Solubilization Solutions of BASF
Solubilization Solutions of BASF
Solubilization Solutions of BASF
Solubilization
Solutions
Tackling current and emerging
bioavailability challenges
A supplement to
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Editorial
Inside...
Round Table
4
Open Alliance to Provide
Bioavailability Solutions
An industry round table with Catalent and BASF
Formulation
5
Solid Dispersions by Hot-Melt Extrusion
The advantages and disadvangages of
hot-melt extrusion in solid dispersion formulations
Industry Rebranding
8
Lipophilic Excipients
Streamlining the structure, nomenclature
and functionality of excipients
Case Study
10 Bioavailability Enhancement
A Soluplus case study of itraconazole
New Solubilization Strategies
12 Lipid-Based Formulations
A Johnson & Johnson viewpoint
Spray Drying
13 Fundamental Approaches to Performance,
Stability and Manufacture
Bend Research on optimizing spray-drying approaches
Trends
15 Addressing the Solubility Challenge
A Q&A with Karl Kolter, Head of Pharmaceutical
Excipients R&D at BASF
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Open
Alliance
Below left to right: Ian Muir, Catalent, and Martin Widmann, BASF.
Q. Will BASF and Catalent staff jointly work on a project for a given client?
Muir: Catalent will cooperate with BASF to optimize solubility from
excipient selection, formulation, process technology to drug delivery and
dosage form for customers desiring an integrated approach. By providing
our customers with the option of working with a team of experts across
our companies, we will increase efficiencies for them from development
to scale-up to commercial, hence enabling them to deliver more products
to market.
Widmann: Nobody knows our products better than we do. This
know-how in the application of our excipients is brought into the alliance
by training and supporting the Catalent formulation experts. Where
appropriate, experts of both companies will work together on customer
projects to find optimal solutions.
Q. What feedback have you received since the collaboration began?
Widmann: The announcement generated a lot of interest in the market
because every formulator is concerned about the solubility challenge.
Muir: Not only in the market, but also internally, everybody is excited
about the opportunity to jointly cover the whole pharmaceutical value
chain from excipients to finished drugs.
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Solid Dispersions by
Hot-Melt Extrusion
The advantages and disadvantages of hot-melt
extrusion in solid dispersion formulations
Andreas Gryczke, BASF
Solid dispersion
of API in polymer
Hot-Melt Extrusion
Extruder
Glass suspension
Glass solution
API
Crystalline
Matrix
(polymer)
Amorphous
Amorphous
Amorphous
Very stable
System
stability
Amorphous
Molecularly dispersed
Energy
E1
E2
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Disadvantage (-)
Tg of matrix
Compatibility matrix / API
Parameters of relevance
Matrix dissolution rate
Matrix solubilizing
capability
Matrix amphiphilicity
Use of solubilizers
Time
Application
Bioavailability enhancement
Controlled release
Sustained release
Safer medication
abuse deterrent, reduced side
effects
Formulation
Process
High throughput
exible in terms of time or scale
Hot-melt extrusion
Parameters of relevance
Dissolved drug
Hot-melt
extrusion
Solid solution
extrudate
Tablets
+ Tem.
+ Polymer
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Temperature
Mixing
Process
e-
lim
ite
Volume-limited
Dissolving of
drug in polymer
Tm API
Degra
No dissolving of
drug in polymer
datio
n-limit
ed
qu
Determines cost
efciency
To
r
Temperature [C]
Taste masking
Stabilizing the API
Parenteral depots and topical delivery systems.
Once developed, hot-melt extrusion is a reliable and robust process
offering benefits in cost-efficiency. Compared to other processes for
the production of solid solutions, it is far less complex, because the
manufacturing of such dosage forms requires only a few steps and
avoids the use of organic solvents (Figure 6).
Hot-melt extrusion also has advantages over solvent-based methods
of forming solid solution and dispersions (Figure 7):
No need to handle explosive solvents
Absence of residual solvents
Continuous processing possible
Possibility of continuous processing
Fewer process steps
High product density
Non-dusty pellets (e.g., for highly active ingredients formulations)
Small-scale equipment
Non-aqueous process.
