Elliott V Cruz - Appellants Brief Final-PA Supreme Court-29 MAP 2016
Elliott V Cruz - Appellants Brief Final-PA Supreme Court-29 MAP 2016
Elliott V Cruz - Appellants Brief Final-PA Supreme Court-29 MAP 2016
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TABLE OF CONTENTS
STATEMENT OF JURISDICTION . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1
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ORDER IN QUESTION . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1
STATEMENT OF SCOPE AND STANDARD OF REVIEW . . . . . . . . . . . . . . . . 1
QUESTIONS PRESENTED . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2
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SUMMARY OF ARGUMENT . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3
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ARGUMENT . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4
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Conclusion . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 35
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Cases:
Page No.
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In re KBR, Inc., Burn Pit Litig., 744 F3d 326 (4th Cir. 2014),
cert. denied, 135 S. Ct. 1153 (2015) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5, 11
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United States v. Wong Kim Ark, 169 U.S. 649 (1898) . . . . . . . . . . . . . . . . . . . . 10, 21-25
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Western Union Tel. Co. v. Call Pub. Co., 181 U.S. 92 (1901) . . . . . . . . . . . . . . . . . . 28
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Statutes:
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18 U.S.C. 1431 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 22
3 U.S.C. 1 et seq. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6
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3 U.S.C. 15 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7
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3 U.S.C. 5 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7
42 Pa. C.S. 723(a) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1
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Pa. Constitution
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Twelfth Amendment . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9
Twentieth Amendment . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9
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Legislative Materials:
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Other Authorities:
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Bernard Bailyn, The Debate on the Constitution (Part One), The Library of America
(1993) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 20
Blackstone, Commentaries, Vol. II, Ch. 10, fn. n (St. George Tucker edition of 1803) 21
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Mary Brigid McManamon, The Natural Born Citizen Clause as Originally Understood,
64 Cath. Univ. Law Review 317 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 19, 21, 25
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Paul Clement and Neal Katyal, On the Meaning of Natural Born Citizen,
128 Harvard Law Review Forum 161 (2015) . . . . . . . . . . . . . . . . . . . . . . . 25, 27
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ORDER IN QUESTION
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AND NOW, this 10th day of March, 2016, the petition to set aside the
nomination of Ted Cruz as a Candidate for the Republican Nomination for
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s/ Dan Pellegrini
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whether a candidate for President of the United States meets the qualifications for
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that office set forth in Article II of the Constitution (a) has not been committed to
another branch of government and (b) presents a question of interpretation for
which there are ascertainable judicial standards?
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States disqualify him from eligibility for the Presidency of the United States
because he is not a natural born citizen as required under Article II of the U.S.
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Constitution?
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The parties stipulated in the court below that Appellee Cruz was born on
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December 22, 1970, in Calgary, Alberta, Canada. It was further stipulated that his
mother, Eleanor Darragh, was born on November 23, 1934, in Delaware and that
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she is and has always has been a United States citizen. The parties also stipulated
in the court below that at the time of Appellees birth his mother had been
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physically present in the United States for more than ten years of her life, including
for at least five years after she reached the age of fourteen, and that Cruz was a
citizen from the moment of his birth.
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ment, because the Constitution is judicially declarable law, and because the
eligibility question can be resolved using judicially discoverable and manageable
standards. The lower court also held that because U.S. naturalization law deems
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SUMMARY OF ARGUMENT
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doctrine does not apply. Not only is there no textual commitment of the
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Cruz contends that the interpretation of Article II, 1, cl.5 (hereinafter the
Qualifications Clause) is a political question committed exclusively to the
Electoral College and U.S. Congress.1 However, the Supreme Courts seminal
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decision in Baker v. Carr, 369 U.S. 186 (1962), and this Courts decisions that
have applied Baker v. Carr, make it plain that the judiciary has the responsibility of
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interpreting and applying the Qualifications Clause. As set forth in Baker v. Carr,
it is the role of the judiciary to adjudicate questions arising under the Constitution
unless there is:
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(v)
(vi)
369 U.S. 217.2 This Court adopted the Baker standards in Sweeney v. Tucker, 473
Pa. 493, 510 (1977). In Hospital & Healthsystem Ass'n of Pa. v. Commonwealth,
621 Pa. 260 (2013), this Court again applied the Baker v. Carr standards, and
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added noted that the need for courts to fulfill their role of enforcing constitutional
limitations is particularly acute where the interests or entitlements of individual
citizens are at stake. 621 Pa. at 276 (citation omitted).
