Stereotypy in Young Children With Autism
Stereotypy in Young Children With Autism
Stereotypy in Young Children With Autism
Abstract
Although stereotypy is one of the key diagnostic features of autism, few studies have compared
stereotypic behavior in children with autism and typically developing children. The present study employed
direct observational measurement methods to assess levels of stereotypic behavior in 2-, 3- and 4-year-old
children with autism or pervasive developmental disorder not otherwise specified (PDD-NOS) and agematched typically developing peers. Thirty children with autism or PDD-NOS and 30 typically developing
children participated. Each childs performance of several early learning and play skills was assessed using a
direct observational assessment protocol developed for children with autism who were entering early
intensive behavioral treatment. Duration of episodes of vocal and motor stereotypy was recorded from a
videotaped 10 min portion of that assessment session. Results indicated that the 2-year-old children with
autism or PDD-NOS had somewhat higher levels of stereotypic behavior than the typically developing
2-year-olds, while the 3- and 4-year-old children with autism or PDD-NOS displayed substantially higher
levels stereotypic behavior than their same-age peers.
# 2006 Elsevier Ltd. All rights reserved.
Keywords: Autism; Stereotypy; Early intensive behavioral intervention
Studies of intensive behavior analytic intervention for children with autism and pervasive
developmental disorder-not otherwise specified (PDD-NOS) have documented large gains in
many children who began treatment during their preschool years (e.g., Anderson, Avery,
This report is part of a longitudinal research project conducted by the staff of the Intensive Instruction Preschool and
Home-based Programs at the New England Center for Children. Portions of this research were presented at the annual
convention of the Association for Behavior Analysis, May 2000.
* Corresponding author. Tel.: +1 508 481 1015x3017; fax: +1 508 485 3421.
E-mail address: bmacdonald@necc.org (R. MacDonald).
0891-4222/$ see front matter # 2006 Elsevier Ltd. All rights reserved.
doi:10.1016/j.ridd.2006.01.004
267
DiPietro, Edwards, & Christian, 1987; Birnbrauer & Leach, 1993; Fenske, Zalenski, Krantz, &
McClannahan, 1985; Harris & Handleman, 2000; Howard, Sparkman, Cohen, Green, &
Stanislaw, 2005; Lovaas, 1987; McEachin, Smith, & Lovaas, 1993; Smith, Groen, & Wynn,
2000; Weiss, 1999). Improvements in cognitive, language, and social behaviors have been
documented using measures such as standardized intelligence tests, language assessments, and
adaptive behavior scales. Some studies reported that most comparison group children with
autism or PDD-NOS who did not receive intensive behavior analytic treatment made smaller
gains (e.g., Birnbrauer & Leach, 1993; Howard et al., 2005; Lovaas, 1987; Smith, Groen, &
Wynn, 2000). Few of the published studies, however, reported details of improvements in specific
categories of behavior, such as stereotypy or play.
Several variables may influence long-term treatment outcomes for children with autism or
PDD-NOS. One is the age at which a child enters treatment. As noted previously, the best
outcomes documented to date have been attained by children who entered intensive behavior
analytic treatment prior to the age of 5 years (see Green, 1996 for a review). Few studies have
examined the relation between age at treatment entry and outcome directly, but Fenske, Zalenski,
Krantz, and McClannahan (1985) reported that children who began intensive behavior analytic
treatment prior to 60 months of age were more likely to live at home and be enrolled full time in a
public school after 2 years of treatment than were children who entered treatment after 60 months
of age. Harris and Handleman (2000) found that children who began intensive treatment at 3
years of age were more likely to be placed in an integrated educational setting after 2 years of
intervention than children who began treatment at ages 4 and 5 years.
A largely unexamined factor that may influence long-term treatment outcomes for children
with autism or PDD-NOS is the extent to which children engage in stereotypy before, during, and
after treatment. Stereotypic behavior is defined as repetitive motor and vocal responses that serve
no obvious adaptive function (LaGrow & Repp, 1984; Matson, Kiely, & Bamburg, 1997; Smith
& Van Houten, 1996). Although stereotypy occurs in individuals with mental retardation and
other disorders (Bodfish et al., 1995; Matson et al., 1997; Rojahn, Matlock, & Tasse, 2000), it is
considered a key diagnostic feature of autism (American Psychiatric Association, 1994; Lewis &
Bodfish, 1998). Stereotypic behaviors have been shown to interfere with acquisition of new skills
(Dunlap, Dyer, & Koegel, 1983; Epstein, Doke, Sajwaj, Sorell, & Rimmer, 1974; Koegel &
Covert, 1972; Morrison & Rosales-Ruis, 1997), can decrease the likelihood of positive
social interactions (Wolery, Kirk, & Gast, 1985), and can be stigmatizing (Jones, Wint, & Ellis,
1990). Stereotypy, therefore, has been the focus of behavioral intervention as well as
considerable research over the past 20 years (e.g., Berkson & Tupa, 2000; Berkson, Tupa, &
Sherman, 2001; Hanley, Iwata, Thompson, & Lindberg, 2000; LaGrow & Repp, 1984; Lewis &
Bodfish, 1998).
