The Canadian Health Information Management Lifecycle
4/5
()
About this ebook
Related to The Canadian Health Information Management Lifecycle
Related ebooks
The Core Elements of Value in Healthcare Rating: 5 out of 5 stars5/5Applying Quality Management in Healthcare: A Systems Approach, Fifth Edition Rating: 0 out of 5 stars0 ratingsHealth Informatics: Practical Guide Rating: 0 out of 5 stars0 ratingsApplying Quality Management in Healthcare: A Systems Approach, Fourth Edition Rating: 1 out of 5 stars1/5Essentials of Strategic Planning in Healthcare, Third Edition Rating: 1 out of 5 stars1/5Introduction to Healthcare Quality Management, Third Edition Rating: 3 out of 5 stars3/5Fundamentals of Medical Practice Management Rating: 0 out of 5 stars0 ratingsUsing ISO 9001 in Healthcare: Applications for Quality Systems, Performance Improvement, Clinical Integration, and Accreditation Rating: 0 out of 5 stars0 ratingsManaging Care: How Clinicians Can Lead Change and Transform Healthcare Rating: 0 out of 5 stars0 ratingsHealthcare Operations Management, Fourth Edition Rating: 0 out of 5 stars0 ratingsAn Insider's Guide to Physician Engagement Rating: 0 out of 5 stars0 ratingsThe Healthcare Nonprofit: Keys to Effective Management Rating: 5 out of 5 stars5/5Care Coordination: A Blueprint for Action for RNs: A Blueprint for Action for RNs Rating: 0 out of 5 stars0 ratingsDyad Leadership and Clinical Integration: Driving Change, Aligning Strategies Rating: 0 out of 5 stars0 ratingsData Makes the Difference: The Smart Nurse's Handbook for Using Data to Improve Care Rating: 0 out of 5 stars0 ratingsAccountable Care Organizations: Your Guide to Strategy, Design, and Implementation Rating: 0 out of 5 stars0 ratingsEssentials of Healthcare Management: Cases, Concepts, and Skills, Second Edition Rating: 0 out of 5 stars0 ratingsMultiple Choice Questions in Healthcare Quality Rating: 4 out of 5 stars4/5Leadership in Healthcare: Essential Values and Skills, Third Edition Rating: 0 out of 5 stars0 ratingsStrategic Analysis for Healthcare Concepts and Practical Applications, Second Edition Rating: 0 out of 5 stars0 ratingsCare Coordination: The Game Changer: The Game Changer How Nursing is Revolutionizing Quality Care Rating: 0 out of 5 stars0 ratingsStrategies to Explore Ways to Improve Efficiency While Reducing Health Care Costs Rating: 0 out of 5 stars0 ratingsHealthcare Quality Improvement A Complete Guide - 2020 Edition Rating: 0 out of 5 stars0 ratingsHealth Informatics A Complete Guide - 2020 Edition Rating: 0 out of 5 stars0 ratingsHealth informatics: Improving patient care Rating: 3 out of 5 stars3/5Managing Healthcare Ethically, Third Edition, Volume 2: Organizational Concerns Rating: 0 out of 5 stars0 ratingsInformation Systems for Healthcare Management, Eighth Edition Rating: 5 out of 5 stars5/5Principles of Healthcare Leadership Rating: 4 out of 5 stars4/5Patient No Longer: Why Healthcare Must Deliver the Care Experience That Consumers Want and Expect Rating: 0 out of 5 stars0 ratingsHealth Services Management: A Case Study Approach, Eleventh Edition Rating: 0 out of 5 stars0 ratings
Reference For You
Spy the Lie: Former CIA Officers Teach You How to Detect Deception Rating: 4 out of 5 stars4/5The Dictionary of Obscure Sorrows Rating: 4 out of 5 stars4/51001 First Lines Rating: 4 out of 5 stars4/5The Elements of Style, Fourth Edition Rating: 5 out of 5 stars5/5Learn Sign Language in a Hurry: Grasp the Basics of American Sign Language Quickly and Easily Rating: 4 out of 5 stars4/51,001 Facts that Will Scare the S#*t Out of You: The Ultimate Bathroom Reader Rating: 4 out of 5 stars4/5The Emotion Thesaurus (Second Edition): A Writer's Guide to Character Expression Rating: 4 out of 5 stars4/5Bored Games: 100+ In-Person and Online Games to Keep Everyone Entertained Rating: 5 out of 5 stars5/5Mythology 101: From Gods and Goddesses to Monsters and Mortals, Your Guide to Ancient Mythology Rating: 4 out of 5 stars4/5The 365 Bullet Guide: Organize Your Life Creatively, One Day at a Time Rating: 5 out of 5 stars5/5The Everything Sign Language Book: American Sign Language Made Easy... All new photos! Rating: 4 out of 5 stars4/5A Dictionary of Symbols Rating: 4 out of 5 stars4/5Legal Words You Should Know: Over 1,000 Essential Terms to Understand Contracts, Wills, and the Legal System Rating: 4 out of 5 stars4/5Show, Don't Tell: How to Write Vivid Descriptions, Handle