Haynes v. Level 3, 456 F.3d 1215, 10th Cir. (2006)
Haynes v. Level 3, 456 F.3d 1215, 10th Cir. (2006)
Haynes v. Level 3, 456 F.3d 1215, 10th Cir. (2006)
August 8, 2006
Elisabeth A. Shumaker
Clerk of Court
TENTH CIRCUIT
LINDA HAYNES,
Plaintiff-Appellant,
v.
No. 04-1307
omitted). If the movant does not bear the burden of persuasion at trial, it may
make its prima facie demonstration simply by pointing out to the court a lack of
evidence for the nonmovant on an essential element of the nonmovant's claim.
Id. (citations omitted). If the moving party properly supports its motion for
summary judgment, the burden shifts to the nonmoving party to go beyond the
pleadings and set forth specific facts from which a reasonable jury could find in
favor of the nonmoving party. Id. At all times, the record, and all reasonable
inferences drawn from it, are considered in the light most favorable to the party
opposing the motion. Id. W ith these standards in mind, we set forth the facts in
the light most favorable to H aynes.
Background
After eight and a half years as a top sales person at her former employer
IXC, Haynes followed her boss, David W eigand, to work at Level 3 in M arch
1999. Her title was carrier sales manager in the San Francisco office. 1
Initially, she worked directly for W eigand, but following his promotion, Paul
Larson became her supervisor. At various times during Haynes tenure at Level
3, Larson also supervised two other saleswomen, M ary Vargo and Cari Burich
(located in the Los Angeles office), and two salesmen, Steve Stone and Shane
Quivey.
During the relevant time period, Level 3 was divided into three product
sales groups carrier, corporate and internet.
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Shortly after Larson became the carrier products unit supervisor, he began
to recruit Quivey, a thirty-one-year-old male w orking in the internet products
unit. W hen Quivey came to work in the carrier products unit, Larson treated
Quivey and Stone with a marked preference compared with the saleswomen. 2
Haynes alleges Quivey acted inappropriately and did not follow company
procedures, yet Larson protected him. Haynes also observed that Larson was
gradually taking customer accounts away from Vargo and giving them to Quivey.
As a result, Vargo was unable to meet her sales quota. Vargo complained about
the situation to Larson and W iegand, pursuant to Level 3's open door policy. 3
Shortly thereafter, Larson gave Vargo a poor performance evaluation and placed
her on a performance [improvement] plan (PIP). (R. Vol. III at 413.) In
February 2000, Vargo resigned.
W hile these events w ere taking place, Larson also began taking accounts
away from Haynes and giving them to Quivey. Although Quivey was to give
some of his accounts to Haynes in trade, he never did. Haynes claims Quivey
also received favored treatment in the form of assignments to the best leads and
better pricing for his clients.
Unfortunately, the exact dates of many of the allegations are not in the
record. It appears Larson became Haynes supervisor in June or July 1999 and
Quivey joined the carrier products unit in August or September 1999.
3
Level 3 had a written open door policy whereby any employee could
speak about any topic without fear of retaliation.
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W hile Level 3 contends she met only seven percent of her sales quota,
Haynes disputes this number, alleging the actual percentage was approximately
thirteen.
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President of Sales and M arketing, and asked to exercise the open door policy. 5 In
the e-mail, Haynes complained of Larsons m anagement style and his failure to
support her. On September 19, 2000, Haynes sent a second e-mail to Roberts
explaining her position regarding Larsons lack of management skills in more
detail and requesting help in resolving the problem. She complained Larsons
lack of support caused customers to get angry with her and, in turn, caused Larson
to reassign her accounts to Quivey. She also alleged Larson had been unavailable
to help close deals, fell asleep during customer calls and had told her not to
discuss her problems with upper management. Several e-mails indicate Haynes
continued to ask Roberts to assist her in receiving support and it appears R oberts
responded appropriately.
