LCA
LCA
LCA
171
Introduction
Due to fossil fuel-based electricity production, greenhouse gases and carbon dioxide
emissions are released into the environment (Jeswiet and Hauschild, 2008). A 2012
report from the US Energy Information Administration (EIA) showed that
3.6 Gt of carbon dioxide was released in 2011, primarily from the combustion of
fossil fuels, a 2.0 Gt increase from 2009 (USEIA, 2011). Increasing concerns
and awareness of carbon emissions as well as costs and security issues surrounding
fossil-based energy have led to the exponential growth of renewable energy,
including wind energy generation (USEIA, 2012). The USEIA has predicted
that renewable energy consumption in the electric power sector will grow from
1,477 PJ in 2010 to 3,587 PJ in 2035, with wind accounting for 44% of the growth
(USEIA, 2011). Figure 1 shows the growth of installed wind energy capacity in Oregon
from 2001 to 2011 (Hook et al., 2011).
Figure 1
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production, use, and end of life (Pennington et al., 2004; Rebitzer et al., 2004). LCA
guidelines have been set forth by the International Organization for Standardization (ISO)
(2006) in the ISO 14040 standard. The guidelines are not described in detail herein, but
rather adopted in this study as presented in Section 2. The following section will briefly
review prior LCA studies related to wind energy.
LCA studies for wind energy have been conducted to investigate many aspects
(Table 1). Modernised turbines were examined for an offshore project, for example
(Weinzettel et al., 2009). The authors used the CML 2 baseline 2000 V2.03 method and
presented the environmental impacts for eight different impact categories. The main
focus was on marine eco-toxicity. Generic capacity factors were assumed to estimate
energy production. Lenzen and Wachsmann (2004) reported the only work identified in a
review of the literature that focused on transportation of wind turbine components from
the manufacturer to a specific wind park location in the analysis. For in-depth analysis,
the reader may refer to prior literature, which has examined numerous LCA studies of
wind energy systems (Kubiszewski et al., 2010; Lenzen and Munksgaard, 2002; Price
and Kendall, 2012).
Prior studies have considered various environmental impacts. Some present only
greenhouse gas emissions (Ardente et al., 2008; Kabir et al., 2012; Raadal et al., 2011).
Ardente et al. (2008) investigated the air and water emissions, and solid wastes for an
Italian wind farm, and compared to other energy generation systems. Schleisner (2000)
reported on the energy and emissions for the production of the materials required for
Danish onshore and offshore wind farms. Tremeac and Meunier (2009) examined four
damage types (climate change, resources, ecosystem quality, and human health) resulting
from 14 midpoint impacts for a large (4.5 MW) and small (250 kW) wind turbine using
the Impact 2002+ method. Methodology dependence was investigated for the same study
assumptions by using different impact assessment methodologies, giving significantly
different results. Martinez et al. (2009a, 2009b) conducted two studies with same wind
turbine by using different methods. One used the Eco-indicator 99 method, which
considers 11 different impact factors (Martinez et al., 2009a), while the other used the
CML method, which considers ten impacts, normalised as equivalent emissions
(Martinez et al., 2009b).
It is recognised that LCA methods are evolving and can generate widely varying
results (Davidsson et al., 2012). Thus, use of the different methodologies makes it
difficult to compare assessment results and raises questions about whether studies using
different methodologies should be compared at all. In addition, it is difficult to assess the
breadth of technical improvements driven by LCA results due to the fact that LCA results
are often used for internal decision making or to support specific goals, e.g., preparing an
environmental product declaration (Elsam, 2004).
In Table 1, it can be seen that there is a limited number of LCA studies of wind
turbines in the United States of America (USA). Most wind energy LCA studies are
based in Europe, which has likely been a direct consequence of the higher number of
wind energy installations in Europe approximately 50% more than in the USA. Thus, a
key motivating factor for the research reported herein is to address the limited amount of
reported LCA studies for wind turbines installed in the USA.
Sources
Kabir et al. (2012)
Fleck and Huot (2009)
Lenzen and
Wachsmann (2004)
173
Dolan (2007)
Schleisner (2000)
Jungbluth et al. (2005)
Weinzettel et al.
(2009)
Pehnt et al. (2008)
Elsam (2004)
Lenzen and
Munksgaard (2002)
Davidsson et al.
(2012)
Guezuraga et al.
