry gubernia, scraping the earth with its old wooden plow, had no need, and indeed no power, to sustain a big city.

As if to compensate for all this, in the spring Simbirsk would become quite beautiful. The old hill would grow into a flowering orchard. A fragrance of lilacs, cherries, and apple blossoms would hang above the city’s lordly cupola. The Volga would twinkle at the street ends, overflowing its banks for two or three miles, and the nightingales would sing in the orchards at night. This town seemed a lost paradise to former inhabitants of the Crown. But nature’s spring festival would pass; the sun would scorch the green orchards, and the neglected city would lie exposed in the dust of streets and alleys that in the rainy autumn would disappear completely in mud and in winter would slumber under a heavy carpet of snow. It is not a town but a graveyard, like all those towns, says Goncharov of his own native Simbirsk.a

On the heights, life proceeded leisurely, with food and drink in abundance. There was, decidedly, nothing to hurry toward. It is no accident that it was Goncharov, a man born and brought up in Simbirsk, who created the character of Oblomov, that incarnation of lordly sloth, fear of effort, blissful inactivity—a genuine and authentic old Russian type, a product of serfdom that did not die with serfdom, in fact one that is not totally extinct even today. Fifteen hundred kilometers from Petersburg, nine hundred from Moscow, Simbirsk had no railroad until the end of the 1880s. The official Gubernia News, which appeared twice a week, was its only political newspaper. To the very end of the last century the town did not know the use of the telephone. Truly an ideal capital of all-Russian Oblomovism!

Two allied and hostile hierarchies, the bureaucratic and the aristocratic, dividing the influence, dominated the town and the gubernia. First came the governor, the eye of St. Petersburg, repository of power, protector of the landlord’s sleep against the ghost of Pugachev. Officially, of course, the church came first, but in reality the priests stood somewhere below the merchants. Only the archbishop was still an acknowledged figure on Olympus, something in the nature of a spiritual governor with a consultative vote. Officialdom had its unalterable Table of Ranks, which established, once and for all, thirteen degrees of recognizable human worth.⁶ The nobles were also guided, over and above that, by delicate shades of aristocratic blue blood, and tried to look down on these upstart government officials. Questions as to who should occupy what place in the cathedral or what order should be followed in approaching to kiss the cross or the hand of the governor’s wife stirred great passions and belligerent side-talkings, which ended invariably in grandiose drinking parties and not infrequently in fistfights as well. To settle questions of honor, the knights of Simbirsk, especially after a drink, would spare neither their own nor others’ jaws. Upon the landlords’ estates, meanwhile, there bloomed those gentle maidens of Turgenev’s novels, who would subsequently, as decreed by nature, turn into avaricious mistresses of landed estates or into envious wives of government officials.

In the very beginning of the 1860s, when our muckraking literature burst forth at full force, Minayev, a radical poet and himself a nobleman of Simbirsk gubernia, celebrated his homeland at the capital in satiric verse: Abode of dried fish, mud, and gossip. The most blue-blooded among the nobles, with their impudent luxury, their jesters and snobbish pranks, and their feudal harems, indulged in the sport of losing serfs at the gaming table.⁷ Some were liberals making speeches in honor of the whip, others were churchgoers breaking the jaws of their servants. There was also the archbishop roughing up the deacons during mass, and there was the director of the high school, a bureaucratic scoundrel cursed by the whole town. All these were openly identified by name in Minayev’s sufficiently sonorous iambics. And when, ten years later, the poet, a sick old man, humble and subdued, returned to his home town—where by that time a whole new generation had grown up—none of the nobles would return his calls, and ultimately nobody went to his funeral. Those people knew how to stand up for the honor of a family tradition!

However, the hour struck. It was some ten years before the one hundredth anniversary of Pugachev’s rebellion and the bicentennial of Razin’s, and serfdom, already deeply undermined by the development of bourgeois relations, had to be abolished from above. The tsar compelled the serfs to pay their landlords not only for personal freedom, but also for the lands that had been the serfs’ own from time immemorial—filching the lands from them, moreover, by means of reforms that benefited the landlords. The act of emancipation was converted into a gigantic financial operation doubly ruinous to the peasantry. Moreover, the redemption payments contributed to the landlords’ economy the one thing that was always in short supply: ready cash. Those noble gentlemen held sumptuous wakes in memory of the Golden Age wherever they could—in Paris, on the Riviera, in Petersburg and Moscow, and less ostentatiously on their own estates or in Simbirsk, that common estate of the gubernia’s nobility.

