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Food Waste-To-Energy Conversion Technologie Current Status

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Waste Management 38 (2015) 399408

Contents lists available at ScienceDirect

Waste Management
journal homepage: www.elsevier.com/locate/wasman

Review

Food waste-to-energy conversion technologies: Current status


and future directions
Thi Phuong Thuy Pham, Rajni Kaushik, Ganesh K. Parshetti, Russell Mahmood,
Rajasekhar Balasubramanian
Department of Civil and Environmental Engineering, National University of Singapore, 1 Engineering Drive 2, Singapore 117576, Republic of Singapore

a r t i c l e

i n f o

Article history:
Received 8 June 2014
Accepted 9 December 2014
Available online 30 December 2014
Keywords:
Food waste
Anaerobic digestion
Fermentation
Incineration
Gasication
Hydrothermal carbonization

a b s t r a c t
Food waste represents a signicantly fraction of municipal solid waste. Proper management and recycling
of huge volumes of food waste are required to reduce its environmental burdens and to minimize risks to
human health. Food waste is indeed an untapped resource with great potential for energy production.
Utilization of food waste for energy conversion currently represents a challenge due to various reasons.
These include its inherent heterogeneously variable compositions, high moisture contents and low caloric value, which constitute an impediment for the development of robust, large scale, and efcient
industrial processes. Although a considerable amount of research has been carried out on the conversion
of food waste to renewable energy, there is a lack of comprehensive and systematic reviews of the published literature. The present review synthesizes the current knowledge available in the use of technologies for food-waste-to-energy conversion involving biological (e.g. anaerobic digestion and
fermentation), thermal and thermochemical technologies (e.g. incineration, pyrolysis, gasication and
hydrothermal oxidation). The competitive advantages of these technologies as well as the challenges
associated with them are discussed. In addition, the future directions for more effective utilization of food
waste for renewable energy generation are suggested from an interdisciplinary perspective.
2014 Elsevier Ltd. All rights reserved.

Contents
1.
2.

3.

Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Current technologies for energy generation from food waste . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
2.1.
Biological technology . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
2.1.1.
Anaerobic digestion . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
2.1.2.
Ethanol fermentation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
2.2.
Thermal and thermochemical technology . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
2.2.1.
Incineration . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
2.2.2.
Pyrolysis and gasification. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
2.2.3.
Hydrothermal carbonization . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Concluding remarks and future directions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Acknowledgments . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

1. Introduction
As of 2011, the world has generated an estimated 2 billion tons
of municipal solid waste (MSW) (Amoo and Fagbenle, 2013). The
Corresponding author. Tel.: +65 6546 5135; fax: +65 6774 4202.
E-mail address: ceerbala@nus.edu.sg (R. Balasubramanian).
http://dx.doi.org/10.1016/j.wasman.2014.12.004
0956-053X/ 2014 Elsevier Ltd. All rights reserved.

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amount of MSW generated is expected to grow much higher due


to rapid urbanization, industrialization and population growth,
which is projected to reach 9.5 billion by 2050 (FAO, 2009). According to Intergovernmental Panel on Climate Change (IPCC, 2006),
food waste makes a dominant contribution to MSW (2570%),
which is composed of plastic, metal, glass, textiles, wood, rubber,
leather, paper, food waste and others with the exception of

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T.P.T. Pham et al. / Waste Management 38 (2015) 399408

industrial waste (Fig. 1). About 1.3 billion tons, one third of the
food produced in the world for human consumption annually,
are lost or wasted throughout the supply chain, from production
to consumption (FAO, 2011). Food waste in a food supply chain
can be sub-categorized into pre-consumer (e.g. wastes generated
from agriculture, processing and distribution) and post-consumer
wastes (e.g. wastes from meal preparation and consumption)
(Pfaltzgraff et al., 2013). The National Resources Defense Council
(NRDC, 2012) has recently estimated that approximately 40% of
food produced in the United States of America is lost in the form
of waste during its processing and distribution by retailers, restaurants and consumers. The United Kingdom and Japan also follow a
similar trend, discarding between 30% and 40% of their food produced every year (Kosseva, 2009). In South Africa, food waste generation was estimated to be 9 million tons per annum (Oelofse and
Nahman, 2013). Singapore, a highly populated, industrialized city,
produced 542,720 tons of food waste in 2006 and reached about
703,200 tons in 2012 according to Singapores National Environmental Agency (NEA, 2012). In the European Union, food garbage
is expected to increase from 89 million tons in 2006 to 126 million tons in 2020 (European Commission, 2010). Every year the
European food-processing industry produces vast volumes of
aqueous wastes. These wastes are composed of fruit and vegetable
residues and discarded items, molasses and bagasse from sugar
rening, bones, esh and blood from meat and sh processing, stillage and other residues from wineries, distilleries, and breweries,
dairy wastes such as cheese whey, and wastewaters from washing,
blanching, and cooling operations (Kosseva, 2011). Many of these
wastes contain low levels of suspended solids and low concentrations of dissolved materials, which cause not only visual discomfort by producing different moldering gases and offensive odors,
but also cause adverse environmental impacts due to leaching in
landll sites. These wastes lead to a waste of resources used in food
production and distribution, including land, water, energy, fertilizers, pesticides, labor and capital. Currently, most of food wastes are
recycled, mainly as animal feed and compost (Lin et al., 2013). The
remaining quantities are incinerated and disposed off in landlls,
causing serious emissions of methane (CH4), which is 23 times
more potent than carbon dioxide (CO2) as a greenhouse gas and
signicantly contributes to climate change.
Apart from the environmental challenges posed, the inherent
complexity of food waste composition makes it a very attractive
source of value-added products. Most of the materials generated