Researchers have examined a variety of factors associated with stereotypic behavior in
individuals with autism. A series of comparison studies revealed that individuals with autism had
higher levels and intensity of stereotypy than individuals with mental retardation (Bodfish,
Symons, Parker, & Lewis, 2000). Lower scores on the Vineland Adaptive Behavior Scale have
been found to be correlated with higher levels of stereotypic behavior (Matson et al., 1997), as
have low IQ and certain co-morbid conditions (Lewis & Bodfish, 1998; Rojahn, Matlock, &
Tasse, 2000). In most studies, stereotypy was measured indirectly (i.e., with checklists and rating
scales) rather than with direct observational measurements (Lewis & Bodfish, 1998).
Repetitive, stereotypic behavior has also been documented in the repertoires of typically
developing infants and children (e.g., Foster, 1998; Troster, 1994), but it becomes less varied and
less frequent with age (Thelan, 1979) and occurs principally during certain types of activities
268
(Foster, 1998). Relatively few studies have compared the stereotypic behavior of
developmentally disabled children with that of age-matched typically developing peers. One
set of investigators noted differences in the topographies and duration of stereotypic behavior in
samples drawn from those two populations (Schwartz, Gallagher, & Berkson, 1986). Another
study compared stereotypic behavior in typical children and children with developmental
disabilities ages 1015 years. The children with developmental disabilities exhibited higher rates
of stereotypic behavior than chronologically age-matched peers, but similar rates as mental agematched peers (Smith & Van Houten, 1996). The authors of that study measured stereotypy via
repeated direct observations, but they used a discontinuous, partial-interval recording method,
which tends to overestimate the actual levels of behavior like stereotypy (Gardenier, MacDonald,
& Green, 2004; Murphy & Goodall, 1980).
Most published studies of stereotypy in typically developing as well as developmentally
delayed children have attempted to measure stereotypic behavior indirectly by having
caregivers or other observers complete questionnaires, checklists, or rating scales (see Lewis
& Bodfish, 1998). Results have often been reported as estimated mean prevalence rates. Direct
and continuous measurement of duration of episodes of stereotypy, aggregated across
individual children, could yield data that are both more precise and more rich than those
produced by indirect measures. A comparison of levels of stereotypic behavior in young
children with and without autism of various ages could shed light on the developmental course
of this behavior. Specifically, comparing levels of stereotypy in children of different preschool
ages could help pinpoint the age at which the stereotypic behavior of young children with and
without autism begins to differentiate. We undertook such a study, using continuous direct
observational measurement methods to compare levels of vocal and motor stereotypy in 2-, 3and 4-year-old children with autism or PDD-NOS and typically developing age-matched
children.
1. Method
1.1. Participants
Sixty children participated. Thirty were diagnosed with autism or PDD-NOS, and 30 were
typically developing. Within each group there were 10 2-year-olds, 10 3-year-olds, and 10 4year-olds. The mean chronological age for the children with autism in the 2-year-old group was
30 months (range: 2435 months); in the 3-year-old group, the mean was 41 months (range: 37
47 months); and the mean for the 4-year-old group was 53 months (range: 4959 months). The
mean chronological age for the typically developing children in the 2-year-old group was 31
months (range: 2734 months); in the 3-year-old group, the mean was 41 months (range: 3747
months); and the mean for the 4-year-old group was 53 months (range: 5059 months).
All children with autism or PDD-NOS were recently enrolled in the preschool or home-based
components of the New England Center for Childrens Intensive Instruction Program, an
intensive behavior analytic treatment program. They had been diagnosed by community
professionals who were not associated with the treatment program. These children had no
previous exposure to intensive behavior analytic treatment. The typically developing children
were enrolled in an on-site daycare preschool classroom run by the New England Center for
Children (NECC). These children were selected for participation solely on the basis of
chronological age, matched within 4 months to the participants with autism or PDD-NOS.
Consent was obtained for each child to participate in this study.
