Prevención NAC y EDA Niños
Prevención NAC y EDA Niños
Prevención NAC y EDA Niños
C h i l d h o o d P n e u m o n i a an d
Diarrhea
Daniel T. Leung, MD, MSca,b,*,
Mohammod J. Chisti, MBBS, MMed, PhDc, Andrew T. Pavia,
MD
KEYWORDS
Pneumonia Diarrhea Vaccines Global burden Etiology
KEY POINTS
Pneumonia and diarrhea are the 2 major preventable causes of childhood deaths in young
children in low- and middle-income countries.
Public health interventions, including nutritional rehabilitation, zinc supplementation,
exclusive breastfeeding, and water-sanitation-and-hygiene strategies, have all contributed toward marked reductions in mortality; however, current coverage of these costeffective interventions remains low.
Respiratory syncytial virus, Streptococcus pneumoniae, and Haemophilus influenza are
the leading causes of childhood pneumonia; the last two can be prevented through
vaccination.
Vaccines against diarrheal pathogens include that against cholera and rotavirus; development of vaccines against other leading causes of diarrhea, such as norovirus, Cryptosporidium, Shigella, Campylobacter, and enterotoxigenic Escherichia coli, are urgently
needed.
Successful implementation of the World Health Organization/United Nations Childrens
Funds Integrated Global Action Plan for the Prevention and Control of Pneumonia and
Diarrhea will need strong commitment from national governments, the private sector,
and other stakeholders.
a
Division of Infectious Diseases, Department of Medicine, University of Utah School of Medicine, 30 North 1900 East, SOM Room 4C416B, Salt Lake City, UT 84132, USA; b Division of Microbiology and Immunology, Department of Pathology, University of Utah School of Medicine, 15
North Medical Drive East, Salt Lake City, UT 84132, USA; c Centre for Nutrition and Food Security, ICU and Respiratory Wards, Dhaka Hospital, International Centre for Diarrhoeal Disease
Research, GPO Box 128, Dhaka 1000, Bangladesh; d Division of Pediatric Infectious Diseases,
Department of Pediatrics, University of Utah School of Medicine, 30 North 1900 East, Salt
Lake City, UT 84132, USA
* Corresponding author. Division of Infectious Diseases, University of Utah School of Medicine,
30 North 1900 East, SOM Room 4C416B, Salt Lake City, UT 84132.
E-mail address: Daniel.leung@utah.edu
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INTRODUCTION
Pneumonia and diarrhea are the 2 leading infectious causes of death in children
younger than 5 years worldwide, responsible for more than 1.5 million deaths annually.
They accounted for 15% and 9%, respectively, of the 6.3 million deaths in children
younger than 5 years that occurred globally in 2013.1,2 There are an estimated
1.7 billion episodes annually of diarrhea and more than 150 million episodes of pneumonia. Marked decreases in mortality due to pneumonia and diarrhea over the past
decade have been noted.3 Between 2000 and 2013, there was an estimated 44%
reduction in deaths due to pneumonia and 54% reduction in deaths due to diarrhea
among children younger than 5 years.2 Despite this, pneumonia and diarrhea continue
to cause significant morbidity and mortality in young children worldwide, particularly
those in Asia and Africa. Thus, efforts at optimizing prevention and control are needed.
In this review, the authors describe strategies aimed at preventing and controlling
childhood pneumonia and diarrhea.
