Diederichs 2007 SSR
Diederichs 2007 SSR
Diederichs 2007 SSR
Mark S. Diederichs
Geo-Engineering Centre at Queens University and Royal Military College, Kingston, Ontario
Matt Lato
Department of Geological Sciences and Geological Engineering, Queens University, Kingston, Ontario.
Reginald Hammah
Pete Quinn
Geo-Engineering Centre at Queens University and Royal Military College, Kingston, Ontario
ABSTRACT: This paper is intended to illustrate the applicability of Shear Strength Reduction (SSR) as a
general technique for obtaining Factor of Safety estimates for slopes in variable geology, progressive or locally brittle yield behaviour and with ground-structure interaction. Comparisons are made with Limit Equilibrium solutions (LEM). Implications of the assumptions required to ensure this correlation are discussed including uniform stiffness, rigid-plastic behaviour, instantaneous interaction between geological units, and
instantaneous generation of support loads. The paper uses Finite Element Modelling (FEM) as a vehicle for
demonstration although Finite Difference solutions are equally valid. General applicability of the method is
demonstrated and the limitations explored using Discrete Element simulation of multi-block slope failure.
1 INTRODUCTION
The Shear Strength Reduction (SSR) technique (Matsui & San 1992, Dawson et al 1999; Griffiths &
Lane 1999; Cala & Flisiak 2003, Hammah et al
2005a, 2006) enables finite element (or finite difference) techniques to be used to calculate factors of
safety for slopes, providing an alternative to limit
equilibrium calculations and a potentially more reliable analysis of slopes with heterogeneous stiffness,
strain-softening and passive structure-ground interaction. The methodology is general and can be applied to other non-linear problems such as multiblock discrete element simulations.
Geotechnical engineers primarily conduct slope
design based on calculated factor of safety values.
Limit Equilibrium (LEM) techniques that compare
resisting forces to driving forces (or moments) are
ideally suited to the generation of a nominal safety
factor (Krahn 2003). Instantaneous slide surface
mobilization and consideration of stresses and forces
independent of pre-failure movement are inherent in
these techniques, and may result in inadequate representation of the systems actual stability state.
Non-linear modelling using the Shear Strength
Reduction (SSR) technique can also used to determine factors of safety. The approach offers a number
of advantages over LEM (Griffiths & Lane, 1999)
including the elimination of a priori assumptions on
the shape and location of failure surfaces, the elimination of assumptions regarding the inclinations and
locations of interslice forces, the capability to model
progressive failure, the calculation of deformations
Proceedings of the 1st Canada-US Rock Mech. Symposium - Vancouver 2007: Invited Session Keynote Paper
FS M =
(1)
(2)
Figure 1: Slice and interslice forces for a composite limit equilibrium approach to slope stability.
The basal stress state in the original LEM formulations are ultimately a function of gravitational
loading on the individual slices. This does not consider the influence of topographical and stiffness
Table 1: Comparison of equilibrium considerations and interslice force assumptions (Krahn 2003)
Method
Fellenius
Bishop Simplified
Janbu Simplified
Spencer
Morgenstern-Price
Corps of Engin. 1
Corps of Engin. 2
Lowe-Karafiath
Moment
Equilibrium
Horiz. Force
Equilibrium
Interslice
Normal Force
Interslice
Shear Force
YES
YES
NO
YES
YES
NO
NO
NO
NO
NO
YES
YES
YES
YES
YES
YES
NO
YES
YES
YES
YES
YES
YES
YES
NO
NO
NO
YES
YES
YES
YES
YES
Inclination of
Interslice Force
No Force
Horizontal
Horizontal
Constant
Variable
= Crest to Toe Average Dip
= Slice Ground Surface Dip
= Average of Surface and Base Dip
Proceedings of the 1st Canada-US Rock Mech. Symposium - Vancouver 2007: Invited Session Keynote Paper
Figure 3: Finite difference analysis result using total unbalanced force magnitude as a stability indicator. FS=1.025 for
this slope (after Dawson et al. 1999).
For Mohr Coulomb strength parameters the modification is as follows (Dawson et al. 1999):
1
c'trial =
c'measured
(4)
FStrial
1
tan
FStrial
'trial = tan 1
(5)
'(i )
'(i )
max = ctrial
+ n tan trial
for the ith material
(6)
where, for SSR analyses, the same strength reduction factor (SRF = FStrial) is used for all components of strength and for all materials within the stability problem. The SSR approach for the HoekBrown criterion (Hoek et al. 2002) involves a more
involved but philosophically similar factoring process described by Hammah et al (2005b).