Backstory, and Describe Your Characters’ Emotions Rating: 5 out of 5 stars5/5Anatomy 101: From Muscles and Bones to Organs and Systems, Your Guide to How the Human Body Works Rating: 4 out of 5 stars4/5Liespotting: Proven Techniques to Detect Deception Rating: 4 out of 5 stars4/5Outlining Your Novel Workbook: Step-by-Step Exercises for Planning Your Best Book Rating: 5 out of 5 stars5/5Emily Post's Etiquette in Society, in Business, in Politics, and at Home Rating: 4 out of 5 stars4/51200 Creative Writing Prompts (Adventures in Writing) Rating: 4 out of 5 stars4/5The Book of Card Games: The Complete Rules to the Classics, Family Favorites, and Forgotten Games Rating: 0 out of 5 stars0 ratings
Related categories
Reviews for The Canadian Health Information Management Lifecycle
1 rating0 reviews
Book preview
The Canadian Health Information Management Lifecycle - Kelly J. Abrams
Gibson
Copyright © 2017 Canadian Health Information Management Association.
All rights reserved. No part of this book may be reproduced, stored, or transmitted by any means—whether auditory, graphic, mechanical, or electronic—without written permission of the author, except in the case of brief excerpts used in critical articles and reviews. Unauthorized reproduction of any part of this work is illegal and is punishable by law.
ISBN: 978-1-4834-6599-9 (sc)
ISBN: 978-1-4834-6594-4 (e)
Because of the dynamic nature of the Internet, any web addresses or links contained in this book may have changed since publication and may no longer be valid. The views expressed in this work are solely those of the author and do not necessarily reflect the views of the publisher, and the publisher hereby disclaims any responsibility for them.
Any people depicted in stock imagery provided by Thinkstock are models,
and such images are being used for illustrative purposes only.
Certain stock imagery © Thinkstock.
Lulu Publishing Services rev. date: 6/20/2017
Testimonials
The concept of a Health Information Management Lifecycle is an essential underpinning for the increasingly important and complex world of health, health information and its management. The health system depends on information to provide quality care, as well as to support analytics, management and evaluation. Yet, in today’s world there is so much information it can be overwhelming; structure is needed to ensure that we make the best possible use of the information that is available. This reference document provides that needed structure, outlining the health information management lifecycle, its underlying principles and associated best practices. Those who manage health information will find it an invaluable aid in considering many areas of their work including those related to topics such as use, access, disclosure and retention of information.
Joan Roch, M.Sc. Chief Privacy Strategist, Canada Health Infoway
Those who have a responsibility for managing health information will find the guidelines within this resource to be invaluable in dealing with the complexities of information management as we move further into the EHR, combined with the collection of data and information from multiple sources in different formats, and the exchange of health information across the healthcare system.
Altaf Stationwala, CEO, Mackenzie Health, Ontario
With the transition from paper to the electronic record, questions arise regarding those processes that no longer apply consistently across the different media. For example, what is the legal health record in a hybrid or electronic environment? How is information protected, shared, and exchanged across jurisdictions? How are data quality and data integrity maintained when data are collected from a number of different sources and devices? Who is the custodian of the health record in a shared environment? The HIM Lifecycle will provide a framework to help answer these questions.
Kim Wieringa, Assistant Deputy Minister, Health Information Systems Division, Alberta Health
The Canadian HIM Lifecycle resource is a much needed and timely tool for the Healthcare sector which is addressing physical to digital record transformation. The framework is a comprehensive package, outlined by stage, making it easy to adopt as an industry best practice model. The content itself is well supported by research, providing credible sources of references that enable adoption of this recommended approach.