GLOBAL BURDEN
The World Health Organization (WHO) estimates that each year, there are greater than
150 million cases of pneumonia in children younger than 5 years, including 20 million
cases that require hospitalization. Most of the morbidity and mortality worldwide due
to pneumonia occur in low- and middle-income countries (LMICs). Using vital registration and verbal autopsy data, the Child Health Epidemiology Reference Group estimated the total number of pneumonia deaths in children younger than 5 years
worldwide to be approximately 935,000.3 Up to half of the deaths from pneumonia
occurred in sub-Saharan Africa and approximately a third in Southern Asia. There
were regional variations in the percentage of deaths attributable to pneumonia: from
5% of deaths in developed regions to 16% of deaths in sub-Saharan Africa. Most
notably, 96% of episodes of pneumonia, and 99% of deaths from pneumonia, take
place in LMICs.4
Although second to pneumonia in mortality burden, diarrheal illnesses occur more
frequently. Children in LMICs who are younger than 5 years have an average of
2.9 episodes per year of diarrhea, accounting for nearly 1.7 billion episodes of diarrhea
yearly,5 resulting in more than 578,000 deaths per year.3 The peak age of diarrheal disease incidence is during , from 6 to 11 months of age5; most of the deaths due to diarrhea occur in the first 2 years of life.6
CAUSES OF PNEUMONIA
Because of logistical and ethical limitations, direct sampling of infected lung tissue is
not commonly performed; our knowledge of the causes of pediatric pneumonia is
based mostly on studies using various indirect sampling methods, such as nasopharyngeal swab, blood cultures, or induced sputum (Box 1). A large 10-country study
conducted more than 25 years ago revealed respiratory viruses, especially respiratory
syncytial virus (RSV), to be the leading cause of childhood pneumonia,12 with the most
common bacterial causes being Streptococcus pneumoniae, followed closely by Haemophilus influenzae. More contemporary studies have continued to identify RSV as
the most common respiratory virus responsible for pneumonia worldwide, though
improved molecular diagnostics have also implicated rhinovirus, influenza virus, human metapneumovirus, and adenovirus, with significant geographic variations.79
Although viruses are detected in most cases of pneumonia, given the high frequency
of copathogen isolation, their contribution to severe pneumonia is unclear. Notably,
Box 1
Top pathogens causing childhood pneumonia and diarrhea
Pneumonia710
Bacterial
Streptococcus pneumoniaea
Haemophilus influenzaea
Mycoplasma pneumonia
Staphylococcus aureus
Viral
Respiratory syncytial virus
Influenza A or B virusa
Human rhinovirus
Human metapneumovirus
Adenovirus
Parainfluenza virus
Diarrhea6,11
Bacterial
Shigella
Enterotoxigenic Escherichia coli
Campylobacter
Aeromonas
Vibrio choleraea
Viral
Rotavirusa
Norovirus
Astrovirus
Adenovirus
Protozoal
Cryptosporidium
a
Vaccine available.
a recent study from Gambia involving lung aspirates in children younger than 5 years
with severe pneumonia demonstrated S pneumoniae to be present in 91% of lung
aspirates, followed by H influenzae at 23%, and Staphylococcus aureus in 6%; in
this small study, no viruses were present in greater than 5% of samples.10 The authors
have also shown that the causes of pneumonia in children with severe acute malnutrition differ from that of well-nourished children, with gram-negative bacteria being
more common in those malnourished.13 The Pneumonia Etiology Research for Child
Health study, a 7-country case-control study of severe pneumonia in hospitalized children14 and a similar study using the Global Approach to Biological Research, Infectious Diseases, and Epidemics in Low-Income Countries network in 9 countries15
are both ongoing and are expected to provide more updated and comprehensive
data regarding the causes of pneumonia in LMICs.
CAUSES OF DIARRHEA
The etiologic determination of diarrheal disease and deaths are limited by the large
number of pathogens present in the stool of children in LMICs, even during periods
of relative health. For example, Bangladeshi infants without evidence of diarrhea
had an average of 4.3 enteropathogens detected, compared with an average of 0.5
in infants from the United States.16 The past decade saw the completion of 2 large
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multi-country studies using modern molecular diagnostic tools to provide insight into
the cause and consequences of acute infectious diarrhea in children of LMICs
(see Box 1).
The Global Enterics Multicenter Study, a 3-year cross-sectional case-control study,
investigated the cause and incidence of moderate to severe diarrhea of more than
22,000 children at 7 sites in Africa and Asia.6 It found that most cases were due
to 4 pathogens: rotavirus, Cryptosporidium, Shigella spp, and heat-stable toxinproducing enterotoxigenic Escherichia coli (ST-ETEC). Rotavirus was the top attributable cause of diarrhea in children younger than 24 months of age, and Shigella was the
top cause for those 2 to 5 years old. Other notable pathogens among the top causes
included Vibrio cholerae, Campylobacter jejuni, adenovirus 40/41, and Aeromonas
spp; but there was substantial geographic variation.
The Interactions of Malnutrition and Enteric Infections: Consequences for Child
Health and Development project is a multi-site cohort that involved intensive surveillance for diarrhea and monthly asymptomatic stool collection from children, from birth
to 24 months. Investigators found norovirus, rotavirus, Campylobacter, astrovirus, and
Cryptosporidium to be the top causes of diarrhea in the first year of life, with the addition of Shigella spp in the second year.11 These studies combine to demonstrate that
bacterial, viral, and protozoal causes all play important roles in childhood diarrhea.
