Host Modulation
Host Modulation
Host Modulation
PERIODONTOLOGY 2000
Host-mediated resolution of
inflammation in periodontal
diseases
A L P D O G A N K A N T A R C I , H A T I C E H A S T U R K & T H O M A S E. V A N D Y K E
144
the hosts defense against infectious agents. Nutrition, genetics, and environment are all major contributors to a healthy immune response.
Resolution
Once the inflammatory response is initiated, a continuous cascade of events takes place. During this
series of events, the body attempts to eliminate
invaders through proinflammatory actions of cells
and their products. A basic tenet of modern medicine
is that upon neutralization of the invader, inflammation resolves due to catabolism of proinflammatory
mediators; in reality, the resolution of inflammation
is a highly coordinated and active process. The process of resolution of inflammation, similar to proinflammatory mechanisms, utilizes cells and various
messenger molecules generated by cells to provide
stop signals that lead to shut-down and clearance
of inflammatory cells (135). Thus, inflammation
includes both proinflammatory and resolving mechanisms inherent to the body where the host attempts
to confine and or eliminate the invaders and, when
accomplished, actively resolves the response to limit
damage to self (154). Hence, the body has the capacity
to actively control inflammation.
Pro-resolving mediators are readily generated in
tissues. These factors limit leukocyte trafficking
directed into the inflamed site, reverse the cardinal
signs of inflammation such as vasodilation and vascular permeability, and coordinate the clearance of
exhausted leukocytes, exudates, and fibrin; eventually
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Kantarci et al.
was effective in halting the progression of periodontitis. However, the side-effects of chronic long-term
use of cyclooxygenase inhibitors were significant,
creating poor risk benefit ration, and the use of
these drugs for the routine treatment of periodontitis
was abandoned.
Proinflammatory cytokine
inhibition
Immune modulation therapy
The immune system is a dynamic equilibrium, with
inflammatory responses (mediated by T-helper type
1 cells, interleukin (IL)-1b, interferon-Ic (IFN-c), and
tumor necrosis factor-a (TNF-a)) being counterbalanced by endogenous anti-inflammatory responses
(mediated by T regulatory type 1 cell, T-helper type 3
cells, IL-4, IL-10, and transforming growth factor-b
(TGF-b)). These pathways regulate homeostatic stability of immune system. The inflammatory disease
process is characterized by domination of proinflammatory cytokine mediators. Therefore, external
neutralization of inappropriate inflammatory cytokines is a therapeutic strategy that has been
attempted in many chronic inflammatory conditions,
mostly targeting tumor necrosis factor-a, using either
monoclonal antibodies or modified receptor proteins
(35, 36, 40, 85). Within these parameters, blocking
production of proinflammatory cytokines through
soluble antagonists of IL-1 and tumor necrosis factor-a
is a potentially therapeutic approach to modulate
the hosts immune response. Increased understanding of the pathophysiology of a number of human
autoimmune diseases, and the realization that
cytokines play a major role, has provided the pharmaceutical industry as well as the researchers with a
wide array of new targets for therapeutic interventions. This has resulted in a heightened interest in the
development of ways of blocking cytokines and their
actions in a specific and safe manner. Currently,
anticytokine therapy using anti-IL-1 or anti-tumor
necrosis factor-a monoclonal antibodies and soluble
tumor necrosis factor receptors have been approved
for the treatment of rheumatoid arthritis, Crohns
disease, juvenile arthritis and psoriatic arthritis (5, 6,
35) with research continuing on periodontal disease
(9, 28, 54, 165).
Therapy for rheumatoid arthritis aims at interfering
with the disease process, namely inflammation and
destruction of the joints, and thus preventing longterm disability. Proinflammatory cytokines play a
146
also showed that T-helper 1-mediated cytokine production of interferon-c was down-regulated in the
involved mucosa to a level consistent with that seen
in uninflamed mucosa (151). These results suggest
that removal of tumor necrosis factor-a alters the
tumor necrosis factor-a-specific augmentation of
mucosal Th1 function, producing the prolonged
response.
Understanding how tumor necrosis factor-a
modulates mucosal Th1 function may lead to the
definition of a key feature of Crohns disease pathogenesis.
