Role of Courts in Upholding Rule of Law - Hon'Ble Mr. Justice F.M. Ibrahim Kalifulla
Role of Courts in Upholding Rule of Law - Hon'Ble Mr. Justice F.M. Ibrahim Kalifulla
Role of Courts in Upholding Rule of Law - Hon'Ble Mr. Justice F.M. Ibrahim Kalifulla
1 - Introduction
I deem it a matter of pride, pleasure and privilege to be present before this august
gathering that have assembled here in this purposeful event and I extend my sincere
appreciation to the National Judicial Academy and High Court of Madras for organising
the Conference on the Role of Courts in Upholding Rule of Law. The issues of rule of
law and access to justice are very essential ingredients of the justice delivery system and
go hand in glove in ensuring its aura reaches the contours of the entire population of a
country. The role of the three organs, i.e. the Legislature, Executive and Judiciary are
significant in ensuring that the same is upheld and proper mechanisms are implemented
for easier and efficient access to justice. The Judiciary in particular, as the Guardian of
the Constitution and the people, play an important role in overseeing the same. Hence,
through this lecture, I will be explaining the significance of the concept of rule of law,
with specific reference to the judiciary and its positive influence in the rendering of
justice, along with the concept of access of justice with suggestions in improving its
reach.
and apart from the statement of generalities, it embraces a body of specific detail.2 It is
this detail that furnishes the foundation for a pragmatic system of governance. The editors
of Prof. de-Smith explain its content: that laws as enacted by Parliament be faithfully
executed by officials; that orders of courts should be obeyed; that individuals wishing to
enforce the law should have reasonable access to the courts; that no person should be
condemned unheard, and that power should not be arbitrarily exercised.3 As Wade4 says
that the rule of law requires the government should be subject to law, rather than the law
subject to the government.
In fact, it could be regarded as a modern name of Natural Law. Jurisprudentially, Romans
called it 'Jus Naturale', mediaevalists called it the 'Law of God, Hobbes, Locke and
Roussueau called it 'Social Contract' or 'Natural Law' and the modern jurists call it 'Rule
of Law'. The idea has been developed from the French phrase 'la principle de legalite', i.e.
a Government based on the principles of law and not of men. However, it was Edward
Coke who is theoretically the originator when he said that the King must be under God
and Law and thus vindicated the supremacy of law over the pretensions of the executives.
In India too, the concept of Rule of Law can be traced to Upanishads where it provides
that Law is Kings of Kings. Indeed, from the legendary days of Adam and of Kautilya's
Arthasastra -- the rule of law has had this stamp of natural justice, which makes it social
justice.5 Even Plato believed that if ordinary men were allowed to rule by will alone, the
interests of the community would be scarified to those of the ruler.
In a monarchy, the concept of law was developed to control the exercise of arbitrary
powers of the monarchs who claimed divine powers to rule. A.V. Dicey also propounded
that wherever there is discretion, there is room for arbitrariness. However, in a democratic
set up like India, the concept has assumed a different dimension and amidst all the din
and clamour of democracy, justice has been greatly influenced by Rule of Law as a
transcendental and paramount value, overseeing the exercise of all powers.
life and personal liberty. It provides that no person shall be deprived of his life or
personal liberty except according to the procedure established by law.
Article 19 guarantees six Fundamental Freedoms to the citizens of India -- freedom of
speech and expression, freedom of assembly, freedom to form associations or unions,
freedom to live in any part of the territory of India and freedom of profession, occupation,
trade or business. The right to these freedoms is not absolute, but subject to the
reasonable restrictions which may be imposed by the State.
Article 20(1) provides that no person shall he convicted of any offence except for
violation of a law in force at the time of the commission of the act charged as an offence
not be subject to a penalty greater than that which might have been inflicted under the law
in force at the time of the commission of the offence. According to Article 20(2), no
person shall be prosecuted and punished for the same offence more than once. Article
20(3) makes it clear that no person accused of the offence shall be compelled to be
witness against himself. In India, the Constitution is supreme and the three organs of the
Government viz. Legislature, Executive and Judiciary are subordinate to it. It provides
though for encroachment of one organ (eg-Legislature) upon other (eg-Judiciary) if its
action is malafide, and the citizen (individual) can challenge under Article 32 of the
constitution if the action of the executive or legislature violates the fundamental rights of
citizens before the judiciary.
In India, the meaning of rule of law has been much expanded and applied differently in
different cases by the judiciary. It is regarded as a basic structure of the constitution and
therefore, it cannot be abrogated or destroyed even by parliament.6 The principle of
natural justice is also considered as the basic corollary of rule of law. The Supreme Court
of India has held that in order to satisfy a challenge under Article 14, the impugned State
act (enactment in the form of law passed by parliament) must not only be nondiscriminatory, but also be immune from arbitrariness7, unreasonableness or unfairness
(substantively or procedurally)8 and also consonant with public interest.9 In A.D.M
Jabalpur v Shivakant Shukla,10 the question before the apex court was, whether there
was any rule of law in India apart from Article 21 of the Indian Constitution. The court by
majority held that there is no rule of law other than the constitutional rule of law.
However, Justice Khanna did not agree with the above view. He rightly said, Even in the
absence of Article 21 of the constitution, the State has no power to deprive a person of
his life or liberty without the authority of law.