References
1. S. Janssens and G. Van den Mooter, JPP 2009, 61: 15711586, DOI 10.1211/
jpp/61.12.0001
2. H. H. Grtz et al., EP 0240904 B1
3. C. Leuner and J. Dressman, Eur. J. Pharm. Biopharm. 50, 47-60 (2000).
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Rebranding
Lipophilic Excipients
Streamlining the structure, nomenclature
and functionality of excipients
Shaukat Ali and Nina Karpynec, BASF
Kolliphor P188
Poloxamer 188 (USP-NF, EP, JP)
Lutrol micro 68
used branding and rebranding to either
Kolliphor P338
Poloxamer P338 (USP-NF, EP)
Lutrol F108
introduce new products or reintroduce
Kolliphor P237
Poloxamer P237 (USP-NF, EP)
Lutrol F87
an old product under a single prefix to
simplify identification. In the case of BASF,
Polysorbate 20 (USP-NF, EP)
Polysorbate 20 PH
Kolliphor PS 20
Cremophor, Solutol, Lutrol and other
Polysorbate 80 (USP-NF, EP)
Polysorbate 80PH
Kolliphor PS 80
solubilizers will become part of the Kolliphor
Vitamin E Polyethylene glycol succinate (USP-NF)
Speziol TPGS Pharma Kolliphor TPGS
brand family.
Kolliphor SLS 1216
Sodium lauryl sulfate (USP-NF, EP, JP)
Speziol V95G
The basis for rebranding with the same
Kolliphor SLS
Sodium lauryl sulfate (USP-NF, EP, JP)
Texapon K12 G PH
prefix is to identify molecules by structures,
functions and the applications of choice;
Kolliphor SLS Fine
Sodium lauryl sulfate (USP-NF, EP, JP)
Texapon K12 P PH
enable the companys brand products
Kolliphor CS 12
Macrogol cetostearyl ether 12 (EP)
Eumulgin B1 PH
to be recognized; and to differentiate
Polyoxyl 20 cetostearyl ether (USP-NF), Macrogol
pharmaceutical excipients from other grades.
Eumulgin B2 PH
Kolliphor CS 20
cetostearyl ether 20 (EP)
Rebranding is a tedious and time-consuming
Kolliphor CSS
Sodium cetostearyl sulphate (EP)
Lanette E PH
process, and in some instances adds
Kolliphor CS A
Cetostearyl alcohol (Type A), Emulsifying (EP)
Lanette N PH
complexity if the functionality of the molecule
is not well defined.
Kolliphor CS B
Cetostearyl alcohol (Type B), Emulsifying (EP)
Lanette 20 PH
Here, we provide a synopsis of how we
Kolliphor CSL
Not monographed
Lanette SX PH
have
undertaken the process of rebranding
Polysorbate 60 (USP-NF, EP, JP)
Polysorbate 60
Kolliphor PS 60
our solubilizers for pharmaceutical
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Rebranded name
Monograph name
Propylene glycol
Kollisov PG
Lutrol E 300
Lutrol E 400
Lutrol L44
Kollisov P124
Myritol 312 PH
Kollisov MCT 60
Myritol 318 PH
Kollisov MCT 70
Speziol CAP
Kollisov CAP
Not monographed
Speziol G 85% PF
Kollisov G 85
Speziol G 99.8% PF
Kollisov G 99
Speziol GTA
Pyrrolidone (EP)
Kollisov GTA
Soluphor P
Kollisov PYR
Conclusion
Rebranding gives us the opportunity to
include other solubilizers and related
excipients based on their chemistry and
functionalities in our four umbrella subgroups.
With continuing interest to increase drug
solubilization, it is our understanding that
this rebranding will reduce the complexity
involved in selecting pharmaceutical-grade
excipients in formulation development. Thus,
this will encourage excipients manufacturers
to adopt a norm to simplify complex product
portfolios.
Previous name
Rebranded name
Cutina GMS V PH
Kolliwax GMS II
Cutina HR PH
Kolliwax HCO
Speziol C 14 Pharma
Kolliwax MA
Speziol C 16 Pharma
Kolliwax CA
Spezio l D Pharma
Kolliwax CSA 70
Kolliwax CSA 50
Reference
1. C.J.H. Porter, C.W. Pouton, J.F. Cuine and W.N.
Charman, Adv. Drug Delivery Rev. 60 (6), 673691
(2008).
Download
your free copy
of BASFs
solubility
enhancement
compendium
at:
www.innovateexcipients.
basf.com
Monograph name
Kolliwax SA
Kolliwax S Fine
Kolliwax S
Kolliwax GBD
Speziol MD Pharma
Kolliwax GMS I
Rebranded name
Cetiol LC PH
Kollicream 3C
Cetiol SN PH
Kollicream CI
Kollicream DO
Cetiol V PH
Monograph name
Eutanol G PH
Kollicream OD
HD Eutanol V PH
Kollicream OA
Isopropyl myristate PH
Kollicream IPM
Cutina CP PH
Kollicream CP 15
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Bioavailability
Enhancement
A Soluplus case study of itraconazole
Thomas Reintjes and Felicitas Guth, BASF
Figure 1: Chemical structure of Soluplus (A) and physical
appearance of the product (B).
