The Rights of Animals: A Very Short Primer
The Rights of Animals: A Very Short Primer
The Rights of Animals: A Very Short Primer
Cass R. Sunstein
This paper can be downloaded without charge at the Public Law and Legal Theory Working
Paper Series: http://www.law.uchicago.edu/academics/publiclaw/index.html
Cass R. Sunstein*
Abstract
There are nearly sixty million domestic dogs in the United States, owned by over
thirty-six million households. Over half of these households give Christmas presents to
their dogs. Millions of them celebrate their dog’s birthday. If a family’s dog were
somehow forced to live a short and painful life, the family would undoubtedly feel some
combination of rage and grief. What can be said about dog owners can also be said about
cat owners, who are more numerous still. But through their daily behavior, people who
love those pets, and greatly care about their welfare, help ensure short and painful lives
for millions, even billions of animals that cannot easily be distinguished from dogs and
cats. Should people change their behavior? Should the law promote animal welfare?
Should animals have legal rights? To answer these questions, we need to step back a bit.
Many people think that the very idea of animal rights is implausible. Suggesting
that animals are neither rational nor self-aware, Immanuel Kant thought of animals as
“man’s instruments,” deserving protection only to help human beings in their relation to
one another: “He who is cruel to animals becomes hard also in his dealings with men.”1
Jeremy Bentham took a different approach, suggesting that mistreatment of animals was
akin to slavery and racial discrimination. “The day may come when the rest of the animal
creation may acquire those rights which never could have been withholden from them but
*
Karl N. Llewellyn Distinguished Service Professor of Jurisprudence, Law School and Department of
Political Science, University of Chicago. I am grateful to Emily Buss, Gary Francione, Martha Nussbaum,
Richard Posner, Janet Radcliffe Richards, and David Wolfson for valuable comments on a previous draft.
Alexandra Baj provided valuable research assistance.
1
Immanuel Kant, Lectures on Ethics, trans. Louis Infield (New York: Harper Torchbooks, 1963), at 240.
by the hand of tyranny. The French have already discovered that the blackness of the skin
is no reason why a human being should be abandoned without redress to the caprice of a
tormentor. . . . A full-grown horse or dog is beyond comparison a more rational, as well
as a more conversable animal, than an infant of a day, or a week, or even month, old. But
suppose the case were otherwise, what would it avail? the question is not, Can they
reason? Nor, Can they talk? But, Can they suffer?”2 John Stuart Mill concurred, repeating
the analogy to slavery.3
Most people reject that analogy. But in the last ten years, the animal rights
question has move from the periphery and toward the center of political and legal debate.
The debate is international. In 2002, Germany became the first European nation to vote to
guarantee animal rights in its constitution, adding the words "and animals" to a clause
that obliges the state to respect and protect the dignity of human beings.4 The European
Union has done a great deal to reduce animal suffering.5 Within the United States,
consumer pressures have been leading to improved conditions for animals used as food.6
Notwithstanding its growing appeal, the idea of animal rights has been disputed with
extraordinary intensity. Some advocates of animal rights think that their adversaries are
selfish, unthinking, cruel, even morally blind. Some of those who oppose animal rights
think that the advocates are fanatical and even bizarre, willing to trample on important
human interests for the sake of rats and mice and salmon.
In this essay I have three goals. The first is to reduce the intensity of the debate by
demonstrating that almost everyone believes in animal rights, at least in some minimal
sense; the real question is what that phrase actually means. My second goal is to give a
clear sense of the lay of the land—to show the range of possible positions, and to explore
what issues separate reasonable people. In this way, I attempt to provide a kind of primer
for current and coming debates. The third goal is to defend a particular position about
animal rights, one that, like Bentham’s, puts the spotlight squarely on the issues of
suffering and well-being.7 This position requires rejection of some of the most radical
claims by animal rights advocates, especially those that stress the “autonomy” of animals,
or that object to any human control and use of animals. But my position has radical
implications of its own. It strongly suggests, for example, that there should be extensive
regulation of the use of animals in entertainment, scientific experiments, and agriculture.