Similarly the Supreme Court while explaining the rule of law in K.T. Plantation Pvt. Ltd.
v. State of Karnataka,11 held as follows;
The rule of law as a principle contains no explicit substantive component like eminent
domain but has many shades and colours. Violation of principle of natural justice may
undermine the rule of law resulting in arbitrariness, unreasonableness, etc. but such
6 Indira Gandhi v Raj Narain, AIR 1975 SC 2299 (2369-71),
7 Nakara v Union of India, (1983) UJSC 217 (Paras. 13, 14)
8 Maneka Gandhi v Union of India, AIR 1978 SC 597
9 Kasturi v State of Jammu & Kashmir, AIR 1980 SC 1992 (2000)
10 (1976) 2 SCC 521, AIR 1976 SC 1207
11 (2011) 9 SCC 1
3
violations may not undermine the rule of law of law so as to invalidate a statue. Violation
must be of such a serious nature which undermines the very basic structure of the
constitution and the democratic principles of India. But once the court finds, a statue
undermines the rule of law which has the status of a constitutional principle like the basic
structure, the said grounds are also available and not vice versa. Any law which in the
opinion of the court is not just, fair and reasonable is not a ground to strike down a
statute because such an approach would always be subjective not the will of the people
because there is always a presumption of constitutionality for a statue.
The rule of law as a principle is not an absolute means of achieving equity, human rights,
justice, freedom and even democracy and it all depends upon the nature of the legislation
and the seriousness of the violation. The rule of the law as an overarching principle can
be applied by the constitutional courts, in the rarest of rare cases and the courts can
undo laws, which are tyrannical, violate the basic structure of the constitution and norms
of law and justice.
Further, the authority is also responsible to see that the powers are not abused and that
those armed with such powers exercise them in accordance with the laws enacted for the
required purpose. According to the scheme of our Constitution, such command is
exercised by the courts. The purpose of the courts as arbiter of disputes between the State
and the citizen highlights the importance of the independence of the courts as an
extremely powerful constitutional body, which carries a heavy onus to provide proper
checks and balances in the system of governance.
Now, this role requires every judge to understand its basic function which is to interpret
the law according to the given facts of the case. In exercising the power of judicial
review, there is a theoretical prohibition on courts that it must not replace its ideas against
the wisdom behind the legislation. The policy matters fall under the domain of
legislatures functions. Nonetheless, the responsibility of the courts is to adjudicate on the
validity of the legislations and whether they are in consonance with or in violation of the
provisions of the Constitution. Once the courts have done that, their duty ends.
As held in Narmada Bachao Andolan v. Union of India and Ors.12 that:
"It is now well settled that the Courts, in the exercise of their jurisdiction, will not
transgress into the field of policy decision. Whether to have an infrastructural project or
not and what is the type of project to be undertaken and how it has to be executed, are
part of policy-making process and the Courts are ill-equipped to adjudicate on a policy
decision so undertaken. The Court, no doubt, has a duty to see that in the undertaking of
a decision, no law is violated and people's fundamental rights are not transgressed upon
except to the extent permissible under the Constitution..."
The courts represent that part of the constitutional wing, which is not democratically
chosen. Hence, the Constitution puts an embargo on them to dilute the responsibility of
the elected representatives of the people. However, if any judge is faced with such a
confrontation with legislature or a government policy, where it is bound by such a
restriction, according to me he may use the powerful instrument of judicial interpretation
to uphold the constitutional principles no matter how explicitly a legislation or rule has
been formulated.
It is imperative for a judge to remember that there is a thin line of difference between
judicial interpretation and judicial legislation. The former is permitted but the latter is not.
As Salmond on Jurisprudence13 has said that:
... it is no part of the judges function to create rules of law: his only task is to apply
already established rules.
A judge therefore according to me, needs to be careful as they cannot allow any political
ideology or economic theory, which has caught their fancy, to taint their decision. Their
primary duty is to uphold without fear or favour, the laws which are formulated in
consonance with the constitutional principles. Once any law goes against the enshrined
principles of constitution, they can very well strike it down as unconstitutional. As held
by the Supreme Court in Smt. Ujjam Bai vs. State of Uttar Pradesh14 while striking down
a provision declared that:
12(2000) 10 SSC 664
13 Salmond on Jurisprudence (12th Ed.) Pg. 183
14 AIR1962SC1621. Also refer Ajay Hasia, (1981) 1 SCC 722
5
if the law is invalid... the petitioner's fundamental right can be enforced. It is said that if
a valid law confers jurisdiction on the officer to decide rightly or wrongly, the petitioner
has no fundamental right. What is the basis for this principle? None is discernible in the
provisions of the Constitution.
But unfortunately today, as a matter of political expediency, governments tend to
knowingly violate the rule of law and the constitution and pass on the buck to the courts
to strike down the unconstitutional provisions. It would then become easy for the
government in these situations to blame the courts for striking down the unconstitutional
provisions, which is not a good trend.15
Interpretative tool of a judge can make a law serve social purpose. As far as their function
in terms of interpretation goes, quoting Justice H.R. Khanna,
the judges of the higher courts are concerned, their office demands that they be
historian and prophet rolled into one, for law is not only as the past has shaped it in
judgments already rendered but as the future ought to shape it in cases yet to come.
