Gates Et Al 2012
Gates Et Al 2012
Gates Et Al 2012
Darren W. Holowka,
Jennifer J. Vasterling, Terence M. Keane,
and Brian P. Marx
Raymond C. Rosen
New England Research Institutes, Inc., Watertown, Massachusetts
Posttraumatic stress disorder (PTSD) is a psychiatric disorder that affects 7 8% of the
general U.S. population at some point during their lifetime; however, the prevalence is
much higher among certain subgroups, including active duty military personnel and
veterans. In this article, we review the empirical literature on the epidemiology and
screening of PTSD in military and veteran populations, including the availability of
sensitive and reliable screening tools. Although estimates vary across studies, evidence
suggests that the prevalence of PTSD in deployed U.S. military personnel may be as
high as 14 16%. Prior studies have identified trauma characteristics and pre- and
posttrauma factors that increase risk of PTSD among veterans and military personnel.
This information may help to inform prevention and screening efforts, as screening
programs could be targeted to high-risk populations. Large-scale screening efforts have
recently been implemented by the U.S. Departments of Defense and Veterans Affairs.
Given the prevalence and potential consequences of PTSD among veterans and active
duty military personnel, development and continued evaluation of effective screening
methods is an important public health need.
Keywords: epidemiology, military personnel, posttraumatic stress disorder, screening, veterans
ing symptoms (e.g., intrusive thoughts, recurrent dreams, flashbacks, distress and
physiologic reactivity upon exposure to trauma
cues), avoidance and emotional numbing symptoms (e.g., avoidance of traumatic reminders,
anhedonia, detachment from others, restricted
emotional experiences, sense of foreshortened
future), and hyperarousal symptoms (e.g., sleep
difficulties, irritability and anger, concentration
problems, hypervigilence, exaggerated startle)
(American Psychiatric Association, 2000). Active duty military personnel and veterans are
two highly vulnerable, at-risk groups for development of PTSD (Dohrenwend et al., 2006;
Hoge, Auchterlonie, & Milliken, 2006; Hoge et
al., 2004).
The true prevalence of PTSD among veterans
and service members is controversial (Burkett
& Whitley, 1998; McHugh & Treisman, 2007;
McNally, 2006, 2007; Sundin, Fear, Iversen,
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362
363
364
Figure 1. Current/lifetime prevalence of posttraumatic stress disorder in military and veteran populations.
facilities and therefore may not be representative of the larger population of OEF/OIF veterans. In addition, PTSD diagnoses were based on
electronic medical records and were not confirmed by other methods, likely resulting in
false positive as well as false negative diagnoses. In contrast to the study by Seal et al., a
study published by the RAND Corporation in
2008 reported that 14% of a representative sample of 1,965 OEF/OIF veterans interviewed by
telephone met diagnostic criteria for PTSD (Tanielian & Jaycox, 2008). Extrapolating from
365
the diagnostic criteria and the methods of sampling and assessment) or characteristics of the
conflict. In addition, differences in population
characteristics, such as the duration or intensity
of combat exposure or the number of deployments also may contribute to the differing prevalence estimates across studies (Ramchand et
al., 2010). However, despite these methodological challenges, it is clear that PTSD affects a
large number of current and former service men
and women at some point during their lifetime.
The high prevalence of PTSD in military and
veteran populations highlights the importance
of screening these populations for PTSD and
identifying factors that influence risk and recovery from PTSD.
Risk Factors for PTSD in Veterans and
Military Personnel
The majority of individuals exposed to
trauma do not develop clinical PTSD, suggesting that other factors strongly influence the onset and course of this disorder (Keane, Marx, &
Sloan, 2009). Risk factors for PTSD are commonly divided into three categories: individuallevel (pretrauma) factors, characteristics of the
trauma, and posttrauma factors (Keane, Marshall, & Taft, 2006). Knowledge of pretrauma
factors and trauma characteristics that influence
risk may help to identify populations at higher
risk of developing PTSD and who are therefore
more likely to benefit from screening, whereas
posttrauma factors may help to inform prevention and treatment programs among men and
women with trauma exposure.
Table 1 summarizes the epidemiologic factors shown in multiple studies to influence risk
of PTSD in veterans and military personnel.
Characteristics of the trauma (e.g., trauma severity, perceived life threat, and combat-related
injury) and posttrauma factors (e.g., lack of
social support and exposure to additional life
stressors) have been strongly associated with
risk of PTSD in multiple studies. In contrast,
weak to moderate associations generally have
been reported for pretrauma factors, such as
younger age at trauma and prior psychiatric
history.
Gender, race/ethnicity, and risk of PTSD.
