Dialektical Journal PDF
Dialektical Journal PDF
Dialektical Journal PDF
Original Investigation
OBJECTIVE To evaluate the importance of the skills training component of DBT by comparing
skills training plus case management (DBT-S), DBT individual therapy plus activities group
(DBT-I), and standard DBT which includes skills training and individual therapy.
DESIGN, SETTING, AND PARTICIPANTS We performed a single-blind randomized clinical trial from
April 24, 2004, through January 26, 2010, involving 1 year of treatment and 1 year of follow-up.
Participants included 99 women (mean age, 30.3 years; 69 [71%] white) with borderline
personality disorder who had at least 2 suicide attempts and/or nonsuicidal self-injury (NSSI) acts
in the last 5 years, an NSSI act or suicide attempt in the 8 weeks before screening, and a suicide
attempt in the past year. We used an adaptive randomization procedure to assign participants to
each condition. Treatment was delivered from June 3, 2004, through September 29, 2008, in a
university-affiliated clinic and community settings by therapists or case managers. Outcomes
were evaluated quarterly by blinded assessors. We hypothesized that standard DBT would
outperform DBT-S and DBT-I.
INTERVENTIONS The study compared standard DBT, DBT-S, and DBT-I. Treatment dose was
controlled across conditions, and all treatment providers used the DBT suicide risk
assessment and management protocol.
MAIN OUTCOMES AND MEASURES Frequency and severity of suicide attempts and NSSI
episodes.
RESULTS All treatment conditions resulted in similar improvements in the frequency and
severity of suicide attempts, suicide ideation, use of crisis services due to suicidality, and
reasons for living. Compared with the DBT-I group, interventions that included skills training
resulted in greater improvements in the frequency of NSSI acts (F1,85 = 59.1 [P < .001] for
standard DBT and F1,85 = 56.3 [P < .001] for DBT-S) and depression (t 399 = 1.8 [P = .03] for
standard DBT and t399 = 2.9 [P = .004] for DBT-S) during the treatment year. In addition,
anxiety significantly improved during the treatment year in standard DBT (t94 = 3.5
[P < .001]) and DBT-S (t94 = 2.6 [P = .01]), but not in DBT-I. Compared with the DBT-I group,
the standard DBT group had lower dropout rates from treatment (8 patients [24%] vs 16
patients [48%] [P = .04]), and patients were less likely to use crisis services in follow-up (ED
visits, 1 [3%] vs 3 [13%] [P = .02]; psychiatric hospitalizations, 1 [3%] vs 3 [13%] [P = .03]).
CONCLUSIONS AND RELEVANCE A variety of DBT interventions with therapists trained in the
DBT suicide risk assessment and management protocol are effective for reducing suicide
attempts and NSSI episodes. Interventions that include DBT skills training are more effective
than DBT without skills training, and standard DBT may be superior in some areas.
TRIAL REGISTRATION clinicaltrials.gov Identifier: NCT00183651
JAMA Psychiatry. doi:10.1001/jamapsychiatry.2014.3039
Published online March 25, 2015.
(Reprinted) E1
vidence continues to accumulate supporting the efficacy of standard dialectical behavior therapy (DBT)1 for
the treatment of suicidal individuals with borderline
personality disorder (BPD). A meta-analysis of 16 studies of DBT
for BPD2 found a low overall dropout rate (27.3%) and moderate before-and-after effect sizes for global outcomes as well as
suicidal and self-injurious behaviors. The most recent Cochrane review3 concluded that DBT is the only treatment with
sufficient replication to be considered evidence based for BPD.
Although DBT is clearly efficacious and increasingly available in practice settings, demand for DBT far exceeds existing
resources.4 The multicomponent nature of DBT (individual
therapy, group skills training, between-session telephone coaching, and a therapist consultation team) lends itself to dismantling in clinical settings. Group skills training in DBT is frequently offered alone or, in community mental health settings,
with standard case management instead of DBT individual
therapy. Other clinicians, often those in private practice, offer
DBT individual therapy without any DBT group skills training.