However, one constant guide in formulation of these laws remains and that is Rule of
Law. India currently has a written constitution, a host of laws, subordinate to the
constitution, dealing with assorted subjects, rules and regulations, executive instructions
and conventions. All these elements may be generally termed as law and their function
to populace is the Rule of law. And the same element of Rule of Law is also to be
reflected in a judges judgment.
the reasonable, fair and just procedure. Again, in Hussainara Khatoons case17 while
considering the plight of the undertrials in jail, speedy trial was held to be an integral and
essential part of the right to life and liberty contained in Article 21 of the Constitution. In
Nandini Satpathy v. D.L. Dani18, the Supreme Court held that an accused has the right to
consult a lawyer during interrogation and that the right not to make self-incriminatory
statements should be widely interpreted to cover the pre-trial stage also. Again, in Sheela
Barse v. State of Maharashtra19, the Supreme Court laid down certain safeguards for
arrested persons. In Bandhua Mukti Morchas case20, the Supreme Court held that right
to life guaranteed by Article 21 included the right to live with human dignity, free from
exploitation. The courts have, thus, been making judicial intervention in cases concerning
violation of Human Rights as an ongoing judicial process. Decisions on such matters as
the right to protection against solitary confinement as in Sunil Batra v. Delhi
Administration21, the right not to be held in fetters as in Charles Sohbraj v.
Superintendent, Central Jail22, the right against handcuffing as in T.V. Vantheeswaran
v. State of Tamil Nadu23, the right against custodial violence as in Nilabati Behera v.
State of Orissa24, or the rights of the arrestee as in D.K. Basu v. State of West Bengal25,
the right of the female employees against sexual harassment at the place of work as in the
case of Vishakha v. State of Rajasthan26, and Apparel Export Promotion Council v.
A.K. Chopra27 are just a few pointers in that directions and can be referred to by the
members themselves.
When there was no existence of any compensatory jurisprudence, it was the Supreme
Court who ushered new hope by introducing right of compensation in case of torture
including mental torture inflicted by the State or its agencies. Using this weapon, many
tortured victims were provided their rightful compensations in cases like: Rudal Shah v.
State of Bihar28, Bhim Singh v. State of Jammu and Kashmir29, Saheli v. Comissioner
of Police.30
Another significant contribution of Indian courts has been the liberalisation of the rule of
locus standi. A large number of people in India still fall under the category of have-nots
and are not even aware of their constitutional rights. Access to courts for them has
become a reality through the means of PIL. The principle underlying Order 1 Rule 8,
Code of Civil Procedure has been applied in public interest litigation to entertain class
action and at the same time to check misuse of PIL. The appointment of Amicus Curiae in
these matters ensures objectivity in the proceedings. Judicial creativity of this kind has
enabled realisation of the promise of socio-economic justice made in the Preamble to the
1717 AIR 1979 SC 1819
1818 AIR 1978 SC 1025
1919 1983 (2) SCC 96
2020 AIR 1984 SC 802
2121 1978 (4) SCC 494
22221978 (4) SCC 104
23231983 (2) SCC 68
24241993 (2) SCC 746
25251997 (1) SCC 416
26261997 (6) SCC 241
2727JT 1999 (1) SC 1086
2828AIR 1983 SC 1086
29291984 (Supp) SCC 504
30301990 (1) SCC 422
7
Constitution of India. Supreme Courts combined power under Article 32 and Article 142
has enabled to grant relief appropriate in the cause for enforcement of the Fundamental
Rights. The horizon of Rule of Law in India has been expanded by judicial activism. Any
aberration due to arbitrariness in exercise of public power and misfeasance of public
authorities results in violation of the Fundamental Rights of the people of the country.
The doctrine of public trust has been introduced by judicial decisions. Preservation of
ecology and environment based on the principle is that ecology and environment are
incapable of ownership being natures gift and are to be preserved in trust for the future
generations. The present generation is a trustee for its preservation. The Right to equality
has been emphasised in the implementation of Rule of Law by activating the investigative
agencies to perform their statutory duty of investigative crime alleged to have been
committed by holders of high public offices. In several instances of serious economic and
other offices of corruption involving higher dignitaries the process of investigation was
activated to enforce accountability irrespective of the status of the accused.31 Thus,
accountability and probity in public life has been enforced judicially.32 Such a course
became necessary because of inertia of the investigative agencies to discharge their
statutory duty of investigating the crimes and prosecuting the offenders on account of the
high offices held by them.33 The procedure of Continuing Mandamus was devised by the
Supreme Court to direct investigation and monitor its progress till its completion with the
filling of the charge-sheet in the competent court to commence the trial according to the
prescribed procedure.34 The guarantee of equality, a facet of Rule of Law has thereby
been realised.
In this manner by judicial creativity to suit the Indian conditions has furthered the cause
of justice, attempting to achieve the constitutional purpose in accordance with the
constitutional scheme and thereby ensuring proper implementation of the Rule of Law.
judicial powers in the judiciary. Did the constitution then, incorporate doctrine of
separation of powers at all? The majority opinion, however, imported the essence of the
doctrine of separation of powers and the doctrine of constitutional limitation and trust
implicit in the constitutional scheme. A necessary corollary of this principle, as later
predicated in Chandra Mohan v. State of Uttar Pradesh36 was the separation and
independence of the judicial branch of the state.
Again, in the famous case of Indira Gandhi v. Raj Narain37, the doctrine of separation of
powers was elevated to the position of a basic feature. It was observed:
The exercise by the legislature of what is purely and indubitably a judicial function is
impossible to sustain in the context even of our co-operative federalism which contains
no rigid distribution of powers but which provides a system of salutary checks and
balances. It is contrary to the basic tenents of our Constitution to hold that the Amending
Body is an amalgam of all powers- Legislative, executive and judicial. Whatever pleases
the emperor has the force of law is not an article of democratic faith.