It also suggests that there is a strong argument, in principle, for bans on many current
2
See Jeremy Bentham, The Principles of Morals and Legislation, chap. XVII, section IV [1781] (Amherst,
NY: Prometheus Books, 1988), at 310-11.
3
See John Stuart Mill, Whewell on Moral Philosophy, in John Stuart Mill & Jeremy Bentham,
Utilitarianism and Other Essays 228, 252 (Alan Ryan ed., 1987).
4
John Hooper, German parliament votes to give animals constitutional rights, The Guardian (London) May
18, 2002, the Guardian Home Pages, Pg. 2.
5
See note infra.
6
Chicago Tribune, June 26, 2002, p. 9, John Keilman, Food retailers press for humane farming; Industry,
animal activists reaching some suppliers.
7
By putting the spotlight there, I do not mean to resolve a hard question: Whether an animal that is subject
to a life of deprivation, and that entirely adapts to that life, is nonetheless being treated in a way that
violates its rights. In brief, I believe that like a human being, an animal that adapts to deprivation has a
reasonable ground for complaint, if the deprivation means that its life is much worse than it might be. But I
cannot discuss that issue here.
uses of animals. In my view, those uses might well be seen, one hundred years hence, to
be a form of unconscionable barbarity. In this respect, I suggest that Bentham and Mill
were not wrong to offer an analogy between current uses of animals and human slavery.
In the United States, state anticruelty laws go well beyond prohibiting beating,
injuring, and the like, and impose affirmative duties on people with animals in their care.
New York contains a representative set of provisions. Criminal penalties are imposed on
anyone who transports an animal in a cruel or inhuman manner, or in such a way as to
subject it to torture or suffering, conditions that can come about through neglect.9 People
who transport an animal on railroads or cars are required to allow the animal out for rest,
feeding, and water every five hours.10 Nonowners who have impounded or confined an
animal are obliged to provide good air, water, shelter, and food.11 Those who abandon an
animal in public places, including a pet, face criminal penalties.12 A separate provision
forbids people from torturing, beating, maiming, or killing any animal, and also requires
people to provide adequate food and drink.13 Indeed it is generally a crime not to provide
necessary sustenance, food, water, shelter, and protection from severe weather.14 New
York, like most states, forbids overworking an animal, or using the animal for work when
she or he is not physically fit.15 Compare in this regard the unusually protective
California statute, which imposes criminal liability on negligent as well as intentional
overworking, overdriving, or torturing of animals.16 “Torture” is defined not in its
8
See Gary B. Francione, Introduction to Animal Rights 2, 73 (2000).
9
NY Agri & Mkt. 359.
10
NY Agri & Mkts 359.
11
NY Agri & Mkts 356.
12
NY Agri & Mkts 355.
13
NY Agri & Mkts 353.
14
See Griffth v. State, 43 SE 251 (1903); Commonwealth v. Lufkin, 7 Allen 579; State v. Groseclose, 171
P2d 863 (1946); Reynolds v. State, 569 NE2d 680 (1991).
15
See Commonwealth v. Wood, 111 Mass 408 (1873); State v. Goodall, 175 P 857; State v. Prince, 94 A
966.
16
Cal. Penal Code 597b.
ordinary language sense, but to include any act or omission “whereby unnecessary or
unjustified physical pain or suffering is caused or permitted.”17
If taken seriously, provisions of this kind would do a great deal to protect animals
from suffering, injury, and premature death. But animal rights, as recognized by state
law, are sharply limited, and for two major reasons.18 First, enforcement can occur only
through public prosecution. If horses and cows are being beaten at a local farm, or if
greyhounds are forced to live in small cages, protection will come only if the prosecutor
decides to provide it. Of course prosecutors have limited budgets, and animal protection
is rarely a high-priority item. The result is that violations of state law occur every day,
and there is no way to prevent those violations. The anticruelty prohibitions sharply
contrast, in this respect, with most prohibitions protecting human beings, which can be
enforced both publicly and privately. For example, the prohibitions on assault and theft
can be enforced through criminal prosecutions, brought by public officials, and also by
injured citizens, proceeding directly against those who have violated the law.