There are, however, concerns over baseline risk
factors for malignancy in inflammatory diseases and
the incidence of malignancies observed in clinical
trials of anti-tumor necrosis factor-a therapy (24).
Although the preclinical data and early clinical
experience do not provide evidence for a causal
relationship between tumor necrosis factor-a antagonism and the development of lymphoid or
nonlymphoid cancers, more detailed studies are
required. Indeed, clinical studies indicate that tumor
necrosis factor-a-neutralizing therapy should not be
given to patients with cardiac failure or a history of
demyelinating disease. Increased rates of infection
such as latent tuberculosis or opportunistic infections like pneumonia were also reported, but the
effect of tumor necrosis factor inhibition on the
frequency of infection with more common bacterial
pathogens is less clear (34, 46). All these side-effects
stem from the inhibition of essential endogenous
factors that play a role in normal physiology. Antitumor necrosis factor-a dampens the hosts ability to
adequately deal with infection. Detailed characterization of the biochemical pathways leading to resolution through neutralization of tumor necrosis
factor-a or other immune system pathways requires
proper and more extensive studies.
In periodontology, it has been known that the hostresponse in some individuals may lead to an overreaction to invading oral pathogens, resulting in the
destruction of periodontal tissues. Similar to other
host-mediated diseases, several host-derived factors
are believed to contribute to this response and
studies have shown that proinflammatory cytokines
may play different functional roles in early vs. late
phases of periodontal wound healing (44, 74, 75).
Two agents considered to be essential in periodontal
destruction are IL-1 and tumor necrosis factor-a (53).
Therefore, it has been proposed that short-term
blockade of IL-1b and tumor necrosis factor-a may
facilitate periodontal wound healing, whereas prolonged blockade may have adverse effects. The effects
147
Kantarci et al.
Antiproteinase-blocking of matrix
metalloproteinases
Another therapeutic approach to modulate host
response is based on the inhibition of matrix metalloproteinases (MMPs) with antiproteinases (92, 120).
Matrix metalloproteinases are a family of zincdependent and calcium-requiring endopeptidase
enzymes that are responsible for the degradation of
most extracellular matrix proteins during organogenesis, growth, and normal tissue turnover (13, 112).
Biochemical and clonal studies indicate that there are
three major groups: the specific collagenases cleave
interstitial collagens; the gelatinases degrade types IV,
V, VII and XI collagens and act synergistically
with collagenases by degrading denatured collagens
148
(gelatins); and the stromelysins have broader specificity and can degrade basement membrane collagens
as well as proteoglycans and matrix glycoproteins.
Other matrix metalloproteinases not in these groups
are matrilysin, metalloelastase, and a recently cloned
membrane-bound metalloproteinase. These enzymes
can be produced by several different types of cells
such as fibroblasts, keratinocytes, macrophages,
endothelial cells, mast cells, and eosinophils and their
activity can be specifically inhibited by tissue inhibitors of metalloproteinases (TIMPs), which bind to
active matrix metalloproteinases with 1 : 1 stoichiometry (95). Tissue inhibitors of metalloproteinases are
important controlling factors in the actions of matrix
metalloproteinases, and tissue destruction in disease
processes often correlates with an imbalance of
matrix metalloproteinases over tissue inhibitors of
metalloproteinases. The major inhibitor is tissue
inhibitors of metalloproteinase-1, a 30-kDa glycoprotein that is synthesized by most cells. A second
unglycosylated inhibitor, tissue inhibitor of metalloproteinase-2, which is less abundant, has the interesting property of binding to the proform of gelatinase
A and is involved in controlling its activation (144).
In general, matrix metalloproteinases are not constitutively expressed in most tissues but are induced
temporarily in response to exogenous signals such as
various cytokines, growth factors, cell matrix interactions, and altered cellcell contacts. Matrix metalloproteinases play an important role in proteolytic
remodeling of extracellular matrix in various physiologic situations, including developmental tissue
morphogenesis, tissue repair, and angiogenesis. The
expression and activity of matrix metalloproteinases
in adult tissues is normally quite low, but increases
significantly in various pathologic conditions that
may lead to unwanted tissue destruction, such as
inflammatory diseases, tumor growth, and metastasis
(10, 16, 88, 94, 142). It has been shown that matrix
metalloproteinases are detected at sites of excessive
breakdown of connective tissue in rheumatoid arthritis, osteoarthritis, chronic ulcers, dermal photoageing, and periodontitis, as well as in tumor cell
invasion and metastasis. The expression of matrix
metalloproteinases and tissue inhibitors of metalloproteinases by cells is specific to cell type and many
of them are products of monocytes macrophages.