Andrea Bacqué, MBA, PMP, Director of Canadian Solutions, Iron Mountain Incorporated.
A Letter from the CHIMA CEO and Registrar
This Canadian Health Information Management Lifecycle publication is dedicated to the health information management (HIM) profession. The chapters in this publication truly reflect the HIM Domains of Practice.
The project was born out of advice from the Evolve the College working group and from Canadian Healthcare stakeholders. Canada did not have a HIM lifecycle or guidelines and CHIMA was encouraged to work with healthcare stakeholders to produce a guidebook.
The project was initially led by Dr. Kelly Abrams and Dr. Candace Gibson. Shirley Learmonth joined the team in 2016 and contributed substantially as co-lead and subject matter expert.
The guidebook has had input from a pan-Canadian multi-disciplinary group of stakeholders including physicians, nurses, lawyers, HIM professionals, and administrators. This culminating document constitutes hundreds of hours of volunteer work.
The authors and reviewers of this guidebook: This is a very diverse group. Thank you so much for your time, your expertise, your willingness to embrace this new challenge, and your patience with the process.
Special thank you to the editors: Dr. Kelly Abrams, Dr. Candace Gibson, and Shirley Learmonth.
The HIM Program Coordinators: We greatly appreciate and thank you all for championing this cause on behalf of your students.
The HIM Profession: We should be proud of this body of work and share it extensively with clinicians and administrators in all areas of the healthcare industry.
The CHIMA Board of Directors and the Council on Education and Professional Practice: Thank you for championing the writing of this guidebook as a priority for the Association and College.
GailCrookSigNew.jpgGail Crook, CHE, CHIM
CEO and Registrar
Canadian Health Information Management Association
About the Editors
Kelly J. Abrams, PhD, CHIM. Kelly Abrams is the Vice President of the Canadian College of Health Information Management (CCHIM); she is responsible for HIM educational competency content, program accreditation, and certification in Canada. Kelly has been a certified HIM professional for over 30 years and has worked in various HIM roles across Canada including coding classification, decision support, utilization and risk management, privacy, quality improvement, Telehealth, teaching, and curriculum development. Kelly is a member of the Standards Council of Canada’s mirror committee ISO/TC 215 Health informatics and is a Subject Matter Expert on the SMC/ISO/TC 215/WG 3 Semantic content. Kelly has published widely on topics specific to health information and eHealth and is co-editor of the Fundamentals of Health Information Management, 1st and 2nd editions, and the Canadian HIM Lifecycle.
Kelly has a diploma in Health Information Technology, an undergraduate degree in Health Administration, a Master’s degree in Public Administration (Public Policy), and a PhD in Education. Kelly was awarded an honourary diploma from Saskatchewan Polytechnic for her leadership in health and education in Saskatchewan and she was nominated for the 2016 University of Regina President’s Distinguished Graduate Student Award for her academic achievement and dissertation defense.
Shirley Learmonth, MA, CHIM. Shirley Learmonth has over 40 years experience in healthcare and health information management. She holds a Master’s degree in Leadership & Training from Royal Roads University and numerous diplomas in areas such as Project Management, Health Care Management, and Quality Management. Her healthcare work experience spanned over many years within BC and for the later part of her career with Alberta Health Services working as the Director, HIM until her retirement in 2015. Shirley is currently working on projects from beautiful Vancouver Island in B.C.
As a strong advocate for change and committed to making a difference
Shirley has dedicated many hours of voluntary work. She has been the Board Chair for professional associations such as the Canadian Health Information Management Association and the Health Record Association of BC and has worked in partnership with learning organizations to develop new curriculum or enhance existing curriculum for health care workers. Shirley has presented on HIM topics at various national and international conferences and has authored or co-authored journal articles and the Canadian HIM Lifecycle.
Candace J. Gibson, PhD, CHIM. Candace Gibson is a faculty member in the Schulich School of Medicine and Dentistry at Western University and is currently the Assistant Dean, Basic Medical Sciences Undergraduate Education, at the Schulich School of Medicine & Dentistry. Over the past decade, she has been actively engaged in the introduction of Health Informatics in the medical curriculum and, as an undergraduate specialization in the School’s Bachelor of Medical Sciences program. In the latter program, she teaches courses in Pathology, Health Informatics and Health Information Management.
