Pennoyer v. Neff, 95 U.S. 714 (1878)
Pennoyer v. Neff, 95 U.S. 714 (1878)
Pennoyer v. Neff, 95 U.S. 714 (1878)
714
24 L.Ed. 565
PENNOYER
v.
NEFF.
October Term, 1877
ERROR to the Circuit Court of the United States for the District of
Oregon.
This action was brought by Neff against Pennoyer for the recovery of a
tract of land situated in Multnomah County, Oregon. Pennoyer, in his
answer, denied Neff's title and right to possession, and set up a title in
himself.
By consent of parties, and in pursuance of their written stipulation filed in
the case, the cause was tried by the court, and a special verdict given,
upon which judgment was rendered in favor of Neff; whereupon Pennoyer
sued out this writ of error.
The parties respectively claimed title as follows: Neff, under a patent
issued to him by the United States, March 19, 1866; and Pennoyer, by
virtue of a sale made by the sheriff of said county, under an execution
sued out upon a judgment against Neff, rendered Feb. 19, 1866, by the
Circuit Court for said county, in an action wherein he was defendant, and
J. H. Mitchell was plaintiff. Neff was then a non-resident of Oregon.
In Mitchell v. Neff, jurisdiction of Neff was obtained by service of
summons by publication. Pennoyer offered in evidence duly certified
copies of the complaint, summons, order for publication of summons,
affidavit of service by publication, and the judgment in that case; to the
introduction of which papers the plaintiff objected, because, 1, said
judgment is in personam, and appears to have been given without the
appearance of the defendant in the action, or personal service of the
summons upon him, and while he was a non-resident of the State, and is,
therefore, void; 2, said judgment is not in rem, and, therefore, constitutes
no ba is of title in the defendant; 3, said copies of complaint, &c., do not
show jurisdiction to give the judgment alleged, either in rem or personam;
and, 4, it appears from said papers that no proof of service by publication
was ever made, the affidavit thereof being made by the 'editor' of the
'Pacific Christian Advocate,' and not by 'the printer, or his foreman or
principal clerk.' The court admitted the evidence subject to the objections.
The finding of the court in regard to the facts bearing upon the asserted
jurisdiction of the State court is as follows:
That on Nov. 13, 1865, Mitchell applied to said Circuit Court, upon his
own affidavit of that date, for an order allowing the service of the
summons in said action to be made upon Neff, by publication thereof;
whereupon said court made said order, in the words following: 'Now, at
this day, comes the plaintiff in his proper person, and by his attorneys,
Mitchell and Dolph, and files affidavit of plaintiff, and motion for an
order of publication of summons, as follows, to wit: 'Now comes the
plaintiff, by his attorneys, and upon the affidavit of plaintiff, herewith
filed, moves the court for an order of publication of summons against
defendant, as required by law, he being a non-resident;' and it appearing to
the satisfaction of the court that the defendant cannot, after due diligence,
be found in this State, and that he is a non-resident thereof, that his place
of residence is unknown to plaintiff, and cannot, with reasonable
diligence, be ascertained by him, and that the plaintiff has a cause of
action of action against defendant, and that defendant has property in this
county and State, it is ordered and adjudged by the court that service of
the summons in this action be made by publication for six weeks
successively in the 'Pacific Christian Advocate,' a weekly newspaper
published in Multnomah County, Oregon, and this action is continued for
such service.' That the affidavit of plaintiff, referred to in said order, is in
the words following: 'I, J. H. Mitchell, being first duly sworn, say that the
defendant, Marcus Neff, is a non-resident of this State; that he resides
somewhere in the State of California, at what place affiant knows not, and
he cannot be found in this State; that plaintiff has a just cause of action
against defendant for a money-demand on account; that this court has
jurisdiction of such action; that the defendant has property in this county
and State.' That the complaint in said action was verified and filed on
Nov. 3, 1865, and contained facts tending to prove that at that date said
Mitchell had a cause of action against said Neff for services as an attorney,
performed 'between Jan. 1, 1862, and May 15, 1863.' That the entry of
judgment in said action contained the following averments: 'And it
appearing to the court that the defendant was, at the time of the
commencement of this action, and ever since has been, a non-resident of
this State; and it further appearing that he has property in this State, and
that defendant had notice of the pendency of this action by publication of
the summons for six successive weeks in the 'Pacific Christian Advocate,'
'3. When the defendant is not a resident of the State, but has property therein,
and the court has jurisdiction of the subject of the action.
'SECT. 56. The order shall direct the publication to be made in a newspaper
published in the county where the action is commenced, and, if no newspaper
be published in the county, then in a newspaper to be designated as most likely
to give notice to the person to be served, and for such length of time as may be
deemed reasonable, not less than once a week for six weeks. In case of
publication, the court or judge shall also direct a copy of the summons and
'SECT. 57. The defendant against whom publication is ordered, or his personal
representatives, on application and sufficient cause shown, at any time before
judgment, shall be allowed to defend the action; and the defendant against
whom publication is ordered, or his representatives, may in like manner, upon
good cause shown, and upon such terms as may be proper, be allowed to
defend after judgment, and within one year after the entry of such judgment, on
such terms as may be just; and, if the defence be successful, and the judgment
or any part thereof have been collected or otherwise enforced, such restitution
may thereupon be compelled as the court shall direct. But the title to property
sold upon execution issued on such judgment to a purchaser in good faith shall
not be thereby affected.'
