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The Canadian Health Information Management Lifecycle
The Canadian Health Information Management Lifecycle
The Canadian Health Information Management Lifecycle
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The Canadian Health Information Management Lifecycle

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This resource will provide a framework to help answer the following questions: • What is the legal health record in a hybrid or electronic environment? • How is information protected, shared, and exchanged across jurisdictions? • How are data quality and data integrity maintained when data are collected from a number of different sources and devices? • Who is the custodian of the health record in a shared environment? • And so much more. Key Features: Offers considerations and guiding principles for the Canadian Health Information Management Lifecycle, such as: • collection and capture of data and organization of the data into information • maintenance and preservation in a secure and private environment • use and disclosure via authorized and authenticated paths • final disposition and destruction, and • evaluation and maintenance of the entire process.
LanguageEnglish
Release dateJun 13, 2017
ISBN9781483465944
The Canadian Health Information Management Lifecycle

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    The Canadian Health Information Management Lifecycle - Kelly J. Abrams

    Gibson

    Copyright © 2017 Canadian Health Information Management Association.

    All rights reserved. No part of this book may be reproduced, stored, or transmitted by any means—whether auditory, graphic, mechanical, or electronic—without written permission of the author, except in the case of brief excerpts used in critical articles and reviews. Unauthorized reproduction of any part of this work is illegal and is punishable by law.

    ISBN: 978-1-4834-6599-9 (sc)

    ISBN: 978-1-4834-6594-4 (e)

    Because of the dynamic nature of the Internet, any web addresses or links contained in this book may have changed since publication and may no longer be valid. The views expressed in this work are solely those of the author and do not necessarily reflect the views of the publisher, and the publisher hereby disclaims any responsibility for them.

    Any people depicted in stock imagery provided by Thinkstock are models,

    and such images are being used for illustrative purposes only.

    Certain stock imagery © Thinkstock.

    Lulu Publishing Services rev. date: 6/20/2017

    Testimonials

    The concept of a Health Information Management Lifecycle is an essential underpinning for the increasingly important and complex world of health, health information and its management. The health system depends on information to provide quality care, as well as to support analytics, management and evaluation. Yet, in today’s world there is so much information it can be overwhelming; structure is needed to ensure that we make the best possible use of the information that is available. This reference document provides that needed structure, outlining the health information management lifecycle, its underlying principles and associated best practices. Those who manage health information will find it an invaluable aid in considering many areas of their work including those related to topics such as use, access, disclosure and retention of information.

    Joan Roch, M.Sc. Chief Privacy Strategist, Canada Health Infoway

    Those who have a responsibility for managing health information will find the guidelines within this resource to be invaluable in dealing with the complexities of information management as we move further into the EHR, combined with the collection of data and information from multiple sources in different formats, and the exchange of health information across the healthcare system.

    Altaf Stationwala, CEO, Mackenzie Health, Ontario

    With the transition from paper to the electronic record, questions arise regarding those processes that no longer apply consistently across the different media. For example, what is the legal health record in a hybrid or electronic environment? How is information protected, shared, and exchanged across jurisdictions? How are data quality and data integrity maintained when data are collected from a number of different sources and devices? Who is the custodian of the health record in a shared environment? The HIM Lifecycle will provide a framework to help answer these questions.

    Kim Wieringa, Assistant Deputy Minister, Health Information Systems Division, Alberta Health

    The Canadian HIM Lifecycle resource is a much needed and timely tool for the Healthcare sector which is addressing physical to digital record transformation. The framework is a comprehensive package, outlined by stage, making it easy to adopt as an industry best practice model. The content itself is well supported by research, providing credible sources of references that enable adoption of this recommended approach.

    Andrea Bacqué, MBA, PMP, Director of Canadian Solutions, Iron Mountain Incorporated.

    A Letter from the CHIMA CEO and Registrar

    This Canadian Health Information Management Lifecycle publication is dedicated to the health information management (HIM) profession. The chapters in this publication truly reflect the HIM Domains of Practice.

    The project was born out of advice from the Evolve the College working group and from Canadian Healthcare stakeholders. Canada did not have a HIM lifecycle or guidelines and CHIMA was encouraged to work with healthcare stakeholders to produce a guidebook.