Fig. 1. The percentage of different waste types in municipal solid waste in different
regions and countries (reproduced from IPCC, 2006).

as wastes by the food-processing industries contain components


that could be utilized as substrates and nutrients in a variety of
microbial/enzymatic processes. Joshi (2002) and Marwaha and
Arora (2000) discussed the value-added products actually produced from food industry wastes, or potentially so, which include
animal feed, single-cell protein and other fermented edible products, bakers yeast, organic acids, amino acids, enzymes (e.g.,
lipases, amylases, and cellulases), avors and pigments, the biopreservative bacteriocin (from the culture of Lactococcus lactis on
cheese whey), and microbial gums and polysaccharides.
In recent years, it has been recognized that food waste is an
untapped resource with great potential for generating energy.
Thus, energy recovery from food waste is an additional attractive
option to pursue, particularly from the energy security viewpoint.
This realization has motivated fundamental research on technologies that help to recover some valuable fuels from food waste to
reduce the environmental burden of its disposal, avoid depletion
of natural resources, minimize risk to human health and maintain
an overall balance in the ecosystem. Although there has been a
considerable amount of research focused on the conversion of food
waste to renewable energy, there is a lack of comprehensive
reviews of the published literature. McKendry (2002) reviewed
various biomass-to-energy conversion technologies, but there
was no specic emphasis on the use of food wastes as feedstocks.
In the current review, we provide insights into various technologies that have been explored for food-waste-to-energy conversion
including biological (e.g. anaerobic digestion and fermentation),
thermal and thermochemical technologies (e.g. incineration, pyrolysis, gasication and hydrothermal oxidation) (Fig. 2). This review
discusses the advantages as well as the major challenges associated with these technologies. In the light of recent technological
advances and the drive towards using food waste as a raw material
to both reduce the environmental burden of its disposal and
address the concerns about future resources, this review identies
key knowledge in food-waste-to-energy conversion technologies.
In addition, we suggest future directions for more effective ways
of treating food waste for renewable energy generation from the
resource recovery viewpoint.

2. Current technologies for energy generation from food waste


2.1. Biological technology
2.1.1. Anaerobic digestion
Anaerobic digestion (AD) of organic wastes in landlls produces
biogas comprising mainly CH4 and CO2, and traces amounts of
other gases such as nitrogen (N2), oxygen (O2) and hydrogen sulde (H2S) that escape into the atmosphere and pollute the environment (Zhu et al., 2009). Under controlled conditions without
oxygen, the same process has the potential to convert the organic
wastes into useful products such as biofuels (e.g. biogas) and nutrient enriched digestates which can be used as soil conditioners or
fertilizers (Chanakya et al., 2007; Guermoud et al., 2009). With
the introduction of both commercial and pilot AD plant designs
during early 1950s, AD of organic wastes has received worldwide
attention (Karagiannidis and Perkoulidis, 2009). AD has many environmental benets including the production of a renewable energy
platform, the possibility of nutrient recycling, and the reduction of
waste volumes (Kosseva, 2011).
It was reported that 1 m3 of biogas from AD is equivalent to
21 MJ of energy, and it could generate 2.04 kW h of electricity considering the 35% of generation efciency (Murphy et al., 2004).
However, the major problem is the long duration of the microbial
reaction, which is generally in the range of 2040 days (Table 1).
Also, the high concentration of free ammonia (NH3) resulting from

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T.P.T. Pham et al. / Waste Management 38 (2015) 399408

Fig. 2. Summary of food-waste-to-energy technologies.

Table 1
Operational and performance data of anaerobic digestion of food waste.
Substrate
Potato waste
Potato
processing
waste
FVW

Cosubstrate

Bioreactor
type

Temp.
(C)

OLR
(kg VS m

NA/Beet
leaves
NA

Batch (0.5 L)

37

NR

CSTR

55

NA

Tubular
reactor (18 L)
2-phase
system (18 L)
Batch system
Batch system

FVW

NA

Food waste
Food waste

NA
NA

FVW

Food waste

NA/
Abattoir
waste
SW,
manure
NA

Food waste

NA

FVW

CH4 yield
(m3 kg 1 VS)

Biogas yield
(m3 kg 1 VS)

%CH4

Energy content References


(MJ/m3)

14

0.42/0.68

NR

62/84

23.1/31.3

0.83.4

NR

NR

0.650.85

58

21.6

35

6% TS

20

NR

0.707

57

21.3

35/55

7.5 kg COD

20

NR

0.705/0.997

64/61

23.9/22.6

50
35

6.8/10.5
NR

10/28
2060

0.348/0.435
NR

NR
0.49

73
NR

27.2
NA

ASBR (2 L)

55

1.24/2.56

20

NR

0.48/0.73

60/62

22.4/23.1

Semi cont.
(2 L)
3-stage semi
cont.
Batch (1.1 L)

35

1.3

30

0.32

1.36

56

20.9

50

NR

12.4

NR

NR

67.4

25.1

55

NR

90

0.18

NR

NR

NA

day

HRT
) (days)

Parawira et al.
(2004)
Linke (2006)

Bouallagui et al.
(2003)
Bouallagui et al.
(2005)
Zhang et al. (2007)
Forster-Carneiro
et al., (2008a)
Bouallagui et al.
(2009)
Alvarez and Lidn,
(2008)
Kim et al. (2006b)
Forster-Carneiro
et al. (2008b)

FVW fruit and vegetable wastes, SW slaughter house waste, CSTR continuous stirred tank reactor, ASBR anaerobic sequencing batch reactor, Semi cont. semi-continuous, Temp.
temperature, OLR organic loading rate, VS volatile solids, HRT hydraulic retention time, COD chemical oxygen demand, NR not reported, NA not applicable, energy content of
methane 37.3 MJ/m3 (Zhang et al., 2007).