'SECT. 60. Proof of the service of summons shall be, in case of publication, the
affidavit of the printer, or his foreman, or his principal clerk, showing the
same.'
This is an action to recover the possession of a tract of land, of the alleged value
of $15,000, situated in the State of Oregon. The plaintiff asserts title to the
premises by a patent of the United States issued to him in 1866, under the act of
Congress of Sept. 27, 1850, usually known as the Donation Law of Oregon.
The defendant claims to have acquired the premises under a sheriff's deed,
made upon a sale of the pro erty on execution issued upon a judgment
recovered against the plaintiff in one of the circuit courts of the State. The case
It appears from the record that the judgment was rendered in February, 1866, in
favor of J. H. Mitchell, for less than $300, including costs, in an action brought
by him upon a demand for services as an attorney; that, at the time the action
was commenced and the judgment rendered, the defendant therein, the plaintiff
here, was a non-resident of the State that he was not personally served with
process, and did not appear therein; and that the judgment was entered upon his
default in not answering the complaint, upon a constructive service of summons
by publication.
10
The Code of Oregon provides for such service when an action is brought
against a non-resident and absent defendant, who has property within the State.
It also provides, where the action is for the recovery of money or damages, for
the attachment of the property of the non-resident. And it also declares that no
natural person is subject to the jurisdiction of a court of the State, 'unless he
appear in the court, or be found within the State, or be a resident thereof, or
have property therein; and, in the last case, only to the extent of such property
at the time the jurisdiction attached.' Construing this latter provision to mean,
that, in an action for money or damages where a defendant does not appear in
the court, and is not found within the State, and is not a resident thereof, but has
property therein, the jurisdiction of the court extends only over such property,
the declaration expresses a principle of general, if not universal, law. The
authority of every tribunal is necessarily restricted by the territorial limits of the
State in which it is established. Any attempt to exercise authority beyond those
limits would be deemed in every other forum, as has been said by this court, in
illegitimate assumption of power, and be resisted as mere abuse. D'Arcy v.
Ketchum et al., 11 How. 165. In the case against the plaintiff, the property here
in controversy sold under the judgment rendered was not attached, nor in any
way brought under the jurisdiction of the court. Its first connection with the
case was caused by a levy of the execution. It was not, therefore, disposed of
pursuant to any adjudication, but only in enforcement of a personal judgment,
having no relation to the property, rendered against a non-resident without
service of process upon him in the action, or his appearance therein. The court
below did not consider that an attachment of the property was essential to its
jurisdiction or to the validity of the sale, but held that the judgment was invalid
from defects in the affidavit upon which the order of publication was obtained,
and in the affidavit by which the publication was proved.
11
Thers is some difference of opinion among the members of this court as to the
rulings upon these alleged defects. The majority are of opinion that inasmuch as
the statute requires, for an order of publication, that certain facts shall appear
If, therefore, we were confined to the rulings of the court below upon the
defects in the affidavits mentioned, we should be unable to uphold its decision.
But it was also contended in that court, and is insisted upon here, that the
judgment in the State court against the plaintiff was void for want of personal
service of process on him, or of his appearance in the action in which it was
rendered and that the premises in controversy could not be subjected to the
payment of the demand of a resident creditor except by a proceeding in rem;
that is, by a direct proceeding against the property for that purpose. If these
positions are sound, the ruling of the Circuit Court as to the invalidity of that
judgment must be sustained, notwithstanding our dissent from the reasons upon
which it was made. And that they are sound would seem to follow from two
well-established principles of public law respecting the jurisdiction of an
independent State over persons and property. The several States of the Union
are not, it is true, in every respect independent, many of the right and powers
which originally belonged to them being now vested in the government created
by the Constitution. But, except as restrained and limited by that instrument,
they possess and exercise the authority of independent States, and the principles
of public law to which we have referred are applicable to them. One of these
principles is, that every State possesses exclusive jurisdiction and sovereignty
over persons and property within its territory. As a consequence, every State
has the power to determine for itself the civil status and capacities of its
inhabitants; to prescribe the subjects upon which they may contract, the forms
and solemnities with which their contracts shall be executed, the rights and
obligations arising from them, and the mode in which their validity shall be
determined and their obligations enforced; and also the regulate the manner and
conditions upon which property situated within such territory, both personal
and real, may be acquired, enjoyed, and transferred. The other principle of
public law referred to follows from the one mentioned; that is, that no State can
exercise direct jurisdiction and authority over persons or property without its
territory. Story, Confl. Laws, c. 2; Wheat. Int. Law, pt. 2, c. 2. The several
States are of equal dignity and authority, and the independence of one implies
the exclusion of power from all others. And so it is laid down by jurists, as an
elementary principle, that the laws of one State have no operation outside of its
territory, except so far as is allowed by comity; and that no tribunal established
by it can extend its process beyond that territory so as to subject either persons
or property to its decisions. 'Any exertion of authority of this sort beyond this
limit,' says Story, 'is a mere nullity, and incapable of binding such persons or
property in any other tribunals.' Story, Confl. Laws, sect. 539.