Their production in inflammatory situations is
therefore part of the chain of events leading to tissue
degradation.
One way in which pathogenic organisms might
mediate tissue degradation in periodontal diseases is
through the ability of cell wall antigens to stimulate
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Kantarci et al.
150
retinoid, seletinoid G, designed by using computeraided molecular modeling, has potential anti-matrix
metalloproteinase activity (72). The topical application of seletinoid G under occlusion induced no skin
irritation and increased the expressions of type I
procollagen, tropoelastin, and fibrillin-1, as well as
reducing matrix metalloproteinase-1 in old skin
in vivo. Seletinoid G was also found to inhibit not
only the decrease of type I procollagen but the
increase of matrix metalloproteinase-1 and c-Jun
protein in young skin in vivo. Novel medications such
as seletinoid G, which has no side-effects such as skin
irritation after topical application, can be used to
repair altered connective tissue in old skin and inhibit collagen deficiency in young skin (72).
In conclusion, these findings suggest that the
clinical efficacy and side-effects of antiproteinase
treatment should be carefully studied. Indeed, recent
work on these agents has focused on safety issues.
For example, a novel sulfonamide derivative, S-3304,
was discovered to be a potent matrix metalloproteinase inhibitor (155). This derivative is a more specific inhibitor of matrix metalloproteinase-2 and
matrix metalloproteinase-9 than matrix metalloproteinase-1, and may therefore lack the musculoskeletal
side-effects seen with nonspecific inhibitors. Adverse
events reported after single dose administration of
S-3304 or placebo were all of mild severity. The most
commonly reported adverse events in the multiple
treatments with S-3304 were headache and somnolence. No clinically significant changes were observed
in the clinical laboratory tests, except for reversible
elevation of alanine aminotransferase of one subject
at 800 mg S-3304. S-3304 demonstrated a good
safety profile and good systemic exposure when
administered orally up to 800 mg twice a day for
1017 days. At the highest dose level of 800 mg twice
daily, S-3304 caused no rheumatoid arthritis-like
symptoms (155). Thus, anti-matrix metalloproteinase
treatment through tetracyclines or their derivatives or
numerous novel medications presents an exciting
and promising field of research in the context of
modulation of host response.
Bisphosphonates
Bisphosphonates are bone-sparing agents used in
the management of various diseases with bone
resorption. These compounds inhibit osteoclastic
activity by blocking acidification by local release and
represent a class of chemical structures related to
pyrophosphate (118, 119). The metabolism of bis-
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152
patients with moderate to severe chronic periodontitis (82). Bisphosphonate therapy significantly
improved clinical measures of periodontal therapy
during the 6- to 12-month period but there was no
difference in periodontal bone mass change between
the bisphosphonate and placebo groups. These data
suggest that bisphosphonate treatment improves the
clinical outcome of nonsurgical periodontal therapy
and may be an appropriate adjunctive treatment to
preserve periodontal bone mass. However, there were
no effects on clinical parameters of periodontal
inflammation, necessitating further and more extensive analyses.
Nonsteroidal anti-inflammatory
drugs
One of the earliest pharmacological strategies described to block the inflammatory processes in periodontal tissues as well as elsewhere in the body are
nonsteroidal anti-inflammatory drugs (NSAIDs). The
basic rationale behind the use of nonsteroidal antiinflammatory drugs is to block the arachidonic acid
metabolites that are proinflammatory mediators
implicated in a variety of bone resorptive and tissuedegrading processes. Nonsteroidal anti-inflammatory
drugs include analgesics such as ibuprofen and
aspirin with multiple levels of anti-inflammatory
effects (123). These compounds block platelet activity
through thromboxane inhibition, inhibit cyclooxygenase, and prevent the production of arachidonic acid
metabolites. Arachidonic acid was initially isolated
from peanut oil together with linoleic acid. It is an
important component of phospholipid metabolism
in animals through which biosynthesis of most
eicosanoids such as prostanoids (further grouped as
prostaglandins and thromboxanes) and leukotrienes
starts (158). Prostanoids are structurally similar; they
contain a cyclic ring and are produced via the action
of the enzyme cyclooxygenase. Virtually all tissues of
mammalian origin contain these important molecules and they play a major role in host defense (125).
