Sampling and Testing of Waste For Landfill PDF
Sampling and Testing of Waste For Landfill PDF
Sampling and Testing of Waste For Landfill PDF
Disposal to Landfill
EBPRI 11507B
Final March 2013
Published by:
Environment Agency
Horizon house, Deanery Road,
Bristol BS1 5AH
Email: enquiries@environment-
agency.gov.uk
www.environment-agency.gov.uk
Responsibilities
This guidance details the sampling and testing waste producers have to undertake to
ensure their wastes are properly characterised. Landfill operators must receive
sufficient information to make an informed decision about whether they can accept the
waste.
1
The Council Directive 1999/31/EC of 26th April 1999 on the landfill of waste
2
The Council Decision of 19th December 2002 establishing criteria and procedures for the acceptance of
waste at landfills pursuant to Article 16 and Annex II to Directive 1999/31/EC
3
http://www.defra.gov.uk/environment/waste/legislation/waste-hierarchy/
The code applicable to the waste under the European Waste Catalogue
(EWC)4 .
The process producing the waste (including a description of the process, its
SIC code and characteristics of its raw materials and products which may
affect its behaviour under landfill conditions).
Confirmation that the waste is not prohibited from disposal to landfill (for
example liquid waste and whole used tyres).
4 In England, the EWC is transposed into domestic legislation by The List of Wastes (England)
Regulations 2005 SI 2005/895. We refer to the EWC here to reflect the requirements of the
Council Decisions annex, paragraph 1.1.2(f). However, the lists are essentially the same so
references are interchangeable.
The likely behaviour of the waste in a landfill and any additional precautions
the landfill operator must take. This may include short term leaching effects
if highly leachable components are present.
An assessment against any relevant limit values and its other characteristic
properties.
Leachable components.
The Environmental Permitting Regulations (2010)7 dictates that the 10 l/kg leaching
test (to EN 12457-2002) is carried out for all waste types, unless there is any reason to
suspect that short term leaching will occur. For such highly leachable wastes, the
5 i.e. a physical form that makes testing impractical. A testing laboratory should be consulted
for confirmation and justification agreed with the Environment Agency
6 i.e. specific wastes which have known detailed composition and properties that would cause
undue health and safety concerns when tested. By definition, these wastes contain dangerous
substances and would be classified as hazardous. A testing laboratory should be consulted for
confirmation and justification agreed with the Environment Agency
7
The Environmental Permitting (England and Wales) Regulations 2010, schedule 10, paragraph
7(e)
Level 3 Verification
Verification testing is for the landfill operators to confirm that the waste he accepts
conforms to the Basic Characterisation at the point of disposal. Checks at this stage
are primarily visual and through verification of the accompanying documentation for
each load received. However, we expect landfill operators to routinely sample and test
the waste they receive to confirm the Basic Characterisation. Landfill operators must
ensure that samples are retained either at the receiving site or at the testing laboratory
for at least one month after they receive the test results to ensure that they can verify
failures across a larger sample population.
Test failures
Where sample results exceed WAC leaching limits at the site of production (that is, with
the Basic Characterisation or Compliance testing for regularly generated wastes) these
must be resolved before the waste producers send their waste off site.
If a landfill operator accepts and deposits waste in his landfill prior to the receipt of test
results that exceed a WAC leaching limit, he must report that to the waste producer. He
must also provide a risk assessment (or reference to a suitable existing risk
assessment) to the Environment Agency to show that the substance that exceeded the
limit will not result in a significant environmental threat.
Once a failure has been identified, the landfill operator must not continue to accept
deliveries of the waste until the characterisation data has been reviewed and measures
taken to stop a reoccurance.
Statistical approaches
We will accept statistical analysis of data sets where the waste producer or landfill
operator believe that a test result that exceeds a WAC leaching limit is due to analytical
uncertainty or is not representative of the waste population. Where results exceed
WAC leaching limits at the site of production, the waste producer can use this
information to decide the most appropriate management option for his waste that may
include further treatment before he sends his waste off site.
Any statistical analysis must be justified and agreed between the waste producer, the
receiving landfill operator and the Environment Agency as part of the process that
shows that the waste is acceptable at a particular class of landfill.