The relative importance of DBT skills training compared with
other DBT components has not been studied directly, and the
overarching aim of the present study was to conduct a dismantling study of DBT to evaluate this question. We predicted that
standard DBT, including DBT individual therapy and DBT group
skills training, would be significantly better than DBT skills training without DBT individual therapy but with manualized case
management (DBT-S) and better than DBT individual therapy
without DBT skills training but with an activities group (DBT-I)
in reducing suicide attempts, nonsuicidal self-injury (NSSI) episodes, inpatient and emergency department (ED) admissions,
depression, anxiety, and treatment dropout. We made no predictions for differences between DBT-S and DBT-I.
Measures
The Suicide Attempt Self-injury Interview10 measured the frequency, intent, and medical severity of suicide attempts and
NSSI acts. The Suicidal Behaviors Questionnaire11 assessed suicide ideation. The importance of reasons for living was assessed with the Reasons for Living Inventory.12 Use of crisis services and psychotropic medications was assessed via the
Treatment History Interview (M.M.L., unpublished data, 1987),
which has been shown to have high (90%) agreement with hospital records. The severity of depression and anxiety was assessed via the Hamilton Rating Scale for Depression13 and Hamilton Rating Scale for Anxiety.14
Therapists
Methods
Study Design
We conducted a 3-arm, single-blind randomized clinical trial
from April 24, 2004, through January 26, 2010. A computerized adaptive randomization procedure5 matched participants on age, number of suicide attempts, number of NSSI episodes, psychiatric hospitalizations in the past year, and
depression severity. Assessments were conducted before treatment and quarterly during 1 year of treatment and 1 year of follow-up by blinded independent assessors trained by instrument developers or approved trainers (including K.A.C. and
A.M.M.-G.) and evaluated as reliable for each instrument. The
participant coordinator, who was not blinded to the treatment condition, executed the randomization and collected
treatment-related data. Participants were informed of their
treatment assignment at the first therapy session. All study procedures were approved by the institutional review board of the
University of Washington and were performed at the Behavioral Research and Therapy Clinics and community settings in
Seattle. The full study protocol can be found in the trial protocol in Supplement 1. All participants provided written informed consent after the study procedures were explained. The
flow of participants through the study is shown in the Figure.
E2
Participants
Treatments
A detailed description of the treatment conditions and associated protocols is provided in Table 1. The DBT Adherence
Scale (M.M.L. and K.E.K, unpublished data, 2003) was used to
code randomly selected DBT individual and group therapy sessions, and 10% of the coded sessions were evaluated for interrater reliability (intraclass correlation, 0.93).
Standard DBT
Standard DBT1,15,16 is a comprehensive multicomponent intervention designed to treat individuals at high risk for sui-
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99 Randomized
88 Excluded
69 Did not meet inclusion
criteria
19 Refused to participate
33 Randomized to DBT-I
17 Completed intervention
33 Randomized to DBT-S
20 Completed intervention
6 Lost to follow-up
11 Lost to follow-up
9 Lost to follow-up
Statistical Analysis
Primary outcome analyses implemented mixed-effects modeling, including mixed-model analysis of variance for nonlinear
data,19 hierarchical linear models for linear data,20 zero-inflated
negative binomial models for outcomes with a preponderance
of zeroes,21 and generalized linear mixed models for binary
outcomes.22 Pairwise contrasts from the mixed-effects models
were used to evaluate between-group differences. Patternmixture models were used to assess whether estimates in the
mixed-effects models were dependent on missing data patterns.
For the time to events outcomes, survival curves using the Cox
proportional hazards model with censoring for patients who were
lost to or unavailable for follow-up or who never achieved the
event of interest were used. Cross-sectional comparisons were
conducted using analysis of variance, Kruskal-Wallis tests, and
2 tests. The study was powered for 1-tailed tests to demonstrate
superiority of standard DBT to each of the component treatment
conditions. Therefore, all predicted differences were tested with
1-tailed tests, and exploratory analyses comparing DBT-S and
DBT-I were conducted with 2-tailed tests. With a sample size of
33 per condition, we estimated 83% power to detect a 1-tailed difference on the primary outcomes of suicide attempts and NSSI
acts with an effect size of 0.55.
Results
Treatment Dropout, Implementation, and Adherence
The treatment groups did not differ significantly on pretreatment characteristics (Table 2). As shown in Table 3, more clients dropped out of treatment in DBT-I than in standard DBT.