269
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overall mean IOA for motor stereotypy was 96% (range: 85100%) and overall mean IOA for
vocal stereotypy was 96% (range: 85100%).
2. Results
Descriptive analyses were performed to examine the mean percent duration of stereotypy for
children with autism or PDD-NOS and typically developing children in each age group. Table 1
shows the mean percent duration of total, motor, and vocal stereotypy by age at assessment for
both groups of participants. For the typically developing children, the mean duration of total
stereotypy for all three age groups ranged from 3 to 5%. The mean percent duration of total
stereotypy for the children with autism or PDD-NOS was 12% for the 2-year-olds, 23% for the 3year-olds, and 39% for the 4-year-olds. For the typically developing children, the mean durations
of motor stereotypy were 5% for the 2-year-olds, 3% for the 3-year-olds, and 2% for the 4-yearolds. For the 2-, 3- and 4-year-olds with autism or PDD-NOS, means were 7% (range: 013%),
13% (range: 322%), and 20% (range: 144%), respectively. For the typically developing
children, the mean durations of vocal stereotypy were 4% for the 2-year-olds, 3% for the 3-yearolds, and 2% for the 4-year-olds. For the 2-, 3- and 4-year-olds with autism or PDD-NOS, means
were 5% (range: 012%), 12% (range: 223%), and 22% (range: 943%), respectively.
The results summarized in Table 1 are depicted graphically in Fig. 1. On average, stereotypy
increased with age in our samples of children with autism or PDD-NOS, and stayed the same or
decreased slightly with age for the typically developing children in this study. The difference
between children with autism or PDD-NOS and typically developing children was greatest at age
4, but some difference was evident at age 2.
For total stereotypy, the data obtained with each individual are depicted in Fig. 2. The percent
duration of stereotypy for the typically developing children ranged from 0 to 9% for 2-year-olds,
0 to 27% for 3-year-olds, and 0 to 8% for 4-year-olds. The percent duration of stereotypy for
children with autism or PDD-NOS ranged from 5 to 18% for 2-year-olds, 5 to 36% for 3-yearolds, and 14 to 61% for 4-year-olds.
To examine the effect of age on stereotypic behavior in children with autism or PDD-NOS, a
single factor ANOVAwas performed, as shown in Table 2. Differences in mean durations of motor,
vocal, and total stereotypy among the three age groups were statistically significant. Post hoc tests,
also shown in Table 2, were performed to evaluate differences between the means for the three age
Table 1
Mean durations of stereotypy by age group
Age
(years)
DX
Autistic
Typical
70.3
26.3
11.7
4.4
41.2
28.7
6.9
4.8
30.7
2.6
5.1
0.4
Autistic
Typical
139.7
30.2
23.3
5.0
80.2
19.5
13.4
3.3
72.7
10.5
12.1
1.8
Autistic
Typical
232.5
18.4
38.8
3.1
120.9
12.4
20.2
2.1
133.7
6.1
22.3
1.0
Total
Motor
a
Duration (s)
Duration (%)
Duration (s)
Vocal
Duration (%)
Duration (s)
Duration (%)
271
Fig. 1. Top graph: mean percent duration of all stereotypy (vocal and motor stereotypy combined) for the typically
developing children (striped bars) and the children with autism or PDD-NOS (open bars) by age group. Middle
graph: mean percent duration of motor stereotypy for the typically developing children (striped bars) and the
children with autism or PDD-NOS (solid bars) by age group. Bottom graph: mean percent duration of vocal
stereotypy for the typically developing children (striped bars) and the children with autism or PDD-NOS (solid bars)
by age group.
272
Fig. 2. Individual participant data showing percent duration of all stereotypy (vocal and motor stereotypy combined) for
the typically developing children (striped bars) and children with autism or PDD-NOS (solid bars) by age group.
groups of children with autism or PDD-NOS. The multiple t LSD test was used to control the
comparison-wise error rate, and the Bonferroni (Bon) test was used to control the experiment-wise
error rate. The differences among groups for both tests were evaluated at the 0.05 level. For total
stereotypy, differences among all age-group means for the children with autism or PDD-NOS were
significant according to the LSD, while the Bon indicated significant differences between the mean
for the 4-year-olds and the other two age groups for total and vocal stereotypy. For motor stereotypy,
both tests showed the mean for the 4-year-olds with autism or PDD-NOS to be significantly
different from the mean for the 2-year-olds with autism or PDD-NOS, but no significant differences
were found when the means for these youngest and oldest groups were compared with the mean for
the 3-year-olds with autism or PDD-NOS. In sum, the ANOVA and the associated post hoc tests
found statistically significant differences in the mean levels of stereotypic behavior in the three age
groups of the children with autism or PDD-NOS, despite the limited sample sizes.