On October 3, 2000, Larson issued Haynes a formal, written warning noting
she had reached only fifty percent of her year-to-date quota. On October 24,
2000, Roberts e-mailed Haynes to inform her he had asked Randy Hester,
Director of Human Resources, to contact her regarding her request for an open
door meeting. On October 26, 2000, Haynes responded with another request for a
meeting. On November 1, 2000, Haynes and Hester talked via telephone. In
preparation for the meeting, Haynes forwarded the September 19, 2000 e-mail she
had sent to Roberts detailing her complaints. Following the two-hour call, Hester
telephoned Lanza and Larson to find out why Haynes accounts had been moved.
He was told some accounts were moved by upper management and others at the
request of the customers. Hester did not investigate further. 6
The next day, Lanza sent an e-mail to his staff, including Larson. The email stated in relevant part:
[N]o one is to take ANY issue to my superiors without first bringing
it to my attention. I want to be very clear about this. Nothing goes
over my head unless I have been made aware of it and AGREE that it
should be escalated. If there is a part of this message that is unclear
call me and I will be happy to clear up any confusion. I want a
response back from each of you stating you have read this and
understand it.
(Vol. III at 361.) Larson forwarded Lanzas message to Haynes, Burich and
Quivey with his own admonishment, Please make sure everything goes through
M ike and I before it goes any higher. (Id.)
Eleven days later, on November 13, 2000, Larson placed Haynes on a PIP
he devised with Hesters assistance. The PIP listed five objectives, including a
requirement that Haynes [m]eet or exceed 100% of [her] monthly sales quota . . .
for December 00 and January 01. (R . Vol. III at 363.) It also stated, [i]t is
crucial you understand how important your required improvement is, since
2002, Haynes filed this action against Level 3 alleging she was terminated in
violation of the ADA, Title VII and the ADEA. She also asserted a breach of
contract claim. Following discovery, Level 3 moved for summary judgment on
all of Haynes claims. After supplemental briefing, the district court granted
summary judgment in favor of Level 3. In so doing, it construed H aynes
complaint as incorporating two separate bases for her claims her termination
and her placement on the PIP. The district court denied relief, concluding: (1) the
termination of Haynes employment was not discriminatory because it was
premised on her status under the PIP and it is uncontested that all employees
under a PIP were placed on the list to be considered for the RIF, (2) the last
action prior to the RIF was placing her on a PIP, (3) the PIP was an adverse
employment action, (4) but it, and all other alleged discriminatory acts, were
outside of the required 300-day time period for filing an administrative claim.
After disposing of Haynes federal claims, the district court declined to exercise
supplemental jurisdiction over her breach of contract claim. 7 This appeal
followed.
Discussion
All three of H aynes causes of action, Title VII, ADEA and ADA, require
that she file a timely administrative claim within 300 days of the challenged
discriminatory action. Haynes filed her EEOC charge on October 11, 2001.
Therefore, the discriminatory actions on which she bases her claims must have
occurred on or after December 15, 2000. 42 U.S.C. 12117(a); 2000e-5;
Duncan v. M anager, Dept. of Safety, City & County of Denver, 397 F.3d 1300,
1308 (10th Cir. 2005) (Title VII); Davidson, 337 F.3d at 1183 (ADA); Beaird v.
Seagate Tech., Inc., 145 F.3d 1159, 1174 (10th Cir. 1998) (ADEA). G enerally, a
cause of action accrues on the date the employee is notified of an adverse
employment decision by the employer. Davidson, 337 F.3d at 1187. However,
not every perceived indignity will rise to the level of an adverse employment
action triggering the 300-day limitations period. A mere inconvenience or
alteration of job responsibilities will not do. Dick v. Phone Directories Co.,
Inc., 397 F.3d 1256, 1268 (10th Cir. 2005) (quotation omitted). Only acts that
constitute a significant change in employment status, such as hiring, firing, failing
to promote, reassignment with significantly different responsibilities, or a
decision causing a significant change in benefits will rise to the level of an
adverse employment action. Id. (quotation omitted). Nonetheless, we liberally
interpret whether an adverse employment action exists and take a case-by-case
approach, examining the unique factors relevant to the situation at hand. Id.
(quotation omitted.)
W e begin by identifying the allegations that constitute an adverse
employment action because such discrete discriminatory acts are not actionable
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if time barred, even when they are related to acts alleged in timely filed charges.
