Project On Constituional Governance 2 Doctrine of Pleasure
Project On Constituional Governance 2 Doctrine of Pleasure
Project On Constituional Governance 2 Doctrine of Pleasure
BY-
Professor of Law
ACKNOWLEDGEMENT
A research project like this is never the work of anyone alone. The contribution of
many different people, in different ways, makes these works possible and so is with
this project. We would like to extend our appreciation to such people. Thanking God
for the wisdom and perseverance that he has been bestowed upon us during this
research project, and indeed, throughout our lives: We can do everything through
him who gives us strength. Our friends, as they always are, have been very helpful in
making of this project and consequently we thank them for their continual support and
encouragement throughout. And also we would like to take this special opportunity to
thank NLUJ Prof. Sir K.L. Bhatia for providing us such a good topic and such an
opportunity to discuss on this issue of Doctrine of Pleasure under Article 310(1) of the
under Indian Constitution. Indeed, without his guidance, we would not have been able
to put our labour in this topic. The experience throughout has been very interesting
and rewarding one. Weve learnt a lot form this topic. We would also like to thank all
those people whom we cannot name but who have directly or indirectly helped us
throughout the project
TABLE OF CONTENTS
TABLE OF CONTENTS....................................................................................................2
INTRODUCTION..............................................................................................................6
ORIGIN AND SCOPE OF DOCTRINE OF PLEASURE IN INDIA.............................8
APPLICATION OF DOCTRINE OF PLEASURE IN INDIA........................................9
DOCTRINE OF PLEASURE..........................................................................................10
DOCTRINE OF PLEASURE IN RELATION TO THE GOVERNOR.........................14
PUBLIC SERVICE COMMISSION...............................................................................16
RECRUITMENT AND CONDITIONS OF SERVICE..................................................16
RESTRICTIONS ON THE DOCTRINE OF PLEASURE:...........................................18
CONSTITUTIONAL
SAFEGUARDS
AVAILABLE
TO
THE
CIVIL
SERVANTS...............................................................................................................21
IS SUSPENSION OR COMPULSORY RETIREMENT A FORM OF PUNISHMENT?
...........................................................................................................................................25
IS ARTICLE 310 AND 311 CONTRARY TO ARTICLE 20(2) OF INDIAN
CONSTITUTION OR TO THE PRINCIPLE OF NATURAL JUSTICE?....................26
JUDICIAL PERSPECTIVE ON DOCTRINE OF PLEASURE IN INDIA..................26
CONCLUSION.................................................................................................................28
INDEX OF AUTHORITIES
Cases
A. B. Krishna v State of Karnataka, AIR 1998 S.C.1050..............................................19
B.P. Singhal v. Union of India & Another, 2010 4 AWC(Supp)3617SC..............................16
Bansh singh Vs State of Punjab, 1962 AIR SC 1711.....................................................26
Dunn v. Queen, 1896 (1) QB 116....................................................................................10
Jaswant Singh v. State of Punjab, AIR 1991 SC 385.....................................................28
Kuldip Singh v. State of Punjab, AIR 1987 SC 79.........................................................25
Mahesh v. Uttar Pradesh, AIR 1955 SC 70....................................................................22
Moti Ram v. N.E. Frontier Railway, AIR 1964 SC 600.................................................11
Om Prakash v. State of Uttar Pradesh, AIR 1955 SC 600............................................28
Parshottam Lal Dhingra v. Union of India, AIR 1958 SC 36........................................22
Rajinder Singh v State of Punjab, AIR, 2001 S.C 1769.................................................18
S.L. Agarwal (Dr.) v. General Manager, 1970 AIR SC 1150........................................21
Shankar Das v. Union of India, AIR 1985 SC 772.........................................................24
Shyam Lal Vs State of U.P, AIR1954 SC 369................................................................26
Shyam v Union of India, AIR 1987 SC 1137..................................................................13
State of Assam v. Kanak Chandra Dutta, 1967 AIR SC 884.........................................21
State of Bihar v. Abdul Majid, AIR 1954 SC 245...........................................................27
State of Maharashtra v. Joshi, AIR 1969 SC 1302.......................................................28
Surath Chandra Chakraborty v. State of West Bengal, (1970) 3 SCC 548...................23
Union of India v Tulsiram, AIR 1985 SC 1416..............................................................14
INTRODUCTION
The idea of establishing a Public Service Commission for the recruitment of Public
Services in the country was first formulated in the memorandum presented by the
be a Public Service Commission for each state. Two or more State may agree that
there shall be one Public Service Commission for that group of States. In that case
Parliament may be requested by the Governor to serve the needs of the state.