HO
O
O
O
N
l
HO
A solid solution
4.0
3.0
2.0
1.0
0.0
Case study
Although the above mentioned study demonstrated the enhanced
bioavailability of the investigated drugs, it also compared drug
formulations with Soluplus using only the crystalline form of
the API. However, the crystalline form is not an ideal benchmark
for comparison, considering that it is not optimized and is not
expected to show comparable biovavailability.
Therefore, a new case study was performed by selecting the
marketed formulation of a poorly-soluble drug (itraconazole) that
had already been optimized with regard to the bioavailabity of the
formulated API (2).
Sempera is a formulation of itraconazole that contains sucrose,
corn starch, hypromellose and PEG 20,000 in addition to the API
(3). The product was used as a benchmark and compared with
-1.0
-50
50
100
150
200
Temperature (C)
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100
Itraconazole crystaline
90
80
Sempera
70
60
50
40
30
20
10
0
0
30
60
90
120
Time (min)
900
Itraconazole crystaline
800
Sempera
700
600
500
Conclusion
400
300
200
100
0
0
10
20
30
40
50
60
70
80
Time (h)
References
1. M. Linn et al., Soluplus as an Effective Absorption
Enhancer of Poorly Soluble Drugs In Vitro and In
Vivo, Eur. J. Pharm. Sci., 45, 336343 (2012).
2. F. Guth et al., Bioavailability Enhancement of Itraconazole
with Solid Solutions Based on Soluplus, presented at the
39th Annual Meeting and Exposition of the Controlled
Release Society (CRS), Quebc City, Canada 2012.
3. Rote Liste online, available at www.rote-liste.
de/Online, accessed July 20, 2012.
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Lipid-Based Formulations
A new solubilization technology
Wei-Guo Dai, Janssen Research and Development, Johnson & Johnson
Background
Development of viable dosage forms for poorly water-soluble
compounds continues to be a significant challenge for formulation
scientists, and insufficient bioavailability of such compounds may
result in development delays or failures. Various solubilization
techniquessuch as using surfactants, co-solvents or cyclodextrins,
and adjusting the formulation pHhave been developed, but these
conventional techniques are not always effective in achieving
the desirable solubility enhancement for an increasing amount of
difficult-to-formulate compounds. Recently, several new solubilization
technologies have been developed. This article focuses on one
potential solution: lipid-based formulations.
Several commercial successes, including Sandimmune and
Neroal(Cyclosporine A), Norvir (Ritonavir) and Fortovase
(Saquinavir), have drawn industry interest to this approach. In principle,
one dissolves the lipohilic drug in oil, emulsifies the oil phase in water
and maintains the drug in the solubilized state in the gastrointestinal
tract until absorption has occurred. Often, the lipid formulation is
designed in a way to generate and maintain a supersaturated drug
concentration in vivo for improved oral absorption. In some cases
nanoparticulate emulsions are formed. Excipients play a crucial role in
the formulation performance.
A crucial criterion of the excipient is its solubilization capacity.
The excipient or excipient blend must be able to fully solubilize the
entire drug dose, preferably in a volume of a single oral dosage. This
is often achieved by careful screening of appropriate oils, co-solvents
and surfactants. Both long-and medium-chain triglyceride oils with
different degrees of saturation have been extensively investigated for
the design of lipid-based formulations. Co-solvents also have been
used to help dissolve the drug or a large amount of the hydrophilic
surfactant in the formulations (e.g., ethanol, propylene glycol and
polyethylene glycol). Surfactants with a relatively high hydrophilic/
liphophilic balance are often needed to provide a good dispersing/
self-emulsifying performance. For example, polysorbates, Cremophor
(now Kolliphor EL/RH40) and Solutol HS15 (now Kolliphor HS15) are
used due to their relatively low toxicity and excellent performance.
In addition to the solubilization capacity, excipients in lipidbased formulations must maintain the drug in the solubilized state
in the gastrointestinal tract, preferably in supersaturable high
concentration, until absorption has occurred. Therefore, excipient
typecomposition and excipientdrug ratio are key factors.
For supersaturable lipid-based formulations, the metastable
supersaturated drug concentration has to be maintained for a time
period sufficient for adsorption before drug precipitation occurs. This
Future outlook
The success of novel solubilization techniques such as lipid-based
formulation has been demonstrated with the launch of commercial
products targeting poorly water-soluble products. However,
challenges remain with these difficult-to-formulate compounds,
especially those with high dose requirements. Future efforts may
involve exploring and developing new excipients for high-dose
drug formulations. For example, new oils with high solubilization
capacity are needed to dissolve more lipophic drugs in a lipid-based
formulation. In addition, it may be worth exploring combining widely
used excipients in formulation screening to produce a synergistic
effect for an optimized product performance. Using high throughput
and automation techniques, scientists can screen rapidly thousands of
excipient combinations in various formulations using small quantities
of compoundssomething that is difficult to do manually.