13
But as contracts made in one State may be enforceable only in another State,
and property may be held by non-residents, the exercise of the jurisdiction
which every State is admitted to possess over persons and property within its
own territory will often affect persons and property without it. To any influence
exerted in t is way by a State affecting persons resident or property situated
elsewhere, no objection can be justly taken; whilst any direct exertion of
authority upon them, in an attempt to give ex-territorial operation to its laws, or
to enforce an ex-territorial jurisdiction by its tribunals, would be deemed an
encroachment upon the independence of the State in which the persons are
domiciled or the property is situated, and be resisted as usurpation.
14
Thus the State, through its tribunals, may compel persons domiciled within its
limits to execute, in pursuance of their contracts respecting property elsewhere
situated, instruments in such form and with such solemnities as to transfer the
title, so far as such formalities can be complied with; and the exercise of this
jurisdiction in no manner interferes with the supreme control over the property
by the State within which it is situated. Penn v. Lord Baltimore, 1 Ves. 444;
Massie v. Watts, 6 Cranch, 148; Watkins v. Holman, 16 Pet. Corbett v. Nutt, 10
Wall. 464.
15
So the State, through its tribunals, may subject property situated within its
limits owned by non-residents to the payment of the demand of its own citizens
against them; and the exercise of this jurisdiction in no respect infringes upon
the sovereignty of the State where the owners are domiciled. Every State owes
protection to its own citizens; and, when non-residents deal with them, it is a
legitimate and just exercise of authority to hold and appropriate any property
owned by such non-residents to satisfy the claims of its citizens. It is in virtue
of the State's jurisdiction over the property of the non-resident situated within
its limits that its tribunals can inquire into that non-resident's obligations to its
own citizens, and the inquiry can then be carried only to the extent necessary to
control the disposition of the property. If the non-resident have no property in
the State, there is nothing upon which the tribunals can adjudicate.
16
These views are not new. They have been frequently expressed, with more or
less distinctness, in opinions of eminent judges, and have been carried into
adjudications in numerous cases. Thus, in Picquet v. Swan, 5 Mas. 35, Mr.
Justice Story said:
17
18
And in Boswell's Lessee v. Otis, 9 How. 336, where the title of the plaintiff in
ejectment was acquired on a sheriff's sale, under a money decree rendered upon
publication of notice against non-residents, in a suit brought to enforce a
contract relating to land, Mr. Justice McLean said:
19
'Jurisdiction is acquired in one of two modes: first, as against the person of the
defendant by the service of process; or, secondly, by a procedure against the
property of the defendant within the jurisdiction of the court. In the latter case,
the defendant is not personally bound by the judgment beyond the property in
question. And it is immaterial whether the proceeding against the property be
by an attachment or bill in chancery. It must be substantially a proceeding in
rem.'
20
These citations are not made as authoritative expositions of the law; for the
language was perhaps not essential to the decision of the cases in which it was
The fact that the defendants in that case had fled from the State, or had
concealed themselves, so as not to be reached by the ordinary process of the
court, and were not non-residents, was not made a point in the decision. The
opinion treated them as being without the territorial jurisdiction of the court;
and the grounds and extent of its authority over persons and property thus
situated were considered, when they were not brought within its jurisdiction by
personal service or voluntary appearance.
23
The writer of the present opinion considered that some of the objections to the
preliminary proceedings in the attachment suit were well taken, and therefore
dissented from the judgment of the court; but to the doctrine declared in the
above citation he agreed, and he may add, that it received the approval of all
the judges. It is the only doctrine consistent with proper protection to citizens of
other States. If, without personal service, judgments in personam, obtained ex
parte against non-residents and absent parties, upon mere publication of
process, which, in the great majority of cases, would never be seen by the
parties interested, could be upheld and enforced, they would be the constant
instruments of fraud and oppression. Judgments for all sorts of claims upon
contracts and for torts, real or pretended, would be thus obtained, under which
property would be seized, when the evidence of the transactions upon which
they were founded, if they ever had any existence, had perished.
24
among different owners, or, when the public is a party, to condemn and
appropriate it for a public purpose. In other words, such service may answer in
all actions which are substantially proceedings in rem. But where the entire
object of the action is to determine the personal rights and obligations of the
defendants, that is, where the suit is merely in personam, constructive service in
this form upon a non-resident is ineffectual for any purpose. Process from the
tribunals of one State cannot run into another State, and summon parties there
domiciled to leave its territory and respond to proceedings against them.
Publication of process or notice within the State where the tribunal sits cannot
create any greater obligation upon the non-resident to appear. Process sent to
him out of the State, and process published within it, are equally unavailing in
proceedings to establish his personal liability.