Time to treatment dropout was more than 2 times faster for
DBT-I than for standard DBT ( 21 = 3.7 [P = .03]; hazard ratio,
2.3 [95% CI, 1.1-4.7]). Participants in standard DBT received significantly more individual sessions than those in DBT-S owing to weekly sessions in standard DBT and as-needed sessions in DBT-S. Participants in standard DBT and DBT-S received
more group therapy sessions than those in DBT-I owing to the
(Reprinted) JAMA Psychiatry Published online March 25, 2015
E3
Standard DBTa
DBT individual therapy
(1 h/wk)
Group
sessions
Approach to
teaching skills
Telephone
coaching
Consultation
team
Definition
of treatment
dropout
Medication
management
Crisis
management
protocols
DBT-Sa
Standardized case
management (as needed
with a minimum of
1 in-person or telephone
contact per month and
a maximum mean of
1 session/wk)
Identical to standard DBT
Identical to standard DBT
optional nature of group therapy in DBT-I. Participants in standard DBT attended more groups than those in DBT-S owing to
trend-level differences in treatment retention. Treatment adherence did not differ between standard DBT and DBT-S for
group skills training, but it did differ between standard DBT
and DBT-I for individual therapy. We found no betweengroup differences in use of psychotropic medications.
Outcome Analyses
Results of all outcome analyses are shown in the eTable in
Supplement 2. These results indicate that participants experienced significant improvements over time on all outcomes.
Suicide-Related Outcomes
One participant in the standard DBT intervention committed
suicide during the study 1.5 years after the individual dropped
E4
DBT-I
Identical to standard DBT
except specific teaching
and coaching in DBT skills
was prohibited
Activity-based support
group (2.5 h/wk)
Highly suicidal patients
and those with BPD need
active coaching in using
skills they already have but
are not using to solve their
problems in living
Identical to standard DBT
Missing 4 consecutive
weeks of scheduled
individual therapy sessions
out of the study treatment. We found no significant differences between groups in the occurrence of any suicide attempt, the mean number of suicide attempts among those who
attempted suicide, the occurrence of any NSSI act, the highest medical risk for suicide attempts and NSSI acts, suicide ideation, or reasons for living. Survival analysis also indicated no
difference between groups in the time to the first suicide attempt ( 22 = 1.4 [P = .50]). The only significant betweengroup difference was in the mean number of NSSI acts among
participants who engaged in the behavior. Specifically, the frequency of NSSI acts among those engaging in the behavior was
significantly higher in DBT-I than in standard DBT (F1,85 = 59.1
[P < .001]) and DBT-S (F1,85 = 56.3 [P < .001]) during the treatment year but not during the follow-up year.
Use of Crisis Services
During the treatment year, we found no differences between
groups in the rates of ED visits or hospital admissions for any
psychiatric reason. During the follow-up year, fewer participants in the standard DBT group than in the DBT-I group visited an ED for any psychiatric reason (1 [3%] vs 3 [13%]; t72 = 2.0
[P = .02]) or were admitted to a psychiatric hospital for any psychiatric reason (1 [3%] vs 3 [13%]; t72 = 2.0 [P = .03]). We found
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Variable
Demographic Characteristic
Age, mean (SD), y
Study Treatment
Standard DBT
(n = 33)
DBT-I
(n = 33)
DBT-S
(n = 33)
All
(N = 99)
31.1 (8.2)
30.1 (9.6)
29.8 (8.9)
30.3 (8.9)
69 (71)
Raceb
White
24 (75)
21 (66)
24 (73)
Asian American
1 (3)
3 (9)
1 (3)
5 (5)
Biracial
6 (19)
8 (25)
7 (21)
21 (22)
Other
1 (3)
2 (2)
25 (76)
1 (3)
28 (85)
31 (94)
84 (85)
1 (3)
4 (12)
2 (6)
7 (7)
4 (12)
3 (9)
2 (6)
9 (9)
19 (58)
20 (61)
18 (55)
57 (58)
9 (27)
6 (18)
11 (33)
26 (26)
<15 000
17 (53)
25 (76)
17 (52)
59 (60)
15 000-29 999
10 (31)
6 (18)
12 (36)
28 (29)
5 (16)
2 (6)
4 (12)
11 (11)
Educational level
30 000
Lifetime Axis I Psychiatric Diagnosisb
Major depressive disorder
32 (97)
32 (100)
31 (97)
95 (98)
30 (91)
30 (94)
27 (84)
87 (90)
27 (82)
23 (72)
19 (59)
69 (71)
13 (39)
15 (47)
10 (31)
38 (39)
21 (64)
24 (75)
25 (78)
70 (72)
29 (88)
27 (84)
25 (78)
81 (84)
15 (46)
12 (38)
10 (31)
37 (38)
5 (15)
5 (16)
5 (16)
15 (16)
Paranoid
5 (15)
3 (10)
4 (13)
12 (13)
Schizoid
Schizotypal
1 (3)
Antisocial
5 (15)
4 (13)
3 (10)
Histrionic
2 (6)
2 (7)
4 (4)
Narcissistic
Avoidant
12 (36)
9 (29)
5 (16)
Dependent
2 (6)
1 (3)
Obsessive-compulsive
6 (18)
5 (16)
4 (13)
3.6 (3.2)
3.3 (2.5)
2.5 (2.3)
no differences between groups in the rate of ED visits or hospital admissions for suicidality during the treatment or the
follow-up year.