Another key aspect of excipient selection in new solubilization
technologies is the structure-property correlation in the formulation.
Current excipient selection is often empirical or semi-empirical.
The interaction of excipients with drug in the formulation is poorly
understood and development of the in vitroin vivo correlation remains
an obstacle to new solubilization technology. With more understanding
of interactions of the drug with excipients in the formulation and the
drug/excipients with the gastrointestinal tract environment, it could be
possible to establish a structure-property correlation.
Read more, including a look at solid dispersion, on PharmTech.com/BASF
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Spray Drying of
Amorphous Dispersions
Fundamental approaches to
performance, stability and manufacture
Contributed by Bend Research
70
[CPD] [g/mL]
60
50
40
30
20
10
30
60
90
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385
370
355
340
325
-2
310
295
Stability screen
Stability production
Solvent screen
No code Operating
Process Conditions
(As Required)
Conditions
Nozzle
Tool
Stand:
Tout (C)
Inlet temperature
in
Conclusions
Use of engineering fundamentals in the spray drying process
for amorphous dispersions allows understanding of key process
References
1. D.T. Friesen et al., Mol. Pharm. 5 (6), 9031144 (2008).
2. D.E. Dobry et al., J. Pharm. Innov. 4 (3), 133142 (2009).
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Addressing the
Solubility Challenge
A Q&A with Karl Kolter, PhD, Head of Pharmaceutical Excipients R&D, BASF
Q. Excipients add important
functionality to a formulation. With
respect to solubility improvement
specifically, how can excipients
be used to improve solubility and
therefore bioavailability? Can
you provide examples in terms of
the functionality and the type of
excipients that may be used?
A. Solubility and speed of
dissolution can be influenced by
various excipients. Here, I would
distinguish between excipients
that act directly on the active and
those, such as disintegrants, that simply ensure quick disintegration
of the dosage forms. The first class is represented by wetting agents,
solubilizers, protective colloids, adsorbents and so forth. All of these
can contribute to improved dissolution, the strongest effect coming
from solubilizers. Solubilizers are typically surfactants of a relatively
low molecular weight, such as Polysorbate 80, Kolliphor EL (formerly
Cremophor EL) and many other ethoxylated materials. With the
launch of Soluplus in 2009, the first polymeric solubilizer appeared on
the market offering new opportunities, particularly for tablets.
power in aqueous solution and the solid solution capacity. These tests,
which are described in detail in the BASF booklet Hot-Melt Extrusion
Compendium determine how much drug can be dissolved either
in the aqueous or solid phase, which is mainly the polymer. From
the results of these tests, a preliminary formulation can be derived
which of course needs to be further optimized not only regarding
performance but also processing.
Q. What role can excipients play with respect to certain
technologies such as hot-melt extrusion, as an approach in resolving
solubility challenges? Do they facilitate the formation of the solid
dispersion? Can the excipient also facilitate processing in a hotmelt extrusion process? Can you offer specific examples of either
application?
A. For the preparation of solid dispersions or solid solutions, two
technologies have become popular so far: hot-melt extrusion and
spray drying with organic solvents. These are completely different
from a processing point of view and also have different requirements.
For hot-melt extrusion, a low glass-transition temperature
and low melt viscosity enable processing at lower temperatures
to be carried out, thus avoiding drug degradation. Soluplus for
instance was developed especially for hot-melt extrusion and fulfills
this target profile ideally. There is no other material that runs so
smoothly on an extruder and that is able to take up so much poorly
soluble active.
Q. Poor solubility is an obvious barrier to advancing potentially
efficacious drug candidates. Looking into the future of solubilization,
what key technologies are currently being employed and which are
being evaluated for further development? What role will excipients play
in those efforts?
A. Hot-melt extrusion is currently in the stage of becoming a
mature technology in pharma; however, this process can still be
modified further to obtain even better results. Furthermore, new
solubilizers with unique properties need to be developed so that
all kinds of poorly soluble actives can be addressed. The area of
nanoformulations, for example, has not been fully explored.
However, one of the biggest hurdles facing industry is the regulatory
issue of using a new excipient. There is some reluctance to use a
new excipient for the first time. A Novel Excipients Consortium of
pharmaceutical companies and excipient suppliers has just been
created with the specific aim of paving the road for new excipients.
To use the words of Martin Luther King, I have a dream that one day
excipients will have their own approval process. This achievement
would remove the risks from pharmaceutical companies and their drug
approvals, speed up drug development, innovate formulations, and
ultimately improve treatments.
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