However, these redemption payments melted away like wax; a repetition was not in sight. The more-enterprising landlords, those capable of keeping step with the age, got hold of the zemstvos,⁸ or a little later took to railroad construction. Others married their sons to merchants’ daughters, or gave their daughters to the merchants’ heirs. A far greater number entered into historic liquidation—mortgaged their lands, mortgaged them again, then sold their city houses and family estates, with all their wings and shady gardens and plaster-of-paris muses and croquet grounds. In their ruin they cursed the reforms, which had pampered the people, depleted the lands, killed off the martens and ermine in the Simbirsk forests, and even caused the Volga to cease producing good fat sturgeon as of old. The reactionaries demanded the restitution of the lash, and sent formal memoranda to Petersburg about the timeliness of a restoration of serfdom. The liberals fumed at the slowness of progress and secretly contributed money to the revolutionary Red Cross. The partisans of the lash were incomparably the more numerous.

In the merchant section of Simbirsk, where the conservative stagnation took even cruder forms than among the nobles, the period of reform and dummy business ventures gave a hitherto unknown scope to the traditional greed. It was from this section that the buyers of the landlords’ property and the nobles’ city residences generally came. These bearded merchants moved up into the sacred precincts of the provincial Olympus, still shy about changing their padded caps for hats and their high boots for French shoes, but already free of the obsequiousness of their class. Thus there began to install itself even on the Simbirsk Crown that not very harmonious, but nevertheless enduring, symbiosis of nobility, merchantry, and bureaucracy, which in various incarnations determined the aspect of official Russia for more than half a century—the period, that is, between the abolition of serfdom in 1861 and the collapse of old Russia in 1917.

Economic progress moved from west to east and from the center to the circumference; political influences followed the same road. The Volga region, a backward section of a backward country, could not remain immune to those ideas and attempts at action which were clearing the path for a revolutionary transformation of the country. During the first quarter of the nineteenth century the cultivated Simbirsk nobleman and state counselor N. I. Turgenev,b an admirer of the French Encyclopedists and an enemy of serfdom, joined a Petersburg secret society, one of those which were preparing the famous semi-insurrection of the guard regiments of December 14, 1825. That heroic and hopeless constitutional flare-up of progressive military youth, which no doubt included in its ranks the flower of Simbirsk’s noble families, was routed with a shower of bullets. Escaping abroad, Turgenev was condemned to death in absentia; he was to win fame in Europe with a French book about Russia. The uprising of the Decembrists gained an enduring place in Russian history as the watershed separating eighteenth-century palace revolutions from the subsequent struggle for liberation to which it was a dramatic introduction.

It was the tradition of the Decembrists that nurtured the so-called generation of the forties, which, in the words of another Turgenev, the famous novelist, took a Hannibal’s oath to struggle against serfdom. The most celebrated publicist of this generation was A. I. Herzen. On the extreme left wing rose the monumental figure of the democratic Slavophile and future father of world anarchism Bakunin, a Russian nobleman. Simbirsk, forming an exception, gave the generation of the forties, instead of a liberal landlord, a conservative merchant’s son, Goncharov. His politics notwithstanding, it was Goncharov’s good fortune to pronounce in his portrait of Oblomov what was, in effect, an irrevocable death sentence upon the culture of serf-owning Russia.

The Crimean War (1853–56) ended with a collapse of the alleged military power of tsarism: the screw propeller triumphed over the sailing vessel, and capitalism over the serf-owning economy. The system of starched-up braggadocio, established on the bones of the Decembrists and lasting for a good thirty years, was decomposing with a stench. The mysterious death of the tsar, whom Herzen had nicknamed Nicholas the Bludgeon, opened the sluices of social discontent. Suddenly the press began to speak up with unaccustomed candor. The usurious emancipation of the peasants inaugurated the epoch of the so-called great reforms. Deceived in their hopes, the villages grew darkly agitated. Progressive social thought arrived at an open split, the radicals coming out against the moderates. This clash of political tendencies was consecrated by a touchy Turgenev in his novel Fathers and Sons as a decisive break between the men of the 1840s and those of the 1860s. Turgenev’s reduction of the question to a generation gap was only a part of the truth, however, and that part disguised the whole. At its roots the struggle had a social character. The cultivated landlords, elegantly repenting of their noble privileges, were replaced by a new social stratum, without privileges and therefore without repentance, lacking in aesthetic upbringing and hereditary good manners, but more numerous, resolute, and self-sacrificing. These were the sons of priests, of lower-ranking officers, of petty functionaries, of merchants, of ruined nobles, sometimes of town-folk and peasants—students, seminarians, schoolteachers—in short, the so-called raznochintsy, the casteless intelligentsia, who just at that time got hold of the idea of guiding the destinies of the country. The front of the stage was immediately occupied by acts of protest from student youth, and the word student became for many years a popular synonym for the nickname nihilist, coined by Turgenev.