Candace served as Chair of the Board of Directors of the Canadian Health Information Management Association (CHIMA) in 2011-2013 and co-edited and co-authored the first Canadian textbooks on health information management. Candace has been the recipient of numerous provincial and national research grants. In 2013 she was the recipient of the AFMC-Infoway eHealth Award recognizing her dedication to improving clinical practice and medical education through digital tools and health solutions; she currently acts as the Senior Peer Leader for the AFMC-Infoway Physician in Training: e-Health Curriculum and e-Learning Project. She is the author of over 80 peer-reviewed publications in experimental neuroscience, health informatics and health information management.
About the Stage Leads
Shirley Learmonth, MA, CHIM has over 40 years experience in healthcare and health information management. Her healthcare work experience spanned over many years within BC and for the later part of her career with Alberta Health Services working as the Director, HIM until her retirement in 2015. Shirley has been the Board Chair for professional associations such as the Canadian Health Information Management Association (CHIMA) and the Health Record Association of BC (HRABC) and has worked in partnership with learning organizations to develop new curriculum or enhance existing curriculum for health care workers. Shirley has presented on HIM topics at various national and international conferences and has authored or co-authored journal articles. Shirley is currently working on projects from beautiful Vancouver Island in B.C. (Stages 1, 3, 5, 6, 7, Conclusion)
Kelly J. Abrams, PhD, CHIM is the Vice President of the Canadian College of Health Information Management (CCHIM); she is responsible for HIM educational competency content, program accreditation, and certification in Canada. Kelly has been a certified HIM professional for over 30 years and has worked in various HIM roles across Canada including coding classification, decision support, utilization and risk management, privacy, quality improvement, Telehealth, teaching, and curriculum development. Kelly is a member of the Standards Council of Canada’s mirror committee ISO/TC 215 Health informatics and is a Subject Matter Expert on the SMC/ISO/TC 215/WG 3 Semantic content. Kelly has published widely on topics specific to health information and eHealth and is co-editor of the Fundamentals of Health Information Management, 1st and 2nd editions, and the Canadian HIM Lifecycle. (Stages Overview, 5, Conclusion)
Candace J. Gibson, PhD, CHIM is a faculty member in the Schulich School of Medicine and Dentistry at Western University and is currently the Assistant Dean, Basic Medical Sciences Undergraduate Education, at the Schulich School of Medicine & Dentistry. Over the past decade, she has been actively engaged in the introduction of Health Informatics in the medical curriculum and as an undergraduate specialization in the School’s Bachelor of Medical Sciences program. In the latter program, she teaches courses in Pathology, Health Informatics and Health Information Management. Candace served as Chair of the Board of Directors of CHIMA in 2011-2013 and co-edited and co-authored the first Canadian textbooks on health information management. Candace has been the recipient of numerous provincial and national research grants. (Stage 1)
Charmaine Shaw, MA (HIM), BA, CHIM, CIPP(C) has over 30 years’ experience in the HIM field. She has a Master’s degree in Health Information Management, is a certified Privacy Professional and was a certified Project Management Professional. Charmaine has served as Director of Health Information/Privacy for Women’s College Hospital, Toronto, St. Joseph’s Healthcare Hamilton and in the former Credit Valley Hospital in Mississauga. She has accrued 10 years’ experience in consulting both in Health Information Management and Privacy. Her work and consulting experiences include hospitals; Community Care Access Centres; the Department of National Defense; First Nations and Inuit Health Branch; Public Health Units and the private sector. Charmaine is currently serving as Vice-Chair of the Board of Directors for the CHIMA and represents CHIMA on the Health Informatics Standards Council of Ontario. (Stage 2)
Laurie E. Kenward, BHRS, CHIM was Coordinator of the Health Information Management program at Douglas College in British Columbia. She has been an educator for over 30 years. She received a bachelor’s degree in Health Record Science from Notre Dame University, formerly in Nelson, BC. She has a continuous history of activities with both CHIMA and the HRABC. Laurie was a member of the advisory committee for the Evolve the College initiative and of the Strengthen Member Relations Task Team (SMRTT). Laurie has served as president and has chaired numerous committees for the HRABC. Laurie retired in August 2016. (Stages 3, 7)