Article 156 (1) states that the Governor shall hold office during the pleasure of the
President. What does pleasure of the President mean? There are various connotations
and contexts attached to this term. Before understanding the meaning of Doctrine of
Pleasure in Indian Context, let us first understand the genesis of this term.
The origin of the Doctrine of Pleasure can be traced to a Latin Maxim durante bene
placito which means during good pleasure or during the pleasure of the appointer
as opposed to an office held dum bene se gesserit which means during good
conduct, also called quadiu se bene gesserit (as long as he shall behave himself
well). 1
Blacks Dictionary defines Pleasure Appointment as the assignment of someone to
employment that can be taken away at any time, with no requirement for notice or
hearing. We have borrowed this concept from the English Law. In Dunn v. Queen 2, the
Court of Appeal referred to the old common law rule that a public servant under the
British Crown had no tenure but held that his position is at the absolute discretion of
the Crown.
However, the Indian situation is quite different. Let us discuss how this doctrine has
taken shape in India.
by
Chief
Justice
Balakrishnan
said.
The Court passed the order while curtailing the power of the Central government in
removing Governors in the middle of five-year tenure without any valid reason.
The Bench held that the court can interfere if such actions have been taken arbitrarily
and
the
government
have
to
explain
before
it.
"... At pleasure doctrine enables the removal of a person holding office at the
pleasure of an Authority, summarily, without any obligation to give any notice or
hearing to the person removed, and without any obligation to assign any reasons or
disclose any cause for the removal, or withdrawal of pleasure. The withdrawal of
pleasure cannot be at the sweet will, whim and fancy of the Authority, but can only be
for
valid
reasons,"
the
said. 4
court
or
unaccountable
action,"
the
court
said.
"When the Constitution of India provides that some offices will be held during the
pleasure of the President, without any express limitations or restrictions, it should
however
necessarily
be
read
as
being
subject
to
the
fundamentals
of
DOCTRINE OF PLEASURE
The doctrine of Pleasure is a common law rule. This doctrine has its origin in
England. The Doctrine of Pleasure is a special prerogative of the British Crown. 5In
England, a servant of the Crown holds office during the pleasure of the Crown and he
4
http://www.outlookindia.com/news/article/Doctrine-of-Pleasure-is-Not-Absolute-in-India-SC/681335
Saharay, Madhusudan, Adoption of Foreign Doctrines by the Supreme Court , p.308 (Eastern Law
10
can be dismissed from the service of Crown at pleasure. The tenure of office of a civil
servant can be terminated at any time without assigning any cause. Even if there
exists any special contract between the Crown and the civil servant concerned, the
Crown is not bound by it. The civil servant is liable to be dismissed without notice
and they cannot claim damages for wrongful dismissal or immature termination of
service. 6The Crown is not bound by the any special contract between it and a civil
servant, for theory is that the Crown could not fetter its future executive action by
entering into a contract in matters concerning the welfare of the country. The
justification for the rule is that the crown should not be bound to continue in public
service any person whose conduct is not satisfactory. 7 This common law Doctrine
hence in England is based on Public Policy. The public policy is that a public servant
whose continuance in office is not or is against the public interest must be relieved of
it.8 Its operation, however, can be modified by an act of Parliament.
Though doctrine of pleasure is accepted in India as it has developed in England, it has
not been completely accepted in India. This Doctrine of Pleasure is embodied in India
in Article 310(1).It reads as follows: Tenure of office of persons serving the Union or
a State:9
(1) Except as expressly provided by this Constitution, every person who is a member
of a defence service or of a civil service of the Union or of an all India service or
holds any post connected with defence or any civil post under the Union, holds office
during the pleasure of the President, and every person who is a member of a civil
service of a State or holds any civil post under a State holds office during the
pleasure of the Governor of the State.