2 Waste Classification 4
2.1 European waste catalogue (List of Wastes) 4
2.2 Waste characterisation 4
4 Sampling Requirements 12
4.1 Waste population and sample preparation 12
4.2 Sampling density 13
5 Testing Requirements 15
5.1 Introduction 15
5.2 Sample characterisation 16
5.3 Characterisation information 17
6 Information Interpretation 21
6.1 Introduction 21
6.2 Basic characterisation (Level 1 Testing) 21
6.3 Compliance (Level 2 Testing) 23
6.4 Verification (Level 3 Testing) 23
References
List of abbreviations
Glossary
Appendix 1 Consultees
8
http://www.defra.gov.uk/environment/waste/legislation/waste-hierarchy/
9
Landfill Directive, Article 4
We expect waste producers and landfill operators to be familiar with the requirements
of this legislation so that they understand the conditions and limitations of their use.
To ensure that leachable substances are only accepted at landfills that are
designed and operated to manage them.
The first objective above relates to the compliance limits established by the Council
Decision to meet the subsequent three objectives.
The second and third objectives are to demonstrate that the waste is suitable for
disposal at a specific class of site, while the fourth objective summarises the Landfill
Directive requirement (to pre-treat wastes prior to disposal), to reduce the volume and
potential harm that could occur following landfilling.
This is not an exhaustive list and we will add to it as further guidance is published.
Inert11.
The waste producer should assess and sample his waste to determine its status and
classification in accordance with our Hazardous Waste Technical Guidance (WM2).
While the WM2 guidance is for assessing hazardous waste, you can use the same
processes to characterise any waste. This will inform you what waste management
options you should consider.
Where a 'waste population'* is composed of more than one waste type, for example
when two or more wastes or a mixed waste are placed in a single container, then more
than one waste is present. You must classify and describe each separately at the
premises of production. The use of mixed waste codes is acceptable if justified for
non-hazardous wastes. Equally, you must consider the sampling of each waste type to
be a different sub-population12 for separate assessment.
If you intend to dispose of the mixed waste at a landfill, you may need to undertake
additional testing to decide what pre-treatment is required.
10
Commission Decision 2000/532/EC
11
Sub-classification of non-hazardous waste from Landfill Directive, Article 2(e) and Council
Decision Annex, Section 2.1
12
as defined in Technical Guidance WM2 and See Glossary for definition
13
The Environmental Protection (Duty of Care) Regulations 1991 (as amended)
The test methods undertaken at each level for substances analysed are similar.
However, we accept that the sampling frequency and suite will reduce from Level 1
(Basic Characterisation) to Level 3 (Verification) testing as set out in Table 3.1.
Table 3.1 Waste sampling and testing responsibilities
Testing Level Responsibility Objective
Level 1: Waste Producer Full understanding of the waste.
Basic Characterisation
Level 2: Waste Producer Periodic sampling to demonstrate
Compliance with Basic consistency with original understanding
Characterisation (i.e. of a regularly generated waste (i.e. the
consistency testing for basic characterisation) using key
regularly generated characteristics.
wastes) For singularly produced waste streams,
i.e. where the entire waste stream has
been considered as part of the Basic
characterisation, Level 2 testing is not
appropriate.
Level 3: Landfill Operator Consistency / compliance with basic
On-site Verification characterisation and 'quick check' of key
relevant characteristics where
appropriate.
Sampling undertaken for the Level 1 Basic Characterisation and Level 2 Compliance
with Basic Characterisation should be carried out at the site of waste production
(Sections 4 and 5). Waste producers should use the Basic Characterisation
information to design a strategy for how they will manage their waste and, for regularly
generated wastes, ensure that the selected management strategy remains appropriate.
Where Level 2 Compliance testing or Level 3 Verification testing indicates variation
from the original Level 1 Basic Characterisation, the waste must be re-characterised in
full and the management strategy reappraised.