25
'These suits were not a proceeding in rem against the land, but were in
personam against the owners of it. Whether they all resided within the territory
or not does not appear, nor is it matter of any importance. No person is
required to answer in a suit on whom process has not been served, or whose
property has not been attached. In this case, there was no personal notice, nor an
attachment or other proceeding against the land, until after the judgments. The
judgments, therefore, are nullities, and did not authorize the executions on
which the land was sold.' The force and effect of judgments rendered against
non-residents without personal service of process upon them, or their voluntary
appearance, have been the subject of frequent consideration in the courts of the
United States and of the several States, as attempts have been made to enforce
suc judgments in States other than those in which they were rendered, under the
provision of the Constitution requiring that 'full faith and credit shall be given
in each State to the public acts, records, and judicial proceedings of every other
State;' and the act of Congress providing for the mode of authenticating such
acts, records, and proceedings, and declaring that, when thus authenticated,
'they shall have such faith and credit given to them in every court within the
United States as they have by law or usage in the courts of the State from which
they are or shall or taken.' In the earlier cases, it was supposed that the act gave
to all judgments the same effect in other States which they had by law in the
State where rendered. But this view was afterwards qualified so as to make the
act applicable only when the court rendering the judgment had jurisdiction of
the parties and of the subject-matter, and not to preclude an inquiry into the
jurisdiction of the court in which the judgment was rendered, or the right of the
State itself to exercise authority over the person or the subject-matter.
M'Elmoyle v. Cohen, 13 Pet. 312. In the case of D'Arcy v. Ketchum, reported in
the 11th of Howard, this view is stated with great clearness. That was an action
in the Circuit Court of the United States for Louisiana, brought upon a
judgment rendered in New York under a State statute, against two joint debtors,
only one of whom had been served with process, the other being a non-resident
of the State. The Circuit Court held the judgment conclusive and binding upon
the non-resident not served with process; but this court reversed its decision,
observing, that it was a familiar rule that countries foreign to our own
disregarded a judgment merely against the person, where the defendant had not
been served with process nor had a day in court; that national comity was never
thus extended; that the proceeding was deemed an illegitimate assumption of
power, and resisted as mere abuse; that no faith and credit or force and e fect
had been given to such judgments by any State of the Union, so far as known;
and that the State courts had uniformly, and in many instances, held them to be
void. 'The international law,' said the court,' as it existed among the States in
1790, was that a judgment rendered in one State, assuming to bind the person of
a citizen of another, was void within the foreign State, when the defendant had
not been served with process or voluntarily made defence; because neither the
legislative jurisdiction nor that of courts of justice had binding force.' And the
court held that the act of Congress did not intend to declare a new rule, or to
embrace judicial records of this description. As was stated in a subsequent case,
the doctrine of this court is, that the act 'was not designed to displace that
principle of natural justice which requires a person to have notice of a suit
before he can be conclusively bound by its result, nor those rules of public law
which protect persons and property within one State from the exercise of
jurisdiction over them by another.' The Lafayette Insurance Co. v. French et al.,
18 How. 404.
27
This whole subject has been very fully and learnedly considered in the recent
case of Thompson v. Whitman, 18 Wall. 457, where all the authorities are
carefully reviewed and distinguished, and the conclusion above stated is not
only reaffirmed, but the doctrine is asserted, that the record of a judgment
rendered in another State may be contradicted as to the facts necessary to give
the court jurisdiction against its recital of their existence. In all the case brought
in the State and Federal courts, where attempts have been made under the act of
Congress to give effect in one State to personal judgments rendered in another
State against non-residents, without service upon them, or upon substituted
service by publication, or in some other form, it has been held, without an
exception, so far as we are aware, that such judgments were without any
binding force, except as to property, or interests in property, within the State, to
reach and affect which was the object of the action in which the judgment was
rendered, and which property was brought under control of the court in
connection with the process against the person. The proceeding in such cases,
though in the form of a personal action, has been uniformly treated, where
service was not obtained, and the party did not voluntarily appear, as effectual
and binding merely as a proceeding in rem, and as having no operation beyond
the disposition of the property, or some interest therein. And the reason
assigned for this conclusion has been that which we have already stated, that
the tribunals of one State have no jurisdiction over persons beyond its limits,
and can inquire only into their obligations to its citizens when exercising its
conceded jurisdiction over their property within its limits. In Bissell v. Briggs,
decided by the Supreme Court of Massachusetts as early as 1813, the law is
stated substantially in conformity with these views. In that case, the court
considered at length the effect of the constitutional provision, and the act of
Congress mentioned, and after stating that, in order to entitle the judgment
rendered in any court of the United States to the full faith and credit mentioned
in the Constitution, the court must have had jurisdiction not only of the cause,
but of the parties, it proceeded to illustrate its position by observing, that, where
a debtor living in one State has goods, effects, and credits in another, his
creditor living in the other State may have the property attached pursuant to its
laws, and, on recovering judgment, have the property applied to its satisfaction;
and that the party in whose hands the property was would be protected by the
judgment in the State of the debtor against a suit for it, because the court
rendering the judgment had jurisdiction to that extent; but that if the property
attached were insufficient to satisfy the judgment, and the creditor sh uld sue on
that judgment in the State of the debtor, he would fail, because the defendant
was not amenable to the court rendering the judgment. In other words, it was
held that over the property within the State the court had jurisdiction by the
attachment, but had none over his person; and that any determination of his
liability, except so far as was necessary for the disposition of the property, was
invalid.