Marci MacDonald, CHIM is the Director, Clinical Information Services/Privacy Officer for Halton Healthcare. She oversees the 3 Clinical Information Services Departments, the 3 Admitting and ER Registration Departments, and corporate Privacy, for the tri-site corporation of Halton Healthcare. As a HIM Professional, Marci has worked with many HIM and related groups, including the Utilization Managers Network of Ontario, the Ontario provincial HIM Association, CHIMA, and the Council on Education for CCHIM. She is currently the President of the International Federation of Health Information Management Associations, which in part involves working on a project implementing worldwide coding standards with the World Health Organization, and working towards creating a global curriculum for HIM professionals. Marci supports education by serving on Advisory Committees with George Brown College and Ryerson University. She has also been involved in the multiple provincial initiatives, including privacy, clinical data quality and various Ministry of Health client registry initiatives. (Stage 4)
Zen Tharani, BSc HINF (Canada), Post Graduate Diploma Health Informatics (UK), CPHIMS-CA is a senior eHealth Consultant with over 16 years of specialized Health Informatics knowledge rooted in experience from across Canada and internationally. Through his career, he has successfully implemented various first ever
EHR initiatives such as a Master Client Index, Public Health Information Systems, Provincial Laboratory data repository, Provincial Pharmacy data repository, EMR Integration, Provider Portal, to name a few. He continues to play a significant role in shaping the future of the Health Informatics field by transitioning health informatics from theory into practice throughout the diverse health delivery settings. Zen has a Bachelors of Science in Health Information Science from the University of Victoria and a Post Graduate Diploma in Health Informatics from the University of Central Lancashire, United Kingdom. He is also a Health Informatics MSc. Candidate at the University of Central Lancashire. (Stage 5)
Acknowledgements
The creation of this document would not have been possible without the help and volunteerism from the CHIMA membership and the many other professionals and stakeholders who took the time to write, contribute, and/or review the content. Your time, efforts, and expertise are greatly appreciated and this document would not be what it is today without your support. Thanks to those who took on the task of stage lead in directing the development of the initial input and later revisions. Thank you to Yen Nguyen who acted as project manager for the initial portion of the project. Special thanks go to Laurie Kenward, Marci MacDonald, and Kathryn Frelick who went above and beyond in their contributions to this work, and to Dan Heffernan who took our ideas and rudimentary drawings and turned them into polished graphics. Our appreciation also goes to Ginette Bolt who completed the formatting and references checks and Paula Weisflock for preparing the document for publication.
If we have inadvertently missed someone in the following listings, we sincerely apologize for the oversight and thank you for your participation.
With appreciation,
Kelly, Shirley, and Candace
Authors/Contributors
CHIMA wishes to acknowledge the contribution of the following individuals who acted as authors and contributors to the Lifecycle.
Akeela Jamal, MBA, CHIM
Alexandre Allard, CHIM
Andrew Grant, MD, DPhil, FACMI
Anna Yang, CHIM
Bailey LePage, CHIM
Bhavin Prajapati, MHIS, BA, BSc.
Bojay Hanson, CHIM
Candace Gibson, PhD, CHIM
Charmaine Shaw, MA (HIM), BA, CHIM, CIPP(C)
Cheryl Reid-Haughian, RN, BHScN, MHScN, CCHN(C)
Christine J. Bolduc, BBA, BS, CHIM
Cindy Grant, CHIM
David Musson, MD, PhD
Debra Senger, CHIM
Deena Lorette, CHIM
Derek Manis
Florian Ehrensperger, MLIS, PhD
Gail Crook, CHE, CHIM
Jean L. Eaton, BAdmin, CHIM
Jodi Busche, CHIM
Joshua Hertner, MHIS
Kathleen Addison, CHIM
Kathryn M. Frelick, HBSC, LLB
Kelly Abrams, PhD, CHIM
Kristan Chamberlain, CHIM
Laura Nelson, BHSc, CHIM
Laurie Kenward, BSc (HRS), CHIM
Leah Anscombe, MA, CHIM
Marci MacDonald, CHIM
Margaret Ann Kennedy, PhD, RN, CPHIMS-CA, Procsi®, PMP, PRINCE2 Practitioner, ITILF
Mea Renahan, BScPT, MBA, CHE
Mohamed Hussain
Natalie Kouyoumdjian, BHA, HIM
Natasha Klemack, CHIM
Navid Nabavi, MSc, CHIM
Paula Weisflock, BHA (HIM), MAEd, CHIM
Rosemarie Lourenco, CHIM
Sandra Cotton, BA, CHIM
Sharon Penney, CHIM
Shirley Learmonth, MA, CHIM
Stephanie Tambeau, CHIM
Zen Tharani, BSc HINF, Post Graduate Diploma Health Informatics (UK), CPHIMS-CA
Reviewers
CHIMA wishes to acknowledge the contribution of the following individuals who acted as reviewers.