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other provision that even impliedly bars the judiciary from deciding whether an
individual meets the eligibility requirements of Article II, 1, cl.5. In Part I-B we
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show that none of the other five Baker v. Carr standards would make this case nonjusticiable.
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As the court below observed, when the Framers of the Constitution wanted
to assign to Congress the responsibility for judging qualifications for office, they
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explicitly said so. In Article I, 5, cl.1, the Constitution gave each House of
Congress the authority to judge the qualifications of its members. However, there
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is nothing in the text of the Constitution that gives Congress or the Presidential
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The analysis of the political question doctrine in Baker v. Carr remains controlling in the
federal courts today. See, e.g., In re KBR, Inc., Burn Pit Litig., 744 F3d 326, 334 (4th Cir. 2014),
cert denied, 135 S. Ct. 1153 (2015) (citing six-factor test in Baker v. Carr).
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Senators and Representative to which the State may be entitled . . . . The electors
are directed to meet in their respective states, vote by ballot for two persons, and
transmit a list of their votes to the President of the Senate. Thus neither the states
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nor the electors are called upon to make a determination of eligibility under the
Qualifications Clause when they vote in their respective states. The President of
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the Senate is directed to count the electors votes in the presence of the members of
the Senate and the House. U.S. Const., Article II, 1, cl.3, as amended by
Amendment XII (1804). The Constitution does not give the assembled members
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of Congress power to do anything other than count the electoral votes (and, in the
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votes affirmatively demonstrate that the members of the House and Senate have no
power to determine Presidential eligibility. First, since the Presidential electors
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meet only in their respective states, there is no mechanism whatsoever for them to
hold meet for the purpose of evaluating and voting on a candidates qualifications.
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Second, the Electoral Count Act of 1887 (amended in 1948 and codified at 3
It has been observed that presidential elections are an area over which the Constitution
gives Congress no authority whatsoever. Arizona v. Inter Tribal Council of Arizona, Inc., ___
U.S. ___, 133 S. Ct. 2247, 2268 n.2 (2013) (Alito, J., dissenting on other grounds). In fact, the
only power given to Congress in Article II is the power to choose the time at which the electors
shall be chosen and the day on which they shall give their votes.
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In addition, under the Electoral Count Act the sole function of the Houses of
Congress is to resolve disputes about which slate of electors from a state shall be
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counted if there is a dispute as to which slate was properly chosen but only if a
State has not already conclusively resolved the issue. 3 U.S.C. 15. Resolving
such disputes is the sole function of the Members of Congress. There is not a word
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in the Electoral Count Act that authorizes the Houses of Congress to make a
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members of the House and Senate to the matter of whether a states slate of
electors has been regularly chosen and certified, there is no room for objections to
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candidate eligibility. As long as only one slate of electors has been certified by a
States governor and the states electoral vote has been regularly given, objections
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to counting their electoral votes may not be entertained at all. 3 U.S.C. 15. This
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The Electoral Count Act was enacted after the U.S. Congress was paralyzed in its effort to
resolve the Presidential electors tie in the 1876 HayesTilden Presidential election.
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These twenty states are listed in an Addendum to this brief. This significant
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candidate and perform the function of determining eligibility. Thus the idea that
the Electoral College is empowered to determine compliance with the
Qualifications Clause is a fiction.