Our Constitution allows encroachment of one organ (Judiciary) upon another
(Legislature) in case of mala fide action. Therefore, there has been an expansion of
meaning of rule of law in this process. Rule of law is now regarded as a part of the basic
structure of the Constitution hence, its abrogation or destruction is not even allowed by
the Parliament. As upheld in Kesavanda Bharti vs. State of Kerala38, Rule of Law and
Democracy were amongst the Basic Structures of the Indian Constitution not
amenable to the amending process under article 368 of the Constitution. In Chief
Settlement Commissioner Punjab v. Om Prakash39, the Supreme Court reiterated;
In our Constitutional system, the central and most characteristic feature is the concept
of the Rule of Law which means, in the present context, the authority of the law courts to
test all administrative action by the standard of legality.
The popular habeas corpus case, ADM Jabalpur v. Shivakant Shukla40 is one of the most
important cases when it comes to rule of law. In this case, the question before the court
was whether there was any rule of law in India apart from Article 21. This was in
context of suspension of enforcement of Articles 14, 21 and 22 during the proclamation
of an emergency. The majority of the bench (Ray, C.J., Beg, Chandrachud and Bhagwati,
JJ.) answered the issue in the negative and observed:
The constitution is the mandate. The constitution is the Rule of Law... There cannot be
any rule of law other than the constitutional rule of law. There cannot be any pre
Constitution or post Constitution Rule of Law which can run counter to the rule of law
embodied in the Constitution, nor there any invocation to any rule of law to nullify the
constitutional provisions during the times of emergency... Article 21 is our Rule of Law
regarding life and liberty. No other rule of law can have separate existence as a distinct
right... The rule of law is not a mere catchword or incantation. Rule of law is not a law of
nature consistent and invariable at all times and in all circumstances... There cannot be a
3636 AIR 1966 SC 1987, at 1993
3737 AIR 1975 SC 2299
3838AIR 1973 SC 1461
3939AIR 1969 SC 33 at 36
4040AIR 1976 SC 1207
9
brooding and omnipotent rule of law drowning in its effervescence the emergency
provisions of the Constitution.
Justice H.R. Khanna, however, did not agree with the majority view. In a powerful
dissent, His Lordship observed:
Rule of law is the antithesis of arbitrariness. [It is accepted] in all civilised societies.
[It] has come to be regarded as the mark of a free society. It seeks to maintain a balance
between the opposite notions of individual liberty and public order. The principle that no
one shall be deprived of the life and liberty without the authority of law was not the gift of
the Constitution. It was necessary corollary of the concept relating to the sanctity of life
and liberty, it existed and was in force before the coming into force of the constitution.
Even in the absence of Article 21 in the Constitution, the State has got no power to
deprive a person of his life or liberty without the authority of law. This is the essential
postulate and basic assumption of the Rule of Law and not of men in all civilised
nations.
The secondary meaning of rule of law is that the government should be conducted within
a framework of recognized rules and principles which restrict discretionary powers. The
Supreme Court observed in Som Raj v. State of Haryana41 that the absence of arbitrary
power is the primary postulate of Rule of Law upon which the whole constitutional
edifice is dependant.
The third meaning of rule of law highlights the independence of the judiciary and the
supremacy of courts. It is rightly reiterated by the Supreme Court in Union of India v.
Raghubir Singh42 that it is not a matter of doubt that a considerable degree that governs
the lives of the people and regulates the State functions flows from the decision of the
superior courts.
In the case of Sukhdev v. Bhagatram43 Mathew J. declared that whatever be the concept
of the rule of law, whether it be the meaning given by Dicey in his The Law of the
Constitution or the definition given by Hayek in his Road to Serfdom and Constitution
of liberty or the exposition set-forth by Harry Jones in his The Rule of Law and the
Welfare State, there is, as pointed out by Mathew, J., in his article on The Welfare State,
Rule of Law and Natural Justice in Democracy, Equality and Freedom, substantial
agreement is in juristic thought that the great purpose of the rule of law notion is the
protection of the individual against arbitrary exercise of power, wherever it is found. It
is indeed unthinkable that in a democracy governed by the rule of law the executive
Government or any of its officers should possess arbitrary power over the interests of the
individual. Every action of the executive Government must be informed with reason and
should be free from arbitrariness. That is the very essence of the rule of law and its bare
minimal requirement. And to the application of this principle it makes no difference
whether the exercise of the power involves affection of some right or denial of some
privilege.
Simultaneously in Amlan Jyoti Borooah vs. State of Assam and Ors.44, the judiciary
itself has introduced certain restrictions while maintaining a balance between upholding
Rule of Law and being mere benevolent. It held:
Equity must not be equated with compassion. Equitable principles must emanate from facts
which by themselves are unusual and peculiar. A balance has to be struck and the Court
must be cautious to ensure that its endeavour to do equity does not amount to judicial
benevolence or acquiescence of established violation of fundamental rights and the
principles of Rule of law.
As explained in Lord Mansfield in Tinglay v. Dolby45,
An appeal to a judge's discretion is an appeal to his judicial conscience. The discretion
must be exercised, not in opposition to, but in accordance with, established principles of
law.
In the case of Bachan Singh v. State of Punjab46, Justice Bhagwati has emphasized that
rule of law excludes arbitrariness and unreasonableness. To ensure this, he has suggested
that it is necessary to have a democratic legislature to make laws, but its power should not
be unfettered, and that there should be an independent judiciary to protect the citizens
against the excesses of executive and legislative power. In addition to this in P.
Sambamurthy v. State of Andhra Pradesh47 the Supreme Court has declared a provision
authorizing the executive to interfere with tribunal justice as unconstitutional
characterizing it as violative of the rule of law which is clearly a basic and essential
feature of the constitution.
