Borer 2 Structuring Sense: "The Normal Course of Events"
Borer 2 Structuring Sense: "The Normal Course of Events"
Borer 2 Structuring Sense: "The Normal Course of Events"
'Hagit Borer's two volumes are a truly impressive achievement. She develops an
original and careful theoretical framework, with far-reaching implications, as
she describes. And she applies it in what have traditionally, and plausibly,been
the two major domains of language: nominals and predication (event struc-
ture). The application is deeply informed and scrupulously executed, as well
as remarkably comprehensive, covering a wide range of typologically different
languages, and with much new material. No less valuable is her careful critic-
al review of the rich literature on these topics, drawing from it where appro-
priate, identifying problems and developing alternatives within the general
framework she has developed. These are sure to become basic sources for fur-
ther inquiry into the fundamental issues she explores with such insight and
understanding.'
Noam Chomsky
'Syntacticians like Borer define the big research questions for the rest of us.
Two provocative and inspiringbooks.'
Angelika Kratzer
Hagit Borer's three-volume work proposes a constructionist approach, driven by
Universal Grammar, to the interfaces between morphology, syntax and seman-
tics and in doing so presents a fundamental reformulation of how language and
grammar are structured in human minds and brains. Volume III will be published
in 2006.
PUBLISHED
Volume I: In Name Only
Volume II: The Normal Course of Events
IN PREPARATION
HAGIT B O R E R
OXTORD
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To Mata, Monjek, andBenek Taffet
In memory of your lives
T'was [A brillig], and the [ Np [ A slithy] toves]
Did [v gyre] and [v gimble] in the [ N wabe]:
All [ A mimsy] were the [Nborogove.s],
And the [ Np [ A/N mome] raths] [v owfgrabe]
Jabberwocky
Lewis Carroll, Through the Looking Glass
(annotated)
Acknowledgements
It is in the nature of any true knowledge that it can only be gained on the basis of
already existing knowledge. To the extent that I have gained any knowledge, it is
a pleasure to acknowledge the intellectual debt that this work owes to the know-
ledge previously gained by Gennaro Chierchia, Noam Chomsky, Hana Filip, Henk
Verkuyl, Paul Kiparsky, Angelika Kratzer, Manfred Krifka, Beth Levin, Pino Longo-
bardi, Terry Parsons, Malka Rappaport, Betsy Ritter, and Carol Tenny. I have not
always agreed with their conclusions, but their work is the foundation upon which
this book is based.
The ideas which have come to be this book were first born in January 1993, while
I was a visitor at the OTS at the University of Utrecht. They reached maturity while I
was a Belle van Zuylen Visiting Chair at the University of Utrecht in the fall of 2000.
I would like to recognize with gratitude the linguistics community at the Univer-
sity of Utrecht for serving as such a wonderful audience to this work at its infancy
and as it was reaching culmination (no pun intended), and for providing me with
such a hospitable working environment. Special thanks go to Martin Everaert and
to Eric Reuland for making it possible, to Peter Ackema and Maaike Schoorlemmer
for more helpful suggestions than I can possibly acknowledge, and most of all, to
Denis Delfitto for pointing out the right direction to me on some truly significant
semantic issues.
As this project was progressing through childhood and adolescence, my col-
leagues as well as students and visitors, both at the University of Massachusetts at
Amherst and at the University of Southern California, saw it through with numer-
ous helpful suggestions. I thank, especially, Christine Bartels, Laura Benua, Angelika
Kratzer, Barbara Partee, and Peggy Speas at UMass, and Jim Higginbotham, Audrey
Li, Roumi Pancheva, Barry Schein, and Philippe Schlenker, at USC. Very special
thanks go to David Nicolas for a close early reading of my fledgling attempts at
semantics, and to Nathan Klinedinst, who made extensive suggestions for improve-
ments on matters ranging from content to style.
During the years, as this work was going through its growing pains, it has been
presented and taught in many places where audiences were extremely generous
with their responses and suggestions. Special thanks go to David Adger, Richard
Breheny, and Bill McClure for a particularly active feedback during my summer
class in Girona in 1994, as well as to my graduate classes at UMass in Spring of
1996 and at USC in the spring of 2001.1 benefited greatly from comments made
by Artemis Alexiadou, Maya Arad, Lisa Cheng, Edit Doron, David Embick, Nomi
Erteschik-Shir, Abdelkader Fassi Fehri, Hana Filip, Rafaella Folli, Irene Heim,
Norbert Hornstein, Angeliek van Hout, Idan Landau, Agnieszka Lazorczyk, Beth
Levin, Gillian Ramchand, Malka Rappaport, Tova Rapoport, Tanya Reinhart, Henk
viii Acknowledgements
van Riemsdijk, Gemma Rigau, Ur Shlonsky, Michele Sigler, Tal Siloni, Peter Sveno-
nius, Donca Steriade, and many many others, to be sure, who I can no longer recall,
during many presentations and conversations, who took the time to understand
what I am trying to do, and who did their best to be helpful.
Last, but not least, special thanks go to my co-settlers of Catan, Bernhard Rohr-
bacher and Tim Stowell, for their love, friendship, and support. It was fun, wasn't it?
HB
Los Angeles
March 2003
Contents
Acknowledgements vii
Contents to Volume I xii
Abbreviations xv
A Note on Transcription xvi
References 356
Index 374
Contents to Volume I
Acknowledgements vi
Abbreviations xiv
A Note on Transcription xv
Parti Exo-SkeletalExplanations
1 Structuring Sense: Introductory Comments 3
1.1 How Grammatical are Words? 3
1.2 Some Preliminary Notes on Functional Structure 14
1.2.1 A note on the syntax-semantics interface 14
1.2.2 Projecting functional structure 17
1.2.3 Specifiers, complements 22
2 Nuts and Bolts 30
2.1 The Architecture of the Grammar 30
2.1.1 Licensing functional structure: abstract head features
and f-morphs 30
2.1.2 Functional heads as open values: adverbs of quantification 34
2.1.3 Range assignment through specifier-head agreement and
definiteness marking 38
2.1.3.1 A brief summary 42
2.1.4 What's in a Head? 43
2.1.5 Ordering within the L-D 48
2.2 A Note on Inflection 51
2.3 An Overview 58
References 267
Index 285
Abbreviations
A Agent (subject of transitive M masculine
predicate) NEUT neuter
ABS absolutive case NEC negative
ACC accusative case NOM nominative case
ADESS adessive case NO.EXT negative existential
Adj. adjective NPI negative polarity item
AGR agreement OM object marker
APASS antipassive #P Quantity Phrase
ART article PASS passive
ASP aspect PART partitive operator
AspQ quantity-Aspect PL plural
AUX auxiliary pp past participle
CL classifier PRT partitive case
D determiner PST past tense
DEE definite REEL reflexive
DEM demonstrative s-o-q subj ect- of-quantity
dim diminutive so singular
DP determiner phrase TOP topic
ECM Exceptional Case Marking Unacc unaccusative
EP Event Phrase Unerg un ergative
EPP Extended Projection UTAH Universal Th eta-Assignment
Principle Hypothesis
ERG ergative case XS exo-skeletal
EXT existential
F feminine
FUT future
FP functional proj ection
FSP shell functional projection
GEN genitive case
IMP imperative
Imperf. Imperfective
IND indicative
INDEF indefinite
INESS inessive case
INF infinitive
INSTR instrumental case
INTRANS intransitive
LOG locative case
A Note on Transcription
The content of Chapter i, Sections 1.1-3 is largely (although not exclusively) a summary of the more
detailed discussion in Chapters i and 2 of Volume I. The reader is referred to the relevant chapters for a
more thorough justification of various claims.
4 Setting Course
distinct properties of generic cats and existential cats should be sought within
the domain of structure, be it semantic or syntactic, and not by appealing to
lexical mapping rules. However, when we turn to the verbal domain, we find
an altogether different tradition. Presented with triplets such as brea/c.TRANS,
fcreafc.iNTRANS, break.MiDDLE, the most common strategy has been to assume
that each is associated with a distinct lexical entity, which is in turn associ-
ated with a distinct argument structure or thematic grid. Although the entries
are clearly related by means of more or less formal mapping rules, giving rise
to some measure of generality (see, in particular, Williams 1981; Bresnan and
Kanerva 1989; Bresnan and Moshi 1990; Grimshaw 1990; Levin and Rappaport
Hovav 1986; Levin and Rappaport Hovav 19920, b, 1995; Rappaport Hovav and
Levin 1989; Reinhart 1996, 2000; and much related work), the important fact
here is that these mapping operations are crucially assumed to apply to infor-
mation in lexical entries, resulting in a unique syntactic projection for each of
the instantiations of break, for instance. If a similar logic were to be applied
to the nominal domain, and assuming our conclusion that, for example, weak
indefinites have a null D, but strong indefinites have a filled D (cf. Volume I,
Chapter 5, Section 5.1), it would entail the existence of a lexical operation on the
entry for cat, for instance, converting it from a weak indefinite to a strong indef-
inite (or the other way around). On a par with the assumption that modified
lexical verbal entries give rise to the projection of distinct syntactic structure
for their arguments, a similar rationale applied to the nominal domain would
dictate that the 'weak' entry for cat be specified to project in the context of a null
D (and an overt determiner in #), and the 'strong' entry would require the pro-
jection of an overt determiner in D. To the best of my knowledge, this type of
logic has not been pursued within the nominal domain. Rather, it is typically
taken for granted that the entry in question is uniform, and that the burden of
distinguishing between the strong and the weak readings is assumed by what-
ever structure, be it syntactic or semantic, is associated with the determiner, a
functional element.
The characterization of words and structures and the division of grammatical
labour between them has always been a major component of the generative lin-
guistic agenda. From the mid-1960s onwards, in some generative traditions, an
increasingly central role was played by the lexicon, construed as the reservoir of
lexical entries. A lexical entry consists not only of the arbitrary pairing of sound
and meaning, but also of a variety of formal diacritics, which translate into a set
of instructions for the syntax. Within such an approach, the entry for a listeme
such as kick contains crucially the information that it is a verb with a particu-
lar syntactic insertion frame, however derived. Starting with Grimshaw (1979)
and Pesetsky (1982), a rich tradition developed of attempting to derive syntactic
Exo-Skeleton ExplanationsA Recap 5
1
An interesting exception to the syntactic identity of eat and drink is presented by the ambiguity of
(ia), vs. the non-ambiguity of (ib):
(i) a. Kim drank,
b. Palate.
While both (ia) and (ib) have a reading on which the understood object of the verb is some appropri-
ate substance for drinking or eating, respectively (e.g. water, juice, bread, lunch), (ia) also has a reading
whereby the understood object of drink is alcoholic, and the predicate is understood as a property of Kim
rather than an event (i.e. Kim was an alcoholic). However, to the best of my knowledge, there is no way
of capturing this distinction between eat and drink within any existing theory of semantic roles, short
of assuming that the verb drink is ambiguous between a reading of consuming a beverage, and a reading
of habitual consumption of alcohol. Note in this context that Kim smokes has the same reading as (ia).
Thanks to R. Kayne (pers. comm.) for pointing out these examples to me.
Exo-Skeleton ExplanationsA Recap 7
The oddity of (sa-b) derives from our world knowledge that drinking is a
mode of consumption associated with liquids, and that steaks are solids; that
eating is a mode of consumption associated with solids, but water is liquid.
In turn, the oddity of (sa-b) can be overridden in a manner typical of restric-
tions born of world knowledge rather than grammar, thereby giving rise to a
'coercion effect. Such overriding can be accomplished either by modifying our
presuppositions regarding the objects consumed (e.g. a liquefied steak can be
drunk; frozen water can be eaten), or by modifying our presuppositions about
the consumption mode. Such modifications are clearly in evidence with so-
called metaphoric uses of drink and eat, as in (4a-b):
In both (43) and (sb), the context conjures up the manner of consumption
aspect of eat and drink, but not the nourishment-taking aspect. For example,
drink in (43) really means something like'absorb', while eat in (4b) means a pos-
sibly more aggressive form of viewing. All these properties could, in principle,
be listed as part of the lexical entries of drink and eat. We note, however, that, at
least in the case of eat and drink, they never give rise to structural differences of
any discernible sort, and as such appear to be the sort of distinctions which the
grammar does not care to make. Under the plausible assumption that distinc-
tions that are not grammaticalized do not belong in the grammar but are prop-
erties of the conceptual system and its interaction with world knowledge, some
appeal to the conceptual, extra-grammatical system is necessary in any frame-
work, even those within the endo-skeletal family of models. Our claim here is
that such an appeal to an extra-grammatical conceptual system, together with
the grammar of functional projections, suffices to characterize the distribution
of verbs, just as it suffices to characterize the distribution of nouns.2
The notorious flexibility illustrated here and in Volume I for listemes is by
and large restricted to the domain of so-called 'open-class items'that is, to
2
Within Chomsky's (1965) Aspects model, the lexical entry for drink includes the specification that
drink requires a +liquid theme, while eat requires a +solid theme. From a formal perspective, however,
+liquid theme and +solid theme are distinct formal objects, and all generalizations ranging over them
need to be justified. No such justification is required, of course, if the specification liquid is relegated to
the conceptual component. In effect, then, we are saying here that'selectional restrictions', in the sense of
Aspects, belong with the conceptual system, and not with the grammar. This is not to say that concepts do
not have formal properties, but rather to claim that formal properties of concepts, should they turn out
to exist, need not correspond to formal grammatical properties.
8 Setting Course
5
And see Chapter i in Volume I, as well as Borer (20030), for some phonological considerations and
for some discussion of vocabulary choice inter-linguistically. Likewise, for a discussion of category
assignment to category neutral listemes.
10 Setting Course
6
Thus Marantz (1997,1999, 2000), within a constructionist approach (often labelled 'neo-construc-
tionism'), proposes structures that are quite distinct from those proposed in this work, and which are not
based on event structure. As already noted in Volume I (cf. Chapter i, n. 12), Marantz's (1999,2000) pro-
posal also differs from ours in assuming that the important structural building blocks are not functional
labels, as such, but rather, n and v (at times known as little n and little v). To some extent, the debate here
is notational rather than contentful, as one could of course define any functional projection dominating
VP as v, or alternatively, define v as F with the relevant set of features. For some possible considerations,
see Volume I, Chapter i, Section 1.2.2.
Exo-Skeleton ExplanationsA Recap 11
(7) a. All phrasal projections have an Xmax and an Xmm (but inline with
Chomsky 1995 b these are derived notions, rather than primitives,
and the same node may be both Xmax and Xmin).
7
And see Borer and Rohrbacher (2003) for some learnability considerations in this context.
12 Setting Course
b. Every phrasal projection has at most one specifier and at most one
complement (specifically, there is a unique maximal daughter of
Xmax which enters specifier-head relations with Xmin).
If, indeed, listemes are devoid of any syntactic properties, it follows that argu-
ments must be interpreted in conjunction with structural configurations, and I
will assume that this is achieved through a merger of such arguments as speci-
fiers of functional projections which are related to event structure. An obvious
query now concerns the internal architecture of lexical projections. As already
observed by Ouhalla (1991), within current approaches to syntactic architec-
ture, lexical projections, by the end of the derivation, are radically emptied of
much of their overt material anyway. It is typically assumed that the head raises
to some superordinate functional head, while the direct arguments, in search of
case, merge a copy in some functional specifier. There remains little overt evi-
dence, then, to attest to the presumed 'base' position of direct arguments, or to
suggest that they ever were within the lexical domain.
Nonetheless, the lexical proj ection is not entirely phonologically empty. First,
the head does not always move, overtly or covertly. For instance, I argued explic-
itly in Chapter 4 of Volume I that in English, N does not move for mass and
singular interpretation, and that movement of N for proper names is covert
(cf. Chapter 3 in Volume I). Plausibly, the lexical domain will also continue to
include elements which do not move to a functional specifiersuch as clausal
complements and PP complementsbut which, in turn, display hierarchical
relations with each other, thereby attesting to the existence of some architecture
within the lexical projection. I return to this matter in greater detail in Chapter
3, Section 3.3, (and see also Chapter 2, Section 2.1.5, in Volume I). Focusing for
the time being on the head and on direct arguments, suppose we define a lexic-
al domain (L-Domain, or L-D), as the domain that emerges from the merger of
some listeme from the conceptual array, where the 'conceptual array' is a selec-
tion of unordered listemes. The subsequent merger of functional heads with
the L-Domain gives rise to the schematic structure in (8) (and assuming head-
movement, specifically, for listeme-3).
Consider now in greater detail the properties of schematic structures such as
(8). By assumption the order of F-i and F-2, as well as at least the category label
of F-i, are givens of UG (see Volume I, Chapter i, Section 1.2.2, for a discussion
of the category label of F-2). The specific merger of listeme-i and listeme-2 as
[Spec,F-i] or [Spec,F-2] will result in a particular interpretation (e.g.'subject',
in some well-defined sense; 'object', in some well-defined sense, etc.). Finally,
listeme-3, by virtue of having merged a copy in some head, becomes, perforce,
the head of L-D. If L-D is categorized as a V by some appropriate functional
Exo-Skeleton ExplanationsA Recap 13
8
And see n. 17 in Chapter i of Volume I for some crucial notes on the execution of these derivations.
14 Setting Course
CLmax), and the role of elements which merge as specifiers of these projections
was elaborated on. Before we turn to the workings of this scheme within the
domain of events, a review of some crucial additional structural assumptions
is in order.
under the nominal reading, the DP under consideration can include no other
quantifier. Examples (i4a-b), under the relevant reading, are ungrammatical
(the adverb of quantification can only range over the event):
(14) a. Most/all hummingbirds always die.
b. Most/all water in the pond mostly evaporates.
It thus emerges that adverbs of quantification, when associated with a nom-
inal expression, are in complementary distribution with DP-internal quanti-
fiers. In the discussion of this paradigm in Chapter 2 in Volume I, I concluded
that such complementary distribution emerges from the fact that the adverb
of quantification binds, in some syntactically well-defined sense, some func-
tional structure within the DP, while in the event readings the adverb of quan-
tification binds, in some equally well-defined syntactic sense, some functional
structure which is related to the event. Focusing on the nominal cases, it is pre-
cisely because the adverb binds some otherwise unspecified value within the
nominal, that a DP-internal quantifier may not do so. A DP-internal quantifier
and an adverb of quantification are thus in structural competition, not because
of their specific projection site, but because both function as operators, binding
the same variable. But if this is the case then functional heads are best viewed as
operator-variable pairs, rather than as singleton terminals.
A concrete formulation of this proposal would be to view functional heads as
open values with a category label, which are in turn assigned range by a variety
of means. The specific open value here, heading, as we have argued in Volume
I, a Quantity Phrase (#P) is (e}#. The emerging representation, and abstracting
away from the DP projection, is as in (15):
(15) [*p<e)*[ N p ]]
In (15) (e) is an open value and the subscript # marks its categorial member-
ship, (e), maybe assigned range, in English, either by an f-morph (most, all, three,
etc.) that merges with it (cf. (i6a)) or by an adverb of quantification (cf. i6b)).
Although in English, range assignment to (e), through an abstract head feature
is not instantiated, in Hebrew it maybe assigned range by the dual abstract head
feature, with the resulting representation in (i6c) (see Volume I, Chapter 7, Sec-
tion 7.1.2. for discussion) (superscripting indicates range assignment):
(16) a. [p most3 <e3}, [NP ]]
4 4
b. ADV Me }, [NP ]]
2 2
c. [#P yem{dwa/ } {e }, [NPyem ]] >yomayim
day 'two days'
Exo-Skeleton ExplanationsA Recap 17
In effect, then, functional elements which assign range to more than one
open value are thus semantically'portmanteau' elements, a point already dis-
cussed extensively in Chapter 4 of Volume I.
Exo-Skeleton ExplanationsA Recap 19
In (na-b), the question of how the appropriate value is associated with the
relevant syntactic projection (i.e. how range is assigned) does not arise. In (na),
it is typically assumed that some percolation mechanism is responsible for the
association of the properties of the maximal projection with those of the ter-
minal. In (lib), the maximal projection is but an expansion of the terminal,
and the statement of the relationship is even more direct. In turn, neither sys-
tem allows, in a natural fashion, for the statement of the relations which we
called indirect range assignment, in which the relevant properties of the maxi-
mal projectionand its headdo not emerge from within the projection itself
and are not mediated by the categorial and semantic properties of the terminal.
Rather, they emerge from the availability of an outside operator, associated with
a presumably null functional head. Within Bare Phrase Structure the problem is
particularly acute, since if phrases project from terminals, in the absence of an
(overt) terminal, we would have to assume the existence of an abstract, phono-
logically null entry with some well-defined properties, which agrees, by some
mechanism to be specified, with some material which is outside the main pro-
jection lineindeed, outside the maximal projection altogetheras in the case
of adverbs of quantification. Note further that the direct projection of lexical
terminals as in (lib) does not in fact circumvent the need to specify a syntac-
tic category for the, or the fact that, for example, both the and that have a deter-
miner distribution cannot be stated. Rather, we must assume that the or that are
20 Setting Course
specified as having the categorial value D, and that it is their sharing of it that
accounts for their similar distribution.
Suppose, however, that we structurally separate the category label from the
terminal, or in terms of the system proposed here, separate the open value from
the range assignment. Specifically, let us assume that (functional) category
labels are just labelled open values, and that the functional terminals associ-
ated with them are best viewed as operators which assign range to them. On
that view, what the and that have in common is that both can assign range to
the same open value, that associated with the category label D, and projecting
as (e)d. In and of themselves, however, they are not D. Indeed, they have no syn-
tactic category whatsoever. Of course, (e)d can project without a projection-
internal range assigner, in which case range could still be assigned, indirectly,
by an adverb of quantification or a discourse operator, or through specifier-
head agreement. In such a case there will not be a terminal associated with the
head, but DP would still have a head(e)d, which is interpreted through indir-
ect range assignment. Supposing this to be on the right track, an (overt) categor-
ial head emerges as a pair, in which one member provides the category label and
the open value, while the other, optional one, provides the range assigned to that
value. We can thus assume the structure in (23), where (e)F is some functional
open value of the type F, where R(F) is a range assigner to (e}F, and where co-
superscripting notates range assignment:
Condition is adhered to. The emerging structure would be as in (24), and would
involve grammatical formatives which can assign range to more than one open
value, every, for instance, as in (21), without assuming adjunction.
To the extent that a range assigner can thus move and merge a copy with a
higher categorial open value, and to the extent that we are correct in assuming
that such grammatical formatives are range assigners and not, in and of them-
selves, associated with a category label, the typical complications associated
with head movement, in which a subordinate labelled Xmm adjoins to a higher
labelled Ymm, do not emerge (and see Volume I, Chapter 2, Section 2.1.4, as well
as Borer, forthcoming for some comments on head adjunction).
Finally, the configuration in (25) is fundamentally ambiguous, in that R2(F)
maybe either a specifier or a member of a head-pair.
Recall now that it was specifically denied that there is an inherent semantics
for specifiers (as opposed to non-specifiers) in the functional domain, making
the structural ambiguity of (25) immaterial, especially as we just concluded that
open values may be assigned range, indirectly, through specifier-head agree-
ment. As R2(F) is by definition both minimal and maximal, if it is a specifier, no
particular problem emerges.9
9
I suggested in Volume I, Chapter 2, Section 2.2, (and see below for a summary) that head features are
not morphemic. Assuming that morphemes do project, this means that head features, as such, are not
nodes in the structures. Rather, a head feature is a semantic specification that is instantiated in the con-
text of an appropriate lexical head. Thus in (i), (pst) is instantiated on kick, in a position which enables
it to assign range to (e)T. The emerging structure does not involve the branching of (pst}.kick, and the
head pair consists o((pst}.kick and (e)T. Interestingly, if it is assumed that inflection is base-generated
on a stem, as in Chomsky (1991,19950, and subsequent work), the non-branching nature of (psi).kick in
(i) follows directly.
22 Setting Course
(26) a. [F.1L-head.(^>.(f2>.(^><eFl>[F.2t-had.(f3>.(f2><eF2>[F.3t-feead.(^>
<eF3) [ L . D t-head]]]].
b. L-head. (/3}.(/2}.(/i} (with{(^}.(/2}.(^)} as an unordered set).
The structure in (26b), in turn, serves as the basis for the choice between
members of the paradigm given by the relevant phonological entry. While some
phonological sub-regularities associated with the realization of some feature
combinations are of course expected and attested, the forms remain, crucial-
ly, morphological simpletons, and there is no expectation for either linear or
hierarchical correlations between the syntactic structure and the placement of
inflectional marking.10
This said, it is clear that some markings which are functionally inflectional
are extremely regular. Thus, for instance, -ing in its function as the progressive
attaches to virtually all English verbs, and never triggers any stem allomorphy
or meaning change. It thus stands to reason that -ing, unlike, for instance, past
tense in English, is not an abstract head feature, but rather a bound f-morph,
differing from an f-morph such as the in forcing the movement of some L-head
10
And see Volume I, Chapter 2, n. 20, for a comparison between the system of inflectional morph-
ology advanced in this work and Distributed Morphology.
Exo-Skeleton ExplanationsA Recap 25
to support it. As such -ing patterns with (much of) derivational morphology
(and is, in fact, at times classified as such), where affixes do give rise to a hier-
archical combination with their host stem, and where, at least at times, move-
ment of an L-stem is required. This issue is however set aside for the remainder
of this book The reader is referred to Borer (forthcoming) for a detailed dis-
cussion.
11
See Borer (forthcoming) for some discussion of 'pure' categorizers, such as -ation (N), -al (A), etc.
within an XS model.
26 Setting Course
(33) [Asp ^(bridge) [ASP W [l-D Across) \ \ => [ASP [DP ^(bridge)] [ASP W [v Across) \ \ \ \
One more thing needs to be said about (33), to exclude the emergence of a
mass-noun interpretation for bridge. I argued in Chapter 4 in Volume I that the
mass-count distinction is represented through the presence of the open value
(e)div in count, but not in mass nouns. Thus a complete representation for the
idiom in (2jb) should be as in (34):
(34) MEANING o [TI.+ <e)Asp]+ [n4+ <e>div>] (+ adjunct)
12
The Oxford Dictionary lists the verb trouser as meaning, colloquially, to pocket. Native speakers
consulted find the expression'to trouser the untrousered'whimsical, but entirely comprehensible.
13
By assumption, (33) consists of the full conceptual array for a given phase, thereby forcing 7T4 to
merge in [Spec, Asp]. We set aside the possibility, if indeed instantiated, of idioms which represent a par-
tial conceptual array for a given phase, and the manner in which the representation of idioms can be
fine-tuned so as to ensure that the correct phonological index is associated with a specific syntactic pos-
ition, in such cases.
28 Setting Course
Note that nothing more needs to be said here about the DP in [Spec,Asp], as
its quantity and definiteness properties are largely free, allowing plural, singular,
definite, indefinite, quantified, etc. (and see Williams 1994 for a related discus-
sion).14 Although, as in the case of trousers, (e)div must project (hence excluding
mass noun complement), unlike the case of trousers, there is no specification
here of what range must be assigned to it, thereby suggesting that at least two
degrees of specification are allowed for idiomatic expressions. In one of these
cases, it suffices to specify a particular open value (with its categorial label); in
the second, an open value is specified alongside a narrower set of possible range
assigners.with some relevant property a.
When the idiomatic expression in (ijd) is considered, we note that the repre-
sentation in (34) does not suffice. Specifically, the bucket is fixed here, allowing
no other range assigners to (e)d (*this bucket; *that bucket), no plural mark-
ing (*the buckets), and no quantifiers (*a bucket; *every bucket; *the one buck-
et). Not only must bucket be specified as associated with whatever functional
open values would make it singular and definite, it must also specify the spe-
cific f-morph which assigns range (under the assumption that, e.g., this assigns
singular and definite range, but is nevertheless excluded for kick the bucket).
The resulting representation must thus include the phonological index for the
(say Tt7). I argued in Volume I (Chapter 6) that the definite article always assigns
range to both (e)d and (e}# and furthermore that for singular structures (but not
for plurals), the assigns range to (e)div as well. The most parsimonious represen-
tation for the idiom in (27d) is thus as in (35). Note specifically that as the always
assigns range to (e), and (e)d, specifying the as a range assigner to (e)^ suffices
to derive the fact that the bucket must be singular and definite:
(35) MEANING o [Tt5+ <e)^]+ [n 6+ <en')div]
where Tt5 is the phonological index for kick, Tt6 the phonological index for buck-
et and Tt7 for the, and where the superscript Tt7 for (e)div indicates that it must be
assigned ranged by the.
14
The account here is guilty of some oversimplification, (i), note, is well formed, although bridges is
not a quantity DP, and as we shall argue, not licensed in [Spec, Asp] but rather in (the Case-marked) pos-
ition [Spec, FT]. The reader is referred to Chapters 4 and 6 for an extensive discussion of the licensing of
non-quantity DPs as direct objects. However, once that discussion is considered, it should be obvious that
the necessary modification for (33), to account for the presence of non-quantity DPs, is relatively straight-
forward:
(i) Experts cross bridges when they come to them.
I am setting aside here the fuller representation of this idiom which must include the representation
for the adjunct. We note that one additional mechanism that must be available for idioms is some type of
indexation, accounting for the obligatory co-reference of bridge and the pronoun in the adjunct, as well
as the obligatory co-reference of one with the subject in reflexive idioms such as crane one's neck.
Exo-Skeleton ExplanationsA Recap 29
Why Events?
verb structures, arguing not only that it occurs, but that its best characterization
is through the projection of functional structure which is interpreted as event
structure.
The starting point of our discussion is the paradigm of so-called Variable-
behaviour verbs', which went unnoticed for many years, but has received mas-
sive attention in the past decade. The reader should note that Variable-behaviour
verb' here is a technical term, referring specifically to intransitive verbs that
show a variable unaccusative-unergative behaviour. While many other verbs
show polysemy, and are hence variable-behaviour verbs, our discussion here
focuses on this specific subset, as contrasts associated with their variable behav-
iour can be easily illustrated.
If one considers the analysis of the unaccusative-unergative distinction as it
comes to us within the GB tradition, starting, say, with Burzio (1981,1986) and
continuing with much subsequent work, the picture is more or less as in (i). Set-
ting aside verbs that occur with indirect complementation or with clausal com-
plements, there are essentially three types of verb that take direct arguments,
and which we will refer to as transitive, unaccusative, and unergative.3 As there
are only two types of direct argument, this picture covers all logical possibil-
ities:4
(i) Transitive Unaccusative Unergative
[VP External [v- V Internal] [VP 0 [v- V Internal] [VP External [v- V 0]
The empirical consequences of the paradigm in (i) have been considered to
provide considerable evidence for endo-skeletal (or projectionist) approaches.
The systematic syntactic patterning of arguments of unaccusative verbs with
direct objects, vs. the systematic syntactic patterning of arguments of unerga-
tive verbs with subjects of transitives appears to lend considerable credence to
the view that information concerning the syntactic projection of arguments
is, indeed, specified in the lexical entry of the verb. In turn, to the extent that
3
Terminology, as well as original classification, from Perlmutter (1978). However, as Perlmutter did
not associate the classification with lexical entries of verbs and properties listed therein, and was, in fact,
quite aware of the problems for such a lexical encoding presented by variable-behaviour verbs, the fol-
lowing critique does not apply to his research.
4
We are concerned here solely with verbs that take direct nominal arguments. A notational clarifica-
tion is therefore in order: the term unaccusative has been used ambiguously in the literature to refer to
two distinct verbal types, both sharing the absence of an external argument: intransitive verbs, whose
sole argument displays some syntactic diagnostics typically associated with direct objects; and verbs
which do not project a direct nominal argument altogether (i.e. raising-to-subject verbs, weather verbs).
In this study, the term unaccusative is restricted to the first type, and the second type is not discussed any
further. Note that aspectual properties correlated with the unaccusative-unergative distinction have
been stated with respect to those intransitives which take direct nominal arguments, and that the 'raising'
type is typically stative, rather than eventive, a fact that is rather easy to correlate with the absence of an
internal direct argument, in line with the discussion to follow.
32 Setting Course
5
The following is a description of the distribution of possessor dative and reflexive dative, as argued
for in Borer and Grodzinsky (1986). I return to these diagnostics in Section 2.2.1.2.Note that the descrip-
tions in (i) and (ii) do not range over the same type of linguistic domains. While the distribution of pos-
sessor datives is a species of binding (or movement, as Landau 1997 argues), the distribution of reflexive
34 Setting Course
It has been further observed (already by Perlmutter 1978, but see especially
Van Valin 1990) that the unaccusative-unergative diagnostics associated with
variable-behaviour verbs are linked to clear interpretational correlations. Spe-
cifically, syntactic unaccusative diagnostics are associated with telic and non-
agentive characteristics. Syntactic unergative diagnostics, on the other hand,
are typically associated with atelicity and with agentive interpretation.6 As an
illustration, (73), where nabal is associated with a possessor dative, and is hence
an unaccusative, clearly means that the flowers have died, rendering (93) anom-
alous. On the other hand, (7b), associated with a reflexive dative, and hence
unergative, implies that the flowers were engaged in a wilting activity, and no
termination is implied, making (gb) perfectly felicitous:
(9) a. ??ha.praxim nablu le-rani me-axat 'ad sales ve-'az yarad gesem
the.flowers wilted to.Rani from ipm to 3pm and then fell rain
ve-hem hit'osesu.
and-they recovered
b. ha.praxim2 nablu Iahem2 me-axat 'ad salos ve-'az yarad gesem
the.flowers wilted to.them from ipm to 3pm and then fell rain
ve-hem hitbsesu.
and-they recovered
datives is linked to argument structure, or to event structure, as I shall argue, and not to a position, as
such (and see Chapter 8, Section 8.2.3, fr the analysis of reflexive datives):
(i) Possessor dative binds the determiner of the possessed NP (D-structure)
(ii) Reflexive dative is coindexed with an external argument.
6
Within the area of aktionsart and aspect, terminological proliferation as well as terminological con-
fusion is rampant. In what follows, I will use terminology in the following way:
(i) a. Telic: a semantic, aktionsart, term. Vendler's accomplishments and achievements; Bach's (1986)
eventives, as distinct from either states or activities; Kiparsky's (1998) boundedness.
b. Atelic: not telic; Vendler's activities and states.
c. Accomplishment, achievement, activity, and state are used following Vendler's original classifica-
tion.
d. Perfective: a morphological term. The grammatical marking on verbs in, for example, Slavic lan-
guages, typically referred to by traditional grammarians as perfective, and at times argued to cor-
relate with telicity (see Chapters 6 and 7 for much discussion).
e. Imperfective: a morphological term. Not perfectivethat is, the bare (unmarked) stem in Slavic
languages (primary imperfective); the imperfective-marked stem in Slavic languages (secondary
imperfective), at times argued to correlate with atelicity, at other times argued to correlate with
progressive (see Chapter 6 for discussion).
f. Perfect: a morphosyntactic-semantic term, referring to the morphological realization of bound
grammatical aspect. In English, marked with the morpheme -en (eaten, danced). Not implicated
in aktionsart.
g. Progressive: a morphosyntactic-semantic term, referring to [be V+ing] forms within the verbal
domain in English. I will argue that it is not implicated in aktionsart and is an instance of outer
(grammatical) aspect in the sense of Verkuyl (1972) (see Chapter 8, Section 8.2.4, for some dis-
cussion).
Why Events? 35
the need for movement to subject position, in the case of unaccusatives, unnec-
essary. From the perspective of the syntactic computation, note, abandoning
such movement is actually economical. In turn, auxiliary selection, for example,
could be accommodated by specifying that certain auxiliaries are sensitive to
the relevant semantic distinction (e.g. via selectionit could be proposed, for
instance, that zijn selects, or checks the properties of, a telic predicate). This is
in essence the solution adopted by Van Valin (1990) (and see also Dowty 1979,
where this position is explicitly defended).
(11) [s Kim... [Vp arrived/laughed] ]
Crucially, the issue here is empirical. If, as Van Valin contends, the unaccusa-
tive-unergative syntactic diagnostics can be reanalaysed in terms of the
compositional semantics of predicates, then the syntactic diagnostics of the
unaccusative-unergative distinction should systematically correlate with the
telic/atelic distinction. For instance, auxiliary selection should always be reduc-
ible to (a)telicity, we-cliticization should only co-occur with telic predicates,
impersonal passive should always co-occur with atelic predicates, the reflex-
ive dative in Hebrew should always co-occur with atelicity, while possessor
datives should only co-occur with telic predicates, etc. If, on the other hand, it
turns out that some properties of the syntactic diagnostics of the unergative/
unaccusative distinction cannot be reduced to the telic/atelic distinction, and
that they require unaccusatives to have a syntactically projected internal argu-
ment, and unergatives to have a syntactically projected external argument, then
it would follow that the distinction cannot be fully reducible to the compos-
itional semantics of predicates, but rather, is syntactically reflected.
Finally, should it turn out that the unaccusative-unergative distinction is
associated both with a semantic distinction and with a distinction of syntac-
tic argument projection, a parsimonious theory would attempt to derive one
of them from the other. There are two logical possibilities of course. One could
attempt to derive the distinct syntax from the distinct semantics. As we will see,
this is the route pursued by Levin and Rappaport Hovav (1989), and Levin and
Rappaport Hovav (19920, b). On the other hand, one may try to derive the dis-
tinct semantics from the distinct syntax. This will be the direction pursued in
this study.
First, however, we must convince ourselves that the unaccusative-unergative
distinction is indeed associated with a syntactic distinction that is not reducible
to its semantic properties.
it may very well turn out (as conceded, in fact, in Levin and Rappaport Hovav
1992^) that there is no conclusive argument from ne cliticization for the syntac-
tic projection of an internal argument in unaccusatives and its availability may
receive an exclusively semantic explanation.7
Everaert (1992) gives another argument for the syntactic representation of
the unaccusative-unergative distinction. He observes the following auxiliary
selection in light-verb idiomatic constructions in Dutch:
(15) a. Het vliegtuig is geland.
the plane islanded
b. De voorstelling is begonnen.
the performance is begun
(16) a. Het vliegtuig heeft een landing gemaakt.
the plane has a landing made
b. De voorstelling heeft een aanvang genomen.
the performance has a beginning taken
For any aspectual calculus, Everaert notes, (153) and (i6a) on the one hand,
and (isb) and (i6b) on the other, are synonymous. Both are telic in the rele-
vant sense, and the NPs 'landing' and 'beginning' are clearly not arguments, but
rather part of a complex predicate. In fact, an aspectual calculus of the type pro-
posed in Dowty (1979) and adopted by Van Valin (1990) would decompose a
verb such as geland 'landed' into BECOME+cuL(mination), thereby making it
particularly difficult to distinguish from een landing gemaakt 'make landing',
with a virtually identical semantic representation. Yet, in (isa-b) the auxiliary
zijn is selected, whereas in (i6a-b) the auxiliary hebben is selected. It appears,
then, that auxiliary selection here is sensitive not to telicity, or agentivity, but
rather to the presence of a syntactic NP object, even devoid as it is of any actual
argumenthood or semantic role that could serve to distinguish it from (isa-b).
A purely semantic approach would be hard pressed to account for these facts
without supplementing the semantic restriction on auxiliary selection with a
syntactic insertion frame, barring zijn in the presence of an NP complement,
7
And see Chapter 7 at n. 13, as well as Chapter 9, Section 9.3.2, for the suggestion that the ne-cliticiza-
tion test, as such, is orthogonal to the unaccusative-unergative distinction.
We note that auxiliary selection for intransitives, typically used in distinguishing unaccusatives from
unergatives, is in actuality inconclusive under any account. It appears that the only unfailingly robust
generalization concerning auxiliary selection within the event domain is that intransitive atelic (non-
stative) predicates always select averelhebben. However, adjectives, both unaccusative and unergative,
select essere/zijn, as do reflexives, making the selection ofessere/zijn uninformative with respect to deter-
mination of event type. For a compelling argument that reflexives are not unaccusatives (contra Marantz
1984 and much subsequent work), see Reinhart and Siloni (2003). See also n. 23 for some relevant com-
ments.
Why Events? 39
regardless of its semantics. We note, however, that to the extent that a semantic
account would have to be sensitive to syntactic transitivity anyway in order to
account for we-cliticization in atelic transitives.the argument advanced in Ever-
aert may not be conclusive either. Rather, it appears, what is necessary is a syn-
tactic test which is not attested in a subset of telic contexts, but rather, is clearly
and demonstrably oblivious to (a)telicity.
Consider, in view of this, another argument for the syntactic projection of the
unaccusative-unergative distinction, from the distribution of possessor datives
in Hebrew. Borer and Grodzinsky (1986) argue that possessor datives in Heb-
rew exhibit, in essence, binding-like characteristics with respect to the deter-
miner of the possessed DP.8 Assuming the possessor dative to be in a position
c-commanding all (traditional) VP-internal material (and not the 'external'
argument), it is hardly surprising to find that it can exhibit possession relations
with any complement DP, either a direct object or a DP-complement of a select-
ed preposition, as illustrated by (17). It can further exhibit possession relations
with DPs within PP adjuncts, as (18) illustrate, or subjects of small clauses. In
fact, the only systematically excluded possession relation is with an 'external'
argument, as illustrated by (173) and (i8b) (indices in curly brackets notate pos-
sible possession relations).9
8
See Landau (1997) for an account of the distribution of possessor datives in terms of possessor
raising. Note that as raising environments and binding environments are almost identical, and both
share the exclusion of external arguments and the inclusion of c-commanded adjuncts or complement
PPs, Landau's account makes the same predictions with respect to the matter at hand as does a binding
account. Landau further notes that experiencers do not allow possessor datives, a fact which he reduces
to the high projection site of experiencers, a result likewise compatible with a binding approach.
E. Doron (pers. comm.) notes that the restriction against possessor datives with external arguments
disappears in cases of inalienable possession expressed with possessive datives, giving rise to the con-
trast in (i)-(ii):
(i) ha.sen mitnadnedet li.
the.tooth swings to.me
'My tooth is loose.'
(ii) *ha.cec mitnadned li.
the.tree swings to.me
'My tree swings'
Inalienable possession examples are thus systematically avoided here and in all subsequent diagnos-
tic uses of possessive datives. Given the purely diagnostic role of the possessive dative phenomena in
this work, no attempt is made to account for the different behaviour of inalienable possession and other
forms of possessive datives.
9
In (i/a-b) a coincidental possession of'boys' or 'girl' by 'Rani' is possible, resulting in the interpret-
ation 'Rani's son and 'Rani's daughter', respectively. However, this co-reference between the external
argument and the possessive dative cannot satisfy the condition on the occurrence of a possessor dative,
as in such cases the fence or the piano as well must be possessed by Rani, resulting in the possibility of
(i/a-b) meaning 'Rank's sons cut his; fence','Rani/s daughter played his; piano', but not'Rani's sons cut the
fence'or'Rani's daughter played the piano'.
40 Setting Course
sessors. However, this is not the case with subjects of unaccusative intransitives
(with telic interpretation), where the relationship is possible with the subject
post- or pre-verbal (see Borer and Grodzinsky 1986 for discussion of binding in
the latter case):
Verbs that show variable behaviour of this kind are always associated with more than
one meaning; each meaning turns out to be correlated with the predicted syntactic
properties, including membership in the unaccusative or unergative class. The question,
however, is whether the change in meaning displayed by a particular variable-behav-
iour verb is to be attributed to its appearance in a particular construction, as the con-
structional approach would claim, or to the existence of some lexical rule which gives
rise to multiple semantic classifications of verbs, which then license the appearance of
these verbs in more than one construction, as the lexical approach would have to claim.
[...] The constructional approach predicts that... verbs are free to appear in a range of
constructions (and hence meanings) constrained only by the compatibility of the 'core'
meaning of the verb with the semantics of the construction. [...] The lexical approach, in
contrast, does not make this prediction ... [in turn there is a] need for lexical rules which
specify multiple class membership. In addition, the multiple classification of verbs is
manifested in a variety of constructions, suggesting that verbs are classified once and for
all for class membership. (Levin and Rappaport Hovav 19921?: 12,13)
directly in Chapter 8, Section 8.2.3. Most specifically, unlike the English progressive, which is by and large
oblivious to its surroundings (unergative, unaccusative, some statives, passive), reflexive datives cannot
co-occur with passives and unaccusatives.
11
Inboth Dowty (1991) and Krifka (1989,1992,1998), the semantic similarities between objects of telic
transitives and subjects of telic intransitives are captured by appealing to the notion theme, presumably
projected either as a direct object or as a subject of intransitives. The distribution of possessor dative in
Hebrew is clearly a problem for these accounts, and to any account that seeks to de-link the properties of
the direct argument in telic constructions from a fixed (internal) syntactic position.
To the extent that it can be demonstrated that subjects of telic unaccusatives and objects of telic tran-
sitives are in the same position, on the other hand, this is fully compatible with the claim which we will
otherwise advance, according to which the relevant property of the so-called quantized (or quantity)
argument is not its thematic role, but its syntactic position.
12
In subsequent work, Rappaport Hovav and Levin refer to the 'lexical' approach as the projection-
ist approach (1998).
Why Events? 43
13
For these reasons and some others, Levin and Rappaport Hovav (1995) abandon the claim that vari-
able-behaviour verbs represent aspectual distinctions, and argue instead that variable-behaviour verbs
in the intended sense are a class of intransitives derived through (lexical) detransitivization (following
suggestions in Chierchia 1989 and Reinhart 1991). Depending on the presence or absence of an exter-
nal causer interpretation, an unergative or an unaccusative entry results. This latter solution, in turn,
leaves open the question of whether or not Dowty's correlations are correct or not. If indeed they are,
then within the Levin and Rappaport Hovav system, the correlation between telicity and the presence of
an external cause must be otherwise explained. In Section 2.2 as well as in Chapters 3,4, and 6,1 return
to additional detailed justification of the event-structure, aktionsart, approach to argument structure,
assuming, for the time being, the correctness of Dowty's correlations. For a detailed criticism of the
external causer' account see Reinhart (2000), who assumes that all unaccusatives, not just those which
show variable behaviour, are derived from transitives through existential binding of the external argu-
ment, and that all have an 'unergative' correlate which is in actuality a lexical reflexive involving binding
of the internal argument. For an additional brief comment, see n. 23.
44 Setting Course
must be likewise associated with spray, one being telic with respect to a theme,
but atelic with respect to a location, and the other telic with respect to a loca-
tion and atelic with respect to a theme (with an additional entry, note, to mark
the fact that (loa-b) need not be telic at all). Likewise, two entries for eat, one
associated with an atelic process (and selecting an optional PP) and one with an
accomplishment (and selecting an obligatory direct object).
An even trickier complication is presented by the contrast between (223) and
(22b):
(22) a. Kim built the houses (in three months),
b. Kim built houses (*in three months).
As is well known, (223), with a definite object, may have a single event, accom-
plishment reading. (22b), with a bare-plural object, can only be interpreted as
an activity under a single event reading. (Alternatively, it can be interpreted
iteratively, a reading we largely set aside for the remainder of this work) If
(a)telicity distinctions trigger distinct lexicalizations, then it follows that build
would have to have two distinct lexical entries: an atelic process entry which
only allows determinerless NPs as internal direct arguments, and an accom-
plishment reading, which bars determinerless NPs as internal direct arguments.
To quote Dowty (1991) on the undesirability of moves of this nature, specifically
for the unaccusative-unergative distinction as proposed by Levin and Rappa-
port Hovav (19920, b):
Hypothesizing that a large semantically coherent group of verbs have duplicate categor-
ization in unaccusative and unergative syntactic classes (and with corresponding dif-
ferent semantics in the two frames) would be missing the point, I argue . . . I would
argue that the correct analysis is ... semantic ... instead of or in addition to the syntactic
type. (Dowty 1991: 608).
the objections raised by Dowty (1991), and assume that (23!)) is the correct
option. Variable-behaviour verbs in all their manifestations are a single item.
The structure within which they are embedded and the interpretation of that
structure are not derived from properties of the lexicon, but rather are in line
with general properties of functional structure and its mapping onto the inter-
pretational component. Aspectuality, in the sense of Dowty's correlations, is not
a property of verbs, or any argument takers, but rather of specific, universal,
syntactic structures. In turn, the particular interpretation of arguments as, say,
'agentive' or'non-agentive'will become an entailment from the aktionsart of the
entire event. Very schematically, because an event such as a window's breaking
is telic, the argument in the window broke is 'non-agentive', and likewise, because
an event such as a laughing is atelic, the argument in Kim laughed is 'agentive'.
From this perspective, all direct arguments bear a relationship with the event,
rather than the verb, and the verb itself is a modifier of that event, rather than a
determinant of its interpretation.14
The reader may object now that another possibility must be considered,
according to which the syntax of arguments does project from the lexicon,
but, in accordance with Baker 1985 and 1988, and adopting the assumption that
there are no grammatical function changing rules, variable-behaviour verbs
project a specific syntax (say that of unaccusatives), which in turn is syntactic-
ally modified to give rise to the syntax of the alternative frame. We return to this
possibility and to a review of other current approaches to argument structure
projection in Section 2.3, where we argue that the behaviour of intransitives is
incompatible with any version of UTAH. Before we do so, however, we turn to
another important issuea prima facie justification of the use of aktionsart as
the building block for the syntax of arguments.
14
Although clearly some aspects of the event, as a whole, do not figure in the determination of argu-
ment interpretation or placement. Thus, for instance, a negated accomplishment such as Kim didn't build
a house (in two months) still has the syntax of an accomplishment, and an 'agentive' subject of such a
negated accomplishment remains interpreted as an 'agent', although, clearly, nothing has been accom-
plished, and the 'agent' has not exercised its 'agenthood' in any relevant sense (and compare with the
ungrammaticality of *Kim didn't build houses in two months). A clear illustration of this fact is the odd-
ity associated with inanimate 'agents' in cases such as the wind tried to break the window, which does not
disappear under negation, with the wind didn't try to break the window equally odd. Similar generaliza-
tions hold for the English progressive, which negates culmination when associated with telic predicates,
but which does not appear to change the restrictions on argument structure associated with these predi-
cates. And most striking of all, note that for x-time, usually taken to be a test for atelicity when adjoined
to an atelic predicate turns it into a telic, bound predicate (e.g. it is quantized in the sense of Krifka 1989,
1992). This distinction, in essence, is in line with the distinction postulated by Verkuyl (1972) between
inner aspect and outer aspect. In what follows I will assume that both negation and the English progres-
sive are instantiations of outer aspect, as are time duration adverbs such asfor-x-time, all functioning as
operators on existing event structure configurations, rather than as determinants of them. For some add-
itional comments on the progressive as outer aspect, see Chapter 8, Section 8.2.4.