At the same time, the abolition of feudal servitude freed the older generation from its Hannibal’s oath and relegated them politically to the back benches. The liberal westernizers were of the opinion that Russia would now, step by step, draw near to European civilization. The raznochintsy, on the other hand, brusquely raised the question of a special destiny for the Russian people, the possibility of avoiding capitalist slavery, and of direct struggle with the oppressors. Although it contains a large admixture of utopianism, the gospel of the men of the sixties sounds immeasurably more courageous than the stale oath of their fathers. It was with a degree of defiance that Turgenev answered in 1863 some of his well-meaning advisers, I have never written for the people. I have written for that class of the public to which I belong.… Meanwhile, new men were fervently seeking roads to the people. Instead of addressing humanitarian pleas to the rulers, they decided to appeal to the hatred felt by the oppressed. Turgenev, like Goncharov, turned away from these sons as if they were unloved stepchildren. Turgenev did this with a degree of coquetry that was so characteristic of him, while Goncharov did so spitefully and slanderously. In his novel The Precipice, set on a nobleman’s estate near Simbirsk, Goncharov publicly pilloried a nihilist, Mark Volokhov, who had dared to replace God with the laws of chemistry, had borrowed money from liberal nobles without paying it back, undermined respect for authority among the young, and seduced the nobles’ daughters. The real-life Volokhovs, however, proved not of the timid sort; they were not intimidated by the disapproval of the fathers, but on the contrary took the offensive. The 1860s opened a period of unceasing and ever-more-resolute revolutionary struggle.

That Simbirsk made early acquaintance with the nihilists is confirmed not only by belles lettres but also by historical evidence. Some were exiled there from more-important cities by the police. Others developed locally under the influence of the exiles. It is worth noting in general that some of the sturdiest revolutionaries of that period often hailed from the dreamiest backwoods parts of the country. For example, among the leftist students a notable place was occupied by Don Cossacks and by Siberians—people, that is, from an utterly conservative milieu of prosperous peasantry, or from such God-forsaken gubernias of the landed gentry as that of Simbirsk. The sharp clash of new influences with the inertia of these rural rustic backwaters created in the more sensitive of the younger generation that bold and sometimes frenzied break with old bonds and beliefs which would drive them finally into selfless service to the revolution. In general, backwardness is apt at a certain moment to swing over to progress with a catastrophic determination. This is demonstrated by the destinies of Russia.

The great Simbirsk fire of 1864, like a number of other fires that during those years swept St. Petersburg and provincial cities, had a mysterious political background. The government looked for the culprits among the Poles and revolutionaries, but found nothing.⁹ The serf owners accused the nihilists of arson and insisted, for that reason, that the peasant reforms be postponed. To make their case more convincing, they apparently went in for arson themselves. Baron Wrangel, who investigated the causes of the Simbirsk fire, found nothing. Nevertheless, as scapegoats, two soldiers were sentenced to death. Whether they were ever executed is not known. Senator Zhdanov, who replaced Wrangel, allegedly collected, in the course of two years of investigation, incontrovertible evidence of the guilt of a reactionary gang; but Zhdanov died suddenly while on his way to St. Petersburg and his briefcase was never found. The third investigator, General Den, set free all the suspects rounded up by his predecessor and discontinued the investigation itself as hopeless. Finally, in 1869, when the Ulyanovs moved to Simbirsk, the government senate resolved to consign the matter to oblivion; this was successfully accomplished.

At the edge of the noble section of Simbirsk—in a wing on the court of a two-storied wooden house at the spot where, as tradition has it, Razin’s army was smashed—on quiet, deserted Streletsky Street, not far from the prison square, a third child was born, on April 10, 1870, to the inspector of public schools Ulyanov. The wing itself has long ceased to exist, and it is not even known exactly where it stood, but we may assume that it differed in no way from all other wings of wooden houses on the Volga. The boy was christened with the sonorous Slavonic name Vladimir, which means lord or ruler of the earth. The parents and the priest hardly suspected that the name contained a prophecy. This boy born on the Volga was destined to become the leader and ruler of a people. Simbirsk was to become Ulyanovsk. The Simbirsk Assembly Hall of Nobles was to become The Lenin Palace of Books. And Russia of the tsars was to be transformed into the Union of Soviet Socialist Republics.

aIvan Goncharov (1814–91), author of Oblomov (1859), one of the great Russian novels. (Ed.)

bA relative of the

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