Yet another case is of Yusuf Khan v. Manohar Joshi48 in which the Apex Court laid
down the proposition that it is the duty of the state to preserve and protect the law and the
constitution and that it cannot permit any violent act which may negate the rule of law.
Hence, it could rightfully be said that judiciary in this country has been the most vigilant
defender of democracy, democratic values and constitutionalism. Because of courts, the
faith of the common man in the Rule of Law has been reinforced.
The concept of Access to Justice has two significant components. First is a strong and
effective legal system with rights, enumerated and supported by substantive legislations.
The second is a useful and accessible judicial/ remedial system easily available to the
litigant public. The Constitution of India is the living document of this Country and the
basic law of this Nation. As disclosed in its preamble, it stands for securing justice to all
the Citizens. In Article 39A, the Constitution retains its aspiration to secure and promote
access to justice, in following terms;
The State shall secure that the operations of the legal system promote justice, on the
basis of equal opportunity, and shall, in particular, provide free legal aid, by suitable
legislation or schemes or in any other way, to ensure that opportunities for securing
justice are not denied to any citizen by reason of economic or other disabilities.
Access to justice is recognized as a prominent and fundamental right, in several
international documents. In India, the National Commission to Review the Working of
Constitution (NCRWC), constituted in the 50th year of Independence, in its final report
suggested for incorporation of this right as fundamental rights by incorporating Art.30 A,
in the Constitution, in the following terms;
30 A. Access to Courts and Tribunals and Speedy justice.- (1) Everyone has a right to
have any dispute that can be resolved by the application of law decided in fair public
hearing before an independent court, or where appropriate, another independent and
impartial tribunal or forum.
(2). The right to access to courts shall deemed to include the right to reasonably speedy
and effective justice in all matters before the courts, tribunal or other for and state shall
take all reasonable steps to achieve the said objectives.
The identification and recognition of ones grievance has a direct co-relation to his right.
This bundle of rights includes natural rights or basic and human rights, fundamental
rights, other constitutional rights and statutory rights. Identification and protection of
these rights, especially that of the poor and disadvantaged people must be the chief
concern, while formulating the principles of access to justice.
Apart from the Universal Declaration of Human Rights, the Constitution of India,
guarantees, fundamental rights in its Part III, from Articles 14 to 32. This includes, right
to equality, freedoms, right to life, religious rights, minority rights and finally the special
right, which guarantees constitutional remedies in cases of infringement of fundamental
rights. Though these rights are not absolute, they are protected under Article 13 of the
Constitution, which expressly prohibits enacting of any law inconsistent with or in
derogation with the fundamental rights. Additionally, any action abridging the
fundamental rights are subject to inherent or implied limitation, as per the Doctrine of
Basic Structure or Basic Features.
There are other sets of rights guaranteed as per the express provisions in the Statutes.
Right of representation in elected bodies, right to maintenance, right to minimum wages,
right to social security, right to vote are some of such rights. In India, there are number of
statutes dealing with these special kinds of rights, such as Representation of Peoples Act,
Minimum Wages Act, Provisions for Maintenance under Section 125 of the Code of
Criminal Procedure, Social securities under Workmens Compensation Act, Industrial
12
Disputes Act, Employees Provident Fund and Miscellaneous Provisions Act, Payment of
Bonus Act, Payment of Gratuity Act, Employees State Insurance Act etc.
Our country is a secular and democratic republic. Rights of different religious peoples and
that of the minorities, linguistic or cultural, are protected under the Constitution itself.
Apart from this, the rights under the personal laws and customary rights are protected
subject to the provisions of fundamental rights guaranteed in Part III of the Constitution
of India. Such rights include the right of inheritance and succession, right to marry, right
of performing religious rituals etc.
The concept of access to justice, primarily, necessitates a potential system securing
appropriate legal remedies within the Civil and Criminal justice fields. Judiciary, being an
integral part and parcel of an effective judicial system, has a greater role in ensuring
access to justice. As per V.R. Krishna Iyer, the prominent jurist of our Country and the
former Judge of the Supreme Court of India, access to justice, which is fundamental in
implementation of every human right, makes the judicial role pivotal to constitutional
functionalism.49
minimum standards that are required for survival with dignity and respect are not taken
away. Directive Principles of State Policy were formulated to lay down directives for the
state. Dr. B. R. Ambedkar very eloquently stated;
Because we did not want merely a parliamentary form of Government to be instituted
through the various mechanisms provided in the Constitution, without any direction as to
what our economic ideal, as to what our social order ought to be, we deliberately
included the Directive Principles in our Constitution. The word 'strive' which occurs in
the Draft Constitution, in judgment, is very important. We have used it because our
intention is even when there are circumstances which prevent the Government, or which
stand in the way of the Government giving effect to these Directive Principles, they shall,
even under hard and unpropitious circumstances, always strive in the fulfillment of these
Directives. That is why we have used the word 'strive'. Otherwise, it would be open for
any Government to say that the circumstances are so bad, that the finances are so
inadequate that we cannot even make an effort in the direction in which the Constitution
asks us to go.
The judicially enforceable Fundamental Rights provisions of the Indian Constitution are
set forth in part III in order to distinguish them from the non-justifiable Directive
Principles set forth in part IV, which establish the inspirational goals of economic justice
and social transformation. It means that the Constitution does not provide any judicial
remedy when directive principles are not followed; but in the words of Dr. Ambedikar
State may not have to answer for their breach in a Court of Law. But will certainly have
to answer for them before the electorate at election time.