Why Events? 47
2.2 ButWhyAktionsart?
Van Valin's account, as well as Dowty's correlations, range over the domain of
aktionsart, claiming it to be the relevant domain for the characterization of event
structure and argument structure. A particularly strong claim in this respect
has been made by Tenny (1987,1992, and subsequent work), who explicitly pro-
poses to replace the existing inventory of thematic roles, based on characteriz-
ing the mode of interaction of an argument with an event, with aspectual roles,
linked to the way in which particular arguments interact with the determina-
tion of aktionsart. However, the relevance of aktionsart in determining argu-
ment structure in general, and in determining the unaccusative-unergative
distinction in particular, must be independently justified.
The justification, note, must address two issues. First, we must argue that
aktionsart is syntactically represented, and is not just an interpretational effect.
Secondly, we must show that to the extent that aktionsart is syntactically repre-
sented, its syntactic structure is implicated in the interpretation of arguments.
That aktionsart and argument structure are indeed related has been often
pointed out, and there is little doubt that characteristics of the object contribute
to determining event type (cf. Verkuyl 1972 and subsequent work; Dowty 1979,
1991; Tenny 1987,1994; Krifka 1992,1998, among many others). Rosen (1999), in
reviewing previous results on the interaction between the direct object and the
overall event type, cites the following:
15
Judgements from Rosen (1999). Native speakers report that (i4a) is possible with an atelic construal
in certain contexts, e.g. if the mile' is understood as a particular stretch, rather than defining the length
of the running.
48 Setting Course
(25) a. Annerakensitaloa.
Anne built house-FRT
'Anne was building a/the house.'
b. Anne rakensi talon.
Anne built house-ACC
'Anne built a/the house.'
There is no doubt, then, that aktionsart is syntactically represented, and shows
sensitivity to syntactic structure. There is further no doubt that there is massive
interaction between aktionsart, and more specifically telicity, and the existence
and the structure of the direct'internal' argument. We note in this context that
the relevant relation cannot be captured in terms of thematic relations between
the verb and its arguments, as telicity is induced in at least (24d) and (24g) (and
Why Events? 49
16
In turn, to the extent that ECM subjects also participate in an additional event, if there is one, which
50 Setting Course
of this volume I will develop a system which can account for role assignment
to DPs within such an aspectual structure. I will argue that only direct argu-
ments interact with event structure. Although event structure can be syntactic-
ally affected by constituents other than direct arguments, these constituents will
not be DPs. The privileged relationship of direct arguments with event struc-
ture will follow directly from their positioning as specifiers of functional nodes
that are dedicated to the computation of event structure. Indirect arguments, in
turn, are interpreted through the mediation of prepositions, and are aspectually
inert.17 Before I turn to the development of such a system, however, a number of
possible objections must be contended with.18
In objecting to the linkage of argument roles and event structure, and in refer-
ence specifically to Dowty s correlations, Reinhart (1991,1996,2000) challenges
the claim that unaccusative verbs are always telic. Specifically, Reinhart (1996)
points to the meaning contrast between (26)-(27), on the one hand, and (28), on
the other, citing a test from Kamp (1979) and Partee (1984). The test appealed to
involves the interpretation of coordinated verbs. Two telic verbs, when coordi-
nated, give rise to a sequential interpretation. For this reason, the truth condi-
tions of (263) and (i6b) are quite distinct, as are the truth conditions of (273)
and (27b). On the other hand, the coordination of atelic verbs does allow a sim-
is embedded under the relevant telic event, such a relationship could be encoded via raising, control, or
any of the other usual methods. For some discussion of resultative constructions, see Chapter 8, Sec-
tion 8.1.2.
17
We note as an aside that insofar as indirect arguments are not interpreted through the event struc-
ture, it is at least possible, in principle, that some (functional) structure which is not part of the event
computation system is responsible for their interpretation, beyond the specific proposals made in this
work. We leave this matter aside, however, noting that if indeed this is the case, it would suggest the exist-
ence of two distinct syntactic representations, utilizing distinct primitives and category types, and gen-
erating two distinct outputs which then need to be integrated, a possibility which is quite intriguing and
quite possibly on the right track.
18
The brief discussion in the text is by no means an attempt to review all syntactic approaches to the
projection of arguments, or to aspectual distinctions. Van Hout (1992) independently proposes a'syntac-
tic' account rather akin to that presented in Borer (1994) and motivated largely by similar considerations.
Aspects of her work are addressed in subsequent chapters. Travis (1994,1997, 2000), McClure (1995),
Ramchand (1997), Davis and Demirdash (1995,2000), Schmitt (1996), and Ritter and Rosen (1998,2000),
who all assume a syntactic approach to aktionsart, nevertheless adopt mixed systems, where tradition-
al roles (thematic or others) assigned lexically co-exist alongside aspectual roles, at times partially listed
and checked, so to speak, against particular syntactic configurations, and at times assigned by the struc-
ture. Finally, we acknowledge here the seminal work of Hale and Keyser (1993). Although their system is
fundamentally lexical in assuming that the relevant architecture characterizes argument structure inter-
nal to specific entries, they nevertheless postulate principles of argument interpretation which are archi-
tectural, and not head-based, and are independent of any properties of the verb itself. In that it derives
the interpretation of arguments from structure, and not the other way around, their work continues to
be extremely influential within the domain of syntactic approaches to event structure and argument
structure. For work that directly continues the Hale and Keyser tradition, see Erteschik-Shir and Rap-
oport (1995,2001). The reader is referred to Rosen (1999) for an excellent review of syntactic approach-
es to events.
Why Events? 51
Now, Reinhart suggests, consider the unaccusative verbs twist and spin. By
traditional tests, they are indeed unaccusative: they are related to a transitive
entry with a possible inanimate causer, they (could) express a change of state,
they allow resultative constructions, etc. If indeed unaccusative verbs are telic,
we expect the truth conditions for (293) and (igb) to differ. However, this is
not the case. Spin and twist certainly allow a simultaneous reading, and as such
(293) and (2pb) can be interpreted as truth-conditionally equivalent:
(29) a. The yarn twisted and spinned.
b. The yarn spinned and twisted. (Reinhart 1996)
It follows, Reinhart concludes, that unaccusativity and telicity simply do not
go hand in hand, and hence that Dowty's correlations are wrong.
Some aspects of Reinharts argument are independently problematic, as it
turns out. Others, we will show, are orthogonal to the claims made here. Note
first that the coordinated events in (26) and (27) are not just interpreted as
sequential, but as having a causal relation, the first having caused the second.
The truth conditions of (263), (273) and (26b), (27b) do not just differ in terms
of which event took place first, but also in terms of which event caused the other.
Suppose we consider, then, two verbs that do not easily permit such a causal
connection. Specifically, suppose we take the verb redden, classified by Rein-
hart as telic due to the contrast in (27a-b), and coordinate it with a semantically
equivalent verb such as yellow. In an utterance such as (30), neither reddening
nor yellowing caused the other, and the simultaneous reddening and yellowing
of a ripening fruit (at its opposing extremities, say) is certainly plausible. The
contrasts in (26a-b) and (27a-b) are not replicated with (soa-b). Although a
sequential reading is available, so is a simultaneous one, and the truth condi-
tions of (303) and (sob) could be identical:
(30) a. The apple yellowed and reddened,
b. The apple reddened and yellowed.
52 Setting Course
On the other hand, if the tests are valid, then it appears that neither yellow nor
redden are unambiguously telic or atelic, but rather, they are variable-behaviour
verbs in the sense discussed already. This, of course, is true of twist and spin as
well; both have a telic and a non-telic interpretation. What now of verbs such as
drop and burn, which seem to imply an end point rather strongly? Well, it turns
out that if a sufficiently plausible context is conjured, burn and drop, and even
fall and break apart, can be coordinated with a simultaneous interpretation and
atelic process reading resulting:
If we suppose the asteroid in question to have been ejected out of the atmos-
phere at some point subsequent to the event in (32) (some mass having been
lost, naturally), thereby continuing its free fall through space indefinitely, then
the utterances in (32) are well-formed, without a culmination, insofar as the
asteroid neither fell apart completely, nor did it burn up completely. What can
we conclude from this? Simultaneity does appear to correlate with an atelic pro-
cess interpretation (although lack of simultaneity clearly does not necessari-
ly correlate with a telic reading), and telicity does appear to correlate with a
sequential reading. However, the classifications that emerge here for most verbs
Why Events? 53
are rather vague. It seems that too many verbs typically considered telic can
be construed as simultaneous with another telic verb, with a resulting atelic
process interpretation, confirming Mittwoch's (1991) claim that all accomplish-
ment verbs in English can have an atelic process interpretation.
But this state of affairs is hardly a problem for the system proposed here if teli-
city, or lack thereof, is not a property of verbs, but rather a property of syntactic
structures. The source of atelicity in (3oa-b) is not the verbs yellow and redden,
but rather the syntactic structure within which they are embedded. Specifically,
the claim put forth here is that the sole direct argument of (intransitive) clauses
with an activity interpretation will display behaviours associated with exter-
nal arguments, while the sole direct argument of (intransitive) clauses with an
accomplishment/achievement interpretation will display syntactic behaviours
associated with internal arguments. It therefore follows that when a verb such as
(intransitive) redden is coordinated with another verb and a simultaneous read-
ing emerges, the syntactic behaviour will be that of unergatives. On the other
hand, when redden is coordinated with another verb and a sequential reading
emerges, the syntactic behaviour could be that of unaccusatives.19
In turn, we predict that if we force a predicate to be telic, a sequential reading
will emerge, but not so if we force it to be atelic. Using the distribution of datives
in Hebrew, we can see that this prediction is borne out. Specifically, recall that
possessor datives require the possessed to be in the (traditional) VP, and that
reflexive datives require an external argument. Suppose, now, that we coordi-
nate two intransitive variable-behaviour verbs, in our intended sense, in the
context of a possessor dative. The only grammatical reading requires an internal
argument, forcing an unaccusative structure, and hence by assumption telicity
as well. We therefore predict that a simultaneous reading would disappear in
the context of possessor datives. The converse should hold in the presence of a
reflexive dative, where the obligatoriness of an external argument would force
an atelic process reading. Here, simultaneity is expected to be possible. The facts
in (33)-(35) confirm these predictions.
(33) ha.meteor nisrap ve-napal/napalve-nisrap. (Ambiguous)
the.meteor burned and fell/fell and burned
"The meteor burned and fell/fell and burned.'
(34) a. ha.meteor napalle-ran ve-nisrap.
the.meteorfell to-Ranand-burned
19
There is no argument here against endo-skeletal approaches to this issue, and more specifically,
there is no argument here against the approach proposed in Levin and Rappaport Hovav (1992^, b) to
which Reinhart (1996) specifically objects. As the verbs used by Reinhart are all variable-behaviour verbs,
an endo-skeletal account postulating two entries, one telic/unaccusative and the other atelic/unergative,
could handle the facts just as well.
54 Setting Course
20
To the extent that verbs such as nisrap 'burn or napal 'fall' behave as unaccusatives in (34), but as
unergatives in (35), Levin and Rappaport Hovav (1995) would have to argue that in the first occurrence,
an external cause is implied, but not so in the second occurrence. No such interpretational differences
are in evidence, however, casting serious doubt on their classification. For Reinhart (2000), on the other
hand, the 'unergative' variants of nisrap 'burn and napal'fall' would involve a reflexive interpretation, i.e.
the meteor burned itself and caused itself to fall. We note that at least under the most common inter-
pretation of the term reflexive as applied to intransitives (e.g. in Mary washed, or Kim rolled down the
hilt), no reflexive interpretation seems to be implicated here. We believe that both distinctions involve
over-determination, representations too fine-grained, usurping roles that in actuality belong with world
knowledge. The relevant contrast, I will suggest, is that which holds between notions such as originator
(of a non-stative event) and subject-of-quantity on the one hand, and other possibly finer conseptual dis-
tinctions (e.g. those which distinguish eat from drink) but which have no grammatical correlates (and
see Chapter i, Section 1.1, for discussion).
Why Events? 55
2.3 UTAH?
It is worthwhile starting this section by delineating the ways in which the
approach to be proposed here is distinct from, and akin to, some of the domi-
nant approaches to argument structure, taking as our starting point the Univer-
sal Theta-Assignment Hypothesis (UTAH), proposed by Baker (1988).
Quite contrary to much work that is informed by endo-skeletal consider-
ations, the system proposed by Baker bars modifications of lexical entries so as
to give rise to a different argument structure configuration, and thus a particu-
lar lexical entry (an 'item') must always project in the same way, giving rise to
a unique representation. In turn, all appearance of argument structure modifi-
cation is mediated through the existence of syntactic structures (often headed
by syntactically projected morphology), or through incorporation. Clearly, to
the extent that the system presented here derives argument structure variations
associated with the same verbal listeme syntactically, rather than lexically, it is
very much a continuation of Bakers research agenda. We further share with the
UTAH agenda the assumption that particular syntactic positions are inherently
linked with particular argumental interpretations.
On the other hand, however, UTAH is a fundamentally endo-skeletal
approach, and argument structure is very much viewed as a property of lexic-
al items, which in turn determines D-structure or some other fragment of the
representation. Within that system, then, there are lexical entries with a given
configuration of semantic roles, together with fixed, possibly universal link-
ing conventions. Once projected, the 'fixed' structure may be embedded within
an architecture that would add, appear to eliminate, or appear to modify the
assignment site of a role. Crucially, role addition is the result of adding an argu-
ment taker (with no change to the argument structure of the item itself), and
role elimination is only apparent, emerging actually from incorporation, role-
assignment to an affix, existential binding of an argument, etc. UTAH is funda-
mentally committed to viewing the constant relations between the structure
and the interpretation of arguments as mediated through the head selecting
those arguments. Hence, relations between items must stay fixed, which means
that if a verb stem assigns a theme role in a particular position, the verb stem-
theme relation will be realized in that same position throughout the derivation.
The system proposed here, on the other hand, does not require mediation by a
lexical item to fix the interpretation of a particular role (nor does it use notions
such as theme and patient). For this reason, we may keep fixed the relationship
56 Setting Course
21
A full review of the UTAH system is clearly outside the scope of this work. It might be worth point-
ing out, however, that UTAH as formulated in Baker 1988 is inherently vague, in providing no proper def-
inition for the notion 'item'. Most crucially, from analyses presented in the body of the work, it appears
that by'item Baker means stem, i.e. drink in [A drinkable] and in [v drink] are the same item. It could be
argued, however, that'items' are words, in which case [A drinkable] and [v drink] are distinct items, and
one does not expect UTAH to apply to them. The empirical predictions here, note, are vastly different,
and specifically, the preservation of the insight of UTAH, under the latter instantiation, would require
one to argue that drinkable is distinct from drink, but not so, e.g. make-drink, in synthetic languages
which realize this form as a single morpho-phonological word. See Borer (1998^) for a fuller review. See
also Baker (2003) for some follow up discussion.
Why Events? 57
22
Or possibly as an instrument, goal, or experiencer, but this is orthogonal to our discussion.
23
Note that a syntactic, rather than lexical, realization of Reinhart's (2000) system would encoun-
ter serious problems. The external role cannot be eliminated, in principle, but only assigned to an affix.
Assignment to an affix, for unaccusatives, would predict properties akin to those of implicit arguments
in passives, contra to fact. As for reflexivization, the prediction would be that syntactic reflexivization
involving absorption of the internal argument would leave a trace in the object position, but there is no
evidence for the existence of such a trace in unergatives. If, on the other hand, reflexivization involves
absorption of the external argument (cf. Marantz 1984; Kayne 1993, among others), we predict unerga-
tives to pattern with unaccusatives, projecting an internal rather than an external argument, again con-
trary to the facts. For a recent discussion of this and other related issues, see Reinhart and Siloni (2003)
and Siloni (2001).
58 Setting Course
24
The structure in (38), but not (3/a-d), requires the intervention of categorizing adjectival morph-
ology (-able, -en). As we noted earlier (cf. n. 2), in English, and perhaps universally, morphological struc-
ture is needed to turn a stem into an adjective. For this reason, in (38) there must be morphological
structure, within the L-domain, which will 'adjectivize' the L-head, rendering any dominating function-
al structure which is incompatible with the existence of such an adjective ill formed. This is not the case
with (underived) verbs or with (underived) nouns, which may involve stems Verbalized' or 'nominal-
ized', respectively, directly by the functional structure, requiring no additional morphology, at least in
English. See Borer (20030, forthcoming) for some further discussion.
25
This view, note, is compatible with at least some interpretations of the pre-cursor of UTAH, the
Universal Alignment Hypothesis (cf. Perlmutter and Postal 1984), which subscribes to the existence of
structural-interpretational correlations, but which does not link them inherently to information in the
lexical entries of argument takers.
Why Events? 59
roughly with the meaning CAUSE, so as to assign an external role to drop, has
evaporated, as has the need for such abstract verbs to actually exist.
26
The reader is referred to Chapter 8, Section 8.1.1, for some comparison between Kratzer's VoiceP
(active and passive) and the assumptions made in this work concerning the assignment of 'external'
arguments.
60 Setting Course
based on the fact that neither internal nor external arguments are assigned by
the verb, as represented in (41). 'Quantity' here refers to a telic predicate, and
the role labels 'originator' and 'subject-of-quantity' (roughly, subject-of-struc-
tured-change) are computed on the basis of the relevant functional structure
(see Chapters for elaboration):
(41) 3e [quantity(e) & originatorQane, e) & subject-of-quantity(the dog, e)
&feed(e)]
In view of the claim that all 'direct' arguments are assigned by function-
al event structure, it is worthwhile to consider the arguments for severing the
external argument from the verb and assessing the extent to which similar argu-
ments can be made to support severing the internal argument from the verb. As
it turns out, the main argument in favour of disassociating the verb from the
external argument comes from the major simplification that would emerge in
the statement of grammatical rules. A prime example discussed by Kratzer (op.
cit.) is that of the adjectival passive. Kratzer points out that a well-known asym-
metry between verbal passives and adjectival passives involves the fact that the
former retains properties of the external argument (e.g. implicit argument con-
trol as well as the barring of sd/anaphors as by-phrases), but no such proper-
ties are associated with adjectival passives, where the external argument of the
original verb seems truly gone. We noted earlier that the behaviour of adjectival
passives, with their external argument apparently gone, presents a prima facie
problem for proponents of UTAH. To the extent that adjectival passives are pre-
dicted by UTAH to be derived syntactically, rather than lexically, disappearance
of the external argument is extremely problematic. Not so, Kratzer points out, in
a theory that does not assume that verbs have external arguments. Within such
a theory, the disappearance of the external argument follows directly from the
fact that the relevant functional structure which licenses the 'external' argument
of the original verb (Voice? for Kratzer) does not project in adjectival passives,
or, as we will suggest here, from the fact that 'external' arguments, originators,
are entailments from some event structure, rather than roles assigned by such
structure, and are clearly dispensable in the absence of that structure.
But a similar rationale has already been shown to be applicable with respect
to internal arguments. We already noted that in de-verbal nominals such as
drop, for instance, no arguments are projected whatsoever. Within a theory that
severs both external and internal arguments from the verb, nothing needs to
be said about [N drop] beyond the fact that it is embedded under a functional
structure that licenses neither'external' nor'internal' argumentsthat is, nom-
inalizing functional structure. Within a theory that assumes that both external
and internal arguments are assigned by the lexical item, the disappearance of
Why Events? 61
both arguments in nominal drop (as well as in derived result nominals such as
the examinations) must be explained. While a theory that severs the external,
but not the internal, argument from the verb need not explain its disappearance,
it still must contend with the disappearance of the internal argument.27
Note further that any theory that assumes internal, but not external, lexical
assignment, when combined with UTAH or similar restrictions on lexical argu-
ment structure modification, is faced with serious problems in accounting for
the properties of variable-behaviour verbs. The issue here, to recall, is not the
'loss' or the change in the nature of an external argument, but rather involves
an internal argument. While it is cost-free within such an approach to state
the presence of an external argument for the unergative variant, the presence
of an internal argument in the unaccusative variant, but not in the unergative
variant, poses precisely the same problems as it does for full lexical projection
accounts.
Finally, we note that Kratzer's own account of adjectival passives (op. cit.)
avoids running into a mapping problem of this sort only at the cost of descrip-
tive adequacy. Specifically, as is well known, adjectival passives do not just
involve the loss of the 'external' argument of their source verb, they also involve
the 'externalization' of the internal argument of that source verb (cf. Levin and
Rappaport Hovav 1986). Specifically, adjectival passives behave like unergative
verbs, and not like unaccusative verbs. To illustrate, consider the following par-
adigms which show that diagnostics of unaccusativity apply to verbal passives,
but not to adjectival passives:
b. Adjectival passive
*Takix maner nikogda ne prinjato vxorosix klubax.
(F.GEN.PL) (NEUT.SG)
(Russian; Pesetsky 1982)
(44) a. Verbal passive, possessor dative
c
ha.cuga hunxa li al sulxan. (Hebrew)
the.cake placed(V.PASs) to.me on table
'My cake was placed on a table.'
b. Verbal passive, possessor dative
ha.xeder qusat li be-praxim.
the.room decorated(V.PASs) to.me with-flowers
'My room was decorated with flowers.'
(45) a. Verbal passive, reflexive dative
*ha.cuga2 hunxa Ia2 cal sulxan. (Hebrew)
the.cake placed(V.PASs) to.it on table
b. Verbal passive, reflexive dative
*ha.xeder2 qusat Io2 be.praxim.
the.room decorated(V.PASs) to.it with.flowers
(46) a. Adjectival passive, possessor dative
*ha.cuga hayta munaxat li c
al sulxan. (Hebrew)
the.cake was placed(A.PASs) to.me on table
b. Adjectival passive, possessor dative
*ha.xeder haya mequsat li be-praxim.
the.room was decorated(A.PASs) to.me with-flowers
(47) a. Adjectival passive, reflexive dative
ha.cuga2 hayta munaxat Ia2 cal sulxan. (Hebrew)
the.cake was placed(A.PASs) to.it on table
"The cake was lying on the table.'
b. Adjectival passive, reflexive dative
ha.xeder2 haya mequsat Io2 be-praxim.
the.room was decorated(A.PASs) to.it in-flowers
"The room was decorated with flowers.'
28
The assumption that the argument of adjectival passives projects internally (specifically, in [Spec,
P/AP], as do arguments of verbal passives) is supplemented in Kratzer (1994,1996) by the assumption
that adjectives are either raising or control structures, roughly as in (i):
(i) a. Stage-level adjectives
[cop-0 [ApIvpmterna/V]]]
b. Individual-level adjectives
[cop- external [M, [VP internal/PRO V ] ] ]
The structures in (ia-b) predict that while subjects of stage-level adjectives should exhibit unaccusa-
tive diagnostics, subjects of individual-level adjectives should exhibit both unaccusative and unergative
diagnostics. We note in this context that to the extent that the genitive-of-negation in Russian and pos-
sessor datives in Hebrew are unaccusative diagnostics, both structures in (ia-b) make the wrong predic-
tions. Reflexive datives in Hebrew, on the other hand, are altogether incompatible with individual level
predicates, but do occur with stage level adjectives, including adjectival passives (see Section 8.2.3 fr
some additional comments). To the extent that they are possible with stage-level adjectives, the structure
in (ia) fails to predict this.
29
Kratzer gives two more arguments for severing the external argument from the verb. As both
involve an asymmetry between internal and external arguments, both could be construed as arguments
against severing the internal argument from the verb. The first argument concerns the well-known para-
digm discussed in Marantz (1984), which shows that the semi-idiomatized expressions involving the
verb and its direct object exist, while idioms involving the subject are considerably rarer. The second
argument involves the impossibility of realizing the so-called external argument in derived nominals,
derived by Kratzer from the absence of an event argument (and hence a VoiceP) in derived nominals.
For extensive argumentation that so-called external arguments are realized in derived nominals, see
Rozwadowska (2000), as well as Borer (1999^, 20030, forthcoming). As for the observations made by
Marantz (1984) concerning semi-idiomatized expressions, Kratzer opts to state them (with respect to
the verb kill) as follows:
Assuming... that kill has its traditional denotation ... its denotation would be a function/with the following properties:
if its argument is an animate being a, F yields a function that assigns truth to any individual b if b kills a. If its argument
is a time interval a,/yields a function that assigns truth to any individual b if b wastes a. If its argument is a conversa-
tion or discussion a,/delivers ... a function that assigns truth to any individual b if b dampens a. And so on. (Kratzer,
op. cit., 10-11)
By assumption, Kratzer suggests, there could be no such relations between the verb and the 'external'
argument, thereby suggesting an asymmetry between external and internal arguments. However, the
assumption is by no means a correct one. Consider the pairs in (i) and (ii) as an illustration:
64 Setting Course
Structuring Telicity
3.1 Preliminaries
To recapitulate, lexical entries do not contain information about the projection
of arguments, nor are there any specified links between the lexical semantics of
individual lexical items and syntactic positions. Argument interpretation is (at
least up to a point) independent of the meaning of listemes. It follows that there
is no level of representation that is the deterministic realization of information
projected from the lexicon (i.e. D-structure, if such a level indeed exists, is not
GF-6). In turn, the assignment of roles to arguments is accomplished primarily
by the syntax of those arguments, which, we assumed, is based on event struc-
ture. Specifically, argument structure is computed (in LF) on the basis of the
syntactic configuration. L-heads such as verbs and nouns are, in essence, modi-
fiers of structures, with their syntactic properties determined by the hierarch-
ical syntactic and morphological structure dominating them.
A very clear prediction emerges in a system that computes argument roles
and event interpretation exclusively on the basis of their syntax, not based on
properties of listemes. As already pointed out by Levin and Rappaport Hovav
(1992^), such a system'predicts that... verbs are free to appear in a range of con-
structions (and hence meanings) constrained only by the compatibility of the
"core" meaning of the verb with the semantics of the construction.' (op cit). We
have already suggested explicitly that the existence of variable-behaviour verbs,
in the technical sense intended in Chapter 2, is an illustration of precisely such
freedom. A rather striking further illustration, already noted in Chapter i of
Volume I, is the paradigm in (i), from Clark and Clark (1979):
(i) a. The fire stations sirened throughout the raid.
b. The factory sirened midday and everyone stopped for lunch.
c. The police sirened the Porsche to a stop.
d. The police car sirened up to the accident.
e. The police car sirened the daylights out of me.
What is striking about the paradigm in (i) is that while there is a shared mean-
ing between all occurrences of the denominal verb siren (i.e. the emission of a
70 The Projection of Arguments
sirening noise), this shared meaning does not correlate with any commonality
in argument structure projection. The situation is quite the contrary. Each of the
sentences in (la-e) takes on the event interpretation imposed on it by the syn-
tax of the arguments, with the verb siren interpreted as a modifier of that event.
Sentence (la), note, is the only one of these in which the event is restricted to the
emission of a siren noise. Sentence (ib) involves an event of signalling by means
of emitting a siren noise, (ic) involves an event of bringing on a result, or for-
cing, by means of emitting a siren noise, (ic) involves an event of locomotion
(probably hurried) while emitting a siren noise, and finally, (le) is a psychologic-
al predicate, describing an event of scaring by means of emitting a siren noise.
If we wished to trace the projection of the arguments in (i) to lexical informa-
tion, we would have to state that the verb siren has five lexical entries, each with
a somewhat different meaning, and each with a different argument structure
specification, provided by at least four lexical mapping operations, determin-
ing its five distinct syntactic projection environments. If, however, we adopt a
syntactic approach to the projection of arguments, we still need to specify five
different syntactic constructions or templates, each with its own meaning, but
there need only be a single item, siren, meaning, indeed, the emission of a siren
noise, together with whatever world knowledge and connotations are associ-
ated specifically with sirens (e.g. loud noise, used by police cars and ambulanc-
es in particular situations, etc.). However, there will be no argument structure
information provided. The particular event in which siren is embedded will be
determined by the syntax it finds itself in, and not by siren itself.
Two important questions must be addressed now. One concerns the actual
syntax of arguments, which mustbe such that the range of interpretations asso-
ciated with siren, for example, can be derived. The second concerns the obvi-
ous fact that most verbs in English cannot actually be embedded within all the
contexts in (i). How, then, can we prevent any event structure based exclusively
on the syntax of arguments from overgenerating wildly? In the following sec-
tions I turn to the syntax of arguments. Issues of overgeneration, and specific-
ally, the exclusion of some verbs in some insertion frames with some argument
structure combinations will be treated throughout the following five chapters,
at points where such discussion is relevant.1
Recall now that listemes merge directly from the conceptual array, and that
their syntactic as well as their grammatically relevant interpretational proper-
ties are derived from the properties of functional structure. Assuming now a
1
The reader is referred, specifically, to Chapters, Section 8.3, where the exclusion of manner intransi-
tive verbs in telic contexts is discussed and to Chapter 10, Sections 10.2-3, where the exclusion of so-
called achievements in atelic contexts is analysed. See Chapter 11, Section 11.2, for a brief discussion of
issues that are relevant to the number of arguments.
Structuring Telicity 71
conceptual array consisting of, for instance, chase, skunk, and cat, together with
the (aritrary) choice of chase as the L-head of the L-domain, the construction
of structure above the L-domain headed by chase must now proceed in accord-
ance with the following guidelines (the reader is referred to Volume I, Chapter
i, Section 1.2, as well as to the summary in Chapter i, Sections 1.2.2, and 1.2.3,
where the selection of an appropriate head and appropriate label for L-D is con-
sidered and where the premises in (2a-b) are originally introduced).2
(2) a. A listeme inserted from the conceptual array may merge with some
functional head to give rise to a specifier of a functional projection
associated with both interpretational properties and categorial prop-
erties.
b. A listeme may merge within the (original) L-domain if a semantically
appropriate preposition or inherent case marker merges with it, and
the resulting PP merges within the L-domain.
Consider first (23), according to which either one of the non-head listemes
in the conceptual array, or indeed, both, could merge as some specific func-
tional, possibly case-assigning specifier with a well-defined set of properties,
such as [Spec.AgrO] or its structural equivalent. Such a merger, we assume,
would instantaneously categorize the merged element as an L-head of a nom-
inal projection, as determined by the inherent categorial properties of the rele-
vant functional head. Specifically, as only nominal projections may receive case,
if the relevant specifier position is a potential case position, it will categorize
its L-head as a nominal. If only DPs (but not NPs, #Ps, etc.) may receive case,
the relevant nominal projection would further become a DP. It will further be
assigned case, if such case is available in that position. After DP categorization,
relevant entries in the functional lexicon, including both categorical labels and
functional items, should become available for merger in the manner already
described in detail, giving rise to the construction of a full nominal functional
structure in the relevant specifier position.3
A scheme of the possible resulting argumental configurations for the rele-
vant conceptual array is in (3) (verb movement ignored).
2
Listemes may also merge as (non-projecting) bare stems, and subsequently must undergo incorpo-
ration onto a host (cf. Chomsky 1995^). I set this possibility aside here, only noting that incorporation,
together with the resulting lack of referentiality for the incorporated stem, is clearly very easy to accom-
modate within the system presented here. See Volume I, Chapter 2, Section 2.1.4 for some brief com-
ments, as well as Borer (forthcoming) for some discussion.
3
I am abstracting away here from some general questions concerning the construction of a phras-
al projection in a phrasal specifier within a system which adheres to Bare Phrase Structure and to the
Extension Condition of Chomsky (19950). This issue, note, is not specific to the proposals made here; it
applies to any Minimalist execution.
72 The Projection of Arguments
6
That Verkuyl's generalization should be derived from configurational specifier-head agreement
relations is proposed in Benua and Borer (1996); Borer (1995,19980), as well as in Schmitt (1996).In Ch. 6,
Sect. 6.11 return to cases in which specifier-head agreement works the other way around, and the prop-
erties of the head are copied onto the specifier.
74 The Projection of Arguments
Suppose we assume now that on a par with the nominal domain where
quantity is realized as syntactic structure (#P), in the aspectual domain quan-
tity is likewise syntactically realized in the form of a functional head dominat-
ing an open value in need of range assignment. Specifically, suppose we adapt
the essence of Krifka's (1992) analysis to our structures. Krifka assumes that all
verbs are inherently atelic, in the sense that they do not specify a culmination
Structuring Telicity 75
7
Note that it is possible that the head feature exists in English, but that there is no well-formed phono-
logical realization for V.(quantity). That execution is clearly to be favoured if we opt for a system in
which all grammars share an identical reservoir of abstract head features, but in some languages no
phonological well-formed output exists for their realization. For a brief discussion of this point, see
Chapter 11, Section 11.1.
Arguably, some particles as well as directional prepositions in English do actually assign range direct-
ly to [AtPq(e) J, which gives rise to a telic interpretation:
(i) a. Jake ran to the store.
b. The army took over.
c. Robin swam away.
I return to direct range assignment to [AspQ(e}] by adjuncts and particles in Chapter 7, Section 7.3.
76 The Projection of Arguments
8
See Volume I, Chapter 2, Section 2.1.3,as weH as the brief summary in Chapter i, Section 1.2.3 of this
volume for a discussion of range assignment through specifier-head agreement. For a detailed discus-
sion of range assignment through specifier-head agreement in the nominal domain, see especially Vol-
ume I, Chapter 6, Section 6.2, and Chapter 7, Sections 7.2.2 and 7.3.
9
A similar notion of quantity events, specifically in reference to accomplishments, has recently been
suggested by Rothstein (2000^). Rothstein proposes that accomplishments involve the superimposition,
on ACTIVITY events, of an incremental BECOME event, which in turn give rise to a set of (sub-Culmina-
tions. Again along lines quite similar to those proposed here, Rothstein further assumes that the rela-
tionship between ACTIVITY and BECOME is at least in some sense a modificational one:'... the function
of the incremental BECOME event is to"keep track" of the progress of the activity. This requires imposing
a developmental structure, or ordered part structure, on the activity (this includes assigning it a culmi-
nation), and we do this by relating it to the developmental structure of the BECOME event via an incre-
mental relation.'
The accounts do, however, differ in two important ways. First, Rothstein continues to assume that
accomplishments consist of two events, specifically those of ACTIVITY and BECOME, in the relevant sense.
Secondly, she continues to assume that BECOME itself can be decomposed into a development event and
a culmination event, and that'since the culmination event is part of the BECOME event, it must share an
argument with it; thus the argument of the culmination event is the argument of the BECOME event'. In
contrast, I assume that the relationship between activity and quantity is not that of being sub-events of
a larger event, but rather, in some sense, a relation of event modification. When a (non-stative) event is
associated with AspQ, it becomes a structured event, i.e. quantity. There is no motivation here, I believe, for
postulating two events rather than a single one (and see Chapter 8, Section 8.1, as well as Chapter 10, Sec-
tion 10.3, for some more discussion of this point). Secondly, in the account outlined here, the emergence
of a culmination event or an argument of the culmination event in the sense used by Rothstein remains
an epiphenomenon which (may) emerge from the existence of quantity predicates, but which does not,
in and of itself, define what quantity predicates, or telicity, are all about. I suggested, and will proceed to
illustrate in Chapters 5 and 6, that a quantity interpretation is possible without a culmination event (in
the sense used by Rothstein) as well as with a culmination that is not predicated of an argument.
Structuring Telicity 77
due to the different assumptions made by the two accounts. Thus it is unclear, in Rothsteiris account,
what would be the fate of intermediate culminations. It could be, for instance, that to the extent that
ACTIVITY and BECOME are separate events, the former may continue past the latter, thereby giving rise
to an intermediate culmination. On the other hand, if independent conditions force the ACTIVITY event
and the BECOME event to co-terminate although neither causally nor temporally ordered by Rothsteins
account, intermediate culminations become impossible to handle.
11
The grammatically of (iia-c) presents a problem for Grimshaw (1990), who claims that Complex
Event Nominals cannot occur with indefinite determiners or a plural marker. In fact, we believe that
Grimshaw's claim is true, unsurprisingly, for atelic Complex Event Nominals, but not for telic ones, pre-
cisely because telic Complex Event nominals are quantity, while atelic nominals are akin to mass in the
sense discussed here. For a detailed study of event structure in nominals, see Borer (forthcoming).
12
But note the grammaticality of the pushed car, contrary to prediction. Intuitively, however, the
pushed car is most saliently interpreted not as the car which is in the process of being pushed, but the
car which has been pushed some distance already, opening up the possibility that a sub-culmination, of
sorts, has been defined by the implied change of location.
13
Levin and Rappaport Hovav (1986) note that although the goal argument does passivize ill double
object constructions (Kim was given a car), it cannot be modified by an adjectival passive (*the given
woman). However, it is the goal argument which induces telicity, as is clear from the judgements in (i):
(i) a. I gave Mary juice in two minutes.
b. I gave babies the/much milk (*in two minutes).
In turn, the 'goal' argument in (i) has a delimiting function (in the sense of Tenny 1987,1994). I return to
the issue of delimitation, specifically through PPs, in Chapter 7, Section 7.3, where it is proposed that such
delimitation is achieved not through a direct argument of the event, but through adjunct adverbs func-
tioning as range assigners to aspectual structure. To be consistent with that approach, one would have to
claim that the 'goal' argument in (i) is not a direct argument of the event, but rather, must include a hid-
den preposition of sorts. These comments notwithstanding, double object constructions remain largely
outside the scope of this study.
Structuring Telicity 79
14
Here, as well as in the remainder of this chapter, verb movement is only represented if relevant to
the resulting structure, specifically, if the language has a head feature which results in forcing the verb
to move to AspQ or to some other event-related functional head. For completeness sake, I assume that
8o The Projection of Arguments
In (143), AspQ is projected, and hence must be assigned range. The argument
moving and merging with it, if quantity, assigns range to [ASpQ(e)#]> resulting in
the formation of a telic, quantity predicate, the specifier of which (the quantity
DP) is interpreted as s-o-q. However, as case is not available in this position by
assumption, the s-o-q DP must move to receive nominative case, presumably in
[Spec.TP]. This, I assume, is an unaccusative derivation, the syntactic context
that is responsible for the generation of syntactic unaccusativity effects. The
interpretation, in turn, is that of quantity, or in other words, telic.
The derivation in (i4b), on the other hand, is ruled out by a familiar rea-
son, being clearly in violation of Burzio's generalization. Although Burzio's gen-
eralization was originally stated in terms of 0-role assignment, and therefore
not transferable directly to the system proposed here, more recent attempts to
reduce it to structural conditions are directly applicable to the structure in (i4b).
English verbs do undergo overt short verb movement (cf. Pesetsky 1989; Johnson 1991), and specifically,
that they move higher than AspQ. Movement of the object to AspQ is overt as well. See Runner (1995) for
extensive discussion. The presumed landing site of the verb in English is neither considered nor repre-
sented in any of the diagrams here. For structure above TP, see directly below.
Structuring Telicity 81
15
Although in English nominative-case assignment is only available, presumably, in [Spec,TP], this
may not be the case universally. Assuming nominative case realized in positions lower than [Spec, TP] to
be licensed in some functional specifier through the I-Subject system proposed in Borer (1986), or alter-
natively, through the Agree operation of Chomsky (2000), we expect it to be possible, in principle, for
the s-o-q in (i4a) to receive nominative case in [Spec, AspQ] without moving to [Spec,TP]. In Chapter 10,
Section 10.1, such cases will be considered briefly.
82 The Projection of Arguments
From the perspective of the overall agenda proposed in this work, the second
option, which postulates some functional structure for states (thereby poten-
tially preempting VP categorization) but assigns no special stative or eventive
structure to EP itself is conceptually the most attractive. However, it is also clear
that the substantiation of such a proposal must rely on a full articulation of the
structure of stative predicates, a task beyond the scope of this work. Assum-
ing such a task to be in principle possible, but setting it aside here, I will for the
remainder of this work assume that EP, as such, is interpreted as a non-quan-
tity process, activity, unless otherwise specified. Some consequences and pre-
dictions, specifically of the claim that activities are not grammatical objects, as
such, but quantity and state are, are pursued in Chapter 8.16
We must now ask what, if anything, assigns range to (e)E. Suppose we assume,
for the time beingthough subject to extensive discussion and revision in Part
III (Chapters 9,10)that any element in [Spec.EP] may somehow assign range
to (e)E.17 Suppose we further assume that any event participant in [Spec.EP]
which is not otherwise assigned interpretation is interpreted as the originator
of the process denoted by EP (henceforth originator, following terminology
introduced by van Voorst 1988), where by'otherwise' we mean either as sub-
ject-of-quantity, or through the mediation of a preposition (and see below, Sec-
tion 3.3, for discussion). In fact, borrowing an insight of Davis and Demirdash
(1995), we may assume that such an argument is interpreted as the originator of
the process by entailment, rather than by direct assignment. As such, the projec-
tion of EP does not imply the existence of an originator, regardless of whether
EP is telic or atelic.18 The structures in (14), then (apart from (nb), which is
independently ungrammatical), must be augmented as follows:19'20
16
The reader is referred to Arad (1998,1999) for an interesting discussion of (stative) psychological
predicates within a (neo-) constructionist model, where it is suggested, largely on the basis of polysemy,
that it is structure rather than lexical specification of verbs which creates stative psychological predi-
cates.
17
In fact, we will argue that assigning range to (e)E amounts to binding it existentially and that an
element in [Spec,EP] may so do if it has, itself, existential force. See Chapter 9 (especially Section 9.2) for
a detailed discussion.
18
Note that Dowty's correlations, as stated in Chapter 2, require agentive intransitives to be atelic, but
do not suggest that all intransitive atelics have agentive subjects. In Chapter 9 we return to the licens-
ing of EPs without an originator and to the interpretation DPs which are neither in [Spec,EP] nor in
[Spec, AspQ]. The atelicity of agentive intransitives is discussed in Chapter 8, Section 8.3.
19
Travis (1994,1997,2000) likewise argues for the existence of an EP node, responsible for the licens-
ing of the event argument in the Davidsonian sense. We return to her notion of EP, as well as to an exten-
sive discussion of the nature of EP and range assignment to (e)E, in Chapter 9.
20
The representations in (15), as well as representations in the remainder of this chapter, do not con-
form to the Chain Condition in that structural nominative case is not associated with the highest mem-
ber of the chain. In turn, if there are indeed grammatical objects such as Chains, the chain consisting of
the flower and its copy meets a looser condition, requiring a unique case.
84 The Projection of Arguments
21
It is worth emphasizing at this point that EP, by assumption, even when interpreted as a non-quan-
tity and non-state (i.e. as activity as in (isb) and (i6b)), does not in and of itself correspond to activity
or atelicity but rather, is a node responsible for mapping between event predicates and the event argu-
ment. If those predicates include a statement about quantity or state, the event argument will be predi-
cated of them. Otherwise, a homogeneous, non-stative interpretation will emerge (i.e. activity), rather
Structuring Telicity 85
on a par with the emergence of a (bare) mass or plural reading within the DP domain in the absence of
any quantity structure. In Chapters 4 and 6 I will argue explicitly that (non-stative) atelicity as such, is
not structurally represented, and hence never gives rise to agreement effects of the type required with-
in the quantity domain.
22
The terms 'internal' and 'external', originally introduced in Williams 1981 to describe the linking
of particular arguments in lexical entries with syntactic positions, are used here purely descriptively, to
refer to arguments which are assigned their role lower in the structure (in [Spec, AspQ] or [Spec,FP], see
below) or higher in the structure (e.g. in [Spec, EP]), respectively. No lexical or semantic linking regulari-
ties are implied by the terms, as such.
86 The Projection of Arguments
either functional head, this system actually dispenses with a particular aspect
of the Minimalist Program's checking mechanism, which is designed to ensure
that the argument with the 'right' thematic role moves to the 'right' specifier.
In Chomsky (1992 and subsequent literature), the need to ensure that inter-
nal arguments move to [Spec.AgrO] and external arguments to [Spec.AgrS]
(or equivalent case-assigning nodes) presents considerable complications. As
in our system arguments do not have a role until they merge in the specifier that
assigns role to them, no such complications arise, and domain extensions of the
type represented by the Equidistance Principle are rendered unnecessary. In
turn, of course, we make the prediction that the grammar would generate freely
expressions such as the book read Anna, alongside expressions such as Anna
read the book. The grammar, however, would generate the book read Anna only
with the interpretation whereby the book is the reader and Anna is being read,
which is indeed the only interpretation that the sentence has, the very reason
for its oddity. That oddity, however, clearly should be attributed to conflicts with
world knowledge and not to grammatical principles, and just like other world-
knowledge-triggered oddities, it can be overridden by (a sufficiently creative)
context.
One point is worth noting with respect to quantity interpretations, as in (153),
(i6a), and (17). Contra much literature (McCawley 1968; Dowty 1979; Parsons
1990; Pustejovsky 1995; Higginbotham looofo, among others, and see also Hale
and Keyser 1993), I do not assume that the reading event in (17), for example, is
semantically decomposed into a process (or an activity) sub-event and a result/
state sub-event (alternatively, a culmination or a telos). Rather, the presence of
AspQ and a quantity predicate is indicative of the existence of a non-stative event
with some internal quantifiable divisions. Should such event divisions have an
argument, this argument will be interpreted as the subject of'structured' (and
hence possibly, but not necessarily, incremental) change (i.e. subject-of-quanti-
ty). Should one of the event divisions culminate, the subject-of-quantity would
be interpreted in conjunction with such a culmination. However, such a cul-
mination need not give rise to whatever resulting state holds at the end of the
event, nor does it have to coincide with the end of the event, time-wise, or play
any role in either the syntactic representation or in the Neo-Davidsonian rep-
resentation. In this respect, whatever resulting state follows the end point of the
event, from the perspective of the time axis, is truly a resultant state in the sense
in Parsons (1990), which does not distinguish between whatever state prevails
after telic or atelic events. I return to this issue in greater detail in Chapter 5, Sec-
tions 5.2-3, as well as in Chapter 8, Section 8.1.
Structuring Telicity 87
Consider now cases in which more than one listeme is stranded within the
L-domain. As the architecture of L-Ds is not governed by argument structure
considerations, principles of argument ordering (the thematic hierarchy, link-
ing rules, mapping rules, etc.) are not available here, and hence, to the extent
that more than one listeme is licensed internal to the VP, the grammar, as such,
does not give us any means of ordering them with respect to one another. How-
ever, the order of PPs within the VP is notoriously free, even when they are non-
adjuncts, in ways which are never attested for direct arguments, as illustrated
by(i8):24
(18) a. I talked with Kim about Pat.
b. I talked about Pat with Kim.
If indeed PPs are the means by which unstructured listemes are licensed
within the L-domain, such freedom in word order is exactly what we expect.
On the other hand, as is well known, although both (i8a) and (i8b) are pos-
sible, the resulting structure is not flat. Rather, as argued extensively by Pesetsky
(i995) precedence relations are translated here directly to architectural ones,
pretty much along the lines predicted by the Linear Correspondence Axiom of
Kayne (1994), with a correlation between left to right ordering and c-command
relations. These effects are illustrated here in English as well as in Hebrew:
(19) a. Sue spoke to these people; about each other's friends in Bill's house.
b. John spoke to Mary about these people; in each other's houses on
Tuesday.
c. Sue gave books to these people; on each other's birthdays.
(Pesetsky 1995:172, ex. (451))
(20) a. Sue spoke with every boy about his mother this morning,
b. ?Sue spoke about every boy with his mother this morning.
ther remain silent on the question of clausal complements, even when they complement eventive verbs
(such as say, scream, whisper, decide). A prima facie desirable result, from our perspective, would place
such complements (or a silent copy thereof) ill [Spec,AspQ], when telicity is induced (plausibly with e.g.
decide), but leave them in the VP without need for case licensing, if no telicity is induced. In either case,
one would have to elaborate on the linearity conditions that would order such clauses following PPs, and
not preceding them. Prosodic considerations, typically invoked for such a purpose quite independently,
would be likewise available within the approach put forth here.
24
As is well known, to-marked'goals' are not as free as other PPs:
(i) I spoke to Kim about Pat.
??I spoke about Pat to Kim. (Neutral intonation)
For this and other reasons, it is tempting to assume that the role of goal is likewise assigned in a func-
tional specifier, and is thus a role associated with event structure, accounting, among other things, for
dative alternations, an intuition that is further supported by the delimiting role of goals. We return briefly
to the properties of delimiters in Chapter 7, Section 7.3. See also n. 13 for some more brief comments.
Structuring Telicity 89
c. *Sue spoke with his mother about every boy this morning.
d. *Sue spoke about his mother with every boy this morning.