Each discrete discriminatory act starts a new [300-day] clock for filing charges
alleging that act. Natl R.R. Passenger Corp. v. M organ, 536 U.S. 101, 113
(2002).
The very precision of this requirement not a year, not six months,
not the state law statute of limitations for comparable causes of
action bespeaks Congresss concern. Title VII is not intended to
allow employees to dredge up old grievances; they must promptly
report and take action on discriminatory acts when they occur.
Unlitigated bygones are bygones.
Duncan, 397 F.3d at 1308.
The crux of Haynes argument on appeal is that the district court erred in
concluding the PIP w as an adverse employment action that occurred outside the
time limitation. She maintains the only adverse employment action triggering the
300-day statutory limitations period occurred on the date of her termination. In
any event, Haynes argues that under M organ, even if the PIP is an adverse
employment action, her allegations surrounding the PIP and all other previous
discriminatory actions are relevant as a backdrop for the ultimate determination as
to whether the termination of her employment was discriminatory and the R IF
merely a pretext. 8
Haynes is correct that the statute does not bar an employee from using
prior acts as background evidence in support of a timely claim. M organ, 536
U.S. at 113 (emphasis added). Nonetheless,
such background evidence cannot suffice [to establish a timely claim]
where [there is] no evidence of discriminatory purpose other than (at
most) [a] discrete time-barred decision . . . . To decide otherwise
would completely undo M organs insistence that each discrete
discriminatory act starts a new clock for filing charges alleging that
act.
Law v. Continental Airlines, Corp., Inc., 399 F.3d 330, 334 (D .C. Cir. 2005).
Therefore, as our first step, we will examine Level 3s discriminatory acts as
alleged by Haynes prior to her termination to determine whether any constitute
time-barred discrete adverse employment actions.
her knowledge or (3) being terminated when she was not actually on a PIP.
Haynes also insists the district court erroneously characterized the PIP as
automatically causing her termination. She now insists it was only one reason she
was included in the RIF. None of these arguments were raised below. Indeed,
Haynes theory below was simply and repeatedly based on a simple sequence of
events:
In sum, plaintiff was laid off because she was put at the top of the
layoff list which, in turn, was because she had been placed on a
corrective action plan, which, in turn, was because she complained to
human resources about discrimination and mistreatment under the
open door policy.
(R. Vol. II at 193). W hile H aynes new theories may seem more attractive at this
stage of the proceedings, we will not consider them on appeal. Davidson, 337
F.3d 1179, 1188 (10th Cir. 2003); Gorm an v. Carpenters & M illwrights H ealth
Benefit Trust, 410 F.3d 1194, 1202 (10th Cir. 2005).
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A.
The record includes several e-mails dated August 13, 2000, November 7,
2000, and September 17, 2000, in which Haynes complains of the transfer of her
accounts to Quivey. In addition, Haynes also testified that the removal of an
account in M ay 2000 was a watershed moment. Therefore, while it is not clear
exactly when her accounts were transferred, the record indicates such transfers
began, at the latest, in M ay 2000 and ceased in November 2000.
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Larson, Haynes stated, this has impacted my sales output tremendously, as the
work Ive done is not reflected in my base and someone else is now getting paid
on much of my work. (R. Vol. III at 333.) Because each removal of an account
constituted an actionable adverse employment action, Haynes w as required to file
an administrative charge within 300 days of each removal. She did not do so.
Thus, any claim based on the removal of her accounts is time-barred.
B.
The facts in Hysten are not as clear. It appears the plaintiffs retaliation
claim relied on a written Level 1 reprimand issued approximately two weeks after
he filed a discrimination suit. The effect of the reprimand is not, however, set
forth in the opinion. W e can assume the record indicated an immediate adverse
consequence as a result.
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status. She w as not demoted, her pay did not change and her responsibilities were
not significantly modified. Instead, she was presented with clear goals to achieve
her continued employment.