PUBLIC HEALTH MEASURES FOR PREVENTION OF CHILDHOOD PNEUMONIA AND
DIARRHEA
Pneumonia and diarrheal disease share several risk factors, including malnutrition,
poor hygiene, poor socioeconomic status, lower education status, and lack of breastfeeding.17 The authors have shown in a systematic review that young children with
severe malnutrition are at an increased risk of death from pneumonia13 and have
high rates of death even after hospital discharge.18 The authors have reported that
severe acute malnutrition is associated with concurrent pneumonia and diarrhea; children with both illnesses have a greater than 80-fold increased risk of death compared
with those with diarrhea alone.19 Inpatient nutritional rehabilitation of malnourished
children has been demonstrated to dramatically reduce case fatality rates, especially
when implemented in units with standardized protocols and trained staff.20,21 Interventions used in such units include appropriate rehydration therapy, targeted feeding,
empiric antibiotics directed against gram-negative organisms, vitamin A supplementation, and management of hypoglycemia. Of the nutritional supplementation interventions studied, preventative zinc supplementation has been shown to reduce the
incidence of diarrhea and pneumonia by more than 20% and all-cause mortality by
18% among children 12 to 59 months of age.22 Additionally, exclusive breastfeeding
of infants reduces deaths due to both pneumonia and diarrhea,23 especially in the first
6 months of life.24,25
Diarrheal diseases have long been associated with ingestion of contaminated food
and water. With the increasing recognition of viral causes of both pneumonia and diarrhea that may be transmitted person to person, efforts have also focused on strategies
to improve water, sanitation, and hygiene (WASH) at the household level. Interventions, such as the encouragement of hand washing with soap, improving water quality,
and proper disposal of excreta, have all been demonstrated to reduce diarrheal
burden.26 There are limited data behind the prevention of pneumonia through
WASH interventions,27 though a recent estimate suggested that hand washing with
soap could prevent more than 600,000 deaths from diarrhea and pneumonia
combined.28
Children younger than 2 years bear a large burden of bacterial respiratory infections,
and polysaccharide antigens are poorly immunogenic in such children. The development of polysaccharide-protein conjugate vaccines has dramatically enhanced the
prevention of pneumonia worldwide. Conjugate vaccines take advantage of a carrier
protein to elicit a T celldependent antibody response to bacterial polysaccharide
antigens. Conjugate vaccines against S pneumoniae and H influenzae type B, the
top 2 causes of bacterial lower respiratory tract infections worldwide, are highly effective. Vaccines against the influenza virus are available but not widely used in LMICs; no
vaccine is yet available against RSV, the most common cause of viral pneumonia.
VACCINES AGAINST STREPTOCOCCUS PNEUMONIAE (PNEUMOCOCCUS)
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As with pneumococcal vaccines, the first Haemophilus influenzae type b (Hib) vaccines were polysaccharide formulations that were poorly immunogenic in young children.37 However, since 1987, several Hib conjugate vaccines (HibCVs) have become
available, including ones conjugated to an outer membrane vesicle of Neisseria meningitidis and one conjugated to tetanus toxoid; HiBCVs have been combined with
other childhood vaccines. Initial randomized controlled trials (RCTs) of HibCVs
showed greater than 95% efficacy against invasive disease38; the introduction of
HibCV has nearly eliminated invasive Hib disease from countries where the vaccine
is widely used, including countries in sub-Saharan Africa.39
In 2006, the WHO issued a recommendation for the adoption of HibCVs in routine
immunization programs worldwide. In response to the slow uptake of HibCV in LMICs,
the Hib initiative was launched by GAVI to disseminate data regarding the burden of
disease and provide advocacy for its introduction in low-income countries. Currently,
more than 190 countries have introduced a Hib-containing vaccine into their national
immunization program,34 including all 73 GAVI countries. However, it is estimated that
more than a third of infants worldwide are still not reached by the current immunization
coverage.34
VACCINES AGAINST INFLUENZA VIRUS
Despite the large burden of respiratory illness due to influenza virus infection among
young children and the longstanding availability of the influenza vaccine in HICs, vaccines against influenza have not been widely implemented in any LMICs. The biggest
reason is likely the cost and logistical resources needed to implement yearly immunizations. Inactivated influenza vaccines (IIVs) are produced to match influenza strains
that circulate at the end of the last season. Efficacy depends on the degree of matching to actual circulating strains, and studies evaluating IIVs in children are limited. In a
recent large multi-country RCT, a quadrivalent IIV had an efficacy of 60%.40 On the
other hand, the single-dose live attenuated influenza vaccine (LAIV) holds promise
to be an effective and less costly option for LMICs. In contrast to IIVs, a large number
of RCTs have shown that LAIVs are effective in preventing influenza illness in young
children.41 Furthermore, there is evidence that LAIVs may have activity against mismatched strains and possibly provide longer duration of protection than IIVs. A
cost-effectiveness analysis conducted in Thailand showed vaccination with LAIV to
be highly cost-effective, more than for IIV vaccine.42 Current research efforts are
focused on the feasibility of influenza vaccine implementation43 as well as the protection of infants through vaccination during pregnancy.44
VACCINES TO PREVENT CHILDHOOD DIARRHEA
Currently, there are few vaccines available for the prevention of childhood diarrhea.