    The project was initially led by Dr. Kelly Abrams and Dr. Candace Gibson. Shirley Learmonth joined the team in 2016 and contributed substantially as co-lead and subject matter expert.

    The guidebook has had input from a pan-Canadian multi-disciplinary group of stakeholders including physicians, nurses, lawyers, HIM professionals, and administrators. This culminating document constitutes hundreds of hours of volunteer work.

    The authors and reviewers of this guidebook: This is a very diverse group. Thank you so much for your time, your expertise, your willingness to embrace this new challenge, and your patience with the process.

    Special thank you to the editors: Dr. Kelly Abrams, Dr. Candace Gibson, and Shirley Learmonth.

    The HIM Program Coordinators: We greatly appreciate and thank you all for championing this cause on behalf of your students.

    The HIM Profession: We should be proud of this body of work and share it extensively with clinicians and administrators in all areas of the healthcare industry.

    The CHIMA Board of Directors and the Council on Education and Professional Practice: Thank you for championing the writing of this guidebook as a priority for the Association and College.

    GailCrookSigNew.jpg

    Gail Crook, CHE, CHIM

    CEO and Registrar

    Canadian Health Information Management Association

    About the Editors

    Kelly J. Abrams, PhD, CHIM. Kelly Abrams is the Vice President of the Canadian College of Health Information Management (CCHIM); she is responsible for HIM educational competency content, program accreditation, and certification in Canada. Kelly has been a certified HIM professional for over 30 years and has worked in various HIM roles across Canada including coding classification, decision support, utilization and risk management, privacy, quality improvement, Telehealth, teaching, and curriculum development. Kelly is a member of the Standards Council of Canada’s mirror committee ISO/TC 215 Health informatics and is a Subject Matter Expert on the SMC/ISO/TC 215/WG 3 Semantic content. Kelly has published widely on topics specific to health information and eHealth and is co-editor of the Fundamentals of Health Information Management, 1st and 2nd editions, and the Canadian HIM Lifecycle.

    Kelly has a diploma in Health Information Technology, an undergraduate degree in Health Administration, a Master’s degree in Public Administration (Public Policy), and a PhD in Education. Kelly was awarded an honourary diploma from Saskatchewan Polytechnic for her leadership in health and education in Saskatchewan and she was nominated for the 2016 University of Regina President’s Distinguished Graduate Student Award for her academic achievement and dissertation defense.

    Shirley Learmonth, MA, CHIM. Shirley Learmonth has over 40 years experience in healthcare and health information management. She holds a Master’s degree in Leadership & Training from Royal Roads University and numerous diplomas in areas such as Project Management, Health Care Management, and Quality Management. Her healthcare work experience spanned over many years within BC and for the later part of her career with Alberta Health Services working as the Director, HIM until her retirement in 2015. Shirley is currently working on projects from beautiful Vancouver Island in B.C.

    As a strong advocate for change and committed to making a difference Shirley has dedicated many hours of voluntary work. She has been the Board Chair for professional associations such as the Canadian Health Information Management Association and the Health Record Association of BC and has worked in partnership with learning organizations to develop new curriculum or enhance existing curriculum for health care workers. Shirley has presented on HIM topics at various national and international conferences and has authored or co-authored journal articles and the Canadian HIM Lifecycle.

    Candace J. Gibson, PhD, CHIM. Candace Gibson is a faculty member in the Schulich School of Medicine and Dentistry at Western University and is currently the Assistant Dean, Basic Medical Sciences Undergraduate Education, at the Schulich School of Medicine & Dentistry. Over the past decade, she has been actively engaged in the introduction of Health Informatics in the medical curriculum and, as an undergraduate specialization in the School’s Bachelor of Medical Sciences program. In the latter program, she teaches courses in Pathology, Health Informatics and Health Information Management.

    Candace served as Chair of the Board of Directors of the Canadian Health Information Management Association (CHIMA) in 2011-2013 and co-edited and co-authored the first Canadian textbooks on health information management. Candace has been the recipient of numerous provincial and national research grants. In 2013 she was the recipient of the AFMC-Infoway eHealth Award recognizing her dedication to improving clinical practice and medical education through digital tools and health solutions; she currently acts as the Senior Peer Leader for the AFMC-Infoway Physician in Training: e-Health Curriculum and e-Learning Project. She is the author of over 80 peer-reviewed publications in experimental neuroscience, health informatics and health information management.