(21) a. soxaxti cim kol yeled cal 'ima selo ha.boqer.
talked.isc with every boy about mother his this.morning
b. soxaxti cal kol yeled cim 'ima selo ha.boqer.
talked.iSG about every boy with mother his this.morning
c. *soxaxti cal 'ima selocim kol yeled ha.boqer.
talked.iSG about mother his with every boy this.morning
d. *soxaxti cim 'ima selo cal kol yeled ha.boqer.
talked.iSG with mother his about every boy this.morning
In turn, the architecturally constrained, but argumentally free, configuration
illustrated by (i9)-(2i) is precisely what we expect if phrasal architecture within
the L-domain is constructed by means of principles that are architectural in
nature, and which are blind to argument structure. Consider an L-domain with
two or more unmoved listemes, with the conceptual array in (223) (verb and
possible direct arguments omitted). Note first that the merger of two listemes,
as in (lib), is in itself ungrammatical, as there is no way to assign either a head
or a category to the emerging structure. Nor can it be rescued by the attachment
of a preposition, as there would still be no way to determine the head for the
complement, even if categorized as a DP by the merged P (cf. for (ubii)). Sup-
pose, however, that one of the listemes merges with P, to give rise to (220). The
second listeme can now merge with the structure in ((220) as either a specifier
(cf. (lid), or a head (lie)). While (nd) is straightforwardly well formed, (lie)
is not, as there is no way to assign a category either to the listeme head, or to the
category it projects. Structure (i4d) is thus the only possibility here. The appli-
cation of merge with any additional listemes follows similar logic. The resulting
structure is precisely a cascade (in the sense of Pesetsky 1995), as illustrated by
(23) (and the reader is referred to Pesetsky, op. cit. for detailed argumentation
for the structure in (23)):25
25
In fact, the structure in (lie) could be assigned category, e.g. DP, if it merged with a P, which would
categorize it as a DP (or alternatively, with some categorizing morphology), with the structure in (i) or
some equivalent thereof emerging:
Structure (i) is, of course, a licit structure with a licit interpretation. The question, however, is whether
it could emerge as a result of two unordered listemes in the L-domain that is to become the VP, given
90 The Projection of Arguments
the conceptual array in (na). Note, specifically, that in (i), the PP in (Bill's) house is within the L-domain
of the N-head people (and would be within the L-domain of some L-head under any categorization of
the structure in (i)) and hence in a distinct phase from the conceptual array within the L-domain of the
verb. There are, then, overriding theoretical reasons to seek the exclusion of the derivation in (i) as a pos-
Structuring Telicity 91
sible output from the conceptual array in (na). In turn, the question here is a general one, and is like-
ly to emerge within any execution of the Bare-Phrase Structure system, if combined with assumptions
about initial arrays and phased application. Thus within standard executions of the MP, it is likewise not
clear what could block the derivation in (i) for a numeration containing e.g. about (the),people, in, (Bill's),
house, alongside a derivation that would give rise to the intended reading, in which both about people and
in (Bill's) house are modifiers of the verb, and not of a nominal head.
26
I return in Chapter 4 to the atelic reading of transitive sentences such as (i4a) and (i5a).
92 The Projection of Arguments
argument is not in [Spec, AspQ], and as a result, [ASpQ(e}#]> if projected at all, can-
not be assigned range, making an AspQ node ill-formed and a telic interpret-
ation unavailable.27
A similar account is available for the well-known spray-load alternation,
illustrated in (25):
(25) a. Kim stuffed the pillow with the feathers (in two hours).
b. Kim stuffed the feathers into the pillow (in two hours).
c. Pat loaded the wagon with the hay (in two hours).
d. Pat loaded the hay on the wagon (in two hours).
In accordance with the assumptions made so far, consider the conceptual
arrays in (26) (V-head, arbitrarily selected, in parentheses):
(26) (spray), paint, wall, Kim
(load), wagon, hay, Kim
(stuff), feather(s), pillow, Kim
Only two structural case positions are (universally) available and hence only
two of the arguments in (26) could be structurally licensed, thereby becoming
direct arguments. Suppose the structure associated with the two direct argu-
ments is that of regular telic transitives, in essence, as in (17), with both assigned
interpretation in the context of event structure, one as a subject-of-quantity,
the other as originator. The remaining third argument, with no possibility of
being structurally licensed, can only be interpreted through the attachment of
an appropriate preposition. Notice now that in principle.both location and sub-
ject matter (or theme), the two roles typically associated with spraying, loading,
and stuffing, could serve as subjects-of-quantity. In fact, in the system presented
here, roles such as location and subject matter (or theme) do not have any for-
mal status within the event structure and if anything, could only be properties
of complements of some particular prepositions. It follows, then, in the contexts
27
This may be an appropriate place to point out that affectedness, as a syntactically active phenom-
enon, does not fully correlate with telicity. We note, first, that any attempt to define 'affectediiess' in a com-
mon-sense fashion would have a hard time distinguishing between the sense in which a cake is impacted
by being'eaten at', or a drum by being 'beaten at', and the sense in which a book is impacted by being read,
a ball by being kicked, or the neighbour by being beaten. Yet, read a book, kick a ball, or Hebrew hika et
ha.saxen'beat the neighbour' maybe telic but eat at a cake, and Hebrew hika ba-tofbeat at the drum may
not be. At least one established test for affectedness, middle formation, typically taken to be possible only
for affected objects, (cf. Roberts 1987) excludes creation verbs which are telic, but allows activity transi-
tives, which are atelic, showing that telicity is neither necessary nor sufficient to define affectedness:
(i) a. Tictures of loved ones paint easily.
b. *Houses in the countryside build easily.
c. This car drives easily.
For additional criticism of the notion'affectedness'in conjunction with telicity, see Jackendoff (1996).
Structuring Telicity 93
of the conceptual arrays in (26), that (at least) two outputs are possible. There is
one in which an understood location is the subject-of-quantity, and any struc-
tured change is measured with respect to that location. The understood subject
matter is licensed through the attachment of an appropriate preposition and PP
attachment to the L-head. This gives rise to (253), typically assumed to imply,
most saliently, the filling of the entire pillow in two hours, but not necessarily
the exhaustion of the feathers (cf. structure (273)). In the second derivation, on
the other hand, it is the understood subject matter that is the subject-of-quan-
tity, and structured change is measured with respect to the subject matter feath-
ers, leaving the location indifferent to the event structure, to be realized through
the attachment of an appropriate preposition and PP attachment to the L-head
(cf. structure (27b)). In this case, we derive the (most salient) reading in which
the feathers have been exhausted in two hours, but the pillow not necessarily
full. In both cases, a quantity reading, to the extent that it involves a measur-
able change, gives rise to such a measurable change reading with respect to that
quantity DP which induces the quantity property, but not with respect to the
argument which has remained in the L-domain licensed through merger with
P. While it remains true, then, that quantity direct objects (tend to) induce a
telic interpretation, but not (typically) indirect objects, we note that within the
approach postulated here, we need not assume that these effects are restricted to
themes (contra Dowty 1991 and Krifka 1989,1992), nor do we need to resort to
a double listing for the verb, with either location or subject matter (or, location
or theme) as the direct argument. In the presence of the array (26), the existence
of the structures in (2ja-b) with the representations in (28) follows directly
(or-tor= originator of process).
94 The Projection of Arguments
(28) a. 3e [quantity (e) & originator (Kim, e) & subject-of-quantity (the pil-
low, e) & WITH (the feathers, e) & stuff (e)].
b. 3e [quantity (e) & originator (Kim, e) & subject-of-quantity
(the feathers, e) & INTO (the pillow, e) & stuff (e)].
Of course, given a conceptual array including Kim, feathers, and pillow, and
assuming the free merger of prepositions, the system outlined here also predicts
the possibility of all the sentences in (30) (setting aside the trivially grammatical
readings of (ipc-d) with a dyadic argument structure and an adjunctive read-
ing for the PP, for instance, I stuffed the pillow while I was on thefeathers):2S
28
In addition, we predict, with an atelic reading, the following, in which both 'internal arguments' are
licensed through a PP, and none as a direct argument:
(i) a. I sprayed with the paint on the wall.
b. *I loaded at/with the hay on the wagon.
c. *I stuffed with the feathers into the pillow.
We note that while (ia) is grammatical, (ib-c) are not. Intuitively, it appears, the ungrammaticality
of (ib-c) derives from a requirement that the structures associated with load and stuff be transitive,
although the specific role of the direct argument seems rather immaterial. For some brief comments on
the possibly idiomatic nature of obligatory transitivity, see Chapter 11, Section 11.2.
Another unresolved issue here concerns the well-known absence of spray-load effects with cases such
as those in (ii)-(iii). Within the approach proposed here, the impossibility of (iib) and (iiib) must be
attributed to the conceptual infelicity of introducing divisions within a filling event by anything other
than a container, and by the conceptual infelicity of introducing divisions within a pouring event by any-
thing other than a liquid. Granting that any true explanation must delve deeper into the nature of con-
cepts than is attempted here, we leave this matter aside:
Structuring Telicity 95
In terms of the proposal made in this work, it means that to the extent that in (ib) Kim is perceived as
an originator, such an interpretation must be assigned within the direct domain of the event (e.g. to a null
pronominal) and iy-phrases must be interpreted as doubling phrases, along the lines suggested in Jaeg-
gli (19860) and Baker, Johnson, and Roberts (1989). I return to a more detailed discussion of the licensing
of originator interpretation in Chapter 9.
4
1
Dowty (1979) proposes that the accomplishment-achievement distinction further involves the
presence of an agent in the former, but not in the latter (see also Van Valin 1991). We note, however,
98 The Projection of Arguments
proposes that instantaneous events may or may not be telic (e.g. jump, cough, etc.
are instantaneous, but not telic). What is the status of the distinction between
achievements and accomplishments within the quantity approach to telicity?
Are achievements a unified class? Can the telic structures proposed thus far
differentiate between achievements and accomplishments? Alternatively, is the
distinction even grammatically valid? Its grammatical validity has been ques-
tionedby Parsons (1990) andVerkuyl (1989), for instance.
In the remainder of this chapter, I focus on the question in (la). After dis-
cussing in greater detail the interpretation of quantity structures in Chapter 5,
I return, in Chapters 6 and 7, to question (ib), discussing direct range assign-
ment to [AspQ(e)#] and quantity interpretation without a quantity direct object.
In Chapter 8, some issues of graininess in the emerging system are considered,
together with the status of residual issues, such as resultatives and manner-of-
motion intransitive verbs. In Part VI, I return to range assignment to (e)E, dis-
cussing in that context the rationale for such range assignment, as well as its
properties in a broad array of constructions, including those with post-verbal
subjects in unergative (Chapter 9) and unaccusative (Chapter 10) structures.
The system emerging here and some of its ramifications pursued, especially,
in Chapters 7 and 10, will lead us to the conclusion that while there is indeed
something special about so-called achievements which distinguishes them
from so-called accomplishments, that distinction does not consist of classi-
fying achievements as a distinct event type. Rather, both achievements and
accomplishments have quantity structures, as realized through the projection
and the assignment of range to LspX6}*]- Achievements, I will suggest, are not
in and of themselves a uniform class, but, rather, idioms, in which [AspQ{e}#]
must merge (and AspQ project), and where at least sometimes, [AspQ{e}#] must
be assigned a specific range by a specific direct range assigner. Telicity, perforce,
emerges.
Finally, Chapter 11 concludes this book with some additional discussion
of the syntax as proposed within an XS-model and its interaction with both
linguistic variation and other cognitive modules.
that, at first sight at least, some classical achievements have an agentive interpretation (e.g. (ia-b)),
while intransitive telic events as (iia-b) are not instantaneous (and hence not achievements), but do not
have an agent, either (for some recent criticism of the claim that accomplishments require a causer, see
Kennedy and Levin 2000; for more discussion of the accomplishment-achievement divide, see Chap-
ter 10, Sections 10.2-3):
(i) a. Pat reached the summit,
b. Kim won the race.
(ii) a. The apple reddened (in two weeks).
b. The wall fell apart (in two hours).
(A)structuring Atelicity 99
2
Kiparsky (1998,2001) notes a number of cases in which accusative case occurs in atelic contexts, spe-
cifically with stative verbs such as omistaa 'own and ndhdd 'see, illustrated by (i):
(i) Omist-i-n karhu-nb.
own.PST.iSG bear.ACC
To the extent that the accusative-partitive alternation in Finnish is indicative of event structure, then,
this may indicate that statives are not a unified structural class, that more than one structure is projected
in statives, and that in at least one of these structures, the case assigned to direct arguments is homoph-
onous with the case assigned in eventive telic constructions (in this context, Kiparsky notes that Esto-
nian, which otherwise has a case-assignment system identical to that of Finnish, nevertheless assigns
partitive in cases such as those in (i)). As statives are largely outside the scope of this work, we will not
attempt to pursue this distinction any further, noting only that in English as well, statives such as own
and see do not behave like e.g. psychological statives, in barring a generic reading for a bare plural in their
object position, possible (indeed forced) in the case of psychological statives:
(ii) a. I like cats (true of all typical cats that I like them).
b. Tenured professors own homes (not true of all typical homes that tenured professors own
them).
Ultimately, it might be that the correct theory of event structure will involve a property that some telic
predicates and some statives have in common, and which is marked by means of accusative case. We set
this aside, however, for the remainder of this work.
Within the eventive domain, accusative case always entails a telic predicate. The converse, we note, is
not the case, in that at least in some cases,'inner telicity' survives in the presence of partitive case. These
cases, as claimed by Kiparsky (2001), involve negation, illustrated in (iii), and generics, illustrated in (iv):
(iii) E-n saa karhu-a/#karhu-n.
not.iSG get bear.FRT/#bear.ACC
(iv) Puutarhuri istutt-i paljontata ruusu-a.
gardener plant.PST.3SG much this.FRT rose.PKT
'The gardener planted this (kind of) rose a lot.'
I will assume that (iii) and (iv) are cases of outer aspect, in the sense of Verkuyl (1972) and that at least
on some level the assignment of partitive case is computed on the basis of full sentential aspect, rather
than that associated with the V-headed functional complex alone.
An interesting case is presented by the partitive case associated with intransitive presentational bare
NP subjects, as illustrated in (v):
(v) a. Lapsi.a on nyt synty-nyt.
child.PL-PRT nowbe.3SG born-pp
'Children have been born.'
ioo The Projection of Arguments
for subjects in post-verbal positions, a property which (53) and (sb) have in
common (and note that if partitive case blocks telicity, the assumption that chil-
dren is partitive in the telic (53) would be at least prima facie problematic; see n.
2 for a brief comment, as well as Chapters 9 and 10 for discussion of telicity in
presentational there insertion cases). Can her account be extended, however, to
the telicity/case correlations displayed in (s)-(4)?
At least at first glance, such an extension might appear attractive. We argued
that a quantity direct object in [Spec, AspQ] is essential to induce telicity. In turn,
direct objects in [Spec, AspQ] receive accusative case. Why not argue, then, that
the cases in (3) are precisely cases where the direct object does not move to
[Spec,AspQ]? If that were so, neither accusative case nor telicity could emerge,
and the argument could only be licensed by attaching directly to the L-D in
the company of an appropriate preposition, or, in a clear extension, an appro-
priate (abstract) inherent case marker. And in fact, de Hoop (1992) and van
Hout (1992,1996, 2001) have proposed analyses that are compatible with this
general direction (and see also Ramchand 1997). De Hoop, working within a
traditional approach to argument projection, argues that partitive case is asso-
ciated with weak NPs while accusative case is associated with strong NPs. In
turn, it is precisely the class of strong NPs that trigger telicity, she claims, in the
sense of satisfying VerkuyFs generalization. Weak NPs, on the other hand, fail
to trigger telicity and are assigned partitive case.4 Van Hout (1992,1996), work-
ing within a framework very akin to our own but endorsing the weak-parti-
tive and strong-accusative correlations, explicitly proposes that the licensing
of telicity is linked with'strong object case'in the sense of de Hoop (1992), and
that such assignment involves movement to [Spec,AgrO], the structural equiv-
alent of our [Spec, AspQ] position, and furthermore, a node in which a telicity
feature is checked. Ramchand (1997), in a variation of this approach, proposes
that strong case is available in [Spec,VP], while weak case (genitive, in Scottish
Gaelic) involves verbal complements.5 Finally, although van Hout (1996,2001)
4
Although de Hoop does not assume that partitive case is inherent, but rather, a structural weak case,
assigned to weak NPs, sensitive to lion-thematic considerations.
5
Some care needs to be taken to distinguish between what we call here partitive case, based, largely on
descriptions in Kiparsky (1998,2001), and the fact that some perceived complements may be attached,
internal to the VP,by means of prepositional licensing of some sort. The relevant distinction, in a language
such as English, would emerge when attempting to compare the atelic reading of real transitives, as in (i),
with the atelic reading of so-called conative sentences,as in (iib) or the genitive complement in (iic):
(i) a. Kim pushed the cart.
b. We read the bible in church last Sunday.
c. I read books.
(ii) a. I ate the cake.
b. I ate at the cake.
c. I ate of the cake.
(A)structuring Atelicity 103
is not explicit about her proposed mechanism of weak case assignment, within
the model she suggests, it is not possible for weak case to be structural, as there
are no structural case-assigning specifiers available other than [Spec.AgrO],
an accusative-case assigner.6 For van Hout, then, there remain two logical pos-
sibilities. Weak, or partitive, case may be assigned inherently, as proposed, in
essence, by Belletti. Alternatively, van Hours discussion (as well as de Hoop's) is
compatible with the possibility that weak NPs, functioning as event modifiers,
are predicates of sorts, which do not need licensing by case assignment at all
(and see van Geenhoven 1998 for an explicit proposal along these lines). Either
way, weak NPs and partitive case are assumed to be available in situ, a claim
further supported in de Hoop by the fact that object shift applies, in Dutch and
German, to strong NPs, but not to weak NPs. The de Hoop-van Hout approach,
then, can be summarized as in (6):
(6) a. Strong DP <=> movement to [Spec.AgrO]
b. Weak DP <=> in-situ case (no movement); alternatively, semantic
incorporation
c. Telicity > strong DP 7
The existence of linguistic devices that give rise to (iib-c) is beyond dispute, as is the fact that telicity
cannot emerge in such contexts. We note, however, that in these cases there is little reason to believe that
a weak interpretation is imposed on the relevant atI of object. It may very well turn out that the genitive
marking, discussed in Ramchand (1997), and associated with atelic reading, is an instantiation of the
conative alternation or of the partitive complement in (iic). The question under consideration here, how-
ever, is the status of the direct objects in (ia-c), and whether or not there is evidence to distinguish their
syntactic positioning as well as their interpretation as weak or strong from that of their counterparts in
telic structures. Both claims are made by van Hout (op. cit). The latter claim is made by de Hoop (op. cit.).
For some more relevant contrasts, see Chapter 5, Section 5.2.
6
Although, presumably, the notion of structural case could be modified so as to allow it both in func-
tional specifiers and in government configuration. Such a move, unfortunately, would do away with both
a unified description for structural vs. inherent case and with a unified account for ECM constructions,
see below for some discussion.
7
Van Hout's (1996,2001) system retains a degree of lexical specification greater than that proposed in
this work. Specifically, she assumes that verbs may be associated with event types (i.e. kill, murder, open,
etc. are inherently telic). Furthermore, within van Hout's system, AgrOP checks, rather than'creates', teli-
city. The telicity feature in AgrO is always checked by the verb, although the telicity marking on the verb
need not be inherent to the lexical listing of that verb. Rather, the verb may'inherit' telicity from a telic
predicate (i.e. a predicate rendered telic through the intervention of particles, delimiting PPs, or resulta-
tives), or through the presence in the structure of an incremental Theme argument. The projection of
AgrOP, in turn, triggers the merger of a DP in its specifier, thereby giving rise to Verkuyl's generaliza-
tion. This approach commits van Hout to the claim that accusative case is necessary,but not sufficient, to
trigger telicity. Within her system, for instance, a stative verb, e.g. a psych verb, would still project in the
context of an AgrO node and be associated with accusative case, but telicity will not be induced because
the verb is associated with a stative inherent feature. In the model presented here, on the other hand, the
structure of psych predicates and statives,by definition, will not involve the projection of AspQ, and hence
whatever case is available to objects of psych predicates, and whatever its morphological realization, it
would represent a distinct structure from that associated with accusative case in telic transitives. We note
that in Finnish, stative transitive predicates verbs are typically associated with partitive case (but see n. 2
for some comments on accusative case in stative contexts).
104 The Projection of Arguments
and receiving accusative case. Nevertheless, one could suggest the weakening of
(6) to (8):
(8) a. Strong DP <movement to [Spec,AgrO].
b. Weak DP > in-situ case.
c. Telicity> filled [Spec,AgrO].
In essence, (8) involves an optional movement for strong DPs to [Spec, AgrO].
If such movement takes place, it results in accusative case and in telicity. If, on
the other hand, the strong DP stays in the VP, it is assigned weak, possibly inher-
ent case, and no telicity emerges. As it turns out, however, such a weakening
to (8) does not do much to solve our problems. First, as Maling and Vainikka
(1993) and Vainikka (1993) show, partitive case cannot possibly be an inherent
case, as it is found in ECM contexts such as those in (9):
(9) Anne pitaa [Helsinkilaisia kummallisina].
Anne considers Helsinki.folks.pRT strange
In (9), partitive is assigned to the subject of the small clause [Helsinki.folks
strange]. The sentence is, of course, atelic, and as such, does not serve as a coun-
ter-example to the claim that partitive case in Finnish correlates with atelicity.
However, as Helsinkilaisia 'Helsinki folks' can hardly be an argument of pitaa
'consider', by common assumptions it would not be possible for it to be assigned
inherent case by'consider'. On the other hand, if partitive case is structural, this
casts much prima facie doubt on the assumption that it stays in the VP. If we
assume that it does, note, we must presuppose not only two distinct structural
case assignment mechanisms, one under government and one under specifi-
er-head agreement, but also two distinct configurations of ECM, one involving
raising to [Spec,AgrO], the other involving direct structural case assignment
in situ. Yet evidence for raising to [Spec,AgrO] (see, particularly, Postal 1974, as
adapted by Runner 1995 and others) does not vary along telicity lines.
Recall now that indirect evidence for the in-situ status of partitive case is
argued to come from the fact that weak NPs in Dutch and in German do not
undergo object shift, but strong NPs do. The line of argumentation is as fol-
lows:
(10) a. [-shift <=> weak NP] <=> [weak NP <=> weak case]
b. [+shift <=> strong NP] <=> [strong NP <=> strong case]
c. Weak case <=> VP-internal (no-shift)
d. Strong case <=> VP-external (shift)
However, as argued very convincingly by Vikner (1995), object shift in both
(A)structuring Atelicity 107
Dutch and German is not a case of A-movement, and hence cannot be con-
flated with movement to receive case. That weak NPs do not undergo object
shift while strong NPs do is beyond dispute. However, there is no particular
reason to think that case movement triggers this shift, or that it reflects differ-
ent case assignment configurations. If indeed Vikner is correct, these are cases
of A'-movement of an already case-marked DP from its case position, and are,
at least in principle, neutral with respect to the kind of case assigned (thus PPs
exhibit similar movement possibilities). Nor do the predicted shifted/unshifted
correlations emerge in Finnish, where, as Kiparsky (1998) shows, both parti-
tives and accusatives undergo object shift, contrary to expectation under the
approach in (10)
And finally and most crucially, the implicational relations between felicity
and strong NPs (the latter is necessary for the former) is quite simply incorrect.
Thus consider the following examples, all constructed so as to avoid any pos-
sible construal of the weakNP as a specific indefinite:9
(11) a. You have to publish two books (in one year) to get tenure.
b. She always eats an apple (in two minutes) before she leaves.
c. She will build a house in the Berkshires next year (in three months).
Sentences (na-c) are all very telic indeed, and yet the direct objects are all
weak NPs. On the other hand, the telic interpretation of (na-c) is a very small
mystery if we consider the relevant distinction to be that which separates quan-
tity nominal expressions from homogeneous ones. Two books, an apple, and a
house are all quantities. Their ability to trigger a telic reading is thus fully antici-
pated.
The picture that emerges, then, is that there is no correlation between weak
NPs and telicity, or between weak NPs and partitive case. There is indeed a cor-
relation between partitive case and atelicity. But such a correlation cannot be
reduced to inherent case vs. structural case, weak NPs vs. strong NPs, weak case
vs. strong case, or the mapping hypothesis. Rather, the relations between parti-
tive case and atelicity must find another explanation, which will be formally
strong enough to express the aktionsart correlations, on the one hand, and gen-
eral enough to allow for the free variation attested with respect to particular
verbs as illustrated by (3)-(4), on the other. Finally, it must capture the fun-
damentally structural, rather than inherent, nature of partitive case. Note that,
descriptively, the interaction between partitive case and event structure could
be stated as in (12):
9
Special thanks go to an anonymous one-time visitor to my class in Girona in summer 1994 for
bringing the example in (na) to my attention.
io8 The Projection of Arguments
(12) DPs marked as partitive, even when quantities, cannot assign range to
[AspQ(e}#], nor do they allow any another DP to do so.10
It follows from (12) that in the presence of a DP marked as partitive, Aspq11
may not be well-formed, or at the very least, it follows that it cannot be headed
by (e}#. It therefore follows that telicity cannot be induced. Suppose, now, that
a functional structure could be projected which is not headed by (e}#, or by
any other functional open value. Such a functional structure is but a shell of a
structure, being devoid of a semantically contentful head. Could such a struc-
ture ever be licensed? I will assume that such a projection is, indeed, possible,
but under very well-defined circumstances: it is possible iff it is phonologic-
ally licensed. Specifically, and modifying slightly Speas (1994), I will assume the
licensing principle in (is):11
(13) Xmax must be licensed at PF or at LF
Quite crudely put, (13) means that projections in general, and functional
projections in particular, are only licensed if they actually do something. Such
'doing something' may consist of dominating a (semantically) open value in
need of range; this would be a case of LF licensing. Alternatively, XP could be
licensed by being the realization site of some phonological features such as case.
In other words, a functional projection, say FP, could be licensed either by dom-
inating an open value in need of range (and selecting from the functional array
an appropriate range assigner), by assigning case, or of course by both. Thus
AspQm" may have both semantic and case assigning properties, as is the case in
transitive telic derivations. On the other hand, it may have only semantic prop-
erties, as is the case for AspQ in unaccusative derivations. Finally, if semantical-
10
Interestingly, accusative case and partitive case do co-occur in Finnish (see, especially Pereltsvaig
2000). Crucially, however, the generalization in (12) still holds: whenever a partitive-marked DP occurs,
[ Alpq <e>J may not be assigned range, and telicity cannot emerge. Thus although in the following case
(from Pereltsvaig 2000) the adverb is accusative, the event is atelic:
(i) Maria lukikirjaakiokoillan
Maria.NOM read bookpRT whole evening.ACC
As Pereltsvaig notes, it is the partitive complement in (i) which is understood as the 'direct object', and
never the accusative-marked one, which is typically interpreted as an adverb. In other words, the con-
figuration in which the object is marked as accusative (and triggers quantity interpretation) and the
adverb is marked as partitive never arise. In turn, the availability of an additional mechanism which may
assign accusative (and at times nominative) to adverbs is independently motivated, and gives rise to two
accusatives in Russian, in Arabic, and elsewhere. We set aside here the nature of the mechanism which
allows for such additional case marking for adverbs, such that it is necessary, satisfied that it is clearly not
accomplished in [Spec, AspQ], and hence does not bear on the complementarity of partitive and accusa-
tive for elements interpreted as 'direct objects'.
11
Speas (1994) targets specifically functional projections as subject to phonological or semantic licens-
ing.Note, however, that as L-Ds always contain substantive elements (or their copies), their LF licensing is
trivially met, making the restriction of the licensing condition to functional structure unnecessary.
(A)structuring Atelicity 109
(15) 3e [activity (e) & originator (Kim, e), & participant (the cart, e) &
push(e)]
lished, and all explanatory hope would be lost. To see that this is true, consider
specifically the initial array in (i6a). Suppose now that FP projects, rather than
AspQ, and that there is no EP node to license an originator interpretation, or
alternatively, that EP does not give rise to an originator interpretation, an option
which is discussed in Chapter 9, Section 9.2):
(16) a. Horse, pull, farmer
b. ([EP) [ T phorse.NOM [FsP farmer.pRT [yppull]]
c. ([EP) [TPfarmer.NOM [ FsP horse.pRT [ VP pull]]
While (i6b) and (i6c) would give rise to a fixed word order and fixed c-com-
mand relations, there is, in actuality, no way within the system under develop-
ment here to prevent the structure in (i6b) from having the interpretation 'the
farmer pulled the horse', or the structure in (i6c) from having the interpretation
'the horse pulled the farmer'. Even if by default we can conclude that the event
must have a puller and a pulled, deriving the fact that the puller c-commands the
pulled and not the other way around is not possible if both arguments receive a
default interpretation.
In addition to stressing the need for an EP node for atelic transitive struc-
tures which, in turn, must be associated in this particular derivation with an
originator interpretation, this conclusion also serves to reiterate the question
already posed in (ic). Subjects of atelic predicates are not always in a sentence
initial position, and often occur post-verbally, and hence are by definition not
in [Spec, EP], but in all likelihood, in [Spec.TP]. We now note that if they occur
post-verbally in conjunction with the projection of an FSP, that is, a transitive
sentence with a non-quantity activity interpretation, we cannot assume that they
are interpreted by default, as the argument in [Spec,FsP] is already interpreted
by default. To illustrate from Hebrew, as in (173), if one were to assume that the
pre-verbal PP constituent, ba-rexob ha-rasi 'in the main road' is in [Spec.EP],
thereby assigning range to (e)E, it would follow that slosa susim 'three horses'
cannot be assigned an originator role, and hence must be assigned a default par-
ticipant role. However, as the event is clearly not a quantity, ha.'ikar,'ihe farmer',
must be assigned a default role as well. As a result, under a derivation such as
that in (i?b) the sentence would be uninterpretable. As it is grammatical, an
alternative derivation must be available:
b. *[EPba-rexob ha-rasi masku [TP slosa susim [FsP 'et ha.'ikar [Vp masku].
in the main road pulled three horses OM the.farmer
default default
13
A variant that is singular is discussed both by Jaeggli (1986) and by Cinque (1988). Crucially how-
ever, the singular variant only co-occurs with si, suggesting that unlike the 'bare plural' pro discussed
here, the singular variant must be morphologically licensed. For a review of some important differences
between indefinite pro and sr'-constructions see references.
ii4 The Projection of Arguments
The null subjects in such constructions are clearly distinct from (defin-
ite) personal pronouns. It could not be argued, for instance, that these are just
instances of pro-drop applied to a third-person personal pronoun, meaning
'they', as they are licit in contexts which do not allow a definite personal pro-
noun. Specifically, Modern Hebrew does not allow null subjects with a definite
pronoun interpretation in present tense, and in future and past, null subjects
with a definite pronoun interpretation (in main clauses) are excluded for third
person contexts. The (indefinite) plural pro, on the other hand, is licit with both
generic and existential readings in present tense as well as in future and past.
Thus contrasting with the grammaticality of (18) and (23), we have the cases in
(24)-(25), ungrammatical without an overt pronoun:
(24) a. *(hem) bklim gbina.
*(they.DEF) eat.pRES.3PL.M cheese
b. *(hem) qor'im sparim.
*(they.DEF) read.pRES.3PL.M books
(25) a. *(hem) 'aklu gbina.
*(they.DEp) ate.3PL.M cheese
b. *(hem) yiqre'u saprim.
*(they.DEF) read.FUT.3PL.M books
As the licensing conditions for null definite pronouns and null indefinite/
generic 'bare plural' pronouns are clearly different, we must assume that they
are, indeed, distinct elements. With respect to the structure proposed in Vol-
ume I for nominals, and adapting slightly the analysis of Ritter (1995), suppose
that definite pronouns, null or overt, always assign range to (e}#. In turn, if they
move to D, they assign range to (e)d as well, giving rise to a discourse anaphor
interpretation, much along the lines of the definite article the (typically, first-
and second-person pronouns; optionally for third-person pronouns). If they do
not move to D, (e)d cannot be assigned range internal to the DP, and a variable
reading emerges (typically third-person pronouns). On the other hand, if we
are correct in assuming that the null indefinite pro in (i8)-(2o) is akin to a bare
plural, then it occurs in a structure which involve the projection of CLmax (there-
(A)structuring Atelicity 115
fore being a divided nominal), but in which (e), does not merge, giving rise to a
non-quantity DP. Crucially, in Volume I, Chapter 5,1 argued that an existential
operator only assigns range to (e)d, and never to (e}#, thereby accounting for
the possible co-occurrence of existential closure and weak determiners. On the
other hand, a generic operator assigns range to both (e)d and (e}#, excluding the
occurrence of any other determiners. The range of relevant structures, when
applied to the null indefinite pronominals under consideration, are in (i6):14
(26) a. Non-Quantity (homogeneous) null plural pronouns, existential
reading:.
3' [DP (6% [CL pro (div) <e)DiV [ N p fr&] ] ]
b. Quantity (non-homogeneous), variable null plural pronoun.
31 [DP (6% [*ppro(#}(e}t[CLpre(div}(e}Dlv[NPpre\]]]
c. Quantity (non-homogeneous), discourse anaphor null plural pro-
noun:.
[oppro (def)<e)d[tppm(#}<e), [CLpm(div)(e}DW [wpm]]]]
d. Quantity (non-homogeneous), generic null plural pronoun:.
GEN; [DP <eGEN)d [#p <eGEN), [CL pro (div) <e)DIV [NP pre] ] ] ]
Consider now, in view of the structures in (26), the behaviour of null sub-
jects in Hebrew embedded clauses. As is well documented, Hebrew does allow
null third-person definite pronouns in embedded contexts, but only in future
and past, and only when they are co-referential with a matrix argument, as (27)
illustrates:
(27) a. hem 2 'amru se-pro2/3'aklu gbina.
they said that ate.3PL.M cheese
"They2 said that they2 ate cheese.'
b. hem2hexlitu se-pro2/3 yiqre'u sparim.
they decided that read.FUT.2PL.M books
"They! decided that the^ will read books.'
14
Considerations of space prohibit us from a fuller exploration of the structure of pronouns in this
work. We note, however, that with respect to the structures in (26), and null pronouns in general, a mech-
anism must be available which copies some relevant values from agreement features onto some func-
tional heads. Specifically, onto (div), so as to allow it to assign range to (e)DIV (in all 'count' cases) and to
(def) and {#}, when (e), and {e)d merge and must be assigned range internal to the DP. I assume that trad-
itional identification mechanisms, involving some copying of agreement features under specifier-head
configurations, or the I-Subject mechanism (alternatively, Chomsky's 2000 Agree) will take care of these
tasks, leaving aside further discussion of this point. For some additional discussion of the relevant facts
in Hebrew, see Borer (1986,1989,19980). For the essence of the treatment of pronouns here, as well as
an insightful discussion of the relationship between DP, #P (NumP), and the interpretation of null and
overt pronouns, see Ritter (1995).
n6 The Projection of Arguments
When the embedded sentence is in present tense, a null subject in the embed-
ded clause is altogether ungrammatical, regardless of its co-reference with a
matrix argument:
(28) a. *hem 2 'amru se-pro2 bklim gbina.
they said that eat.pRES.3PL.M cheese
'""They! said that the^ eat cheese.'
b. *hem2hexlitu se-pro2 qor'im sparim.
they decided that read.pRES.3PL.M books
'""They! decided that the^ read books.'
Interestingly, however, when a null existential plural subject does occur in an
embedded context, be it present or past/future, it cannot be interpreted as co-
referential with the matrix subject, even if that subject is itself a null plural pro
interpreted as an existential:
(29) bmrim/'amru se-mapcicim 'et lebanon.
say.PL.m/said.PL.M that-bomb.PL.M OM Lebanon
'It is said (byx) that Lebanon is being bombed (byy/*x).'
On the other hand, a null plural pro can serve as an antecedent for another null
subject (provided that it is not itself a null plural pro with an existential inter-
pretation):
(30) a. prohexlitu (PRO) le-hapcic et lebanon.
decided.3PL.M to bomb OM Lebanon
'It was decided (byx) to bomb Lebanon.'
b. hexlitu se-pro yapcicu et lebanon.
decided.3PL.M that bomb.FUT.3PL.M OM Lebanon
If we assume that our plural pro is indeed akin to a bare plural expression
in projecting without a #P, as in (263), and if we further assume that (e}a in
such representations is subject to existential closure, these facts could be eas-
ily explained. As existential reading is by definition a reading available in the
absence of any discourse antecedent, to the extent that the structure in (263)
is subject to existential closure, we expect it to bar any co-reference with any
antecedent, including a pronoun which is itself subjectto existential closure. On
the other hand, no such conditions hold concerning the ability of existentially
closed expressions to serve as antecedents. Once introduced into the discourse,
their ability to antecede a pronoun is fully anticipated.
Needless to say, when a generic reading is assigned to the relevant null pro-
noun, it maybe co-referential with another generic expression, again a fact that
(A)structuring Atelicity 117
therefore must conclude that unlike bare plurals, null existential pro may be
existentially bound outside the domain of the verb. Differently put, we must
assume that null existential pro is existentially closed internal to the DP, thereby
making its distribution freer than that of DPs which need to be existentially
bound from without. The structure of existential null pro, in an extension from
(263), must be as in (33):"
(33) [DP 3i<ei)d Icipro (e}DW [NPp? ]]]
Armed with these conclusions concerning the properties of null plural pro-
nouns, consider a well-known fact about their distribution. As argued by Jaeg-
gli (1986^) for Spanish, and by Cinque (1988) for Italian, and as is the case for
Hebrew as well, it turns out that null pronouns with a bare plural interpretation
do not occur in unaccusative contexts with an existential interpretation. Thus
(34)-(36) are ungrammatical (or, we submit, have a very coerced reading):17'18
(34) a. *naplu/noplim ba-xacer ha.boqer. (Hebrew;
fell.3PL.m/fall.pRES.3PL.M in-the.yard this.morning Borer 19980)
'Someone fell/is falling in the yard this morning.'
b. *kap'u/kop'im ba-seleg.
froze.PL.m/freeze.PL.M in-the.snow
'Someone froze/is freezing in the snow.'
(35) a. *Llegan cansadosdespuesdeunviaje tan largo. (Spanish;
arrive.PL tired after of a trip so long Jaeggli 1986^))
'Someone arrives tired after such a long trip.'
16
In yet another departure from the distribution of bare (existentially bound) plurals, plural indefin-
ite pro cannot occur, in Hebrew, in object position. This restriction, however, is clearly subsumed under
the general restriction against null pronouns in non-subject position, and is hence of no direct relevance
to our discussion here.
17
Likewise, they are barred as subjects of passives, as pointed out by Jaeggli (1986^) and Cinque (op.
cit). For a detailed discussion, see Borer (19980).
18
Pesetsky (1995) suggests that the relevant null pronoun construction (with an existential reading)
must be agentive, thereby accounting for its exclusion in unaccusatives and passives. Note, however, that
(i8c) clearly discoiifirms this suggestion, ill having ail existential reading together with ail experience!
subject. Similar examples are in (i):
(i) a. hirgisu se-hu niknas.
feel.PST.3PL.M that-he entered
'Somebody noticed/felt that he entered.'
b. garu ecli ba-dira kse-hayiti be-xopes.
lived.PST.3PL.M chez-me in-the.apartment when-was.iso in-vacation
'Somebody lived in my apartment when I was on vacation.'
It is nevertheless the case that null plural pronouns, with either existential or generic reading, must be
interpreted as animate, a fact that does tend to be conflated with agentivity all the more so for an elem-
ent which is independently barred as a subject of unaccusatives or passives. Animacy in turn, also char-
acterizes so-called big PRO.
(A)structuring Atelicity 119
Consider now how such a contrast can be accounted for within the sys-
tem presented here. Recall that (non-generic) bare plurals and mass nouns
are non-quantity structures. Recall that by definition, unaccusatives are struc-
tures in which AspQ is projected, LspX6)*] is assigned range by a quantity DP
in [Spec,AspQ], and that DP, in turn, is interpreted as subject-of-quantity. If,
however, the structure under consideration is such that the conceptual array
120 The Projection of Arguments
includes at most one argument, and if, by assumption, that argument is non-
quantity, an unaccusative structure could never emerge. No such restriction
applies to unergative structures, where the relevant argument could move dir-
ectly to [Spec.EP] (having merged, presumably, in [Spec.TP]), giving rise to a
non-quantity, activity reading without any difficulty. Recall now that we cru-
cially assumed that existential closure does not consist of assigning range to
(e)t, but only of assigning range, indeed binding, (e}a. It is precisely that fact
which allowed the co-occurrence of existential closure and weak determiners.
On the other hand, generics, we suggested, assigned range to both (e)d and (e}#,
making their occurrence with other determiners, weak or strong, impossible. It
therefore follows that pro with an existential reading is not a quantity structure
(cf. 26a) and cannot license unaccusative structures. However, it could co-exist
with unergative structures. On the other hand.pro with a generic interpretation
could occur in both unaccusative and unergative structures. Both predictions
are born out empirically, as demonstrated earlier, thereby providing inde-
pendent evidence for the DP structure proposed here, for the view of syntactic
quantity suggested, and for the building blocks of event structure. The relevant
(intransitive) configurations are in (4o)-(4i):
(40) Existential pro
a. *[EPpro-ex [-^pm-ex [Aspapf&-ex (e), [VP
( [ASPQ <e), not assigned range)
b. *[EPpro-ex [^pm-ex- [PPpr&-ex(e), [VP
(FP is not phonologically licensedpartitive case
cannot be assigned due to Burzio's generalization)
c. [Eppro-ex[~[ppm-ex- [VP---
(licit, unergative, atelic derivation)
(41) Generic pro
a. [EP pro-gen [TP pm-gen [ASPQ pm-gen (e}t [ V P ...
(licit, unaccusative derivation)
b. * [EP pro-gen [TP pm-gen [FT pm-gen <e), [ V P ...
(FP is not phonologically licensedpartitive case
cannot be assigned due to Burzio's generalization)
c. [EP pro-gen [TPpm-gm [ V P ...
(licit, unergative, atelic derivation)
5
Interpreting Telicity
5.1 Introduction
The account given for the projection of arguments in the previous chapters
rests very heavily on the existence of a particular syntactic configuration, which
leads to an event structure and an argumental interpretation of a specific sort.
Most prominently, it involved postulating a structure which is sufficient (but as
we will see, not necessary) to give rise to a telic interpretation, and which results
in the assignment of an event participant role to the direct object. More specif-
ically, the account rests on the following premises:
A. The semantics of (at least some aspects of) event structure is read off the
syntax of functional structures with specific range assigned to the function-
al heads.
B. At least for a well-defined subset of telic interpretations, such range assign-
ment is met in a particular syntactic configuration, specifically, that of speci-
fier-head agreement, with the structure in (i):
(i) [AspQ DP/ UspX6")*]] (with a the specific quantity value of [DP (e),])
It is precisely this syntactic configuration which gives content to the often-
discussed homomorphism between the quantificational properties of events
and the quantificational properties of nominals. Within the syntactic domain,
this homomorphism derives from the fact that both nominals and events may
(or may not) be syntactically specified as quantity, where by quantity we mean
the existence of quantifiable divisions, ranging semantically over a similar class
of predicates within the nominal domain and the event domain, and from the
fact that specifier-head agreement may copy the quantity value of a nominal
onto the head that it is attached to, thereby giving rise to quantifiable event div-
isions.
C. As the crucial property here is quantity, syntactically represented and
semantically interpreted in accordance with that syntactic structure, no
role whatsoever is played by the lexical semantics of items involved, which
is to say, neither the lexical semantics of the verb nor of a direct argument
which meets Verkuyls generalization does or can play a formal role in the
122 The Projection of Arguments
It is worthwhile noting that to the extent that there is indeed a clear direct
mapping between the properties of overt determiners associated with the direct
object (in an English-type language) and event interpretation, and to the extent
that it can be shown that the relationship between direct objects and event inter-
pretation obeys well-defined syntactic conditions, the system we are developing
here constitutes a strong argument for a view of the syntax-semantics interface
according to which the syntax constructs formulas that the semantic compon-
ent then interprets. While it may still be the case that distinct syntactic struc-
tures could be assigned an identical interpretation, if the picture here is on the
right track, it seriously challenges a semantic picture which allows a single syn-
tactic structure to be manipulated by the semantics so as to give rise to distinct
interpretations (e.g. through typeshifting).
These conclusions notwithstanding, the account offered for telicity thus far
remains incomplete with respect to some crucial interpretational issues. Spe-
cifically, we must address lexical specification and thematic role assignment,
typically claimed to play a crucial role in the determination of telicity, as clearly
within the account proposed here they could not assume this task Further, the
interpretational consequences of replacing Krifka's (1989,1992) quantization
with quantity, in the relevant sense, must be discussed in detail. I turn to this
task directly, in Sections 5.2 and 5.3, where I argue against the lexico-semantic
encoding of any properties which give rise to telic structures, and where I elab-
orate further on the notion of quantity, contrasting it with Krifka's quantization
and Kiparsky's (1998) boundedness.
Quantity, when associated with AspQ, has a role akin to that attributed to
#P within the nominal domain. It selects, with respect to a particular event, a
specific quantity reticule, providing quantification to divisions of that event.
Syntactically, quantity interpretation emerges from the projection of a specific
open value, [AspQ{e}#]which must be assigned range. The structure in (i), as well
as Verkuyl's generalization, crucially emerges as a result of the fact that (in the
languages considered thus far) there is no regular paradigm in the functional
lexicon, be it in the form of a phonologically realizable head feature or an inde-
pendent f-morph, that merges with [ASpQ{e}#] and assigns range directly to it. The
Interpreting Telicity 123
only systematic way to assign range to LspX6)*] is thus indirectly, through speci-
fier-head agreement, requiring the existence of a quantity DP.
Surely, however, the absence of such functional range assignment, through
either an f-morph or a head feature, is a language-specific, or even construction-
specific fact. Further, recall that, at least in the nominal domain, range can be
assigned through an adverb of quantification. Thus, in principle, we expect the
occurrence, in some languages, of overt functional marking on the verb, reflect-
ing the existence of a head feature that can assign range directly to [ASpQ(e)*]>
and/or an independent f-morph likewise assigning range directly to [ASpQ(e)#]-
Alternatively, an adverb of some sort could assign range to [ASpQ(e)#] In turn,
should it turn out to be possible for such range assignment to occur, we expect
the occurrence of a quantity DP to no longer be crucial for the emergence of
telicity, contra Verkuyls generalization. Schematically, such structures would
beasin(2a-b):
Note that if indeed telicity is possible without a quantity DP, it indicates that
the emergence of a subject-of-quantity interpretation is the (optional) effect of
telicity, rather than its cause. In turn, recall that the originator interpretation,
associated with [Spec,EP], was assumed to be an effect of the structure, rather
than a cause, a point to which I return at some length in Chapter 9. If subject-
of-quantity is likewise not obligatory in telic configurations, the asymmetry
between originators and subjects-of-quantity disappears, and all direct event
arguments turn out to be entailments from event structure, rather than assign-
ment relations between particular nodes and referential expressions. VerkuyFs
generalization, and the argumental interpretations associated with it, valid as
they are for a broad range of telic constructions, turn out to reflect one specif-
ic mechanism of range assignment to [ASpQ(e)#]namely, that associated with
quantity specifierson the one hand, and the absence (in the typically discussed
languages) of direct range assigners for [AspQ(e}#]on the other.
Even more crucially, consider the following possibility. In a language such
as English, there are neither aspectual f-morphs nor (realizable) head features
which can assign range to [AspQ(e)#],and hence [ASpQ{e}#] must be assigned range
through a quantity DP in [Spec,AspQ]. Specifier-head agreement, however, is
124 The Projection of Arguments
at least prima facie a symmetric relation. It is thus fully predicted by the system
proposed here that alongside the structure in (i), we would find the structure in
(3) (where the arrow indicates indirect range assignment):
(3) [A S p Q ([DP<e a },)[A Sp <e a }J]
In (B)> [AspQ(e}#] is assigned range directly through one of the mechanisms in (ia-
c). In turn, through specifier-head agreement, the value of [AspQ(e}#] is transmit-
ted to [DP (e}#], turning it into a quantity DP, in the absence of an independent
range assigner to (e}# within the DP. Thus in structures such as (ia-c), we expect
no DP at all, or alternatively, a DP with the range assigned to [DP (e}#] inherited
from the quantity properties of AspQ. Elaborating, as the assignment of range to
[AspQ(e}#] in (ia-c) is clearly not dependent on the DP, we do not expect Verkuyl's
generalization to hold, and whether or not there is a DP in [Spec, AspQ] becomes
orthogonal to the presence of telic interpretation. If, however, a DP does project
in [Spec,AspQ], and if it does contain an open value for (e}#, we predict that
through specifier-head agreement, it would be the value assigned to AspQ,
through an independent f-morph or a head feature, that would assign value
to [DP (e)f\. To the extent that there is a specifier for AspQ, then, we do expect it
to exhibit the same sort of agreement phenomena as we saw in languages that
must obey Verkuyl's generalization to assign range to AspQ. In these cases, how-
ever, it would be the value of the head that would be copied onto the specifier,
rather than the other way around.
Are there actually structures such as those in (2)-(3), involving, specifical-
ly, direct range assignment to AspQ, without a direct argument, without a DP
in [Spec,AspQ]? Note that if there are, not only do they serve as evidence that
Verkuyl's generalization does not hold universally, but further, they pose a seri-
ous problem for accounts that crucially derive telicity from the existence of a
DP argument with particular properties. For instance, if cases such as (i)-(3) do
occur, the existence of a (quantity) incremental theme could not be argued to be
a necessary semantic (or syntactic) condition for telicity, contra Dowty (1991)
and Krifka (1992).1
Turning to atelicity, we concurred with Tenny (1994) that atelicity is associ-
ated with the absence of the relevant event structurethat is, quantity.2 Specif-
1
And see also Schmitt (1996). Although she does analyse cases in which properties of heads are cop-
ied onto specifiers in telic contexts as cases of specifier-head agreement, she nevertheless continues
to subscribe to the view that a direct object is necessary to derive telicity. We note that within such an
approach, Verkuyl's generalization cannot be derived from the need of AspQ, or the predicate in general,
to be assigned quantificational properties, but must be a primitive.
2
Although, contrary to Tenny (1987,1994), the structure under consideration is not lexical in nature,
thereby preempting objections articulated in Filip (1996).
Interpreting Telicity 125
ically, atelicity emerges whenever the structure in (i) is missing. The structure in
(i) might be missing in a variety of contexts, at least three of which were men-
tioned. First, the event might be stative. Secondly, the structure might be missing
when a sole direct argument is otherwise licensed, as in the case of unergatives,
for instance, or conatives. Third, the structure might be missing if a shell FP
(FSP) is projected, assigning partitive case to its DP specifier. In all these cases
atelicity emerges, but it is clear that atelics are not a uniform class, in that the
term ranges, as a description, at least over atelic intransitive eventives (unerga-
tive structures), atelic transitive eventives (partitive constructions), and statives.