She also concedes no one at Level 3 anticipated the economic downturn
that would result in the RIF seven months later. Further, no one could have
predicted that Haynes would be unable to meet the PIP due to her subsequent
unforeseen medical leave. Therefore, her placement on the PIP had no apparent
tangible effects other than the requirement she meet her sales quota and a plan to
assist her in her efforts. Consequently, Haynes placement on a PIP w as not an
adverse employment action. See Dick, 397 F.3d at 1270 (holding a single
write-up is not an adverse employment action.).
C.
Discriminatory Discharge
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practices, notwithstanding their sex. Id. at 558. The Court recognized the
seniority system [gave] present effect to a past act of discrimination. Id.
Nonetheless, United was entitled to treat that past act as lawful when Evans
failed to file a timely charge of discrimination. Id. The Court explained that the
past act may constitute relevant background evidence in a proceeding in which
the status of a current practice is at issue, but separately considered, it is merely
an unfortunate event in history which has no present legal consequences. Id.
Because the present (timely) employment decision was neutral in its operation,
the past discriminatory policy could not be the basis of her claim. Id.; see also
Delaware State College v. Ricks, 449 U.S. 250, 258 (1980) (Plaintiff neither
alleged nor proved that the manner in which his employment was terminated
differed discriminatorily from the manner in which the College terminated other
professors who also had been denied tenure.).
Similarly, in Jorge v. Rumsfeld, the plaintiff, Jorge, was employed by the
Army and Air Force Exchange Services in the commissary program for military
personnel. 404 F.3d 556, 559 (1st Cir. 2005). In 1979, she became the retail
manager of a Base store, Toyland, and remained there for almost tw enty years.
At the age of fifty-one, she elected to make a lateral transfer to another store on
the Base, where she was a model employee until 1998. However, the assignment
of a new supervisor caused Jorge to complain about the supervisors practices, to
which the supervisor allegedly responded with derogatory comments about her
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age. W hile Jorge was on vacation, the supervisor unilaterally transferred her back
to Toyland, filled her position with a younger, less experienced male and did not
offer an explanation upon her return. Id. Jorge refused to report to Toyland,
using all her leave and sick time resisting the transfer. Id. at 560. Eventually,
she was given the option of either reporting to Toyland or taking early retirement.
She submitted a notice of involuntary early retirement and filed suit alleging
constructive discharge in violation of the ADEA and Title VII. Id.
The court determined Jorges claim accrued at the time she was transferred,
not at her resignation, even though her transfer was not an adverse employment
action. 12 Id. at 562. The court reasoned:
Jorges troubles evidently stemmed from the sequence of events
exemplifying the harassing behavior of her new supervisor. That
sequence of events began in 1998 and culminated in the order
transferring her to Toyland. Jorge refused to accept that transfer,
even though it entailed no loss of pay, benefits, status, or the like . .
. . By all accounts, it was the refusal to report for work and the
passage of time that led to [the] ultimatum, and Jorge does not
suggest that this action was anything other than standard operating
procedure.
Id. Absent such an allegation, the plaintiff's loss of employment was merely an
inevitable consequence of the earlier (time-barred) . . . decision, and could not
constitute a separately actionable event. Id. at 563. (quoting Ricks, 449 U.S. at
12
257-58). In short, the critical datum is the point in time at which the
discriminatory act occurred, not the point at which its effects became most
injurious . . . . The mere continuity of the employment relationship, in and of
itself, is not enough to prolong the life of a cause of action. Id. (quotation
omitted). 13
Again, in Law, employees claimed a discriminatory failure to promote
occurring outside the appropriate time limitations was the cause of their lower
pay checks, each a discrete discriminatory action. 399 F.3d at 332-33. The court
rejected the claim because the determination of the amount of the paychecks was
made pursuant to a neutral policy. Id. at 333. W hile the court recognized the
earlier failure to promote could be used as background under M organ, it
concluded the allowance of a claim based solely on a time-barred discrete
employment decision would undo M organs insistence that each discrete act
start a new clock. Id. at 334.