(2012)
Tremeac and Meunier
(2009)
174
Table 1
Location
Europe
Asia
Study goal
Sources
Properzi and
Herk-Hansen (2002)
The objective of the work reported herein is to perform a comparative LCA for two
potential wind turbines to be deployed in a representative wind park located in the
Columbia River gorge, which forms the border between the US states of Oregon and
Washington. First, the goal and scope of the study are presented. Next, supporting life
cycle inventory (LCI) data and process models are reported. Then, the results of the life
cycle impact assessment are presented and discussed. Finally, based on this study, several
conclusions are drawn.
Research methodology
These stages are described below in the context of the current study.
175
and recycling (Figure 2). Transformers and substations are not considered in this study,
which are key components of a wind park. The functional unit must be defined, which
provides a clear description of the function of the product, system, or service under study
so that alternatives can be compared in a meaningful way. Thus, the functional unit for
this LCA study is defined as a 2.0 MW wind turbine, which assumes the two models
considered are functionally equivalent. The energy payback comparison additionally
considers the amount of energy generated over their assumed 20 year lifetime.
Figure 2
Wind turbine characteristics: model 1 is a 2.0 MW, three bladed, upwind pitch
regulated wind turbine with active yaw control (Gamesa, 2007). The blades are 39 m
in length with full span control and a four-part modular tower of 78 m in height. The
rotor operates with a speed of 1,900 rpm. Model 2 is also a 2.0 MW turbine and has
been designed for medium and low wind sites (Vestas, 2012). The blade is 40 m in
length and the design employs a three-part modular tower that is 78 m in height.
Wind turbine components: The rotor assembly is the key module of the wind turbine,
and comprised of the blades, hub, nose cone, and bearing (Elsam, 2004). The rotor
assembly is connected to the nacelle assembly, which is attached at the top of the
tower with a large, framed steel structure necessary to survive the extreme wind
loads. The nacelle assembly is comprised of a fibreglass housing that protects the
gearbox, generator, hydraulic system, main shaft, and yaw/pitch system from the
weather. The tower is made of large tubular steel sections that are painted, sealed,
and bolted together. The tower is attached to a reinforced concrete foundation with
large threaded rods, or is embedded into the concrete.
176
Wind turbine operation and maintenance: Regular inspection visits with a diesel
truck are assumed three times a year (Dolan and Heath, 2012; Elsam, 2004). In
addition, maintenance activities include transportation and oil and lubricant changes,
while rotor blade, gearbox, and generator replacements are assumed to be required
once within a 20-year lifetime. These assumptions likely under predict actual
maintenance impacts, as a reliability study of smaller turbines indicated significantly
higher failure rates, in some cases (Echavarria et al., 2008).
Table 2
Components
Rotor
Assembly
Material
Steel
5.00
Steel
5.40
Fibreglass
7.50
Carbon fibre
3.69
Epoxy
5.00
Fibreglass
reinforced
plastic
7.96
Cast iron
8.50
Cast iron
8.50
Tower
Steel
200.00
Steel
165.00
Nacelle
Assembly
Steel
12.27
Steel
25.63
Foundation
Total mass
Copper
2.50
Copper
2.34
Silica sand
0.15
Aluminium
0.54
Cast iron
35.92
Cast iron
16.47
Fibreglass
reinforced
plastic
2.00
Fibreglass
reinforced
plastic
6.40
Lubricant
(20 years)
300.80
Lubricant
(20 years)
601.60
Steel
35.00
Steel
38.00
Concrete
775.00
Concrete
750.00
1,389.64
1,631.53
177
assemblies to the turbine manufacturer has been neglected due to the inability to
trace the complete supply chain.
Table 3
Component
Blades
Rotor
Gearbox
Generator
Yaw/pitch system
Tower
Nacelle
Dismantling and recycling: The end of life stage is an important aspect of the LCA.
The recycling rates of materials are adopted from previous studies (Elsam, 2004;
Martinez et al., 2010; Tremeac and Meunier, 2009; Wagner et al., 2011; Wang and
Sun, 2012). Steel, copper, aluminium, and cast iron recycling rates are at 90%, and
non-recyclable waste is transported to a landfill. Concrete is not recycled, so it
assumed to be landfilled entirely (left in ground). It is assumed that the recycling
location is 50 km from the wind park. Material end of life treatment strategy is
shows, in Table 4.