    About the Stage Leads

    Shirley Learmonth, MA, CHIM has over 40 years experience in healthcare and health information management. Her healthcare work experience spanned over many years within BC and for the later part of her career with Alberta Health Services working as the Director, HIM until her retirement in 2015. Shirley has been the Board Chair for professional associations such as the Canadian Health Information Management Association (CHIMA) and the Health Record Association of BC (HRABC) and has worked in partnership with learning organizations to develop new curriculum or enhance existing curriculum for health care workers. Shirley has presented on HIM topics at various national and international conferences and has authored or co-authored journal articles. Shirley is currently working on projects from beautiful Vancouver Island in B.C. (Stages 1, 3, 5, 6, 7, Conclusion)

    Kelly J. Abrams, PhD, CHIM is the Vice President of the Canadian College of Health Information Management (CCHIM); she is responsible for HIM educational competency content, program accreditation, and certification in Canada. Kelly has been a certified HIM professional for over 30 years and has worked in various HIM roles across Canada including coding classification, decision support, utilization and risk management, privacy, quality improvement, Telehealth, teaching, and curriculum development. Kelly is a member of the Standards Council of Canada’s mirror committee ISO/TC 215 Health informatics and is a Subject Matter Expert on the SMC/ISO/TC 215/WG 3 Semantic content. Kelly has published widely on topics specific to health information and eHealth and is co-editor of the Fundamentals of Health Information Management, 1st and 2nd editions, and the Canadian HIM Lifecycle. (Stages Overview, 5, Conclusion)

    Candace J. Gibson, PhD, CHIM is a faculty member in the Schulich School of Medicine and Dentistry at Western University and is currently the Assistant Dean, Basic Medical Sciences Undergraduate Education, at the Schulich School of Medicine & Dentistry. Over the past decade, she has been actively engaged in the introduction of Health Informatics in the medical curriculum and as an undergraduate specialization in the School’s Bachelor of Medical Sciences program. In the latter program, she teaches courses in Pathology, Health Informatics and Health Information Management. Candace served as Chair of the Board of Directors of CHIMA in 2011-2013 and co-edited and co-authored the first Canadian textbooks on health information management. Candace has been the recipient of numerous provincial and national research grants. (Stage 1)

    Charmaine Shaw, MA (HIM), BA, CHIM, CIPP(C) has over 30 years’ experience in the HIM field. She has a Master’s degree in Health Information Management, is a certified Privacy Professional and was a certified Project Management Professional. Charmaine has served as Director of Health Information/Privacy for Women’s College Hospital, Toronto, St. Joseph’s Healthcare Hamilton and in the former Credit Valley Hospital in Mississauga. She has accrued 10 years’ experience in consulting both in Health Information Management and Privacy. Her work and consulting experiences include hospitals; Community Care Access Centres; the Department of National Defense; First Nations and Inuit Health Branch; Public Health Units and the private sector. Charmaine is currently serving as Vice-Chair of the Board of Directors for the CHIMA and represents CHIMA on the Health Informatics Standards Council of Ontario. (Stage 2)

    Laurie E. Kenward, BHRS, CHIM was Coordinator of the Health Information Management program at Douglas College in British Columbia. She has been an educator for over 30 years. She received a bachelor’s degree in Health Record Science from Notre Dame University, formerly in Nelson, BC. She has a continuous history of activities with both CHIMA and the HRABC. Laurie was a member of the advisory committee for the Evolve the College initiative and of the Strengthen Member Relations Task Team (SMRTT). Laurie has served as president and has chaired numerous committees for the HRABC. Laurie retired in August 2016. (Stages 3, 7)

    Marci MacDonald, CHIM is the Director, Clinical Information Services/Privacy Officer for Halton Healthcare. She oversees the 3 Clinical Information Services Departments, the 3 Admitting and ER Registration Departments, and corporate Privacy, for the tri-site corporation of Halton Healthcare. As a HIM Professional, Marci has worked with many HIM and related groups, including the Utilization Managers Network of Ontario, the Ontario provincial HIM Association, CHIMA, and the Council on Education for CCHIM. She is currently the President of the International Federation of Health Information Management Associations, which in part involves working on a project implementing worldwide coding standards with the World Health Organization, and working towards creating a global curriculum for HIM professionals. Marci supports education by serving on Advisory Committees with George Brown College and Ryerson University. She has also been involved in the multiple provincial initiatives, including privacy, clinical data quality and various Ministry of Health client registry initiatives. (Stage 4)