It follows that while there may be well-formedness conditions associated with
telicity (quantity DP, etc.), there should not be any which are associated with
atelicity. Rather, we expect to find distinct well-formedness conditions associ-
ated with various structures which, by virtue of lacking the structure in (i), are
atelic, but which are otherwise distinct. Thus, for instance, we suggested that
FSP may only project if phonologically licensed, and that the conative alterna-
tion involves an originator, together with an argument licensed in the L-domain
through the merger of a preposition. Although both of these configurations are
atelic, the well-formedness considerations are distinct and unrelated to atelicity,
as such. Likewise, if it is correct to assume that stative events include a special-
ized structure, they maybe subject to well-formedness conditions of their own,
which, in turn, would not apply to other atelic configurations. In this respect, the
account of atelicity offered here differs from the account given in Krifka (1992)
and from its extension in Filip (1996), both of which crucially assume that atel-
icity does involve a specific set of properties.
I already argued in Chapter 4 that atelicity is the absence of quantity struc-
ture, and not a dedicated structure in and of itself. In Chapters 6 and 71 return
to the investigation of atelicity, as well as to the study of telicity that is associ-
ated with direct range assignment to AspQ. Specifically, I will be concerned with
empirical evidence for the following claims:
3
Bulgarian and, at times, Serbo-Croatian, have been argued to have definite determiners of a type
which is not attested in other Slavic languages such as Polish, Czech, and Russian. In turn, these deter-
miners are often analysed as adjectival in nature. If they are indeed adjectival, they should be compat-
ible, in principle, with range assignment to [DP (e}J through specifier-head agreement with AspQ, with
the adjectival structure within such DPs functioning as a modifier of the range assigner to [DP (e) J. For
some relevant discussion of the potential modificational function of some adjectives and determiners,
see Volume I, Chapters 6 and 7.
Interpreting Telicity 127
argument, the cart, is in fact a quantity, and hence could and should give rise
to telicity. Of course, an atelic derivation is available, but we predict for (4b), in
contrast with (43), an ambiguity. In other words, (4b) should behave just like
those cases in Finnish in which a verb-argument combination receives a telic
interpretation in the context of accusative case, but an atelic one in the context
of partitive.
Standard judgements, however, are rather clear in the case of (4b). A telic
interpretation, in the absence of an independently specified delimiting point
(e.g.push the cart to New York) is very difficult, if not impossible, to get. But are
we actually dealing here with properties of the verb push'? Should we resolve
the issue by assuming that push, for instance, is [-ADD TO], in the sense of
Verkuyl (1972,1993) and that as such, it blocks a telic reading even in the pres-
ence of a quantity DP? The sentences in (7) suggest that this would be a hasty
move indeed, unjustified by the telic interpretation clearly available here for the
verbs push and pull:
(7) a. Kim pushed the button/the lever,
b. Kim pulled the rope/the lever.
To make matters worse, it turns out that (7a-b) themselves are actually ambig-
uous. Suppose I push a button to and fro on the surface of a flat table, without
a well-defined end point in mind. This, clearly, would be akin to pushing a cart,
and a sentence describing it would have an atelic reading. If, on the other hand, a
button is pushed (realistically or figuratively) such that it produces a clear result
(a bell ringing, someone going nuts, etc.) the event is a telic one. A very similar
point, concerning the inability of lexical items as such to determine (a)telicity is
made by Schein (2002), who discusses examples such as (8):
(8) Johnny Reb heaved the cannon towards the Union battery (in ten sec-
onds/for ten seconds).
As Schein notes (and see also the discussion in Jackendoff 1996), if the action
denoted here involves heaving the cannon in a straight trajectory towards the
enemy lines, due north for example, an atelic reading is natural, and a telic one
anomalous. If, on the other hand, the heaving under consideration involves
rotating the cannon initially pointing, for example, northeast, toward the enemy
lines directly to the north, then a telic reading is fully natural. The illustration
here, note, does not concern the properties of either the direct argument or the
verb, but rather those of the directional preposition towards, but nevertheless,
it is clear that the same point is valid for the examples in (7). The trajectory of
pushing or heaving, together with the function of such pushing or heaving and
the presumed nature of the object pushed, when combined with a bit of com-
Interpreting Telicity 129
mon sense and world knowledge, will in all likelihood give rise to the correct
interpretation. From the point of view of the grammar, however, it is clear that
the meanings associated with the concepts push and button, or for that matter,
heave and towards, are in and of themselves neither sufficient nor necessary to
induce telicity (or lack thereof), and that the information associated with tra-
jectory and function is neither grammatically nor lexically marked. Rather, it
is clearly based on world knowledge (e.g. pushing buttons and pulling ropes
is consistent with a well-established telic event; pushing carts is not). We must
conclude, then, that it is precisely the grammatical event structure associated
with specific utterances, as realized in Finnish through the accusative/parti-
tive distinction, which is responsible for the ambiguity of (ja-b), rather than
the lexical properties of the verb, the noun, and/or their combination. In other
words, given an event structure, common sense and world knowledge are called
upon to render the meaning of the individual concepts involved compatible
with it. The emergence of a felicitous reading is then directly dependent on the
degree to which the interpretation returned by the structure can be reconciled
with those concepts. Thus a telic structure associated with pushing a button will
give rise to an interpretation of a bell sound, while the absence of such a struc-
ture will give rise to a non-directed motion.
Similar effects can be observed with verbs which are typically assumed to
involve no change of state at all, that is, verbs most saliently associated with a
stative interpretation. Thus consider (9), where the presence of adverbs such
as twice forces an eventive reading, as argued by Mourelatos (1978) and Bach
(1981):
(9) a. Kim loved Robin twice last summer.
b. The wall touched the fence (#twice today).
c. Kim touched the fence (twice today).
Speciflcallybecause twice and similar adverbials in effect force the projection
of AspQ, a quantity structure, love and touch in (9a-b) are 'coerced' and forced to
be conceptually compatible with an eventive, rather than stative, interpretation.
In turn, the conceptual component returns a much more felicitous output for
an eventive event predicated of love or touch as associated with human subjects,
than for an eventive event predicated of touch, as associated with an inanimate
subject. In all these cases, there is little sense in claiming that the anomaly or
felicity emerges from the properties of love or touch (and see Chapter 7, Sec-
tion 7.3.1, for a more detailed discussion of range assignment to [AspQ(e}#] in such
cases, as well as argumentation that they are not instances of outer aspect, in the
sense ofVerkuyl 1972 and subsequent work; similar cases of'coercion in Finnish
will be discussed shortly).
130 The Projection of Arguments
In claiming that the relevant domain for aktionsart distinctions is not the
lexical specifications of verbal listemes (together with their lexically selected
arguments), this work deviates from much literature on aktionsart, including
(but not restricted to) Verkuyl (1972,1989,1993), Tenny (1987,1992,1994), Dowty
(1991), Krifka (1989,1992), Filip (1992,1993,1996, 2000), Levin and Rappaport
Hovav (1989,19920, b, but not 1995), van Hout (1996), Schmitt (1996), Ram-
chand (1997), and Kiparsky (1998), in which a variety of lexical properties are
attributed to verbs.
Similarly, we must reject claims that the lexical semantics of the noun which
conforms to Verkuyls generalization, or the specific role-assignment relations it
has with the verb, is crucial to the emergence of telicity. While the lexical prop-
erties of the relevant verbs proposed to be relevant are typically associated with
graduality or scalar implicature (see, most recently, Hay, Kennedy, and Levin
1999), the nouns which meet Verkuyls generalization, in addition to requiring
a theme role, are typically argued to be associated with a property which allows
the natural partitioning of the event into gradual subparts, a property not unlike
that argued by Tenny (1987) to give rise to measuring out the event, or alterna-
tively, to its delimitation. In Krifka's (1998) terms, the homomorphism between
events and objects, defined in (10), must hold:4
(10) a. Uniqueness of objects
There can be no two distinct objects which bear relation R to the
same event.
b. Uniqueness of events
There can be no two distinct events which bear R to the same object.
c. Mapping to objects
If an event bears R to an object, any subpart of the event bears R to
some subpart of the object.
d. Mapping to events
If an event bears R to an object, any subpart of the object bears R to
some subpart of the event.
4
From Krifka (1998):
(i) 6 shows uniqueness of events, UE(6) iff
Mx,y& (7PVee UE[Q(x,e) Ay<Px^3le' [e' <Ee A Q(y.e')]]
(11) 6 shows uniqueness of objects, UO(6) iff
\/x<= UpVe, e'<=UE [Q(x, e) A e' <E e - 3!y [y <Px A Q(y.e')]]
(iii) 6 shows mapping to events, ME(6) iff
Vx,y<= UPVe<= UE [Q(x,e)A.y<Px^3e' [e' <Ee^ 6(y.e')]l
(iv) 6 shows mapping to objects, MO(6), iff:
Vx <= UpVe, e' <= UE [Q(x, e) A e' <E e - 3y [y <px A Q(y.e')] ]
Interpreting Telicity 131
as the relevant notion of the object. First, direct objects may induce telicity even
when they are clearly not arguments of the verb, as in resultatives, for instance:
(14) a. We sang the baby asleep.
b. We ran our shoes threadbare.
According to traditional views, the baby and our shoes in (14) are not argu-
ments of the verb. Within an approach that depends on the thematic rela-
tions between the verb and the object, then, some sort of typeshifting would
be required to convert the direct object into a derived theme of some sort, as
well as to postulate, in a manner that would need to be particular to each event,
what the resulting relations would be between the verb and its theme (and see
Rothstein looofo for a similar objection). I return to a discussion of this point
and to resultatives in general in Chapter 8, Section 8.1. Similar problems for
any constrained theory of thematic role assignment are presented by the way
construction (and see Chapter 2, Section 2.3, for some discussion):
(15) We danced our way to the ball.
Secondly, under plausible theories of thematic role assignment, the thematic
relations which hold for verbs such as spray and load are constant across their
different instantiations. For example, spray is as in (i6a), with the sprayed con-
stantly a theme, and the target of spraying constantly a location. And yet in (i6c)
it is clearly not the theme which is the 'measured' object, telicity-wise, but rather
the location:
button or the same cart). As for (loc-d), it is hard to see how the properties of
the button as a participant in either a telic or an atelic event could be reconciled
with such statements, especially as it is hard to see how a button as such meas-
ures out an event, or undergoes incremental change in any sense, as depending
on the trajectory of the pushing. Now it could be suggested that the telic event
and the atelic event pick up on distinct properties of the button, which may or
may not be true. It may also be proposed that there are two lexical entries for
button (as well as for rope, book, mountain, and the many other nominals which
are comfortable, with the very same verbs, in both telic and atelic contexts).
However, it is precisely at this point that the account becomes circular. Because
telic events, by anybody's definition, are incremental, and because they are spe-
cifically characterizable as having sub-events which are distinct from the event
itself (and note here that this is true of quantization in Krifka's definition as
well as of quantity according to the definition given here) any attempt to con-
strue a button as part of the telic event would require imagining sensible sub-
events to the pushing, consisting, presumably, of measurable partial, rather than
complete pushing, as defined by a well-established culmination (e.g. the ringing
of the bell). It would therefore also require conceptualizing buttons as things
that can be in a state of being partially pushed (but, note, the very same button,
incrementality here defined only as a point along a path, rather than subparts of
the object). An atelic event does not have quantifiable sub-events that are dis-
tinct from the whole, and hence no such conceptualization is necessary. How-
ever, what is at stake here is not properties of button or its relations with push,
but rather, properties of the event. To assume that the properties of buttons are
somehow implicated in bringing them about not only requires multiple lexic-
al entries for button, but is clearly putting the picture on its head. We note that
our objection here is not to the characterization of telic events as gradual, or as
consisting of sub-events, or even as consisting, at least at times, of mapping onto
subparts of the object. Rather, we object to this characterization being described
as emerging from the lexical semantics, or indeed, the ontological properties
of either the verb denotation, or denotation of the noun that heads the direct
object.5
The objection raised here joins a number of other objections to the concep-
tualization of telic events as consisting of the mapping of subparts of events
to subparts of objects and vice versa. Thus an event of building a house may
5
In fact, this point is basically conceded in Krifka (1998), who notes that the reason for the failure
of telicity for push the cart is that 'if the pushing of the cart goes on in an event e, then it typically goes
on during parts of e as well' (p. 212). Granting that this is indeed the case, however, one wonders what,
beyond whatever structure would force such homogeneity, is the role played by the lexical semantics of
the verb, the lexical semantics of the object, or the thematic relations between them.
134 The Projection of Arguments
consist of much activity that does not map onto house parts (hiring an architect,
reviewing blueprints, buying lumber, etc.). An event of reading an article, even if
it does culminate, may include a re-reading of various sections, or indeed, read-
ing the article twice, assuming that the first reading did not yield satisfactory
comprehension, thereby violating both quantization and the homomorphism
between sub-events and parts of the object. To echo another well-discussed
objection (cf. Tenny 1987; Dowty 1991; Verkuyl 1993; Kratzer 1994; Schein 2002,
among others), we note that for the propositions in (17), with a telic interpret-
ation, the object cannot provide a natural end point for measuring out the event,
in the intended sense:
(17) a. Her face reddened.
b. Her mood brightened.
c. We cooked the eggs.
d. We filled the room with smoke.
e. We wrote a sequence of numbers.
Suppose we consider as an illustration of the problem here (17d), based on
the discussion in Schein (2002). Suppose we define 'full of smoke' for my liv-
ing room as a milligram of smoke per cubic yard of air. We can then measure
the event, by mapping filling of smoke to cubic yards of air in the room, to the
point that the room is full. Suppose, however, we continue to pump smoke into
the room subsequent to that point, stopping when there are two milligrams of
smoke per cubic yard. This is clearly not a new event, nor has the filling become
an event of'overfilling' the room with smoke. Nor can we assume that the defin-
ition of'full' is relativized here, or a clear circularity would emerge, so that full is
precisely when the event was over, and hence only a posteriori can the relevant
room parts be defined with respect to the filling event. The problem, we note, is
a particularly acute one because smoke, the substance being filled into the room,
is a mass noun, and hence we cannot assume that it is itself the relevant object in
(10), and that subparts of the event map onto subparts of smoke.6
Suppose we turn now to analyses that make crucial appeal to some gradu-
al property (of events) associated with the lexical properties of the verb, and
see how they fare with respect to the ambiguity of (7)-(8). Specifically, con-
sider some aspects of the analyses proposed by Verkuyl (1972,1989,1993) and
6
As such,/!// the room with smoke is not amenable to the solution which Krifka (1998) proposes for the
telicity of both (ia) and (ib), which involves the scoping out of the italicized DP from within the domain
of the in three minutes phrase, thereby acquiring an interpretation associated with a given, but unspeci-
fied amount (I return to these issues in Section 5.3):
(i) a. We wrote a sequence of numbers in three minutes,
b. We ate some apples in three minutes.
Interpreting Telicity 135
Kiparsky (1998). Kiparsky, studying partitive case and taking as his starting
point the assumption that the distribution of partitive and accusative case is
indicative of the property bounded of verbal predicates, suggests an account
of aspect in which it follows compositionally from the lexical properties of the
head verb and its object, largely following Verkuyl (1989) and Krifka (1989,1992).
Within the eventive domain, the bounded distinction is in effect equivalent to
telic.7 We already discussed briefly the notion bounded in the context of DP
structure and interpretation. Specifically, the lexical properties under consider-
ation are formulated in terms of the properties divisive, cumulative, and diverse,
as in (18) (and see Chapter 4, Section 4.4 in Volume I, and, in this volume, Chap-
ter 3, Section 3.2, for some discussion):8
(18) a. P is divisive iff Vx [P(x) /\-*atom(x) >3y[ycx AP(y)]]
(P is divisive if and only if for all x with property P, where x is non-
atomic, there is a y, proper subset of x, with the property P)
b. P is cumulative iff Vx [P(x) A ->sup(x,P) > 3(y)[xcy /\P(y)]
(P is cumulative if and only if for all x with property P, where x is not
the maximal element with property P, there is a y, proper superset of
x with the property P)
c. P is diverse iff VxVy[P(x) /\P(y) Ax^y^-^xcyA-iycx]
(P is diverse if and only if for all x with the property P and all y with
the property P, and x distinct from y, x is not a proper subset of y and
y is not a proper subset of x)
(19) A predicate P is unbounded (-B) iff it is divisive and cumulative and
not diverse
By extension, then, a predicate P is bounded (+B) if it is not unbounded,
which maybe the case, for example, if it is divisive but not cumulative, cumula-
tive but not divisive, diverse but neither divisive nor cumulative, etc. (see Vol-
ume I, Chapter 4, Section 4.4, for some discussion). Finally, the properties B
may be properties of lexical items as well as properties of phrases (e.g. DPs).
7
As Kiparsky (op. cit.) notes, unboundedness, as marked by partitive case, is a notion akin but not
identical to that of atelicity. Most crucially, while all (transitive) telic predicates are accusative, and all
partitive-marked predicates are atelic, it is not the case that all atelic predicates are partitive, but rather,
some statives are marked with accusative case, a matter already touched upon in n. 2 in Chapter 4.1 noted
there that within the domain of eventives, the correlation is a perfect one, and that the distribution of
accusative case in Finnish suggests that some generalization concerning the uniform behaviour of some
telic eventives and a specific subset of statives is yet to be uncovered. We continue to set this matter aside
for the remainder of this work, assuming that a careful investigation of the structure of stative predicates
will reveal a workable solution.
8
The reader is referred to Kiparsky (op. cit.) for the specific justification of the inclusion of the restric-
tions non-atomic and non-maximal (supremum) in the definitions in (18).
136 The Projection of Arguments
-B predicates, by this definition, are bombs, food, run, throw at, etc. +B predi-
cates, on the other hand, are few bombs, drop, read something in a short time, etc.
The statements in (20) regulate the relations between the meaning of the VP-
predicate and its subparts, and determine the distribution of partitive case.
(20) a. A VP predicate is unbounded if it has either an unbounded head or
an unbounded argument,
b. The object of an unbounded VP is obligatorily partitive.
Examples of the workings of this system are in (21)-(22):
(21) a. They touched (-B) the bombs (+B) for an hour (#in an hour)
> partitive
b. They dropped (+B) bombs (-B) for an hour (#in an hour)
> partitive
(22) a. They dropped (+B) the bombs (+B) in an hour (#for an hour)
> accusative
b. They dropped (+B) many bombs (+B) in an hour (#for an hour)
> accusative
Note now that Kiparsky tacitly assumes a fundamental asymmetry between
the properties of verbs and the properties of arguments. While for verbs the B
feature appears to be linked with the lexical entry of a single stem, this is clearly
not the case for arguments, where the B feature is associated with the phrasal
level (NP or DP), and not with the lexical entry of a particular noun. A simi-
lar asymmetry is found in Verkuyl (1972,1989,1993), where properties that are
relevant for telicity are marked on the lexical verb within the verbal domain (as
the feature [+ADD TO]) but on the determiner, rather than the lexical noun,
within the nominal system (as the feature [+SQA]). To the extent that the B
feature or the feature [+SQA] on determiners correspond semantically to quan-
tity functional structure within nominals (cf. (8)-(9), Chapter 3, and related dis-
cussion in Volume I, Chapters 4-6), I certainly concur with the conclusion that
it is a property of nominal phrases (be they NPs or DPs), and not of lexical head
nouns, as such. The remaining question, then, is whether or not the assignment
of the B feature or the [+ADD TO] feature to verbs, as a component of their
lexical semantics, actually derives the properties of the aspectual system in an
insightful manner.
Consider from this perspective again the ambiguities in (7), which are prima
facie problematic for any unambiguous semantic classification of the verb push
as either +B or -B, or as [+ADD TO] or [-ADD TO]. If push is classified as
-B or [-ADD TO], we predict the ungrammaticality of any telic configuration
Interpreting Telicity 137
and (Slavic) imperfective morphology is -B, while accusative (in Finnish) and
(Slavic) perfective morphology is +B. The distribution of B morphology, in
turn, is keyed to the semantic properties of boundedness of the VP verbal head
and nominal object, if these are informative enoughthat is, when the verb is
unambiguously +B or -B. When the verb is unspecified, however, it appears that
it is the morphology on the object or the verb (and whatever syntactic structure
it reflects) that ends up forcing the VP to be interpreted as +B or -B, respec-
tively. Furthermore, Kiparsky (1998) observes, (morphological) aspect as well
as partitive case can coerce shifts in the lexical meaning of verbs. Thus verbs
which are, by assumption, lexically marked as +B can occur with partitive case
or imperfective morphology, in Slavic, giving rise to unboundedness (as in the
Russian examples in (23)), while -B verbs can occur with accusative case or per-
fective morphology, giving rise to boundedness (as in the Finnish examples in
(24))- n
(23) a. On da-va-1 (Imp.) nine den'gi, a ja ne vzja-1. (Perf.)
he give-PST-3SG.M me money, but I not take.PST.-3SG.M
'He tried to give me money, but I refused.'
(Leinonen 1984, as cited in Kiparsky, op. cit.)
b. Javas obman-yva-1 (Imp.), no mog li obman-u-t.
I you deceive-PST-3SG.M but could-PST-3SG.M Q deceive-iNF
'I tried to deceive you, but could I deceive you?'
(24) a. Hiero-i-n si-ta.
rub-PST-lSG it-PRT
'I rubbed it.'
b. Hiero-i-n sen pehmea-ksi.
rub-PST-iSG it-Ace soft-sc
'I kneaded it soft.'
c. Ravist-i-n mato-n.
shake-PST-isc carpet-ACC
'I shook (out) the carpet.'
d. iti makas-i lapse-nsa kuoliaa-ksi.
mother lie-PST-3SG child-ACC dead-sc
"The mother lay her child dead.' (killed him by lying on him)
11
Note that at least some of the pairs in (24) involve resultatives, and hence could be argued to be
independently telic. This point, however, is orthogonal to the discussion here. If the existence of resulta-
tive structures changes event structure, it implies that the properties of the verbs, as such, cannot deter-
mine telicity, and that telicity is syntactically structured, precisely the point we seek to make here.
Interpreting Telicity 139
12
I am particularly grateful to my class in Girona in summer of 1994 for insisting on the judgements
in (25), which have been pivotal in the emergence of the present model, designed precisely to capture
them. For a recent objection to the notion of'incremental theme', based on ambiguities such as those in
(25), see Rothstein (2000^).
Interpreting Telicity 141
13
I will return in Chapter 6, Section 6.2, to Krifkas analysis of Finnish partitive case, in the context of
a discussion of the properties of the Slavic (im)perfective system.
142 The Projection of Arguments
structures which determine event structure, and for the structural ambiguity
of (ja-b), one could argue that (?a-b) are simply vague, and are interpreted in
accordance with world knowledge, indeed, but not in conjunction with specif-
ic syntactic structures. Such a position is taken in Schein (2002), who suggests
that telicity, such that it is attested as part of the grammar, is induced by time
measure expressions such as in x time, and specifically, by the scoping out of the
direct object, or some other constituent, from within the domain of the in x time
phrase. Thus the grammar will assign a telic interpretation to (293), just in case
the fish scopes outside the domain of in two minutes, but as there is no in x time
phrase in (29b), it will remain vague, with culmination, or lack thereof, deter-
mined outside the domain of grammar, by world knowledge alone:
(29) a. Bernhard fed the fish in two minutes,
b. Bernhard fed the fish.
However, any analysis of telicity as induced by the relevant time-measure
phrase faces serious difficulty in accounting for the distribution of partitive and
accusative case in Finnish, which is independent of the presence of such meas-
ure phrases. Thus, in considering the examples of partitive and accusative case
in Finnish (cf. (3)-(4) in Chapter 4, as well as (24)), we note that a telic or an
atelic reading emerges irrespective of the presence of time-measure phrases,
solely through the presence of case, clearly reflecting the existence of a structure
which is interpreted unambiguously as telic or atelic, without any such time-
measure phrases.14
I return shortly to the scoping out analysis, assumed also in Krifka (1998) and
to some problems with it. With respect to the role of in x time, I suggest that it
is fundamentally different from that which is played either by adverbs such as
once or twice, or by delimiting expressions such as to the store or down. Most
importantly, while once and to the store give rise to a telic reading by themselves,
in x-time expressions do not, as attested by the contrasts in (si):15
14
Barry Schein (pers. comm.) proposes that these difficulties could be solved if partitive case in Finn-
ish is treated on a par with the English progressive. Note, however, that as partitive case occurs with
statives, such a reduction is at least prima facie not easy to accomplish. Further, even if the partitive is
analysed as a progressive, one still needs to account for the fact that accusative case is not possible with
an atelic interpretation, for presumably non-progressive cases, such as we read the bible in church. Finally,
as Kiparsky (1998) notes, there is a progressive construction in Finnish, which requires an auxiliary and
has a distribution distinct from that of partitive case.
15
And note in this respect that the expression for x-time, usually treated as a diagnostic of atelicity
returns a bound, quantity reading, and thus must be viewed as an operator on atelic predicates which
turns them into telic ones. Not so for in x-time, which, we argue, is a modifier of quantity, and not an
operator. See Chapter 7, Section 7.3.3, for some discussion of this point, as well as some additional discus-
sion of the dividing line between predicate modifiers and range assigners.
Interpreting Telicity 143
16
If, indeed, telic events do not require an end point, or a telos, the term 'telicity' is clearly a misnomer.
This fact notwithstanding, I will continue to use it, with the clear understanding that what is denoted by
the term is the existence of a quantity predicate (or its absence, in the case of atelicity), rather than the
existence (or absence) of a telos.
144 The Projection of Arguments
17
And see Zucchi and White (2001) for some of these objections as well as others.
146 The Projection of Arguments
the former, the former does not imply the latter, an unfortunate conclusion, as it
leads one to wonder what the explanatory role of quantization might be.
Consider, however, the notion of homogeneity I proposed in Volume I, Chap-
ter 4, Section 4.4, to resolve the problems associated with the paradigm in (32).
I proposed, largely following Kiparsky (1996), that homogeneity be defined
on the basis of cumulativity and divisiveness, the latter slightly modified from
Krifka (1992), and requiring, specifically, every interval of P to be P. As such it is
distinct from the definition of divisive formulated by Kiparsky (1998), (see (i8a),
which requires some part of P to be P.18
(38) P is divisive iff Vx [P (x) -> By (P (y) A y < x)] AVx,y [P (x) A P (y) A y < x
-*P(x-y)]
A prima facie impediment to the definition of atelicity (or unboundedness,
or homogeneity) in terms of divisiveness as in (38) would be the fact that bare
plurals, if analysed as sets of singulars, are not divisive in the intended sense. I
suggested, however, that 'plural' inflection, so called, does not mark the exist-
ence of a set of singulars, but rather, an infinite number of possible division
configurations of mass, with any possible number of cells, including none and
one. In turn, it is the task of the quantity function, projected as the head of the
nominal quantity phrase, #P, to select from among the many reticules made
available through the dividing function that function which matches its prop-
erties. Thus three would select a reticule which has three cells, thereby giving
rise to three individuals, for instance, three books. Further, I assumed that some
or several would likewise select a reticule, that which corresponds, roughly, to
the set of'any (smallish) number (distinct from one)' (and see Volume I, Chap-
ter 4, Section 4.3, for discussion of the principled exclusion of numeral one in
this context).
Consider now again the application of the notion divisive as formulated in
(38) to DPs specifically. Books is now divisive, as required, as there are no parts
of books which are not books, a book no longer being part of books. On the other
hand, all plural selecting quantifiers, including cumulative ones, such as some
NP, many NP, several NP, more than three NP, at least three NP, etc. are indeed
sets of singulars and hence non-divisive, in the required sense, as they all have
individuals associated with them, as created by the reticule-selecting func-
tion of three, several, many, some, etc. In turn, as they are not divisive, they may
give rise to a telic interpretation, if we assume, along the lines of the rationale
established in Kiparsky (1996,1998), that a bound or telic interpretation is to be
18
The reader is alerted to the fact that the definition of divisive' in (38) is altered slightly from that pro-
posed by Krifka (1992), in order to bypass at least some questions concerning the minimal parts problem;
see Volume I, Chapter 4, Section 4.4 for some comments.
Interpreting Telicity 147
We may now dispense with the need to define telicity distinctly from quantity,
and rather reduce the former to the latter. The cases which proved problematic
for Krifka (1992,1998) are now tractable. In these cases, predicates as well as DPs
that were non-quantized turn out to be quantities, and hence to give rise to teli-
city, as required. To illustrate, run to the store, more than three books, and some
books are all quantities, as none of them are homogeneous. Further, consider
again our event of continuing to fill a room with smoke past some conventional,
agreed-upon point counting as full, as discussed in Section 5.2. In this case, there
clearly is a sub-event of the filling which is likewise a filling of the room with
smokethat is, if the filling commenced at point i and ends at point 100, the
event transpiring from point 2 to point 100 is a filling of the room with smoke,
but its subtraction from the 1-100 event would give rise to a proper part which
is not, itself, a filling of the room with smoke, quite regardless of the fact that
the filling event may continue past the point of full. The predicate, then, is non-
homogeneous, or quantity, and is telic as predicted. Finally, the fact that an event
falling under build a house (under a non-activity interpretation) may involve
148 The Projection of Arguments
actions which cannot be measured by the progression of the house, or the fact
that an event falling under read a book (under a non-activity interpretation)
may consist of re-readings of some of its portions, is quite simply irrelevant. As
both events must include sub-events which do not fall under build a house and
read a book, respectively, and which can be obtained by subtracting sub-events
that do from the main event.both predicates are quantities, and hence telic.
We note, finally, that Kiparsky's (1998) boundedness does not face problems
in at least some of these cases, notably run to the store and the like, in which both
cumulativity and quantization fail. This is because telicity, or boundedness,
emerges if either cumulativity or divisiveness, in Kiparsky's sense, fails. While
the predicates in (37) are divisive, by Kiparsky's definition, they are not cumu-
lative, and hence a bounded reading is predicted, as necessary. A more tricky
issue for boundedness is presented by fill the room with smoke, with the filling
event progressing beyond the full point, or eat more than three apples. Thus both
are divisive by Kiparsky (1998) (as both include some sub-interval which is fill
the room with smoke or eat more than three apples) and both are cumulative, as
both, when non-maximal, include a superset event which is eat more than three
apples or fill the room with smoke. It thus emerges not only that both cumula-
tivity and divisiveness are required to properly define quantity (and telicity),
but that the notion of divisiveness must be essentially like that originally pro-
posed in Krifka (1992) (and used in Kiparsky 1996), and not its modification in
Kiparsky (1998).
The weakening of the condition on telicity is not without consequences. Note
that such a notion of telicity is incompatible with the complete mapping of sub-
events to sub-parts of the object, and the converse, argued for by Krifka. On the
other hand, we also noted that the complete mapping between sub-events and
subparts of the object is not without its own problems. More importantly, if the
mapping (loc-d) is abandoned, we no longer predict that a telic event must cul-
minate when the object is exhausted, so to speak. Therefore, this notion of teli-
city does not predict co-finality, or for that matter, co-initiality. Rather, it suffices
that there be some sub-part of an event with the property P which is not itself
P. We note that any reference either to the final point of the event or its initial
point is sufficient to establish a sub-interval within P which is not P, specific-
ally any interval which excludes either the initial or final point, and hence any
specification of an initial or final point will immediately give rise to telicity. If,
however, some intermediate point within the event should turn out to be suf-
ficiently well differentiated from the rest of the event, in involving, specifically,
the (sub-) culmination of some sub-event, we predict the emergence of a telic
reading without co-finality.
Consider, in this view, the paradigm in (41):
Interpreting Telicity 149
Before I turn to the evidence in favour of the view of telicity in (42), note that
defining telicity in terms of the scalar structure of the predicate is fully compat-
ible, indeed, is a specific articulation of the view elaborated here, according to
which telicity emerges as a result of the predicate being quantity, where quan-
tity is understood in terms of quantified divisions.19 And yet, as formulated, the
conditions in (42) present a bit of a puzzle. Specifically, we note that a degree
of change can be fully identified and measured even if it is not maximal. With
respect to the italicized portion of (42), then, it is not clear why the measurabil-
ity of change, as expressed through the measured property at the beginning of
the event, plus the degree of change, must coincide with the terminal point of
the entire event. In fact, it does not follow from the scalar structure of degree-of-
change predicates, nor is it necessary to give rise to measurable change, and rep-
resents an independent stipulation within the view in (42), which, we submit, is
unnecessary. To consider some examples already discussed, formulating previ-
ous observations in terms of degree of change, we note that for examples such
as eat more than three apples, or fill the room with smoke, a degree of change is
measurable, although it need not coincide with the terminal point of the entire
event. Specifically, if we view the eating of apples as having a scalar structure,
determined in this case by the quantity properties of the direct object, as already
argued, we note that it is perfectly easy to measure the degree-of-change in the
'affected object', the apples, precisely to the point at which three apples were
eaten, but not beyond that, illustrating clearly that the coincidence of measur-
ability and the terminal point of the event is but a special case of telic interpret-
ation. Likewise, the degree to which the room is full of smoke is measurable at
the point at which it can be defined as full of smoke, although filling may pro-
ceed past that point, and the final amount of smoke in the room beyond what-
ever it takes to qualify as full, may not be measurable. The replacement in (42) of
quantized, with its implication of maximal point, with quantity as defined here
requiring rather than a maximal point, quite simply a well-defined point with
respect to which a degree-of-change could be measured, is thus both conceptu-
ally and empirically warranted.
Adopting, then, the perspective that degree-of-change, as defined on the basis
of quantified event divisions, is the essence of telicity, but disagreeing with the
assumption that the point of measurement is the event terminus, suppose we
omit the italicized portion of (42), and reformulate (42a-b) as in (43).
(43) a. If 8 is quantity (has quantified divisions) a measuring point for the
degree of change can be identified, and the predicate should be telic.
19
Although scalar structures may turn out to be a special case of quantity predicates. We leave this
issue aside.
Interpreting Telicity 151
(44) a. They are straightening the rope => they have straightened the rope
(telic).
b. They are lengthening the rope => they have lengthened the rope
(atelic).
(46) a. The workers straightened the fence on Monday and on Tuesday (one
event).20
b. The workers straightened the fence for several hours.
c. I emptied the pool for several hours this morning,but it is still not
completely empty.
d. The apple reddened for several days and then it dropped before it
was actually red.
e. We allowed the apple to ripen for several weeks, but we actually
picked it before it was completely ripe.
In commenting on this, Kennedy and Levin note that when degree-of-change
is explicitly provided by linguistic material, rather than by the lexical semantics
of the verb or adjective in question, telicity cannot be cancelled:
(47) a. *They straightened the rope completely, but the rope isn't completely
straight.
20
See Verkuyl (1989) for the relevant test, distinguishing a possible single event reading for atelic
events vs. an obligatory two-event reading for the minimally contrasting case in (i):
(i) The prospectors found gold on Sunday and on Monday.
For a detailed discussion of obligatory telicity as in (i), see Chapter 10.
Interpreting Telicity 153
b. *They widened the road 5 metres, but the road didn't increase in width
by 5 metres.
Unfortunately, the conclusion they reach on the basis of this is that 'telicity
is not strictly determined by the linguistic representation', a conclusion which
in fact is inconsistent with the fact that telicity in (47) cannot be cancelled. The
conclusion, I believe, should be that telicity is determined strictly by linguis-
tic representation, but that the meaning of listemes is not a linguistic repre-
sentation. Consider how such an account could be executed. Telic, quantity
predicates would project an [AspQ(e)J, thereby imposing a scalar structure, with
measurable degree of change, on the event under consideration. In turn, no
such quantity structure is available for atelic predicates, in which some pro-
gression may still be implied, but in the absence of a quantity structure, without
well-defined points for measuring it. Within the XS model, the actual listemes
embedded within these respective structures, recall, are fundamentally modi-
fiers, rather than determinants of the structure. They do, however, have mean-
ing, as determined by their salient contextual and conceptual properties. Thus
our concept of straight does have an absolute maximal value, (in turn coercible,
as with all other concepts), while our concept of crooked does not, dry has con-
ceptually a maximal value, while wet does not.21 A case of embedding a form
such as straighten (already verbalized, we note, but still devoid of any argument
selecting properties) in the context of non-quantity structure is thus a clear case
in which the conceptual system returns a measurable meaning, but the gram-
mar returns an unmeasurable one. Likewise, lengthen embedded in a quantity
context, even without any additional measurement information provided, is a
case of the conceptual system returning an unmeasurable meaning, while the
grammar returns a measurable one. Both of these cases are neither more nor
less complex (and are in actuality considerably less extreme, in terms of their
effect) than other cases of grammatical-conceptual conflict such as three bloods
and much dog, which are extremely odd without a context, and much improved
when a supporting one is provided (and see Volume I, Chapter 4, Section 4.2, for
an extensive discussion).
When viewed from this perspective, the uncancellability of telicity in (47)
emerges directly from the fact that in these cases the grammar, rather than the
lexical semantics of any particular listeme, has forced the projection of telic
structure. Assuming, rather straightforwardly, that the syntactic/functional
constituent DegP, presumably dominating completely, as well as five metres, is a
21
And we note here the clear divergence of the conceptual system from physical reality where a
notion such as 'dry' is just as relative as the notion 'wet', and where absolute dryness is a virtually impos-
sible condition to meet on the surface of this particular planet.
154 The Projection of Arguments
Czech, like most Slavic languages, has neither definite nor indefinite articles.
In the context of the bare noun in (3), the prefix na accomplishes a double role:
first, it gives rise to a quantity-telic interpretation, and secondly, it binds a vari-
able in the DP interpreted as the'objective'argument (specifically, Filip assumes,
an incremental theme, following Dowty 1991 and Krifka 1992). The binding of
the direct object, in turn, results in the interpretation 'a lot', or 'a batch of. It
might be worthwhile to note that the role of na here goes beyond that which
is derived from assigning quantity range to [ASpQ(e}#]> deriving quantity-felicity
in our terms, in that quantity assignment to AspQ in general need not be asso-
ciated specifically with quantification over the object. Nor is an analysis which
restricts the scope of na to the verb appropriate (or, for that matter, a correct
interpretation of (3)). One can do a lot of baking, and the event could still be
neither telic, nor give rise to a lot of rolls. Further, a telic event of prolonged
baking need not give rise to multiple rolls. And finally, restricting the scope of
na to the direct object would not do either. As already noted in Chapter 4, Sec-
tion 4.1, quantity direct objects do not necessarily trigger telicity, and an atelic
event of baking a lot of rolls is a perfectly coherent one, and would emerge with
the direct object marked overtly as partitive in a language such as Finnish. We
must then conclude with Filip (op. cit.) that the interpretation associated with
(3) must involve the execution, by na, of the double duty of marking the event as
quantity and assigning quantity to the DP.
Alongside na we find the prefix u, usually interpreted as 'all (the-)'. Not sur-
prisingly, u, too, accomplishes the double role of giving rise to quantity-telicity
within the event domain, and a quantity interpretation to the DP:
in isolation, puta, as well as na, will be construed with the resulting predication structure, rather than
with each of its parts separately. See Filip (1996) for some discussion of this point.
Direct range assignment: The Slavic Paradigm 157
3
But see Section 6.3 for a more complete review of the system proposed by Filip (1996,2000).
4
And see also Borer (19950), Benua and Borer (1996), and Schmitt (1996), where the transfer of fea-
tures to the DP in Slavic languages is assumed to be mediated through specifier-head relations.
5
Formally I opt to represent perfective marking as the phonological realization of a head feature, i.e.
as devoid of morphemic structure. Alternatively, perfective markers could be viewed as bound, prefix-
al f-morphs, in the sense discussed in Volume I, Chapter 2, Section 2.2, (and see Chapter i, Section 1.3, in
this volume, for a summary), projecting independently. Here, again, two options are availableprefix-
es may merge directly with AspQ, triggering, in turn, the incorporation of the verb, or alternatively, they
may be viewed as preposition-like elements, merging originally in the L-domain and incorporating into
the verb, which then moves to AspQ, assigning range to it through that merged preposition. Ultimately,
I believe, the choice between these different options is not a semantic or a syntactic matter, but a mor-
phological one, and I return to this, and related issues, in Borer (forthcoming). Here, I favour the view of
158 The Projection of Arguments
7
Filip (1996) briefly discusses and dismisses the claim that atelicity involves the absence of telic struc-
ture, making reference primarily to claims made by Tenny (1987,1994). The criticism of Tenny's propos-
als, however, is crucially dependent on Tenny's assumption that verbs are either telic or atelic, and that
those of the former class project more structure than those of the latter. Such criticism is clearly not valid
for the analysis presented here.
Direct range assignment: The Slavic Paradigm 161
the listeme jist 'eat', with the existence of an originator, and with the event being
non-stative.
We turn now to the analyses proposed for imperfectives by Krifka (1992) and
by Filip (1996,2000). Before doing so, however, a terminological comment is in
order. The reader should bear in mind that by (a)telic, we are referring here to
the presence vs. absence of quantity, as instantiated syntactically through the
presence or the absence of a well-formed AspQ. (A)telicity, as used here, is thus
a semantic notion. By (im)perfectivity, we are referring here to a paradigmatic
notion, as typically employed in the Slavic literature. In the case of the perfective
paradigm, it includes cases in which an overt prefix is attached to the stem, typ-
ically a locative preposition historically, and often with quantificational inter-
pretationthat is, 'perfective' is a morpho-phonological classification. In the
case of imperfectives, on the other hand, and unless more is said, I will follow
traditional classification in taking it to refer to two distinct morphological para-
digms, at times labelled primary and secondary imperfective. While the former
involves a bare stem, the latter involves suffrxation, typically onto an already
prefixed (i.e. perfective) form. This is an important terminological distinction
to keep in mind, as we shall see shortly.
In the previous section, I equated quantity (= felicity) with perfective mark-
ing, taking perfective marking to be the phonological realization of quantity
range assignment to [AspQ(e}#] and at times to [DP {e)t] as well, through speci-
fier-head agreement. As we shall see, however, imperfectives are neither'atelic'
as such, nor are they apart structure in the sense of Filip (1996,2000). Rather,
'imperfectivity' in Slavic, as traditionally referred to, is neither semantically
nor morpho-phonologically (or syntactically) a well-defined notion. Primary
imperfectives, I will suggest, are atelic (i.e. non-quantity) because they lack syn-
tactic quantity structure. Secondary imperfectives, on the other hand, are in all
likelihood a species of outer aspect, in the sense of Verkuyl (1972 and subse-
quent work).
162 The Projection of Arguments
Although the analyses proposed by Krifka (1992) and Filip (1996,2000) differ
in ways which I will review shortly, they do share one important property. Both
assume that just as telic events require a quantized argument, an atelic event
requires a non-quantized argument. Specifically, for Krifka (1992), this means
that while (93) is atelicthat is, non-quantized and cumulative(pb-d) are
not straightforwardly atelic, as the direct objects here are not cumulative:
(9) a. We drank wine (for three hours).
b. We drank the wine (for three hours).
c. We drank a bottle of wine (for three hours).
d. We drank some wine (for three hours).
As the objects of (pb-d) are not cumulative, the failure of (pb-d) to have
a straightforward telic interpretation (i.e. to have a set terminal point) must
be otherwise accounted for; Krifka suggests that they are best characterized as
involving part-of relations. Such part-of relations can hold within the verbal
domain, where they (may) give rise to progressive of the English type, and with-
in the nominal domain, where, Krifka argues, they give rise to partitive nom-
inals, of the Finnish type (and recall that partitive case, indeed, does not impose
non-quantity restrictions on the direct object, thus preventing Krifka, by defin-
ition, from analysing it as an atelic structure):
which the uniqueness of objects, required by Krifka (1992), is not met (notably
stative verbs, but not only), etc.8 We note, in addition to the specific objections
raised in Kiparsky (1998), that objects of stative verbs (such as love Mary, see
the birds) do not receive a part-of interpretation in any sensible way, and yet
they are marked with partitive case in Finnish, suggesting that at the very best,
a part-of analysis of the Finnish partitive case accounts only for a subset of its
occurrences.
The criticism of Krifka (1992) to be offered here, however, does not focus on
the part-of analysis, but rather on another aspect of the system, namely, the
assumption that atelic structures require the direct object itself to have cumula-
tive reference, an assumption which is the motivating force behind the assign-
ment of a non-aktionsart interpretation to Finnish partitive case, to begin with.
Specifically, Krifka does assume that Slavic imperfectives are atelic, and that
they do give rise to a cumulative interpretation of the direct object, citing, as
evidence, the following examples:
8
And note in this context that as verbs in the present model cannot have properties such as divisive
or non-divisive (although events may), and as the uniqueness of object-event mapping has been direct-
ly challenged by the account of quantity Kiparsky's observations do not present a problem in the present
framework, under the assumption that partitive case is indeed a marker of the absence of quantity struc-
ture at the functional level.
164 The Projection of Arguments
that no such restriction holds for imperfectives, as was already illustrated by the
interpretation(s) of (7), and is as well by the example in (13):
(13) Pil1 vino, co mujehoneunavnyhostitel stale doleval1.
drank.3SG wine that...
'He drank (of) the wine that his tireless host kept pouring.'
As a further problem for the claim that imperfectives impose a cumulative
reading on their objects, Filip (op. cit.) cites the example in (14).
(14) Psal1 dopis.
wrote.3SG letter.sc.ACC
'He wrote a/the letter.'
If indeed objects of imperfective verbs must be cumulative, we would be
committed to the claim that in (14), dopis 'letter' is cumulative, that is, a mass
noun, with (14) presumably having uniquely the interpretation whereby he
was engaged in letter writing. However, (14) clearly does have an interpret-
ation whereby he was writing a specific letter. One might mention that it is also
perfectly grammatical in Czech to write five letters, imperfectively, although a
cumulative interpretation for'five letters'in this case is clearly unavailable:
(15) Psal1 pet dopisu.
wrote.3SG five letters.PL.GEN
The internal argument in (15) is clearly not cumulative, making it necessary,
at the very least, to assume that the cumulativity imposed on the direct inter-
nal argument (the incremental theme) by Krifka's system maybe overridden or
cancelled by an overt cardinal.
Before proceeding to a discussion of Filip's own analysis, note that given
the structures proposed here, the failure of agreement between the properties
of atelic events and their internal arguments is exactly what we would expect.
Assuming that (i4)-(is) are indeed atelic, we note that this would mean that
there is no LspX6)*] open value, the event is a non-quantity event, and there
simply exists no configuration in which the quantity properties of the internal
argument, whatever they are, may translate through a specifier-head configur-
ation to the functional head. Quite independently of what is the correct notion
of quantity and what is the correct notion of homogeneity (non-quantity), the
latter will never be instantiated through specifier-head relations, because by
definition there is no homogeneous structure. There is only the failure of a
quantity structure to be instantiated. Further, note, given the analysis of atelicity
proposed here, there is no reason to assume that the structure of (93) is different
from that of (pb-d)both having the structure in (8). In short, while we concur
Direct range assignment: The Slavic Paradigm 165
9
A separate question concerns the source of the possible (but not obligatory) definite interpretation
of the bare NP in imperfectives such as (14), an issue which I set aside here. For some brief relevant com-
ments in the context of Chinese bare NPs, see Volume I, Chapter 6, Section 6.4.
10
As already noted, Czech has two imperfective paradigms, one consisting in essence of the bare
stem, the second a morphologically complex form derived from the perfective paradigm. Thus psat
'write. iMp'-napsat, zapsat 'write-up' -zapisovat 'writing up'.
166 The Projection of Arguments
Most crucially, from our perspective, Filip's system implies that just as within
the perfective domain the TOT operator associated with the head stem binds the
direct object, making it TOT, so within the domain of imperfectivity, a (covert)
PART operator associated with the head stem binds the direct object, making it
PART. I believe that this conclusion is not borne out by the facts.
Note first that when na or u, or any other quantificational prefix, attaches to
the verb stem, and provided that no other marking is added, a quantity-teli-
city interpretation always emerges. Put differently, in the presence of quantifi-
cational prefixes, and without secondary imperfective morphological marking,
PART interpretation is excluded and TOT interpretation forced, as schematized
in (18).
(18) *[affixQ+root] PART [incremental theme]Q+PARi:
The interpretation that would be associated with an imperfective, part-of event
with the structure in (18), for example, that of'(being engaged in) baking (part
of) many rolls' or'(being engaged in) eating (part of) many apples', is a perfect-
ly sensible one, and is in fact available for the bare DP in (7), when no quantifi-
cational prefixes are associated with the verb. In turn, quantification could be
expressed by directly marking the DP object of an imperfective V, as in (19):
(19) Petr pekl1 mnoho housek/dvu housky.
Peter baked.iMPERF many-of rolls.PL.GEN/two rolls.PL.ACC
As noted, this interpretation is not, however, available in the presence of quan-
tificational prefixes, unless a secondary imperfective morphological marking
is added. But if Filip is right, and imperfectivity, for both primary and second-
ary imperfectives consists of a covert PART operator, the absence of the PART
reading with quantificational prefixes remains unexplained.11 This is especial-
11
We note a certain potential circularity here. The problem presented by the absence of the structure
in (18) is based on the assumption implied in Filip (op. cit.) that the presence of a PART operator defines
what is (semantically) imperfective, while the presence of a TOT operator defines what is (semantical-
ly) perfective, and that quantificational prefixes are specifically not semantically perfective. One could,
of course, claim that the exclusion of the structure in (18) stems from the fact that a PART operator is
only available in the morphological imperfective cases, but not the morphological perfective ones, i.e.
that it is the presence of imperfective morphology that gives rise to PART, and the presence of quantifica-
tional prefixes that licenses TOT. This, however, would amount to claiming that semantic imperfectivity
Direct range assignment: The Slavic Paradigm 167
lyso asFilip (1996,2000) assumes that the telic effect, for perfectives, is obtained
by the presence of a totality (TOT) operator, which is independent of the pres-
ence of quantiflcational affixes. As telicity within the perfective domain is not
induced by the quantity nature of the perfective prefixation, there is little reason
to exclude such quantity prefixation from co-occurring with the PART operators.