The rotavirus vaccine, highly efficacious and widely available in most HICs, has shown
lower efficacy in some LMICs. Efforts to include it in national immunization programs
have been slow. Recent enhancement and development of the oral cholera vaccine
(OCV) has increased its availability, and the WHO now recommends it for use in
both endemic and epidemic areas. The authors review these two available vaccines
later. Vaccines against norovirus, Shigella, and ETEC are in advanced stages of development; given the surprisingly high burden of illness caused by Cryptosporidium,
efforts are underway to increase our understanding of its host-pathogen relationship
that could allow development of effective vaccines.
VACCINES AGAINST ROTAVIRUS
Rotavirus is the most common cause of diarrhea in the first year of life,6 which is the
age with the highest incidence of, and deaths due to, diarrheal illness. The WHO has
recommended that rotavirus vaccine for infants be included in national immunization
programs. Two live attenuated oral rotavirus vaccines are available worldwide: a
3-dose pentavalent human-bovine reassortment vaccine containing serotypes G1,
G2, G3, G4, and P1[8] (RV5) and a 2-dose monovalent vaccine derived from serotype
combination G1P[8] (RV1), which likely has cross-protection against most other
serotypes.
Several studies have shown that both rotavirus vaccines are effective in preventing
gastroenteritis due to rotavirus in a variety of geographic settings. In large placebocontrolled studies of RV5 and RV1,45,46 the vaccines were associated with approximately 90% efficacy against incidence of, hospitalization for, and emergency visits
due to severe rotaviral gastroenteritis. The rotavirus vaccine has also been associated
with a decrease in all-cause gastroenteritis and indirect protection of unvaccinated
older siblings.47 A total of 79 countries have introduced a rotavirus vaccine into their
national immunization program, though an estimated three-quarter of the worlds infants still do not have access to the rotavirus vaccine,34 including most infants living
in South and Southeast Asia.
Currently available rotavirus vaccines have lower immunogenicity and effectiveness
in LMIC settings than seen in studies from North America, Europe, and South America.
Large multi-country studies from sub-Saharan Africa48,49 and Asia50 showed vaccine
efficacy estimates of 40% to 50%, a substantially lower number. Issues regarding
immunogenicity, and the possible deleterious effect of environmental enteropathy,
malnutrition, and alterations in gut microbiota, are currently being examined in the
multi-site birth cohort Performance of Rotavirus and Oral Polio Vaccines in Developing
Countries study.51 Adjunctive interventions may be needed to optimize the delivery
and efficacy of rotavirus and other oral vaccines in developing countries.
VACCINES AGAINST VIBRIO CHOLERAE
Despite being available for several decades, vaccines against cholera have not been
widely used in endemic countries because of concerns regarding efficacy, duration of
protection, and costs. Recently, in efforts spearheaded by the International Vaccine
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Fig. 1. WHO/UNICEF framework to protect, prevent, and treat pneumonia and diarrhea in
children less than five years of age. (Used with permission from WHO/UNICEF. Ending preventable child deaths from pneumonia and diarrhea by 2025: the integrated global action
plan for pneumonia and diarrhea. Geneva (Switzerland): WHO; 2013).
Despite marked reductions in the past decade, pneumonia and diarrhea continue to
be the leading killers of young children worldwide. There are now several effective
and relatively low-cost interventions to control these diseases, and organizations
such as GAVI have enabled many countries to implement pathogen-specific vaccines
into their national immunization programs. Effective vaccines are needed against other
major killers of children including RSV, ETEC, and norovirus. Further progress in this
field will continue to depend on international commitment to fund, communicate,
and advocate for the needs of these children.
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