One of our directive principle also talks about free legal aid. It says that the state shall
secure the operation of the legal system and promote justice, on a basis of equal
opportunity, and shall, in particular, provide free legal aid, by suitable legislation or
schemes or in any other way, to ensure that opportunities for securing justice are not
denied to any citizen by reason of economic or other disabilities. Such provisions became
part of our constitution keeping in view the immense poverty in the country, where
significant portion of the population find it difficult to arrange for their basic needs, such
as food and clothing. In such situations, how could the people think of indulging in costly
and time taking litigation when their rights are violated?
Therefore, the Constitution provided for safeguards when the provisions of fundamental
right are violated by the state in the form of right to constitutional remedy to move
directly to the Supreme Court or High Courts under Article 32 and Article 226
respectively. This is the most unique feature of the Indian Constitution. Article 32 states
that:
(1) The right to move the Supreme Court by appropriate proceedings for the enforcement
of the rights conferred by this Part [Part-III] is guaranteed.
(2) The Supreme Court shall have power to issue directions or orders or writs, including
writs in the nature of habeas corpus, mandamus, prohibition, quo warranto and
certiorari, whichever may be appropriate, for the enforcement of any of the rights
conferred by this Part.
14
In the Constituent Assembly Debates, Dr. B.R. Ambedkar once said; if I am asked which
is the most important provision of the Indian Constitution, without which the Constitution
would not survive I would point to none other than article 32 which is the soul of the
Indian Constitution. In addition to this, Constitution includes Article 226 which gives
the claimant the opportunity to file a writ in the high court, when there is a violation of a
fundamental right or a right guaranteed by a statute. Similarly Article 136 is also a very
significant provision in the Constitution. Hence, in our constitutional scheme, the High
Court and Supreme Court have been depicted as the guardian of fundamental rights and
have been bestowed with the power to make void any law passed by state and union
legislature, which is violative of any fundamental right, as enshrined under Article 13 of
the constitution and thereby deliver justice.
51 They are people of this country who do not have direct interest at stake in the PIL filed before a
Court but work Pro Bono Publico, i.e. in the larger interests of the public and for their general
welfare in good faith. Noted public-spirited citizens in India who have represented mass interests
before the Supreme Court and other High Courts are M,C. Mehta and Subhas Dutta
52 AIR 1976 SC 1455
53 AIR 1979 SC 1360
54 AIR 1981 SC 344
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The court in exercise of powers under Arts. 32 and 226 of the Constitution of
India can entertain a petition filed by any interested person on the welfare of the
people who is in a disadvantaged position and thus, not in a position to knock the
doors of the court. The court is constitutionally bound to protect the fundamental
rights of such disadvantaged people so as to direct the state to fulfill its
constitutional promises.
62 (1995) 1 SCC 14
63 Minerva Mills Ltd v Union of India AIR 1980 SC 1789, 1806.
64 Jain M.P., The Supreme Court and Fundamental Rights in Verma and Kusum (eds), Fifty Years
of the Supreme Court of India, pp.6576.
65 (2008)2SCC222
66 2013(13)SCALE559
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Whenever injustice is meted out to a large number of people, the court will not
hesitate in stepping in. Articles 14 and 21 of the Constitution of India, as well as
the International Conventions on Human Rights provide for reasonable and fair
trial.
The common rule of locus standi is relaxed so as to enable the court to look into
the grievances complained on behalf of the poor, depraved, illiterate and the
disabled who cannot vindicate the legal wrong or legal injury caused to them for
any violation of any constitutional or legal right.
When the court is prima facie satisfied about variation of any constitutional right
of a group of people belonging to the disadvantaged category, it may not allow the
state or the government from raising the question as to the maintainability of the
petition.
Although procedural laws apply on PIL cases but the question as to whether the
principles of res judicata or principles analogous thereto would apply depending
on the nature of the petition as also the facts and circumstances of the case.
The dispute between two warring groups purely in the realm of private law would
not be allowed to be agitated as public interest litigation.
However, in an appropriate case, although the petitioner might have moved a court
in his private interest and for redressal of the personal grievances, the court in
furtherance of the public interest may treat it necessary to enquire into the state of
the subject of litigation in the interest of justice.
The court in special situations may appoint Commission, or other bodies for the
purpose of investigating into the allegations and finding out the facts. It may also
direct management of public institution taken over by such committee. The court
will not ordinarily transgress into a policy. It shall also take utmost care not to
transgress its jurisdiction while purporting to protect the rights of the people being
involved.
The court would ordinarily not step out of the known areas of judicial review. The
high courts although may pass an order for doing complete justice to the parties; it
does not have a power akin to Article 142 of the Constitution of India.
Ordinarily the high court should not entertain a writ petition by way of public
interest litigation questioning the constitutionality or validity of a statute or
statutory rule.67
67 Guruvayur Devasworm Managing Committee v. CK Rajan, AIR 2004 SC 561, para 50.
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Hence, Judicial Activism of courts in determining PILs have been very vibrant over the
years and have played a significant role in providing access to justice, while also
upholding the rule of law.
Article 14 guarantees equality before law and equal protection of laws. Equality
before law necessarily involves the concept that all the parties to a legal
proceeding must have an equal opportunity of access to the court and of presenting
their cases to the court. For the indigent, who are unable to meet their economic
needs, the justice access to the court would remain a myth because their inability
to pay court fee and lawyer's fees etc. would also deny him access to the court.
Therefore, under Article 14, rendering legal services to the poor litigant is not just
a problem of procedural law but a question of a fundamental character. The
inequality, instead of being lessened, has enormously increased in a welfare State
which has spawned legislation of such complexity that the citizen often finds it
difficult to know what his rights are and even more difficult, unless he has ample
means, to defend them in a court.