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Cruz has also claimed that the Twelfth and Twentieth Amendments bar
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federal and state courts from deciding an individuals eligibility for the office of
President of the United States. However, there is not one word in the Twelfth or
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Twentieth Amendments that displaces, or even seeks to displace, the role of the
judiciary in interpreting the Qualifications Clause. The Twelfth Amendment was
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ratified in 1804 only for the purpose of changing the method of voting for
President and Vice-President in Article II because of the flaw that the Presidential
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originally written did not require the electors to cast separate ballots for President
and Vice President, it was possible for a partys candidates for President and VicePresident to receive an equal number of electoral votes, resulting in an intra-party
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http://www.archives.gov/federal-register/electoral-college/laws.html.
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the election was put into the hands of the outgoing House of Representatives and
was not decided until the 36th ballot.
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Article I, 1, cl.3 to provide that Presidential electors had to cast ballots separately
for President and Vice President. Nothing in the Twelfth Amendment has anything
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Further, and contrary to Cruzs argument in the lower court, the actual scope
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of the Twentieth Amendment (ratified in 1933) is quite limited; it has no application to the constitutional issue in this case, as the Ninth Circuit Court of Appeals
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held in Lindsay v. Bowen, 750 F.3d 1061 (9th Cir. 2014). In Lindsey a 27-year-old
plaintiff alleged that Californias decision not to place plaintiff on the states 2012
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Presidential primary ballot violated the First Amendment, the Equal Protection
Clause, and the Twentieth Amendment. In affirming the lower courts dismissal of
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the plaintiffs action, the Ninth Circuit Court of Appeals (speaking through Chief
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Notably, the drafters of the Twelfth Amendment remedied the original Article IIs failure to
specify eligibility requirements for the Vice President by carrying forward the natural born
citizen requirement unchanged.
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In sum, the Constitution does not have any provision that would bar this
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Court from ruling on the Constitutional issue of whether Cruz meets the
qualifications laid down in Art. II, 1, cl.5.
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None of the other five Baker v. Carr standards would transform the issues in
this case into a non-justiciable political question:
Adjudication of the citizenship issue under Article II will not be
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verba in Article II, 1, cl.5 of the Constitution. Further, there is a significant body
of case law, such as United States v. Wong Kim Ark, 169 U.S. 649 (1898), Luria v.
United States, 231 U.S. 9 (1913), and Rogers v. Bellei, 401 U.S. 815 (1971), that
addresses the legal issue of natural born vs. naturalized citizenship. See Part II,
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1, cl.5.
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That category refers to internal operating issues of the other branches. Baker v.
Carr, 369 U.S. at 215. Since no coordinate branch of government has been charged
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with the duty of determining whether a candidate meets the requirements of Article
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II, 1, cl.5, it follows that this Court would not express any disrespect for any
other branch of government by adjudicating this case.
It is quite apparent that there is no unusual need for unquestioning
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been made. Moreover, the definition of natural born citizenship is a legal question,
not a political one.
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at 215-17.
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question, the court in Kerr v. Hickenlooper, 744 F.3d 1156 (10th Cir. 2014),
vacated on other grounds, 135 S.Ct. 2927 (June 30, 2015), after analyzing
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Supreme Court cases subsequent to Baker v. Carr, held that [t]hese factors are
best understood as promoting separation-of-powers principles in cases featuring
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omitted). Here there has been no prior action concerning the Qualifications Clause
by the Congress or the Executive.
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birth in the United States were fabricated by unidentified conspirators, inter alia.
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Some of the decisions in those cases, after finding the plaintiffs claims to be
frivolous, also added dicta to the effect that the Qualifications Clause issue was a
political question or was for the so-called Electoral College to determine.
However, whatever statements may have been made in those cases about the
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The fact that a justiciable case involves political matters, or that it may have
politically significant ramifications, does not create a political question bar. As
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the Supreme Court held in U.S. Dept. of Commerce v. Montana, 503 U.S. 442,
456-59 (1992), a case involving decennial changes to Congressional district lines:
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citizenship qualifications, Cruz suggests that there could be inconsistent state court
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rulings on the Qualifications Clause. The short answer to this is that the U.S.
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Supreme Court can resolve any conflicting state rulings. The Supreme Court is
entirely capable of acting with necessary speed in elections matters, as in Bush v.
