BrokerCheck Report

RYAN HENRY CRANE

Report #65248-42384, data current as of Wednesday, February 12, 2014.
Section Title
Report Summary
Broker Qualifications
Registration and Employment History
CRD# 4165137
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2 - 6
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Page(s)
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RYAN H. CRANE
CRD# 4165137
Currently employed by and registered with the
following FINRA Firm(s):
J.P. MORGAN SECURITIES LLC
383 MADISON AVENUE
NEW YORK, NY 10179
CRD# 79
Registered with this firm since: 10/01/2008
Report Summary for this Broker
This report summary provides an overview of the broker's professional background and conduct. Additional
information can be found in the detailed report.
Disclosure Events
All individuals registered to sell securities or provide
investment advice are required to disclose customer
complaints and arbitrations, regulatory actions,
employment terminations, bankruptcy filings, and
criminal or civil judicial proceedings.
Are there events disclosed about this broker? No
Broker Qualifications
This broker is registered with:
19 Self-Regulatory Organizations
53 U.S. states and territories
This broker has passed:
0 Principal/Supervisory Exams
2 General Industry/Product Exams
1 State Securities Law Exam
Is this broker currently suspended or inactive with
any regulator? No
Registration History
This broker was previously registered with the
following FINRA firm(s):
J.P. MORGAN SECURITIES INC.
CRD# 18718
NEW YORK, NY
08/2002 - 10/2008
J.P. MORGAN SECURITIES INC.
CRD# 18718
NEW YORK, NY
05/2001 - 07/2002
J.P. MORGAN SECURITIES INC.
CRD# 15733
NEW YORK, NY
02/2001 - 05/2001
www.finra.org/brokercheck User Guidance
1 2014 FINRA. All rights reserved. Report# 65248-42384 about RYAN H. CRANE. Data current as of Wednesday, February 12, 2014.
www.finra.org/brokercheck User Guidance
Broker Qualifications
Registrations
This section provides the self-regulatory organizations (SROs) and U.S. states/territories the broker is currently
registered and licensed with, the category of each license, and the date on which it became effective. This section also
provides, for every brokerage firm with which the broker is currently employed, the address of each branch where the
broker works.
This individual is currently registered with 19 SROs and is licensed in 53 U.S. states and territories through his
or her employer.
Employment 1 of 1
Firm Name:
Main Office Address:
Firm CRD#:
J.P. MORGAN SECURITIES LLC
79
383 MADISON AVENUE
NEW YORK, NY 10179
SRO Category Status Date
FINRA Equity Trader APPROVED 10/01/2008
FINRA General Securities Representative APPROVED 10/01/2008
BATS Y-Exchange, Inc. General Securities Representative APPROVED 09/17/2010
BATS Z-Exchange, Inc. General Securities Representative APPROVED 09/16/2010
BOX Options Exchange LLC General Securities Representative APPROVED 05/07/2012
C2 Options Exchange, Incorporated General Securities Representative APPROVED 01/06/2012
C2 Options Exchange, Incorporated Proprietary Trader APPROVED 02/15/2013
Chicago Board Options Exchange General Securities Representative APPROVED 10/01/2008
Chicago Board Options Exchange Proprietary Trader APPROVED 02/15/2013
Chicago Stock Exchange General Securities Representative APPROVED 09/16/2010
EDGA Exchange, Inc. General Securities Representative APPROVED 09/16/2010
EDGA Exchange, Inc. Proprietary Trader APPROVED 02/15/2013
EDGX Exchange, Inc. General Securities Representative APPROVED 09/16/2010
EDGX Exchange, Inc. Proprietary Trader APPROVED 02/15/2013
International Securities Exchange General Securities Representative APPROVED 10/01/2008
International Securities Exchange Proprietary Trader APPROVED 02/15/2013
Miami International Stock Exchange
(MIAX), LLC
General Securities Representative APPROVED 01/02/2013
2 2014 FINRA. All rights reserved. Report# 65248-42384 about RYAN H. CRANE. Data current as of Wednesday, February 12, 2014.