Article 21 asserts the right to life and personal liberty. This right cannot be taken
away except by procedure established by law. Procedure should be just fair and
reasonable. Right to hearing is an integral part of natural justice. If the right to
counsel is essential to fair trial then it is equally important to see that the accused
has sufficient means to defend themselves. It has been observed and re-observed
by the Apex Court that an accused person at least where the charge is of an
offence punishable with imprisonment is entitled to be offered legal aid, if he is
too poor to afford counsel. Further counsel for the accused must be given time and
facility for preparing the defense. Breach of these safeguards of fair trial would
invalidate the trial and conviction, even if the accused did not ask for legal aid.
Article 22(1) provides that a person arrested should not be detained in custody
without being informed of the grounds for such arrest and should not be denied the
right to consult and be defended by a legal practitioner of his choice. Nandini
Satpathy v. P.L.Dani68 is an important case on this proposition.
Article 38 urges that the State should strive to promote the welfare of the people
by securing and protecting as effectively as it may by a social order in which
justice: social, economic and political shall inform all the institutions of national
life.
68 AIR1978SC1025
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Article 39A of the Constitution, provides for equal justice and free legal aid. It
commands the state to secure that the operation of legal system promotes justice,
on a basis of equal opportunity, and shall, in particular, provide free legal aid, by
suitable legislation or schemes or in any other way, to ensure that the opportunities
for securing justice are not denied to any citizen by reason of economic or other
disabilities. Article 39 A of the Constitution of India provides for equal justice and
free legal aid. It is, therefore clear that the State has been ordained to secure a legal
system, which promotes justice on the basis of equal opportunity. In
M.H.Hoskots case (supra) the Supreme Court did not hesitate to imply this right
in Article 22(1) and Article 21 jointly while pressing into service application of a
Directive Principle of State Policy under Article 39-A of Equal Justice and free
legal aid.
After Menaka Gandhi v. UOI, (supra) courts in India widened their perspective with
respect to the civil liberties. While disclosing the shocking state of affairs and callousness
of our legal and judicial system causing enormous misery and sufferings to the poor and
illiterate citizens resulting into totally unjustified deprivation of personal liberty, Justice
P.N. Bhagwati, made the following observations:
"This unfortunate situation cries aloud for introduction of an adequate and
comprehensive legal service programmes, but so far, these cries do not seem to have
evoked any response. We do not think it is possible to reach the benefits of the legal
process to the poor to protect them against injustice and to secure to them their
constitutional and statutory rights unless there is a nation-wide legal service programme
to provide free legal services to them."
In the opinion of Justice Bhagwati in Hussainara Khatoon v. State of Bihar (supra)
The procedure under which a person may be deprived of his life or liberty should be
'reasonable fair and just.' Free legal services to the poor and the needy is an essential
element of any 'reasonable fair and just' procedure. Article 39A also emphasizes that free
legal service is an inalienable element of 'reasonable, fair and just procedure for
without it a person suffering from economic or other disabilities would be deprived of the
opportunity for securing justice. The right to free legal service is therefore, clearly an
essential ingredient of 'reasonable, fair and just' procedure for a person accused of, an
offence and it must be held implicit in the guarantee of Art. 21. This is a constitutional
right of every accused person who is unable to engage a lawyer and secure legal
services, on account of reasons such as poverty, indigence or incommunicado situation
and the State is under a mandate to provide a lawyer to an accused person if the
circumstances of the case and the needs of justice so require, provided of course the
accused person does not object to the provision of such lawyer.
Justice Bhagwati in the same case directed the government of introducing a dynamic and
comprehensive legal services program, since this is not only a mandate of equal justice
implicit in Article 14 and right to life and liberty conferred by Article 21, but also the
compulsion of the constitutional directive embodies in Article 39A.
Payment of court fee, process fees and all other charges payable or incurred in
connection with any legal proceedings;
Providing Advocate in legal proceedings;
Obtaining and supply of certified copies of orders and other documents in legal
proceedings;
Preparation of appeal, paper book including printing and translation of documents
in legal proceedings.
Article 8. Everyone has the right or an effective remedy by the competent national
tribunals for acts violating the fundamental rights granted by the Constitution or by law.
Article 14(3) guarantees to everyone: The right to be tried in his presence, and to defend
himself in person or through legal assistance of his own choosing; to be informed, if he
does not have legal assistance, of his right; and to have legal assistance assigned to him
in any case where the interests of justice shall require, and without payment by him any
such case if he does not have sufficient means to pay for it.
provisions that gave the power to the courts to refer disputes to mediation, which sadly
have not really been utilized. Such provisions, inter alia, are in the Industrial Disputes
Act, 194770 the Hindu Marriage Act, 1955 (Section 23(3)) and the Family Courts Act,
1984 (Section 9)71 and also present in a very nascent form via Section 80 (Notice),72
Section 107(2) (Powers of the Appellate Court), Section 147 (Consent or agreement by
persons under disability)73, Order 23 Rule 3(Compromise of Suit),74 Rule 5 B of Order
27(Duty of Court in suits against the government or a public officer to assist in arriving at
a settlement),75 Order 32 A(Suits relating to matters concerning the family)76 and Order 36
(Special Case)77 of the CPC, 1908. A trend of this line of thought can also be seen in
ONGC v. Western Co. of Northern America and ONGC Vs. Saw Pipes Ltd.78
It has been rightly said that: 'An effective judicial system requires not only that just
results be reached but that they be reached swiftly.' But the currently available
infrastructure of courts in India is not adequate to settle the growing litigation within
reasonable time. Despite the continual efforts, a common man may sometimes find
himself entrapped in litigation for as long as a life time, and sometimes litigation carries
on even on to the next generation. In the process, he may dry up his resources, apart from
suffering harassment. Thus, there is a chain reaction of litigation process and civil cases
may even give rise to criminal cases. Speedy disposal of cases and delivery of quality
justice is an enduring agenda for all who are concerned with administration of justice.