degradation of nitrogen rich protein components can prove toxic to


the specic activity of methanogenic bacteria, causing serious
effects to the AD process (Chen et al., 2008; Fountoulakis et al.,
2008). Food wastes consist mostly of organic components making
the AD a good choice for alternative energy generation. However,
high salt concentrations in food waste inhibit AD due to the presence of cations such as sodium, potassium, calcium, and magnesium (Chen et al., 2008). To address this issue, co-digestion of
food waste with low nitrogen and lipid content waste is preferably
used to decrease the concentration of nitrogen, thus reducing problems associated with the accumulation of intermediate volatile
compounds and high NH3 concentrations (Castillo et al., 2006).
Interestingly, it was observed that anaerobic co-digestion of sewage sludge and highly rich organics such as food wastes could
increase the CH4 yield in biogas (Gmez et al., 2006; Kabouris
et al., 2009). Several studies have shown that co-digestion of food
waste and municipal waste helps to improve the biogas yield up to
4050% compared to the digestion of food waste alone (Table 1).
Parawira et al. (2004) conducted batch anaerobic co-digestion

under mesophilic conditions at a hydraulic retention time (HRT)


of 14 days with different combinations of potato waste and sugar
beet leaves. They reported an enhanced yield of 0.68 m3 CH4 kg 1
volatile solid (VS) added with a mixing ratio of (24:16% total solid),
and another yield of 0.42 m3 CH4 kg 1 VS added from potato waste
alone. Bouallagui et al. (2009) used abattoir wastewater as a cosubstrate in AD of fruit and vegetable waste (FVW). They observed
a VS removal between 73% and 86% and a biogas yield of about 0.3
0.73 m3 kg 1 VS added at organic loading rates (OLRs) up to
2.56 kg VS m3 day 1 in the anaerobic sequencing batch reactor.
Also, it is reported that the addition of abattoir wastewater to
the feedstock enhanced biogas yield up to 51.5%. Yan et al.
(2014) observed that rumen microbes from cow manure enhanced
hydrolysis of food waste in acidogenic leach-bed reactor, subsequently increased methane yields in methanogenesis. In another
study, Alvarez and Lidn (2008) examined a semi-continuous mesophilic anaerobic treatment in an experiment using combinations
of solid slaughterhouse waste, FVW, and manure in a co-digestion
process. Anaerobic co-digestion resulted in CH4 yields of 0.3 m3 -

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T.P.T. Pham et al. / Waste Management 38 (2015) 399408

Table 2
Pretreatment process of food waste in anaerobic digestion.
Pretreatment method

Processes

Pretreatment condition

Type of AD system

Results

References

Physical pretreatment

Mechanical

Size reduction by beads mill

Mesophilic batch

40% higher COD solubilization and


28% higher biogas production
12 7% higher COD solubilization
and 48% higher biogas production
24% higher COD solubilization and
6% higher biogas production
33% higher in methane content of
the produced biogas
13 7% higher COD solubilization
and 48% higher biogas production
31% higher in methane yield

Izumi et al. (2010)

High pressure
Thermal pretreatment

Chemical pretreatment

Pressurized until 10 bar and


depressurized
Microwave
Microwave with intensity of 7.8 C/
min
Thermochemical 175 C, 4 MPa, 1 h
liquidization
Dilute-acid
Addition of HCl until pH = 2
hydrolysis
Immersion in 1 M HCl for 30 days
Alkaline

Biological pretreatment

Enzymatic
hydrolysis

Thermophilic batch
Mesophilic batch
Mesophilic batch
Thermophilic batch
Mesophilic batch

Addition of Ca(OH)2 up to pH 6.5 and Mesophilic batch


of 10 g/L of bentonite
Incubation with 0.1% enzyme mixture Mesophilic batch
(carbohydrase:protease:lipase, ratio
1:2:1)

kg 1 VS added, with CH4 content between 54% and 56% at OLRs in


the range 0.31.3 kg VS m3 day 1. They concluded that co-digestion of various waste types such as manure, solid slaughterhouse
wastes and FVW in a mesophilic anaerobic process facilitates the
possibility of treating the wastes, which cannot be successfully
treated separately.
Among the factors affecting the mass transfer in each biological step of AD, both the pretreatment and the quality of the
substrate used play a fundamental role. According to the different kinds of substrates, pretreatments such as physical, chemical,
thermal and biological, can be used in order to optimize biological process yields. Pretreatment methods for food waste in AD
are summarized in Table 2. Regarding the physical pretreatments, both mechanical and high pressuring machines are being
widely used. As for thermal pretreatments, microwave devices
are implemented to increase the yields (Neves et al., 2006).
There were several studies into various pre-treatments, including
those that were steam explosion (Nakamura and Sawada, 2003),
thermochemical liquidization (Sawayama et al., 1997), and enzymatic hydrolysis (Kim et al., 2006a) to enhance the hydrolysis
rate of VSs in food waste for CH4 production. The alkaline pretreatment was also used as a pretreatment method in biogas
production (Taherzadeh and Karimi, 2008). Olive mill efuent
is an example of seasonal waste with low pH (about 4.3), and
high lipid (ca. 13 g/L) and phenolic compounds concentration
(ca. 8 g/L). Addition of lime and bentonite greatly improves the
digestion of olive mill efuents with more than 91% removal
of COD (Beccari et al., 2001). Dilute-acid hydrolysis is probably
the most commonly applied method among the chemical
pretreatment methods (Taherzadeh and Karimi, 2008). It can
be used either as a pretreatment of lignocellulose for enzymatic
hydrolysis, or as the actual method of hydrolyzing to fermentable sugars. Pretreatment of bagasse and coconut bers
with HCl improved the formation of biogas from these materials by 31% and 74%, respectively (Kivaisi and Eliapenda, 1994).
In another study by Li et al. (2009) on Bermudagrass, reed
and rapeseed for bioethanol production, pretreatment with phosphoric acidacetone was reported to yield higher ethanol
concentration.
Several types of bioreactors are currently applied for AD, but the
three major systems commonly used include batch, continuous
one-stage, and continuous two-stage reactors with a variety of
methanizers. Some examples of these reactors are continuously
stirred tank reactor (CSTR), tubular reactor, anaerobic sequencing
batch reactor (ASBR), upow anaerobic sludge blanket (UASB)
and xed lm reactor (Bouallagui et al., 2005). Forster-Carneiro