    Zen Tharani, BSc HINF (Canada), Post Graduate Diploma Health Informatics (UK), CPHIMS-CA is a senior eHealth Consultant with over 16 years of specialized Health Informatics knowledge rooted in experience from across Canada and internationally. Through his career, he has successfully implemented various first ever EHR initiatives such as a Master Client Index, Public Health Information Systems, Provincial Laboratory data repository, Provincial Pharmacy data repository, EMR Integration, Provider Portal, to name a few. He continues to play a significant role in shaping the future of the Health Informatics field by transitioning health informatics from theory into practice throughout the diverse health delivery settings. Zen has a Bachelors of Science in Health Information Science from the University of Victoria and a Post Graduate Diploma in Health Informatics from the University of Central Lancashire, United Kingdom. He is also a Health Informatics MSc. Candidate at the University of Central Lancashire. (Stage 5)

    Acknowledgements

    The creation of this document would not have been possible without the help and volunteerism from the CHIMA membership and the many other professionals and stakeholders who took the time to write, contribute, and/or review the content. Your time, efforts, and expertise are greatly appreciated and this document would not be what it is today without your support. Thanks to those who took on the task of stage lead in directing the development of the initial input and later revisions. Thank you to Yen Nguyen who acted as project manager for the initial portion of the project. Special thanks go to Laurie Kenward, Marci MacDonald, and Kathryn Frelick who went above and beyond in their contributions to this work, and to Dan Heffernan who took our ideas and rudimentary drawings and turned them into polished graphics. Our appreciation also goes to Ginette Bolt who completed the formatting and references checks and Paula Weisflock for preparing the document for publication.

    If we have inadvertently missed someone in the following listings, we sincerely apologize for the oversight and thank you for your participation.

    With appreciation,

    Kelly, Shirley, and Candace

    Authors/Contributors

    CHIMA wishes to acknowledge the contribution of the following individuals who acted as authors and contributors to the Lifecycle.

    Akeela Jamal, MBA, CHIM

    Alexandre Allard, CHIM

    Andrew Grant, MD, DPhil, FACMI

    Anna Yang, CHIM

    Bailey LePage, CHIM

    Bhavin Prajapati, MHIS, BA, BSc.

    Bojay Hanson, CHIM

    Candace Gibson, PhD, CHIM

    Charmaine Shaw, MA (HIM), BA, CHIM, CIPP(C)

    Cheryl Reid-Haughian, RN, BHScN, MHScN, CCHN(C)

    Christine J. Bolduc, BBA, BS, CHIM

    Cindy Grant, CHIM

    David Musson, MD, PhD

    Debra Senger, CHIM

    Deena Lorette, CHIM

    Derek Manis

    Florian Ehrensperger, MLIS, PhD

    Gail Crook, CHE, CHIM

    Jean L. Eaton, BAdmin, CHIM

    Jodi Busche, CHIM

    Joshua Hertner, MHIS

    Kathleen Addison, CHIM

    Kathryn M. Frelick, HBSC, LLB

    Kelly Abrams, PhD, CHIM

    Kristan Chamberlain, CHIM

    Laura Nelson, BHSc, CHIM

    Laurie Kenward, BSc (HRS), CHIM

    Leah Anscombe, MA, CHIM

    Marci MacDonald, CHIM

    Margaret Ann Kennedy, PhD, RN, CPHIMS-CA, Procsi®, PMP, PRINCE2 Practitioner, ITILF

    Mea Renahan, BScPT, MBA, CHE

    Mohamed Hussain

    Natalie Kouyoumdjian, BHA, HIM

    Natasha Klemack, CHIM

    Navid Nabavi, MSc, CHIM

    Paula Weisflock, BHA (HIM), MAEd, CHIM

    Rosemarie Lourenco, CHIM

    Sandra Cotton, BA, CHIM

    Sharon Penney, CHIM

    Shirley Learmonth, MA, CHIM

    Stephanie Tambeau, CHIM

    Zen Tharani, BSc HINF, Post Graduate Diploma Health Informatics (UK), CPHIMS-CA

    Reviewers

    CHIMA wishes to acknowledge the contribution of the following individuals who acted as reviewers.