28
In Kilbourn v. Woodworth, 5 Johns. (N. Y.) 37, an action of debt was brought
in New York upon a personal judgment recovered in Massachusetts. The
defendant in that judgment was not served with process; and the suit was
commenced by the attachment of a bedstead belonging to the defendant,
accompanied with a summons to appear, served on his wife after she had left
her place in Massachusetts. The court held that the attachment bound only the
property attached as a proceeding in rem, and that it could not bind the
defendant, observing, that to bind a defendant personally, when he was never
personally summoned or had notice of the proceeding, would be contrary to the
first principles of justice, repeating the language in that respect of Chief Justice
DeGrey, used in the case of Fisher v. Lane, 3 Wils. 297, in 1772. See also
Borden v. Fitch, 15 Johns. (N. Y.) 121, and the cases there cited, and Harris v.
Hardeman et al., 14 How. 334. To the same purport decisions are found in all
the State courts. In several of the cases, the decision has been accompanied with
the observation that a personal judgment thus recovered has no binding force
without the State in which it is rendered, implying that in such State it may be
valid and binding. But if the court has no jurisdiction over the person of the
defendant by reason of his nonresidence, and, consequently, no authority to
pass upon his personal rights and obligations; if the whole proceeding, without
service upon him or his appearance, is coram non judice and void; if to hold a
defendant bound by such a judgment is contrary to the first principles of justice,
it is difficult to see how the judgment can legitimately have any force within
the State. The language used can be justified only on the ground that there was
no mode of directly reviewing such judgment or impeaching its validity within
the State where rendered; and that, therefore, it could be called in question only
when its enforcement was elsewhere attempted. In later cases, this language is
repeated with less frequency than formerly, it beginning to be considered, as it
always ought to have been, that a judgment which can be treated in any State of
this Union as contrary to the first principles of justice, and as an absolute
nullity, because rendered without any jurisdiction of the tribunal over the party,
is not entitled to any respect in the State where rendered. Smith v. McCutchen,
38 Mo. 415; Darrance v. Preston, 18 Iowa, 396; Hakes v. Shupe, 27 id. 465;
Mitchell's Administrator v. Gray, 18 Ind. 123.
29
Be that as it may, the courts of the United States are not required to give effect
to judgments of this character when any right is claimed under them. Whilst
they are not foreign tribunals in their relations to the State courts, they are
tribunals of a different sovereignty, exercising a distinct and independent
jurisdiction, and are bound to give to the judgments of the State courts only the
same faith and credit which the courts of another State are bound to give to
them.
30
31
Except in cases affecting the personal status of the plaintiff, and cases in which
that mode of service may be considered to have been assented to in advance, as
hereinafter mentioned, the substituted service of process by publication,
allowed by the law of Oregon and by similar laws in other States, where actions
are brought against non-residents, is effectual only where, in connection with
process against the person for commencing the action, property in the State is
brought under the control of the court, and subjected to its disposition by
process adapted to that purpose, or where the judgment is sought as a means of
reaching such property or affecting some interest therein; in other words, where
the action is in the nature of a proceeding in rem. As stated by Cooley in his
It is true that, in a strict sense, a proceeding in rem is one taken directly against
property, and has for its object the disposition of the property, without reference
to the title of individual claimants; but, in a larger and more general sense, the
terms are applied to actions between parties, where the direct object is to reach
and dispose of property owned by them, or of some interest therein. Such are
cases commenced by attachment against the property of debtors, or instituted to
partition real estate, foreclose a mortgage, or enforce a lien. So far as they affect
property in the State, they are substantially proceedings in rem in the broader
sense which we have mentioned.
33
It is hardly necessary to observe, that in all we have said we have had reference
to proceedings in courts of first instance, and to their jurisdiction, and not to
proceedings in an appellate tribunal to review the action of such courts. The
latter may be taken upon such notice, personal or constructive, as the State
creating the tribunal may provide. They are considered as rather a continuation
of the original litigation than the commencement of a new action. Nations et al.
v. Johnson et al., 24 How. 195.
34
It follows from the views expressed that the personal judgment recovered in the
State court of Oregon against the plaintiff herein, then a non-resident of the
State, was without any validity, and did not authorize a sale of the property in
controversy.
35
37
38
Judgment affirmed.
39
40
I am compelled to dissent from the opinion and judgment of the court, and,
The judgment of the court below was placed upon the ground that the
provisions of the statute were not complied with. This is of comparatively little
importance, as it affects the present case only. The judgment of this court is
based upon the theory that the legislature had no power to pass the law in
question; that the principle of the statute is vicious, and every proceeding under
it void. It, therefore, affects all like cases, past and future, and in every State.