91% removal of COD

Ma et al. (2011)
Marin et al. (2010)
Sawayama et al.
(1997)
Ma et al. (2011)
Kivaisi and
Eliapenda (1994)
Beccari et al. (2001)

3.3 times higher in hydrolysis rate Kim et al., (2006a)


of VSs in food waste for CH4
production

et al. (2008a) optimized the biomethanization procedure of food


waste in six reactors with three different total solid (TS) concentrations (20%, 25%, and 30%) and two different inoculums dosages
(2030% of mesophilic sludge). The reactor with 20% TS and 30%
of inoculums revealed to be the best performance of food waste
treatment and CH4 production with a high CH4 yield of 0.49 m3 kg 1 VS added between 20 and 60 days during the operation.
According to Bouallagui et al. (2003), the maximum OLR for the
mesophilic anaerobic digestion of FVW in a tubular reactor is 6%
of TS with a high yield of 0.707 m3 biogas kg 1 VS added for a
20-day HRT. Linke (2006) used the potato processing wastes as
substrates for anaerobic biogas production in a continuous stirred
tank reactor at thermophilic condition. They reported that an
increase of the OLR in the range of 0.83.4 kg VS m3 day 1 resulted
in reduction of the biogas yield (Linke, 2006). In addition, biogas
yields with its CH4 composition were obtained to be 0.850.65 m3 kg 1 VS and 5850%, respectively. Bouallagui et al. (2009) observed
a maximum OLR of 1.24 kg VS m3 day 1 when they operated a
thermophilic ASBR treating FVW at an HRT of 15 days. They
achieved a high biogas output of 0.48 m3 kg 1 VS added with 60%
methane content and a 79% VS reduction. Kim et al. (2006b) examined the AD of food waste in a three-stage semicontiuous system at
thermophilic condition. They obtained 67% CH4 composition in the
biogas with a 12.4-day HRT. Forster-Carneiro et al. (2008b) carried
out a batch experiment to study the AD of shredded organic fraction of the MSW and food waste separately. As a result, the smallest VS removal (32%) and high CH4 composition of 0.18 m3 kg 1 VS
added in the biogas were obtained for food waste. To determine
the effect of HRT, Zhang et al. (2007) studied the AD of food waste
in a batch system for 10 and 28 days. It was reported that the highest CH4 yield of 0.435 m3 kg 1 VS was obtained at the end of the
28-day digestion with VS removal of 81%, which is followed by
0.348 m3 kg 1 VS at the end of 10-day digestion. The energy content of biogas derived from AD of food waste varied depending
on experimental conditions and is summarized in Table 1. In a systematic analysis, Morris (1996) reported that an average of 12.7 kJ/
g TS of food waste is produced from AD. Energy balance for a fullscale food waste digester showed the potential recoverable energy
was 1462 kW h per ton TS of food waste and biogas production
was 642 m3 ton 1 VS added with 62% methane content (Banks
et al., 2011). These results showed evidences that food waste is a
good alternative feedstock for AD because of its high degradability
and biogas yield. In summary, AD leads to the overall conversion of
food waste into CH4 and CO2, and therefore contributes to the
reduction of organic matter and recovery of energy from organic
carbon in cost-effective manner.