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Moreover, far less disruption will occur if this matter is settled at the
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primary stage rather than after the general election. The alternative of awaiting
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deficiencies, even if the fifty states electors, meeting separately in their respective
states, had the necessary political independence and grounding in constitutional
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law. It is not realistic to posit that after the country has gone through the entire
general election process and selected a President-Elect, there should at that point
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In U.S. Dept. of Commerce v. Montana, supra, the Supreme Court granted expedited
briefing in view of the importance of the issue and its significance in this years congressional
and Presidential elections. Id., 503 U.S. at 445.
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general election challenge to the validity of the 1976 New York Presidential
election in part because it would be so disruptive.
Thus, it is not realistic to think that the Electoral College, instead of the
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courts, should be the place that determines eligibility for the office of President.
Appellees contention that this fundamental constitutional issue should not be
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decided until after the general election takes place is a thinly-veiled effort to insure
that the issue is never decided, thereby rendering the Qualifications Clause a dead
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letter.
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As the U.S. Supreme Court has repeatedly held, a natural born citizen is an
individual who was born within the boundaries of the United States. Because the
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The following basic premises cement the conclusion that a person born
outside the United States, regardless of the citizenship of his parents, is not a
1.
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In United States law the ancient rule of citizenship is lex soli or the
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law of the soil; only individuals whose eyes first saw the light on U.S. soil are
natural born citizens (with an ancient exception for the foreign-born children of
As the Supreme Court has held, United States citizens are either
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natural born citizens who are born within the boundaries of the United States (or
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are born abroad to U.S. citizen-diplomats), or individuals born abroad who become
citizens only by operation of a naturalization statute passed by Congress.
The Constitution only gives Congress the power to adopt a uniform
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4.
the common law terms used in the Constitution, the Framers of the U.S.
Constitution did not incorporate any English statutes into their understanding of
the terms used in the Constitution. Such English statutes do not modify the
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the notion that American common law included any English statutes.
Naturalization Act for multiple reasons: The text of the 1790 Act evidences that the
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First Congress knew that the common law definition of natural born citizen did not
cover foreign-born children of U.S. citizens (other than children born abroad to
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U.S. citizen-diplomats). The 1790 Act was repealed and replaced in 1795, and the
replacement legislation which was drafted and shepherded to passage by none
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removed the very text in the 1790 Act which Appellee Cruz cites. And, the First
Congress was not inundated with Framers, contrary to popular myth.
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progeny), the lower court veered into reversible error when it based its
Qualifications Clause decision largely, if not entirely, on three essays written by
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lower court.
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being a citizen of the United States. A member of the U.S. Congress must be a
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Citizen of the United States, whereas the President and Vice President each must
be a natural born Citizen. Compare U.S. Constitution, Article I, 1, cls.2 & 3
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with Article II, 1, cl.5 & Amendment XII. Moreover, the relevant provision of
Article II itself ( 1, cl.5) distinguishes between natural born citizens and those
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This distinction necessarily means that a citizen is legally different from a natural
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born citizen.8
The first draft of the Constitution did not contain the natural born citizenship requirement
for the President. However, on July 25, 1787, John Jay sent George Washington (the president
of the Constitutional Convention) a letter suggesting that the Presidency be limited to natural
born citizens:
(continued...)
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convert a naturalized citizen into a natural born citizen. The Supreme Court has
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Appellee Cruz asserted in the lower court that [a]though the Constitution
does not define the phrase natural born citizen, its meaning is not difficult to
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determine.9 Tellingly, Cruz turned first for guidance not to case-law, but to
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(...continued)
Permit me to hint, whether it would not be wise & seasonable to provide a . . . strong
check to the admission of Foreigners into the administration of our national Government;
and to declare expres[s]ly that the Command in chief of the [A]merican army shall not be
given to, nor devolve on, any but a natural born Citizen.
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On September 2, 1787, Washington thanked Jay for the hints contained in [his] letter, and two
days later the Committee of Eleven reported a revised Presidential eligibility provision which
included the requirement of natural born citizenship. On September 7, 1787, the Convention
approved the provision without objection and only stylistic changes were made thereafter. Mary
Brigid McManamon (McManamon), The Natural Born Citizen Clause as Originally
Understood, 64 Cath. Univ. Law Review 317 (2015), at pp. 328-9.