www.finra.org/brokercheck User Guidance
Broker Qualifications
Employment 1 of 1, continued
SRO Category Status Date
Miami International Stock Exchange
(MIAX), LLC
Proprietary Trader APPROVED 02/15/2013
NASDAQ OMX BX, Inc. General Securities Representative APPROVED 09/30/2009
NASDAQ OMX BX, Inc. Proprietary Trader APPROVED 02/15/2013
NASDAQ OMX PHLX, Inc. General Securities Representative APPROVED 10/01/2008
NASDAQ OMX PHLX, Inc. Proprietary Trader APPROVED 02/15/2013
NASDAQ Stock Market Equity Trader APPROVED 10/01/2008
NASDAQ Stock Market General Securities Representative APPROVED 10/01/2008
NASDAQ Stock Market Proprietary Trader APPROVED 02/15/2013
NYSE Arca, Inc. General Securities Representative APPROVED 10/01/2008
NYSE Arca, Inc. Proprietary Trader APPROVED 02/15/2013
NYSE MKT LLC Equity Trader APPROVED 10/01/2008
NYSE MKT LLC General Securities Representative APPROVED 10/01/2008
NYSE MKT LLC Proprietary Trader APPROVED 02/15/2013
National Stock Exchange Equity Trader APPROVED 09/15/2010
National Stock Exchange General Securities Representative APPROVED 09/16/2010
National Stock Exchange Proprietary Trader APPROVED 02/15/2013
New York Stock Exchange Equity Trader APPROVED 06/26/2010
New York Stock Exchange General Securities Representative APPROVED 10/01/2008
Topaz Exchange, LLC General Securities Representative APPROVED 08/02/2013
Topaz Exchange, LLC Proprietary Trader APPROVED 08/02/2013
U.S. State/
Territory
Category Status Date
Alabama Agent APPROVED 09/18/2009
Alaska Agent APPROVED 09/18/2009
Arizona Agent APPROVED 09/18/2009
Arkansas Agent APPROVED 09/18/2009
U.S. State/
Territory
Category Status Date
California Agent APPROVED 10/01/2008
Colorado Agent APPROVED 09/18/2009
Connecticut Agent APPROVED 09/18/2009
Delaware Agent APPROVED 09/18/2009
3 2014 FINRA. All rights reserved. Report# 65248-42384 about RYAN H. CRANE. Data current as of Wednesday, February 12, 2014.
www.finra.org/brokercheck User Guidance
Broker Qualifications
Employment 1 of 1, continued
U.S. State/
Territory
Category Status Date
District of
Columbia
Agent APPROVED 09/18/2009
Florida Agent APPROVED 09/18/2009
Georgia Agent APPROVED 09/18/2009
Hawaii Agent APPROVED 09/18/2009
Idaho Agent APPROVED 09/18/2009
Illinois Agent APPROVED 09/18/2009
Indiana Agent APPROVED 09/18/2009
Iowa Agent APPROVED 09/18/2009
Kansas Agent APPROVED 09/18/2009
Kentucky Agent APPROVED 09/18/2009
Louisiana Agent APPROVED 09/18/2009
Maine Agent APPROVED 09/18/2009
Maryland Agent APPROVED 09/18/2009
Massachusetts Agent APPROVED 10/01/2008
Michigan Agent APPROVED 09/18/2009
Minnesota Agent APPROVED 09/18/2009
Mississippi Agent APPROVED 09/18/2009
Missouri Agent APPROVED 09/18/2009
Montana Agent APPROVED 09/18/2009
Nebraska Agent APPROVED 09/18/2009
Nevada Agent APPROVED 09/18/2009
New Hampshire Agent APPROVED 09/18/2009
New Jersey Agent APPROVED 09/18/2009
New Mexico Agent APPROVED 09/18/2009
U.S. State/
Territory
Category Status Date
New York Agent APPROVED 10/01/2008
North Carolina Agent APPROVED 09/21/2009
North Dakota Agent APPROVED 09/18/2009
Ohio Agent APPROVED 09/21/2009
Oklahoma Agent APPROVED 09/18/2009
Oregon Agent APPROVED 09/18/2009
Pennsylvania Agent APPROVED 09/18/2009
Puerto Rico Agent APPROVED 09/18/2009
Rhode Island Agent APPROVED 09/18/2009
South Carolina Agent APPROVED 09/18/2009
South Dakota Agent APPROVED 09/18/2009
Tennessee Agent APPROVED 09/18/2009
Texas Agent APPROVED 10/01/2008
Utah Agent APPROVED 09/18/2009
Vermont Agent APPROVED 09/18/2009
Virgin Islands Agent APPROVED 09/18/2009
Virginia Agent APPROVED 09/18/2009
Washington Agent APPROVED 09/18/2009
West Virginia Agent APPROVED 09/18/2009
Wisconsin Agent APPROVED 09/18/2009
Wyoming Agent APPROVED 09/18/2009
4 2014 FINRA. All rights reserved. Report# 65248-42384 about RYAN H. CRANE. Data current as of Wednesday, February 12, 2014.