T.P.T. Pham et al. / Waste Management 38 (2015) 399408

2.1.2. Ethanol fermentation


Compared to biogas, ethanol production from food waste
involves a different approach for waste-to-energy conversion. Various food wastes have been utilized for the production of bio-ethanol, including banana peel (Hammond et al., 1996; Oberoi et al.,
2011b; Tewari et al., 1986), sugar beet pulp (Rodrguez et al.,
2010), pineapple waste (Ban-Kof and Han, 1990), grape pomace
(Korkie et al., 2002; Rodrguez et al., 2010), potato peel waste
(Arapoglou et al., 2010), citrus waste (Boluda-Aguilar et al., 2010;
Oberoi et al., 2011a; Pourbafrani et al., 2010) as well as cafeteria
food waste (Kim et al., 2011) and household food waste
(Matsakas et al., 2014). Due to the complex nature of the lignocellulosic component of food wastes, different pretreatment methods
such as acid, alkali, thermal and enzymatic processes have been
used in order to increase cellulose digestibility (Arapoglou et al.,
2010; Ban-Kof and Han, 1990; Ma et al., 2011; Oberoi et al.,
2011a,b; Singhai et al., 2012; Tewari et al., 1986; Vavouraki
et al., 2013). Enzymatic hydrolysis is probably the most common
pretreatment method in ethanol production from food waste.
Moon et al. (2009) achieved 29.1 g/L ethanol yield from food waste
using both carbohydrases and amyloglucosidases. A similar yield
(32.2 g/L) was obtained in the study of Uncu and Cekmecelioglu
(2011) using food waste treated with amylases. Although the pretreatment can facilitate ethanol production by increasing digestibility of cellulose, the soluble sugars can be degraded forming
various inhibitors such as furfural, especially if the treatment is
performed at harsh conditions and in the presence of alkali
(Matsakas et al., 2014). In most cases, Saccharomyces cerevisiae
was utilized for fermentation, although Ban-Kof and Han (1990)
also used Zymomonas mobilis and Korkie et al. (2002) utilized Pichia
rhodanensis. S. cerevisiae has the disadvantage in that it can only
utilize hexose sugars (Balat, 2011), but other fermentative organisms can be used for utilization of pentose sugars for ethanol production. An ethanol yield of 0.43 g ethanol/g TS and 0.31 g ethanol/
g TS was obtained for separated hydrolysis and fermentation and
simultaneous saccharication and fermentation, respectively
(Kim et al., 2011). Thus, an average energy content of 8.3
11.6 kJ/g TS could be estimated for ethanol produced from food
waste based on 26.9 MJ/kg energy content of ethanol.
It can be concluded from the literature that AD and ethanol fermentation are considered effective biological processes to convert
food waste to energy. The prime advantages of AD include (i) food
waste can be co-digested with different substrates in the anaerobic
bioreactors, which enables both the waste management and the
production of desired products, and (ii) the low cost production
of biogas is considered to be vital for meeting future energy
demands. However, different factors such as types of reactors,
the composition and quality of co-substrates, process control factors (temperature, pH, OLR, HRT), and microbial dynamics contribute to the efciency of AD process, and must be optimized to
achieve maximum benets from this technology. For the fermentation process, it is feasible to make ethanol from food waste and is
more attractive as this technology avoids competition with food
crops, reduces food waste and lowers the carbon food print. However, the overall economic viability of the process should still be
considered and further studies are required to lower the cost of
ethanol production from food waste.
2.2. Thermal and thermochemical technology
2.2.1. Incineration
Incineration is a mature technology that involves the combustion and conversion of waste materials into heat and energy. The
heat from the combustion process can be used to operate steam
turbines for energy production, or for heat exchangers used to heat
up process streams in industry (Autret et al., 2007; Stillman, 1983).

403

Incinerators are able to reduce the volume of solid wastes up to


8085%, and thus, signicantly reduce the necessary volume for
disposal. While the combustion of solid wastes is an old technique,
its use as a viable waste management strategy is still not fully
accepted by some European Member states. The reluctance of
some countries to rely on waste incineration is related to toxic
air emissions containing dioxins and heavy metals generated from
the earlier equipment and technologies (Katami et al., 2004). Thus,
air pollution control measures have to be undertaken. Additionally,
the incombustible ash usually constitutes a concentrated inorganic
waste that has to be disposed of properly. As a result, waste combustion was viewed in a negative light and was even banned in
some countries. With the improvement in air emission control systems, a new generation of facilities could be built, which conform
to a stricter environmental regulatory regime, signicantly
decreasing potential human health effects (WHO, 2007). The
improvements in combustion technology created favorable conditions for the construction of many new plants in different countries
(Grosso et al., 2010). These plants also gained importance with the
addition of the energy recovery section. In recovering heat or producing electricity, solid waste combustion was viewed as a part of
energy policies, seeking to reduce dependency on fossil fuels.
However, very few studies focusing on direct energy recovery
from food waste by incineration are found in the literature. This
is due to the fact that food waste alone seems ill-suited for incineration due to high moisture contents and non-combustible components (Mardikar and Niranjan, 1995). Typically, food waste is
discarded into the general ow of MSW and converted into heat
and energy by incineration. Kim et al. (2013) studied food waste
disposal options in Korea with respect to global warming and
energy recovery. The food wastes after being dried were discharged with MSW and were burnt at 850 C to approximately
1,100 C. Average electricity consumption for drying was estimated
to be at 649 kW h, which is equivalent to 27,920 MJ of energy per
ton TS of food waste (Kim et al., 2013). The results of incineration
revealed that 37.7 kJ of heat from dryer-incineration of 1 g TS of
food waste was produced (Kim et al., 2013). The environmental
credit was found to be 315 kg of CO2-eq for dryer-incineration
from 1 ton of food waste by electricity, thermal energy generated,
and primary materials avoided. It was concluded that dryer-incineration seemed to be the best option for food waste recycling in a
metropolitan area in Korea. However, these positive results came
from incineration of both MSW and dried food wastes. Energy
recovery through incineration of solely food wastes is not always
feasible, generally due to the energy loss to evaporate the large
water content in these organic wastes. In another study, Caton
et al. (2010) investigated energy recovery from post-consumer
food waste by direct combustion. They utilized the thermal losses
from combustion systems, either through the housing of the systems or expelled through the exhaust, to dehydrate the food garbage. The results showed that energy recovery from wasted food
could facilitate cost savings by offsetting traditional fuel use and
by reducing disposal costs.
2.2.2. Pyrolysis and gasication
Pyrolysis and gasication are both thermal processes. Pyrolysis
converts food waste, in an oxygen-free environment, into bio-oil as
the major product along with syngas (CO + H2) and solid bio-char.
Gasication converts food waste into a combustible gas mixture by
partially oxidizing food waste at high temperature, typically in the
range, 800900 C (McKendry, 2002). The low caloric value gas
produced can be burnt directly or used as a fuel for gas engines
and gas turbines. The product gas can be used as a feedstock (syngas) in the production of chemicals (e.g. methanol). Considering
the environmental concerns of incineration, pyrolysis, gasication,
or both combined appear as alternatives to combustion in food