And yet, the combination of quantity prefixation with a bare stem cannot give
rise to an atelic or part-of reading of any sort. The problem is further exacerbated
by the fact that quantification prefixation does not conflict with a part-of read-
ing, and may co-occur with it, but only if additional overt imperfective morph-
ology is added, giving rise to the secondary imperfective scheme in (ijb).12
Even more surprising, given that Filip assumes the presence of a PART oper-
ator in the imperfective paradigm, is the complete absence of overt quantifl-
cational marking in the Slavic languages (preflxal or otherwise) associated
specifically with the imperfective paradigm, on the one hand, and the gram-
maticality of (19) on the other hand. If indeed the TOT operator in the perfective
paradigm is distinct from quantiflcational affixation, the latter being non-per-
fective by Filip's assumptions, why do we not find, within the imperfective
domain, an array of quantificational prefixes which agree with the object DP?
Further, within the perfective paradigm, any conflict between the quantifica-
tional properties of the DP and the quantificational properties of the marking
on the verb results in ungrammaticality. On the other hand, no such ungram-
maticality is associated with (19), where presumably the verb stem is marked as
does not reduce to the presence of a PART operator, but has some other defining characteristics, presum-
ably morphological, which supersede the presence of such an operator, and which condition its distri-
bution, although by assumption they are not, themselves, the PART operator. Likewise, one would have
to claim that semantic perfectivity has some other defining characteristics, presumably morphologic-
al, which suprecede the presence of a TOT operator and condition its distribution, although by assump-
tion they are not, themselves, the TOT operator. However, given the morphologically diverse nature of
perfective affixation, and the existence of two entirely distinct morpho-phonological imperfective para-
digms, a coherent classification is hard to find within the morphological domain. It therefore emerges
that if there is a coherent perfective/imperfective semantic classification which determines the distribu-
tion of PART and TOT, it cannot be based on the morphological paradigm, and further, must be independ-
ent of the PART and TOT distinction, if (18) is to be excluded in a non-circular fashion. It is not obvious,
however, what such a classification could be based on, or, that if and when postulated, it could derive in a
non-arbitrary fashion the fact that'morphological' perfectivity, with some presumed property P, should
correlate with TOT, while 'morphological' imperfectivity with some presumed property not-P, should
correlate with PART.
12
Filip's (2000) system is largely couched within lexicalist terms, assuming perfective affixation to be
derivational and lexical, but imperfective affixation to be grammatical. We note that a lexicalist approach
here is not, however, particularly helpful in resolving the problems noted in the text. An account for
the impossibility of (18) together with the grammaticality of (i/b) would require marking all prefixed
verb combinations, lexically and arbitrarily, as having a TOT operator, which can then be overridden by
the grammatical projection of imperfectives, associating it with a PART operator. In turn, as stems may
emerge from the lexicon unmarked, and hence imperfective and with a PART operator, we must assume
that imperfectives are both lexical and syntactic.
168 The Projection of Arguments
PART,but the direct object is not interpreted as PART (i.e. in (19), there is no bak-
ing of a part of two rolls, a point to which I return directly).
In turn, the absence of quantiflcational, preflxal marking in the primary
imperfective paradigm follows directly if we are correct in assuming that there
is no dedicated atelic structure, and if the primary imperfective, so-called, is the
paradigm associated with atelicity. In the model presented here, the difference
between a telic-quantity paradigm and an atelic paradigm consists of the pres-
ence in the former, vs. the absence in the latter, of a projected [AspQ(e}#] in need
of range. If na, u, and similar prefixes are the phonological instantiation of head
features (with quantiflcational properties) which assign range to [Aspa(e}J, their
presence in the structure is only licit if they spell out a head feature which does
assign range to [ASpQ(e}#] Otherwise, vacuous quantification results. It follows,
then, that na and u, or any other quantiflcational marking on the V-head, can
only be licit in a derivation that includes the merger of [ASPQ (e),]. The merger of
[AspQ(e>#], together with range assignment by quantiflcational markers such as na
and u, however, immediately gives rise to a quantity structurethat is, telicity.
We therefore predict directly the fact that the transmission of an (e)t value to a
direct object from quantiflcational markers such as na and u is never possible in
atelic contexts, as required, as by assumption, [AspQ(e}#] does not merge in such
structures. Not so within the Filip system. Here, the operator on V, be it TOT or
PART, binds a variable introduced by the incremental theme. The structural rela-
tions that hold between PART, in the imperfective, and its incremental theme are
identical to those which hold between the TOT operator, in the perfective, and
its incremental theme. There is thus no reason in principle for the systematic
absence in Czech of overt quantifier prefixes which bind an incremental theme
without telicity emerging. Their absence (outside the secondary imperfective
paradigm) must be independently stipulated.
We return shortly to the fact that overt quantiflcational prefixes do occur
in the secondary imperfective paradigm. We turn first to the relation between
an incremental theme and the primary imperfective, assumed to be regulated
by the existence of a covert PART operator. According to Filip, in the context of
imperfective stems, incremental themes must be interpreted as part of a whole,
rather than a whole. As an illustration, consider the following contrast:
c. Rozbijel1 salky.
broke.3SG cups.PL.ACC
'He was breaking (some/the) cups.V'He broke (some/the) cups.'
With respect to (2ob),Filip (1996) notes, the interpretation crucially is'some-
thing like "drink only some wine, not all of it".' Likewise, (ioc) seems to imply
that not all the cups were broken.
However, as Filip's text itself indicates, the PART relation is not always clearly
instantiated on the direct object. Thus consider the examples in (21) ((na) from
Filip (2000); (2ib) from Polish):13
(21) a. Plotla1 svetry.
knitted.3SG.F pullovers.PL.ACC
'She was knitting pullovers.'
b. Malowalem1 kubki.
painted.isc (the) mugs
13
With thanks to A. Lazorczyk (pers. comm.) for the examples in (lib) and (22).
170 The Projection of Arguments
c. Kopalem1 ptfkf.
'I kicked (the) ball.'
Suppose we consider another view, according to which (na-b) are not ambig-
uous but rather just vague. According to this view, what unifies the occurrences
of the imperfectives in (21)-(22) is the absence of a well-defined culmination
point, otherwise known as atelicity. For the emergence of this atelicity, what is
required is precisely the failure of any formal relations between the imperfec-
tive marking and the direct object, be it an incremental theme or otherwise. In
turn, the failure of such a formal relations follows directly from the structure
in (8). According to such an analysis, the internal DPs in imperfective-atelic
structures only play a role in the interpretation of the event by entailment, if
such entailment is relevant. To the extent that so-called incremental themes
are perceived as having well-defined subparts, an event, delimited or otherwise,
maybe perceived as progressing incrementally along these subparts. Certainly,
it is part of our world knowledge that pullovers, in the process of being knitted,
are partial prior to completion, that books have discrete subparts and that read-
ing normally involves progressing through these subparts (but not burning, for
instance). On the other hand, to the extent that the integrity of cars does not
seem to be dependent on the existence of a culmination to the driving, nor the
integrity of a ball dependent on kicking (which may or may not culminate), no
such part interpretation is applied to the object in the relevant events. Whatever
lack of completion or presumed partitivity remains of the interpretation here
is exclusively within the domain of the event, with its relationship to the inter-
pretation of the object remaining entirely undetermined by the grammar and
entirely determined by world knowledge.14
This conclusion is not a surprising one, of course, and is a direct parallel
of the conclusion we reached concerning the distribution of partitive case in
Finnish. As in Finnish, there is no evidence that atelicity involves any relations
between the verb and an argument, or between aspectual morphology and an
argument. The correlation, clearly, works the other way around: when there are
such (well-formed) relations, telicity emerges. Atelicity is precisely the absence
of such relations.
14
H. Filip (pers. comm.) notes that while the subset of pullovers or mugs involves a proper-part inter-
pretation, all other readings involve a part interpretation and not necessarily a proper part. Thus the
non-delimited reading, under this interpretation, would emerge from the presence of a part interpret-
ation which is not a proper-part one. While this is certainly true for pullovers and mugs, it is clearly not
applicable to non-incremental themes, where part-of relations are often altogether incoherent, as we
noted, but the event is nevertheless imperfectively marked and is non-delimited. In turn, viewing the
events, regardless of the presence of an incremental theme, as non-delimited, extends to all cases. A uni-
fied approach to imperfectives thus suggests that the formal PART relations with the direct object is not
needed, and that to the extent that a part-of interpretation does emerge for the direct object it is based on
considerations of world knowledge, rather than grammatical structure.
172 The Projection of Arguments
We note, in summary, that while the structure in (8) and an atelic interpret-
ation are highly plausible for the primary imperfective which is morphologically
unmarked in any way, the structure in (8) is clearly not available for second-
ary imperfectives, which typically involve the suffixation of overt imperfective
morphology to an overtly perfective form. As Filip (2000) notes, the co-occur-
rence of imperfective morphology and perfective prefixation clearly shows that
morphological perfectives and (secondary) imperfective morphology are not
in semantic opposition. Filip (2000) concludes from this that quantificational
prefixes are not perfective. We adopt a different conclusion. Having concluded
that quantificational prefixes are markers of quantity (= felicity), and that the
absence of quantificational prefixes marks the absence of quantity (= atelicity),
we must assume that overt imperfective morphology does not mark aktionsart,
and that the primary and the secondary imperfectives are by necessity not a uni-
form semantic class. The conclusion, we note, is eminently plausible given their
different morpho-phonological status, and we will assume it to be so without
further discussion. Relying on Zucchi (1999) we suggest that secondary imper-
fective inflection has at least up to a point a progressive function, in turn a spe-
cies of outer aspect, in the sense ofVerkuyl (1972) and subsequent work. Should
such a solution turn out to be workable, it would provide additional evidence
for the distinction between outer aspect and inner aspect, in showing them to
be associated with distinct morphological marking and with distinct morpho-
logical history. Being concerned here primarily with inner aspect, I leave this
matter aside. See, however, Chapter 7, Section 7.2 for some additional comments
on the interaction of prefixes and the secondary imperfective paradigm.15
15
As already noted, Schmitt (1996) shares with the present account the assumption of symmetrical
specifier-head relations, in telic structures. Specifically, within her system the argument in [Spec, AgrO]
agrees with the functional head AgrO, thus giving rise to quantization, in the sense of Krifka (1992). In
turn, the head, in Slavic, when quantificational, determines the quantificational properties of the object
through specifier-head relations. Schmitt's account nevertheless differs from the account outlined here
in a number of fundamental ways, not least of which is the adoption of Krifka's (1992) notion of quan-
tization. First, Schmitt continues to assume that partitive case is assigned internal to the VP, contra our
claims (and see Chapter 4, Section 4.2, for discussion). Secondly, Schmitt continues to assume that a
predicate is homogeneous, i.e. atelic, or non-quantized, 'if the PATH built by the verb and the object is
homogeneous, which entails in other words that the DP complement is homogeneous (or can be interpret-
ed as such)' [p. 94, emphasis mine, HB]. Thus Schmitt fundamentally subscribes to the view that, at least
semantically there are such things as atelic structures, and to the view that imperfective morphology
represents the existence of such structures, which in turn trigger agreement in cumulativity or homo-
geneity between the verb's lexical meaning and the DP complement. Thirdly, Schmitt continues to adhere
to Verkuyi's generalization as a crucial building block for the emergence of a telic interpretation, attribut-
ing it, in essence, to the properties of measuring-out events, essentially following Tenny (1987,1994) and
Krifka (1992). Finally, as is clear from the above quote, Schmitt remains fundamentally committed to a
crucial role, in the emergence of (a)telic interpretation, for the lexical semantics of the verb, an assump-
tion that has been rejected here (see Chapter 5, Section 5.2, for the relevant discussion).
Direct range assignment: The Slavic Paradigm 173
range to (e>d, to [DP {e},], or to both. We note that this rules out not only a generic
interpretation for (23), in which GEN assigns range to both (e>d and [DP {e},], as
in (26d), but also all three logically possible derivations in (27), as all involve a
relation between the DP in [Spec, AspQ] and an operator distinct from the per-
fective prefix:17
17
Note in this context that (i/a, b) are ruled out independently: (i/a) due to the failure of range
assignment to [DP (e},], and (i/b) due to the assignment of range to [DP (e),] by 3, a possibility which is
explicitly excluded in Volume I, Chapter 5, Section 5.1.
18
The realization of the complements of some cardinals and quantifiers as genitive, rather than accu-
sative, is taken in this work to be orthogonal to the issue of telicity. Specifically, we assume that the DP as
a whole receives structural accusative case in [Spec, AspQ] in the case of perfectives, and a structural par-
titive case in [Spec,FT], in the case of imperfectives.
176 The Projection of Arguments
19
Note that the impossibility of a strong reading within this or any subset of the perfective paradigm
is at least prima facie very surprising from the perspective of the analysis proposed in Krifka (1998), as it
is precisely the perfective/telic paradigm which he argues to correlate with object shift, wide scope, and
hence a strong reading for the quantity DP. It presents similar difficulties for the scoping-out analysis of
Schein (2002) (see Chapter 5, Section 5.3, for discussion).
178 The Projection of Arguments
(26), this time in reference to the structure in (30), which involves DP-inter-
nal range assignment to [DP (e)J, but not to (e>d. Excluding as irrelevant (i6a)
and (26d), as before, the following possible representations emerge for (293-0)
(CLmax ignored).
ments for weak interpretation. We nevertheless noted (see Volume I, Chapter 4, n. 23), that this result
may be in need of weakening. Even insofar as such weakening might be necessary, we note that as long
as weak interpretation requires range assignment to (e)d from without, the results to be outlined below
still follow.
i8o The Projection of Arguments
where double marking is avoided, as the perfective prefix assigns range to (e>d,
but not to [{e},]:
(37) [ASPQ [DP <e>d [*P {mnoho, dvu, tri} <e>, [NP ] ] ] [AspQ(Perf a> <O*] ]
22
A detailed comparison of the system presented here and that developed in Bittner and Hale (1995)
is not attempted. We do note, however, that the predictions made by the two systems overlap largely, but
are not identical. Specifically the system proposed here predicts the impossibility of strong quantifiers
in perfectives, but the possibility of such strong quantifiers (i.e. all, every) for imperfectives. The Bittner
and Hale system is neutral on the distribution of strong quantifiers altogether, as these can be interpret-
ed without typeshifting. The system proposed by Bittner and Hale (op. cit.) predicts the impossibility of
strong reading for cardinals and measure phrases in imperfective contexts as well as in perfective con-
texts. The system we adopt here, however, predicts their impossibility only ill perfective contexts. At least
in Czech, Filip reports that the picture in (35) does generalize to imperfective paradigms as well, as the
example in (i) shows:
(i) Znovu videl1 jedno auto.
again saw.3SG one car.so.ACC
'He saw a car again.' (Weak)
'*He saw that car again.' (Strong)
The issue here is clearly complicated by the fact that again, in and of itself, induces telicity. Neverthe-
less, should it turn out to be the case that the predictions made by Bittner and Hale (1995) are correct, it
suggests that within the model proposed here, more would need to be said about the interpretation of
cardinals in Slavic, barring, specifically, the structure in (i6c) for cardinals and measure phrases. I leave
this matter for future research.
Direct range assignment: The Slavic Paradigm 181
We return now to the sentences in (29), to their structure in (30), and to the
host of questions that we posed regarding that structure. We asked first why,
if in (iga-c) range is assigned to [DP {e)t] by an f-morph internal to the DP,
double marking does not emerge, given the presence of a quantificational per-
fective prefix which likewise assigns range to some open value within the very
same DP. This question has already been answered. If we assume that the oper-
ator-variable relations between a perfective prefix and the DP in [Spec,AspQ]
need not be realized as range assignment to [DP {e},], but can be realized as range
assignment to (e>d as well, double marking does not emerge. Another question
posed in the same context, that concerning the assignment of range to (e>d in
(30), has been fully answered: (e>d is assigned range by the perfective prefix, a
fact that gives rise to, indeed forces, a weak interpretation.
Finally, consider the last issue raised in conjunction with the structure in
(30). We noted that in principle, as the DP in (30) is a quantity DP through
internal range assignment, its coindexation with AspQ should make it a range
assigner, indirectly, to [AspQ(e}#]- Such range assignment, however, is clearly
undesirable, for two reasons. First, as a perfective prefix is in place, it would give
rise to double marking of [ASpQ(e}#]- More seriously, it would predict incorrectly
that quantity DPs of the type in (30) can assign range to [ASpQ(e}#] m Slavic in
the absence of perfective prefixation, clearly a wrong result. It is thus clear that
indirect range assignment, as attested in English and similarly structured lan-
guages, in which a DP in [Spec,AspQ] assigns range to [ASpQ(e}#], is simply not
available for Slavic, or at any rate, is not available in the configuration in (30).
We note that while restricting a DP-internal operator from assigning range to
[AspQ(e}J in structures such as those in (30) might not be difficult to derive (for
one, it would lead to a referential circularity, as the DP would be dependent on
AspQ, and AspQ dependent on DP), the need to exclude, across the board, indir-
ect range assignment by a quantity DP to LspX6)*] in the absence of perfective
quantificational prefixes shows that something deeper is afoot, specifically, that
the grammar of Slavic specifies a non-symmetrical, unidirectional relationship
between AspQ and any DP specifier, such that the latter may be bound by the
former, but not vice versa. One does suspect that the structure of the determiner
system in Slavic is at the root of this non-symmetrical relationship, but at this
point, we must leave this as speculation, pending future research.
7
We have now provided substantial evidence in favour of the claim that the
best characterization for atelicity is as the absence of telicity, rather than as
involving some specific (atelic) structure. We have further established the exist-
ence of structures in which range is assigned directly to [ASpQ(e>#], and specifi-
er-head agreement is responsible for the copying of that range onto some open
value in the DP in [Spec,AspQ] (indirect range assignment to the specifier by
the head). This, alongside the indirect range assignment to [ASpQ{e}#] by its speci-
fier, as is exhibited by languages such as English and Hebrew. Not surprisingly,
the grammars we have studied so far show a substantial degree of complemen-
tary distribution between the existence of direct range assigners to [ASpQ(e}#] and
the existence of direct range assigners to values within the DP, be it [DP {e)t] or
(e}d. While in English there are direct range assigners to {e}a, but no (inflection-
ally productive) direct range assigners to [ASpQ(e}#]> the converse seems to hold
in (most) Slavic languages, where there is direct range assignment to [ASpQ(e}#]>
but direct range assignment to (e}d seems restricted to proper names, and where
[DP (e}#] in addition to being assigned range within the DP, can also be assigned
range through specifier-head agreement. Such a correlation, once properly
tuned, could and should follow from the interaction between direct and indirect
range assignment, together with the role played by specifier-head agreement.
Telicity without Verkuyls Generalization 183
We are now in a position to tackle the assertion (ib), namely, the claim that
Verkuyls generalization is an instantiation of indirect range assignment for
[AspQ(e}J, and the prediction that in the presence of direct range assignment, a
(quantity) DP is not necessary to give rise to telicity. A prime example of range
assignment to [ASpQ{e}#] without Verkuyls generalization, one would expect, is to
be found in a grammar that actually has a phonologically realized head feature
devoted specifically to the assignment of range to [AspQ(e}#]- We have argued that
Slavic is precisely such a system, claiming, following Filip (1996), that the verbal
perfective prefixes in Slavic languages are quantificational in nature, but more
precisely that they assign range to [ASpQ(e}#] And indeed, as I will now argue, teli-
city without Verkuyl's generalization is found in Slavic. As I will show, this lends
support to the specifier-head agreement mechanism suggested as an account
for Verkuyls generalization. It also constitutes strong support for the syntactic
representation of telicity and event structure proposed here.
Before illustrating that there exists telicity without Verkuyls generalization
in Slavic, let us consider briefly the context in which such a prediction could be
tested. Given the system presented here, a peculiar asymmetry emerges between
the behaviour of dyadic and monadic predicates whenever [ASpQ(e}#] is assigned
range directly and not through specifier-head agreement with a quantity DP.
In order to see that this is so, we must consider the following logically possible
configurations of direct arguments:
(2) a. Perfective dyadic predicate, nominative, accusative
b. Perfective dyadic predicate, nominative, partitive
c. Perfective monadic predicate, nominative
Structure (ia) is the one associated with standard transitive perfectives in the
Slavic languages. Here, [ASpQ{e}#] is assigned range by a head feature phonologic-
ally realized as quantity affixation, and in turn, through specifier-head agree-
ment, the value of AspQ is transmitted to some open value in the DP, resulting
in the DP in [Spec, AspQ] receiving a subject-of-quantity interpretation, being
quantity, and receiving accusative case.
Consider now (ib). To give rise to quantity/telicity in (ib), we must project
AspQ. A quantity affix in turn assigns range to [ASpQ(e}#]>as needed. No quantity
DP is needed for this purpose, therefore. However, an object DP, provided that
one exists, and regardless of its range assigning properties, does need structur-
al case, and structural case is available either in [Spec,AspQ] (accusative) or in
[Spec,FP] (partitive). In turn, the nodes AspQ and FSP are mutually exclusive,
the latter being the shell of the former. It therefore follows that in the presence of
telic structures, partitive case can never occur. In turn, the agreement between
AspQ and the DP in its specifier forces [DP (e)t] to project and to be assigned
184 The Projection of Arguments
Showing that both structures in (3) exist is not a trivial matter. Tests for inter-
nal arguments, or in our terms, a DP in [Spec,AspQ] in Slavic languages, such
Telicity without Verkuyls Generalization 185
In (5), imperfective forms are used. In (4), on the other hand, the verb stem
has a -nu suffix, roughly translatable as 'once'. The resulting interpretation is
telic, as is clear from the ungrammaticality of modification with adverbials such
as for hours.
Schoorlemmer (to appear), within an approach to telicity which requires an
internal quantity argument (i.e. an approach which crucially assumes there is
no telicity without Verkuyl's generalization), points out that there is little evi-
dence that in (4) there is indeed such an internal argument. Po, a distributive
marker argued by Pesetsky (1982) and Schoorlemmer (to appear) to be sensi-
tive to the existence of a direct internal argument, is not possible with (5). Fur-
thermore, to the extent that some semelfactives can take an (optional) object,
that object is often instrumental rather than accusative, and certainly does not
receive an interpretation compatible with establishing any sort of homomor-
phismbetween events and objects, which Schoorlemmer assumes to be a requi-
site for (grammatical) telicity. Furthermore, such objects cannot be passivized,
indicating clearly that they are not direct arguments, and hence cannot be con-
sidered to be the quantity DP relevant to instantiating Verkuyls generalization:
(6) a. Vasja tolknul dver.
Vasja pushed door
'Vasja gave a push into (the) door.'
b. Sobaka maxnula xvostom.
dog wagged tail.iNSTR
('the dog wagged with the tail')
c. Vasja pnul (masinu) nogoj.
Vasja kicked (the car) leg.iNSTR
'Vasja kicked (the car) with his leg.'
(7) a. *Dver'byla tolknuta Vasej.
door was pushed by-Vasja
b. *Masina byla pnuta nogoj.
car was kicked leg.iNSTR
Schoorlemmer thus concludes that semelfactive verbs, in the specific sense
of the paradigm in (4), are lexically marked as perfective, and that telicity, to the
extent that it is derived with such verbs, is not compositional in these cases.2 We
2
For Schoorlemmer (1995, to appear), perfectivity is the result of agreement of the verb stem with an
internal argument, making the latter crucial. Because the perfectivity involved in semelfactive verbs can-
not be derived through agreement with an internal argument, it must be lexical, in the intended sense.
We note that within the account suggested here, perfectivity is not agreement, but rather, a head feature
independently projected. While agreement certainly plays a role in our account, it is the agreement of
Telicity without Verkuyls Generalization 187
note, nevertheless, that the suffix nu, found in (4) and (6) is entirely productive,
and that its affixation to a particular verb stem gives rise to compositional rather
than idiosyncratic information. Nor is the emerging telicity surprising, in view
of the existence of telic paradigms such as those in (8), with roughly identical
interpretation, which cannot be lexically derived, but which, we will argue in
Section 7.3, are nevertheless cases of (inner) aspect:
The behaviour of-nu is not unique in Russian. Other verbal markers can give
rise to perfectivity (and quantity/telicity) without a discernible internal argu-
ment (example (11) is from Filip 2000; see Section 7.2 for additional discus-
sion):3
We note that all the events in (9)-(n) are non-homogeneous, although none
involve a quantity object DP. While it is possible to assume that (pa-c), (lob),
and (11) have a telos, the non-homogeneity of (loa, c) arises from there being a
specified starting point, rather than specified end point.
the DP with the marking of the stem which is implicated here, rather than the other way around, which
allows perfectivity without a direct argument, and avoids the need to postulate two distinct sources for
perfectivity.
3
Note, following Schoorlemmer (op. cit.), that nu, with the most predictable of output interpret-
ations, is a suffix, while other telicity-inducing affixes are typically prefixes.
i88 The Projection of Arguments
The distribution of the suffix nu and the prefixes in (9)-(n) is not restrict-
ed to intransitives or to agentive contexts. Thus the very same affixes occur in
transitive contexts and in the context of non-agentive intransitives, as (12) illus-
trates, with or without -nu:
(12) po-stroit 'build'
(13) a. pro-moknut get wet, soak'
b. pro-niknut 'penetrate'.
(14) a. za-cerknut 'crosscut'
b. za-xvorat 'fall ill'
c. za-cvesti 'flower, come into bloom'
However, this is exactly what one would expect, if perfective prefixes as well as
the suffix -nu are direct range assigners to [AspQ(e}#] No need, then, to have a sub-
ject of quantity or, for that matter, any quantity DP moving through [Spec, AspQ].
Quantity is otherwise achieved, and can thus co-occur with a single argument
receiving an originator role in [Spec,EP], as in the structure in (33).
We note, however, that at least in principle, one could argue that the sole
argument in (9)-(n) could be moving through [Spec, AspQ], thereby triggering
a quantity reading (but note that such an account is considerably less attrac-
tive for objects that are marked by an instrumental, or do not passivize, as in
(7)). Can we show, then, that the arguments in (9)-(n) do not move through
[Spec,AspQ]? As it turns out, there do exist important diagnostics which are
sensitive to the presence of a quantity DP in [Spec,AspQ], rather than to the
presence of a well-formed AspQ, as such. Specifically, Schoorlemmer (1995, to
appear) argues that secondary imperfective suffixation applies only to perfec-
tives with a quantity DP (i.e. transitives and unaccusatives.but not unergatives).
As such, it is possible with the cases in (15), for instance.4
4
A few morphological points are in order here. The co-occurrence, in perfective forms, of prefix-
es such as na- and vs- with prefixes such as za-,pro-, etc., is impossible, quite possibly due to a morpho-
logical conflict or double marking. We note, however, that na- and vs- may co-occur with -nu, although
stems such as krac when prefixed with vs- alone, or when prefixed with vs- and suffixed with -nu, have
an identical meaning. We can speculate here that the apparent perfective doubling for forms such as
vskriknu may emerge precisely because -nu assigns range only to [Alpq (e)J, whereas vs- always assigns
range to some open value within the DP (either [DP (e)J or (e)d), and in the absence of another range
assigner, to [Alpq (e),] as well. An additional morphological conflict bars the co-occurrence of the suffix
-nu with secondary imperfective suffixes, although the occurrence of the secondary imperfective suf-
fix with perfective prefixes is otherwise well-formed. We speculate that the conflict here is fundamental-
ly morphological, as issues of double marking are largely irrelevant in this case. For additional relevant
comments, see Section 7.2. Special thanks to Maaike Schoorlemmer, Agnieszka Lazorczyk, and Roumi
Pancheva for walking me through the data in (i5)-(i6).
Telicity without Verkuyls Generalization 189
5
A separate question concerns the impossibility of an unaccusative derivation for the semelfactive
paradigm, as illustrated by the ungrammaticality of secondary imperfective in these contexts. This ques-
tion, in turn, is of some generality, as already noted in the context of intransitive agentive manner verbs.
The reader is referred to Chapter 8, Section 8.3, for some discussion.
190 The Projection of Arguments
The prefixed verbs in (17) are associated with events which, Filip notes, are
neither quantized nor cumulative, by Krifka's (1992,1998) definition. Quoting,
Filip says:
1-akspoguljdf in the sense of 'to walk for a (short) time', where po- functions as a meas-
ure of time. Suppose that e is an event of walking for a short time, then there is a proper
sub event of e,e', which also counts as an event of walking for a short time. Hence both e
and e' fall under the denotation ofpoguljdlp, and consequently,pog//'a/p fails to be quan-
tized At the same timepoguljdlp fails to be cumulative .. .because two events of walk-
ing for a (short) time do not necessarily add up to one event of walking for a short time...
Now let us take naguljdlsjap,m the sense of 'to walk for a long time'. If six hours of walk-
ing is considered to be walking for a long time in a given context (event e), then in the
same context walking for five hours (event e') may be as well, but not walking for one
hour (event e"). This means that there are events like e (walking six hours) in the denota-
tion of naguljdhjcf 'to walk for a long time' that have a proper subpart like e' (walking for
five hours) which is also an event in the denotation of this verb. Therefore naguljdhjcf
fails to be quantized ... and it qualifies as cumulative. (Filip 2000:51)
From the failure of na and po verbs to return a quantized output, Filip con-
cludes that the function of prefixes such as na andpo cannot be equated with
semantic perfectivity, where by semantic perfectivity she means, in essence, teli-
city.
We note in considering the paradigm in (17) that it parallels exactly cases
within the nominal and the verbal domains which we have already discussed, in
presenting a problem for the quantized/cumulative picture. Considering again
the relevant cases, note that (i8a) behaves exactly like poguljdf, 'to walk for a
(short) time' while (i8b) behaves exactly like naguljdlsjap 'to walk for a long
time! Within the verbal domain, (193) illustrates a case which is neither quan-
tized nor cumulative (and hence likepoguljdf), while the examples in (i9b) are
both cumulative and non-quantized, although telic by other tests, on a par with
naguljdlsja?
(18) a. less than three apples
b. more than three apples
(19) a. run to the store
b. cook eggs; write a sequence of numbers; fill the room with smoke
The DPs in (18) may trigger a telic reading, although by Krifka's definition
they are not quantized. The events in (19) maybe telic, although again, by Krif-
ka's definition they are not quantized. Even if we assume that (i7a-c) are not
telic because they are not quantized, Krifka's treatment of telicity, as dependent
192 The Projection of Arguments
6
Filip notes that with respect to (almost) all other tests, the forms in (17) pattern with Verbs that are
both clearly perfective and semantically quantized'. The one exception is attenuativepo-verbs, as in (i/c),
which may not occur with temporal measure phrases such as in-x-time, but can occur with durative time
spans, such asfor-x-time.We note that the exclusion of measure phrases is to be expected, given the fact
that time span is already built into the meaning of po (although H. Filip, in pers. comm., notes that meas-
ure phrases are possible for 'walk for a long time' thus suggesting that 'short' and 'long' have different
semantic properties, a fact otherwise discussed in Hay, Kennedy, and Levin 1999). In turn, the possibil-
ity of durative temporal expressions could very well be licensed as a modifier on 'short' (i.e. how short?
One hour).
Telicity without Verkuyls Generalization 193
Prefixed forms such aspoguljdlp naguljdlsja, then, behave exactly like other
telic predicates which violate quantization, but which abide by the definition of
quantity in (20). Thus there are no semantic arguments to reject perfectivity as a
morphological realization of telicity/quantity range assignment.
Let us now consider Filip's morphological argument against viewing quanti-
ficational prefixes as marking telicity. The morphological argument is based on
two claims, summarized in (21):
(21) a. Quantity prefixation is derivational while (secondary) imperfec-
tive marking is inflectional. If quantity prefixation were aspectual in
nature, we would have expected it to be inflectional (and see Pinon
2001 for a similar point concerning the morphology of perfective pre-
fixation).
b. Quantity prefixation does co-occur with imperfectivity, notably in the
secondary imperfective paradigm. If quantity prefixation were per-
fective, its occurrence with imperfective inflection would be ungram-
matical.
We note thatboth of these objections are fundamentallybased on the assump-
tion that perfectivity, and whatever semantic class it may correspond to, is the
logical opposite of imperfectivity, and more specifically, secondary imperfectiv-
ity and whatever semantic class it may correspond to. This claim has already been
discussed at great length in Chapter 6, Section 6.2, where I argued explicitly that
perfectivity corresponds to telicity/quantity, while secondary imperfectivity
corresponds to grammatical aspect, possibly akin to the progressive. Perfectiv-
ity, as a realization of quantity, is not contrasted with secondary imperfectiv-
ity, but with primary imperfectivity, which, I suggested, is the true correlate of
atelicity in Slavic. Within the domain of primary imperfectives, quantificational
affixation is absolutely non-existent, a fact which remains entirely unexplained
under Filip's (2000) analysis. In turn, if perfectivity is quantity, but secondary
imperfectivity is grammatical aspect, we no longer expect them to be in com-
plementary distribution, nor do we expect them to show any measure of mor-
phological uniformity (i.e. in being both inflectional or both derivational).
Pinon (2000), arguing specifically against severing the perfective prefix from
the verb, raises similar objections, arguing that any analysis in which the prefix
is generated in some functional head, above the VP, and which involves some
incorporation of the verb onto that prefix, would predict that the prefix should
have inflectional properties rather than derivational properties. However,
Pinon points out, the choice of particular prefixes associated with any particu-
lar verb is idiosyncratic, a hallmark of lexical-derivational morphology, rather
than inflectional, he suggests. Finally, Pinon points out, any such derivation is
194 The Projection of Arguments
As it turns out, all have in common the fact that they are associated with a
quantity reading of some sort. They differ, however, along two dimensions. For
the pure perfectivizers and the superlexical perfectivizers, the meaning of the
output word is directly related to the meaning of the stem in isolation. For the
lexical prefixes this is not the casethe meaning of the stem in isolation does
not seem to play a role in the meaning of the derived prefixed form. On another
dimension, the forms differ on the predictability of the choice of prefix. While
for the superlexical prefixes the sound-meaning correspondence is fixed (i.e.
na is always cumulative; za is always inceptive, etc.), for both lexical prefixation
and pure prefixation the choice of prefix appears arbitrary. Table 7.1 summarizes
these characteristics.
Let us now consider the behaviour of each of these morphophonological
paradigms from the perspective of Slavic prefixes as head features associated
with AspQ, which views the derived word as a spell-out of [(quart).Vstem], as in
(22). Clearly, the superlexical paradigm presents no particular problem here
we have a head feature which, in addition to the (quart) feature associated with
all head features that spell out as prefixes, is also endowed with some particular
value, say CUM. The combination (quan-cum) always spells out as na, thereby
representing a'regular'piece of morphology. Consider now the paradigm asso-
ciated with the pure perfectivizers. Here the form-function correlation breaks
down in a very particular sort of waywhile the function is regular, and is
always associated with (quart) and the assignment of range to [ASPQ (e>#], the form
TABLE 7.1
is unpredictable and depends on the choice of stem. The picture that emerges
here is curiously similar to the characterization of past-tense marking in Eng-
lish. While the common syntactic denominator for past tense is the assignment
of range to [TP (e>], we find -ed suffixation, 0-marking (e.g. put-put), stem alter-
nations which represent sub-regularities (e.g. sing-sang; ring-rang), alongside
others of an entirely unpredictable nature (leave-left; see-saw, etc.), as well as an
altogether hectic paradigm involving the merger of two distinct phonologic-
al matrices (e.g. go-went). It is thus evident that morpho-phonological idio-
syncrasy, or item-specific phonological realization in the context of a common
syntactic denominator, cannot be considered the hallmark of derivation, rather
than inflection, and certainly does not exclude the possibility that the pure per-
fectivizer prefixes in Slavic are head features which are spelled out in conjunc-
tion with a host when they assign range to a particular open value, in this case
[AspQ(e}#]. More specifically, recall that we have assumed that inflectional morph-
ology is paradigmatic. If that is indeed the case, and if it extends not only to
English past tense but also to Slavic perfective prefixes, then the inflectional
paradigm for a verb such as catch is as in (i6a), the inflectional paradigm for, for
example, kormi(tj) 'feed' is as in (26b), and loma(tj),'break' is in (260):
(26) a. ["Meaning: CATCH
Stem (category neutral) catch
(spell-out in environment V catch)s
spell-out in environment V.pst caught
(spell-out in environment N catch)
b. Meaning: FEED
Stem (category neutral) kormi
spell-out in environment V kormitj
spell-out in environment V.quan na-kormitj_
c. ["Meaning: BREAK
Stem (category neutral) loma
spell-out in environment V lomatj
spell-out in environment V.quan po-lomatj_
Finally, let us turn to the lexical prefixes, where, it appears, the combination of
8
The reader may note that the specification of the spellout in both N and V environments are redun-
dant here, as they constitute simply the insertion of the stem. They are included, however, for two rea-
sons. First, at least in principle, one of these pronunciations maybe arbitrarily missing (and see below for
discussion of quoth and lexical prefixation in Slavic). Secondly, the form may require an allomorph in a
particular syntactic context, for example, progress^ vs. progress^ in English. For a detailed discussion of
all these issues, see Borer (forthcoming).
198 The Projection of Arguments
prefix and stem changes the meaning of the stem. Clearly, one would imagine,
a lexical process? Consider, however, a different perspective, which equates the
behaviour of lexical prefixation with that of the morphology of missing stems
of well-attested derived words. Within the realm of word formation, which is
traditionally considered derivational in nature, this is the case of the paradigm
aggression, aggressor, aggressive, where the stem, the verb aggress, is non-attest-
ed.9 As it turns out, similar cases exist within the realm of'traditional' inflec-
tional morphology, where members of paradigms are often missing. The verb
'be' in Hebrew (haya) lacks a present-tense paradigm; the French verb frire'fry'
is missing past tense, plural of present indicative, the participle, the subjunc-
tive, and the imperfective forms; the archaic English verb quoth,\o quote' only
exists in the past tense, etc. (and see Stump 1998 and Carstairs-McCarthy 1998
for some discussion). Suppose now that forms such as iz-datj 'publish' have, in
effect, the structure of trousers. The stem from which they are derived is not
attested; in the relevant meaning (singular for trousers, primary imperfective
for'publish'). However, the derived form is.
Consider the logic here in greater detail. Suppose there exists a stem for quoth,
for instance, with the required meaning, to do with quotation, but, like aggress,
is not phonologically attested. In effect, then, the phonological paradigm for
quoth looks roughly as in (27), where forms marked with * represent missing
paradigm members:
(27) [Meaning: QUOTATION"
V.pres *
V.pst quoth
etc.
It is now clear what the natural course of action is for lexical prefixed verbs in
Slavic. Consider as an example iz-datj, 'publish'. The form is perfective, and the
prefix iz is a quantity prefix. However, the primary imperfective form, predicted
to be datj, does not exist with the intended meaning. As traditional accounts would
have it, the stem datj does exist, with the meaning 'give out', and upon prefixation
of iz- its meaning is altered to give rise to 'publish'. While such an account may be
historically plausible, however, we note that as an account for the synchronic mor-
phological complexity of iz-datj it entails giving up on any attempt at composition-
al word formation, be it derivational or inflectional, lexical or syntactic. It might be
worthwhile to note that once such compositionality is given up, the/orm ^func-
tion regularity of superlexical prefixes, as well as the form > function regular-
9
Although agress does occur in present-day English as a result of back formation, there is no doubt
that its existence post-dates the existence of the paradigm without it.
Telicity without Verkuyls Generalization 199
ically, in the preceding text. Consider specifically the paradigm in (31), already
touched upon in Chapter 5, Section 5.2, following discussions of Mourelatos
(1978) and Bach (1981):
(33) a. Pat laughed and cried twice (in three years/*for three years),
b. Robin danced and sang once (in three years/*for three years).
(34) a. Pat laughed and cried (for two hours/fin two hours).
b. Robin danced and sang (for three hours/fin three hours).
workable, such an account would have to assume that (44b-c) both involve a
small clause structure, with Pat predicated of down (mountain), as in (463),
but that (443) involves the structure in (46b), where Pat is predicated of climb
(mountain), or alternatively, as in (460), where Pat is predicated of mountain.
The mountain, on the other hand, is at times a complement of down, and at
other times, a complement of climb.
(46) a. climb [sc Pat, [down (mountain)]]
b. Pat [Vp climb mountain]
c. Climb [sc Pat, mountain]
Either way, given the distinct predicates, we do not expect a uniform inter-
pretation for Pat or for the mountain, contra intuition (and note that such a uni-
form interpretation could not be upheld either within theta-theoretic accounts
or within accounts which assign event-participant roles). We note further that
within a view that subscribes to UTAH, none of these variants maps into the
other in a fully constrained fashion, unless we assume that climb is always asso-
ciated with a silent preposition, which is deleted in (443). The latter solution,
which postulates mountain as an indirect object, even if tenable, we note, is
independently incompatible with Verkuyl's generalization, and hence is of little
help in our attempt to see whether Verkuyl's generalization could be rescued for
the paradigm in (44).
None of these complications emerge if it is assumed that telicity may be
induced without Verkuyl's generalization. The derivation of (443) continues
exactly as before, with the mountain being subject-of-quantity, the path read-
ing here being a direct entailment from the existence of a quantity predicate. In
turn, there is no subject-of-quantity in (440), and possibly not in (44b) either
(and see Section 7.3.3. for some follow-up discussion). In (440), telicity is satis-
fled because the particle down assigns range to [AspQ(e>#], making the presence of
a quantity DP in [Spec,AspQ] unnecessary. If an account is to be given in terms
of measuring out, we simply restate the above as follows; while in (443) the event
entails progressing along the mountain, with the mountain top being the pre-
sumed culmination point, in (440), the event entails progressing down, with
some presumed culmination at a point which is down in a contextually defined
sense. In all the derivations Pat continues to be an originator, and the fact that
she herself is participating in the motion has no more status, here, than the fact
that in simple unergative constructions such as Pat danced the subject under-
goes a motion.
More specifically, and returning to the full paradigm in (39)-(4i), we already
suggested in Chapter i, Section 1.4, that the best characterization for the rela-
tions which hold between verbs and obligatorily selected prepositions or par-
Telicity without Verkuyls Generalization 207
16
Recall that prepositions and particles are assumed to be members of the functional lexicon. To
recap some of the discussion in Chapter i, Section 1.4, we suggested that idioms are listemes with par-
tial subcategorization, consisting, specifically, of (adjacent) open values, at times with fixed range assign-
ers, and that these open values force the projection of specific syntactic structure which is interpreted
and realized in accordance with the independent interpretative formulas that otherwise apply to it.
More specifically, we proposed that the listemes depend on and trousers are as in (i a-b) (in all cases un
is the presumed phonological index of the non-functional part of the listeme, i.e. depend and trouser
respectively).
(i) a. DEPEND ON <^>7r9 + [(e on >]
b. TROUSERS <=> [it, + <ea)div]
By convention, the representation in (i a) is interpreted so as to force the insertion of the functional
item on to assign range to (e), and the structure projects as a phrasal complement of the head phono-
logically indexed as 7T9. In turn, by convention, the functional head feature (diva) in (ib), a non-singular
range assigner to (e)div, projects as part of the extended projection of the head phonologically indexed as
7T3 specifically in this case having the effect of producing 'plural' marking. The emerging syntactic struc-
tures are thus as in (ii) (possible verb movement in (ii a) set aside):
(ii) a. [ v depend [Pon(e011)]]
b. [DIV trouser.(div") (edl") [N trousor ] ] > /trauzerz/
Note now that unlike depend where the preposition on projects a full PP and remains within the
L-domain, the particles in (40) are by assumption range assigners to an open value within the extended
projection of the listeme. This is so quite independently of whether or not they merge, originally, with-
in the L-Domain and then move to AspQ, or alternatively, merge directly with AspQ. This characteristic
of e.g. over, in conjunction with take, is thus on a par with trousers, rather than depend on. It thus appears
that the relevant representation for the listeme take over should be as in (iii a) (with TT, the presumed
phonological index of take), realized syntactically as (iiib):
(iii) TAKE OVER <=> [u7 + <eover)AspQ-,]
[Alpq take (over) <eover), [vtak-e]] <=> /teykowvr/
Structure (iii) is neutral with respect to the original merging site of over, as long as eventually it merges
with Lip/e),], and assigns range to it. Thus it might be that over always merges in the L-Domain, and that
208 The Projection of Arguments
(post-verbal) subjects in configurations such as those in (51),but not, typically, from post-verbal subjects
of unergatives and transitives, are to be captured:
(i) a. *Ne hanno corso/I due.
of-them have run two
b. Ne sono corsi due a casa.
of-them are run.AGRtwotohome
We return to this issue in greater detail in the context of the discussion of similar paradigms in Catalan
in Chapter 9, Section 9.3. Essentially, we believe, the key to the ne-cliticization paradigm is not the
unaccusative-unergative distinction (and the accompanying event-structure configurations), but rather
the licensing of a post-verbal subject in a position that allows ne-cliticization without the empty cat-
egory in effect c-commanding its antecedent, ne. If phrased this way, note, the post-verbal restriction
on ne-cliticization follows immediately. If, in turn, subjects of unergatives occurring in the right periph-
ery have been post-posed from [Spec,EP], they could not allow ne-cliticization any more than subjects
overtly in [Spec, EP]. The grammaticality of (ib), then, is not about the unaccusative-unergative distinc-
tion, but about the licensing of the subject here, but not in (ia), in some position below [Spec,EP], say
[Spec,TP]. In Chapter 91 will argue that such positioning of the subject is a function accomplished, typ-
ically, by locative particles which may assign range to (e)E, the open value heading EP, in the absence of
a filled [Spec,EP]. If that is on the right track, it suggests that a casa fulfils a double role here, assigning
range not only to [AspQ(e) J > but also to (e)E, on a par with the role which is performed, I will argue, by loc-
ative deictic pronouns in Hebrew.
210 The Projection of Arguments
The quantity nature of events such as those described in (50) can be demon-
strated by the accusative case marking on the object in corresponding Finnish
examples, as in (52):
In turn, for (50), and in spite of the presence of a delimiting expression, the
quantity nature of the direct object continues to play a crucial role in determin-
ing the nature of the event. Thus while (soa-b) maybe telic, (54a-b) may not:
(54) a. Kim pushed carts to New York (for several hours/*in several hours).
(Single-event interpretation)
b. Pat threw balls into the forest (for several hours/*in several hours).
(Single-event interpretation)
And finally, for (51), the DP must be quantity, but when it is not quantity,
ungrammaticality rather than atelicity emerges:
The contrast between (55)-(s6) replicates itself with the contrast in (57):
(57) a. Kim wrote up the letter (?for several hours/in several hours),
b. Kim wrote the letter up (*for several hours/in several hours).
While native speakers are not entirely uniform in their judgements of (56)
and (57), some assigning a question mark to (563)7(573) and a full star to (s6b)
and (57b), others assigning full grammaticality to (563) and (573) and a question
mark to (s6b) and (57b), they are uniform in maintaining that an atelic reading
is considerably easier in [V+particle NP] configurations than it is in [V NP par-
ticle] configurations (see Chapter 8, Section 8.2.4, for discussion of these para-
digms in derived nominals).
The degree of variability here is not trivial to explain. We note that the oblig-
atoriness of a quantity DP for the verb-DP-particle constructions is easy to
account for if we assume that the particles under consideration here, in contrast
with the particles considered for intransitive cases such as those in (39)-(4i),
are not range assigners to [ASpQ(e}#] but rather, modifiers of AspQ. They force
its projection, just like time measure modifiers such as in-x-time, but they do
not themselves assign range. That task remains the role of the quantity DP. We
must assume that such a modificational role may be suspended in the V-par-
ticle-DP configurations in (56) and (573), possibly due to the merger of the verb
and the particle at the level of the conceptual array, resulting in no requirement
for the projection of AspQ. Delimiters such as to New York would have to be
viewed as (optional) AspQ modifiers in such contexts, allowing, but not requir-
ing, the proj ection of AspQ. The latter, note, is already rather problematic, in view
of the fact that for intransitive cases, we assumed that the delimiter is a range
assigner to [ASpQ(e}#] thereby allowing quantity interpretation without a quan-
tity DP in [Spec, AspQ]. Finally, (49) and (53) present the trickiest paradox. To
allow a quantity reading to emerge in the absence of a quantity DP, as in (53),
we must assume that adverbials such as once and three times assign range to
[Aspa(e}J in transitive cases as well as in the intransitive cases already discussed
in (31), (33). However, to allow for a strong quantity DP alongside an adverbial
such as once and three times in (49) without the emergence of double marking
requires the assumption that even within the transitive class, such adverbials
may sometimes act as range assigners for [AspQ{e}#]while at other times they are
predicate modifiers for [ASpQ(e}#]-
212 The Projection of Arguments
close examination of the facts strongly suggests that adjuncts in English may
be either range assigners to [ASpQ(e>#], making the occurrence of a quantity DP
unnecessary, or alternatively, predicate modifiers which force the projection of
[AspQ(e}J, but which are incapable of assigning range to it, thereby necessitating
the presence of some other range assigner, typically a quantity direct object. The
final determination of the factors determining their specific role in specific con-
texts must, however, await future research.
8
How Fine-Grained?
8.1 Preliminaries
Ultimately, every event has a unique interpretation, as dependent on the unique
context of its occurrence. The fully articulated interpretation, then, will of neces-
sity be so specific and detailed as to make generalizations impossible. Pursuing
such detailed interpretation assignment for events, however, has not typical-
ly been the goal of formal theories of interpretation and structure, nor is such
a goal consistent with scientific pursuit in general, or formal linguistics in par-
ticular. Rather, it has been the task of the linguist to focus on what are, and what
are not, legitimate and relevant grammatical generalizations. We must navigate
here a rather treacherous path between the general and the particular. More
concretely, and taking grammaticality judgements to be the primary source of
linguistics evidence, as is well known grammaticality judgements do not come
in black and white, but rather along a continuum, and do not wear the cause of
their malaise on their sleeve. Barring the development of some means of better
categorizing the shades of (in) felicity, it is, ultimately, the nature of the theoret-
ical model employed that determines which shades of grey represent the vio-
lation of some formal principle of the grammatical computational system, and
which are due to factors external to it.
The particular form of the investigation that I have undertaken in this study
hasbeen shaped by the assumption that whatever generalizations do apply with-
in the grammar do not involve generalizations over the properties of concepts.