3. Discussion
The duration of stereotypic behavior in our samples of young children with autism or PDDNOS who were just entering early behavioral intervention and in our samples of typically
Table 2
Statistical comparisons of mean durations of stereotypy in children with autism or PDD-NOS by age group
Total
Motor
Vocal
One-way ANOVA
Multiple t-test LSD
Pr > F 0.0001
0.05 all ages differ
Pr > F 0.0001
0.05 all ages differ
Bonferroni t-tests
Pr > F 0.0163
0.05 age 4 differs
from age 2
0.05 age 4 differs
from age 2
273
developing children clearly diverged at the age of 2 years. The difference was larger at age 3, even
more substantial at age 4. In fact, the 4-year-old children with autism or PDD-NOS exhibited
substantially higher mean durations of stereotypic behavior than the 2- and 3-year-old children with
autism or PDD-NOS as well as the typically developing 4-year-olds. These findings are consistent
with those of other studies that have reported higher levels of stereotypy in individuals with
disabilities than in age-matched individuals without disabilities (e.g., Smith & Van Houten, 1996).
Our study appears to be the first, however, to pinpoint the age at which that difference emerges in
children with autism or PDD-NOS with data from continuously measured direct observational
samples of stereotypic behavior, as opposed to indirect methods, such as caregiver reports, and
estimates derived from discontinuous measurement, such as partial-interval recording.
Stereotypic behavior was observed to occur at comparably low levels in all three of our agegroup samples of typically developing children, whereas levels increased with age in the children
with autism and PDD-NOS. These data suggest that the goal of reducing stereotypic behavior in
young children with autism or PDD-NOS has habilitative validity (Hawkins, 1991), in that agematched norm groups of 3- and 4-year-olds in this study exhibited considerably less stereotypy
than same-age children with autism or PDD-NOS who were just entering behavioral intervention.
Our results also converge with other findings to suggest that 2 years or younger might be the
optimal age at which to begin treatment with children with autism and related developmental
disorders, because after the age of 2 such children allocate increasing amounts of time to
stereotypic and other interfering behavior if they do not receive effective intervention to develop
more age appropriate play and other adaptive skills (Berkson & Tupa, 2000).
The 4-year-old children with autism or PDD-NOS in our sample had the highest durations of
all types of stereotypy, but the most striking differences were observed in vocal stereotypy. For
example, our 2-year-old children with autism or PDD-NOS and virtually all of the typically
developing youngsters had low durations of vocal stereotypy, while some of the 4-year-old
children with autism or PDD-NOS exhibited durations of over 40%. Further, informal
observations suggested two characteristic differences in the topography of the vocalizations of
the 4-year-olds with and without autism or PDD-NOS. The typically developing children tended
to emit contextually appropriate and clearly identifiable words, frequently commented on things
in their environment, and often addressed vocalizations to the examiner while making eye
contact. The vocalizations of the 4-year-olds with autism or PDD-NOS, on the other hand, were
typically repetitive noises or non-contextual phrases, and were rarely paired with eye contact or
orientation toward the examiner. These observations suggest that reducing vocal stereotypy and
developing functional verbal behavior are particularly important treatment goals for young
children with autism or PDD-NOS.
The external validity of our study is limited by the relatively small number of participants in
each sample. Whether the findings extend to other preschool children with and without autism or
PDD-NOS remains to be seen, but it is assumed that the obtained results are generally
representative. Additionally, the data on the children with autism or PDD-NOS were recorded
during initial assessment sessions, when the children were just entering intensive behavioral
treatment at the ages of 24 years. Because this was a cross-sectional descriptive study, no
inferences should be drawn regarding changes in stereotypic behavior over the course of
intervention or over the course of development without specific intervention. For example, the
levels of stereotypy exhibited by the 4-year old children with autism or PDD-NOS in our sample
when they were 2 years of age are not known.
Another limitation is that our results are based on one 10 min sample of behavior for each
child. Since stereotypy can vary greatly across settings and time, multiple repeated samples might
274
have resulted in different findings. On the other hand, given the standardized conditions under
which stereotypy was assessed in this study, the data were generally consistent across participants
within each age group. Further, most standardized tests and observational assessments used with
children with autism or PDD-NOS take only brief, limited samples of behavior in each domain they
purport to assess, and few of them sample stereotypic behavior. We suggest that brief samples of
stereotypic behavior obtained through continuous direct observational measurement are better than
indirect, subjective measures, such as caregiver reports, estimates derived from discontinuous
measurement methods (e.g., whole- or partial-interval recording), or no measures at all, and that
direct measurement of stereotypy should be included in both initial and ongoing assessments of the
repertoires of young children with autism or PDD-NOS.