Mental Health Outcomes
During the treatment year, depression improved less in DBT-I
than in standard DBT (t399 = 1.8 [P = .03]) and DBT-S (t399 = 2.9
[P = .004]). During the follow-up year, depression improved
more in the DBT-I than the standard DBT (t399 = 3.8 [P < .001])
and DBT-S (t399 = 3.1 [P < .01]) groups. The rate of change in anxiety did not significantly differ between groups during the treatment year, although anxiety significantly improved in the standard DBT (t94 = 3.5 [P < .001]) and DBT-S (t94 = 2.6 [P = .01])
groups but not in the DBT-I group (t94 = 0.8 [P = .42]). We found
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0
1 (1)
12 (13)
26 (27)
3 (3)
15 (16)
3.1 (2.7)
Discussion
The focus of this randomized clinical trial was to determine
whether the skills training component of DBT is necessary
and/or sufficient to reduce suicidal behaviors and improve
(Reprinted) JAMA Psychiatry Published online March 25, 2015
E5
DBT-I
(n = 33)
DBT-S
(n = 33)
16 (48)
13 (39)b
22.5 (11.0-37.8)
21.0 (5.5-33.5)
Treatment Dropout
No. (%)
8 (24)
Weeks before
25.5 (8.5-40.0)
Treatment Implementation
Treatment year
No. of individual therapy sessions by study therapists
41.0 (32.0-51.0)
30.0 (12.0-48.0)
19.0 (10.5-34.5)c
42.0 (32.0-52.5)
33.0 (12.0-48.0)
20.0 (12.5-34.5)c
32.0 (23.5-40.0)
6.0 (2.0-11.0)
23.0 (13.5-34.5)b,c,e
32.0 (24.0-40.0)
6.0 (2.0-12.5)
26.0 (13.5-36.0)b,e
55.3 (42.2-67.0)
40.0 (14.0-55.0)
31.7 (16.8-47.3)b,c
52.0 (48.5-54.0)
49.0 (25.0-55.0)
50.0 (27.5-55.0)
Follow-up year
Any outpatient therapy, No. (%)
15 (52)
10 (44)
12 (50)
15 (52)
10 (44)
12 (50)
2 (0-19.0)
0 (0-10.0)
1.5 (0-18.5)
3 (0-31.8)
3.3 (0-35.0)
8.5 (0-22.7)
Treatment Adherenceh
DBT individual therapy sessions, mean (SD)
4.20 (0.18)
4.20 (0.12)
4.16 (0.18)b
NA
NA
4.20 (0.11)
Psychotropic Medication
No. during treatment year, mean (SD)
1.5 (1.6)
1.7 (1.6)
1.7 (1.6)
2.4 (2.9)
2.5 (2.6)
2.5 (2.1)
Rated for 439 individual therapy sessions and 49 group therapy sessions.
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findings suggest that standard DBT and DBT-S show advantages over DBT-I during the acute treatment year, and standard DBT may be particularly effective in maintaining gains
in the year after treatment.