www.finra.org/brokercheck User Guidance
Broker Qualifications
Employment 1 of 1, continued
Branch Office Locations
J.P. MORGAN SECURITIES LLC
383 MADISON AVENUE
NEW YORK, NY 10179
5 2014 FINRA. All rights reserved. Report# 65248-42384 about RYAN H. CRANE. Data current as of Wednesday, February 12, 2014.
www.finra.org/brokercheck User Guidance
Broker Qualifications
Industry Exams this Broker has Passed
This individual has passed 0 principal/supervisory exams, 2 general industry/product exams, and 1 state
securities law exam.
This section includes all securities industry exams that the broker has passed. Under limited circumstances, a broker
may attain a registration after receiving an exam waiver based on exams the broker has passed and/or qualifying work
experience. Any exam waivers that the broker has received are not included below.
Exam Category Date
Principal/Supervisory Exams
No information reported.
Exam Category Date
General Industry/Product Exams
General Securities Representative Examination 06/28/2000 Series 7
Limited Representative-Equity Trader Exam 07/28/2000 Series 55
Exam Category Date
State Securities Law Exams
Uniform Securities Agent State Law Examination 07/07/2000 Series 63
Additional information about the above exams or other exams FINRA administers to brokers and other securities
professionals can be found at www.finra.org/brokerqualifications/registeredrep/.
6 2014 FINRA. All rights reserved. Report# 65248-42384 about RYAN H. CRANE. Data current as of Wednesday, February 12, 2014.
www.finra.org/brokercheck User Guidance
Registration and Employment History
Registration History
Registration Dates Firm Name CRD# Branch Location
The broker previously was registered with the following FINRA firms:
08/2002 - 10/2008 J.P. MORGAN SECURITIES INC. 18718 NEW YORK, NY
05/2001 - 07/2002 J.P. MORGAN SECURITIES INC. 18718 NEW YORK, NY
02/2001 - 05/2001 J.P. MORGAN SECURITIES INC. 15733 NEW YORK, NY
06/2000 - 02/2001 CHASE SECURITIES INC. 18718 NEW YORK, NY
Employment History
Employment Dates Employer Name Employer Location
Below is the broker's employment history for up to the last 10 years.
Please note that the broker is required to provide this information only while registered with FINRA and the
information is not updated after the broker ceases to be registered. Therefore, an employment end date of
"Present" may not reflect the broker's current employment status.
02/2001 - Present JP MORGAN SECURITIES INC. NEW YORK, NY
10/2008 - 10/2008 BEAR, STEARNS & CO. INC. NEW YORK, NY
Other Business Activities
This section includes information, if any, as provided by the broker regarding other business activities the broker is
currently engaged in either as a proprietor, partner, officer, director, employee, trustee, agent or otherwise. This section
does not include non-investment related activity that is exclusively charitable, civic, religious or fraternal and is
recognized as tax exempt.
No information reported.
7 2014 FINRA. All rights reserved. Report# 65248-42384 about RYAN H. CRANE. Data current as of Wednesday, February 12, 2014.
www.finra.org/brokercheck User Guidance
End of Report
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8 2014 FINRA. All rights reserved. Report# 65248-42384 about RYAN H. CRANE. Data current as of Wednesday, February 12, 2014.