42
43
44
The result of the authorities on the subject, and the sound conclusions to be
drawn from the principles which should govern the decision, as I shall endeavor
to show, are these:
45
1. A sovereign State must necessarily have such control over the real and
personal property actually being within its limits, as that it may subject the
2. This result is not altered by the circumstance that the owner of the property is
non-resident, and so absent from the State that legal process cannot be served
upon him personally.
47
48
4. It belongs to the legislative power of the State to determine what shall be the
modes and means proper to be adopted to give notice to an absent defendant of
the commencement of a suit; and if they are such as are reasonably likely to
communicate to him information of the proceeding against him, and are in good
faith designed to give him such information, and an opportunity to defend is
provided for him in the event of his appearance in the suit, it is not competent
to the judiciary to declare that such proceeding is void as not being by due
process of law.
49
50
To say that a sovereign State has the power to ordain that the property of nonresidents within its territory may be subjected to the payment of debts due to its
citizens, if the property is levied upon at the commencement of a suit, but that it
has not such power if the property is levied upon at the end of the suit, is a
refinement and a depreciation of a great general principle that, in my judgment,
cannot be sustained.
51
A reference to the statutes of the different States, and to the statutes of the
United States, and to the decided cases, and a consideration of the principles on
which they stand, will more clearly exhibit my view of the question.
52
The statutes are of two classes: first, those which authorize the commencement
of actions by publication, accompanied by an attachment which is levied upon
property, more or less, of an absent debtor; second, those giving the like mode
of commencing a suit without an attachment.
53
54
55
The statute of New York, before the Code, respecting proceedings in chancery
where absent debtors are parties, had long been in use in that State, and was
adopted in all cases of chancery jurisdiction. Whenever a defendant resided out
of the State, his appearance might be compelled by publication in the manner
pointed out. A decree might pass against him, and performance be compelled
by sequestration of his real or personal property, or by causing possession of
specific property to be delivered, where that relief is sought. The relief was not
confined to cases of mortgage foreclosure, or where there was a specific claim
upon the property, but included cases requiring the payment of money as well.
2 Edm. Rev. Stat. N. Y., pp. 193-195; 186, m.
56
I doubt not that many valuable titles are now held by virtue of the provisions of
these statutes.
57
58
The Code of Iowa, sect. 2618, that of Nevada, sect. 1093, and that of
Wisconsin, are to the same general effect. The Revised Statutes of Ohio, sects.
70, 75, 2 Swan & Critchfield, provide for a similar publication, and that the
defendant may come in to defend within five years after the entry of the
judgment, but that the title to property held by any purchaser in good faith
under the judgment shall not be affected thereby.
59
The attachment laws of New Jersey, Nixon Dig. (4th ed.), p. 55, are like those
of New York already quoted, by which title may be transferred to all the
property of a non-resident debtor. And the provisions of the Pennsylvania
statute regulating proceedings in equity, Brightly's Purden's Dig., p. 5988, sects.
51, 52, give the same authority in substance, and the same result is produced as
under the New York statute.
60
Without going into a wearisome detail of the statutes of the various States, it is
safe to say that nearly every State in the Union provides a process by which the
lands and other property of a non-resident debtor may be subjected to the
payment of his debts, through a judgment or decree against the owner, obtained
upon a substituted service of the summons or writ commencing the action.
61
The principle of substituted service is also a rule of property under the statutes
of the United States.
62
The act of Congress 'to amend the law of the District of Columbia in relation to
judicial proceedings therein,' approved Feb. 23, 1867, 14 Stat. 403, contains the
same general provisions. It enacts (sect. 7) that p blication may be substituted
for personal service, when the defendant cannot be found, in suits for partition,
divorce, by attachment, for the foreclosure of mortgages and deeds of trust, and
for the enforcement of mechanics' liens and all other liens against real or
personal property, and in all actions at law or in equity having for their
immediate object the enforcement or establishment of any lawful right, claim,
or demand to or against any real or personal property within the jurisdiction of
the court.
63
A following section points out the mode of proceeding, and closes in these
words:
64
'The decree, besides subjecting the thing upon which the lien has attached to
the satisfaction of the plaintiff's demand against the defendant, shall adjudge
that the plaintiff recover his demand against the defendant, and that he may
have execution thereof as at law.' Sect. 10.
65
66
All these statutes are now adjudged to be unconstitutional and void. The titles
obtained under them are not of the value of the paper on which they are
recorded, except where a preliminary attachment was issued.
67
Some of the statutes and several of the authorities I cite go further than the
present case requires. In this case, property lying in the State where the suit was
brought, owned by the non-resident debtor, was sold upon the judgment against
him; and it is on the title to that property that the controversy turns.