M.P Jain, Indian Constitutional Law, p. 2052 (Nagpur: LexisNexis Butterworths Wadhwa, 6th ed.,
2010).
8
Shukla, V. N., Constitution of India, p.870 (Delhi: Eastern Book Company, 11th ed., 2011)
11
2.
3.
4.
5.
11
12
13
14
14
exist in India. The court further said that: The said doctrine is severely curtailed in
the case of government employment, as will be evident from clause (2) of Article 310
and clauses (1) and (2) of Article 31115. Even in regard to cases falling within the
proviso to clause (2) of Article 311, the application of the doctrine is not unrestricted,
but moderately restricted in the sense that the circumstances mentioned therein
should exist for its operation.
Even the Canadian Supreme Court in Wells v. Newfound land 16 has concluded that at
pleasure doctrine is no longer justifiable in the context of modern employment
relationship.
B.P. Singhals Case also held that the doctrine of pleasure is not a licence to act with
unfettered discretion to act arbitrarily, whimsically, or capriciously. It does not
dispense with the need for a cause for withdrawal of the pleasure. In other words, at
pleasure doctrine enables the removal of a person holding office at the pleasure of an
authority, summarily, without any obligation to give any notice or hearing to the
person removed, and without any obligation to assign any reasons or disclose any
cause for the removal, or withdrawal of pleasure. However, the withdrawal of
pleasure cannot be at the sweet will, whim and fancy of the authority, but can only be
for valid reasons.
Thus, we see that Doctrine of Pleasure refers to the discretion vested in the President
to remove various constitutional functionaries. Article 156 merely mentions that the
Governor shall hold office during the pleasure of the President. It does not prescribe
any conditions for exercising this pleasure. However, this does not mean that the
discretion is absolute, unrestricted and unfettered. The President can remove a
Governor summarily but valid explanation for such removal must exist.
15
Article 311 (2) Dismissal, removal or reduction in rank of persons employed in civil capacities
15
16
advisory bodies, and the governments may disregard their advice with impunity.
Experience, however, reveals that the governments both at centre and in the states
have been implementing the recommendations of the Commissions with all sincerity.
In a democratic state, like India, it is desirable that the government should be guided
in respect of appointment and control of its officials by an impartial body of experts
like the public service commission. It has been observed from the discussion in
parliament and in state legislature over the years on the reports of the Commissions
that only in a very few cases the government failed to accept the recommendations of
the Commissions, and even for such few cases the government concerned has been
bitterly criticised.
17
17
India v Tulsiram Patel 18. Where however, no law is made by Parliament or State
Legislature for such regulation, President can make rules in connection with the
Union Public Services and posts and Governor in connection with State Public
Services and posts. The President and Governors have also been given power to
delegate their rule making power to any other person.
The law made by Parliament or legislature of a state under this article is subject to
restrictions in other provisions of the constitution, for example, fundamental rights or
restrictions in Article 311 and the rules made by the President and Governors have
been expressly made subject to Act of Parliament and State legislatures respectively.
Thus, if there is no law made by Parliament and rules are made by the President or
person authorised by him and later on Parliament passes an Act and the provisions of
which are inconsistent with such rules, the rules will cease to be effective.
In A. B. Krishna v State of Karnataka ,19, it has been held that the Governor cannot
exercise power under article 309 if the legislature has already made a law and
occupied the field. In this case Mysore Fire Force (Cadre Recruitment) Rules, 1971,
which were made under Mysore Fire Force Act, 1964 provided for examination to be
held for promotion, but Karnataka Civil Service (General Recruitment) Rules, 1971,
which were made under Article 309, were amended after policy decision in 1982 that
promotions to the post of Heads of the Departments and Additional Heads of
Departments should be made by selection but promotions to other posts should be
made on the basis of seniority-cum-merit, not by selection.
In 1986, appellants were promoted on the basis of seniority to the post of leading
firemen. The promotions were challenged on the ground that they should have been
made in accordance with the provisions of rules under Mysore Fire Force Act, not
under Karnataka Civil Service (General Recruitment) Rules. The contention was
upheld by Karnataka Administrative Tribunal. From the decision of the Tribunal,
appeals were made to the Supreme Court. The Supreme Court dismissed the appeals.