While concepts certainly are amenable to generalization, I suggested that their
properties do not interface with the grammar. Rather, the interface is between
the interpretation returned by the grammar, and the meaning returned by the
conceptual component as combined with world knowledge. Should these two
outputs conflict, oddity emerges, at times so extreme that coercion of the rele-
vant concepts is impossible, making it difficult to distinguish that oddity, a pri-
ori, from ungrammaticality as assigned by the formal grammatical system. In
turn, it also follows that properties of particular concepts cannot play a role in
determining grammatical structure.
How Fine-Grained'? 215
Beyond that, however, we must also determine which of the many nuances
of interpretation associated with grammatical objects are assigned by the struc-
ture, and which are artefacts of world knowledge, as combined with whatever
principles may govern the formation of concepts. To illustrate, at one extreme,
there are claims which most linguists would agree on, that is to say that the
grammar need not represent formally the distinction between the role assigned
to the (subject) argument of eat and the (subject) argument of drink, insofar as
both occur in identical grammatical contexts, and have, for all intents and pur-
poses, an identical grammatical representation. To take a less extreme example,
common theories of argument projection from the lexicon postulate a specific
set of grammatical properties for a given verb, assuming that some addition-
al computation is required to license it in other grammatical contexts. In the
domain of thematic structures, these are theories such as UTAH, which postu-
late grammatical operations to absorb and manipulate the assignment of the-
matic roles through incorporation and other devices. In the domain of telicity,
there is the claim that some verbs are in some sense telic, while others are not,
and that typeshifting is required to allow variable behaviour (see e.g. van Hout
1996, 2000). At the other extreme are claims that might give rise to consider-
ably more controversy. To illustrate, Parsons (1990) suggests that as activities
and accomplishments give rise to resultant states with identical properties, ulti-
mately the distinctions between them may not be grammatically represented.
As another illustration, Schein (2002) suggests that telicity is induced, in effect,
by the presence of a DP which can take scope over time measure phrases (i.e.
in x-time), and that in the absence of such time measure phrases, events are
vague, rather than telic or atelic as such (see Chapter 5, Section 5.2, for some
discussion). It is the taskof this chapter to make explicit the degree to which the
structures proposed here for events are fine-grained.
and if there is more to the correspondence between roles and syntactic pos-
itions than evident in statements like those in (i), then it must follow that there
is some event structure in every expression that involves arguments. We do note
that to the extent that one opts for a representation such as that in (i), or for the
type of model espoused by Parsons (1990,1995) and Schein (2002), the gram-
mar must be augmented with some other mechanismstructural, thematic, or
otherwiseto ensure that in (ic-d), for example, the correct c-command rela-
tionship between the arguments comes to be (i.e. it is the understood builder
that c-commands the built object and not the other way around).1
I will assume, then, that the representations in (i) are too coarse. At the very
least, they should be replaced with something like the representations in (2).
Taking now the representations in (2) as our starting point, note that they
are still quite coarse. Consider, specifically, some often discussed distinctions
which (2a-d), as such, do not capture, as well as some assumptions implicit in
the representations. First, note, to the extent that the distinction between telic
1
And indeed, Parsons (1990,1995) utilizes thematic roles alongside Neo-Davidsonian representa-
tions, tacitly assuming such roles to accomplish the hierarchical representation associated with argu-
ment structure. Schein (2002), on the other hand, discusses in great detail the workings of a generalized
structural mechanism for such assignment, based on notions such as CAUSE and others, rather than on
assignment by specific lexical entries.
How Fine-Grained'? 217
eventives and atelic eventives is a grammatically real one, it is not directly rep-
resented in (la-d), except through the interpretation of the argumentsthat
is, in (ia) the event argument is not an argument of quantity, in and of itself,
but rather, the quantity interpretation is mediated through the existence of a
subject-of-quantity relationship between the event argument and Kim. Telicity,
then, is not directly represented as a property of the event argument in (ia, c).
Only the presence of subject-of-quantity gives rise to such an interpretation.
When no such subject-of-quantity projects, a telic reading fails to emerge.
As it turns out, we can exclude immediately the structures in (2), precisely by
showing that reference to arguments does not suffice to draw the correct dis-
tinction. We already argued extensively, in Chapter 7, that quantity interpret-
ation can emerge in the absence of subject-of-quantity, as for (3), for example.
(3) The army took over. (Quantity)
Activity and stative interpretations, further, can emerge in the absence of an
argument as well, as illustrated by (4), a point that will be discussed extensively
in Chapter 9, Section 9.2.
(4) a. It rained. (Activity)
b. It was cold. (Stative)
If indeed the event argument is never predicated of event types, the repre-
sentations for (3)-(4) have to be as in (5), leaving out of the representation the
fact that (3) is quantity, as well as the difference in event type between (43) and
(4b):
(5) a. 3e [originator (the army, e) & take over (e) ] (or, possibly, take (e) &over
(e))
b. 3e [rain(e)]
c. 3e [cold(e)]
In a brief discussion in Chapter 3, Section 3.2.2, touching specifically on the
distinction between statives and eventives, I assumed that stative interpretation
emerges from the existence of some functional structure dedicated specifical-
ly to stative interpretation, and which can in turn preempt verbal categoriza-
tion of its L-head complement. Suppose we continue to assume this. If it is on
the right track, and given that event representations must distinguish between
event types, and that quantities and statives (this latter one by assumption), but
not activities, are associated with dedicated structure, two possibilities emerge
for (s)-(4). One involves specifying that (3) and (4b) are quantity and stative,
respectively, while leaving (43) unspecified, as in (6). The other involves specify-
ing (4b) as an activity, that is, assuming that activity interpretation emerges in
2i8 The Projection of Arguments
it would follow that event types could not be distinguished in the absence of
arguments, a point we already disputed. It would further follow that quantity
and activity could not be directly modified, and that any predicate modification
would have to target either the originator or the subject-of-quantity. A simi-
lar rationale should dictate the choice between (8) and (9). If (8) is correct, we
expect to find predicate modification of quantity, of activity, of originator, and
of subject-of-quantity. On the other hand, if (9) is correct we expect predicate
modification of quantity, originator, and subject-of-quantity, but not of activ-
ity. While in such a case activity might still be a well-defined interpretation,
specifically, an event type that is neither stative nor quantity, it would not be a
grammatical object, as such, and could not be specified to interact directly with
grammatical operations.
I return in Sections 8.2-3 to empirical facts that may bear on the choice
between (8) and (9). In advance of this discussion, note that to the extent that
it is possible for the event argument to be predicated of at least some event
types without any additional arguments, and to the extent that distinct event
interpretation can emerge without arguments, we need not, indeed we cannot,
assume that the main function of event nodes such as AspQ and EP (or for that
matter, whatever functional structure is responsible for the emergence of a stat-
ive interpretation) is to license arguments in some form. Rather we must view
argumental interpretation as orthogonal to the main function of event nodes.
In short, neither originator nor subject-of-quantity, as such, contribute to the
emergence of event classification. Event classification is achieved by direct
predication of the event argument, and arguments, to the extent that they exist,
receive their interpretation as an entailment from the event type. Most crucially,
they do not determine what the event type is (see Davis and Demirdash 1995 for
a similar view of argument interpretation).
It is worthwhile highlighting here a point which I will return to in Chapter 9,
concerning the difference between the grammatical properties of the origin-
ator, as it may emerge in conjunction with an eventive EP, and the properties of
external arguments assigned by a specialized node, often called little v, as artic-
ulated, for instance, in the work of Harley (1995,1996,2001) and Marantz (1999).
Fundamentally, v is a verbal argumental scheme, and represents an attempt to
generalize over types of thematic grids, as projected from verbal lexical entries.
To consider Marantz (1999 and subsequent work), there are as many v-types as
there are argument-structure configurations. That is, there is an external causa-
tion v, an internal causation v, a stative v, an inchoative v, etc., each associated
with a template determining both the syntax and the interpretation of its argu-
ments. A more parsimonious theory is suggested in Harley (op. cit.), in that v
can only be specified as to whether it assigns an argument role or not (and see
220 The Projection of Arguments
also VoiceP, which is either active, thereby assigning an external role, or passive,
thereby not assigning an external role, as claimed in Kratzer 1994,1996). Either
way, each instantiation of v is clearly a way of forming a specific argumen-
tal configuration, much as traditional lexicalist accounts would associate, for
example, verbs of emission with a particular argument structure (cf. Levin and
Rappaport Hovav 1995 for the classical work within this domain). On the other
hand, if the suggestions here are on the right track, AspQ and similar structures
are first and foremost predicates of the event argument, and argument roles are
by and large epiphenomena. If an originator or a subject-of-quantity emerges
in the structure, it does so for reasons that are orthogonal to the semantics of
activities or quantities. In the case of quantity, we argued, a quantity direct argu-
ment emerges because it is needed to assign range to [ASpQ(e}#]- When range is
assigned directly to [ASpQ(e>#], as illustrated in Chapter 7, a direct quantity argu-
ment need not project, but quantity, telic interpretation is licit nonetheless. Thus
the role subject-of-quantity, as assigned to the argument in [Spec,AspQ], is but
an artefact of the fact that a DP projects in [Spec, AspQ], together with the fact,
specific to some grammatical configurations, that such a DP serves as the pri-
mary mode for assigning range to [ASpQ(e}#]- If> however, such a DP does project,
it bears, perforce, a predication relation with the syntactic projection of quan-
tity, which results in its interpretation as a subject-of-quantity, by entailment.
As such, then, AspQ, or quantity, is not a role assigner. Similarly, EP does not
assign an originator role. A referential DP in [Spec.EP] which is not otherwise
assigned a role is interpreted, by entailment, as the originator of an eventive
(non-stative) event. However, EP, in and of itself, is devoted to the licensing of
the event argument, and need not be associated with any other argument. Like-
wise, activities do not require an originator, as the paradigm in (43) illustrates, a
matter that we shall discuss at some length in Chapter 9.
ing state (subject of CUL). Note that to the extent that telicity requires such a
resulting state, which in turn must be predicated of an argument, it is possible to
thus derive Verkuyls generalization.
Considering this view, specifically of accomplishments, we note that from
the perspective of the account of telicity in this work, such event decomposi-
tion is uninformative at best. First, I suggested that culmination is a side effect
of the existence of an event structured by quantifiable division, rather than an
independent property that holds of quantity events. Secondly, I suggested that
such a culmination, a specific instantiation of the lack of homogeneity in the
intended sense, need not coincide with the end of the event, and hence there is
no sense in which it can be coherently described as the starting point of a result-
ing state, or fete, as proposed by Higginbotham (20000). I further argued that
the (apparent) obligateriness of a direct internal argument is to be derived not
from the existence of some argument assignment properties of CUL, or from the
existence of some interpretationally relevant resulting state which follows the
event and which must share an argument with it (cf. Dowty 1979 and subsequent
work), but rather, from the fact that in English-type languages, specifier-head
relations is the primary mode of assigning range to [ASpQ(e}#] Finally, I suggested
that atelic events, as such, are not associated with any structure, and that quan-
tity is in a fundamental sense best viewed as a quantifiable predicate of the event
argument. In its absence, the event argument is only predicated of the other-
wise unstructured (eventive) verbal predicate. Decomposing an event into for
instance, an atelic event and a telic event, the latter being quantity, thus makes
little sense. The question then is whether or not, within the approach advanced
here, analysing the interpretation of accomplishments, or quantity predicates
in general, in terms of the conjunction of the properties of some development
and some culmination contributes in any sense to our understanding of the
phenomena under consideration.2
In Chapter 71 discussed cases of quantity, or telicity, that do not conform to
Verkuyls generalization. To the extent that such cases do exist, they weaken
2
It is interesting, from this perspective, to note that Higginbotham (looofo), in addressing the oblig-
atoriness of quantity DPs, or what he refers to as 'singular-term internal arguments', suggests, contra
Tenny (1987,1992,1994), that the measuring out effect is a consequence of the existence of a telos, rather
than the basis for it, and that if, for example, the eating of the apple is to attain a telos, then it follows that
there should be 'a systematic change in the apple, such that the attainment of the telos is brought closer
and closer' (p. 66). While I certainly endorse the view here that the emergence of a measuring out effect
with respect to an existing direct object is a consequence of, rather than the cause of telic interpret-
ation, I also endorse Tenny's original insight that the best characterization of telic events is in terms of
the nature of their development, and not in terms of the emerging result, and that it is the attainment of
a telos which is the consequence of a'measured' event, rather than the other way around (and see Roth-
stein looofo, for a fundamentally similar view on the essential properties that distinguish accomplish-
ments from activities).
222 The Projection of Arguments
3
It is often assumed that event decomposition is the source of the difference between achievements,
in the sense of Vendler (1967), and accomplishments. We note that even if the view that accomplish-
ments are somehow achievements-p/ws could be supported, it certainly could not be sensibly supported
by decomposing accomplishments into activities and resulting states. While both activities and result-
ing states may occur on their own, a resulting state is very clearly not an achievement. If, then, there is a
sense in which accomplishments are complex events, but achievements, if indeed they exist as a distinct
class, are simpletons, the decomposition under consideration could not be into development and result-
ing state, or process and telos. See Chapter 10, Section 10.3, for some relevant discussion.
How Fine-Grained'? 223
the end point is, in fact, specifically not under the bridge. While time-measure
adverbials do, we suggested, force a culmination and measure the duration of
the event, we also note that the relevant culmination is not denoted by under
the bridge, thereby strongly suggesting that the event implicated in (lob) cannot
be decomposed, usefully, into a progression part, as denoted by the verb float,
and a culmination point, as denoted by under the bridge.4 Any floating from one
side of the bridge to the other, note, suffices to give rise to a quantity reading in
our sense. However, a decomposition of the event, so as to allow the expression
the boat (is) under the bridge to act as characterizing the onset of some result-
ing state, clearly misses the most salient interpretation for (lob). Float under the
bridge, then, is yet another instantiation of quantity defined not by the end point
of the event, but by some intermediate point, specifically, by the change from
not being under the bridge to being under the bridge, although being under the
bridge does not coincide with the end of the event. Float under the bridge thus
is a case of fill the room with smoke (see Chapter 5, Sections 5.2 and 5.3 for dis-
cussion), where quantity is defined on the basis of the existence of a particular
point, a 'full' point or 'under the bridge' point, but where that point need not be
at the end of the event.
If on the right track, then, this means that decomposing/foaf under the bridge,
either syntactically or semantically, so as to make under the bridge the basis of
either a telos or resulting state, in some sense, is probably on the wrong track
Rather, it seems plausible to assume that under the bridge is simply a predicate
modifier of the floating event, and we note in this respect that it is entirely neu-
tral with respect to quantity, as it is perfectly comfortable giving rise to both
quantity and non-quantity events, as the pair in (loa-b) indicates. Either way,
not only is there no argument here for the existence of decomposition into a
progression and a resulting state, such a decomposition actually gives rise to the
wrong interpretation.
Another important construction which has been argued to give rise to an
accomplishment reading through the conjunction of events denoted by distinct
development and result constituents is the resultative, illustrated in (11) (transi-
4
The problem here is distinct from that discussed in Higginbotham (20000, b) in conjunction with
English prepositions such as to, which have both an interpretation involving a directed motion and one
involving an end point location. If one were to assume, for instance, that to has, roughly, a meaning akin
to to + in, in John ran to the store, the culmination of the event does, in fact, involve John being in the store,
thereby making such sentences amenable to a compositional analysis. Not so with under, which, under
the interpretation intended in (lob), and regardless of the possibility of decomposing under into directed
motion and location, involves in actuality the negation of under as the relevant end point for the motion.
Under here does not appear to characterize any end point, but rather a significant landmark in measur-
ing the progression of the motion under consideration.
224 The Projection of Arguments
tive resultative), (12) (intransitive resultative) and (13) (so-called ECM resulta-
tive).
(11) a. Kim hammered the metal flat.
b. Robin painted the barn red.
c. Pat wiped the table clean.
(12) a. The river froze solid.
b. The vase broke to pieces.
c. The ball fell down.
(13) a. Robin ran her shoes threadbare.
b. Pat sang the babies asleep.
c. The dog barked me awake.
The cases in (13) are typically taken to provide the strongest evidence for
decomposition of telic events into a development part and a resulting state. Spe-
cifically, under such an analysis, in (133), for example,Robin is the (lexically spe-
cified) subject of the verb run, typically a predicate of activity events, while her
shoes is the subject of the stative predicate threadbare. The resulting interpret-
ation, a presumed conjunction of the two, gives a clearly telic event, in which
a process, otherwise atelic and as defined by run, gives rise to a resulting state,
as defined by threadbare, which is in turn predicated of an object. If (13) could
be viewed as a periphrastic representation of what is otherwise synthetic (e.g.
Robin wrote the letter), it would provide strong evidence for the existence, for
synthetic telic constructions, of a representation which is indeed decomposed
into a development part (Robin write) and a culmination/result part (letter writ-
ten), interpreted through a conjunction of some sort (for analyses of the 'result'
part of resultative constructions in terms of a result-state, see Dowty 1979;
Pustejovsky 1991; Levin and Rappaport Hovav 1999,2000; Rapoport 1999; Hig-
ginbotham 20000, among others). From a Neo-Davidsonian perspective, the
representation for a resultative construction such as (na) would be as in (143);
(i3b) would be represented as in (i4b):
(14) a. 3e [hammer (e) & originator (Kim, e) & participant (metal, e) &
3e' [flat(e') & subject-of- state (metal, e')] & cause (e, e')]
b. 3e [sing (e) & originator (Robin, e) & 3 e' [asleep(e') & subject-of-
state (the baby, e')] & cause (e, e')]
There are, however, a number of problems with this particular view of resulta-
tive constructions, and by extension, of accomplishments or telic events in gen-
eral, as reducing to the analysis in (14). First, as noted by Rothstein (20000),
How Fine-Grained'? 225
(17) a. You can paint these walls white for hours, and they won t become
white (e.g. because something in the plaster oxidizes the paint) (and
compare *You can paint these walls white in a week and they will not
become white).
b. We yelled ourselves hoarse (for ten minutes).
The significance of (i6)-(i7) is that although they have the syntax of resulta-
tive constructions, they do not give rise to a telic interpretation, as indicated.
Of course, we are already familiar with the optionality of telic interpretation
with most so-called accomplishments. Thus Kim wrote the letter, Robin read
the book, etc. are all ambiguous between a telic and an atelic interpretation. But
the failure of felicity to emerge in such cases, is typically handled by assuming
5
The latter is the direction pursued by Rothstein (looofo). Thus she proposes that accomplishments
should be decomposed into an ACTIVITY event and a BECOME event, which are neither causally nor tem-
porally ordered, but rather,'[t]he function of the incremental BECOME event is to "keep track" of the pro-
gress of the activity. This requires imposing a developmental structure, or ordered part structure, on
the activity (this includes assigning it a culmination), and we do this by relating it to the developmen-
tal structure of the BECOME event via an incremental relation.'We already noted the similarity between
Rothsteiris notion of BECOME as the imposition of structure on an otherwise unstructured event, and the
notion of quantity proposed here (see Chapter 3 at n. 10 for some discussion). We note, however, in dis-
agreement with Rothstein, that an'extended' BECOME event in her sense presupposes whatever proper-
ties are otherwise associated with ACTIVITY, and most specifically, it is entirely unclear what a BECOME
event is without an ACTIVITY event. For some more discussion of this point in the context of the accom-
plishment/achievement division, see Chapter 10, Section 10.3.
6
Wechsler (2001), noting these and some other problems, opts for the event-argument homomor-
phism model of Krifka and others. I return briefly to this point below. Wechsler further assumes that the
availability of atelicity with quantity direct objects is restricted to ECM resultatives. As (i/a) illustrates,
this is not the case.
226 The Projection of Arguments
that for these verbs, and for the predicates that they head, the result state, or
the culmination, is itself optional. Thus while for the telic instantiation of such
verbs one would postulate, very schematically, something like the representa-
tion in (i8a), for their atelic instantiation one would postulate the representa-
tion in (i8b):
(18) a. Development (write (y,x)) + result state (written (x))
b. Development (write (y,x))
However, how are resultatives of the form in (i6)-(i7) to be analysed? Note
that if the relationship between the adjectives and the direct objects in (16)-
(17) is assumed to be predication or role assignment of any sort whatsoever,
as in (14), then the emergence of a state is inevitable, as [babies asleep], or [the
walls white], must denote a state, regardless of the overall interpretation of the
entire resultative construction. And note that bare plurals are not independent-
ly barred as well-formed subjects of states, as (19) clearly illustrates:
(19) a. Babies are asleep in the bedroom.
b. There are babies asleep in the bedroom.
c. I consider walls white when they match my sheets.
Further, not much leeway is available here with respect to the interpretation
of paint the walls or sing as involving development, or as causing whatever
degree of whiteness or'asleepedness' is associated with the walls or the babies,
respectively. It thus emerges that if resultatives are indeed a syntactically trans-
parent case of event decomposition, with the adjective describing the resulting
state, then they must always be accomplishments, clearly a wrong prediction. It
is of course possible to construct some kind of an account that would block an
accomplishment reading in (i6)-(i7), as well as the state reading for [the walls
white] for example, but one suspects that once such an account is fully articu-
lated, it would render the putative evidence for event decomposition as based
on resultative constructions inconclusive, at best.
Two conclusions emerge from the consideration of the examples in (i6)-(i7).
First, it appears wise to reconsider the claim that, for example, the walls in (173)
is predicated of white in any way. If the walls is not predicated of white, serious
doubt is cast not only on the analysis of resultatives as transparent cases of event
decomposition, but also on the small clause analysis of the adjective phrase in
resultative constructions. Secondly, it seems clear that resultative constructions
are telic, or atelic, in exactly the same situations in which transitives in general
are telic, or atelic; in the presence of a non-quantity DP they cannot be telic,
while in the presence of a quantity DP they are ambiguous. This, it appears, is
the case both for transitive resultatives and for ECM resultatives. The failure of
How Fine-Grained'? 227
the relationship between the walls and white to be correctly interpreted under
a small clause analysis, along with the fact that the conditions on the emer-
gence of telicity are the same in resultative and non-resultative transitives alike,
provides strong motivation for an analysis of resultatives in terms of predicate
composition, rather than event decomposition. Recall now that items such as
sing and asleep do not have arguments, as such, in the XS-model. Rather, we sug-
gested, items of the conceptual array, listemes, when embedded within syntactic
event structure, function as predicates of these events, rather than role assigners
or determiners of event type in anyway. The composition of the relevant items
would thus give rise to a representation such as that in (20):
(20) a. Hammer + flat > hammer-flat
b. Sing + asleep > sing-asleep
c. Clap + off > clap-off
The composed items in (20) are neither telic nor atelic. They are quite sim-
ply complex V-heads, of some sort, entered, I propose, into the semantic com-
putation as such, giving rise to representation of the structures in (n)-(i3) and
(i6)-(i7) as in (21):
neither here nor there. In fact, none of the arguments in resultative construc-
tions or otherwise are arguments of the verb, and to the extent that there is
a privileged relationship between some arguments and the emergence of a
telic interpretation, it stems from the structural position of those arguments
namely, [Spec, AspQ]and not from any role that is otherwise assigned to them.
In fact, we suggested that the role assigned to such an argument is an entail-
ment from its position, and to the extent that this is the case, the babies, in (isb),
is every bit as much subject-of-quantity as the metal is in (na). There is no way
to distinguish within an XS-model between these two types of structures, nor
does such a distinction seem warranted. In turn, the felicity of expressions such
as those in (13), as compared to the infelicity of (22), mustbe attributed to what-
ever conceptual difficulties are associated with assigning interpretation to an
event of singing with the babies as a non-originator participant, or to an event of
runningwith her shoes as a participant:
(22) a. #Kim sang the babies.
b. #Robin ran her shoes.
c. #Pat cried herself.
Of course, sing, run, or cry are not, strictly speaking intransitive, as (23) shows,
and so the presence of the resultative adjective is clearly not necessary for the
emergence of a direct argument:
(23) a. Kim sang Carmen.
b. Robin ran a marathon.
c. Pat ran three horses in yesterday's race.
d. Cry me a river, I cried a river over you.
Nor is the presence of a resultative complement sufficient to give rise to well-
formedness. Notice the contrast between (n)-(i3), (i6)-(i7) and (24):
(24) a. #The king laughed himself healthy.
b. #Kim sang the babies tired.
c. #The crowd cheered the performer pale.
d. #Pat cried herself awake.
The anomaly of (24) is most likely to be attributed to some conceptual restric-
tions on predicate composition, in the required sense. But if such conceptu-
al restrictions are appealed to in order to rule out (24), it is hard to see how
they can be excluded, in principle, as the reason for the ungrammaticality of
(22). Finally, we note that a requirement that there be a direct object in resulta-
tive constructions follows, in our case, only for those resultatives that are telic,
that is, for those that actually have a resultative interpretation of some sort. It is
How Fine-Grained'? 229
Levin (1999) and Kennedy and Levin (2000) have argued independently that the
lexical semantics of de-adjectival degree achievement verbs is dependent on the
lexical semantics of the adjectives that they are derived from, and in particular
that they give rise to telicity precisely when the source adjective is gradable and
closed-scale (see Chapter 5, Section 5.4, for discussion). That a similar restriction
should emerge in the presence of a predicate composed of a verb, with what-
ever properties, and an adjective which is gradable and closed-scale is thus to be
expected. To support his point, Wechsler notes contrasts such as those in (28),
with drybeing (de facto) a closed-scale adjective,vs. wet (de facto) open scale:
(28) a. We wiped the table dry.
b. *We wiped the table wet.
In turn, Wechsler suggests, in ECM resultatives there is no predicate compos-
ition, because there are no shared arguments between the verb and the adjective
secondary predicate. As a result, the adjective need not be gradable and closed-
scale, and the result need not be (potentially) telic, thereby deriving (ijb), for
example. For such ECM resultatives, Wechsler notes, the original decomposi-
tion/result state analysis may very well be on the right track.
Although I share with Wechsler the assumption that resultatives involve
predicate composition, and that there is little need to analyse (transitive or
intransitive) resultatives in terms of result states, I also believe that the condi-
tions on the emergence of predicate composition are considerably more erratic
than one would hope for. Levin and Kennedy (2000) note themselves that the
notions of gradable and closed-scale, as appealed to when attempting to derive
the properties of degree achievement verbs, are massively subject to contextual
factors. I already suggested in that very context (see Chapter 5, Section 5.4), that
gradability and closed scale, in the intended sense, emerge from the structure,
rather than from the lexical semantics of particular items, listemes, in this case
as in general, giving rise to conceptual and contextual expectations, but not to
grammatical structure. To make matters worse, within the transitive resultative
domain, there is little evidence that open-scale adjectives are indeed barred, or
that they cannot give rise to a telic interpretation, as (29) clearly shows:
(29) We sponged the table wet.
Not surprisingly, world knowledge dictates that wiping-wet should be odd,
while sponging-wet should not be. It therefore emerges that here again the con-
ditions are best stated in terms of extra-linguistic cognitive systems, and not as
grammatical constraints. In other words, it is not obvious why resultative con-
structions should place a restriction on predicate composition such that the sec-
ondary predicate mustbe gradable and closed-scale, nor are such claims tenable
How Fine-Grained? 231
then basically a bare modifier. As a final note, we observe that as predicted, and
in contrast with (173), for example, (sic), to be true, does require the existence
of some sick babies.
7
Modification of subject-of-quantity is not investigated here. We note that as subject-of-quantity
occurs in a proper subset of quantity constructions, illustrating the modification of subject-of-quantity,
rather than quantity as such, is not a trivial matter. On the other hand, as subject-of-quantity is structur-
ally constrained in obvious ways (i.e. it must be quantity when range assigner), its grammatical reality is
not in question. Subject-of-state is likewise expected to allow direct modification, but an illustration is
set aside, as we have not undertaken a detailed discussion of the properties of stative events.
How Fine-Grained'? 233
they preclude the projection of AspQ, they of course preclude the projection of
subject-of-quantity as well. When associated with transitive predicates, then,
the direct object must be in [Spec, FSP], receiving a default participant interpret-
ation and (by assumption) partitive case. Consider, however, the projection of
anti-telic elements in the context of intransitive predicates. Again, by assump-
tion, AspQ may not project, and a subject-of-quantity interpretation is blocked.
It thus follows that if there is an argument in need of licensing in the event, it
must be interpreted as an originator, or alternatively, as subject-of-state. Impor-
tantly, ifforx-time is anti-telic, rather than a modifier of, for example, activity or
originator, we expect intransitive structures with anti-telic effects to allow both
state and activity readings, as the impossibility of projecting AspQ is not suffi-
cient to otherwise determine whether the output is stative or eventive, in the
required sense.
Consider, from this perspective, Hebrew reflexive datives, already discussed
as a test for the existence of an 'external' argument (cf. Chapter 2, Section 2.1).
Reviewing, a reflexive dative may only enter into a coindexation relationship
with the subject of a transitive sentence, and never with the object, and it may
never be coindexed with the subject of a passive or with the (surface) subject of
a clearly telic intransitive. It may, however, be coindexed with either the subject
of an intransitive eventive predicate (activity) or of an intransitive non-eventive
predicate (stative).
9
In Chapter 10, Section 10.3,1 return to the fact, often observed, that the progressive with so-called
achievement verbs is sometimes assumed to have a distinct interpretation from that associated with the
progressive with activities or accomplishments. What is of significance here, however, is that regard-
less of whether or not this difference is theoretically important, (39C, e), and, likewise, (50), below, are
assigned an interpretation. No interpretation, anticipatory or otherwise, is available for (sSb). Thus,
regardless of how one chooses to analyse the grammaticality of (3gc, e), it is clearly not sensitive to the
presence or absence of an external argument.
How Fine-Grained'? 237
Note now that reflexive datives could not be considered modifiers of origi-
nators. Presumably, adverbs such as carefully could be considered as such, and
likewise, in Hebrew, adverbs such as bezehirut 'carefully'. Such modifiers, how-
ever, are impossible in stative contexts, while reflexive datives are licit:
Nor can we say, given the structural account developed here, that there is
some atelic structure, ranging over statives and activities, such that reflexive
datives must be associated with it.
We could, however, attribute to reflexive datives anti-telicity effects, in assum-
ing that they bar the projection of AspQ. The result would be that they would
straightforwardly prevent a subject-of-quantity reading from being assigned
to any argument. With monadic predicates, that would translate directly to the
obligatoriness of either a subject-of-state or originator reading.
More concretely, suppose now that reflexive datives are (inner aspect) opera-
tors on events, and that as such, they merge at E. Suppose further that as ele-
ments that merge at E, they exhibit a coindexation relation with [Spec.EP], a
coindexation that is overtly marked, and is referential in nature, and which is
realized, in the case of reflexive datives, as gender, number, and person agree-
ment. The configuration for reflexive datives is thus as in (41):
(41) [ EP DP i E+RD i <-<jwattfif7> i ]
We suggested that range is typically assigned to (e>E, the head of EP, through
an overt element in its specifier position (but see Chapter 9 for much addition-
al discussion). We further noted that the DP in [Spec.EP] need not be an ori-
ginator, or, for that matter, a DP with any particular role. A referential DP in
[Spec, DP] which is not otherwise assigned a role, however, would be interpret-
ed in [Spec.EP] as an originator of a non-stative event. Consider, in view of
this, what could be the interpretation of DP in (41). It could of course be an
originator, as instantiated by (36a-b). It could, further, be a subject-of-state, in
case it is assigned such a role in some position below [Spec,EP], as instantiated,
for instance, by (40). It could not however be subject-of-quantity, quite simply
because AspQ is by assumption prevented from projecting. Finally, due to the
238 The Projection of Arguments
11
Alexiadou (2001) attributes a similar observation to Graham Katz (pers. comm.), who also notes
that verbal gerunds are grammatical with stative predicates, unlike -ing nominals, a point to which I
return shortly. In assuming that -ing within gerunds has distinct properties from -ing as a nominalizer,
I disagree with Pustejovsky (1995) and Siegel (1997), who argue that verbal gerund -ing and nominalizer
-ing (in event contexts) are one and the same, and that both have a progressive interpretation (and see
below on the comparison with the progressive).
240 The Projection of Arguments
Recall now that a similar contrast was attested with reflexive datives, likewise
impossible with unambiguous telic structures.
Consider now the following well-known contrasts, discussed originally in
Chomsky (1970) (and see Harley and Noyer 1997 for a recent discussion):
Here, again, we note a difference between the progressive, the verbal gerund,
and nominalizer -ing. The progressive shows some marginality, though not
extreme, when the particle and the verb are separated (sib). The verbal gerund
exhibits precisely the same behaviour as the non -ing verbal paradigm in (51),
with no ill-effects emerging. But in the presence of nominalizer -ing, ungram-
maticality results when the verb is separated from the particle.
We touched briefly upon this paradigm in Chapter 7, Section 7.3.3, where we
suggested that locative prepositions such as up, as in the case of write DP up, are
predicate modifiers of AspQ. We noted specifically the contrasts in (55) (under
a single event interpretation), as lending support to the obligatoriness of AspQ
when up is separated from the verb:
(55) a. We ate up sandwiches (for hours/all afternoon/*in three hours),
b. ??We ate sandwiches up (for hours/in three hours).
Note now that if this is at all on the right track, then it suggests that the status
of nominalizer -ing as blocking culmination and the status of the progressive
as blocking culmination are very different indeed. Although the progressive
blocks a culmination reading in (sib), and although up, when separated from
the verb, is by assumption a predicate modifier of AspQ, and hence requires its
projection, no ungrammaticality results. In other words, the occurrence of the
progressive here is compatible with the occurrence of AspQ, although culmina-
tion is negated. For nominalizer -ing, culmination is likewise blocked, but here
the presence of up, an obligatory AspQ modifier when separated from the verb,
does give rise to ungrammaticality.
This paradoxical situation lends itself to an immediate resolution, however,
if we assume that the progressive is an instance of outer aspect, in the sense
of Verkuyl (1972,1993). That is, if we assume that it is an operator which takes
scope over an event template constructed independently, much like negation
(e.g. the train did not arrive means that there was no event of a train arriving,
and not that there was an event of a train not-arriving), or alternatively, like/or-
x-time phrases, which take structures without AspQ as their input and return a
bound event, but which nevertheless leave argument assignment intact within
the inner aspectual domain. This, however, is not the case for nominalizer -ing,
whose effect on the event structure we must view in terms of inner rather than
outer aspect. Specifically, while the progressive has scope over a projected AspQ,
acting to negate culmination if it exists, nominalizer -ing, just like Hebrew
reflexive datives, blocks the projection of AspQ altogether. It does not negate
culmination, in short, but prevents quantity predicates from ever emerging.
Such an account, note, will immediately rule in (50) and (sib) and rule out (47)
242 The Projection of Arguments
and (54b), the latter with a predicate modifier of AspQ, which, in the presence
of an element that blocks the projection of AspQ cannot be licensed.12
That -ing nominals are always atelic is a conclusion also reached by Snyder
(1998) and Alexiadou (2001). Suppose, however, we stretch the comparison with
reflexive datives in Hebrew even further, and we assume that as an anti-telic
element, nominalizer -ing must be associated with the event argumentthat
is, it must project in Eand that just like reflexive datives, it is coindexed, as a
result, with an argument in [Spec.EP]. The emerging structure, omitting irrel-
evant details, is as in (56).
(56) [ D P ... \wV-ing[EP DP-<e> E ... [ VP ]]]
In (56), skipping some matters of execution, -ing further moves and merges
with EP, thereby giving rise to an N projection (see also van Hout and Roeper
1998, for the assumption that nominalizing -ing is generated within the event
structure). The structure in (5 6) gives rise to a post-V+ mgargument in [Spec, EP],
which maybe realized directly, as in (57), all, note, non-culminating events:13
(57) a. the sinking of the ship (Intransitive reading)
b. the falling of stock prices
c. the slipping of standards
d. the laughing of the boys
e. the jumping of the cows
f. the dancing of the fairies
Alternatively, the DP in [Spec, EP] may raise to [Spec, DP], a raising forced in
transitive contexts (and see Borer 1999^ and forthcoming for a more detailed
discussion of event structure within nominals). Note now that if we are correct
and -ing is an anti-telicity marker, we expect the impossibility, in [Spec.EP] (or
[Spec,DP]), of a subject-of-quantity argument. Therefore, just as we predict-
12
A detailed study of the historical and semantic relations between progressive -ing and nominalizer
-ing is clearly outside the scope of this enterprise. A full account must, of course, take note both of the
ways in which they are the same (e.g. ill blocking culmination) and the way in which they seem to oper-
ate at different levels, with differing scope properties.
13
The existence, in English, of argument-structure nominals derived from atelic verbs (i.e. unergative
verbs) is at times disputed (see Picallo 1992; Alexiadou 2001). That the nominals in (5/d-f) are indeed
argument-structure nominals is (Complex Event Nominals in the terminology of Grimshaw 1990) evi-
dent from the following:
(i) a. The frequent laughing of the boys from dawn till dusk.
b. Thedeliberatejumpingofthecows.
c. The constant dancing of the fairies.
See Rozwadowska (2000) for detailed argumentation for the existence of such nominals, as well as for
a review of the evidence for the existence of intransitive (unergative) argument-structure nominals in
Slavic languages.
How Fine-Grained'? 243
14
We note in this context that given the well-formedness of pairs such as formation-forming, formu-
lation-formulating, survival-surviving, and many others, which may co-occur in similar environments
(precisely because none involve an achievement), indicates that the contrast between (58) and (59) can-
not be reduced to some sort of a blocking effect.
15
Example (6ib) is ungrammatical under the assumption that either [Spec,EP] is unfilled, or, alter-
natively, that it is occupied by a PRO receiving an expletive interpretation, an impossibility. The text dis-
cussion does explain the impossibility of expletive or null subjects for -ing nominals, but remains silent
on the impossibility of raising to subject, also observed in Chomsky (1970), as in (i). For additional dis-
cussion, see Borer (forthcoming):
(i) "John's constant seeming to run.
244 The Projection of Arguments
Under the most salient reading of love, it is a stative predicate. Feel and touch
are compatible with both stative and non-stative readings; which one is applic-
able is often directly determined by context. Thus in combination with the
weather, feel has a salient stative reading, and in combination with stationary
objects, such as wall orfence, touch has a salient stative reading. In the context of
gerunds, the salient readings are maintained. Examples (64a-c) may all receive
a stative interpretation. This is not the case, however, for (63). Stative interpret-
ation is not available at all, and the felicity of the nominals depends exclusively
on the extent to which they can be interpreted as non-stative and their subject
as an originator. Finally, it might be interesting to note here that the progres-
sive does not treat these cases uniformly. While feel and touch do allow a stative
reading with the progressive, such a reading is not available for love, for reasons
that remain mysterious here. We do note that to the extent that progressive -ing
is incompatible with at least some stative events, it shows, again, a subset of the
properties of nominalizing -ing:
(65) a. #Kim is loving Pat.
b. Robin is feeling the cold.
c. The wall is touching the fence.
We must therefore conclude that nominalizer -ing has all the properties
of Hebrew reflexive datives, but that in addition it is a modifier of originator,
therefore forcing its projection, with the exclusion of stative readings following.
Alternatively, but equivalently, we may say that in addition to being an anti-telic
How Fine-Grained'? 245
essence, note, whatever specifications are associated with the concept of mov-
ing are a proper subset of the specifications associated with the concept of rock-
ing (differently put, move is less marked than rock). Those specifications of the
concept rock which constitute added information with respect to the concept
'move' make reference to the manner in which movement was performed, and
hence, perforce, to the existence of an origin for that movementthat is, an ori-
ginator. As a listeme, then.'rocA;' is best viewed as a modifier of originator, but not
so with move. If rock is a modifier of originator, then an originator mustproject,
and if the event in question has only one argument, an activity, non-quantity
interpretation emerges as a consequence of the failure of range assignment to
[Aspa(e}#]. It might be worthwhile to recall here that the failure is precisely due to
the failure of range assignment to [ASpQ(e}#]> and not due to the fact that there is
no subject-of-quantity. Thus, under the plausible assumption that take-over is
likewise a modifier of originator, we note that in cases such as (713), already dis-
cussed in Chapter 7, Section 7.3.2, the argument is an originator, but a quantity
interpretation is available. Likewise, if we are correct in assuming that adverbs
such as twice can assign range to [ASpQ(e}#] (?ib) is a quantity event, although run
is a modifier of originator (and Kim is indeed an originator):
(71) a. The army took over in two weeks.
b. Kim ran twice (on Sunday and on Monday).
We discussed already the function of both reflexive datives and nominalizer
-ing as anti-telic elements, as well as the function of nominalizer -ing as a modi-
fier of originator. Note in this context that the verbs in (69) cannot be viewed as
anti-telic in the required sense, as they are fully compatible with telicity, nor can
they be viewed as modifiers of activity. Not only the grammaticality of (71), but
also the grammaticality of the paradigm in (72^(73), shows that they are fully
compatible with a quantity interpretation and with a subject-of-quantity, when
transitive:
Mittwoch 1998, where the role of cognate objects as telicity inducers is spelled
out in great detail).
We already admitted the existence of predicate modifiers of quantity (e.g. in
three hours), non-quantity (i.e. structures in which AspQ does not project), (for
three hours, Hebrew reflexive dative and nominalizing -ing), as well as of origin-
ator, (i.e. nominalizer -ing). We argued independently that subject-of-quantity
is a grammatical object, in that it is structurally constrained in well-defined
ways and fulfils a well-defined grammatical function (see n. 7 for some relevant
comments). We suggested, in contrast, that activities do not have a well-defined
dedicated structure, that there are no modifiers which are restricted to activ-
ities, and that the range of interpretations associated with the listemes in (68)-
(69) and (?2)-(73) is entirely consistent with this conclusion. Nor are there, to
the best of my knowledge, any adverbials that are restricted to activities, includ-
ing those which may occur without an originator, but which exclude all other
event types. If this is indeed so, it provides further evidence for the conclusion
that activity is a derived notion and not in and of itself a well-formed grammat-
ical object.
This point made, it is nevertheless the case that the predicate modifiers dis-
cussed until now were all fundamentally functional, and not listemes. As such,
their existence is entirely consistent with the view that listemes, as such, do not
determine syntactic structures. The role of listemes such as the verbs in (68)-
(69) as originator modifiers, in effect forcing the projection of a particular syn-
tactic structure, thus represents a clear way in which the conceptual array does,
albeit indirectly, impact syntactic structure.
The role of non-functional modifiers in affecting argument structure is well
known, as the following examples illustrate:
(74) a. Mary pleased the neighbours deliberately.
b. Pat died quickly.
c. The noise irritated the neighbours quickly.
(75) a. #The music pleased the neighbours deliberately.
b. #Pat died competently.
c. #Mary feared the storm deliberately/quickly/fast.
(76) a. Kim moved deliberately/competently (??in two hours/for two
hours),
b. Robin moved quickly (in two hours/for two hours).
Deliberately and competently are typically classified as modifiers of an origin-
ator (agent-manner adverbs), thereby giving rise to the oddity of (753-0), where
an originator reading is inconsistent with world knowledge. Quickly and fast,
250 The Projection of Arguments
on the other hand, are modifiers of non-stative predicates, (but not necessarily
requiring an originator), and hence in the context of a stative event, such as that
in (750), oddity emerges. Consider finally (76). Because deliberately and com-
petently are originator modifiers, and because the conceptual array allows only
one argument, the event in (763) cannot be a quantity event, as there is no range
assigner to [ASpQ{e}#] A quantity reading is possible, however, in (76b), as quickly
is not a modifier of an originator, but rather, a modifier of non-stative predi-
cates, compatible with both quantity and non-quantity interpretation.
The interaction of predicate modifiers with argument structure is often
viewed in terms of secondary predication (cf. Zubizarreta 1982,1987, and much
subsequent work). Within such a view, secondary predicates assign themat-
ic roles to arguments, which are, in a sense, superimposed on, or composed
with, the role assigned by verbs, to give rise to a complex role. Within the model
developed here, note, the distinction between primary and secondary predica-
tion, as far as the distinction between verbs and adverbs goes, cannot be for-
mulated. In a fundamental sense, all listemes are 'secondary' predicates, in that
roles are assigned to arguments by functional structure, and listemes are always
modifiers of structures, rather than determinants of it, be they verbs, adverbs,
or adjectives. What then could be the role played by such members of the con-
ceptual array in the system developed here? How is it best to characterize their
interaction with the functional event templates created through the computa-
tional system?
The reader may recall that I suggested that the primary mode of interface
between the grammar and the conceptual system is by means of comparing out-
puts. The interpretation assigned to a grammatical object by the computational
system is matched against world knowledge, meaning of specific concepts, etc.
Such matching returns a result ranging along a continuum from the completely
felicitous to the highly abnormal, depending specifically on the degree to which
the interpretation returned by the grammar deviates from world knowledge, on
the one hand, and the salient value of specific concepts, on the other hand. The
logic of the system thus dictates that the more specificthat is, markedthe
concept, the larger the number of event templates that will clash with it. In turn,
the more unmarked the concept, the smaller the number of event templates that
will clash with it. Thus, to the extent that we are correct in assuming that rock, for
example, is more marked, as a concept, than move, the fact that rock clashes with
more event templates than move follows. To the extent that listemes do affect the
interpretation, then, they do so by selecting among possible structures, rather
than by creating them.
Byway of lending some support to this picture, note that the radical freedom
exhibited by siren with respect to the range of event templates that it allows (cf.
How Fine-Grained? 251
The only difference between (77) and (78) is that the usage of dog as a verb
has already picked up on a very specific subset of the conceptual properties of
the animal dog, in effect creating a concept separate from, albeit linked to, that
of domestic canines. As in (773, b, d) the conventional interpretation is uncom-
fortable with the event structure, and oddity results. The homophony between
the concept dog, as in following tenaciously, and the concept dog, as in a domes-
tic canine, may give rise to a blocking effect for the insertion of the concept dog
(domestic canine) fully productively in any event structure. Not so with cat,
which has not been conventionalized in its verbal use with any specific proper-
ties of cats, and hence remains a uniform concept across all its occurrences. For
that reason, embedding cat within all the event templates in (78) remains largely
possible, subject to the use of any appropriate properties of cat as the modifier
of the relevant event template (including, but not restricted to napping like a
cat, plausible in (783), emitting cat sounds, plausible in (78a-e), moving fur-
tively like a cat, plausible in (783, c-e), etc.). Broadly speaking, then, to acquire
a conventional knowledge of a listeme is to have narrowed down the range of
its associations with possible conceptual properties sufficiently so as to allow
the conceptual exclusion of some computational outputs. This notion, note, is
rather different from the conventional one, in which a lexical entry represents
a particular insertion frame, and other insertion frame possibilities require an
252 The Projection of Arguments
b. *caxaqa yalda.
laughed.F.sc girl
c. *nazlu mayim.
dripped.M.PL water.M.PL
The facts illustrated by (i)- (5) are well known and extend beyond just Hebrew
and Italian. For the languages under consideration, they have been discussed by
Borer (1980,1983,1986) and Shlonsky (1987,1997) (Hebrew), and Belletti (1988)
(Italian). Both languages allow post-verbal nominative case assignment in Vi
contexts (attested in these cases through subject-verb agreement). While in
Italian post-verbal nominatives are possible for unergative constructions and
in the presence of defmiteness, Belletti (1988) shows that in these cases the post-
verbal nominative is structurally higher, and certainly not within the traditional
VP domain or in its 'original' argument position, be it the complement of V or
the specifier of VP. Only in unaccusative and passive constructions are post-
verbal nominatives 'closer to the verb', in what appears like the traditional pos-
ition for internal arguments, and only in these constructions the post-verbal
DPs exhibit a restriction against defmites and strong quantifiers. As for Hebrew,
post-verbal nominatives in Vi unergative constructions are highly restricted,
typically possible only when the nominative is heavy and receives contrastive
stress. Most typically, post-verbal nominatives in Vi contexts occur only as sub-
jects of unaccusative and passive constructions, cannot be strong quantifiers,
definite descriptions, or specific indefinites, and are, indeed,'closer to the verb',
in being inside the domain of adjuncts.
Historically, cases such as those in (i)-(s) have presented a problem for the-
ories of nominative-case assignment and agreement, as well as for the Extended
Projection Principle. Both nominative case assignment and agreement appear
to occur here, at least prima facie, in complement position, and not in the high-
est specifier under CP (call it [Spec,IP]), otherwise also available in both Ital-
ian and Hebrew. On the other hand, [Spec,IP], at first sight at least, is empty.
Accounts of the 'abnormality' of (i)-(s) have taken various routes. Some try to
subsume (i)-(s) under analyses that have been proposed to account for aspects
of the grammar of English, assuming a null expletive, on a par with there, which
occupies [Spec,IP], assuming LF movement to nominative position, or both
(e.g. through expletive replacement). Other analyses propose that the post-ver-
bal nominals in (i)-(s) are not nominative (but inherent partitive, or object-
ive; see especially Belletti 1988), and exist alongside a nominative expletive in
[Spec, IP], the latter satisfying the EPP. Yet other analyses give up on the univer-
sality of the EPP and propose a mechanism for nominative case assignment that
can be generalized to post-verbal arguments (Borer 1986; Chomsky 2000).
Unergatives and Transitives 257
Some problems for the assumption that partitive case is inherent, or that it
imposes indefmiteness, were already reviewed in Chapter 4, Section 4.2.1 As to
accounts which involve LF raising of the post-verbal subject, we note that they
are semantically inadequate (see Runner 1993 for discussion). To illustrate, in a
language such as Hebrew, (unfocused) bare pre-verbal subjects with an existen-
tial interpretation are ungrammatical (cf. (6) for unergatives, (7) for transitives,
and (8) for unaccusatives), and bare plurals and mass nouns may only receive a
generic interpretation in that position (cf. (9)). In turn, post-verbal bare DPs in
Hebrew mustbe interpreted existentially; a generic interpretation is impossible
(cf. (10) for unergatives, (11) for transitives, and (12) for unaccusatives). Simi-
lar facts hold in Italian and Spanish, the exception being the grammaticality in
Hebrew, but not in Italian and Spanish, of generic bare plurals and mass nouns
in pre-verbal position:
1
Interestingly, post-verbal indefinite subjects in contexts such as those in (i)-(3) can receive parti-
tive case in Finnish, a fact clearly in need of an explanation. Note, however, that given the overall proper-
ties of partitive case, it is clear that the properties of the post-verbal argument in (i)-(3) cannot actually
be derived from the presence of partitive case. First, (i)-(3) are telic, while partitive case correlates with
absence of telicity. Secondly, if partitives were responsible for the imposition of the definiteness restric-
tion in (i)-(3), one would have to postulate two distinct instantiations of partitive case, one which does
impose a definiteness restriction, and one which does not. Finally, partitive subjects part company with
the paradigm in (i) -(3) in an important respectthey do not exhibit agreement with the verb, indicating
that to the extent that there is agreement in (i) -(3), it is independently untenable to explain the paradigm
by positing partitive case for the post-verbal subjects, making them akin, incorrectly, to the non-agreeing
partitive post-verbal subjects in Finnish.