17
Cal Penal Code 599b.
18
I do not discuss here the difficulties introduced by the fact that some statutes allow otherwise unlawful
acts if they are “necessary” or “justifiable.”
19
I am putting some complex interpretive questions to one side. The majority of state statutes do not apply
to farming, but some of them could, on their face, be so applied.
20
See David Wolfson, Animals, Agribusiness and the Law: A Modern American Fable, forthcoming in
Animal Rights: Law and Policy (Cass R. Sunstein and Martha C. Nussbaum eds. 2003).
21
See Peter Singer, Animal Liberation 95-158 (revised ed. 2002).
for example, a farm is treating horses cruelly and in violation of legal requirements, a suit
could be brought, on behalf of those animals, to bring about compliance with the law.
It would make sense to build on this idea by allowing suits on behalf of animals
too. Why should anyone oppose an effort to promote greater enforcement of existing law,
by supplementing the prosecutor’s power with private lawsuits? Perhaps the best answer
lies in a fear that some or many of those lawsuits would be unjustified, even frivolous.
Perhaps animal representatives would bring a flurry of suits, not because of cruelty or
neglect or any violation of law, but because of some kind of ideological commitment to
improving animal welfare in a way that might go well beyond what the law actually says.
If this is a genuine risk, it might make sense to respond, not by banning those lawsuits,
but by forcing those who bring frivolous ones to pay the defendants’ attorneys fees. Of
course there would be issues in deciding on the identity of representatives and choosing
the people who would pick them. But we are not yet in especially controversial territory.
Many of those who ridicule the idea of animal rights typically believe in anticruelty laws,
and they should strongly support efforts to ensure that those laws are actually enforced.
But I think that we should go further. We should focus attention not only on the
“enforcement gap,” but on the areas where current law offers little or no protection. In
short, the law should impose further regulation on hunting, scientific experiments,
entertainment, and (above all) farming to ensure against unnecessary animal suffering. It
is easy to imagine a set of initiatives that would do a great deal here, and indeed
European nations have moved in just this direction. There are many possibilities.
I believe that steps in this direction would make a great deal of sense. But here
things become far more controversial. Why is this? Partly it is because of sheer
ignorance, on the part of most people, about what actually happens to animals in (for
example) farming and scientific experimentation. I am confident that much greater
regulation would be actively sought if current practices were widely known. Partly the
controversy is a product of the political power of the relevant interests, which intensely
resist regulation. But some legitimate questions might be raised about some of these
regulatory strategies, for one simple reason: The legitimate interests of animals and the
legitimate interests of human beings are in conflict in some of these areas. Here as
elsewhere, additional regulation would be costly and burdensome. It is possible to fear
that regulation of scientific experiments on animals would lead to less scientific
experiments on animals—and hence to less in the way of scientific and medical progress.
If farms are regulated, the price of meat will increase, and people will be able to eat less
meat. Hence it is necessary to weigh the gain to animal welfare against the harms to
human beings. If the health of human beings could be seriously compromised by
regulation of experiments on animals and farming, there is reason to engage in some
balancing before supporting that regulation.
22
Under its common agricultural policy, the European Union adopted the European Convention for the
Protection of Animals Kept for Farming Purposes on Nov. 17, 1978. European Convention for the
Protection of Animals Kept for Farming Purposes, 1978 O.J. (L 323)12. The Convention applies to the
“keeping, care and housing of animals, and in particular to animals in modern intensive stock-farming
systems.” In Articles 3 to 7, the Convention provides detailed principles of animal welfare. The Convention
was amended and strengthened on December 31, 1992. Protocol of Amendment to the European
Convention for the Protection of Animals Kept for Farming Purposes, 1992 O.J. (L 395) 22. Under the
Convention, the EU has established specific regulations for such activities as the keeping of laying hens.