Agnes Vandervecht, CHIM, BA
Amanda Burridge, CHIM
Andrea Bacqué, MBA (IT Mgmt), PMP
Ann Meehan, RHIA
Carmen Sheridan, MA ODE
Charmaine Shaw, MA (HIM), BA, CHIM, CIPP(C)
Darlene Dale, BASc, FHA
Deena Lorette, CHIM
Diamond Watson-Hill, MBA, CHE
Diane Aldridge, BEd, CIAPP/M
Doris Gemmell, BSc, MBA, CHIM
Eileen Oleski, CHIM, CAE
Florian Ehrensperger, MLIS, PhD
Gail Crook, CHE, CHIM
Jane Kitazaki, CHIM, MHS
Jean L. Eaton, BAdmin, CHIM, CC
Jessica Giesbrecht, MBA, BHA, CHIM
Jessica MacDougall, BSc, BHIM, MHI, CHIM
Jonathon Chui, MBA, BSc
Karen A. Carlson, MA, CHIM
Kathryn M. Frelick, HBSC, LLB
Laurie Kenward, BSc (HRS), CHIM
Leah Anscombe, MA, CHIM
Leah Goguen, CHIM
Lori Claxton, CHIM
Lynn Cartan, PMP, CHIM
Marci MacDonald, CHIM
Margaret Ann Kennedy, PhD, RN, CPHIMS-CA, Procsi®, PMP, PRINCE2 Practitioner, ITILF
Maria Muia, MHSc, BHA, CHE, CHIM
Michael Nusbaum, BASc, MHSA, FHIMSS
Patricia Rothney, MAL(H), BN, RN, CPHIMS-CA, Procsi®, PRINCE2 Practitioner, ITILF
Rosemarie Lourenco, CHIM
Sandra Cotton, BA, CHIM
Sharilyn Kmech, CHIM
Shirley Learmonth, MA, CHIM
Sonya Stasiuk, CHIM
Sue Schneider, BA, CHIM, CPHIMS-CA
Susanne Clark, RIM
Tracy Shaben, RN, MN
Zen Tharani, BSc HINF, Post Graduate Diploma Health Informatics (UK), CPHIMS-CA
Table of Contents
A Letter from the CHIMA CEO and Registrar
About the Editors
About the Stage Leads
Acknowledgements
Authors/Contributors
Reviewers
Table of Contents
Listing of Tables
Listing of Figures
Overview of Canadian Health Information Management Lifecycle
Introduction and Background
A Condensed History of the Health Information Management Profession
The Electronic Health Record
Scope of HIM Lifecycle Document
The Purpose and Use of Health Information
Canadian HIM Lifecycle Model - In Summary
Stage 1: HIM planning
Stage 2: Data collection, capture, and receipt
Stage 3: Organization
Stage 4: Access, use, and disclosure
Stage 5: Maintenance, retention, and protection
Stage 6: Disposition/Destruction
Stage 7: Evaluation
Conclusion
References
Stage 1: Health Information Management Planning
The Importance of Health Information Management Planning
Definitions and Discussion of Terms Used in Information Management Planning
Enterprise information management governance (EIMG)
Information governance
Data governance
Information technology governance
EHR governance
Information management
Information Governance and Accountability Frameworks
Canadian Health Information Management Conceptual Framework
Information Management Principles
Health information governance general principles
Generally accepted record keeping principles
Identification and Classification of Information Assets
Health Information Management Plan Development
Components of a health information management plan
Stewardship and Ownership
Privacy, Security, and Confidentiality of Personal Health Information
Legislation, Regulations, and Standards Governing Health Information
Policies and Procedures
Retention, Disposition, and Destruction Plans
Education Framework: Staff Training and Competencies
Evaluation Framework: Monitoring and Evaluation Frameworks
Conclusion
References
Appendix A — Sample Policy Framework