In addition to the risk factors included in Table 1, some studies have suggested that gender
and race/ethnicity may be important in the de-
366
Table 1
Epidemiologic Factors Associated With Increased Risk of Posttraumatic Stress Disorder in Veterans and
Military Personnel
Risk factor
Pre-trauma factors
Younger age at trauma
Lower education
Lower intelligence
Lower military rank
Lower socioeconomic status
Prior trauma
Prior psychiatric history/symptoms
Family psychiatric history
Behavioral problems in childhood
Trauma characteristics
Trauma/combat exposure severity
References
(Brewin et al., 2000; Nasky, Hines, & Simmer, 2009)
(Brewin et al., 2000; Iversen et al., 2008; Schnurr et al.,
2004; Zohar et al., 2009)
(Brewin et al., 2000; Gale et al., 2008; Zohar et al., 2009)
(Iversen et al., 2008; Nasky et al., 2009; Zohar et al., 2009)
(Brewin et al., 2000; Schnurr et al., 2004)
(Brewin et al., 2000; Ozer et al., 2003)
(Brewin et al., 2000; Rona et al., 2009)
(Brewin et al., 2000; Ozer et al., 2003)
(Helzer, Robins, & McEvoy, 1987; King, King, Foy, &
Gudanowski, 1996; Koenen et al., 2005)
(Brewin et al., 2000; Cabrera, Hoge, Bliese, Castro, &
Messer, 2007; Gahm et al., 2007; Iversen et al., 2008)
Strength of
association
race observed across studies, including premilitary trauma exposure or confounding by trauma
characteristics, social support during deployment, or other stressors (Dohrenwend, Turner,
Turse, Lewis-Fernandez, & Yager, 2008; Kimerling, Gima, Smith, Street, & Frayne, 2007;
Loo et al., 2005; Street et al., 2009; Vogt, Pless,
King, & King, 2005). For example, premilitary/
military sexual trauma is an important cause of
PTSD that disproportionately affects women
(Himmelfarb, Yaeger, & Mintz, 2006; Kimerling et al., 2007); however, studies of military and veteran populations that focus on
PTSD resulting from combat, rather than all
military-related trauma, may fail to report cases
of PTSD that are primarily attributable to military sexual trauma.
Complexity of PTSD etiology. Multivariate and meta-analytic studies (Brewin et al.,
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368
369
test results correlate with other similar measures?). Reliability assessment (test-retest, internal consistency) is also necessary. Ideally,
PTSD screening tools should have a high degree
of sensitivity and at least modest specificity,
when compared with expert diagnosis. Although the negative consequences of a false
positive screen for PTSD may be acceptable,
because a positive screen should always be followed by in-depth diagnostic assessment by a
qualified mental health professional, the number
of false positives should not be so large as to
overwhelm the available resources for diagnosing
and treating PTSD. In contrast, false negative
screens have potentially serious consequences and
should be minimized, as individuals with PTSD
who are not identified may not receive further
assessment and could potentially be symptomatic
for several years without receiving diagnosis or
treatment.
Review of self-report screening instruments. In Table 2 we provide an overview of
the self-report scales and screening instruments
that have been used to detect probable PTSD in
military and veteran populations (Blanchard,
Jones-Alexander, Buckley, & Forneris, 1996;
Brewin, 2005; Carlson, 2001; Davidson et al.,
1997; Foa, Cashman, Jaycox, & Perry, 1997;
Gore, Engel, Freed, Liu, & Armstrong, 2008;
Hammarberg, 1992; Horowitz, Wilner, & Alvarez, 1979; Hovens, Bramsen, & van der Ploeg,
2002; Keane, Caddell, & Taylor, 1988; Marx et
al., 2008; Meltzer-Brody, Churchill, & Davidson, 1999; Neal et al., 1994; ODonnell,
Creamer et al., 2008; Prins et al., 2003; Weathers, Litz, Herman, Huska, & Keane, 1993;
Weathers et al., 1996). In the interest of space
we are unable to discuss all of the instruments
included in Table 2, but additional information
regarding some of the most widely used and/or
innovative instruments is presented below.