Leukotrienes, on the other hand, are generated
through the lipoxygenase pathway (125, 126).
Arachidonic acid derivatives and lipid mediators of
inflammation play critical roles in health and disease.
They can initiate and take part in the progression of
inflammation and thus are named proinflammatory
mediators (122). Interactions between cells and at
the transcellular level amplify and generate lipidderived mediators, particularly those produced by
lipoxygenase. In addition to the proinflammatory
mediators, pro-resolving mediators are also produced during these interactions (137).
Data on the levels of prostaglandin E2 (PGE2) in
periodontal diseases and the association of periodontal diseases with low birth weight infants in
mothers with periodontitis suggest that periodontal
infections alter prostaglandin metabolism and might
lead to systemic problems (99). The link between
increased cardiovascular diseases and periodontitis
severity further suggest that these two diseases share
common inflammatory pathways where lipid mediators play a role (57, 108, 109, 132). Thus, lipid
mediators are important regulators in many diseases
involving inflammatory reactions. Since many molecules in eicosanoid metabolism are associated with
proinflammatory roles, blocking the actions of the
arachidonic acid cascade has been realized to be an
effective means of blocking the inflammation. Based
on this principle, several drugs have been developed
to arrest or modify inflammation by blocking the
enzymatic pathways that lead to the generation of
lipid mediators. Part of the activity of corticosteroids
is thought to be through blocking the release of
arachidonic acid from the membrane phospholipids
(105). This nonspecific inhibition of eicosanoid generation, although highly effective, leads to multiple
side-effects, including suppression of the acquired
immune system. As an alternative, nonsteroidal
anti-inflammatory drugs or specific cyclooxygenase inhibitors have been used to block prostaglandin production. Nonsteroidal anti-inflammatory
drugs specifically suppress cyclooxygenase-mediated
inflammation without blocking acquired immunity
and are effective and used widely. However, these
agents also lead to significant side-effects due to their
lack of selectivity, blocking both the constitutive
(cyclooxygenase (COX)-1) and the inducible (cyclooxygenase (COX)-2) isoforms.
Aspirin has been widely used for a long time to
decrease inflammation, pain, and fever. It was discovered that aspirin inhibits the synthesis of prostaglandin by inhibiting the cyclooxygenase-2 pathway
(156, 157). The specific action of aspirin has long
been thought to be attributable to its irreversible
blockage of cyclooxygenase activity by acetylation of
a specific serine hydroxyl group. Since aspirin suppresses the synthesis of prostaglandin at this initial
step, for many years the activity of aspirin was
attributed to this mechanism. However, recent new
data has demonstrated that aspirin acetylated cyclooxygenase-2 is not inactive; it in fact acquires a new
activity, that of a 15-lipoxygenase. This new, novel
form of 15-lipoxygenase is also unusual in its activity
since aspirin-triggered 15-lipoxygenase yields a product with a unique stereochemistry: 15R-hydroxyeicosatetraenoic acid. This increase in 15-lipoxygenase activity associated with aspirin therapy is
translated into increased production of 15- hydroxyeicosatetraenoic acid metabolites including lipoxin
A4 (LXA4). Lipoxin A4 is a well appreciated resolving
molecule whose actions lead to reduced neutrophil
actions and neutrophil apoptosis and accumulation
of mononuclear phagocytes that display only nonphlogistic activity, e.g. they phagocytose apoptotic
polymorphonuclear neutrophil leukocytes, but do
not secrete proinflammatory cytokines. Hence, the
cardiovascular-friendly actions of aspirin are mediated by the pro-resolving actions of lipoxins in
addition to the prevention of blood clot formation
through inhibition of thromboxane A2 formation
(157).