These cases instruct, and we agree, that Haynes cannot use Larsons alleged
13
14
Retaliation
Haynes also claims her inclusion in the RIF w as in retaliation for her
complaints of discrimination under Level 3's open-door policy. To succeed on a
claim of retaliation a plaintiff must show: (1) that he engaged in protected
opposition to discrimination, (2) that a reasonable employee would have found the
challenged action materially adverse, and (3) that a causal connection existed
between the protected activity and the materially adverse action. Argo v. Blue Cross
& Blue Shield of Kan., Inc., 2006 W L 1806605 at *7 (10th Cir. 2006) (10th Cir.
2006) (citing Burlington N. & Santa Fe Ry. Co. v. White, 126 S. Ct. 2405 (2006))
(footnote omitted). Here, Haynes meeting with Hester occurred on November, 1,
2000. She was placed on the performance improvement plan on November 13, 2000
and terminated June, 2001, over seven months later.
A causal connection may be shown by evidence of circumstances that justify
an inference of retaliatory motive, such as protected conduct closely followed by
adverse action. ONeal v. Ferguson Constr. Co., 237 F.3d 1248, 1253 (10th Cir.
2001) (quotation omitted).
16
protected activity and the retaliatory conduct must be very close in time. Otherwise,
the plaintiff must offer additional evidence to establish causation. Id. A sevenmonth period between protected activity and adverse action will not, by itself,
establish causation. See Anderson v. Coors Brewing Co., 181 F.3d 1171, 1179 (10th
Cir. 1999) ([A ] three-month period, standing alone, is insufficient to establish
causation.).
Haynes argues the temporal proximity is sufficient here because Level 3 could
not immediately terminate her while she was on medical leave, and therefore,
[t]he companys opportunity to camouflage plaintiffs termination within an
innocent-looking RIF did not present itself until a RIF was scheduled. (Appellants
Br. at 33.) Such speculative argument is not only insufficient, it defies logic.
Assuming Larsons decision to place Haynes on the PIP w as because she had
spoken out, such assumption does not establish an inference that Larsons motive
carried over to R oberts decision, seven months later, to include her in the RIF. An
employer's refusal to undo a discriminatory decision is not a fresh act of
discrimination. Croy v. Cobe Labs, Inc., 345 F.3d 1199, 1203 (10th Cir. 2003)
(quotation omitted); see Stepney v. Naperville Sch. Dist. 203, 392 F.3d 236, 240 (7th
Cir. 2004); Stewart v. Booker T. Washington, Ins., 232 F.3d 844, 853 (11th Cir.
2000); Lever v. Northwestern Univ., 979 F.2d 552, 556 (7th Cir.1992). Indeed, the
facts indicate no causal connection between Larsons alleged retaliatory decision and
Roberts neutral application of policy.
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Haynes admits that, at the time Larson acted, neither he nor anyone else at
Level 3 anticipated the future RIF or w as aware the PIP would expose Haynes to
collateral vulnerability regarding her employment. (Appellants Br. at 20.) (She
concedes [N]ot even the manager who placed plaintiff on the original PIP could
predict that it was a precursor to plaintiffs termination.) Two weeks later, Haynes
left work on medical leave. Haynes assertion that her medical leave prevented her
immediate termination is refuted by the fact she was on medical leave at the time she
was included in the RIF. Haynes does not dispute Level 3's policy whereby persons
under a corrective action plan were chosen to be placed on the list for inclusion in
the RIF. Haynes does not aver there were employees exempted from this policy or
that some employees under a corrective action plan were not fired. In short, Haynes
has not shown any connection between Larsons motivation placing Haynes on the
PIP and Level 3's decision to include all employees on a corrective action plan as
primary candidates and their ultimate inclusion in the RIF. See Manning v. Chevron
Chemical Co., LLC., 332 F.3d 874, 884 (5th Cir. 2003) (applying a general policy to
an employee is not retaliation), cert. denied, 540 U.S. 1107 (2004). Thus, she has
failed to establish the causation element of her retaliation claim.
Conclusion
In sum, to the extent Haynes claims rely on her discharge, she fails to
establish the discriminatory intent necessary for a prima facie case. To the extent
Haynes claims are based on Larsons actions, her claims are untimely. Accordingly,
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