This factoring of strength parameters allows reinforcement and other external effects to be modeled
without modification to determine stability. This is
analogous to the factored load approach for returning structural load demand from ground behaviour.
The support capacities can have a different factor of
safety is desired (as suggested by Duncan 1996), although there is some merit in considering reinforcement within the SSR factoring process as well.
The approach allows for the reinforcement and the
rockmass itself (if heterogenous) to develop modified internal loads and stresses as a function of preyield displacements and strains. Most importantly,
the critical failure surface develops naturally during
the course of the non-linear solution and does not
need to be pre-defined or determined through optimization algorithms. Brittle or strain softening behaviour and dilation effects are also accommodated.
Proceedings of the 1st Canada-US Rock Mech. Symposium - Vancouver 2007: Invited Session Keynote Paper
Soil 2
SRF=FS
E (kPa)
2,000
2,000
20,000
20,000
200,000
200,000
0.2
0.48
0.2
0.48
0.2
0.48
1.210
1.180
1.210
1.180
1.210
1.180
c (kN/m2)
(deg.)
(kN/m3)
28.5
0
20.0
10.0
18.84
18.84
Soil #1
Soil #2
1.270
1.258
1.246
1.275
1.240 1.270
Proceedings of the 1st Canada-US Rock Mech. Symposium - Vancouver 2007: Invited Session Keynote Paper
(deg.)
(kN/m3)
11.0
28.0
20.00
Factor of Safety
SSR (FS=SRF)
Bishop
Spencer
GLE
Janbu Corrected
Published results
1.475
1.498
1.501
1.500
1.457
1.530
Proceedings of the 1st Canada-US Rock Mech. Symposium - Vancouver 2007: Invited Session Keynote Paper
UCS
resid
mi
GSI
mb
Erm
GPa
SSt
60
12
21 70
7.2
0.036
16.5
Sh1
15
15
8
60
1.9
0.012
3.0
Silt
25
25
10 65
2.9
0.020
9.4
Sh2
10
10
7
50
1.2
0.004
2.0
SSt =Sandstone, Silt =Siltstone, Sh1=shale, Sh2 =weak shale
Figure 15: FEM-SSR analysis for Example 5 with strain weakening behaviour for the sandstone (zero dilation). Water table
is solid line (1). Shear strain (contours) and displacement vectors (x25) are plotted. Note bimodal failure (2 blocks).
Proceedings of the 1st Canada-US Rock Mech. Symposium - Vancouver 2007: Invited Session Keynote Paper
Interestingly, the FS (=SRF=1.85) for this analysis is within the range of the LEM analyses for residual parameters. In addition, close examination of
Figure 15 shows that both the non-circular, deepseated slip surface as well as the shallower circular
surface suggested by alternate LEM analyses (right
side of Figure 13) are both simulated in the FEM
analysis (two distinct zones of elevated shear strain).
The results shown are for zero-dilation. Failure geometry is similar for dilation (mdil = 0.25mb) with an
elevated FS=SRF=1.92. Table 8 summarizes the impact of mesh density and convergence tolerance.
Beyond a reasonable minimum element density, the
results are not very sensitive to mesh configuration
although poor results are obtained with an elevated
tolerance or the use of 3-noded triangular elements
(as opposed to 6-noded linear strain elements).
Table 8: Effects of tolerance, maximum iterations per cycle
and mesh density for Example 5 with brittle sandstone (Figure
15) and zero dilation.
Mesh
Tolerance Max Iterations
FS=SRF
(*6 nodes)
*Standard
0.001
500
1.85
*Standard
0.01
250
2.05
*Standard
0.0001
1000
1.82
*Coarse (x 0.5)
0.001
500
1.86
*Fine (x 2)
0.001
500
1.82
3 node (stand)
0.001
500
2.03
Figure 17: Results of SSR analysis for composite model in Figure 16. Vertical lines bound the range of FS (=SRF) based on
two possible failure criteria (see axes). Each point is averaged
over several stochastic simulations.
Proceedings of the 1st Canada-US Rock Mech. Symposium - Vancouver 2007: Invited Session Keynote Paper
Proceedings of the 1st Canada-US Rock Mech. Symposium - Vancouver 2007: Invited Session Keynote Paper