258 Locatives and Event Structure
Any syntactic account for the paradigm in (i)-(s) which involves raising of
the post-verbal (weak) subject into a pre-verbal LF position fails to predict this
contrast, and is thus clearly missing an important generalization concerning the
relation between the syntactic position of bare DPs and their interpretation.
Nor does the paradigm in (i)-(s) fare well from the perspective of the licens-
ing of the EP node postulated in this work Thus far, I have postulated the
Unergatives and Transitives 259
projection of an EP node, above TP, and I further made the assumption that
just like (e>d, the head of DP, where range assignment amounts to establishing
a mapping from predicates to objects (or quantifiers), so the head of EP, (e>E,
is responsible for establishing a mapping from predicates to events. As to the
assignment of range to (e>E, I assumed tentatively that any element in [Spec, EP]
may, somehow, assign range to (e>E. However, what, specifically, could be the
range assigner to (e}E in (i)-(3), given that [Spec.EP] is unfilled? Suppose we
assumed that the ungrammaticality of (5) is in fact due to the failure of (e}E to
be assigned range when [Spec, EP] is unfilled. Could a mechanism be developed
such that it would allow for range assignment to (e}E in (i)-(3), but not in the
ungrammatical (unergative) cases in (5)?
Consider now another interesting property of the predicates in (i)-(s). In
addition to presenting a problem for theories of nominative case, agreement,
and the EPP, as well as for our own proposal concerning range assignment
to (e>E, note that they present a problem for Verkuyl's generalization. We dis-
cussed in Chapter 7 counter-examples to Verkuyls generalization,namely,cases
of felicity which involved no DP-internal argument whatsoever. The problem
for Verkuyl's generalization presented by predicates such as those in (i)-(3) is
somewhat different. While there is an 'internal argument' here, and in fact, the
presence of an 'internal' argument seems somehow crucial to delineating the
difference between (i)-(3) and (5), the'internal'argument does not need to have
property a, under anybody's understanding of what a may amount to. As (2)
illustrates, it can consist of bare DPs which are clearly not [+SQA] (cf. Verkuyl
1972 and subsequent literature), clearly not quantized (cf. Krifka 1992,1998),
clearly not bound (cf. Kiparsky 1998), and not quantity, under the definition sug-
gested in this work. In fact, they are precisely the type of bare DPs which have
been extensively argued to block telic interpretation. And yet, the predicates in
(2) clearly receive a (single event) telic interpretation, as demonstrated by the
series of tests proposed in Kamp (1979), Partee (1984), and Verkuyl (1989):
How, then, does telicity emerge specifically in (2) and (i3)-(i7)? Or, phrased
in the terms of the account developed here for telicity, how is range assigned to
[Aspa(e}#] in these cases in the absence of a quantity DP?
The investigation of these cases requires a closer examination of a number of
issues that were left aside in previous discussions. Specifically, it is clear that we
2
In turn, the Hebrew correlate of notice/spot', hibxin, while clearly interpretationally telic, does not
take a direct object altogether, and is thereby independently problematic for Verkuyl's generalization, but
not for the account that we will propose heresee Chapter 10, Sections 10.2-3, fr discussion.
(i) rina hibxinabe-ketem(*be-meseksalosdaqot)
Rina noticed in-stain (*for three minutes)
Unergatives and Transitives 261
require a better understanding of the EP node and the nature of range assign-
ment to (e>E, to resolve the grammaticality of (i)-(s) when contrasted with the
ungrammaticality of (5). Further, if, indeed, it is true that achievements (but not
accomplishments) somehow allow the telic interpretation in (2) and (i3)-(i7)
without a quantity DP, then clearly the nature of the accomplishment-achieve-
ment distinction must be discussed. Finally, it may be that the clustering of
properties in (i)-(3) is accidentalthat is, the absence of an overt range assigner
to both (e}E and [AspQ(e}#] is not correlated. But on the other hand, it is at least pos-
sible that these properties do cluster for a deeper reason, a possibility that must
be explored. The remainder of Part III is devoted to exploring these issues. In
Chapter 9,1 investigate the properties of EP and range assignment to {e}B espe-
cially in the context of unergative and transitive structures. Specifically, I will
investigate the reasons for the ungrammaticality of (5), arguing that it is due to
the failure of (e>E to be assigned range in these cases. It turns out that locatives, in
some configurations, do allow for post-verbal subjects in unergatives, and as we
shall see, in some transitive structures as well. This fact will give rise to an analy-
sis of some locatives as existential binders and as range assigners to (e>E, thereby
shedding some important light on the nature of EP and (e)E. Following a gen-
eral discussion of the event argument and its properties and licensing in Section
9.2, we turn in Sections 9.3-5 to the investigation of locatives. Cases of locative
licensing of post-verbal subjects in transitives are discussed in Section 9.6.
In Chapter 10,1 return to the paradigm in (i)-(3), and to the licensing of
both (e}E and [ASpQ(e}#] in unaccusativesthat is, in intransitive quantity struc-
turesshowing that here, again, locatives play an important role, with covert
locatives potentially assigning range to both (e>E and [AspQ{e}#] in (i)-(3),but not,
as we shall see, in all quantity intransitives. The resulting discussion will further
shed light on the accomplishment/achievement distinction, showing the lat-
ter to be a non-uniform event type, and in general subsumable under quantity
structures.
as a quantity event. Finally, I assumed that any event participant that is not other-
wise assigned interpretation, and which appears in [Spec.EP] is interpreted as
originator. It is the purpose of this chapter to elaborate on the nature of EP, its
interpretation, and the manner in which range is assigned to (e>E.
Consider from this perspective Higginbotham (1985), who proposes that the
event argument is associated with the (lexical) head of the predicate and that
it is syntactically licensed through being existentially bound by tense. We note
that event arguments, for Higginbotham, are not actually syntactically pro-
jected, as such, in contrast with thematic arguments. An execution which does
involve the syntactic projection of e in a phrasal position, on a par with other
verbal arguments, is outlined in Kratzer (1994), assuming more specifically that
the event argument projects in the syntax as'the higher argument'.
We already noted that viewing the event argument as assigned by a lexical
(open class) head of any sort is not a possibility within an XS-approach, as lex-
ical items, as such, do not have arguments. Nevertheless, it would be compatible
with an XS-approach to claim that an event argument is part of the properties of
the syntactic node labels V or A, derived through either morphological or func-
tional structure. However, the association of the event argument with V or A is
clearly an empirically problematic claim. Consider this claim specifically in the
context of the italicized words in (i8)-(i9), all derived from V:3
Although a case presumably could be made that drinkable has an event argu-
ment, such a case would by no means be straightforward. We note further that
if it assumed that there is no event interpretation in (i8)-(i9) due, for example,
to the failure of the event argument to be bound by tense in such contexts, the
question is, of course, why the utterances are not simply ruled out, given that the
verb has an event argument that remains unbound. One could argue that the
3
In Borer (20030, forthcoming) it is argued that in cases such as (i8)-(22), the derivational affixation
serves to categorize the stem, e.g. -ation nominalizes damage. Insofar as confuse, when embedded within
confusion is thus a V, a theory which associates the event argument with V labels would predict an event
interpretation for confusion.We note that as within a Bare Phrase Structure system nodes are not speci-
fied inherently as maximal or minimal, a V embedded within N is by definition Vmlx, and not just Vmm,
and hence the exclusion of the event argument interpretation in this cases cannot follow, e.g. from the fact
that Visa bare head. For a discussion of the applicability of EPS inside words, see Borer (forthcoming).
Unergatives and Transitives 263
event argument for damaged, for instance, is saturated, somehow, internal to the
word, thereby enriching the formal component in obvious ways. The direction
taken in this work, however, has been to avoid such enrichment. Rather, we have
tried to derive the possibility of projecting L-heads without any arguments, as
is the case for the L-heads damage and confuse in (18), (19) and similar cases,
from the fact that L-heads simply do not have any arguments, event or other-
wise. Rather, arguments emerged as a result of the projection of some function-
al structure. If, indeed, the event argument is a true argument, then on a par with
other arguments it must emerge in the context of some functional structure.
And in fact, note that at least in (i8c) and (i9c), none of the (DP) arguments typ-
ically associated with the VP instantiation of confuse is realized. That the event
argument is likewise missing suggests that it should indeed be treated exactly
on a par with other arguments, in being licensed through functional structure,
and not through lexical specification or categorical nodes such as V or A (and
see Chapter 2, Section 2.4, for some discussion of the 'disappearance' of argu-
ments in configurations such as (i8)-(i9)).
Consider now the licensing of an event argument, once it is projected. If,
indeed, TP functions as the existential binder of such an event argument, it fol-
lows that in the absence of a TP, an event interpretation cannot emerge. And yet,
an event interpretation does emerge in the absence of a TP, for example in event
(derived) nominals, such as those in (20), as illustrated by the presence of event
modifiers in (21):
(20) the examination of the students by the faculty
(21) a. the instructor's (intentional) examination of the student
b. the frequent collection of mushrooms (by students)
c. the monitoring of wild flowers to document their disappearance
d. the destruction of Rome in a day
As is well known (see Grimshaw 1990 for extensive discussion), the event
interpretation of (20) (a complex event nominal, in the terminology of Grim-
shaw 1990) contrasts with the absence of such an event interpretation in the so-
called result nominal in (22), where no event modification is allowed (and see
also (190)). This is true even when the nominal, derived or underived, denotes
an event, as is illustrated by (24) (and note in this context that examination) in
(22) denotes an event):
(22) The examinations were thorough/took seven hours.
(23) a. *Mary's frequent examination
b. *the collection to document the disappearance of mushrooms
c. *the destruction in a day
264 Locatives and Event Structure
In (2o)-(2i) all the arguments, including the event argument, are retained,
while in (22)^23) none of the arguments, including the event argument, are.
And yet, it is unlikely that derived nominals such as those in (20) are bound by
tense, be it the matrix tense or otherwise, as their interpretation is clearly not
dependent on that tense, or, for that matter, on any tense (i.e. the examination of
the students may never come to be). We have no choice, then, but to assume that
at least in (complex) event nominals, the event argument is licensed independ-
ently of tense. But in turn, if the event argument can be bound by some elem-
ent distinct from T in (20), it is worth considering the possibility that it is never
bound by T.
In Borer (1999^, forthcoming) the issue of event structure in derived nom-
inals is discussed, and detailed arguments are presented showing that a link-
age between an event argument in derived nominals and tense is untenable.
Restricting our attention here to sentences, recall that we already postulated
specifically a functional node responsible for the interpretation of the event
argument, EP. Suppose, now, that we assume that an existential binder for the
event argument is associated with in that same structural node, which is dis-
tinct from T. An EP node, specifically functioning as an existential binder for
the event argument, is proposed in Travis (1994,1997,2000). For Travis, the EP
node provides the means of existentially binding the event argument, but the
event argument itself remains associated with the verb. The notion of EP as pre-
sented here does tally with that proposed by Travis, in disassociating the licens-
ing of the event argument from the presence of tense. It differs from Travis's EP
in two ways. First, the event argument is not associated with the verb. Second-
ly, I assume that EP projects above TP (or without TP altogether). T(P), then,
becomes a predicate of the event argument (e.g.past (e)) and not, as the logic of
the Higginbotham-Kratzer approach would have it, a head which selects e as its
argument. The reader is asked for his/her continued patience in waiting for the
rationale behind projecting EP above TP, and not below it.
We proposed in Chapter 3, Section 3.1, as well as in Chapter 8, Section 8.1.1,
that in eventive (non-stative) contexts, EP is interpreted as atelic eventivethat
is, activityunless some additional structure, AspQ, projects to give it quantity.
We set aside there, as we will continue to do here, the precise nature of the dif-
ference between eventive and stative event arguments, in the hope that future
research will shed some light on how that difference is best to be characterized.
We did note that within the model developed in this work, the best outcome
Unergatives and Transitives 265
If one opts for the derivation in (283), the problem remains exactly the same
as it was in (27). A copy of it is in [Spec, EP], and if a DP in [Spec, EP], or its copy,
must be assigned an originator role, the derivation in (283) would be predicted
illicit. On the other hand, if one opts for the derivation in (28b), it remains pos-
sible to subscribe to the view that a DP in [Spec.EP] is obligatorily interpreted
as an originator. On the other hand, however, in the derivation in (28b) there is
nothing in [Spec,EP], and no originator role is assigned altogether. Thus, at the
very least, we have to assume that EP does not assign an originator role obliga-
torily, but only assigns it when there is a referential DP in its specifier position
which is not already assigned a subject-of-quantity role, having moved from
[Spec, AspQ]. It is not clear that this statement is in any way less or more prob-
lematic than the statement that EP quite simply need not assign an originator
role, thereby ruling in the derivation in (27) as is.
We have now established that EP, even when atelic, need not be associated
with an originator role. Rather, as we already suggested, a DP in [Spec.EP], if
conceptually and contextually appropriate, and if EP is otherwise interpret-
ed as eventive, is interpreted as the originator of the relevant event by entail-
ment (and see Davis and Demirdash 1995 for such a view of argumental roles).
There is then no role, as such, which must be assigned in [Spec,EP], just as there
was no role which was obligatorily assigned in [Spec, AspQ]. A referential DP in
[Spec,AspQ], if there is one, is interpreted as subject-of-quantity, as an entail-
Unergatives and Transitives 267
ment from the existence of a quantity predicate (and recall specifically that in
some intransitive telic structures there was no DP in [Spec,AspQ] altogether).
Likewise, a referential DP in [Spec.EP] is interpreted as originator, if the event
in question is eventive rather than stative and if it does not carry any other
role. In turn, the well-formedness conditions on EP, or (e>E, clearly should not
depend on the presence of an originator role.5
So far, so good, but now a new puzzle emerges. If EP need not have an argu-
mental specifier, and an (eventive) event need not have an originator, what is it
doing in the sentence in (26)? What grammatical principle could possibly com-
pel the presence of a semantically null element in a specifier that does not assign
any interpretation to it, and which, in general, need not be associated with any
interpretation? Another question must be posed, of course, with respect to the
structure in (27) (or, for that matter, the structures in (28)): what assigns range
to(e> E ?
Suppose we combine these two questions, making the first an answer to the
second. Expletive it is obligatory in (26) because it assigns range to (e>E, or in
other words, the specifier of EP must be filled.because the only means of assign-
ing range to (e)E is indirect range assignment through specifier-head agreement
with a DP in [Spec,EP]. We note now that this explanation harks back in non-
trivial ways to Chomsky's 1981 Extended Projection Principle, the principle that
requires the highest specifier to be overt. Specifically, as we are proposing that
(e}E (at least in English) can only be assigned range through the presence of a
DP in its specifier, and as (e}E is projected as the highest functional node in the
structure, it directly emerges that the highest specifier must be filled. In turn, if
on the right track, it also mandates the projection of EP above TP.
Returning to the structures in (25), it is clear that there is little reason to
believe that such properties are associated only with the eventive, atelic EPs as
in (isb). Rather, EPP effects are oblivious to aktionsart, with expletives licensed
in statives, as well as in quantity EPs:6
(29) a. It is cold.
b. It is possible that John will be late.
c. It seems that Kim is early.
5
In being associated with an originator role by entailment, and not as an assignment relation, EP dif-
fers from other functional nodes often proposed in the literature which are devoted to the assignment
of'external' arguments, such as v ('little v') and VoiceP. For a detailed discussion of this point see Chap-
ter 8, Section 8.1.1.
6
As is well known, expletive it does not occur, in English, in the context of monadic structures, but
there does. The reason for this, I believe, involves some formulation of Burzio's generalization, requir-
ing nominative to be assigned to a referential DP, if it can be thus assigned. Under the assumption that it
is assigned an independent case, but there and its associate share case, according to some formulation or
another, this contrast can be explained. See throughout this chapter for more discussion of English there.
268 Locatives and Event Structure
From the rationale employed thus far, it follows that in cases such as those in
(33), it is the DP in [Spec, EP] which assigns range to (e}E, quite independently of
the location of its role assignment. Thus in unaccusative structures, a DP with
a subject-of-quantity role assigned in [Spec, AspQ] moves to [Spec.EP] through
[Spec,TP], and we must assume it to be capable of assigning range to (e>E. The
availability of range assignment to (e>E, by assumption existential binding, by
such arguments is, however, hardly surprising. DPs in general are existential-
ly closed, through their reference being otherwise established by a discourse
antecedent, through a determiner or a quantifier in (e>d, through binding by an
adverb of quantification or an existential operator, etc. Simple indirect range
ly bind embedded event arguments,. For considerations of space, this issue is not pursued any further.
For extensive discussion of some of the relevant issues, see Vikner (1995) and Bobaljik and Jonas (1996),
among others.
9
An interesting question concerns range assignment, i.e. existential binding, of (e)E by a null (def-
inite) pronoun. It will emerge from the discussion below that such binding must be assumed possible,
as the properties of (overt) Vi structures with an understood (possibly pre-verbal) pronominal sub-
ject are distinct in relevant ways from those of (overt) Vi structures without an understood (pre-verbal)
pronominal subject. A natural account would involve an abstract DP in [Spec,EP] in the former, but no
specifier whatsoever in the latter. For some discussion of range assignment by indefinite null pronouns,
see Section 9.4.2.
10
's-o-s' stands for subject-of-state assigned by SP, dedicated stative structure. We remain non-
committal here as to the precise position of SP with respect to TP, noting only that constituency tests as
well as the presence of transitive statives suggest that it must be higher than whatever functional struc-
ture licenses direct objects, be it AspQ or FT.
270 Locatives and Event Structure
assignment would thus suffice here to assign range to, indeed existentially bind,
(e>E, as required.11
A comparison with the nominal domain may be useful here. To repeat the
discussion in Chapter i, Section 1.2.3 (and see also Volume I, Chapter 2, Section
2.1.3), in cases such as those in (34), range is assigned to (e>d, specifically as (def)
(or its absence), indirectly through specifier-head relations with the possessor,
presumably in [Spec,DP]:
(34) a. [ D P [Kimr d e f ['s<e + d e f > d [...hat]]]
b. [ D P [aboy]- d r f ['s<e- d r f > d [...hat]]]
By a similar rationale, as the DP in [Spec, EP] is existentially closed, by speci-
fier-head agreement (e}E becomes existentially closed as well.
Some interesting cases, in this respect, are those in (35), where the subjects are
themselves bare DPs:
(35) a. Dogs barked last night.
b. Students were standing laughing in the corridor.
c. Water trickled through the ceiling all day.
We already touched at several points in this work upon the fact that, as is
well-established, many grammars disallow weak bare DPs pre-verbally, thus
ruling out the utterances in (35). The ungrammaticality of such cases in Heb-
rew, for example, was touched upon in Chapter 4, Section 4.3, and was already
illustrated previously in this chapter by (6)-(8). No such restrictions are in evi-
dence for post-verbal subjects, as already illustrated by (10) and (12). Standard
accounts for (6)-(8) and similar cases attribute their ungrammaticality to the
fact that the bare DPs are outside the domain of existential closure, typically
taken to be the VP (following Diesing 1992), or alternatively, the c-command
domain of the verb (cf. Benedicto 1997). In turn, (10), (12) are said to be gram-
matical precisely because the bare DPs are within the relevant domain of exis-
tential closure. Finally, the English cases in (35) are grammatical, it is typically
argued, because the bare DP may be lowered, in Logical Form, so as to be
within the domain of existential closure, a lowering not licit in Hebrew, for
instance. It is tempting at this point to assume, in a fashion compatible with
the standard account, that only DPs which are themselves existentially closed
can assign range to (e}Ethat is, existentially bind the event argumentthere-
by ruling out cases of existentially unbound DPs in [Spec.EP], and that an LF
chain consisting of an existentially bound copy is responsible for the binding
11
I return in Section 9.4 to the scope interaction between the DP in [Spec.EP] and the existentially
bound (e)E node.
Unergatives and Transitives 271
of (e>E in (35). Such a statement is certainly consistent with (35) and (6)-(8),
as they are typically analysed, and we will tentatively subscribe to it as an
account for the grammaticality of (35). As we shall see in Section 9.5, how-
ever, some improvement over the standard treatment, specifically in making
lowering unnecessary in English, may be possible within the account to be
developed in this chapter.
Some additional predictions, as well as some prima facie questions, are asso-
ciated with the structures in (32)-(33). First, we note that if indeed EPP effects
emerge from the need to assign range to (e}E, and if, indeed, any (existential-
ly closed) constituent in [Spec, EP] may assign range to (e}E, we predict range
assignment to (e}E by elements which are neither expletives nor argument DPs,
but which, in turn, do have in some sense existential force. Secondly, as in the
case of range assignment to [AspQ(e}#], there is no reason to exclude in principle
direct range assignment to (e>E, either through an f-morph in E or through a
head feature of some sort. In such cases, neither an expletive nor an argumen-
tal DP would be required, and a specifier would not need to project. We turn to
a study of both of these cases in the following sections, showing that locative
expressions, either in [Spec.EP] or merging directly with E can assign range
to (e}E, although they are neither expletives nor argument DPs. Finally, we note
that on the face of it, the structures in (32)-(33) predict the complementary
distribution of expletives and originators (but not the complementary distri-
bution of subject-of-quantity, or subject-of-state, and expletives). Yet, this pre-
diction is incorrect. Transitive expletive constructions, as discussed extensively
in the literature for languages such as Dutch and Icelandic, as well as cases of
English presentational there insertion, as in (36), involve the co-occurrence of
an expletive and an argument which is interpreted as an originator (examples
based on Levin and Rappaport Hovav 1995).
(36) a. On the third floor, there worked two young women called Maryanne
and Ava...
b. Above them, there pranced three horses on the Parthenon frieze.
The prediction, then, is too strong, and cases such as those in (36), as well
as cases of transitive expletives, must be otherwise accounted for within this
system. It is to the resolution of all these issues that we devote the rest of this
chapter. In Section 9.3 I turn to a discussion of range assignment to (e}E by loc-
atives in Hebrew as well as in Spanish and Catalan, showing that such range
assignment, whether direct or indirect, allows a post-verbal subject, albeit only
a weak one, in configurations which otherwise would not allow it, and notably
in unergative constructions. The interaction between locatives, specifically, and
the licensing of (e>Ethat is, the existential binding of the event argumentis
272 Locatives and Event Structure
trated with cabad 'work', the same facts hold, of course, for most verbs typically
classified as (unambiguous) unergatives):12
a
(39) - *('amarti Se-) cabad ganan (ha.yom).
(I said that) worked gardener (today)
b. *('amarti se-) cabad ha.ganan (ha.yom).
(I said that) worked the.gardener (today)
c. *('amarti se-) cabdu gananim (ha.yom).
(I said that) worked gardeners (today).
d. *('amarti se-) cabdu kol ha.gananim (ha.yom).
(I said that) worked all the.gardeners (today)
(40) ha.gananim cabdu (ha.yom).
the.gardeners worked (today)
The explanation for the impossibility of Vi structures for intransitive atelic
structures (i.e. unergatives), or, for that matter, transitives, is less than obvious
within any account, especially in view of the grammaticality of (37) and simi-
lar structures. One might suggest that in (39) nominative case assignment fails.
However, it is hard to imagine an account of post-verbal nominative case that
would give rise to nominative case assignment in (37) but would fail in (39)."
Nor would it be useful to suggest that the subject of an unergative or transi-
tive verb is licensed in a higher position than the subject of unaccusative verbs,
forcing the pre-verbal position of the former. While descriptively this may be
something most accounts, including the present one, agree on, many accounts
12
See Chapter 8, Section 8.3, for discussion of unambiguous unergative verbs.
13
Bobaljik and Jonas (1996) propose a mechanism for post-verbal nominative assignment which cru-
cially depends on the presence, in a language such as Icelandic, of two IP-type functional projections
(AgrP, TP) vs. the presence in English of just one. In the presence of one functional specifier, the subject
must occupy that specifier, which is perforce pre-verbal. If, however, two specifiers are available, a post-
verbal position for the subject is possible in the lower specifier, as well as nominative case in that position.
The account to be offered here will borrow from Bobaljik and Jonas the important intuition that post-
verbal nominatives may exist in the presence of two functional IP-type nodeswithin the architecture
proposed here, two functional nodes above AspQ or F!P, i.e. TP and EP. However, the mere presence of two
functional IP-type nodes cannot explain the ungrammaticality of (39). Note first that in Hebrew, post-
verbal nominative clearly is available for the unaccusatives in (37). Therefore, either Hebrew has both
TP and AgrP (or some equivalents, thereof), or an additional mechanism must be postulated to account
for nominative case assignment to unaccusative post-verbal subjects. Further, Bobaljik and Jonas cor-
relate the existence of two functional nodes with the existence of a transitive expletive construction. As
we will see below, Hebrew does actually allow transitive expletives, of a sort, with a post-verbal nomina-
tive'external'argument, re-raising the question of why nominative is not available in (39). Note finally
that if one postulates any specialized position for'external'arguments, below or above TP, be it [Spec,v],
[Spec,EP], [Spec,VoiceP], etc., which is not identical with TP, two nodes are always available in principle,
and hence the contrast between (37) and (39) could not be reduced exclusively to the presence of two
functional specifiers above the VP.
274 Locatives and Event Structure
would also agree that the subjects of unergative and transitive verbs are not
base-generated in their surface position, at the highest specifier under CP, but
rather somewhere below T.14 In turn, the generation of the subject of unerga-
tives (or transitives) below T (whether in [Spec.VP], [Spec.v], [Spec.VoiceP],
etc.), when combined with verb movement to T, would create a natural con-
figuration for post-verbal nominative which could not be easily distinguished
from unaccusative Vi contexts. Here, I proposed that the 'external' argument
is licensedthat is, assigned interpretationabove TP. Nevertheless, I also
assumed that it merges at [Spec,TP], where it is assigned nominative case, rais-
ing anew the question of why it may not stay there, in light of the fact that nom-
inative is clearly available in the post-V position for subjects of unaccusatives.
It is worthwhile to make explicit the nature of the puzzle here, when con-
sidered from the perspective of the XS-system. EP, potentially consistent with
originator entailment in its specifier position, projects above TP. I suggest-
ed that the event argument is existentially bound through the assignment of
range to (e>E by an element in [Spec.EP], provided that element itself is exis-
tentially closed. In turn, the constituent which merges with E to become its
specifier need not be a referential DP, but can be an expletive, for example.
If indeed this is on the right track, then the structure of (40) is as in (413)
(cf. (ssb)) while the structure of the (ungrammatical) examples in (39) is as
in (4ib). Suppose now that (4ib) is ruled out quite simply because (e}E is not
assigned range and hence the derivation does not converge (irrelevant details
omitted):
14
But note that in this respect the account proposed here differs. The lowest instantiation of the DP
which will eventually become the'subject'of transitive and unergative constructions is in [Spec, TP], and
its role, if it receives one, is assigned in [Spec,EP], above [Spec,TP].
Unergatives and Transitives 275
Hebrew sam, kan, po, and ecel + INFL; 'there', 'here', 'here', 'chez+ pronominal
inflection, must all be phonological clitics for the effects in (43) to be realized.
Their clitic status is rather phonologically transparent in cases such as (43), as
their stress is much reduced. In turn, sam, kan,po, and ecel + INFL need not be
cliticized to the verb or adjacent to it. When they are not, they carry main stress,
278 Locatives and Event Structure
and the effects illustrated in (43) do not hold. Non-cliticized, stressed versions
of deictic locatives are in (523-0), with (sib-c) showing that deictic locatives
can be conjoined when stressed. When unstressed, deictic locatives cannot be
separated from the verb (sid), or conjoined (526). When unstressed and adja-
cent to the verb, on the other hand, they cannot be conjoined, as (52!} illustrates,
with the only possible output being (52g), with an unstressed locative not con-
joined and adjacent to the verb. The ungrammaticality of post-verbal subjects
in Vi contexts without cliticized locative deictics is illustrated by (53) (judge-
ments in the context of neutral intonation):
(52) a. kol ha.yeladim'aklu'aruxat cereb'eclenu/kan. (Stressed locatives,
all the.boys ate supper c/zez.us/here phrasal)
b. ha.yeladim qiblu mamtaqimkan ve-sam.
the.boys received candies here and-there
c. ha.yeladim qiblu kan ve-sam mamtaqim.
the.boys received here and-there candies
d. *ha.yeladim qiblu mamtaqim kan. (Unstressed locatives,
the.boys received candies here clitics)
e. *ha.yeladimqiblu mamtaqimkan ve-sam.
the.boys received candies here and-there
f. *ha.yeladim qiblu kan ve-sam mamtaqim.
the.boys received here and-there candies
g. ha.yeladim qiblu kan mamtaqim.
the.boys received here candies
(53) a. *cabad sam ve-kan ganan (ha.yom).
worked here and-there gardener (today)
b. *cabad ganan sam ve-kan (ha.yom).
worked gardener here and-there (today)
c. *cabdu (kama, slosa) gananim sam/kan/ecli (ha.yom).
worked (several, three) gardeners there/here/chez.me (today)
The effect illustrated here is further unique to locatives. In contrast with the
grammaticality of (433, c), we have the ungrammaticality of similar structures
with temporal, rather than locative, deictic markers, although clearly these too
are phonologically cliticized to the verb stem:
(54) a. ('amarti se-) *cabad 'az ganan (ba-gan).
(I said that) worked then gardener (in-thegarden)
Unergatives and Transitives 279
with the configurations in (43), as (583) shows, while possessive datives, which,
we argued, must be in possession relations with an argument no higher than
AspQ or FP, are impossible, as (s8b) shows. Similar facts hold for (57), as (59)
illustrates:
We therefore must conclude that the paradigm in (43) does not involve
any fundamental change in event structure and that the post-verbal argu-
ment retains its originator role. It follows that the paradigm in (43) cannot be
unaccusative, contra Torrego (1989).
Rigau (1997), considering the same paradigm primarily from the perspective
of Catalan, proposes that in the relevant cases, a covert locative preposition is
incorporated onto an unergative verb, and as a result, the verb loses its agentive
meaning and becomes stative. In turn, the clitic hi functions as the subject of
the (covert) preposition, giving rise to impersonal sentences. A sentence such as
(6oa), Rigau suggests, is synonymous with the one in (6ob), due to the fact that
in both hi is the subject of a covert preposition, while news'boys'is the object of
that preposition. The resulting structure is essentially an existential one, as in
(6oc):
(60) a. En aquest coral, hi canten nens.
in this choir, CL sing boys
b. Hi ha(n) nens que canten en aquesta coral.
CL have boys that sing in this choir
"There are boys who sing in this choir.'
c. [Vp {cantar, haver} [PP hi [y e nens ] ] ].
This account is extremely reminiscent of that proposed by Hoekstra and
Mulder (1990), according to which variable-behaviour verbs (in the sense
282 Locatives and Event Structure
when the deictic locative is adjacent to the verb can a Vi word order emerge.
Finally, it turns out that locative deictic clitics do not just allow Vi word orders
with unergatives, they also repair considerably the ungrammaticality of pre-
verbal weak subjects, as (64) illustrates, a fact that cannot be accommodated
under either Rigau's account (op. cit), or by appealing to a small clause analysis
of the type advanced in Hoekstra and Mulder (i99o):18
I will, however, concur with the important insights of Rigau's analysis that in
some fundamental sense the structures carry existential force, and that the loc-
ative is responsible for the licensing of the Vi order (and see also Freeze 1992,
to which we return shortly). No change in roles or in the interpretation of the
event is involved, however, nor is there a small clause, of which the post-verbal
subject is a subject or an object.
Continuing to assume that the ungrammaticality of (39) stems from the
absence of existential binding for the event argument, as instantiated by the fail-
ure of (e}E to be assigned range, we now must assume that the event argument is
existentially bound in (43)that is, that (e}E is assigned range. As the difference
between the paradigms is solely the presence vs. absence of a locative clitic, the
obvious conclusion is that the locative clitic is the existential binder of the event
argumentthat is, the range assigner to (e}Eand that by extension, in Span-
ish and in Catalan existential binding of the event argument is accomplished
by the pre-verbal locatives aqui and hi, respectively. In other words, locatives,
18
For reasons that I can only speculate on, and which may be related to discourse structure (i.e. old
vs. new information), (64c-d) are marginal rather than fully grammatical. The contrast with the full
ungrammaticality of (64a-b) is however very clear.
284 Locatives and Event Structure
deictic or prepositional, are f-morphs which can assign range to (e>E, an assign-
ment which translates to existentially binding the event argument.19 While in
Spanish such range assignment is achieved through specifier-head agreement
(i.e. indirectly), in Hebrew and in Catalan it can also be achieved directly, the
locative being a clitic associated with the verbal head which moves to E, thereby
assigning range to (e>E. Structurally, then, we have (65).
(65) a. [EP cabad-sam3<e3}E [ T pganan NOM libad sam[ VP ]]]
worked-there gardener
b. [EP aqui 3 han (e3)E [ F pdormito [TP animalesNOM dormito [Vp ]]]]
here have slept animals
c. [EP hi3-canten <e3}E [ TP nens NOM hi-canten [VP ]]]
here sing boys
As to the assignment of an originator role to the post-verbal argument in
(65), we note that if an originator role is associated with a DP as a result of the
existence of an eventive EP with an argument which is not otherwise specified,
then the assignment of an originator role to this DP in [Spec.TP] need not be
problematic. Specifically, and looking to bar an originator role in [Spec, FSP], the
objective shell structure associated with partitive case (see Chapter 4 for discus-
sion), suppose we follow a suggestion in Benua and Borer (1996), itself inspired
by insights in Bobaljik (1993). According to this suggestion, in accusative lan-
guages the specifiers of EP and TP are identified, while in ergative languages the
specifiers of AspQ and TP are identified. From this, it follows that whatever case
is assigned by T, and assuming this case to be the only one obligatorily assigned
in tensed clauses, it will go to the originator in accusative languages, if there is
one, but to subject-of-quantity in ergative languages, if there is one.20 In turn,
it follows from the identification in (65) of [Spec.TP] and [Spec.EP], together
with the absence of AspQ, that the post-verbal subject must receive the origin-
ator role.21
19
Crucially, we do not assume here an event decomposition. Locatives as well as other prepositions
thus do not contain a separate event variable in need of range assignment.
20
In Benua and Borer (1996), as well as in Borer (19980), this idea is formulated in terms of the rela-
tionship between TP and AspP, a process node which is telicity-neutral, rather than EP. AspP, as proposed
in Borer (1994,19980), does have, in many ways, the properties of EP. The change in labelling, in addition
to involving a more detailed discussion of the syntactic properties of the event argument, was designed
to highlight the fact that the grammar does not have a structure devoted specifically to process (or to
activity), and that every event must have an EP, regardless of whatever additional structure might be
associated with it.
21
Clearly, something must be said about the possibility of identifying [Spec,TP] with [Spec,EP] in
the case of passive, where an originator reading is available, but is associated with neither [Spec, TP] nor
[Spec,EP]. If we assume that passive morphology, along lines suggested by Baker, Johnson, and Roberts
(1989) or Kratzer (1994), is capable of licensing the role otherwise associated with [Spec,EP] away from
Unergatives and Transitives 285
[Spec,EP] and [Spec,TP], then we derive the fact that in passive [Spec,TP] and [Spec,EP] are associated
with a non-originator role, as well as capture the fact that passive may only emerge through the interven-
tion of morphological marking. A detailed execution is left aside here, but see Borer (forthcoming) for
some more discussion.
286 Locatives and Event Structure
TABLE 9.1. Locatives, existentials, and the placement of the subject-Word order
arguments locative and theme. However, while locatives are certainly required
for the configuration in question to emerge, they can only be considered argu-
ments in the most general sense and are certainly not arguments o/any head,
and could be adjuncts. More crucially, the existence of a theme is clearly not
necessary. The constructions under consideration here specifically do not need
to involve a theme, as traditionally understood, but may involve an agent. Sec-
ondly, as is clear from the relevant examples, the verbal element is not restrict-
ed to a copula. These expansions of Freezes picture notwithstanding, it is clear
that the paradigms discussed thus far for Hebrew, Spanish, and Catalan are but
another instantiation of a broader phenomena, in which locatives, when occur-
ring either as pre-verbal 'subjects', or, in effect, as subject clitics or clitics on I
(where by I we refer to the highest functional head under C), have an existential
force in configurations which involve the presence of an agreeing subject'lower'
in the structure, and specifically following the highest verbal element, be it a
copula or the verb. While we must continue to ponder the issue of why this is so,
that it is indeed so appears beyond dispute. Even in English, a language other-
wise very particular about licensing post-verbal subjects, it is precisely locatives
which can most freely do so, in the so-called locative inversion structure. Nor is
locative inversion restricted to unaccusatives (or themes), as has been conclu-
sively shown by Levin and Rappaport Hovav (1995), from which we note the fol-
lowing examples (discussion restricted to atelic cases):22
(67) a. Opposite the landing-place stood half-a-dozen donkeys with saddles
on their backs, etc.
b. On the third floor worked two young women called Maryanne
Thomson and Ava Brent...
c. ... rafts of styrofoam on which dozed naked oily bathers lying on
their backs...
d. Above them pranced the horses on the Parthenon frieze.
e. Around here heaved and shuffled the jeaned and T-shirted... crowd.
From our perspective, of special interest is the example in (68). Note that here
a weak post-verbal subject is licensed by a deictic marker (although not a clitic)
which is not semantically vacuous, and yet has clear existential force in add-
ition to whatever locative meaning it may convey (and see also Tortora 1997 for
22
The few comments here on locative inversion are mostly intended to show that in principle, English
does allow the event argument, argued to be in EP, to be assigned range by a locative phrase. It is not our
purpose to propose a full analysis for locative inversion in English, which is restricted in ways which do
not surface in the Hebrew construction (it creates island effects, it bars negation, etc.), and which are not
clearly relevant to our discussion here. For a fuller discussion of locative inversion in English, see Bres-
nan (1994), as well as Levin and Rappaport Hovav (1995), among many others.
288 Locatives and Event Structure
the claim that existentials derived from locatives retain their locative interpret-
ation, and that it is the existential function which is derived from the locative
one, rather than the other way around):
(68) Here was a young girl who could out-strut anything on two legs. (From G.
R Edwards, A toast before dying, quoted in Levin 1999 in the context of the
useofpreflxowf-)
We note, finally, the exclusively existential, i.e. non-locative, use of so-called
'existential' there, possible (contrary to what is commonly claimed) in a wide
range of (intransitive) constructions, including stative and eventive atelic.
Interestingly, however, the omission of the locative expressions in (70) causes a
marked deterioration in their felicity:23
(69) a. There lived ??(in London) in the igth century a famous author.
b. There danced ??(in the woods) this morning three elves.
c. There grazed ??(in my backyard) a brown moose this morning.
We consider the fact that English there (or, for that matter, Italian cz) has lost
its locative meaning in the context of existential sentences to be neither neces-
sary nor sufficient for the emergence of an existential meaning. In other words,
there as well as, for example, Italian ci have lost their literal locative meaning and
retained the existential one, but ultimately, I concur here with Freeze (1992) and
with Tortora (1997) that the origin of the existential meaning resides with the
locative function, still retained by here, as in (68), and by the entire deictic loca-
tive paradigm in Hebrew. The reason for the existential meaning of locatives,
however, remains mysterious in Freezes study, and is in fact largely unstudied,
to the best of my knowledge.
23
As is well known, there-insertion constructions with verbs other than be exhibit a (primarily weak)
subject in the right periphery, following adjuncts. This is true for unaccusatives, statives, and unergatives
alike. We speculate that while in there-be constructions the (logical) subject maybe in some functional
specifier above VP but below TP, that position, for reasons that are poorly understood, is not available ill
the absence of be, causing the subject to be adjoined to the right (note its position between adjuncts in
(iib) below). As is further well known, the effects of be here are rather mechanical in nature, e.g. in allow-
ing (ia), while (iia) is barred, thereby suggesting clearly that what is at stake here is not the semantics of
the verb or event semantics of any other sort. For some discussion of the peculiarities of English there, as
well as the conclusion that it is rather unique in its properties, see Freeze (1992):
(i) a. There was a cow jumping for an hour in the yard.
b. *There was jumping in the yard a cow (for an hour).
c. *There was jumping for an hour a cow in the yard.
(ii) a. ??There jumped a cow for an hour in the yard.
b. There jumped in the yard two cows for an hour.
c. There jumped for an hour in the yard two cows.
Unergatives and Transitives 289
The contrasts in (jo)-(ji) correlate, Dobrovie-Sorin and Laca argue, with the
contrasts in (ji)-(j^):
These facts, Dobrovie-Sorin and Laca conclude, follow if we assume that bare
DPs are licit precisely when they can be located in space. Their specific conclu-
sion is that default existential closure applies only to formulas which contain a
locative argument, possibly as a covert space variable, and that only those argu-
ments of the predicate whose location in space is specified by the locative argu-
ment can be bound by existential closure (Dobrovie-Sorin and Laca 1996:16).
Before proceeding, note as an obvious advantage of the Dobrovie-Sorin and
Laca account that it does not require lowering in English to bring about the
existential binding of pre-verbal subjects, although it must retain, as a state-
ment of language variation, the assumption that in English (covert) locatives
290 Locatives and Event Structure
can license existential bare DPs in pre-verbal position, but not in Hebrew, for
instance.24
Independent confirmation for the proposal that the possibility of projecting
existential pre-verbal subjects is linked to the occurrence of locative expres-
sions, this time necessarily overt, is found in French. Roy (2001) notes the fol-
lowing contrasts:
cit.) do, that existential closure applies to predicates localized in space, suppose
we assume that localization in space is itself a type of existential binding of
events, and possibly of DPs as well. We note that in the English cases in (70), an
overt or a covert locative could assign range to (e>E neither through direct range
assignment, with a clitic or a head feature in E, nor through specifier-head rela-
tions. Rather, the range assigned to (e>E by an overt or a covert locative adjunct is
akin to range assignment to [AspQ(e}#] by a locative adjunct or an adverb, already
discussed in detail in Chapter 7, Section 7.3. In turn, the ungrammaticality of
existentially bound pre-verbal subjects (illustrated in Hebrew by (6)-(8) and
true for numerous other languages) indicates that such range assignment to (e}E
by a locative adjunct, whether covert or overt, is not available. Thus, in lieu of
lowering we postulate for English the possibility of assigning range to (e}E (i.e.
binding the event argument) through an adjunct locative (overt or covert), a
possibility which we must assume to be unavailable for languages such as Heb-
rew and Spanish.
We already argued that (e>E can be assigned range through specifier-head
agreement with a phrase which itself has existential force. A natural assumption
is that a bare DP which is not otherwise existentially closed cannot provide exis-
tential closure over the event argument, or put differently, it cannot assign range
to (e}E. Thus in the presence of a pre-verbal weak or bare subject, (e}E can only
be assigned range (and the event argument be existentially bound) through the
mediation of a locative. When (e}E is assigned range by a locative, however, the
open value (e}d associated with the pre-verbal bare DP in [Spec.EP] can like-
wise be assigned range, or in other words, the variable in D can be existentially
bound through specifier-head agreement with (e>E, since the latter is assigned
range by a locative with existential force. Following a similar rationale, du/des
DPs in French involve the projection of an (e>d which is not bound internal to
the DP, and is hence in need of existential closure. As such, du/des DPs cannot
themselves assign range to (e>E, and thus the event argument cannot be bound
without an (overt) locative. The contrasts in (74)-(75) follow directly. We note
now that the two possible configurations here mimic, formally, the two modes
of licensing [AspQ(e}#] already discussed, one involving indirect range assignment
from the specifier to the head (discussed in Chapter 3), the other direct range
assignment to the head which is copied onto the specifier, discussed in Chap-
ter 6 (and see (8o)-(8i) below for the relevant structures). We note, crucially,
that when range was assigned to a DP in [Spec, AspQ] through specifier-head
agreement, it involved the obligatory copying of a [DP (e>#] into the agreeing
DP (see Chapter 6, Section 6.3, for extensive discussion). However, as E does
not have any quantity properties, no such copying is expected, and the DP in
[Spec, EP] is not expected to have a quantity interpretation in the absence of an
292 Locatives and Event Structure
[DP (e}#] which is independently licensed (e.g. through the projection of a quan-
tity determiner).
Generalizing, and speculating some more, if Benedicto (1997) is on the right
track, and the domain of existential closure is the c-command domain of the
verb, rather than the VP, as originally argued by Diesing (1992), then we can now
assume that the domain of existential closure is determined by the domain of
the event argument, when itself existentially bound. Normally, such existential
binding is accomplished by the presence of an overt subject with existential
force. In the absence of such a subject, a locative is necessary (or some other
operator, possibly), to assign range to (e}E. In the latter case, the domain of exis-
tential closure may actually be extended, in that an event argument that is exis-
tentially bound by a locative may, in turn, bring about the existential binding of
its own subject, through specifier-head agreement and the subsequent existen-
tial closure of (e>d.
Supposing all this is correct, and range assignment by a locative adjunct is
available in English, we derive precisely the fact that in English, in the presence
of a (possibly covert) locative adjunct, but not otherwise, the subject may be a
bare DP with an existential interpretation.25
It is worthwhile to digress briefly to consider the nature of the logical entail-
ments here. Two executions are in principle possible (and possibly, both may
be instantiated). According to both executions, the event argument must be
existentially bound, and the bare DP must be existentially bound. According
to both executions, the locative binds one of these elements, either the event
argument or the bare DP, and the other becomes existentially bound through
a process of specifier-head agreement. The question is, however, whether the
locative directly existentially binds the bare DP or the event argument. Accord-
ing to the execution favoured here, the locative binds the event argument, and
a bare DP, specifically in [Spec.EP], is existentially bound through specifier-
head agreement with E. According to the other execution, more compatible
with the spirit of Dobrovie-Sorin and Laca (1996), the locative binds the bare
DP in [Spec, EP], and the bare DP, now having existential force, binds the event
argument through specifier-head agreement. We note now that at least for the
Hebrew locative clitic cases, the former execution must be preferred. Consid-
ering again the relevant structures, as in (65), note first that there are no speci-
fier-head relations between the bare DP (singular and weak, in this case, and
see (56) for a case of bare plural) and E, as the bare DP (or weak DP) is not in
[Spec.EP]. In fact, we have suggested that it is precisely the absence of such
25
The reader is referred to Dobrovie-Sorin and Laca (1996) for the extension of the account to exis-
tential bare DPs in object position.
Unergatives and Transitives 293
In addition to the fact that the ungrammaticality of (76) casts serious doubt
on the generalization proposed in Diesing (1992), according to which there con-
structions are the hallmark of stage level predicates, we note that clearly Eng-
lish there is not sufficient to license a post-verbal subject, and just as a (covert)
locative is necessary to assign range to (e>E in the presence of bare DP subjects,
so a locative appears necessary to augment, so to speak, there in the context of
existential there insertion. This suggests that in English, adjunct locative range
assignment to (e}E is somehow mediated through [Spec.EP]. This would actu-
ally derive the presence of EPP effects in English, but not in Hebrew or Spanish.
Leaving this matter open, and hoping that future empirical findings will bear on
its resolution, we conclude that it can be shown conclusively that, at least in the
case of locative clitics in Hebrew, existential closure applies to the event argu-
ment first, and then to the weak subject in [Spec.EP] by specifier-head agree-
ment with range-assigned (e>E. Some prima facie evidence suggests that English
may follow the other route, from the specifier to the event argument, but a full
resolution of this issue is still pending.
Consider in this context the grammaticality of cases such as those in (77),
already discussed extensively in Chapter 4, Section 4.3.
The grammaticality of (77a-c), when viewed from the perspective of the par-
adigm discussed here thus far, appears at first sight rather puzzling. We already
noted that the (missing) subjects in (77a-c) are interpreted very much on a par
with weak bare plurals. And yet, in the presence of an overt bare plural DP with
an existential interpretation in such constructions, whether pre-verbal or post-
verbal, ungrammaticality results, as already noted (minimal contrasts in (78)).
Why should such an asymmetry emerge?
English, quite possibly due to the fact that the former but not the latter have loc-
ative clitics (arrows indicate direction of range assignment):26
24
As is often noted (Borer 1984,1995^; Shlonsky 1987,1997; Shlonsky and Doron 1992), Hebrew allows
VS word orders quite freely in Vi or 3 contexts, as the paradigm (i)-(iv) shows (and see n. 16 for some
brief comments):
(i) a. etmol cabad (ha.)ganan ba-gan.
yesterday worked (the-)gardener in-the-garden
c
b. ba-gan abad (ha.)ganan ha.boqer.
in-the-garden worked (the-)gardener in-the-morning
c. be-derek klal cobed (ha.)ganan ba-gan ba-boqer.
usually works (the-)gardener in-the-garden in-the-morning
(ii) a. et ha.mekonit raxaca rina ha.boqer bemesek salos sacot.
OM the-car washed Rina this-morning for three hours
b. la-misrad higi'u ha.miktabim ba-zman.
to-the-ofBce arrived the-letters on-time
(iii) a. ba-qayic gar ha.boes mitaxat la-bayit.
in-the-summer lives the-skunk under to-the-house
b. ba-xorep hayta ha.mora selanu xola.
in-the-winter was the-teacher ours sick
(iv) a. lama cabad ha.ganan ba-gan?
why worked the-gardener in-the-garden
b. eypo cabad ha.ganan?
where worked the-gardener?