Council Directive 1999/74/EC Laying Down Minimum Standards for the Protection of Laying Hens, O.J.
(L 203) 53. Members of the European Union have enacted implementing legislation. The United Kingdom
Department for Environmental, Food and Rural Affairs (DEFRA) has been active. See www.defra.gov.uk.
23
See Peter Singer, Animal Liberation x (revised edition 2002).
Any such balancing must depend, on part, on values—on how much weight we
should assign to the relevant interests. At the very least, I suggest that suffering and harm
to animals should count, and that any measures that impose suffering and harm should be
convincingly justified. If animals are being made to suffer to produce cosmetics and hair
dyes, the justification seems weak. To make a sensible assessment, it would be helpful to
know a great deal about the facts, not only about values. One of the most important
disputes, in the domain of scientific experimentation, is whether and to what extent the
relevant experiments really hold out a great deal of promise for medical progress. If we
are speaking of perfumes, the claim for imposing suffering on animals is ludicrously
weak. But if scientists are able to develop treatments for AIDS and cancer, the claim is
much stronger.
Now some animal rights advocates might urge that even if the gains from a
certain practice are very large, experiments are not justified. We do not, after all, allow
scientists to experiment on human beings, even human beings with serious disabilities,
when and because medical advances would be significant. But there are many
complications here. Some utilitarians would not find it easy to explain why we impose
absolute barriers in cases of this kind. But I believe that it is excessive to ban experiments
that impose a degree of suffering on rats or mice if the consequence of those experiments
would to produce significant medical advances for human beings (and ultimately
nonhuman animals as well).
Now turn to some quite radical suggestions. Suppose that we continue to believe
that animal suffering is the problem that should concern us, and that we want to use the
law to promote animal welfare. We might conclude that certain practices cannot be
defended and should not be allowed to continue, if, in practice, mere regulation will
inevitably be insufficient—and if, in practice, mere regulation will ensure that the level of
animal suffering will remain very high. To make such an argument convincing, it would
be helpful, whether or not necessary, to argue not only that the harms to animals are
serious, but also that the benefits, to human beings, of the relevant practices are simply
too small to justify the continuation of those practices. Many people who urge radical
steps—who think, for example, that people should not eat meat—do so because they
believe that without such steps, the level of animal suffering will be unacceptably severe.
24
This might be because it is not feasible to provide decent care for greyhounds and to run a profitable
racing business.
cannot justify significant suffering. Of course the largest issue involves eating meat. I
believe that that meat-eating would be acceptable if decent treatment is given to the
animals used for food. Killing animals, whether or not troublesome, is far less
troublesome than suffering. But if, as a practical matter, animals used for food are almost
inevitably going to endure terrible suffering, then there is a good argument that people
should not eat meat to the extent that a refusal to eat meat will reduce that suffering. Of
course a legal ban on meat-eating would be extremely radical, and like prohibition, it
would undoubtedly create black markets and have a set of bad, and huge, side-effects.
But the principle seems clear: People should be much less inclined to eat meat if their
refusal to do so would prevent significant suffering.
There is an objection, utilitarian in spirit, to steps of this kind. If people do not eat
meat, or if they take other steps to prevent animals from suffering, the inevitable result
will be to ensure that fewer animals exist. Perhaps it is objectionable to protect animals
through measures that reduce the total number of animals. Perhaps it is better for animals
to have lives, even difficult ones, than not to have lives. But I think that this objection is
weak. We should increase the likelihood that animals will have good lives—we should
not try to ensure that there are as many animals as possible.
Of course some people might go further. They might focus not only, and perhaps
not mostly, on the relief of suffering. On one view, animals have rights in the sense that
they should not be subject to human use and control. Notice that this is not a Bentham-
inspired point about the prevention and relief of suffering. It is instead a suggestion that
animals deserve to have a kind of autonomy. And the suggestion goes well beyond the
view, which seems to me correct, that animals should be seen as ends rather than solely
as means. Many people who use chimpanzees in entertainment or zoos, or who use horses
for racing, do not consider the relevant animals to be mere means to human ends. They
agree that animals have intrinsic as well as instrumental value. But those who think that
animals should not be subject to human control tend to object to all of these uses. They
want all or most animals to be able to make their own choices, free from human control.