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law meaning at the time the Constitution was written and adopted. The language
of the Constitution and of many acts of Congress could not be understood without
reference to the common law. Moore v. United States, 91 U.S. 270, 274, 23
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L.Ed.346, 1875 WL 17916 at *3 (1875); see also Ex parte Grossman, 267 U.S. 87,
108-09 (1925) ([t]he statesmen and lawyers of the Convention who submitted it to
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the ratification of the Conventions of the thirteen States, were born and brought up
in the atmosphere of the common law, and thought and spoke in its vocabulary).
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In 1787, at common law, the term natural born citizen was defined by the
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geographic place of a persons birth [the jus soli (law of the soil)], with an
ancient exception for the foreign-born children of diplomats serving abroad.10
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In 1789, Congressman James Madison, known for his central role in the drafting of
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See McManamon, The Natural Born Citizen Clause as Originally Understood, supra, at
pp. 328-31.
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The desirability of limiting the Presidency to persons born within the territorial limits of
the United States was discussed during the ratification debates held in the various States. For
example, Tench Coxe, a member of the Continental Congress and the Administration of George
Washington, argued in an article published in support of ratification, in the Independent
Gazatteer (Philadelphia) on September 26, 1787, that: In all royal governments an helpless
infant or an inexperienced youth, may wear the crown. Our president must be matured by the
experience of years, and being born among us, his character at thirty-five must be fully
understood. Bernard Bailyn, The Debate on the Constitution (Part One), The Library of
America (1993), at p. 23 (emphasis supplied).
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The Supreme Court has repeatedly stressed that U.S. citizenship arises either
by virtue of being born within the boundaries of the United States, or by virtue of a
naturalization statute enacted by Congress; the two routes to citizenship are
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United States v. Wong Kim Ark, 169 U.S. at 665 (emphasis supplied; internal
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In his 1803 edition of William Blackstones Commentaries on the Laws of England, St.
George Tucker, a respected early federal judge, noted that naturalized citizens have the same
rights as natural born ones except they are forever incapable of being chosen to the office of
president of the United States Blackstone, Commentaries, Vol. II, Ch. 10, fn. n (St. George
Tucker edition of 1803), http://www.constitution.org/tb/tb2.htm
In an 1829 edition of his treatise on the Constitution, William Rawle, who had been a
member of the Pennsylvania Constitutional Assembly, stated that geographic location of birth
defined the meaning of natural born citizen: . . . no person is eligible to the office of president
unless he is a natural born citizen, the principle that the place of birth creates the relative quality
is established as to us. McManamon, The Natural Born Citizen Clause as Originally
Understood, supra, at p. 331.
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Moreover, anyone born outside the territory of the United States, is an alien
as far as the Constitution is concerned, and can only become a citizen by being
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acquire such equality [to native born citizens] only by naturalization according to
the uniform rules prescribed by the Congress. They have no natural right to
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become citizens, but only that which is by statute conferred upon them. Appellee
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Cruz falls in precisely this category: when born in Canada he was an alien, and
became a citizen only by act of Congress. In fact, in portions of the Immigration
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Importantly, the Supreme Court recognized in Wong Kim Ark that so far as
the common law is concerned, the rule of jus soli did not include conferring
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by virtue of being born to a mother or father who was a United States citizen, the
Court had this to say: There is not, and never was, any such common-law
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The Supreme Courts statements about the law of citizenship are statements
about an accepted common law rule of citizenship which predates the Fourteenth
Amendment and, in fact, is ancient in nature. Id., 169 U.S. at 667. These
statements must be taken as the definitive statement by the Supreme Court on how
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Charles Evan Hughes: Naturalized citizens stand on an equal footing with the
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native citizen in all respects, save that of eligibility to the Presidency. Accord,
e.g., United States v. Schwimmer, supra.