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Table 3
Food-waste-to-energy conversion processes.
Conversion process

Conversion process conditions

Main products

By-products

Incineration
Pyrolysis

400540 C
250750 C, absence of oxygen

Gasication

3501800 C, air, oxygen or


steam, 130 bar
3555 C, anaerobic, reactor
size 1010,000 m3
3035 C, pH 4.56.0 anaerobic

Heat, electricity
Char, oil or tar, gas (CO, CH4, hydrocarbons, H2, CO2 (content
dependent on process conditions))
Gas (CO, CH4, N2, H2, CO2 (content dependent on process
conditions))
Gas (main components CH4 and CO2)

Ash
Char (use as oil amendment, activated
coal or sorbent)
Ash

Anaerobic
digestion
Ethanol
fermentation
Hydrothermal
carbonization

180350 C, 445 bar, wet

Ethanol, CO2
Hydrochar and gas (main component CO2)

waste treatment. The solid waste gasication and pyrolysis are


complex processes composed of a number of physical and chemical
interactions that occur at temperatures generally higher than
600 C, and the exact temperature depends on the reactor type
and the waste characteristics, in particular the ash softening and
melting temperatures (Demirbas, 2002, 2007; Higman and van
der Burgt, 2008; Yaman, 2004). The pyrolysis process degrades
the waste to produce energy in the form of syngas, pyrolysis oil
or tar (condensable hydrocarbon vapors, that release from solid
matrix as gas and liquid in form of mist) and char (the remaining
devolatilized solid waste residue) (Knoef, 2005) (Table 3). The gasication process has the merit of producing hydrogen-rich syngas,
which can be used as a basic building block for producing valuable
products as chemicals and fuels (Garcia et al., 1998; Lee et al.,
1999; Young, 2010) under a controlled amount of oxygen. A summary of the products of gasication is given in Table 4.
Gasication has some advantages over traditional incineration
technology, mainly related to more acceptable cost and the possibility of coupling the operating conditions (in particular, temperature and equivalence ratio) and the features of the specic reactor
(xed bed, uidized bed, entrained bed, vertical shaft, moving
grate furnace, rotary kiln, plasma reactor) to obtain a syngas suitable for use in different applications (Arena, 2012; Heermann
et al., 2001; Young, 2010). Also, the gasication process, when conducted using steam, presents undeniable advantages concerning
the formation of dioxins in existing incineration plants. Moreover,
these processes can mitigate emissions of air pollutants by using
no or low oxygen.
As both gasication and pyrolysis processes work on carbonbased wastes, they are considered appropriate for food wastes.
Both produce a syngas composed mainly of CO and H2 (85%), with
a small proportion of CO2 and CH4. Pyrolysis produces 75% bio-oil,
of which the heating value is around 17 MJ/kg (Digman and Kim,
2008). However, the performance of a waste-to-energy gasication-based process could be affected signicantly by the specic
properties of the solid waste processed. The most important characteristics of wastes for gasication are elemental composition,
Table 4
Major products of gasication and common health/environmental risks associated
with those products (reproduced from Arafat et al., 2013 with permission from
Elsevier).
Product

Health/environmental hazards

Carbon dioxide (CO2)


Methane (CH4)
Ammonia (NH3)
Hydrogen Cyanide
(HCN)
Carbon monoxide
(CO)
Hydrogen gas (H2)

Green house gas


Potent green house gas/combustible fuel
Eutrophication
Poisonous gas and explosive at high concentrations
Toxic gas that causes asphyxiation/combustible gas
Explosive gas and combustible fuel, can cause
asphyxiation

Sludge (use as fertilizer after proper


treatment)
Animal feed
Crude oil and process water (contains
value-added chemicals)

lower heating value, ash content (and composition), moisture content, volatile matter content, other contaminants (N, S, Cl, alkalies,
heavy metals, etc.), bulk density and size (Zevenhoven-Onderwater
et al., 2001). Some of these characteristics are so crucial that most
of prevailing gasication technologies generally use pre-processed
waste, or refuse-derived fuel as feedstocks rather than the waste as
it is (Arena, 2012). As a consequence, there seems to be almost no
gasication/pyrolysis processes that have been solely developed
for food waste. Ahmed and Gupta (2010) evaluated the pyrolysis
and gasication performance in terms of syngas ow rate, hydrogen ow rate, output power, total syngas yield, total hydrogen
yield, total energy yield, and apparent thermal efciency. They
found that gasication was more favorable than pyrolysis based
on investigated criteria, but longer time was needed to nish the
gasication process. The results demonstrate that food waste offers
a good potential for solid waste thermal treatment with the specic aim of power generation.
2.2.3. Hydrothermal carbonization
Hydrothermal carbonization (HTC) is one of the thermal conversion technologies attracting increased attention from researchers, especially for waste streams with high moisture content (80
90%). HTC was rst experimentally introduced as a means to generate coal from cellulose in 1913 (Libra et al., 2011).
HTC is a wet process that converts food wastes to a valuable,
energy-rich resource under autogenous pressures and relatively
low temperature (180350 C) (Berge et al., 2011; Funke and
Ziegler, 2010; Hoekman et al., 2011; Libra et al., 2011; Titirici
et al., 2007; Titirici and Antonietti, 2010). A number of studies have
recently focused on HTC covering a wide range of feedstocks
including lignocellulosic biomass and MSW (Berge et al., 2011;
Liu et al., 2012, 2013; Parshetti et al., 2013a,b; Sevilla and
Fuertes, 2009). Compared to other waste-to-energy conversion
methods using biological processes, HTC has various advantages
including smaller treatment footprints, greater waste volume
reductions and no process-related odors (Li et al., 2013). Additionally, HTC reaction takes only a few hours compared to days or
months needed for biological processes. Furthermore, the high process temperature helps to eliminate pathogens and inactivates
other potential organic contaminants (Libra et al., 2011). The process results in the production of a sterile, hygienic, easily stored
and transported energy-rich resource. It is also likely that energy
can also be recovered from the liquid increasing the energetics of
HTC. There is a possibility to recover some of the chemicals from
the HTC process water for use/reuse (Berge et al., 2011). Another
benet associated with HTC is related to nutrient recovery from
the liquids containing nitrogen species, with the potential of using
it as a fertilizer (Li et al., 2013). During HTC, wet feedstocks
undergo a series of simultaneous reactions, including hydrolysis,
condensation, dehydration, and decarboxylation (Berge et al.,
2011; Funke and Ziegler, 2010; Libra et al., 2011; Sevilla and