This claim raises many questions, and in the end it seems to me extreme and
unconvincing, mostly because it neglects the possibility that animals will have bad lives
under natural conditions, and much better lives under a degree of human control. The
most obvious point is that it is not clear whether and how this position might be applied
to companion animals. Dogs and cats, among others, have been bred specifically for
human companionship, and many of them would not fare well on their own. Perhaps
those who believe in animal autonomy would accept the idea that people can
substantially control animals who have been bred to live with them. Perhaps the
autonomy argument would apply only to wild animals -- forbidding human beings from
hunting, trapping, and confining them.
But what if certain practices, such as confinement in zoos, science labs, and other
facilities, can be undertaken in a way that ensures good lives for the relevant animals?
What if some animals, including dolphins and elephants, would do very well under
human control? Nature can be very cruel, after all, and many animals will live longer
lives with human beings than in the wild. Of course longer is not necessarily better. But
good zoos have breeding programs that protect endangered species, give good care to
animals, and serve an important function (for nonhuman animals and human beings alike)
in educating people about the nature and worth of animals. Indeed we could imagine that
many lions, elephants, giraffes, and dolphins could, in fact, have better lives with human
assistance, even if confined, than in their own habitats. If this is so, it is not simple to see
what sort of response might be made by those who believe in animal autonomy. Perhaps
autonomy advocates disagree on the facts, not on the theoretical issue, and think it highly
unlikely, in most cases, that wild animals can have decent lives under human control. I do
not believe that they are correct on the facts. In any case the claim for animal autonomy
must, in the end, depend on an assessment of what will give animals good lives.
I have not yet explored the ongoing debate over the status of animals as
“property.” This is one of the most vigorous debates of all.25 What underlies this debate?
There is no single answer. Those who insist that animals should not be seen as
property might be making a simple and modest claim: Human beings should not be able
to treat animals however they wish. Their starting point seems to be this: If you are
property, you are, in law and in effect, a slave, wholly subject to the will of your owner.
Mere property cannot have rights of any kind. A table, a chair, or a stereo can be treated
as the owner likes; it can be broken or sold or replaced at the owner’s whim. For animals,
it might be thought, the status of property is devastating to actual protection against
cruelty and abuse.
On this view, a central goal of the modern animal rights movement -- eliminating
the idea that animals are property -- can be taken in a modest way, as an effort to remove
a legal status that inevitably promotes suffering. But the goal can be taken far more
ambitiously, as an effort to say that animals should have rights of self-determination, or a
certain kind of autonomy. Hence some people urge that certain animals, at least, are
“persons,” not property, and that they should have many of the legal rights that human
25
See Steven Wise, Ratting the Cage (2000).
beings have.26 Of course this does not mean that those animals can vote or run for office.
Their status would be akin to that of children—a status commensurate with their
capacities. What that status is, particularly, remains to be spelled out. But at a minimum,
it would seem to entail protection against torture, battery, and even confinement (except
for purposes of human self-defense).
There is, however, a puzzle here. What does it mean to say that animals are
property and can be “owned”? As we have seen, animals, even if owned, cannot be
treated however the owner wishes; the law already forbids cruelty and neglect.
Ownership is just a label, connoting a certain set of rights and perhaps duties, and without
knowing a lot more, we cannot identify those rights and duties. A state could dramatically
increase enforcement of existing bans on cruelty and neglect without turning animals into
persons, or making them into something other than property. A state could do a great deal
to prevent animal suffering, without banning the ownership of animals. We could even
grant animals a right to bring suit without insisting that animals are in some general sense
“persons,” or that they are not property. A state could certainly confer rights on a pristine
area, or a painting, and allow people to bring suit on its behalf, without therefore saying
that that area and that painting may not be owned. In the context of children’s rights, the
assertion that “children are not property” is universally accepted, but appears not to have
added anything to debates over how parents may treat children.