Appendix B — Common Standards Development Organizations
Appendix C — Common Classification Systems
Stage 2: Data Collection, Capture, and Receipt
Introduction
Data Assets
Data Governance
Types of Healthcare Data
Data and Information Standards
Interoperability
Stakeholder organizations in the development and promotion of standards
Coding and classification standards
Documenting standardized clinical outcomes
Clinical documentation standards
Data Quality
Dimensions of data quality
Data quality frameworks
Quality of databases
Data/Information Access, Use, and Control
Conclusion
References
Stage 3: Organization
Introduction
Following the Health Information Management Plan
The Legal Health Record
Information Models
Information Classification System Framework
Clinical Document Architecture
Data Sets and Data Dictionaries
Data Standards and Guidelines
Content Standards
History and physical examination
Consultation report
Operative report
Discharge summary
Documentation Standards
Use of abbreviations, symbols, and acronyms
Documentation analysis
Format types
Standardization of forms and views
Naming of clinical forms
Authentication
Document and data non-repudiation
Unique client identification
Maintaining the master patient index
Cut and paste functionality
Conclusion
References
Stage 4: Access, Use, and Disclosure
Introduction
Defining Access, Use, and Disclosure
Access and Disclosure
Legislation defining access to patient information
Who owns the health information?
Who can access health records?
Removal of the original health record from the facility
How can individuals access their own PHI?
Uses of Information
Primary use
Secondary use
Privacy Controls for Access, Use, and Disclosure
Security, monitoring, and auditing of access
Privacy impact assessment
Privacy audits
Information sharing agreements
Conclusion
References
Appendix A — Privacy Principles
Appendix B — Secondary Requests for Information
Appendix C — Provincial/Territorial Information and Privacy Legislation
Stage 5: Maintenance, Retention, and Protection
Introduction
Maintenance
Record linkage
Standardized chart order/format
Forms and content management
Record completion
Data quality audits
Primary, secondary, and transitory documents
Thinning of records
Corrections, amendments, deletions, and addendums or late entries
Managing duplicate records and overlays
Reproduction capability
Authentication or electronic signature
Version control
Managing outdated media
Business continuity plan (BCP)
System downtime and recovery procedures
Interoperability
Access controls
Retention
Retention regulations
Retention schedules
Protection
Storage
Security
Administrative controls
Physical security
Technical security
Personnel security
Conclusion
References
Appendix A — Provincial/Territorial Retention of Records
Appendix B — Privacy by Design: The 7 Foundational Principles
Appendix C — Reduction of Risks for Record Storage
Appendix D — Physical Safety Measures
Stage 6: Disposition/Destruction
Introduction
Types of media
Effective Management of the Disposition and Destruction of Health Information
When is a record deemed inactive?