    Agnes Vandervecht, CHIM, BA

    Amanda Burridge, CHIM

    Andrea Bacqué, MBA (IT Mgmt), PMP

    Ann Meehan, RHIA

    Carmen Sheridan, MA ODE

    Charmaine Shaw, MA (HIM), BA, CHIM, CIPP(C)

    Darlene Dale, BASc, FHA

    Deena Lorette, CHIM

    Diamond Watson-Hill, MBA, CHE

    Diane Aldridge, BEd, CIAPP/M

    Doris Gemmell, BSc, MBA, CHIM

    Eileen Oleski, CHIM, CAE

    Florian Ehrensperger, MLIS, PhD

    Gail Crook, CHE, CHIM

    Jane Kitazaki, CHIM, MHS

    Jean L. Eaton, BAdmin, CHIM, CC

    Jessica Giesbrecht, MBA, BHA, CHIM

    Jessica MacDougall, BSc, BHIM, MHI, CHIM

    Jonathon Chui, MBA, BSc

    Karen A. Carlson, MA, CHIM

    Kathryn M. Frelick, HBSC, LLB

    Laurie Kenward, BSc (HRS), CHIM

    Leah Anscombe, MA, CHIM

    Leah Goguen, CHIM

    Lori Claxton, CHIM

    Lynn Cartan, PMP, CHIM

    Marci MacDonald, CHIM

    Margaret Ann Kennedy, PhD, RN, CPHIMS-CA, Procsi®, PMP, PRINCE2 Practitioner, ITILF

    Maria Muia, MHSc, BHA, CHE, CHIM

    Michael Nusbaum, BASc, MHSA, FHIMSS

    Patricia Rothney, MAL(H), BN, RN, CPHIMS-CA, Procsi®, PRINCE2 Practitioner, ITILF

    Rosemarie Lourenco, CHIM

    Sandra Cotton, BA, CHIM

    Sharilyn Kmech, CHIM

    Shirley Learmonth, MA, CHIM

    Sonya Stasiuk, CHIM

    Sue Schneider, BA, CHIM, CPHIMS-CA

    Susanne Clark, RIM

    Tracy Shaben, RN, MN

    Zen Tharani, BSc HINF, Post Graduate Diploma Health Informatics (UK), CPHIMS-CA

    Table of Contents

    A Letter from the CHIMA CEO and Registrar

    About the Editors

    About the Stage Leads

    Acknowledgements

    Authors/Contributors

    Reviewers

    Table of Contents

    Listing of Tables

    Listing of Figures

    Overview of Canadian Health Information Management Lifecycle

    Introduction and Background

    A Condensed History of the Health Information Management Profession

    The Electronic Health Record

    Scope of HIM Lifecycle Document

    The Purpose and Use of Health Information

    Canadian HIM Lifecycle Model - In Summary

    Stage 1: HIM planning

    Stage 2: Data collection, capture, and receipt

    Stage 3: Organization

    Stage 4: Access, use, and disclosure

    Stage 5: Maintenance, retention, and protection

    Stage 6: Disposition/Destruction

    Stage 7: Evaluation

    Conclusion

    References

    Stage 1: Health Information Management Planning

    The Importance of Health Information Management Planning

    Definitions and Discussion of Terms Used in Information Management Planning

    Enterprise information management governance (EIMG)