Early studies, including the NVVRS, used
two self-report instruments to screen for PTSD:
the 15-item Impact of Events Scale (Horowitz et
al., 1979) and the 35-item Mississippi Scale
(Keane et al., 1988). The Mississippi Scale was
ultimately the biggest contributor to the diagnostic algorithm developed to establish prevalence in
the NVVRS. More recently, the PCL has emerged
as the standard self-report instrument for screening military and veteran populations (Weathers et
al., 1993). The PCL includes 17 items which
align with DSMIV criteria and assess symp-
35
25
17
15
0.94
0.84
17
0.870.90
0.76
0.93
0.89
0.69
0.78
0.780.94
Sensitivity
17
No. of
items
Name
Table 2
Posttraumatic Stress Disorder Screening Instruments
0.650.72
0.79
0.89
0.88
0.60
0.91
0.95
0.87
0.830.86
Specificity
Psychometrics
0.810.82
0.90
0.88
0.88
0.83
0.85
0.830.90
Efficiency
107
35
40
1.3
Bothered a little
Varies
Cutoff score
370
GATES, HOLOWKA, VASTERLING, KEANE, MARX, AND ROSEN
35
52
0.75
49
Posttraumatic Diagnostic Scale (PTDS)
(Foa et al., 1997)
0.89
0.941.00
26
Penn Inventory for PTSD (Hammarberg,
1992)
0.900.98
0.78
0.71
0.86
22
Self-Rating Inventory for PTSD (SRIP)
(Hovens et al., 2002)
0.84
0.82
10
0.940.97
Specificity
Name
Table 2 (continued)
No. of
items
Sensitivity
Psychometrics
Efficiency
Cutoff score
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372
depression. Responses from half of the participants were used in factor analyses to derive the
10-item Posttraumatic Adjustment Scale, which
was then validated in the remaining participants. After 12 months, 8% of participants had
developed PTSD, and the scale had moderate
sensitivity (0.82) and specificity (0.84) when
predicting PTSD diagnoses (ODonnell,
Creamer et al., 2008).
In another recent study, Marx et al. (2008)
used data from 1,081 Vietnam era veterans to
develop and test a similar screening instrument
for combat-related PTSD. Participants completed self-report measures and structured interviews for PTSD and supplied information on
risk and resilience variables. Participants were
divided into three subsamples, two of which
were used to identify variables that differentiated between individuals with and without
PTSD. Twelve risk and resilience items were
included in the resulting PTSD Statistical Prediction Instrument, which was validated using
the remaining subsample. This instrument displayed adequate sensitivity (0.86) and moderate
specificity (0.77) in the validation sample, using
a cutoff score of 6, and strong internal consistency (0.84) (Marx et al., 2008). These results
suggest that primary prevention of PTSD may
be possible in military and veteran populations,
which would be expected to result in improved
outcomes and decreased health care utilization
by PTSD patients.
Psychophysiological screening. In addition to traditional questionnaire-based assessments, some research suggests that psychophysiological testing, such as the acoustic startle
response and heart rate variability, may have
potential applications for PTSD screening. Several studies have reported that veterans with
PTSD have decreased heart rate variability
(Tan, Dao, Farmer, Sutherland, & Gevirtz,
2011; Tan et al., 2009) and a heightened acoustic startle response (Butler et al., 1990; Morgan,
Grillon, Southwick, Davis, & Charney, 1996;
Orr, Lasko, Shalev, & Pitman, 1995), raising
the possibility that these measures could be used
to identify individuals with undiagnosed or preclinical PTSD. However, the use of biological
assays and psychophysiological methods for assessment and screening is still in the early developmental stages and additional research on
the utility of these measures for screening purposes is needed.
373
Risks and limitations of screening instruments. Despite the intense effort and interest
in developing methods to screen for symptoms
of PTSD in military and veteran populations, all
of the current methods have inherent limitations. For example, all self-report scales may be
vulnerable to response bias from various
sources (Elhai, Frueh, Davis, Jacobs, & Hamner, 2003). Concerns about the potential implications of positive (or negative) screening results may lead to over- or underreporting of
symptoms, depending on the individual and circumstances of testing. In addition, reliance on a
single measure or assessment methodology may
lead to inaccurate diagnosis in many cases and
a large number of false positives and negatives.
As a result of these limitations, it has become
standard practice to use multiple methods and
measures to better inform diagnostic decisions
(Weathers, Keane, & Foa, 2009). Such multimethod assessment of PTSD takes advantage of
each individual measures relative strengths,
overcoming the potential psychometric limitations of any single instrument and maximizing
correct diagnostic decisions. On the other hand,
the use of multiple assessment methods reduces
cost efficiency and increases the respondent and
clinician burden in proportion to the number of
instruments used. In determining cut points or
criteria for further evaluation, it is generally
preferable to err on the side of increased sensitivity, rather than specificity, in the use of such
screeners. All other things being equal, a modest number of false positives may be acceptable
on the initial shorter screening measure, followed by perhaps longer but increasingly accurate and specific measures. For instance, Felker
and colleagues (Felker, Hawkins, Dobie, Gutierrez, & McFall, 2008) used the four-item
PC-PTSD followed by the longer PCL. Other
researchers found that using a composite measure, created from various self-report symptombased measures, led to increased diagnostic
accuracy, compared with the use of several individual measures (Wright et al., 2007).
Additional resources for clinicians.
In
addition to the references noted above and those
included in Table 2, several resources related to
PTSD screening are available through the VA.
The VA/DoD Clinical Practice Guideline for
the Management of Post-Traumatic Stress (Department of Veterans Affairs, 2004) includes
information on PTSD screening and treatment,
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