Nonsteroidal anti-inflammatory drugs block the
activity of both cyclooxygenase isozymes (cyclooxygenase-1 and -2), which mediate the enzymatic
conversion of arachidonate to prostaglandin H2 and
other prostaglandin metabolites. Cyclooxygenase-2
selective inhibitors were developed with the prime
object of minimizing gastrointestinal adverse effects,
which are seen with the use of traditional nonsteroidal anti-inflammatory drugs. However, recently,
there has been considerable controversy in the clinical literature about the unwanted side-effects of
cyclooxygenase-2 inhibitors in the gastrointestinal
and cardiovascular systems (80). Specifically, the longterm use of cyclooxygenase-2 inhibitors has been
linked to the development of hypertension, edema,
and congestive heart failure in a significant proportion
of patients. There can be multiple mechanisms
through which these effects can occur. For example, it
has been shown that some cyclooxygenase-2 inhibitors (i.e. celecoxib, valdecoxib, and rofecoxib) present
cyclooxygenase-independent effects such as carbonic
anhydrase inhibition. Carbonic anhydrases are zinc
metalloenzymes expressed in various cell types,
including those of the kidney, where they act as general
acid-base catalysts. Celecoxib and valdecoxib, but not
the other cyclooxygenase-2 inhibitors, exhibit the
characteristics of a potent carbonic anhydrase inhibitor, showing a selective inhibitory human carbonic
anhydrase II activity in the nanomolar range (78).
Another potential mechanism is linked to the very
basic route through which cyclooxygenase-2 inhibitors exert their effects, limiting their long-term use. The
cardiovascular profile of cyclooxygenase-2 inhibitors
can be accounted for by inhibition of cyclooxygenasedependent prostaglandin synthesis. Following the
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Kantarci et al.
154
contributing the clinical signs of disease or neutrophil-mediated tissue injury. Localized aggressive
periodontitis is an example of neutrophil-mediated
tissue injury in which neutrophils exhibit elevated
basal levels of superoxide generation that lead to
further increase in response to secondary stimulus.
Hence, excessive recruitment of neutrophils followed
by excessive release of inflammatory mediators contributes to the onset of periodontal disease and appears to be associated with rapid and widespread
tissue destruction. This tissue-damaging activity can
also be further amplified by the release of an array of
inflammatory mediators by neutrophils within the
periodontium. Excessive accumulation of neutrophils
in periodontal disease therefore suggests that the
neutrophils are unable to remove the noxious stimuli
(bacteria), perpetuating inflammation and tissue
damage.
The pathogenesis of periodontitis is mediated
by cytokines, chemokines, and metalloproteinases
(prostaglandin E2, IL-1, IL-6, IL-8, tumor necrosis
factor-a, and matrix metalloproteinase-1) (98, 103).
The neutrophil is also a rich source of prostaglandin
E2, which probably accounts for the majority of
prostaglandin E2 detected in the gingival crevicular
fluid of periodontitis patients (12, 41). Thus, the
longstanding notion that the source of inflammatory
mediators in periodontitis is mononuclear phagocytes and stromal cells in the periodontal lesion must
be updated. Using an in vivo model of leukocyte
infiltration, we recently demonstrated that Porphyromonas gingivalis stimulated a massive influx of
neutrophils that was accompanied by activation of
neutrophil cyclooxygenase-2, followed by an increase
in prostaglandin E2 levels (107). Prominent inflammatory mediators associated with periodontal disease include the arachidonic acid-derived products
leukotriene-B4 and prostaglandin E2. Indeed, many of
the pathophysiologic events that occur in periodontal
diseases can be explained to a large extent by the
activities of lipid mediators. Along these lines, prostaglandin E2 is a potent stimulator of bone loss,
which is the hallmark of periodontal disease (100).
Levels of prostaglandin E2 are significantly elevated
in crevicular fluid of patients with periodontal
infections compared to healthy controls. These levels
correlate with disease severity and aggressiveness,
and constitute a reliable indicator of ongoing clinical
periodontal tissue destruction. Prostaglandin endoperoxide synthase (cyclooxygenase) catalyzes two
reactions by which arachidonic acid is converted
to prostaglandin H2, the common precursor of all
prostanoids including prostaglandin E2. The early
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Kantarci et al.