18
19
18
(ii)
(iii)
20
Dr. J. J. R. Upadhyaya, Administrative Law, 476 (Kanpur: Central Law Agency Publications, 8th
ed., 2012)
19
Thus, the general principle relating to civil services has been laid down
under Article 310 of the Constitution to the effect that government servants hold
office during the pleasure of the government and Article 311 imposes restrictions
on the privilege of dismissal at the pleasure in the form of safeguards.
PERSONS ENTITLED TO SAFEGUARD:
Constitutional safeguards provided under Article 311 are not available to all the
government servants. The text of the Article refers to members of civil services of
the Union or all- India service of a State or hold a civil post under the Union or a
State.
The constitution bench of the Supreme Court in S.L. Agarwal (Dr.) v. General
Manager21, Hindustan Steel Limited, generally considered as to who are the
persons entitled to the protection of Article 311. The Court identified the
following persons:
1. Persons who are members of:
a) A civil service of the union; or
b) An All India Service; or
c) A civil service of a State; or
2. Hold a civil post under the Union or State.
Difficulties have always arisen in relation to the meaning and scope of Civil
Post. Though this expression has been interpreted in many ways there is no
debate that Article 311(1) deals with persons employed in the civil side of
administration in contradistinction to defence. Supreme Court in State of Assam
21
S.L. Agarwal (Dr.) v. General Manager, 1970 AIR SC 1150 ; Samaraditya Pal, Law Relating To
20
v. Kanak Chandra Dutta 22 laid down that civil post in Clause (1) means a post
not connected with the defence services and outside the regular civil services. 23
Further, in Parshottam Lal Dhingra v. Union of India 24, the Supreme Court of
India has held that under Article 311 the safeguards are applicable to both
permanent and temporary servants.
23
24
25
21
a) The civil servant must be informed of the charges against him; and
The civil servant against whom a accusation of misconduct is made must be
Formally informed i.e., to say those acts or omissions of the public servant
which are termed as Misconduct under the Service Rules usually referred to as
Conduct rules. But, acts or conduct not covered by such may still amount to
misconduct. It is fundamental and essence of the concepts of fair play and
justice that a person should know why he is being charged. 26
b) He must be afforded a reasonable opportunity of being heard in respect of
those charges.27
Neither
the
General
clauses
Act
nor
reasonable
26
27
28
22
c) Where the president or the governor as the case may be, is satisfied that in the
interest of the security of the state it is not expedient to hold such inquiry. 29
These provisions have been explained below in detail:(a)
The Supreme Court has emphasised under Art. 311(2)(a), the disciplinary authority is
to regard the conviction of the concerned civil servant as sufficient proof of
misconduct on his part. The authority is to decide whether conviction demands the
imposition of any penalty and, if so, what penalty. For this purpose, the authority has
to take into consideration the judgement of the criminal court, the entire conduct of
the civil servant, the gravity of the offense, the impact of the offence on the
administration, whether the offence was of a technical or trivial nature, and
extenuating circumstances if any. This is the Disciplinary authority has to do ex-parte
and without giving a hearing to the concerned civil servant. 30
The power has to be exercised by the authority fairly, justly and reasonably.
Hearing need not be given while imposing the penalty after conviction on a criminal
charge, but the right to impose a penalty the duty to act justly. 31For instance, a
government servant convicted for parking in the no-parking area cannot be dismissed.
(b) IMPRACTICABILITY :
It is important to know that this clause applies only when the conduct of government
servant is such as he deserves the punishment of dismissal, removal or reduction in
rank. Before denying government servant his constitutional right to an inquiry, the
paramount consideration is whether the conduct of the government is such as justifies
the penalty of dismissal, removal or reduction in rank.