405

T.P.T. Pham et al. / Waste Management 38 (2015) 399408


Table 5
Hydrochar yield from hydrothermal carbonization of food waste.
Feedstock

Temperature (C)

Reaction time

Hydrochar yield (%)

% C in hydrochar

Energy content (kJ/g dry solid)

Reference

Rabbit food

250
250
234295
250
300
190210
200240
300
300
175275
225275
150350

20 h
5d
150 min
96 h
30 min
0.52 h
14 h
30 min
30 min
1060 min
96 h
20 min

43.8
3060
5566
5096
50.1
30.245.6
47.551.1
37.5
37.5
46.561.1
4595
3668

67.6
4575
5658
6990
NR
39.859.3
67.567.6
62
71.1
6575
68.178.6
4465

29.1
2535
26
11
NR
29.66
29.931.8
NR
NR
24.3228.31
33.57
1526.9

Berge et al. (2011)


Lu et al. (2012)
Hwang et al. (2012)
Lu and Berge (2014)
Huff et al. (2014)
Heilmann et al. (2011)
Poerschmann et al. (2014)
Pellera et al. (2012)
Pellera et al. (2012)
Pala et al. (2014)
Li et al. (2013)
Kaushik et al. (2014)

Dog food
Sweet corn
Peanut shell
Distillers grain
Brewers spent grain
Orange waste
Olive pomace
Grape pomace
Restaurant food waste
Restaurant food waste
NR not reported.

Fuertes, 2009; Titirici et al., 2007). A result of this process is the formation of a highly carbonized and energy densied material (often
termed hydrochar) that has been reported to have composition
equivalent to that of lignite coal (Berge et al., 2011). The surface
functionalization patterns of the generated char make it amendable to benecial end-use applications such as an adsorbent for
harmful pollutants (Liu et al., 2010; Parshetti et al., 2014), feedstock for carbon fuel cells (Cao et al., 2007; Paraknowitsch et al.,
2009), and soil amendment (similar to char from pyrolysis/gasication) (Spokas and Reicosky, 2009).
HTC of food waste has been reported with different substrates
including rabbit food (Berge et al., 2011; Goto et al., 2004; Lu
et al., 2012), dog food (Hwang et al., 2012), sh meat (Kang et al.,
2001), rice bran (Sugano et al., 2012), wheat bran (Reisinger
et al., 2013), tofu waste (Tian et al., 2012), sweet corn (Lu and
Berge, 2014), peanut shell (Huff et al., 2014), eggshell (Wu et al.,
2013), orange waste (Pellera et al., 2012), grape, sweet potato
and pomelo peels (Wu et al., 2013), sugar beet pulp (Cao et al.,
2013), grape pomace (Pala et al., 2014), olive pomace (Pellera
et al., 2012), distillers grain (Heilmann et al., 2011), brewers spent
grain (Poerschmann et al., 2014), leftover food (Busch et al., 2013;
Wiedner et al., 2013) and restaurant food waste (Kaushik et al.,
2014; Li et al., 2013; Ren et al., 2006). These experiments were conducted at different operating conditions at the temperature range
of 200350 C over a time duration of 0.2120 h. The results demonstrate that HTC of model food wastes is benecial, resulting in
the production of hydrochar that has high carbon (4593% of initial
carbon) and energy (1530 kJ/g dry solids) contents. The hydrochar
yields from different food wastes were summarized in Table 5. Lu
et al. (2012) suggested that the energy derived from hydrochar
resulting from HTC of model food waste may be greater than that
expected during incineration. Li et al. (2013) used food wastes collected from local restaurants as feedstocks for HTC. They found
that a signicant fraction (>70%) of the carbon in the initial substrate remained bound within the solid-phase over the 96-h reaction period. This observation is consistent with carbonization
studies reported in the literature associated with model food
wastes (e.g., rabbit and dog food) and other feedstocks, such as cellulose, xylose, and glucose (Goto et al., 2004; Hwang et al., 2012;
Kang et al., 2012; Lu et al., 2012; Sevilla and Fuertes, 2009). Smaller
fractions of carbon were transferred to the liquid (1040%) and
gas-phases (<10%), also consistent with previous studies (Berge
et al., 2011; Hoekman et al., 2011; Lu et al., 2012). HTC is particularly benecial for food waste as the intensive energy for drying
can be avoided. On the other hand, HTC is seen as an efcient process for carbon sequestration to mitigate climate changes compared to other processes. When food waste is anaerobically
digested or fermented, some of the original carbon in the substrate
is converted into CO2 and lost to the atmosphere. With HTC, how-

ever, most of the original carbon present in food waste remains


integrated in the nal hydrochar product (Titirici et al., 2007).