What, then, are the real stakes in the debate over whether animals are “property”?
Perhaps it is thought necessary to destroy the idea of ownership in order to make, simply
and all at once, a statement that the interests of animals count, and have weight
independent of the interests of human beings. Rhetoric can matter, and in my view, the
idea of “property” does fit very poorly with how people should think, on reflection, about
other living creatures. On this view, the debate over whether animals are property is
really a debate over the more specific issues discussed above. If getting rid of the idea
that animals are property is helpful in reducing suffering, then we should get rid of the
idea that animals are property.
There is an large question in the background. People do not see all animals in the
same way. They might agree that human beings should protect the interests of dogs, cats,
horses, and dolphins; they are unlikely to think the same about ants and mosquitoes and
cockroaches; rats and mice and squirrels seem to be an intermediate case. It is often
objected, to those who believe in animal rights, that their position would lead to truly
ludicrous conclusions—to the (ridiculous?) suggestion that people cannot kill ants or
mosquitoes, or rid their houses of rats and cockroaches.
There are two ways to answer this objection. One way, of special appeal to those
who stress autonomy, would inquire into the cognitive capacities of the particular animals
involved. We would draw the line by seeing how well the animals in question think.27
26
Id.
27
See Steven Wise, Drawing the Line (2002).
But this seems to me misdirected; Bentham was right to place the emphasis on whether
and to what extent the animal in question is capable of suffering. If rats are able to
suffer—and no one really doubts that they are—then their interests are relevant to the
question how, and perhaps even whether, they can be expelled from houses.28 At the very
least, people should kill rats in a way that minimizes suffering. And if possible, people
should try to expel rats in a way that does not harm them at all.
These claims need not be taken as radical or extreme; many people already take
steps in just this direction. If we are getting rid of rats, we do so in a way that reduces,
rather than maximizes, their distress. On this view, if ants and mosquitoes have no claim
to human concern—if they can be killed at our whim—it is because they suffer little or
not at all. Here we have some empirical questions about the capacities of creatures of
various sorts. And we should certainly be willing to engage in a degree of balancing. If
human beings are at risk of illness and disease from mosquitoes and rats, they have a
strong justification, perhaps even one of self-defense, for eliminating or relocating them.
IV. Conclusion
Every reasonable person believes in animal rights. Even the sharpest critics of
animal rights support the anticruelty laws. I have suggested that the simple moral
judgment behind these laws is that animal suffering matters, and that this judgment
supports a significant amount of reform. Most modestly, private suits should be permitted
to prevent illegal cruelty and neglect. There is no good reason to give public officials a
monopoly on enforcement; that monopoly is a recipe for continued illegality. Less
modestly, anticruelty laws should be extended to areas that are now exempt from them,
including scientific experiments and farming. There is no good reason to permit the level
of suffering that is now being experienced by millions, even billions of living creatures.
I have also raised doubts about the radical idea that animals deserve to have
“autonomy,” understood as a right to be free from human control and use. In my view,
the real questions involves animal welfare and suffering, and human control and use may
be compatible with decent lives for animals. But the emphasis on suffering, and on decent
lives, itself has significant implications. Of course it is appropriate to consider human
interests in the balance, and sometimes our interests will outweigh those of other animals.
The problem is that most of the time, the interests of animals are not counted at all—and
that once they are counted, many of our practices cannot possibly be justified. I believe
that in the long-run, our willingness to subject animals to unjustified suffering will be
seem a form of unconscionable barbarity—not the same as, but in many ways morally
akin to, slavery and the mass extermination of human beings.
28
If an animal carries disease, the issue is different; in that case expulsion can be seen as a matter of self-
defense.
Readers with comments should address them to:
Cass R. Sunstein
University of Chicago Law School
1111 East 60th Street
Chicago, IL 60637
csunstei@midway.uchicago.edu
University of Chicago Law School