29
30
31
23
In Tulsi ram Patel case 32, the Supreme court explaining the scope of the clause has
said whether it was practicable to hold the inquiry or not must be judged in the
context of whether it was reasonably practicable to do so. It is not a total or absolute
impracticability which is required by cl. (b). What is requisite is that holding of the
inquiry is not practicable in the opinion of a reasonable man taking a reasonable
view of the prevailing situation. The Supreme Court further held that the reasonable
practicability of holding an inquiry is a matter of assessment to be made by the
disciplinary as he is the best judge of the situation. 33
(c) REASONS OF SECURITY:
Under (c) the satisfaction has to be that of the President or the Governor as the case
may be. The satisfaction must be with respect to the expediency or inexpediency of
holding an inquiry in the interest of the security of the State. Security of State being
of paramount importance all other interests are subordinate to it, Security of State
may comprise a situation of disobedience and insubordination on the part of members
of the police force. In Tulsi ram Patel case 34 the Supreme Court has clarified that the
question is not whether the security of the State has been affected or not, for the
expression cl(c) is in the interest of the security of State. The interest of security of
State may be affected by actual act, or even the likelihood of such acts taking place.
So the Court has observed What is required under cl.(c) is not the satisfaction of the
President or the Governor, that interest of the security of the State is or will be
affected but his satisfaction in the interest of security of State, it is not expedient to
hold an inquiry as contemplated by Article 311(2).
The government is under obligation to disclose to the court the nature of the activities
of the employee on the basis of which the satisfaction of the President or the
Governor was arrived at for the purpose of passing an order under Article 311(2)(c).
In the absence of any indication about the activities, it would not be possible for the
32
33
34
24
Court to determine whether the satisfaction was arrived at on the basis of relevant
considerations. The government is under obligation to place relevant material on the
basis of which the satisfaction was arrived at subject to a claim of privilege under
Sections 123 and 124 of the Evidence Act, 1872.
THE INDIAN
When a government servant is punished for the same misconduct under the army act
and also under central civil services (classification and control and appeal) rules 1965
then the question arises that can it be brought under the ambit of double jeopardy. The
answer was given by Supreme court in the case of Union of India Vs Sunil Kumar
Sarkar37,held that the court martial proceeding is different from that of central rules ,
the former deals with the personal aspect of misconduct and latter deals with
disciplinary aspect of misconduct.
35
36
37
25
38
39
40
26
Further the judiciary has also acted as checks and balances on the arbitrary exercise of
the power of conferred by the doctrine on the president and the Governor. The
Supreme Court in Jaswant Singh v. State of Punjab 41 held that in spite of finality of
Article 311(3) the finality can certainly be tested in the court of law and interfered
with if the action is found to be arbitrary or malafide or motivated by extraneous
considerations or merely a ruse to dispense with the inquiry.
In Union of India v. Balbir Singh 42, the Supreme Court held that the Court can
examine the circumstances on which the satisfaction of the president or Governor. If
the Court finds that the circumstances have no bearing whatsoever on the security of
State, the Court can hold that satisfaction of the president or the Governor which is
required for passing such an order has been vitiated by wholly extraneous or
irrelevant considerations.
CONCLUSION
Thus it can be said that the Constitution makers then at that time had known about the
discrepancies like corruption to creep into the civil services, so in order not to grant
immunity from summary dismissal to dishonest or corrupt government servants so
that they continue in service for months together at the public expense and to Public
detriment. Also at the same time the judiciary with its limited judicial review and
departmental appeal has ensured that the power to dismiss has not been misused by
the authority.
With the lot many cases coming into light in relation to corruption among the
government officials and the linking of various government officials with anti-social
41
42
27
elements the Article 310 and 311 of the Indian Constitution envisaged in the Part XIV
act as a check and does not allow the government officials to make mockery of Law.
Doctrine of Pleasure applies not only upon the conduct of a person in the course of his
official duty, but can also be applied in case of his illegal or morally wrong behavior
in his private life. Article 310(1) says about the Doctrine of Pleasure and the provision
is such that the civil servants and the defense personnel would hold the office upon
the pleasure of the President/Governor respectively at the Union and the State levels.
But, sometimes there is wrong judicial procedure which is being initiated and due to
this the affected party fails to receive the arrears of his salary. The honble Supreme
Court in the case of State of Bihar v. Abdul Majid 43 had granted aggrieved party the
arrears of his salary on the basis of quantum meruit i.e. for the value of the services
rendered, as he was later reinstated in the service. In the Constitution itself, there is a
provision in the Article 310 (2) which states that if a person is appointed in the job on
the basis of any special qualification then if the President/Governor thinks fit can
secure his services by granting him termination only after the expiration of the term
and there is no role for the premature retirement.
43
28