WAC testing (Section 5) of wastes for both total and leachable concentrations from the
site of production is important. We consider that where testing is required, waste
should remain at the site of production until the test data confirms which class of landfill
can accept it. Minimum laboratory turnarounds between sampling and receipt of
results for Level 1 or Level 2 tests are typically 7 to 14 days. Waste producers must
make provisions for keeping their waste on site pending receipt of the test results,
Part 5 Guidance on the process of defining the sampling plan (see section
5.2).
Soils that the developer can recover or dispose of directly to a landfill for inert
waste without testing.
Waste from each designated area will require a separate Basic Characterisation based
on site investigation data. Land developers must not mix waste materials classified as
hazardous mirror-entries with those classified as non-hazardous to ensure that they
can identify appropriate treatment routes.
It is the land developer's responsibility to segregate the hazardous from non-hazardous
waste at source using site investigation information. Where the land developer cannot
confirm segregation, we expect them to classify the waste using the most hazardous
classification prior to excavation. The land developer must not dilute hazardous
components, for example by mixing with less or non-hazardous waste on site to meet
WAC limit values. It is in the land developer's interests to fully identify contaminated
For new processes the waste producer should use the expected annual
production rate to define the Basic Characterisation quantity and an
For regularly generated wastes, the waste producer must re-characterise his
waste when there is a change in production process that will produce waste
that is outside of the original characterisation such that it is a separate
population. The waste producer must also re-characterise when the median
concentration of the Level 2 Compliance Test data exceeds the 85th
percentile of the upper range of the original Basic Characterisation or when
the waste exceeds a leaching limit.
For existing processes, the waste producer should be able to define 3) in the list above
from a knowledge of the process and ongoing data collation where the variability is
understood. Once the producer has collated this Basic Characterisation (Level 1)
information, he can apply Level 2 Compliance testing for targeted substances. The
waste producer will need to re-characterise their waste where there is a change to the
inputs to the process that may affect the quality of the waste produced, or the
compliance testing results suggest that the waste quality may not achieve the WAC
limit value for the receiving landfill.
A waste treatment operator's testing requirements are dependent on the process batch
arrangements. For example:
Where the treatment operator receives waste from a single waste producer,
then he can accept successive batches from that producer using the same
Basic Characterisation (supplied as part of the first batch disposed to landfill)
as long as the received batches are kept physically separate from other
wastes prior to or during treatment. In these circumstances we will accept
Level 2 testing prior to disposal for successive batches landfilled.
Visual check of each waste load to verify that it conforms to the written waste
description.
Verification sampling and testing of key, relevant characteristics (as set out in
Sections 4 and 5) to ensure that the waste he accepts complies with the
Basic Characterisation.
Sort / screen the waste to remove the larger fraction that would then be
disposed of via a separate EWC code and Basic Characterisation. Those
sampling waste should clearly identify fractions unsuitable for testing.
The approach you select must be justified and documented within the Basic
Characterisation information. If the analysed fraction is hazardous, you must assume
the waste is hazardous without further processing.
You must separately identify components such as gypsum, asbestos, organic matter
and other identifiable items requiring a specific, individual classification and specific
disposal conditions in a mixed waste. These components must be fully described and
form part of the classification, or physically separated and managed as a separate
waste stream.
The test for total organic carbon in granular wastes utilises minimal sample quantities
(<0.2g) such that visible organic matter is unlikely to be properly characterised.
Therefore, you must separate all visible organic matter from wastes destined for
disposal at cells where active gas control will not be in place (i.e. hazardous, SNRHW
or inert cells) or otherwise demonstrate that the organic matter is within the TOC limits
for disposal at a particular class of site.
Table 4.1 provides laboratory testing frequencies for Level 1, 2 and 3 testing. We will
accept alternative rates of testing providing they are fully justified with reference to a
detailed knowledge of the wastes physical and chemical properties and descriptive
Basic Characterisation (see section 5.3).
Table 4.1 Laboratory sample testing frequency for Level 1, 2 and 3 testing
where the waste can be clearly classified as a single waste type.
Inert wastes listed in the Council Decision Annex, table in paragraph 2.1.1
(as detailed below).