    Information governance

    Data governance

    Information technology governance

    EHR governance

    Information management

    Information Governance and Accountability Frameworks

    Canadian Health Information Management Conceptual Framework

    Information Management Principles

    Health information governance general principles

    Generally accepted record keeping principles

    Identification and Classification of Information Assets

    Health Information Management Plan Development

    Components of a health information management plan

    Stewardship and Ownership

    Privacy, Security, and Confidentiality of Personal Health Information

    Legislation, Regulations, and Standards Governing Health Information

    Policies and Procedures

    Retention, Disposition, and Destruction Plans

    Education Framework: Staff Training and Competencies

    Evaluation Framework: Monitoring and Evaluation Frameworks

    Conclusion

    References

    Appendix A — Sample Policy Framework

    Appendix B — Common Standards Development Organizations

    Appendix C — Common Classification Systems

    Stage 2: Data Collection, Capture, and Receipt

    Introduction

    Data Assets

    Data Governance

    Types of Healthcare Data

    Data and Information Standards

    Interoperability

    Stakeholder organizations in the development and promotion of standards

    Coding and classification standards

    Documenting standardized clinical outcomes

    Clinical documentation standards

    Data Quality

    Dimensions of data quality

    Data quality frameworks

    Quality of databases

    Data/Information Access, Use, and Control

    Conclusion

    References

    Stage 3: Organization

    Introduction

    Following the Health Information Management Plan

    The Legal Health Record

    Information Models

    Information Classification System Framework

    Clinical Document Architecture

    Data Sets and Data Dictionaries

    Data Standards and Guidelines

    Content Standards

    History and physical examination

    Consultation report

    Operative report

    Discharge summary

    Documentation Standards

    Use of abbreviations, symbols, and acronyms

    Documentation analysis

    Format types

    Standardization of forms and views

    Naming of clinical forms

    Authentication

    Document and data non-repudiation

    Unique client identification

    Maintaining the master patient index

    Cut and paste functionality

    Conclusion

    References

    Stage 4: Access, Use, and Disclosure

    Introduction

    Defining Access, Use, and Disclosure

    Access and Disclosure

    Legislation defining access to patient information

    Who owns the health information?

    Who can access health records?

    Removal of the original health record from the facility

    How can individuals access their own PHI?

    Uses of Information

    Primary use

    Secondary use

    Privacy Controls for Access, Use, and Disclosure

    Security, monitoring, and auditing of access

    Privacy impact assessment

    Privacy audits

    Information sharing agreements

    Conclusion

    References

    Appendix A — Privacy Principles

    Appendix B — Secondary Requests for Information

    Appendix C — Provincial/Territorial Information and Privacy Legislation

    Stage 5: Maintenance, Retention, and Protection

    Introduction

    Maintenance

    Record linkage

    Standardized chart order/format

    Forms and content management

    Record completion

    Data quality audits

    Primary, secondary, and transitory documents

    Thinning of records

    Corrections, amendments, deletions, and addendums or late entries

    Managing duplicate records and overlays

    Reproduction capability

    Authentication or electronic signature

    Version control

    Managing outdated media

    Business continuity plan (BCP)

    System downtime and recovery procedures

    Interoperability

    Access controls

    Retention

    Retention regulations

    Retention schedules

    Protection

    Storage

    Security

    Administrative controls

    Physical security

    Technical security

    Personnel security

    Conclusion

    References

    Appendix A — Provincial/Territorial Retention of Records

    Appendix B — Privacy by Design: The 7 Foundational Principles

    Appendix C — Reduction of Risks for Record Storage

    Appendix D — Physical Safety Measures

    Stage 6: Disposition/Destruction

    Introduction

    Types of media

    Effective Management of the Disposition and Destruction of Health Information

    When is a record deemed inactive?

    Development of a destruction policy

    Legal and legislative requirements

    Tracking of disposition/destruction

    Methods of physical destruction

    Discontinuing records systems

    Recovery of records

    Purging of records

    Transfer of records

    Conclusion

    References

    Appendix A — Sample Contract Clauses

    Stage 7: Evaluation

    Introduction

    Purpose of Evaluation

    Health Information Management Lifecycle Evaluation Framework

    HIM planning

    Data collection, receipt and capture

    Organization

    Access, use, and disclosure

    Maintenance and protection

    Disposition/Destruction

    Metrics and Methods Used for Evaluation

    Performance measurement

    Checklists, surveys, and questionnaires

    Interviews or focus groups

    Audits

    HIM Performance Measurement and Evaluation

    Turn-around time

    Data quality re-abstraction studies

    Coding round tables or data quality audits

    Data integrity

    Privacy impact assessments (PIA) and threat and risk assessment (TRA)

    Workflow analysis

    Technology usability studies

    Accreditation

    Conclusion

    References

    Conclusion

    Introduction

    How the HIM Profession Can Help

    Stage 1: HIM planning

    Stage 2: Data collection, capture, and receipt

    Stage 3: Organization

    Stage 4: Access, use, and disclosure

    Stage 5: Maintenance, retention, and protection

    Stage 6: Disposition/Destruction

    Stage 7: Evaluation

    In Summary

    References

    Resources

    Abbreviation List

    Glossary

    Listing of Tables

    Table 1. A Comparison of ARMA® International Record Keeping*, AHIMA Information Governance Program **, and CHIMA HIM Governance Principles