In this context, there is an imminent need to supplement the current infrastructure of
courts by means of Alternative Dispute Resolution (ADR) mechanisms. Apart from
bringing efficiency in working of the judiciary, measures are being taken all over the
world for availing ADR systems for resolving pending disputes as well as at pre-litigation
stage. Efforts towards ADR have met with considerable success and good results
elsewhere in the world, especially in the litigation-heavy United States, where
professional teams of mediators and conciliators have productively supplemented the
dispute resolution and adjudication process. Therefore, with the advent of the ADR, there
is a new avenue for the people to settle their disputes. More and more ADR centres
should be created for settling disputes out-of-court as is being done in many other
countries. ADR methods will really achieve the goal of rendering social justice to the
people, which really is the goal of the successful judicial system.
change in all fields of human activity. It has resulted in enhanced efficiency, productivity
and quality of output in every walks of life.
The information technology has been advocated in the western countries for the last two
or three decades, but hardly any worthwhile effort has been made till recently,
particularly, in judicial administration of subordinate courts in our country. According to
me, there is an immediate need for exposing our legal profession, judicial fraternity and
court management to the update computerised technology so as to render speedy justice
with better legal outputs.
Most of the bottlenecks referring to delays, arrears and backlog can be partly overcome if
a sound judicial management information system is introduced in India. Case
Management, File Management and Docket Management will be vastly improved by
resorting to the use of computers. In particular, the following are areas where use of
computer will result in enhanced productivity and reduction of delays;
a) Legal Information Data Bases
b) On line query system for precedents, citations, codes, statutes etc.
c) Generation of Cause List and on line statistical reports
d) On line Caveat matching
e) On line updation of data, monitoring and flagging of events
f) Pooling of orders and judgements
g) Daily List generation with historical data of each case
h) Word processing with standard templates including generation of notices/processes
i) Access to international data bases
j) Feedback reports for use of various levels.
The above are some of the areas where information technology can be introduced after
due preparation. In particular, tracking of cases would result in better monitoring and
control of cases by the Presiding Officers, rather than by the lawyers.
Therefore, computerisation should be supplemented by the use of Fax, E Mail, Video
conferencing and other facilities for higher productivity and quicker decision making at
all levels. All the above mentioned suggestions facilitate dissemination of information,
creation of data, upkeep of the judicial records and betters judicial delivery system. This
system though already prevalent in the Supreme Court and some High Courts, should
slowly extend to the rest of the states as well. The increasing backlog of cases is a serious
threat to our judicial system. In the Indian context, this is a clear violation of Right to
Speedy Trial as conferred by Article 21 of the Constitution of India. The Supreme Court
has realized this and an e-committee has been formulated. This committee has initiated
steps for the computerization process of the Supreme Court and other courts.
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10 - Conclusion
The precepts of Law according to me are;
To live harmoniously;
Every government has one major role to play in a democracy that is to protect the rights
of all its citizens. In our country also, steps are been taken by both the parliament and
judiciary to secure the ends of justice. Many Government schemes were started for
removing poverty across the country, scholarships were given to the weaker sections of
society so that they can pursue their education without any financial burden; many
important beneficial legislations were also passed. The Indian judiciary which is well
26
regarded domestically and internationally for its progressive role in interpreting various
provisions of the Constitution also took its work remarkably with a view to promote
social, economic and political justice to all the sections of the society. Expanding the
interpretation of the fundamental rights enshrined in the Constitution, overcoming
restrictions based on rules relating to locus standi, creating new avenues for seeking
remedies for human rights violations through public interest litigation pleas and
promoting genuine judicial interventions in the areas of child labour, bonded labour,
clean and healthy environment, and womens rights are but a few examples of successful
judicial interventions to uphold the rule of law and ensure justice. The courts are the only
forum where both a poor man and a retired Supreme Court judge can approach and access
it for justice. They are therefore, rightfully called the Guardians of Justice. Despite of
all this effort, at the same time it cant be denied that the intention of the constitution to
achieve social, economic and political justice is yet unfulfilled.
The occurrence of long delay in conclusion of litigation and huge arrears of cases are the
major headaches in the administration of justice and to a greater level, affect the
programmes for strengthening access to justice. In conclusion it will be important to
stress that India has not the shortage of laws for securing justice; it has only the shortage
of commitment for implementation of the laws. It will be very beneficial for the political
elite to understand that no country can be called as developed in a true sense until it
secures justice to each and every section of the society. It should also be remembered that
it is not only the responsibility of the political elite to work for achieving justice to all the
sections of the society, but in fact it is duty of every Indian to assist his country man so
that justice can be secured to every section of the society.
On this note, I would like to conclude with an apt quote by Abraham Lincoln, the 2nd
President of the United States of America;
if you once forfeit the confidence of your fellow citizens, you can never regain their
respect and esteem. It is true that you can fool the people some of the time and some of
the people all the time, but you cannot fool all the people all the time.
With these few words of wisdom, I wish you all nothing but the best.
*********
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