The Council Decision Annex assumes that waste fulfils the Landfill Directive definition
of inert and Council Decision Annex, Section 2.1.2 leaching limit values where it is on a
short list of wastes on the 'absolute' non-hazardous waste classification. Any mirror
entry codes will require a non-hazardous classification as per WM2. We have
summarised this in Table 5.1.
Please refer to the Council Decision Annex, Section 2.1.1 for the conditions and
limitations of use of this table. You must also be able to classify the mirror entry codes
(identified as MN in Table 5.114) as non-hazardous in accordance with the Hazardous
Waste technical guidance (WM2)
Table 5.1 Waste acceptable at landfill for inert waste without testing, derived
from a single source
14
Recent Agency investigations have demonstrated that 61% of Mirror Entry EWC coded
Construction and Demolition Waste was wrongly classified as inert. You must ensure by visual
inspection that your waste is not mixed and is free of contamination (including soluble organic
components).
In addition to the above waste codes, testing is not required where the waste is in a
physical form that prevents testing or where specific wastes have known composition
and properties that would cause undue health and safety concerns when tested. By
definition, these wastes contain dangerous substances and would be classified as
hazardous.
In both cases a testing laboratory should be consulted for confirmation that the waste is
not suitable for testing and the justification agreed with the Environment Agency at the
earliest opportunity prior to completion of the Basic Characterisation.
Visual (descriptive);
Total concentration;
Leachable content.
Where a producer or landfill operator undertakes chemical testing, it must follow the
procedures in the Council Decision Annex, section 3. We identify the key procedural
stages in Appendix 3 to this guidance.
It is the waste producer's responsibility to provide a detailed Basic Characterisation
based on:
Substances identified from a knowledge of the process generating the waste.
The total concentration elements of the Basic Characterisation comprise a wider suite
of substances than those identified for leaching limits (Table 5.2). Where a testing
suite has been carried out under the requirements of WM2, the waste producer can
use this data to demonstrate whether a waste is hazardous or non-hazardous and for
the receiving landfill operator to understand the nature of the waste they will be
receiving.
Examples of specific total chemical testing over and above the requirements of Table
5.2 will include solvents, petroleum products, pesticides and herbicides, inorganic
The code applicable to the waste under the European Waste Catalogue
(EWC)17 .
The process producing the waste (including a description of the process, its
SIC code for receipt at the landfill, the characteristics of its raw materials and
products which may affect its behaviour under landfill conditions).
15
Environmental Permitting (England and Wales) Regulations 2010, schedule 10, paragraph
7(e)
16
i.e. the impact is within the parameters assessed in the site's hydrogeological risk
assessment
17
In England, the EWC is transposed into domestic legislation by The List of Wastes (England)
Regulations 2005 SI 2005/895. We refer to the EWC here to reflect the requirements of the
Council Decisions annex, paragraph 1.1.2(f). Hereafter we will refer to the list of wastes.
Confirmation that the waste is not prohibited from disposal to landfill (for
example liquid waste and whole used tyres).
We expect the following for wastes that require sampling and testing:
The full composition of the waste including hazardous constituents /
properties based on the known composition of the waste and likely
contaminants. The suite analysed should be informed by the requirements
of WM2.
The likely behaviour of the waste in a landfill and any additional precautions
the landfill operator must take. This may include short term leaching effects
if highly leachable components are present.
An assessment against any relevant limit values and its other characteristic
properties.
Where a waste producer does not test his waste, references should be provided to the
WM2 classification information or commentary made why a test is unnecessary. The
waste producer must agree the testing suite with the landfill operator.
This includes reference to the justification of why leaching tests are not carried out for
landfill classes where limits are not set at the EU level, that is, non-hazardous waste.
Notwithstanding this, the waste must conform to the risk based framework used to
permit the site; hence a knowledge of the likely leaching behaviour under landfill
conditions is required.
18
i.e. a physical form that makes testing impractical. A testing laboratory should be consulted for
confirmation and justification agreed with the Environment Agency
19
i.e. specific wastes which have known detailed composition and properties that would cause undue
health and safety concerns when tested. By definition, these wastes contain dangerous substances and
would be classified as hazardous. A testing laboratory should be consulted for confirmation and
justification agreed with the Environment Agency
20
Recent Agency investigations have demonstrated that over 61% of construction and
Demolition waste tested was not inert.