Table 4
Material
Concrete
Landfill 100%
Copper
Fiberglass
Landfill 100%
Iron
Oil
Incinerated 100%
Plastics
Incinerated 100%
Rubber
Incinerated 100%
Steel
178
with a world weighting set across three different archetypical perspectives (i.e.,
egalitarian, hierarchist, and individualist). The ReCiPe method evaluates the impact to
18 midpoint categories as follows: fossil depletion (FD), metal depletion (MD), natural
land transformation (NT), urban land occupation (UO), agricultural land occupation
(AO), marine ecotoxicity (ME), freshwater ecotoxicity (FE), terrestrial acidification
(TA), climate change-ecosystems (CCE), terrestrial ecotoxicity (TE), ionising radiation
(IR), freshwater eutrophication (FEU), particulate matter formation (PM), photochemical
oxidant formation (PO), water depletion (WD), human toxicity (HT), ozone depletion
(OD), and climate change-human health (CCH). WD category is not taking into
consideration in SimaPro software, so this category will be represented as zero herein. In
the method, one thousand points is equivalent to the environmental impact generated by
one European citizen over the course of a year (Goedkoop et al., 2009).
Energy payback is used to measure how long a system must operate to generate
sufficient energy to offset the amount of energy required during its entire life (Guezuraga
et al., 2012). Life cycle energy requirements are considered to include those for each of
the activities described above (production, transportation, operations and maintenance,
and dismantling and recycling). Thus, energy payback, P, for a wind turbine can be
calculated using equation (1) (Weinzettel et al., 2009):
P
n
k 1
Ek Eannual
(1)
where Ek is the energy required for life cycle stage k and Eannual is the annual electricity
generated by the wind turbine. The foregoing information can now be used to complete
the LCA study.
Impact assessment is conducted using the ReCiPe 2008 method and evaluated with
sensitivity analysis. Energy payback period is then calculated. Figure 3 compares
environmental impact of both models for varying cultural perspectives to elucidate the
effect of different decision maker valuation. Model 1 has significantly higher
environmental impact than model 2 for each perspective. Thus, concerns of the
uncertainty for applying different importance weightings to the various impact categories
are reduced. The ensuing analysis only applies the hierarchist perspective, which offers
the most balanced view of damage types (Goedkoop and Spriensma, 2001). Hierarchists
place higher importance on resources and ecosystem quality than individualists, and less
importance on human health. They place lower importance on ecosystem quality, greater
importance on resources, and the same for human health as egalitarians.
As seen in Figures 4(a) and 5(a), the environmental impacts of the wind turbines are
mainly due to the manufacturing stage, which includes material extraction,
manufacturing, and transport of components to the wind park. Impacts of the
maintenance stage are 5.8% of the manufacturing stage for model 1 and 3.2% for
model 2. This compares well with the result of 4.3% obtained for the assessment of a
2 MW turbine (Guezuraga et al., 2012). The end of life stage produces negative
environmental impact, reflecting a benefit to the environment of recycling iron, steel, and
copper. These results reiterate the importance on focusing on sustainable design and
sustainable manufacturing efforts early in the wind park development process.
179
Figures 4(b) and 5(b) show the relative environmental impacts of the wind turbine
components. It is seen that the relative impacts are similar for both models. The tower is
the key contributor to the environmental impact, followed by the rotor, nacelle, and
foundation, respectively. These results are shown in Figure 6, along with two other
studies that provided this information for studies of 2 MW turbines. Significant
proportions of impact for several components are due to FD. Steel is the primary material
in the tower, and the majority of FD results from steel processing for the tower. Despite
the significant amount of materials used in both models, overall impact is reduced by
28% because of material recycling.
Figure 3
300
Method: ReCiPe 2008
250
Model 1
200
Model 2
150
100
50
0
Individualist
Figure 4
70
Method: ReCiPe Endpoint (H) V1.03 /
World ReCiPe H/H / Single score
150
100
50
60
50
40
30
20
10
0
-50
(A)
Egalitarian
Environmental impact of model 1 for (a) cradle-to-grave life cycle stages and
(b) major components
200
Hierarchist
(a)
(B)
Rotor
Nacelle
(b)
Tower
Foundation
FD
MD
NT
WD
UO
AO
ME
FE
TE
FEU
TA
CCE
IR
PM
PO
HT
OD
CCH
180
Environmental impact of model 2 for (a) cradle-to-grave life cycle stages and
(b) major components
60
40
20
0
-20
ME
40
80
NT
UO
35
AO
ME
30
WD
25
FE
TE
20
FEU
TA
15
CCE
10
IR
PM
PO
-40
(A)
FD
45
100
Manufacturing
(a)
Figure 6
(B)
HT
Rotor
Nacelle
Tower
Foundation OD
CCH
(b)
181
Interpretation
Inventory data are critical in determining the success of an LCA study. To assess the
sensitivity of the environmental impacts to the assumptions made in each stage, scenario
analysis can be conducted. The uncertainties arising from the assumptions made during
the development of the LCA were analysed using three scenarios: SC 1 assumes an
increase in maintenance over the wind turbine lifespan, SC 2 assumes an increase in the
percentage of material recycling to 100%, and SC 3 assumes a change in transportation
type from road truck to freight rail.