Development of a destruction policy
Legal and legislative requirements
Tracking of disposition/destruction
Methods of physical destruction
Discontinuing records systems
Recovery of records
Purging of records
Transfer of records
Conclusion
References
Appendix A — Sample Contract Clauses
Stage 7: Evaluation
Introduction
Purpose of Evaluation
Health Information Management Lifecycle Evaluation Framework
HIM planning
Data collection, receipt and capture
Organization
Access, use, and disclosure
Maintenance and protection
Disposition/Destruction
Metrics and Methods Used for Evaluation
Performance measurement
Checklists, surveys, and questionnaires
Interviews or focus groups
Audits
HIM Performance Measurement and Evaluation
Turn-around time
Data quality re-abstraction studies
Coding round tables or data quality audits
Data integrity
Privacy impact assessments (PIA) and threat and risk assessment (TRA)
Workflow analysis
Technology usability studies
Accreditation
Conclusion
References
Conclusion
Introduction
How the HIM Profession Can Help
Stage 1: HIM planning
Stage 2: Data collection, capture, and receipt
Stage 3: Organization
Stage 4: Access, use, and disclosure
Stage 5: Maintenance, retention, and protection
Stage 6: Disposition/Destruction
Stage 7: Evaluation
In Summary
References
Resources
Abbreviation List
Glossary
Listing of Tables
Table 1. A Comparison of ARMA® International Record Keeping*, AHIMA Information Governance Program **, and CHIMA HIM Governance Principles
Table 2. Government of Alberta’s Four Levels of Security Classification (2005)
Table 3. Information Asset Inventory
Table 4. Data Quality Activities for Databases
Listing of Figures
Figure 1. Canadian Health Information Management Lifecycle Model
Figure 2. COBIT 5 Governance and Management Key Areas
Figure 3. Relationship between Governance and Health Information Management Lifecycle
Figure 4. Alberta Health Services Information Management Governance Framework
Figure 5. Alberta Health Services Enterprise Information Management Program Framework
Figure 6. Alberta Health Services EIM Model
Figure 7. Canadian Health Information Management Conceptual Framework
Figure 8. Classification Levels for Confidential Information
Figure 9. Example of a Risk Map
Figure 10. Information Hierarchy
Figure 11. Canadian Health Information Management Lifecycle Model
Overview of Canadian Health Information Management Lifecycle
Introduction and Background
The initial decision to create a Canadian Health Information Management (HIM) Lifecycle arose out of the Canadian College of Health Information Management’s (CCHIM) Evolve the College work in 2012/13. A committee of key stakeholders from the Canadian eHealth environment (e.g., the Canadian Institute for Health Information, COACH, Canada Health Infoway) joined with the Canadian Health Information Management Association (CHIMA) and CCHIM to develop recommendations to guide and prioritize CCHIM’s work over the next 5 to 10 years. The creation of a Canadian HIM lifecycle document was considered a priority given the scarcity of standardized policies, processes, and procedures across Canada. The HIM profession, since its inception, has focused on the development of standards for the medical record and the health data it contains (Abrams, 2016). As we move forward into the 21st century; HIM practice in the present supports electronic record implementation, its use, organization, maintenance, protection, and evaluation, and the standards that define the legal record. The Canadian HIM lifecycle document was created to provide support and guidance to those working with health information, in all its various forms, across the country.
The Canadian HIM lifecycle document contains considerations and guiding principles for each of the stages in the lifecycle, more fully described in each subsequent section. The ultimate goal of the Canadian HIM lifecycle is to create a cycle of information flow, whereby data from distributed and interoperable electronic health records (EHRs) are routinely and effortlessly submitted to registries and databases. The resulting new knowledge can then feedback to practitioners at the point of care, using a variety of computer-supported decision support delivery mechanisms. This cycle of new knowledge, driven by experience and fed back to clinicians, has been called a learning healthcare system (Friedman, Wong, & Blumenthal, 2010). A learning healthcare system is based on a policy framework of public trust that allows members of participating jurisdictions to place queries to all other members, allowing the provision of information that may solve problems and advance practice. For example, the ability to query and report new infections during an H1N1 outbreak would provide fast and reliable data to track the spread of disease. As jurisdictions progress in the implementation of their electronic health information systems and the use of the Canadian HIM lifecycle, the public trust required to achieve a national learning healthcare system will be reached.
A Condensed History of the Health Information Management Profession
The maintenance and guardianship of a complete and accurate health record and the information it contains is, and has been since the early 1920s, the foundation of an efficient healthcare system (Crook, Abrams, & Arnold, 2013). The early medical record was a simple, chronological, and often incomplete paper-based account of care received and/or services rendered. As medical education reform gained momentum in the early 1900s, the importance of the medical record and its contents started to become better understood (Abrams, 2016).
In 1910, Abraham Flexner wrote a report for the Carnegie Foundation for the Advancement of Teaching (the Flexner Report as it became known) that is credited with emphasizing the need for original medical research, training in the scientific method, and experiential learning. Flexner (as cited in Abrams, 2016) stated in his report that laboratory findings and information collected at the bedside from the patient were of equal importance when determining diagnoses and should therefore be recorded. Flexner maintained that the medical record, through careful recording and maintenance, was an important tool for the physician and medical student to use in the clarification of their experience with the patient. The Flexner Report is credited with modernizing medical training and placing an emphasis on research and clinical documentation which would indirectly lead to the creation of the American College of Surgeons (ACS).
The ACS was founded in 1913 to monitor and enforce the quality