Several characteristics of our design are important to remember when interpreting these results. First, because we believed that standard DBT would be superior, we were not willing to let someone die by suicide to make a point. Therefore,
every treatment provider, including the study pharmacotherapist, was trained in the DBT suicide risk assessment and management protocol (the LRAMP17). Several notable effects resulted from such a decision. First, all practitioners were required
to fill out the LRAMP whenever there was an increase in suicidality, a credible suicide threat, or an actual NSSI act or suicide attempt. The impact was to enforce consistent monitoring of suicidality on all treatment providers. Although routine
assessment of suicide risk is a critical component of competent care for suicidal individuals,24 it is not the norm among
mental health care professionals.25 Moreover, monitoring of behavior inevitably leads to targeting of problem behaviors and,
based on our clinical experience, we believe that behaviors
monitored and targeted are those most likely to change.
Second, by virtue of training in the LRAMP, treatment providers across conditions had specialized training in the assessment and management of suicidal behavior. Specialized training in suicide management may be a critical factor in the
management and reduction of suicidal behaviors. For example, in a study that compared rates of suicide attempts
among individuals discharged from inpatient units for
suicidality,26 those who continued treatment with their inpatient psychiatrist had higher rates of suicide attempts than
those referred to a suicide crisis center. Similarly, in a large
study finding no significant differences in suicidality between DBT and an emotion-focused psychodynamic treatment plus medications,27 both conditions were led by experts in suicide interventions.
Third, DBT has always had a strong bias toward having 1
and only 1 practitioner in charge of treatment planning, including managing risk. Therefore, across all conditions, patients believed to be at imminent risk for suicide were referred immediately to their individual treatment provider for
risk management. This practice is in contrast to many settings where the treatment providers interacting with the client routinely make independent decisions for or against admission to the ED or the inpatient unit. This procedure
combined with DBTs bias toward outpatient rather than inpatient treatment for suicidality may have been instrumental
ARTICLE INFORMATION
Submitted for Publication: August 1, 2014; final
revision received October 13, 2014; accepted
November 19, 2014.
Published Online: March 25, 2015.
doi:10.1001/jamapsychiatry.2014.3039.
Author Contributions: Drs Harned and Gallop had
full access to all of the data in the study and take
responsibility for the integrity of the data and the
accuracy of the data analysis.
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in keeping ED and inpatient admissions reasonably low. Although we know of no research on this issue to date, hospitalizing suicidal individuals might be iatrogenic rather than
therapeutic, as is suggested by the well-documented findings that individuals leaving psychiatric inpatient units have
a very high risk of committing suicide in the week and year after discharge.28 To our knowledge, no credible evidence suggests that hospitalization is more effective than outpatient
treatment in keeping suicidal individuals alive. The 2 small
studies that have compared inpatient with outpatient
interventions29,30 found no differences in subsequent suicide or suicide attempts. Furthermore, in several trials,31-33 use
of crisis services has been significantly lower in DBT than in
control conditions, whereas DBT simultaneously achieved a
significantly lower rate of suicide attempts and NSSI acts.
Should clinicians shift treatment from standard DBT to
DBT-S? Recent data suggest that DBT skills training alone is superior to wait lists (Shelly McMain, PhD, written communication, July 4, 2014) and standard group therapy34 for individuals with BPD. The skills training component of DBT alone has
also been shown to be effective across a range of clinical populations, such as individuals with major depression,35 treatmentresistant depression,36 high emotion dysregulation,37 attentiondeficit/hyperactivity disorder,38 and eating disorders39,40 and
in disabled adults with mental illness.41,42 Our study was not
powered to assess equivalence between DBT-S and standard
DBT, and equivalence should not be assumed. In addition, dropout rates were particularly high in the DBT-I and DBT-S groups,
although the latter did not have a higher dropout rate than the
standard DBT group. These high dropout rates together with low
power limit our ability to fully interpret our results.
Conclusions
In future studies, examination of the significance of suicide expertise, the LRAMP in particular, and the possible iatrogenic vs
therapeutic effects of hospitalization in terms of their effect on
suicide-related outcomes will be important. In addition, because therapists could not teach DBT skills within the DBT-I condition, we do not know whether DBT individual therapy without this restriction would look more like standard DBT or DBT-S
in terms of outcomes. Furthermore, the differences in dropout
rates led to differential treatment doses across conditions, which
might have affected the results. More research is needed before strong conclusions can be made as to what is the best DBT
intervention for highly suicidal individuals.
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