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169 U.S. at 674.12 In Rogers v. Bellei, supra, the Supreme Court held that a
naturalized citizen could lose his U.S. citizenship if he did not comply with
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statutory conditions. One must therefore ask: If the citizenship which arises by
statute is really natural born citizenship at the constitutional level, then how is it
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that Congress could deny such status for decades by not providing for such status
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12
Professor McManamon has also noted that during several decades in the nineteenth
century children of Americans born abroad were not given automatic naturalization. See
https://www.washingtonpost.com/opinions/ted-cruz-is-not-eligible-to-bepresident/2016/01/12/1484a7d0-b7af-11e5-99f3-184bc379b12d_story.html.
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answer themselves.
In short, the phrase natural born Citizen means something more than
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law that denotes birth within national boundaries. If such were not the case, then
why would not the Constitution have been worded accordingly? Why would not
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the Constitution say: No person except a person who has been a citizen since birth
shall be eligible . . .? The Constitution does not say this and does not have this
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concept (which is the one advocated by Cruz). Instead, it expressly requires that
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the President be a natural born citizen, that is, one born within the boundaries of
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As the Supreme Court recognized in Wong Kim Ark, 169 U.S. at 657-58, the
common law rule of jus soli contains an exception for children born overseas to
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Paul Clement and Neal Kaytal in their four-page commentary13, Cruz contended
below that the Framers could not have understood natural born citizen to exclude
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Paul Clement and Neal Katyal (Clement and Kaytal), On the Meaning of Natural Born
Citizen, 128 Harvard Law Review Forum, 161, 163 (2015).
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while serving abroad as a U.S. diplomat and thus could not possibly have intended
to exclude his children from the Presidency. However, John Jay was not a delegate
to the Constitutional Convention (see n. 18 below) and thus not a Framer.
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Accordingly, any definition of natural born that someone might imagine Jay had
in mind is irrelevant. Moreover, there is absolutely no basis for rank speculation
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that John Jay, a prominent lawyer who became the first Chief Justice of the United
States, was unaware of the jus soli rules ancient exception for the foreign-born
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Finding the common-law rule of jus soli inconvenient for their purpose,
Appellee Cruz and some modern-day commentators make the patently inaccurate
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argument that the common law was understood in America in 1787 to include Acts
of the British Parliament, including British naturalization statutes. This theory is
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historically very dubious given that the United States, at the time of the Framing,
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had only recently fought a long and bloody revolution in large part because of the
oppressive Acts of the British Parliament. Moreover, this theory is rebutted by not
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1730, 4 Geo. 2, c. 21, for the proposition that British law in force at the time of
the Founding provided that foreign-born children of a Crown Subject were
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key words when allegedly quoting from the British 1730 Act. In fact, the British
1730 Act (whose preamble stated it was being enacted to explain a Clause in an
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earlier Act For naturalizing Foreign Protestants) provided in relevant part that
foreign-born children of fathers who were natural-born Subjects of the Crown at
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of the common law. Simply put, the very existence of British statutes adjudging
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and declaring such children to have natural born status belies the contention that
14
Clement and Kaytal, On the Meaning of Natural Born Citizen, supra, at p. 162.
15
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law. A notable case is Levys Lessee v. McCartee, 31 U.S. 102, 110-11 (1832).
Therein, litigants argued that certain British statutes continued in full vigour and
operation as part of the common law of New York even though the New York
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Britain shall be considered as laws of this state. Speaking through Justice Joseph
Story, the Court flatly rejected the argument that British statutes antecedent to the
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American Revolution were, separately, part of the common law: The common law
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101-02 (1901) (agreeing with Chancellor Kent that the common laws principles,
usages and rules do not rest for their authority upon any express or positive
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206 U.S. 46, 96 (1907) (As [the common law] does not rest on any statute or other
written declaration of the sovereign,.).