Table 6.1 Number of Samples Required to Pass the Statistical Test Limit (using
Non-parametric Method)
Number of Number of failures that can Number of samples that
samples analysed occur and allow the average must be below the test
concentration to be estimated limit
as below the leaching limit with
sufficient confidence (95th
percentile
<5 0 all
5 1 4
6 1 5
8 2 6
10 2 8
We present worked examples of the non-parametric method for a soil and filter cake in
Appendix 2 of this guidance document.
You may also apply the other statistical techniques presented in WM2, including those
based on a mean and standard deviation.
All Level 2 Test data must be supplied to the receiving landfill operator for each Level 2
test undertaken to the schedule required by the Basic Characterisation. The waste
producer should also identify the cumulative quantity of waste disposed of under each
Basic Characterisation and the frequency of testing.
If a sample exceeds a total concentration or leaching limit, this may be limited to the
specific sub-population tested or may reflect a real change in the waste population. The
producer must confirm the result by taking additional samples so that he understands
the reasons for that variability. This should include analysis of each individual batch
that makes up the sub-population.
The waste producer should undertake statistical analysis and the application of the
limits in Table 5.2 to demonstrate that there is no significant change to the average
concentration or classification. Where there is a significant change, the waste producer
must repeat the Basic Characterisation.
Cross-check the test data provided with the waste to the site's risk
assessment for both leachable and total concentration (for example, organic
Assess the landfill site's test data with the data supplied prior to receipt to
assess whether the total waste population received is acceptable at the site.
Comment in the following year's annual report whether that waste has had
any impact on the site's leachate chemistry and/ or surface emissions.
Where landfill operators cannot confirm the classification and / or the waste exceeds
WAC limits, they should not continue to accept the waste population at the site until the
waste producer has provided adequate characterisation information.
We consider it good practice for landfill operators to routinely test all the waste they
accept at the sampling density suggested in Table 4.1.
21
this assessment can be a demonstration that the waste accepted is compatible with an
existing hydrogeological or landfill gas risk assessment
The Landfill Directive: EC Council Directive 1999/31/EC of 26th April 1999 as applied
under the Environmental Permitting (England and Wales) Regulations 2010.
http://www.environment-agency.gov.uk/business/regulation/31867.aspx
The population must always be defined explicitly with reference to spatial or temporal
factors otherwise it is impossible to determine if sampling of that population is
representative or not. The choice of population relies on experience and judgement,
rather than statistics.
Key point: If the waste producer defines a population as the waste from a process
produced over a period of one month, then the testing programme will not be complete
until that one month of production has been sampled. The waste producer cannot
assess, classify and dispose of the waste before then. Once the population has been
characterised properly for WAC, then a further testing programme will be required if the
process continues under Level 2 sampling and testing frequencies.
Waste sub-populations
It is sometimes necessary to divide a population into sub-populations; that is, a portion
of the population that the waste producer needs to sample and consider the results
separately. For example, a process might generate 24 batches of waste (the
population), however each batch is a sub-population that is sampled and assessed
separately.
The division into sub-populations is required where the samples from one portion of the
population generate a different classification when considered separately from another
portion. If the waste producer wishes to consider all the wastes to be part of a single
population, with no sub-populations, the testing programme would need to demonstrate
that this is a reasonable assumption and that no sub-populations exist.
The nature of the waste production process is the principal factor that determines the
need for sub-populations. The more consistent, controlled and characterised the
process, its outputs and its raw materials/feedstock, the fewer sub-populations are
likely to be generated.
Sub-populations may also be generated:
Where access restrictions inhibit or prevent access to the population as a
whole; or
The process will often be at a single installation. The waste can also be from different
installations, if it can be identified as single stream with common characteristics within
known boundaries (e.g. bottom ash from the incineration of municipal waste).
For these wastes the basic characterisation will comprise the fundamental
requirements listed in section 1.1.2 and especially the following:
If the waste is produced in the same process in different installations, information must
be given on the scope of the evaluation. Consequently, a sufficient number of
measurements must be taken to show the range and variability of the characteristic
properties of the waste. The waste can then be considered characterised and shall
subsequently be subject to compliance testing only, unless significant change in the
generation processes occur.