3. Concluding remarks and future directions


In the light of rapidly rising costs associated with energy supply
and waste disposal and increasing public concerns with environmental quality, the conversion of food wastes to energy is becoming an environmentally benign and economically attractive
practice. Food waste compositions vary signicantly based on their
sources. Some important characteristics of food wastes that have
been reported include a moisture content of 7490%, volatile solids
to total solids ratio of 0.80.97, and carbon to nitrogen ratio of
14.736.4 (Zhang et al., 2007). Because of relatively high moisture
contents of food waste, common thermal treatments such as incineration, pyrolysis and gasication are considered energetically
unfavorable. Besides the loss of organic matter and nitrogen, various environmental pollution problems which may arise as a result
of the absence of proper air pollution control measures (e.g. emissions of toxic air pollutants) associated with incineration provided
a strong impetus for the search for alternative, environmentfriendly methods of handling food wastes. Pyrolysis and gasication processes are favorable in terms of reducing CO2 emissions
and operation costs compared to incineration. However, the utilization of food waste in this area is not devoid of challenges, due
to variability of waste compositions which signicantly inuence
the processes. The key issues are the high moisture contents, lower
heating values and highly heterogeneous nature of food wastes,
which result in technical and economic problems while using
pyrolysis and gasication. Alternatively, food waste can be converted to ethanol by fermentation with ethanol producing microorganisms such as S. cerevisiae. However, a pretreatment
technique is required to hydrolyze the food waste and produce fermentable sugars, which contributes to increased costs of the whole
process (Matsakas et al., 2014). Additionally, various inhibitors can
be formed during the pretreatment, which tend to inhibit the
microorganisms activity in the fermentation process. Other technological options that merit consideration are AD and HTC. AD is
performed by a consortium of microorganisms which break down
the organic matter into biogas (mainly CH4) in the absence of oxygen. Biogas can be burned for heat and electricity production. HTC
converts food waste into hydrochar and crude oil which can be
considered as easily stored energy-rich resources. AD has various
disadvantages such as the need for large treatment footprints, little
volume reduction of wastes and process-related odors. Another
disadvantage of AD is that anaerobic bacteria are sensitive to
changes in process conditions such as pH, temperature, salts and
toxic materials generated during the reactions, requiring stringent

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T.P.T. Pham et al. / Waste Management 38 (2015) 399408

Table 6
Overall comparison of food-waste-to-enery conversion technologies in terms of environmental and energy-economic and health aspects.
Technologies

Anaerobic
digestion

Ethanol
fermentation

Incineration

Pyrolysis/
gasication

Hydrothermal
carbonization

Environmental aspects

Greenhouse effect
Odor problem
Air/water pollution

++++
+
++++

++++
++
+++++

+
+++++
+

+++
+++++
+++

+++++
+++++
+++++

Energy-economic and health


aspects

Human health
Process speed
Energy production
yield
Relative cost

++
+
+

++++
+++
+++

+
++++
+++

+
++++
+++

+++++
+++++
+++++

++

++

++

+++

+++

+ Very poor, ++ Poor, +++ Moderate, ++++ Good, +++++ Very good.

process control and optimization operations (Khalid et al., 2011).


HTC requires the higher reaction temperature (180350 C) compared to AD (3555 C) for the conversion of food waste to useful
products. However, this process heat requirement can be offset
by the energy generated from HTC products as well as byproducts
from process water. In HTC, the high process temperature eliminates pathogens and inactivates other potential organic contaminants (Libra et al., 2011). Finally, the reaction time of HTC (e.g.
typically less than 60 min) is much shorter than AD (e.g. generally
longer than 20 days), which considerably improves the processing
of food wastes on a continual basis and increases the throughput of
products.
An overall summary of all energy conversion technologies in
terms of environmental and energy-economic and health aspects
is given in Table 6. Although the HTC process for food waste has
several advantages over other energy conversion technologies,
there still remain some challenges and questions that should draw
scientic attention for future directions in this research. The key
research questions are (a) can we nd a proper catalyst to lower
the reaction temperature and pressure, especially for the hightemperature HTC process?; (b) is it possible to digest food waste
biomass by HTC to produce functional carbonaceous hydrochar
materials for their possible energy applications?; (c) what is the
detailed chemical mechanism of low-temperature HTC & hightemperature HTC as applicable to food wastes? and (d) how can
we rationally design the HTC process to control the detailed components of the hydrochar materials and liquid products? Since
enzymatic pretreatment has recently been found to be benecial
to increase the yield of these products, it would be of scientic
interest to further explore this enzymatic-assisted HTC process
for production of ne chemicals from food waste. Solving these
challenges and problems in the future will further facilitate and
strengthen the capability for a rational design of a variety of hydrochar materials and extended practical applications such as (1) CO2
sequestration, (2) energy generation (by co-combusting with coal),
(3) catalyst/adsorbent, (4) electric applications (Lithium ion batteries), and (5) soil amendments (soil nutrient cycles).
Biological treatment methods possess advantages such as simplicity and low capital cost. However, it has the inherent disadvantages of a long treatment time and the possibility of inhibition of
bacteria due to exposure to contaminants in food waste. Among
thermal and thermochemical techniques, HTC is an attractive
option for converting raw food waste into useful products such
as hydrochar, oil and other energy-rich compounds. However, a
detailed techno-economic analysis has to be done to study the feasibility of using HTC for a large-scale operation. Finally, a systematic multi-disciplinary approach is needed with inputs from
experts in the eld to derive both short and long-term benets in
terms of energy and material recovery from the conversion of food
wastes.

Acknowledgments
The authors are thankful to the National Environment Agency
(Environment Technology Research Programme Grant) and the
National University of Singapore for the nancial support extended
to this study.
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