Accordingly, British naturalization statutes antecedent to the Constitutional
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In fact,
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neither the make-up of the First Congress nor its actual proceedings support the
view that the Framers of the Constitution18 considered the term natural born to
17
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One of the three secondary sources upon which the lower court so heavily relied was a
report prepared by persons paid by Congress, i.e., the Congressional Research Service
(CRS). The CRS essay was issued on the eve of the 2012 Presidential election (and re-issued
on the eve of the 2016 Presidential election), when, on each occasion, a Senator was confronting
questions about his natural born citizen eligibility. From Marbury v. Madison, supra, onward,
it has been clear that the responsibility for issuing authoritative interpretations of the
Constitution is vested in the courts, not Congress or its helpers at the CRS.
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the 1790 Act originated in the House of Representatives, where only 14% of the
Members had been Convention delegates, and the 1790 Act was drafted by a
House committee of three,20 none of whom had been a Convention delegate. The
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committees draft was later referred to a larger House committee of ten and only
one of that committee [Roger Sherman, CT] had attended the Convention. See
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drafted the natural born requirement21 served on the House committee that
18
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(...continued)
Convention delegates were born outside of the United States:
http://www.archives.gov/exhibits/charters/constitution_founding_fathers_overview.html.
19
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The 23% figure is derived by comparing the list of Convention delegates (n.18 above) with
the roster of the First Congress [http://history.house.gov/Congressional-Overview/Profiles/1st/].
When the 1790 Act was enacted in March 1790, there were 64 Representatives and 24 Senators
(Rhode Island was not represented in the Congress at that time because Rhode Island did not
ratify the Constitution until May 28, 1790).
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The committee [Thomas Hartley (PA) (chair), Thomas Tudor Tucker (SC), and Andrew
Moore (VA) was appointed on January 15, 1790. See Journal of the House of Representatives of
the United States (House Journal), Vol. 1, p. 141, available at: https://memory.loc.gov/cgibin/ampage?collId=llhj&fileName=001/llhj001.db&recNum=138&itemLink=r%3Fammem%2F
hlaw%3A%40field%28DOCID%2B%40lit%28hj001178%29%29%3A%230010132&linkText=
1. Due to space limitations, all other citations to the House and Senate Journals will not include
website links, but the relevant House and Senate Journals are at:
https://memory.loc.gov/ammem/amlaw/lawhome.html.
21
The Convention committee that inserted the natural born citizen requirement into Art. II,
(continued...)
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work or floor debate on the terminology used in the 1790 Act. Id., pp. 152, 160,
162-3, 164 & 167. When the House passed the bill without a recorded vote on
March 4, 1790, id., p. 167, 86% of the House members (i.e., 55 out of 64) had not
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In the Senate the House bill was reported out by a Senate committee of five,
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four of whom had attended at least some of the Convention sessions (and been
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named to the Committee of Eleven). See Journal of the Senate of the United States
(Senate Journal), Vol. 1, p. 119 (Mar. 9, 1790). The official Senate Journal
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contains few details on committee work or floor debate, and there was no recorded
21
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(...continued)
1, cl.5 had these members: David Brearley (NJ), Abraham Baldwin (GA), Pierce Butler (SC),
Daniel Carroll (MD), John Dickinson (DE), Nicholas Gilman (NH), Rufus King (MA), James
Madison (VA), Gouvenour Morris (PA), Roger Sherman (CT), and Hugh Williamson (NC).
James Madisons Notes on the Constitutional Convention of 1787 (for August 31, 1787), at:
http://avalon.law.yale.edu/18th_century/debates_831.asp.
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Ascertainable by comparing Convention delegates (see n.18) with the roster of the first
House (see n.19).
23
The impetus for the House bill to draft a naturalization bill was President Washingtons
first State of the Union address, wherein he said: Various considerations also render it
expedient that the terms on which foreigners may be admitted to the rights of citizens, should he
[sic] speedily ascertained by a uniform rule of naturalization. House Journal, Vol. 1, p. 135
(January 8, 1790) (emphasis supplied).