For wastes from the same process in the same installation, the results of the
measurements may show only minor variations of the properties of the waste in
comparison with the appropriate limit values. The waste can then be considered
characterised, and shall subsequently be subject to compliance testing only, unless
significant changes in the generation process occur.
Waste from facilities for the bulking or mixing of waste, from waste transfer stations or
mixed waste streams from waste collectors, can vary considerably in their properties.
This must be taken into consideration in the basic characterisation. Such wastes are
more likely to fall under case (b).
(b) Wastes that are not regularly generated
These wastes are not regularly generated in the same process in the same installation
and are not part of a well-characterised waste stream. Each batch produced of such
waste will need to be characterised. The basic characterisation shall include the
fundamental requirements for basic characterisation. As each batch produced has to
be characterised, compliance testing is not appropriate.
For waste acceptance purposes where statistical techniques are being used, the
primary objective is to demonstrate that the waste population being considered is
below the WAC limit (to a pre-defined level of confidence), primarily by demonstrating
that any limit exceedances are not representative of the whole population. This test,
based on the cumulative binomial distribution of the test data, is shown below using the
following steps:
Step 1.
Average (mean and median) concentrations can be used to support a case and
establish the whole waste composition. Mean concentrations are determined by
dividing the cumulative concentration by the number of samples.
For the median concentration, sample results are ranked, with the lowest concentration
assigned the rank (r) of 1, the second lowest rank of 2.
The median concentration is the middle sample number and can be identified from the
following equation:
X50 = (No Samples +1)/2.
for 22 samples X50 = (22+1)/2 = 11.5
X50 is therefore estimated by the sample with rank 11.5, which can be rounded up to
the sample with rank 12.
This can be calculated using the expression "Binomdist(r-1, n, 0.5, True)" in readily
available spreadsheet software.
Where the average waste concentration and the 95th percentile ranked samples
concentration is below the WAC limit, a case could be made that the waste population
being considered is acceptable for disposal by landfilling. For less than five samples,
the 95th percentile test would automatically be failed if one sample fails a WAC limit
test.
Two worked examples are presented below
Example - soil sample
Twenty two samples were taken of a soil for leaching tests to determine if it is
acceptable for disposal within a landfill for inert waste.
The data indicates that up to 6 samples failed the inert leaching test criteria.
Each sample was then ranked from the lowest concentration to the highest
concentration for each substance and given the ranks r1 to r22 as a series of columns
within a spreadsheet.
The binomial distribution for each sample rank was then calculated within the
spreadsheet using the function "Binomdist(r-1, 22, 0.5, True)" and the percentile
confidence level calculated for each sample rank.
From the distribution of the upper confidence limit is represented by the 16th Sample.
All substance concentrations for the 16th ranked sample were within the inert waste
leaching test limits and therefore the soil would be considered as acceptable for
disposal at a landfill for inert waste if the average mercury concentration was below the
threshold limit.
Although mercury median concentrations are within the test limit, the average (mean)
concentration is double the test limit. However, the mean is significantly skewed by two
samples. In such cases we recommended that the waste is either disposed of via an
alternative route or further samples taken to comprehensively demonstrate that the
highest concentrations reported are likely to be analytical irregularities.
The data indicates that for chromium all samples failed the SNRHW limit. One sample
also failed the hazardous waste limit for chromium and barium which is otherwise
below the WAC limit for a SNRHW site. A single exceedence of the hazardous waste
limit for chromium is within tolerance as indicated by the maximum number of failures.
However, chloride failed the hazardous waste limit for 25 out of the 26 samples.
Therefore, disposal could not be considered to a landfill for hazardous waste and
further treatment would be required prior to disposal.
95% of the sample used should have particle size of <4mm. If necessary
samples should be ground to achieve this (under no circumstances should
the sample be ground finer).
An end over end or roller bed shaker is the preferred option. A flatbed
shaker is unsuitable.
After leaching the total eluate should be filtered through a 0.45µm membrane
filter.