    Table 2. Government of Alberta’s Four Levels of Security Classification (2005)

    Table 3. Information Asset Inventory

    Table 4. Data Quality Activities for Databases

    Listing of Figures

    Figure 1. Canadian Health Information Management Lifecycle Model

    Figure 2. COBIT 5 Governance and Management Key Areas

    Figure 3. Relationship between Governance and Health Information Management Lifecycle

    Figure 4. Alberta Health Services Information Management Governance Framework

    Figure 5. Alberta Health Services Enterprise Information Management Program Framework

    Figure 6. Alberta Health Services EIM Model

    Figure 7. Canadian Health Information Management Conceptual Framework

    Figure 8. Classification Levels for Confidential Information

    Figure 9. Example of a Risk Map

    Figure 10. Information Hierarchy

    Figure 11. Canadian Health Information Management Lifecycle Model

    Overview of Canadian Health Information Management Lifecycle

    Introduction and Background

    The initial decision to create a Canadian Health Information Management (HIM) Lifecycle arose out of the Canadian College of Health Information Management’s (CCHIM) Evolve the College work in 2012/13. A committee of key stakeholders from the Canadian eHealth environment (e.g., the Canadian Institute for Health Information, COACH, Canada Health Infoway) joined with the Canadian Health Information Management Association (CHIMA) and CCHIM to develop recommendations to guide and prioritize CCHIM’s work over the next 5 to 10 years. The creation of a Canadian HIM lifecycle document was considered a priority given the scarcity of standardized policies, processes, and procedures across Canada. The HIM profession, since its inception, has focused on the development of standards for the medical record and the health data it contains (Abrams, 2016). As we move forward into the 21st century; HIM practice in the present supports electronic record implementation, its use, organization, maintenance, protection, and evaluation, and the standards that define the legal record. The Canadian HIM lifecycle document was created to provide support and guidance to those working with health information, in all its various forms, across the country.

    The Canadian HIM lifecycle document contains considerations and guiding principles for each of the stages in the lifecycle, more fully described in each subsequent section. The ultimate goal of the Canadian HIM lifecycle is to create a cycle of information flow, whereby data from distributed and interoperable electronic health records (EHRs) are routinely and effortlessly submitted to registries and databases. The resulting new knowledge can then feedback to practitioners at the point of care, using a variety of computer-supported decision support delivery mechanisms. This cycle of new knowledge, driven by experience and fed back to clinicians, has been called a learning healthcare system (Friedman, Wong, & Blumenthal, 2010). A learning healthcare system is based on a policy framework of public trust that allows members of participating jurisdictions to place queries to all other members, allowing the provision of information that may solve problems and advance practice. For example, the ability to query and report new infections during an H1N1 outbreak would provide fast and reliable data to track the spread of disease. As jurisdictions progress in the implementation of their electronic health information systems and the use of the Canadian HIM lifecycle, the public trust required to achieve a national learning healthcare system will be reached.

    A Condensed History of the Health Information Management Profession

    The maintenance and guardianship of a complete and accurate health record and the information it contains is, and has been since the early 1920s, the foundation of an efficient healthcare system (Crook, Abrams, & Arnold, 2013). The early medical record was a simple, chronological, and often incomplete paper-based account of care received and/or services rendered. As medical education reform gained momentum in the early 1900s, the importance of the medical record and its contents started to become better understood (Abrams, 2016).

    In 1910, Abraham Flexner wrote a report for the Carnegie Foundation for the Advancement of Teaching (the Flexner Report as it became known) that is credited with emphasizing the need for original medical research, training in the scientific method, and experiential learning. Flexner (as cited in Abrams, 2016) stated in his report that laboratory findings and information collected at the bedside from the patient were of equal importance when determining diagnoses and should therefore be recorded. Flexner maintained that the medical record, through careful recording and maintenance, was an important tool for the physician and medical student to use in the clarification of their experience with the patient. The Flexner Report is credited with modernizing medical training and placing an emphasis on research and clinical documentation which would indirectly lead to the creation of the American College of Surgeons (ACS).

    The ACS was founded in 1913 to monitor and enforce the quality

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