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In sum, there is nothing in the official legislative history of the 1790 Act
evidencing that the minority of Representatives and Senators who had been
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Convention delegates actually voted for the 1790 Act. Nor is there any official
record to indicate that the legislators who voted for the 1790 Act had meant to
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evidences that the First Congress knew that foreign-born children of U.S. citizens
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were not natural born citizens under the common law. Otherwise there would
have been no need for the 1790 Act to provide that such children shall be
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Act also passed the Judiciary Act of 1789, Section 13 of which was ruled
unconstitutional in Marbury v. Madison, supra. That famous ruling undercuts any
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argument that the First Congress had special competence when it came to
24
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Senate Journal, Vol. 1, p. 122 (Fri., Mar. 19, 1790) (Senate passed House bill with an
unspecified amendment and returned to the House). The House, in an unrecorded vote,
approved the unspecified Senate amendment. House Journal, Vol. 1, pp. 178-9 (Mon., Mar. 22,
1790).
25
Ascertainable by comparing the list of Convention delegates (see n.18) with the roster of
the first Senate (see n.19).
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1795 Act). Significantly, the 1795 Act removed the 1790 Acts provision that
foreign-born children of U.S. citizens shall be considered as natural born
citizens, and replaced it with a provision that such children shall be considered as
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citizens.26 Unlike the 1790 Act, which was drafted by a committee that included
no Convention delegates, the 1795 Act was drafted by a three-man committee led
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by none other than James Madison.27 Not only did Madison play a pre-eminent
role overall in the Convention, he was also a principal member of the Convention
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committee that inserted the natural born citizen requirement into Art. II, 1, cl.5
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(see n.21).
Thus, the Third Congress not only removed the 1790 Acts reference to
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natural born, it did so in a bill that was prepared by and shepherded through the
House by Madison, a principal author of Article IIs natural born citizen
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requirement.28 These facts concerning the 1790 Acts repeal and replacement were
not mentioned in Cruzs brief in the lower court, just as they are also ignored in the
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House Journal, Vol. 2, pp. 259, 272, 275, 277-282, 284-287, & 304; Senate Journal, Vol.
2, pp. 143-5, & 148-149.
27
28
As noted in n.21 above, Madison was a member of the committee that inserted the natural
born citizen requirement into Article II.
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Members of Congress from both parties have evidenced that there is not, as Cruz
falsely contended in the lower court, virtually unanimous agreement over the
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H.J.R. 33 [introduced by Rep. Jonathan B. Bingham (D-NY-22) on Jan. 14, 1975] and
H.J.R. 38 [introduced by Rep. Bingham on Jan. 4, 1977]; H.J.R.59 [introduced by Rep. Vic
Snyder (D-AR-2) on June 11, 2003 (with 4 Democratic co-sponsors and 2 Republican cosponsors)]; H.J.R.67 [introduced by Rep. John Conyers, Jr. (D-MI-14) on Sept. 3, 2003 (with 1
Democratic co-sponsor)]; H.J.R.104 [introduced by Rep. Dana Rohrabacher (R-CA-46) on Sept.
15, 2004]; H.J.R.2 [introduced by Rep. Conyers on Jan. 4, 2005 (with 1 Democratic cosponsor)]; H.J.R.15 [introduced by Rep. Dana Rohrabacher (R-CA-46) on Feb. 1, 2005], and
H.J.R.42 [introduced by Rep. Snyder on April 14, 2005 (with 1 Democratic co-sponsor)].
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for inclusion on the ballot of the Republican Primary to be held on April 26, 2016.
Dated: Norristown, PA
March 22, 2016
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Respectfully submitted,
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J. David Farrell
Attorney I.D. No. 32660
2500 DeKalb Pike, Suite 100
Norristown, PA 19401
610-270-0500
Attorney for Appellant
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Of Counsel:
ROGER J. BERNSTEIN
DANIEL BERGER, ESQ.
JUDITH HANCOCK, ESQ.
BENJAMIN DICTOR, ESQ.
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http://www.archives.gov/federal-register/electoral-college/laws.html: Legal
Requirements or Pledges: Electors in these States are bound by State Law or by
pledges to cast their vote for a specific candidate:
ALABAMA - 9 Electoral Votes
Party Pledge / State Law - 17-19-2
ALASKA - 3 Electoral Votes
Party Pledge / State Law - 15.30.040; 15.30.070
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