68
The question whether, in a suit commenced like the present one, a judgment can
be obtained, which, if sued upon in another State, will be conclusive against the
debtor, is not before us; nor does the question arise as to the faith and credit to
be given in one State to a judgment recovered in another. The learning on that
subject is not applicable. The point is simply whether land lying in the same
State may be subjected to process at the end of a suit thus commenced.
69
It is here necessary only to maintain the principle laid down by Judge Cooley in
his work on Constitutional Limitations, p. 404, and cited by Mr. Justice Field in
Galpin v. Page, 3 Sawyer, 93, in these words:
70
'The fact that process was not personally served is a conclusive objection to the
judgment as a personal claim, unless the defendant caused his appearance to be
entered in the attachment proceedings. Where a party has property in a State,
and resides elsewhere, his property is justly subject to all valid claims that may
exist against him there; but beyond this, due process of law would require
appearance or personal service before the defendant could be personally bound
by any judgment rendered.'
71
The learned author does not make it a condition that there should be a
preliminary seizure of the property by attachment; he lays down the rule that all
a person's property in a State may be subjected to all valid claims there existing
against him.
72
74
75
Numerous provisions of the statutes of the State are commented upon, after
which he proceeds:
76
'Various prudential regulations are made with respect to these remedies; but it
may possibly happen, notwithstanding all these precautions, that a citizen who
owes nothing, and has done none of the acts mentioned in the statute, may be
deprived of his estate, without any actual knowledge of the process by which it
has been taken from him. If we hold, as we must in order to sustain this
legislation, that the Constitution does not positively require personal notice in
order to constitute a legal proceeding due process of law, it then belongs to the
legislature to determine whether the case calls for this kind of exceptional
legislation, and what manner of constructive notice shall be sufficient to
reasonably apprise the party proceeded against of the legal steps which are
taken against him.' In Happy v. Mosher, 48 id. 313, the court say:
77
administration through courts of justice.' 2 Kent, Com. 13. It need not be a legal
proceeding according to the course of the common law, neither must there be
personal notice to the party whose property is in question. It is sufficient if a
kind of notice is provided by which it is reasonably probable that the party
proceeded against will be apprised of what is going on against him, and an
opportunity afforded him to defend.'
78
The same language is used in Westervelt v. Gregg, 12 id. 202, and in Campbell
v. Evans, 45 id. 356. Compbell v. Evans and The Empire City Bank are cases
not of proceedings against property to enforce a lien or claim; but in each of
them a personal judgment in damages was rendered against the party
complaining.
79
It is undoubtedly true, that, in many cases where the question respecting due
process of law has arisen, the case in hand was that of a proceeding in rem. It is
true, also, as is asserted, that the process of a State cannot be supposed to run
beyond its own territory. It is equally true, however, that, in every instance
where the question has been presented, the validity of substituted service, which
is used to subject property within the State belonging to a non-resident to a
judgment obtained by means thereof, has been sustained. I have found no case
in which it is adjudged that a statute must require a preliminary seizure of such
property as necessary to the validity of the proceeding against it, or that there
must have been a previous specific lien upon it; that is, I have found no case
where such has been the judgment of the court upon facts making necessary the
decision of the point. On the contrary, in the case of the attachment laws of
New York and of New Jersey, which distribute all of the non-resident's
property, not merely that levied on by the attachment, and in several of the
reported cases already referred to, where the judgment was sustained, neither of
these preliminary facts existed.
80
The case of Galpin v. Page, reported in 18 Wall. 350, and a ain in 3 Sawyer,
93, is cited in hostility to the views I have expressed. There may be general
expressions which will justify this suggestion, but the judgment is in harmony
with those principles. In the case as reported in this court, it was held that the
title of the purchaser under a decree against a non-resident infant was invalid,
for two reasons: 1st, That there was no jurisdiction of the proceeding under the
statute of California, on account of the entire absence of an affidavit of nonresidence, and of diligent inquiry for the residence of the debtor; 2d, the
absence of any order for publication in Eaton's case,both of which are
conditions precedent to the jurisdiction of the court to take any action on the
subject. The title was held void, also, for the reason that the decree under which
it was obtained had been reversed in the State court, and the title was not taken
at the sale, nor held then by a purchaser in good faith, the purchase being made
by one of the attorneys in the suit, and the title being transferred to his law
partner after the reversal of the decree. The court held that there was a failure
of jurisdiction in the court under which the plaintiff claimed title, and that he
could not recover. The learned justice who delivered the opinion in the Circuit
Court and in this court expressly affirms the authority of a State over persons
not only, but property as well, within its limits, and this by means of a
substituted service. The judgment so obtained, he insists, can properly be used
as a means of reaching property within the State, which is thus brought under
the control of the court and subjected to its judgment. This is the precise point
in controversy in the present action.
81
The case of Cooper v. Reynolds, 10 Wall. 308, is cited for the same purpose.