100
RvE1
OH
ATLa
OH
HO
COOCH3
OH
80
OH
COOH
OH
60
40
20
*
0
Ligature
Ligature +
Ligature +
Ligature +
Alone
P. gingivalis
P. gingivalis +
P. gingivalis +
RvE1
ATLa
Fig. 1. Topical application of pro-resolving lipid mediators prevents periodontal bone loss. Experimental periodontitis was induced in New Zealand White rabbits by
ligature placement around mandibular second molars
followed by P. gingivalis administration. Topical application of aspirin-triggered lipoxin stable analog (ATLa) or
resolvin E (RvE1) was performed for 6 weeks where the
compounds were delivered in ethanol. Ethanol also served
as placebo in the vehicle group. After sacrificing the ani-
156
P r o - R e s o l ut i on
Proi nflammation
A n ti- In fl a m m at i o n
Tissue Inhibitor of
Metalloproteinases
M M P- 8
Lipox ins
(e.g. LXA4)
Resolvins
(e.g. RvE1)
Neutrophil
Tetracyclines
(e.g. chemically
modified
tetracyclines,
low dose
doxycycline)
Proinflammatory
Cytokines and
Lipid Mediators
(e.g. IL-1, IL-6,
PGE2,GM-CSF)
Reactive Oxygen
Sp e c i e s
Bisphosphonates
TNF-
Anti-TNF-
Monocyte/ Macrophage
Tissue Destruction
Fig. 2. Pathways of inflammation and mechanism of control. Neutrophils and macrophages monocytes initiate the
proinflammatory series of events by generating cytokines,
lipid mediators, matrix metalloproteinases, or reactive
oxygen species. These molecules, in turn, lead to tissue
destruction. Traditionally, anti-inflammatory pathways
could be used against specific targets of inflammation with
considerable side-effects. Pro-resolution of inflammatory
157
Kantarci et al.
Conclusion
Inflammation comprises a series of events that leads
to a host response against trauma and microbial
invasion, results in liquefaction of surrounding tissues to prevent microbial metastasis, and eventually
to healing of injured tissue compartments. Thus, by
definition, the host response involves not only the
mechanisms of defense but also processes of repair
of damage that occur by the direct effect of invaders
or trauma or host systems. Periodontal diseases are
inflammatory processes in which microbial etiologic
factors induce a series of host responses that mediate
an inflammatory cascade of events in an attempt to
protect and heal the periodontal tissues. However,
the progression of periodontal disease and its commonality with other systemic disorders such as cardiovascular disease and diabetes is based on the
inflammatory events underlying the pathogenesis.
Recent work has shown that in addition to the on
signals that initiate the inflammatory events, periodontal tissues are capable of generating off or stop
signals as checkpoint controls in inflammation.
These control mechanisms are specific resolving
cellular and biochemical circuits that have evolved to
activate resolution, thus limiting uncontrolled dissemination of inflammation. We have already identified several common inflammatory pathways of
pathogenesis in chronic periodontitis and diabetes
(68) where neutrophils play an important role as an
inducer in conveying the inflammatory processes.
These neutrophil-mediated pathways, which could
very well be shared by the other phagocytes (such as
monocytes) and cells of the adaptive immune system,
could be used to control and manage inflammatory
processes. Likewise, findings from localized aggressive periodontitis as a disease model where neutrophil responses are genetically altered show that this
form of periodontitis represents a valuable model in
which neutrophil-mediated tissue destruction follows
similar routes (56). Thus, here we propose a model
for regulation of phagocyte-mediated inflammation,
in which, in addition to the traditional pro- and antiinflammatory mechanisms, novel endogenous lipid
mediators (lipoxins and resolvins) could represent a
pro-resolution phase (Fig. 2). In this model, blockage of proinflammatory pathways could be accomplished not only by immune modulation therapy (e.g.
anti-tumor necrosis factor-a), bisphosphonates,
tetracyclines (e.g. chemically modified tetracyclines,
low-dose doxycycline), or activation of tissue inhibitors of metalloproteinases, all of which have sideeffects or shortcomings, but also through shutting
158
down the cellular and molecular circuits endogenously by lipoxins (e.g. lipoxin A4) or resolvins (e.g.
resolvin E1). Pro-resolution has a net advantage over
the traditional methods in that it suppresses excessive cellular activity. Available data and the results of
ongoing studies demonstrate a new treatment concept where natural pathways of resolution of
inflammation can be used to limit inflammation and
promote healing and regeneration with minor risk of
side-effects.
Acknowledgments
This manuscript is supported partially by USPHS
DE13499 and DE16191.
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