It appears tempting to suggest that not just DPs and locatives, but any pre-verbal constituent may
assign range to (e)E, thereby offering a unified account for the grammaticality of (i)-(iv) and that of post-
verbal subjects in locative constructions. Such an extension, however, is not clearly on the right track.
Most importantly, (i)-(iv) clearly allow a strong post-verbal subject, while post-verbal subjects which
are licensed in the contexts of deictic clitics (in both Hebrew and Catalan), post-verbal subjects in there
insertion in English, as well as post-verbal subjects in the context of sentence-initial locatives in Spanish
all require that the post-verbal nominative arguments (specifically we suggested, in [Spec,TP]) be weak
when (e)E is assigned range by a locative. For this reason, an extension of the account is not undertaken
here. We note as an aside that like locative inversion in English, but unlike cases of locative deictic clitics
or cases of there insertion, (i)-(iv) are islands:
c
(v) a. matay ha.ganan abad ba-gan?
when the-gardener worked in-the-garden
b. matay cabad sam ganan?
when worked there gardener
c
(vi) a. *matayba-gan abad (ha.)ganan?
when in-the-garden worked (the-)gardener
b. *eypo ba-qayic gar (ha.)boes?
where in-the-summer lives (the-)skunk
c. * matay et ha.mekonit raxaca rina?
when OM the-car washed Rina
For proposals that the pre-verbal constituent in (i)-(iv) is in [Spec,CP] (and hence not in [Spec,EP]),
see Shlonsky and Doron (1992) and Shlonsky (1997). For a proposal that it is in an A'- [Spec, IP], see Borer
(1995 fo).
Unergatives and Transitives 297
*XP3 is a constituent with existential force (strong, for DP), and [Dp (e)J is a DP with an open
value for (e)d, an unbound variable, and hence weak.
298 Locatives and Event Structure
ation. In a sense, then, Hebrew locative deictic markers, phonological clitics, are
slavified. Specifically, these locative clitics function, at times, just like perfective
prefixes in Slavic, in constituting material which attaches to a head, which assigns
range directly to the open value associated with that head, and which may fur-
ther assign range, indirectly, to certain open values within the heads DP speci-
fier. Nevertheless, given the fact that locative deictic clitics are quasi-functional,
in that they may also be pure locatives, they are not direct parallels of Slavic ver-
bal prefixes, and as such we must fine-tune the description of their function here.
Suppose, then, that locatives must realize their operator function only in those
contexts in which ungrammaticality would otherwise result.28 It is presumably
for that reason that in (68) (cf. (843)) we get existential force, as here is assigning
range to an otherwise unlicensed (e}E. In contrast, no such existential interpret-
ation occurs in (84b), as (e>E is licensed through the presence of the subject:
(84) a. Here was a young girl who could out-strut anything on two legs,
b. (Here), the girls (here) are capable of, etc.
In turn, the hallmarks of slavified structures are given in (86):
(85) a. A node licensed through slavification need not be otherwise
licensed.
b. If there is a DP in the specifier of a slavified head, at least one open
value within that DP must be assigned range by the very same assign-
er which assigns range to the slavified head. As the salient property of
direct range assignment to (e>E is existential binding, it follows that a
DP in [Spec, EP] must be weak (and see n. 27 for some relevant com-
ments).
Suppose we return now to the paradigm of locatives in unergative contexts,
considering, for the sake of completeness, both pre-verbal and post-verbal sub-
jects, with locative clitics as well as without them. The cases under consideration
are schematized in (86) and (87), with illustrations in (88) and (89), respectively:
28
Alternatively, within an overgenerating modelas opposed to an economy-driven onelocatives
may optionally function as existentials in any context, with under-applications ruled out as cases of
unbound variables, and over-applications ruled out as cases of double marking. The reader is referred to
Chapter 2, n. 3 (Volume I) as well as to Chapter i in this volume (Section 1.3), for some brief comments on
the morphological place of clitics as range assigners on the continuum from head features to f-morphs.
300 Locatives and Event Structure
must also assign range to some open value within that functional projection's
DP specifier, if one projects. As the range assigner under consideration is an
existential binder, it must assign range to (e>d, resulting in an obligatorily weak
DP. It might be helpful to remind the reader at this point that the requirement
that the locative bind an open value within the DP in [Spec.TP] does not follow
from the properties of the locative clitic itself as an existential binder, but rather,
from the fact that because of specifier-head agreement, the clitic, an operator,
perforce binds the DP, just as Slavic prefixes such as na perforce bind both the
open value [ASpQ(e}#] and some value within the DP in [Spec,AspQ]. If all values
within that DP are already assigned rangethat is, boundvacuous quantifi-
cation results. Differently put, as (a copy of) an existential operator is in speci-
fier-head relations with the DP in [Spec, TP], that DP must have an open value.
As existential binders are not appropriate range assigners to (e>, (a point dis-
cussed in Volume I, Chapter 5, Section 5.1; see also Chapter 10), the only avail-
able open value is (e>d, and the DP in [Spec.TP] must be weak. The obligatory
weakness of post-verbal subjects, as illustrated by the grammaticality of (8jb)
when contrasted with the ungrammaticality of (Sjc), now follows in full.29
29
The reader is reminded here that for bare DPs in Slavic, Slavic quantificational perfective affixes
assign range to both [DP (e) J and (e)dj thereby giving rise, by definition, to a strong reading. This is not the
case for (8/b), where a definite or specific reading is not available. The difference follows directly from the
fact that the range assigner to (e)E is not a range assigner to (e),, but rather an existential operator, which
can assign range to (e)E or, alternatively, to (e)d, but never to [DP (e) J. Thus the DPs which agree with such
an existential operator must be weak, and may receive a quantity interpretation only through an inde-
pendent range assigner to [DP (e),] (e.g. a cardinal). For some more discussion of this point, see Chapter
10, where I discuss in detail the interaction between locative deictics and range assignment to [Alpq (e),].
302 Locatives and Event Structure
syntactic incorporation (but see Bach 1995; Schmitt 1996 for compelling add-
itional arguments against the incorporation analysis).
The overall plausibility of such accounts for Mohawk and the Slavic lan-
guages notwithstanding, we note that even if such an incorporation analysis is
tenable for Hebrew, what is clear is that it strengthens, rather than undermines,
our claim that the locative deictic expression is a range assigner to the event
argument, and cannot be understood in terms of existentially closing a weak
DP. Thus while locative deictic expressions may occur internal to the DP (on the
right, as shown in (90)), they always occur with determiners in such contexts,
and the DP involved is always strong as shown in (91), and thus in no need for
existential closure. Proponents of an incorporation account would thus have to
argue not only that incorporation is blocked out of strong DPs, which may be
independently plausible, but also that locatives are incorporated determiners
only in weak DPs, and that in such cases incorporation is obligatory, a consid-
erably less plausible claim. Further, such an analysis would have to hold that the
incorporation is somehow essential to existentially close the relevant DP:
9.7 Conclusion
The main concern of this chapter has been to investigate the properties of the
node EP, and the ways in which (e>E is licensed. We did so by exploring the condi-
tions that allow the occurrence of post-verbal subjects in Vi structures in Heb-
rew. We specifically stayed away here from unaccusative structures, in which the
post-verbal subject in Vi contexts is often argued to be in its base-internal pos-
ition, as well as from cases in which the post-verbal subject surfaces at the right
periphery of the clause, arguably derived through phrasal movement (either of
the subject to the right, or of some predicative constituent to the left). Instead, the
investigation focused on the licensing of'external' subjects immediately follow-
ing the verb in Vi contexts, configurations which have been previously assumed
to be ungrammatical in Hebrew (as well as in Italian, for instance). The investi-
gation revealed that in both transitive and intransitive contexts, such 'external'
subjects can surface post-verbally in Vi contexts, but only in the presence of a
locative clitic. Based on this paradigm, and drawing parallelisms with similar
phenomena in Catalan and Spanish, we suggested that the locative allows the
occurrence of post-verbal subjects because it assigns range to the value {e)& a
role usually assumed by pre-verbal subjects in [Spec,EP].Semantically,we sug-
gested, such range assignment to (e}E amounts to existentially binding the event
argument, again, a role usually achieved through the presence, in [Spec.EP], of
an existentially closed (i.e. strong) DP. The role which the locative fulfils in exis-
tentially binding the event argument in turn translates into clear ramifications
for the DP (post-verbal) subject, allowing it a weak reading, exclusively.
This conclusion, if on the right track, sheds considerable light on the syn-
tactic licensing of event arguments, and suggests strongly that locatives, rather
than temporal expressions, are crucial for the licensing of events. In the next
chapter, we return to the paradigm first introduced in the beginning of this
chapterthat of post-verbal subjects in Vi unaccusative contexts. In that case as
well, it will turn out that locatives play a crucial role, this time in the licensing of
telicity/quantity reading, raising the additional possibility that locatives are one
of the crucial building blocks of event structure in general.
10
2
We reject here the possibility that the locative existentially binds both AspQ and E, as we have been
assuming throughout that existential operators (unlike e.g. generic operators) are not quantity operators,
and hence cannot assign range to (e},, regardless of whether it is dominated by DP or by AspQ (and see
Volume I, Chapter 5, Section 5.1, as well as Chapter 6, Section 6.3 of this volume for a detailed discussion).
The question here is in fact a more general one, and concerns the possibility of unifying the existen-
tial function and the quantity function of locative deictic clitics. We note that it is not at all obvious that
such a unification is possible, or even desirable. In English, locative existentials are not implicated in any
way in the formation of telic predicates, and locative particles such as up and down, or adjuncts such as
to the store, even when they force the projection of AspQ, do not have existential force. Likewise, in Slavic,
perfective prefixes do not appear to have existential force over the event argument, their locative histor-
ical antecedents notwithstanding. Severing the functions, however, would result in attributing to coin-
cidence the dual function of locatives as licensors of both telicity and existential binding, clearly an
unfortunate conclusion. It is precisely because of this that one is tempted to assume that the unified func-
tion of locatives is as existential operators, with existential force over the event argument, [Alpq (e),], or
both. However, an immediate drawback to this conclusion is the fact that what matters for range assign-
ment to [Alpq (e),] is not existential closure but quantity, as demonstrated by the fact that three apples, even
if weak, but not apples, can assign range to [AjR (e)J, the latter being homogeneous and lacking quantity.
We leave these matters aside here, noting only that clearly there is much more to be said about the role
of locatives and their function in event structure, and that the discussion here can only serve to reveal
the tip of this iceberg.
Slavification and Unaccusatives 311
ies not only as range assigners to (e>E, but also as range assigners to [ASpQ(e}#] (and
recall now that historically, the Slavic perfective paradigm is related to locative
prepositions). Specifically, let us assume that Hebrew locative clitics, in their
role as quasi-functional items, are possible range assigners to both [AspQ(e}#] and
(e>E. More concretely, suppose a locative clitic may merge either with [AspQ(e}#] or
with T (or with some functional head below T but above AspQ). In the former
case, it can function as a range assigner to [ASpQ(e}#]and subsequently, as it is car-
ried to E through verb movement, it may assign range to (e}E as well. When the
locative merges above AspQ, however, it is of course prevented from assigning
range to [ASpQ(e}#] > but may still assign range to (e}E. Setting aside, for a moment,
the position of the post-verbal subject, the former derivation is represented in
(153), the latter in (isb):
(15) a. [EP hibsilu.(/oc> <e}E [TP hibsilu.(/oc) [AspQ hibsilu.(/oc) [AspQ{e>, ] [ V P ...
ition. In turn, we also suggested that some value within the DP in [Spec, AspJ
in Slavic must remain open, so as to allow the agreement between that specifier
and the quantificational prefix in AspQ to be instantiated, in this case though
indirect range assignment by the quantificational prefix to some open value
within the DP specifier. Consider, however, Hebrew locatives in their function
as Slavified affixes. Although by assumption they can assign range to [ASPQ (e}J,
they are clearly not quantificational in nature. We will thus assume that range
assignment to [DP (e}#], imposed by the quantificational nature of Slavic quan-
tificational prefixes, does not take place in the case of locative clitics. It never-
theless remains the case that the locative clitic, a range assigner to [Aspa (e}J,
by assumption must assign range to some value of the DP in [Spec, AspQ] by
specifier-head agreement. It follows that for the structure in (i6a), the DP in
[Spec,AspQ] may not be strong, or no such open value would be available. It
thus emerges that the post-verbal subject in derivations such as those in (i 6a)
is weak not only because of specifier-head agreement with a locative existential
binder, but also because it has a copy in [Spec, AspQ], and is therefore required to
be weak by the presence of a direct quantificational range assigner to [ASPQ (e}J.
The reader may recall that a similar restriction was attested in Slavic, where
quantified DPs in perfective contexts received, obligatorily, a weak interpret-
ation (and see Chapter 6, section 6.3 for discussion).3
Little beyond that needs to be said about the derivation in (i6b). We note
that here range is assigned to [Aspa (e}J by the DP itself, and hence the DP is not
required to be weak (but is required to be quantity, of course). However, given
the post-verbal status of this DP in the presence of a locative existential range
assigner to (e>E, and given the specifier-head agreement between such a DP and
the locative existential range assigner in TP, the DP is independently required to
be weak The sentences returned by the derivations in (i6a-b) are thus predict-
ed, for the paradigm in (11), to have effectively indistinguishable properties.
Consider,however, a third possibility. Suppose the locative deictic clitic merg-
es with the verb above AspQ, as in (isb), leaving the quantity DP in [Spec, AspQ]
to assign range to [ASPQ {e},]. Suppose now that the DP in [Spec,AspQ] does not
move to [Spec,TP],but rather, stays in [Spec,AspQ]. No special assumptions are
needed concerning the assignment of nominative case, as a mechanism such as
I-Subject (cf. Borer, 1986) or Agree (cf. Chomsky 2000) could assign nominative
3
As within the unergative paradigm, in the presence of a pre-verbal strong subject we must assume
that at least the existential range assignment properties to (e)E of the locative are inert. If the construction
is telic and intransitive, then when the subject is strong (or even just quantity), the locative, quite possibly,
does not assign range to [Alpq (e) J either. Thus it is only in the presence of post-verbal subjects or in the
presence of a non-quantity DP subject which cannot, by assumption, assign range to [Alpq (e),], that the
existential function of the locative deictic clitic must be instantiated.
Slavification and Unaccusatives 313
(17) [EP hibsilu.(/oc) <e)E [TP hibsilu.(fee) [AspQslosa tapuxim hibsilu [ASpQ(e)J [VP
ripened three apples
NOMby Agree
What is worth noting is that in contrast with the telic intransitives in (18),
the derivation in (17) is excluded for intransitive atelic structures,barring abso-
lutely strong DPs in post-verbal positions in unergative contexts regardless of
the occurrence of a locative clitic, a fact already discussed at length in Chapter
9, and illustrated by the paradigm in (2). In unergative structures, note, there is
no functional specifier that can host the post-verbal subject without giving rise
to agreement with the existential locative, and hence requiring the subject to
314 Locatives and Event Structure
be weak Specifically, recall that FP, the node we postulated to assign partitive
structural case to objects of atelic transitive constructions, is only licensed in
the presence of partitive case assignment, and hence does not come under the
jurisdiction of Agree, and a DP in its specifier cannot receive nominative case
(see Chapter 4, Section 4.2, for discussion). Not so for AspQ, which is semantic-
ally licensed, and which may occur without the assignment of accusative case to
its specifier, and in fact routinely does in unaccusative constructions.
Returning now to the original puzzles associated with the properties of post-
verbal subjects, we have now reached conclusions which at first sight contradict
much of what has been assumed about the properties of these cases. If the dis-
cussion here is on the right track, then it is in unergative (and transitive) con-
texts that the post-verbal subject in Vi configurations must be weak, while in
unaccusatives, as (18) illustrates, it maybe strong! We further note that the der-
ivation in (17) presents no problems whatsoever for the list of questions in (3),
as it involves the assignment of range to AspQ by a quantity DP (whether weak
or strong) and the assignment of range to (e>Eby the locative deictic clitic. It fur-
ther emerges that while the paradigms in (4)-(6), as well as the paradigm in (14)
must still be explained, they do not represent the generalization concerning the
distribution of post-verbal subjects in Vi contexts, but rather, the exception. In
the majority of cases.be they unergative, transitive or unaccusative, post-verbal
subjects in Vi contexts are licensed by an overt locative. There is, then, some-
thing special about (4)-(6) and (14), which is in need of a special explanation.
Consider now the paradigm in (12). By assumption, as the DP under consider-
ation here is non-quantity, it cannot assign range to [AspQ(e}#] It therefore follows
that neither derivation (i6b) nor derivation (17) are available, as in such cases
there is no range assignment to [AspQ(e}#]- The only derivation available for non-
quantity DPs, then, is that in (i6a). Here, range is assigned as required to both
[AspQ(e>#] and to (e>E by the locative. In turn, the DP in [Spec, AspQ] need not be
quantity. Quantity DP is not required to assign range to [AspQ(e}J, nor is a quan-
tity interpretation imposed by the locative clitic assigning range to [AspQ(e)*]>
as the locative clitic is not quantificational in nature. It therefore follows that
precisely in these cases, we have a particular kind of violation of Verkuyl's gen-
eralization: there is, indeed, a direct object, but it does not have any quantity
properties (nor is it +SQA, in the sense ofVerkuyl 1972 and subsequent work, or
quantized, in the sense of Krifka 1992).
It is worth recalling, in this context, that in Slavic, bare DPs in [Spec, AspJ
always receive a strong interpretation, a matter discussed at some length in
Chapter 6, Section 6.3. We derived this effect by assuming that perfective prefix-
es copy #P onto the DP in [Spec, AspQ], and then proceed to assign range both to
(e>d and to [DP (e)t], thereby giving rise to a strong interpretation. In contrast, we
Slavification and Unaccusatives 315
already suggested that there is no reason to assume such copying of (e>, in the
case of non-quantiflcational, albeit Slavifled Hebrew locative clitics. As a result,
the structures remain non-quantity, and the requirement that the locative clitic
assign range to some open value within the DP in [Spec, AspJ is met through
the assignment of range to (e>d, thereby existentially binding it and giving rise to
a weak, non-quantity DP. The emerging (relevant) structure for the AspQ node
is in (19) (and see Volume I, Chapter 5, Section 5.1, for the relevant discussion of
the internal structure of non-quantity DPs):
(19) [ASPQ [DP <e>d [CL tapuxim [ N ...]]] hibsilu (loc) (e)t]
apples ripen
indirect range assignment direct
(by specifier-head agreement) range assignment
ging structure for (21), (23), and (25) is thus as in (26) (TP structure omitted for
expository reasons; arrows indicate range assignment):
Rina planted.LOC
While the locative in (26) assigns range to [ASpQ{e}#] note, we cannot assume
that it assigns range to (e>E, as in these cases we have a pre-verbal strong subject.
It therefore follows that the locative assigns range to [ASpQ(e}#] and existentially
binds the argument in [Spec, AspQ], but must remain existentially inert when it
comes to range assignment to (e}E.
It now turns out that (12), on the one hand, and (21), (23), and (25), on the
other, exhibit precisely the property attributed by Mittwoch (1991) to achieve-
ments, as exemplified by English (7) and Hebrew (8), in that they allow a quanti-
ty interpretation in the presence of a non-quantity object. But at least according
to commonly used criteria, (12), (21), (23) and (25) are accomplishments, rather
than achievements, and their interpretation in the presence of a locative carries
no implication of instantaneity. I will argue directly below, in Sections 10.2 and
10.3, that the type of achievements discussed by Mittwoch (1991) are complex
expressions which include an existential operator. Insofar as such an account is
workable, it extends directly to the properties of (12), (21), (23), and (25). It does
leave open, however, one interesting question: assuming that Slavic perfective
prefixes require the copying of #P onto the DP in their specifier, but Hebrew
Slavified locatives do not, and noting the fact that perfective prefixes, histor-
ically, are derived from locative prepositions, we must wonder at what point
locatives lose their existential/delimiting function, and become quantification-
al in nature. And finally, does such a transition depend on the nature of the
determiner system in the grammar under consideration, sensitive, specifically,
to the presence vs. absence of articles (Slavic and Hebrew, respectively)? These
questions, however, must await future research. Before we turn to the renewed
discussion of remaining issues, Table 10.1 (p. 318) summarizes the event types
discussed thus far with their properties.
TABLE 10.1. Event types and their properties
Note: Shaded boxes indicate paradigms that are still in need of explanation.
Slavification and Unaccusatives 319
But in contrast with the paradigm in (18), the addition of a locative to (s)-(6)
has no effect whatsoever on the obligatory weakness of the post-verbal subject;
see (29).
(29) a. parca kan/sam/eclenu (*ha.)mehuma (ha.boqer).
erupted here/there/chez.us (*the.)riot (this.morning)
b. hitxilu kan/sam/eclenu (*kol ha.)hapganot (ha.boqer).
started here/there/c/iez.us (*all the.Demonstrations (this.morning)
c. hopica kan/sam/eclenu (*ha.)casan (*ha.)laban ba-samayim
appeared here/there/chez.us (*the.)smoke (*the.)white in-the.sky
(ha.boqer).
(this.morning)
When viewed from a different angle, however, note that in all relevant respects,
short of the overt occurrence of a locative, the paradigm U)-(6) behaves exact-
ly on a par with (12):
(12) a. hibsilu po tapuxim (ha.qayic) (tokxamisasabu c ot).
ripened here apples (this.summer) (in five weeks)
b. hitmotetusam qirot (ha.boqer) (toksalossa c ot).
collapsed there walls (this.morning) (in three hours)
c. nirqabeclenu basar (ba-meqarer) (tokyomayim.
rotted chez.us meat (in-the.fridge) (in two days)
d. qap'usam mayim (ba-layla se-cabar) (tokxacisa c a).
froze there water (last night) (in half an hour)
Suppose we review the structure for (12) (and cf. (153) and (i6a)):
Slavification and Unaccusatives 321
discourse as a direct result of the event involved. Thus, in some important sense,
they are all presentational. It is worthwhile noting that this is clearly not the
case for the achievements in (14), which are not presentational, but rather, tend
to have a presupposed argument. We note further that the events in (4)-(8),
(32)-(33) have a strong locative interpretation, in assigning a particular loca-
tion to the emerging DP. The presence of a covert locative/existential, on a par
with overt deictic locatives is thus independently plausible. In terms of execu-
tion, suppose we assume that the verbs occurring in (4)-(8), (32)-(33) are all
idioms, in the technical sense discussed in Chapter i, Section 1.4. Specifically, I
suggested that idioms are listemes with partial subcategorization, consisting of
(adjacent) functional open values, at times with fixed range assigners, and that
these open values force the projection of a specific syntactic structure which is
interpreted and realized in accordance with the independent interpretative for-
mulas that otherwise apply to it. Thus, for instance, apluralia tantum expression
such as trousers is the phonological realization of an idiom which consists of the
phonological index of trouser, together with the functional range assignment
(ea>, with (e> an open value that can only be assigned range by a (non-singu-
lar) (div), as in (343). The representation in (343) (where Tt3 is the phonologic-
al index, trouser) gives rise to the structure in (34b), where the merger of the
head feature (div) is necessary to assign range to (e), thus giving rise to a 'plural'
marked form:
(34) a. TROUSERS o [Tt3+(ediv>]
b. [DIV trouser.(div) (edlv> [N trouser] ] > /trauzerz/
Suppose now that likewise, Hebrew parac, 'erupt' as well as its English cor-
relate proj ect as [AspQ(elocB }# [L-D erupt] ], that is, accompanied by the open value
(eloc/3)t. An abstract head feature, (loc/3), now assigns range directly to (ebc/3)t,
rather on a par with its Hebrew overt, possibly prepositional counterpart. In
turn, the phonology returns, for V.(loc/3 >, in these cases, a representation which
is indistinct from that of the original phonological indexthat is, the instantia-
tion of the head feature {loc/3) is phonologically covert, and the instantiation of
the phonological index as a bare verb is paradigmatically missing. The relevant
representation for Hebrewparac,'erupt' and for English notice, for example, are
in(35): 4
4
Note that we are assuming that the locative-existential which assigns range to [Alpq (eloc/3) J is a head
feature, rather than an f-morph, and that, as such, it is distinct from the overt deictic locative in Hebrew,
or from particles in verb-particle constructions which likewise merge to assign range to a'named' open
value, as in (i) (see Chapter 7, Section 7.3.2. for discussion):
(i) a. [ AspQ up <e"P) L D pair<e"P> ]]
b- [ASPQ over <eover) [L_D take <eover)] ]
Slavification and Unaccusatives 323
(35) a. PARACo[Tt5+{e/0<:/3>,]
b. NOTICE o[Tt2+{e/0<:/3>,]
c. [ AspQ parac.(/oc/3> {e/0<:/3>Jvpafae]] -^parac
c. [ASPQ notice.(/oc/3) (elocB)t[v notice]] > notice
The failure of the abstract head feature (/oc/3) to be phonologically realized in the context ofparac or
notice is now exactly on a par with the failure of other abstract head features to be phonologically real-
ized, e.g. the past tense of forms such as English put or the plurality offish and sheep.
For some general discussion of the status of specifications such as those in (35) in a model that
attributes no formal grammatical features to listemes, see the discussion in Chapter n, Section 11.2. For
a discussion of the relationship between idioms, in the sense used here, and paradigm gaps, see Borer
(forthcoming).
324 Locatives and Event Structure
If indeed verbs such as English notice and find, and Hebrew parac 'erupt' and
hitxil'start' are idioms containing a phonologically unrealized locative always
assigning range to [AspQ(e>#], and at times possibly also to (e>E, how can the direct
object in (36)-(37) and the subject in (38) be strong? The answer here, I suggest,
is actually different for each case. Specifically, suppose that for the cases in (36)-
(38), the incorporation of (loc/3) is optional, and that the phonological indices
discover, find, spot, etc. exist as bare verb stems as well. If this is correct, we pre-
dict the idiomatized uses to differ in meaning from the non-idiomatized ones
precisely along the (loc/3) lines, and indeed, it is entirely clear that the events
implicated in (36)-(37) are rather different from those implicated in (7)-(8), in
that they do not bring about the creation, or the emergence into the discourse,
of the relevant object DP denotation, nor is the DP in [Spec.AspJ existential-
ly bound (perforce). To illustrate, if the prospectors found the oil, that oil has
already been found before, in the sense of emergence, but was hidden and re-
revealed by the prospector's search. The contrast is particularly clear for (7d, e),
where the presence of a strong DP object radically changes the nature of the
event, and is incongruous under either emergence or re-emergence reading:
(39) a. The prospectors struck the oil on Saturday,
b. The bulldozer hit the bedrock on Saturday.
Consider now (38). Here, the denotations of the DPs under consideration,
although brought into existence by the event in some sense, are nevertheless
presupposed to the extent that the events are clearly anticipated in some sense.
Nevertheless, we must assume that the verbs under consideration do involve
the obligatory projection of (loc/3). If such a projection were optional here,
we would predict that when (loc/3) does not project, such verbs would behave
exactly on a par with the paradigm (n)-(i2), (i7)-(i8), ruling in, specifically, the
paradigm in (29) with the derivation in (28) with a strong direct object, contra-
Slavification and Unaccusatives 325
ry to fact. We must then assume that for (38), range to [AspQ{e}#] continues to be
assigned by (loc/3). But the subject in (38) is strong. If we were to assume that it
merged a copy in [Spec,AspQ], the derivation would be predicted ungrammat-
ical, contrary to fact, either because [ASpQ{e}#] is doubly marked (directly by a loc-
ative existential, indirectly through specifier-head agreement), or, alternatively,
because the existential locative has clearly failed to assign range to any value
within the DP in [Spec,AspQ]. Any merger of a copy of a strong DP in [Spec,
AspQ], then, is predicted ungrammatical here.
As it turns out, however, there is no particular need for the subject in (38) to
merge a copy in [Spec,AspQ]. Rather, it could merge its lowest copy, and thus
be categorized, in [Spec.TP], a configuration already argued to be licit for telic
intransitives in Slavic, where a quantity interpretation is available without a DP
in [Spec,AspQ], in violation of Verkuyls generalization (see Chapter 7 for dis-
cussion). That the subject in (38) need not be weak thus follows both from the
fact that (loc/3) need not assign range to the event argument in the presence of
a strong subject, as well as from the fact that none of the copies of the subject
in (38) were ever in specifier-head relations with an active (loc/3) or within its
c-command domain. The derivation of (38) is thus as in (4o):5
It should come as no surprise at this point, then, that precisely the strong pre-
verbal subjects in (38) should bar possessive dative, as illustrated by the contrast
in(4i)-(42):
5
Although the optionality vs. obligatoriness of the covert locative seems to cluster here around
the transitive/intransitive paradigm, at least one verb in Hebrew appears to be intransitive, but have
an optional, rather than obligatory covert locative, namely napal 'fall'. Thus, like panic 'erupt' or hopi-
a, 'appear' it allows a post-verbal weak subject without an overt locative, as in (ia), but unlike panic and
hopi'a, and like e.g. hibsil,'npen, it allows a strong post-verbal subject in the presence of an overt loca-
tive, as in (ib):
(i) a. naplu (*ha.)'abanim.
fell (* the.) stones
b. naplu sam (ha.)'abanim.
fell there (the.)stones
326 Locatives and Event Structure
10.3 Achievements?
Following original insights in Dowty (1979), it is often proposed that the rela-
tionship between accomplishments and achievements should be defined in
terms of compositionality. Dowty (1979) specifically proposes that accom-
plishments are essentially a CAUSE predicate added to an achievement, the lat-
ter being a BECOME predicate. Under other proposals, challenging specifically
the need for accomplishments to have a CAUSE, accomplishments are a develop-
ment plus a culmination, but achievements are culminations without a devel-
opment, hence accounting for their perceived instantaneity. A recent proposal
put forth (but not executed in detail) in Rothstein (2000^) is that accomplish-
ments consist of an ACTIVITY event, fundamentally homogeneous in the famil-
iar sense, and an extended BECOME event which imposes structure, so to speak,
on the homogeneous ACTIVITY. Crucially, these events are not linearly or caus-
ally ordered. Possibly, Rothstein suggests, achievements should be viewed as the
BECOME event without an ACTIVITY component.
Note now that from the perspective of the account proposed here, quanti-
ty events, whether they fall under Vendler's accomplishment or achievement
class, are not compositional. They are not segmented into a development part
and a resulting state, or a culmination, nor are they segmented into CAUSE
event and CAUSED event, however described. Rather, quantity events are distin-
guished from non-quantity events by having internally quantifiable divisions.
It is thus clear that any account which distinguishes between accomplishments
and achievements, both quantity events, based on the latter being a complex
event including the former cannot be defined within such an approach. In what
follows, I will argue that achievements are not a distinct event type, nor are
they subparts in any sense of accomplishment events. Rather, they are quantity
events. What does single out achievements, so called, is the fact that the V-head
typically found in so-called achievements is more specified than listemes typ-
ically are, in being part of an idiom which forces the projection, and hence the
assignment of range to [ASpQ(e}#] > thereby making their insertion in non-quantity
structures impossible. In contrast, accomplishments, so called, are associated
Slavification and Unaccusatives 327
rise to a telic reading. Thus Smith (1991) notes that the class of instantaneous
events includes both telic events (notice a problem, reach the summit, erupt)
and atelic events (jump, cough), the latter labeled semelfactives by Smith. Focus-
ing on culminating instantaneous events, it turns out that tests which in effect
distinguish achievements from accomplishments are rather difficult to come
by. Parsons (1990) and Verkuyl (1989) both note that the progressive, typically
assumed to tease apart achievements from accomplishments, is actually fully
grammatical in utterances such as those in (45):
While it might be true that in all these cases the actual event being referred
to cannot be said to have a duration (the transition between life and death is a
dichotomy rather than a process, as is reaching a summit, etc.), it is nevertheless
the case that the progressive is well-formed, and that whatever process it does
refer to is understood as being preparatory, or relevant, to the subsequent cul-
mination point. We already noted in a different context that accomplishments
denoted by events such as build a house and similar cases, may include not only
the actual progression of the construction of an object, but also numerous rele-
vant preparatory steps, such as making a blueprint, purchasing lumber, digging
ground for a foundation, etc. To the extent that Kim is building a house may
describe an event that involves not only the gradual construction of a structure
but also relevant preparatory steps intended to further the eventual existence of
a structure, such preparatory steps are rather difficult to distinguish from what-
ever relevant preparatory steps are undertaken by Pat in (45b) to further her
eventual presence on the summit, such as her climbing. What is at stake here,
then, are ontological and conceptual differences, tied in with our understanding
of what may and what may not count as a relevant intermediate step towards a
particular culmination. The grammar, however, seems rather oblivious to such
ontological considerations, a point explicitly made by Verkuyl (1989,1993). We
note in addition that as in most other cases, the verb in and of itself seems to
have little to do with the instantaneous effect in (45). Thus consider the senten-
ces in (46):
7
Unsurprisingly, (54a-d) are grammatical in the 'Abbreviated English' dialect, which allows article
omission. See Stowell (1996) for some relevant discussion of the dialect under consideration.
Slavification and Unaccusatives 333
While the sentences in (58) could be improved with strong emphasis on the
DP, on neutral intonation the word order in (57) is clearly favoured. In turn, the
right-periphery, post-adjunct position of such DPs suggests that they have been
postposed, or that at any rate, that they are not in [Spec, AspQ] (and note in this
context that the definite post-verbal subjects in (18), repeated below, are not
subject to a similar constraint). Thus although the quantity DPs in (57a-d) are
responsible for the assignment of range to [ASpQ(e}#] > it is also entirely clear that
they cannot remain in [Spec.AspJ. Rather, we must assume that they move to
[Spec,TP] and then to [Spec.EP], receiving nominative in the former position
and assigning range to (e>E in the latter. In turn, they maybe postposed, thereby
ending up in the right periphery, due to some other mechanism, plausibly con-
nected to discourse structure. Range assignment for [ASpQ{e}#] and for (e>E is thus
not problematic, and asymmetry with the ungrammaticality of (9) (repeated
here) only apparent. That this is indeed on the right track is further indicated
by the fact that in the presence of a locative, the constraints on the word order
are much relaxed, again, as was the case in (18), precisely because in these cases
range is assigned to (e}E by the locative, allowing the quantity DP to remain in
situ, as already discussed, and as is illustrated by (59) (and see, specifically, the
derivation in (28)).8
8
An issue does remain, however, when the complete grammaticality of (57) under any intonation is
compared with the variable judgements for (i) and the ungrammaticality of (ii), without a very strong
emphasis on the post-verbal subject:
(i) a. hibsilu ha.qayic ?kol ha.tapuxim/*ha.tapuxim.
ripened this-summer ?all the.apples/*the.apples
b. hitmotetu ha.boqer slosa qirot/??ha.qirot.
collapsed this-morning three walls/??the.walls
c. nirqab ha.xodes ?qcat basar/*ha.basar.
rotted this-month a little meat/the.meat
d. qap'u ba-layla se-"abar *kol ha.mayim.
froze last night *all the.water
(ii) a. *cabdu ha.boqer kol ha.gananim/ha.gananim.
worked this-morning all the.gardener/the.gardeners
b. rakdu ha.xodes ??slosatalmidim/*ha.talmidim.
danced this.month ??three students/* the.students
c. *saru ba-xacer kol ha.yeladim/ha.yeladim.
sang in-the.yard all the.children/the.children
336 Locatives and Event Structure
logical index. Thus an idiom may involve the specification of a unique range
assigner, of a specific type of range assignment to a functional head, in principle
compatible with more than one assigner, and finally, it may specify a particular
open value, leaving entirely open the means of range assignment. The possibil-
ities are schematized in (6oa-c):
idioms such as pair up or take over, all fully idiomatically specified, the grammar
of English does not have head features or f-morphs which may assign range to
[AspQ(e>#]. The standard, fully grammaticalized mode of assigning such a range
is through the presence of a quantity DP in [Spec.AspJ. It therefore follows
that when an idiom's specification is for a functional open value, but not for a
specified range assigner to such an open value, the grammar will make use of
whatever mechanisms are otherwise available. The result is a strict adherence to
VerkuyFs generalization together with the impossibility of a non-quantity event
structure for idioms specified as (6ib), namely the class of achievements that are
not presentational in nature. The properties of the paradigm in (53) result.
10.4 Summary
Fundamentally, all structures proposed in Part III of this work are based on the
licensing possibilities for the structure in (62):
In the most standard cases, a strong DP in [Spec.EP] will assign range to (e>E
(as discussed in Chapter 9, Section 9.2), and in languages such as Hebrew and
English, a quantity DP in [Spec, AspQ] will assign range to [AspQ(e}#]> as discussed
extensively in Chapters 3 and 5. The subject matter of Chapters 9 and 10 was
the licensing of the structure in (62), in Hebrew, without such DPs, and rather,
through the presence of a locative/existential element, overt and covert, which
could assign range to (e}E, to [ASpQ(e}#], or to both. In the domain of range assign-
ment by a locative to [ASpQ(e}#] there was a direct parallelism with the ability of
the perfective paradigm in Slavic, historically related to locative prepositions, to
assign such range.
The ability of locative/existential deictic expressions to assign range to open
values greatly increases the range of word orders available in Hebrew, resulting
in a complex and at times entirely surprising paradigm. The range of possible
Slavification and Unaccusatives 339
configurations are given below, together with the sentences which exemplify
them (all arrows indicate range assignment):
head feature, giving rise not only to obligatory verb movement in such contexts,
but also to the violability of Verkuyl's generalization, to the obligatorily strong
reading associated with bare DPs in [Spec,AspQ] and to the obligatorily weak
interpretation of cardinal expressions in [Spec,AspQ]. The extension of such a
reduction to phonological properties of grammatical formatives of all attest-
ed variation, whether inter-linguistic or intra-linguistic, is clearly a formidable
task, outside the scope of any one project. We nevertheless note that if indeed
possible, such a reduction represents a huge simplification of the task of lan-
guage acquisition. Fundamentally, it consolidates syntactic acquisition with the
acquisition of the phonological properties of grammatical formatives. That the
particular phonological representation of any given formative is language spe-
cific is beyond dispute, as is the fact that phonological representations must be
learned on the basis of exposure. If the applicability of grammatical principles,
otherwise universal, is constrained only by the (morpho-)phonology of gram-
matical formatives, much of the acquisition of syntax becomes, in principle, the
task of matching the properties of phonological forms with the set of otherwise
available and unchanged grammatical computational operations. To the extent
that the variations discussed in this work, both inter-linguistic and intra-lin-
guistic, do, indeed, conform to such a characterization, they potentially point to
towards a research agenda in which all variation is thus accounted for.
It is worthwhile noting that if indeed we are on the right track, the expect-
ation that emerges is that there should not be any grammatical' variations
between languages which are substantially different from variations which may
be found in language internally (although, of course, some such generalizations
may emerge from phonological, rather than syntactic, generalizations). Thus, we
suggested, N-to-D movement is always instantiated in Hebrew, for both proper
names and for definite expressions, due to the fact that (e>d is always assigned
range by an abstract head feature.be it (def-u) in proper names, or (def). In Ital-
ian, in contrast, (def-u) is an abstract head feature, triggering N-to-D movement,
while for definite expressions, range to (e}a is assigned by the article, which is a
free f-morph. No N-movement is attested in such cases. Finally, we noted that
the system as such imposes its own constraints on the inventory of range assign-
ments in any given language. Thus, if a 'high' functional value is assigned range
by an abstract head feature, thereby requiring head movement.'lower' function-
al values cannot be assigned range directly by free f-morphs. As by assumption
f-morphs blockhead movement, the'higher'head feature could notbe support-
ed, and ungrammaticality would result. It is precisely this configuration which
gave rise to the ungrammaticality in Romanian of (ib-d), and to the need in
Hebrew for the formation of a construct nominal to allow the configuration in
(3) (see Volume I, Chapter 7, Section 7.2.1. for a detailed discussion).
346 Locatives and Event Structure
(2) a. pisici.le
Cat.RPL.DEF
b. *trei.le pisici
three.F.PL.DEF cats
c. *pisici.le trei
cat.RPL.DEF three
d. *trei pisici.le
three cat.RPL.DEF
(3) sloset ha.xatulim
three the.cats
We do note, in closing, that the claim here is distinct from the one made
in Chomsky (1999 and subsequent literature) that head movement is phono-
logical. While phonological considerations could in effect rule out derivations
in which head movement does not take place, head movement, as proposed in
this work, clearly does change meaning, insofar as cardinals, for example, when
they move to D and assign range to (e}d, give rise to the interpretation associated
with strong indefinites, while cardinals which do not move to (e>d give rise to the
interpretation associated with existential, weak indefinites. The claim is consist-
ent, however, with the possibility that the movement of L-heads, in and of itself,
does not give rise to interpretational distinctions.
(6) a. forms
b. formed
c. forming
d. formation
348 Locatives and Event Structure
The properties of form are shared by many (although probably not all)
underived vocabulary items in English, giving rise to the well-known malleabil-
ity of categorization in English, as well as to the possibility of such vocabulary,
in verbal contexts, occurring in multiple argument structure configurations.
There is, however, nothing inherent to the XS approach that requires such hom-
ophony between phonological indices and well-formed phonological units.
It is thus conceivable, and eminently plausible, that other vocabulary systems
exist in which phonological indices do not correspond to a well-formed phono-
logical word. Possibly at the other extreme from English, we find the Semitic
morpho-phonological system, where, plausibly, (non-borrowed) phonologic-
al indices are never well-formed phonological words. Specifically, suppose we
assume that the relevant notion of a phonological index within the Semitic lan-
guages corresponds to a consonantal root, consisting of two, three, or four con-
sonants (see Marantz 2000 and Arad 2003 for the same assumption). Such a
phonological index is appropriately related to some conceptual package, to be
sure, but in and of itself can never surface as a well-formed phonological output.
As an illustration, consider the consonantal root KTB, clearly associated with
some conceptual feature bundle related to writing. As such, it may occur as part
of both a verbal and a nominal paradigm, as illustrated by (?)-(9):
to a phonological word on its own, that one must examine the applicability of
the XS model to such languages.
Turning to Latinate verbs in English, we note that an extension of the Romance
picture would require the assumption that, for example, mit is a listeme, and that
for the forms in (11), the presence of a prefix constitutes a verbalizing environ-
ment, either syntactic, or more plausibly, purely morphological:
for the properties of the open value (e> heading that structure, as in (13) (see
Chapter i, Section 1.4):
(13) a. MEANING o[Tt; + (e>]
b. MEANING OTt k +[(e>]
If we assume that morphology may put forth hierarchical structures which
are independent from those produced by the syntax, note, the idiomatic tem-
plates in (13) mustbe augmented by the representations in (14),with M standing
for a bound f-morph:
(14) a. [7t; + M]
b. 7t;+[M]
2
While modifiers such as me'od'very are possible with ixpat, suggesting that it might be an adjec-
tive, we also note that to derive the noun ixpatiut, colloquially'caring', with the nominalizer -ut, typically
attached to adjectives, the suffix -i must be added, otherwise in the language typically a derivational suf-
fix attached to nouns to turn them to adjectives:
(i) Israel>Israel-i >Israeli-ut
Israel > Israeli > Israeliness
bayit > beyt-i > beyti-ut
house > domestic > domesticity
Some Concluding Notes 353
It thus emerges that within an idiomatic structure, and only within such
structures, pure phonological indices can receive an interpretation. We may
now propose that mit is associated with the idiomatic structure in (i6a), with a
standing for the relevant range of categorial V morphemes such as re, e, con, etc.
The emerging structure is as in (i6b).3
(16) a. [Ttmit + Ma]
b. [ v {re-,con-,e-}[Tt mit ]]
Under such an analysis remit in English will be a verb, and will not occur
under DP or in the context of plural inflection. The remaining need for narrow-
ing down the overgenerating capacity of the XS model can thus be considerably
reduced.
Clearly, this is but an outline for future research. One must investigate, spe-
cifically, the nature of prefixed expressions in Romance, determining, specific-
ally, whether they are idiomatic, in the sense of (16), or more plausibly, whether
they represent cases in which the prefixes are range assigners to some func-
tional structure (e.g. aspectual structure) or are potentially derivationally com-
plex forms with combinatorial interpretations, and where mit is a true listeme
which contributes its own interpretation albeit one that is possibly not an
(ii) kar^*kar-i
cold (and cf.kar li, 'I am cold', ostensibly on a par with (15))
raceb <=s> *receb-i
hungry
3
Note that a 'complementation idiom (as e.g. depend on), within the morphological domain, would
involve the hierarchical structure in (i), which is in need of categorization, on a par with its syntactic
counterpart in (i4b). Outside the domain of idioms, such structures may be the correct ones for cat-
egory-neutral prefixes, which may then adjoin to the head, itself a full listeme, rather than a pure phono-
logical index. As we are assuming here that idioms involving mit are by definition categorized as V by the
idiomatic structure, these are clearly not the correct structures for them. We leave the matter of whether
complementation idioms such as (i) actually exist as an open issue.
Of some interest in this context is the existence, in English, of nominal forms such as import and
export, as well as permit, all with a penultimate stress. Two avenues are available here, as to their account.
It might be the case that exactly for such cases, but not e.g. for emit and commit, the structure is as in (i),
leaving these forms category-neutral, to be categorized by the structure. In turn, it is possible that the
stress shift is indicative of some derivational process (albeit probably not affixal in nature) which derives
nouns from verbs. We note, in this context, the existence in English of the verb to permit, alongside the
verb to permit, with a final stress. If the noun permit is derived from the verb permit, the existence of to
permit becomes a puzzle. If, on the other hand, permit and permit are but stem allomorphs instantiated in
distinct categorial contexts, the emergence of a verbal form with the erstwhile nominal allomorph (albeit
with a slightly different meaning) is less puzzling. We leave these matters aside here, but see Borer (20030,
forthcoming) for more discussion.
354 Locatives and Event Structure
generates less, we note that it gives rise to problems precisely where those arguments do not surface,
for example, in the context of (result) derived nominals (to wit, where are the arguments of destroy in
destruction'. See Chapter 2, Section 2.4, for some discussion). This, among other factors, is the reason why
I opted here for the most limited statement possible with respect to the grammatical properties of lis-
temes. As noted before, it is only under such a strong version that the full explanatory power of such a
system can be investigated, and it is only when its full explanatory power has been researched that it is
appropriate to consider the ways in which this aspect of its statement is to be relaxed.
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Scalar predicates and structures (see also Adjec- Vol I 134,137 n., 144-5,147 n., 234
tives, Open scale ~; Adjectives, Closed Specificity marker
scale ~; Degree achievements) Voll 150-9
VolII 149-51,153,316 Specifier (for specifiers of particular projections
Scope see entry of particular projection)
Voll 6,7n.,8n. Vol I 6,18,22,24-7,47,131 n., 169,170-2,174,
Scope, Intermediate ~ 177-8,183 n., 185,189,197 n., 198 n.,
Voll i37n., 145-9,154-5,157-8,189 205-6,212,214 n., 220,222-3,225-9,
Scope, Narrow ~ 234,236,238,247 n., 255,264
Vol I 146,149,154-5,157, 189,202 Vol II 11-12, 21, 50, 71-2, 85, 267-8, 271,
VolII 4,37 273 n., 284,293
Scope, Wide- Specifier-head agreement (configurations)
Voll 153 Vol 138,41-2,47,170,172,185,193,205-6,
Vol II 4,102-7,144, i73-5> 177-81,209,211, 212,222,226-7,262-3
297-303,305,309,3H-14,318,324-5, Vol II 17-18,21,27,72-3,76,97, no, 115 n.,
338,344-6 121,123-4,126,155,157,159,161,164,
Scope, Widest ~ 172-4,176,179-84, 221, 227, 267, 270,
Vol I 137 n., 144-7,149-50,152,154-5,157- 284, 291-3, 294-5, 297-301,312,315,
8,202 344
Selectional restrictions Specifiers, Functional ~
VolII 6, 7 n. Voll 6,18-19,21-2,27,72
Semantic selection see S-selection Spray-load alternation
Voll 22,24 VolII 92,132
Semi-lexical L-head see L-head, S-selection
quasi-functional ~ Voll 22,24
several Stage-level predicates
Vol I 148-9,167,184-5,240 VolII 294
Shell FP (FT) State, stative
Vol I 130 n. Vol II 34 n., 82-3,99 n., 103 n., 125,129,135 n.,
Vol II 109-11,120,127,160,175 n., 183,227, 139,142 n., 163,202-3,217-19,222 n.,
247,269 n., 273 n., 284,314 224,226,231-8,244-5,250,265,267-
Shell FP specifier ([Spec,F!P]) (see also Case, 9,280-2
Partitive ~) Stative Phrase (SP)
Vol II 28 n., 85 n., 110-11,160,175 n., 183, VolII 265,269n.
227,235,247,284 Stative verbs see Verbs, Stative ~
Singulars Stative, Anti- ~ elements
Vol I 59-60,74-5,88,94,100 n., 103-5, no- VolII 245
16,119-20,122,125-9,131-6,150,152-8, Stems
161-4,167,173,175-80,184,186-8,197, Stems, Bare ~
200-2,204-11,223-6,234,236-9,242- Vol I 110-13, US, 133,167,201-2,204-10,239,
3,247,249-50,253-4,259 243,246
Singular determiner see Indefinite determin- VolII 159,161,173,176,178,324
er; a) Stems, N- ~
Singular marking (inflection) Vol I 199 n., 201,204,215-16,240,245
Voll 131,136,160,163,175,197,207 Stress shift
Singular structure VolII 353n.
Voll 110,207,208,249 Strong quantifier see Determiner, Strong ~
Singular, Bare ~ Strong reading see Scope, Wide ~
Vol I 63 n., 74-5,151-2,154-5,157-8,186, Structures
200-2,204-5,210,220,234,249 Adverb of Quantification (individual read-
Small clauses ing)
Voll 50 Voll 139,165
VolII 106,206,226-7,282-3 Bare CL-N combinations (Chinese)
some Voll 183
Vol I 147-9,154-5,158,169-70,184-5,188 Cardinals (Chinese)
VolII 144-5 Voll 186
Specificity (presuppositionality) (see also Scope, Construct Nominals
Wide ~; Determiners, Strong ~) Voll 217-19
398 Index of subjects