There the judgment of the court below, refusing to give effect to a judgment
obtained upon an order of publication against a non-resident, was reversed in
this court. The suit was commenced, or immediately accompanied (it is not
clear which), by an attachment which was levied upon the real estate sold, and
for the recovery of which this action was brought. This court sustained the title
founded upon the suit commenced against the non-resident by attachment. In
the opinion delivered in that case there may be remarks, by way of argument or
illustration, tending to show that a judgment obtained in a suit not commenced
by the levy of an attachment will not give title to land purchased under it. They
are, however, extra-judicial, the decision itself sustaining the judgment
obtained under the State statute by publication.
82
Webster v. Reid, 11 How. 437, is also cited. There the action involved the title
to certain lands in the State of Iowa, being lands formerly belonging to the halfbreeds of the Sac and Fox tribes; and title was claimed against the Indian right
under the statutes of June 2, 1838, and January, 1839. By these statutes,
commissioners were appointed who were authorized to hear claims for
accounts against the Indians, and commence actions for the same, giving a
notice thereof of eight weeks in the Iowa 'Territorial Gazette,' and to enter up
judgments which should be a lien on the lands. It was provided that it should
not be necessary to name the defendants in the suits, but the words 'owners of
the half-breed lands lying in Lee County' should be a sufficient designation of
the defendants in such suits; and it provided that the trials should be by the
court, and not by a jury. It will be observed that the lands were not only within
the limits of the territory of Iowa, but that all the Indians who were made
defendants under the name mentioned were also residents of Iowa, and, for
aught that appears to the contrary, of the very county of Lee in which the
proceeding was taken. Non-residence was not a fact in the case. Moreover, they
were Indians, and, presumptively, not citizens of any State; and the judgments
under which the lands were sold were rendered by the commissioners for their
own servic under the act.
83
The court found abundant reasons, six in number, for refusing to sustain the
title thus obtained. The act was apparently an attempt dishonestly to obtain the
Indian title, and not intended to give a substitution for a personal service which
would be likely, or was reasonably designed, to reach the persons to be
affected.
84
The case of Voorhees v. Jackson, 10 Pet. 449, affirmed the title levied under
the attachment laws of Ohio, and laid down the principle of assuming that all
had been rightly done by a court having general jurisdiction of the subjectmatter.
85
86
87
In Drake on Attachment, the rule is laid down in very general language; but
none of the cases cited by him will control the present case. They are the
following:
88
Eaton v. Bridger, 33 N. H. 228, was decided upon the peculiar terms of the
New Hampshire statute, which forbids the entry of a judgment, unless the
debtor was served with process, or actually appeared and answered in the suit.
The court say the judgment was 'not only unauthorized by law, but rendered in
violation of its express provisions.'
89
90
Smith v. McCutchen, 38 Mo. 415, was a motion in the former suit to set aside
the execution by a garnishee, and it was held that the statute was intended to
extend to that class of cases. Abbott v. Shepard, 44 id. 273, is to the same
effect, and is based upon Smith v. McCutchen, supra.
91
92
It is said that the case where a preliminary seizure has been made, and
jurisdiction thereby conferred, differs from that where the property is seized at
the end of the action, in this: in the first case, the property is supposed to be so
near to its owner, that, if seizure is made of it, he will be aware of the fact, and
have his opportunity to defend, and jurisdiction of the person is thus obtained.
This, however, is matter of discretion and of judgment only. Such seizure is not
in itself notice to the defendant, and it is not certain that he will by that means
receive notice. Adopted as a means of communicating it, and although a very
good means, it is not the only one, nor necessarily better than a publication of
the pendency of the suit, made with an honest intention to reach the debtor.
Who shall assume to say to the legislature, that if it authorizes a particular
mode of giving notice to a debtor, its action may be sustained, but, if it adopts
any or all others, its action is unconstitutional and void? The rule is universal,
that modes, means, questions of expediency or necessity, are exclusively within
the judgment of the legislature, and that the judiciary cannot review them. This
has been so held in relation to a bank of the United States, to the legal-tender
act, and to cases arising under other provisions of the Constitution.
93
In Jarvis v. Barrett, 14 Wis. 591, such is the holding. The court say:
94
'The essential fact on which the publication is made to depend is property of the
defendant in the State, and not whether it has been attached. . . . There is no
magic about the writ [of attachment] which should make it the exclusive
remedy. The same legislative power which devised it can devise some other,
and declare that it shall have the same force and effect. The particular means to
be used are always within the control of the legislature, so that the end be not
beyond the scope of legislative power.'
95
If the legislature shall think that publication and deposit in the post-office are
likely to give the notice, there seems to be nothing in the nature of things to
prevent their adoption in lieu of the attachment. The point of power cannot be
thus controlled.
96
That a State can subject land within its limits belonging to non-resident owners
to debts due to its own citizens as it can legislate upon all other local matters;
that it can prescribe the mode and process by which it is to be reached,seems
to me very plain.
97
I am not willing to declare that a sovereign State cannot subject the land within
its limits to the payment of debts due to its citizens, or that the power to do so
depends upon the fact whether its statute shall authorize the property to be
levied upon at the commencement of the suit or at its termination. This is ia
matter of detail, and I am of opinion, that if reasonable notice be given, with an
opportunity to defend when appearance is made, the question of power will be
fully satisfied.