Figure 7
Environmental impact of major material inputs for each wind turbine model
60
50
40
Model 1
Model 2
30
20
10
0
Steel
Figure 8
Reinforcing steel
Glass fibre
reinforced plastic
Cast iron
Copper
182
The sensitivity analysis conducted found only slight variations in the predicted overall
impact (Figure 8). Increasing maintenance (SC 1) has the greatest effect on the overall
environmental impact, resulting in an increase of 7.2% (model 1) and 12.5% (model 2).
The environmental impact of freight rail transportation (SC 3) increases impacts by 6%
for model 2, which contrasts with model 1 (a reduction of 5%). Surprisingly, increasing
the percentage of material recycling (SC 2) did not significantly affect the environmental
impact for either wind turbine. Moreover, variation in the results was less than typical
uncertainty in LCA studies (20%). Thus, the conclusion that model 2 is the superior
option holds.
The energy payback time is an important indicator for renewable resources. For this
purpose, the cumulative energy demand impact assessment method was used to calculate
life cycle energy requirement. A 2.0 MW wind turbine would generate 6.12 GWh per
year, assuming a 35% capacity factor. Analysis revealed that energy payback time would
be 0.43 years and 0.53 years for model 1 and model 2, respectively, which compares with
studies of other multi-megawatt turbines of 0.58 to 0.65 years (Elsam, 2004; Guezuraga
et al., 2012; Tremeac and Meunier, 2009). This indicates that model 1 would be selected
as the better option when considering life cycle energy use, in contrast to the ReCiPe
2008 method.
Conclusions
This LCA study compared the environmental impacts of two 2.0 MW wind turbines
using two methods (ReCiPe 2008 and energy payback). The tower, rotor, and nacelle are
found to have the greatest contribution to the environmental impact in each case. For the
tower, the large amount of steel required is the major contributor to cradle-to-grave
environmental impact. One of the outcomes from this LCA study is the confirmation that
the main life cycle environmental impacts of a wind turbine originate from the
manufacturing stage. When compared to prior work, the results lead to a similar
conclusion that environmental impacts are driven by the material consumption, especially
steel.
It was shown that the use stage has an almost negligible environmental impact due to
maintenance activities. In addition, the transportation distances of wind turbine
components to the wind park site influenced environmental impact. The travel distance of
model 1 is longer than model 2 by 16,000 km (approximately 50%), and some
components for model 1 are transported from other continents. It was found that
recycling is important to the environmental profile of the turbine, while transportation
type can have a profound effect on life cycle impacts when components must travel
relatively longer distances.
It can be concluded that model 2 is superior in terms of broad environmental
performance and is suitable for analysis of a representative wind power plant to be
located in the Columbia River gorge. A key difference between the two models is the
design of the tower. Model 1 is a four-part modular tower, while model 2 uses a
three-part tower module. Thus, model 1 requires 35 tons more steel than model 2. In
addition, it is shown that the major components all outperform those for model 1, except
the foundations exhibit similar impacts.
This study investigated the life cycle environmental impacts of wind turbines in the
USA, which addresses a limitation of prior studies in capturing supply chain,
183
manufacturing, and end of life phases, simultaneously. The results of this study are in
agreement with prior studies that have reported similar analysis. A limitation faced by
this study, as well as others, is the knowledge regarding specific manufacturing processes
and supply chain entities. Since the materials and manufacturing phase has been revealed
as a significant source of life cycle impacts for wind turbines, future work must better
understand the sources of these impacts and identify opportunities for improvement. In
addition, as energy demand has grown rapidly in recent years, it is becoming increasingly
important for utility companies to invest in alternative energy technologies to ensure
long-term reliability and sustainability. The results from this study can aid in promoting
sustainable energy technologies and policies to support wind turbine manufacturing and
wind park development. Specifically, it is shown that engineering decision makers should
consider not only the functional characteristics of a wind turbine, but also the materials,
component and system design, and the supply chain needed to manufacture, construct,
and decommission a wind turbine.
Acknowledgements
The authors wish to thank Mr. Gorka Rodrigo Asensio for his assistance in the
completion of this research while a Graduate Research Intern in the Industrial
Sustainability Laboratory at Oregon State University.
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