Acknowledgments
Jennifer Anderson, The New England Center for Children; Nicole Gardenier; The New
England Center for Children; Amy Geckeler, The New England Center for Children,
Northeastern University; Gina Green, The New England Center for Children and University of
Massachusetts Medical School Shriver Center (now at San Diego State University and the
University of North Texas); William Holcomb, The New England Center for Children,
Northeastern University; Rebecca MacDonald, The New England Center for Children,
Northeastern University; Renee Mansfield, The New England Center for Children; and June
Sanchez, The New England Center for Children.
The research reported here was supported by the New England Center for Children. The
authors would like to thank William Dube, William Ahearn, Victoria Bousquest, Kate Fiske, and
Lisa Castellano for their assistance with data collection and manuscript preparation. In addition,
the authors would like to thank Anne Hunt for her assistance with the statistics and Vincent
Strully and Katherine Foster for supporting this project.
Appendix A. Operational definitions
A.1. Motor stereotypy
A.1.1. Stereotypic responses (S)
Responses that have no apparent function and are not teacher-directed.
Non-functional movement of any or all body parts including:
rocking or swaying of torso, head, feet or body in full motion (down and up or left and right),
occurring at least twice in 2 s;
non-functional closing or squinting of eyes;
jumping: abrupt raising of body with or without feet leaving the floor, may be paired with
movement forward or back; does not include skipping, galloping or dancing;
heel and toe walking;
pressing or rubbing fingers or whole hand against surface or body parts for more than 1 s;
tapping objects with a or own body finger or open hand more than two times in 2 s;
spinning or rotation of entire body more than two times in 2 s.
Non-functional hand movements including:
hand flapping;
hand or finger posturing;
275
non-contextual pointing;
fanning or spreading of fingers;
putting fingers in ears or mouth;
non-functional rotation of hand (more than 908) with or without materials;
positioning hands in front of face or over ears;
finger flicking.
Non-functional manipulation or objects (inconsistent with intended function or manipulation
of object)
spinning objects;
addition of objects to a line (two or more) objects;
licking, mouthing, or smelling objects, people or surfaces in a manner not appropriate to
materials.
Non-examples include:
walking toys (e.g., cars, stuffed animals, dolls);
student rocking in one direction and teacher redirecting back;
movements generated from an unobservable body part, i.e., legs wiggling but view on tape is
from waist up;
smiling that does not produce an audible sound;
wiping face or mouth;
incorrect responses to teacher direction (note that this is specific to the direction; e.g.,
only incorrect motor responses to cues meant to set the occasion for a motor response and
incorrect vocal responses to cues meant to set the occasion for a vocal response are considered
non-examples): does not include responses occurring continuously prior and during the
instruction
approximations of word or request;
rubbing eyes, scratching skin;
bearing weight elbow, forearm or fist;
tapping anywhere on teachers body to get attention;
immediate echolalia: words identical to those spoken by another person;
throwing objects;
stretching (full extension) of legs or arms while seated.
A.2. Vocal stereotypy
A.2.1. Stereotypic responses (S)
Responses that have no apparent function and are not teacher-directed.
Examples include:
vocalizations that are not recognizable words (in normal conversational tone and volume) and
are not in direct response (within 5 s) to teacher request for vocal response;
non-contextual laughing or giggling (not in response to interaction with materials or interaction
with another person);
non-contextual words or phrases. Ex.: During a math class, student asks Where did you buy
your shirt? Student is playing with a toy train, produces sound of dog barking;
repetition of phrase within 5 s score second instance as stereotypy.
276
Non-examples include:
whispering;
whininghigh pitched prolonged vocalization;
crying;
screaming, vocalizations above normal conversation level;
laughing in response to tickling or joke;
noises associated with a play action: saying neigh while walking horse, saying boom
when two toy cars hit each other;
smiling that does not produce an audible sound;
incorrect responses to teacher direction (note that this is specific to the direction; e.g., only
incorrect motor responses to cues meant to set the occasion for a motor response and incorrect
vocal responses to cues meant to set the occasion for a vocal response are considered nonexamples);
approximations of word or request;
immediate echolalia: words identical to those spoken by another person;
repetition of word or phrase in attempt to gain teacher attention or response.
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