Groups, Cacti and Framed Little Discs: Richard Hepworth Copenhagen University
Groups, Cacti and Framed Little Discs: Richard Hepworth Copenhagen University
Groups, Cacti and Framed Little Discs: Richard Hepworth Copenhagen University
Richard Hepworth
Copenhagen University
arXiv:1009.3260v1 [math.AT] 16 Sep 2010
Abstract
Let G be a topological group. Then the based loopspace ΩG of G is an
algebra over the cacti operad, while the double loopspace Ω2 BG of the
classifying space of G is an algebra over the framed little discs operad.
This paper shows that these two algebras are equivalent, in the sense
that they are weakly equivalent E-algebras, where E is an operad weakly
equivalent to both framed little discs and cacti. We recover the equivalence
between cacti and framed little discs, and Menichi’s isomorphism between
the BV-algebras H∗ (ΩG) and H∗ (Ω2 BG).
1 Introduction
The framed little discs operad f D was introduced by Getzler in [5]. The double
loopspace Ω2 X of any based space X is naturally an algebra over f D, and any
such algebra is weakly equivalent to one of the form Ω2 BG for some topological
group G (with non-degenerate basepoint, which we assume throughout).
The cacti operad was introduced by Voronov [13] in order to understand
the BV-algebras H∗ (LM ) of Chas and Sullivan [2]. We will use a variant of
cacti introduced by Salvatore in [12], and will denote it by C. Salvatore used a
version of the Deligne conjecture to show that for any topological group G, the
loopspace ΩG is an algebra over C.
So, given a topological group G we have an f D-algebra Ω2 BG and a C-
algebra ΩG. There is a standard weak equivalence ΩG ≃ Ω2 BG, while C and
f D are weakly equivalent operads. It is therefore natural to ask whether ΩG
and Ω2 BG are related as algebras. The theorem below shows that this is indeed
the case.
Theorem. There is an operad E equipped with weak equivalences of operads
≃ ≃
f D ←−−−−− E −−−−−→ C
π1 π2
such that, for any topological group G, there is an E-algebra εG equipped with
weak equivalences of E-algebras
≃ ≃
Ω2 BG ←−−−−− εG −−−−−→ ΩG.
p1 p2
1
The operad E is defined as follows. Given elements a ∈ f D(n) and c ∈ C(n),
write |a| for the space obtained from D2 by deleting the interiors of the little
discs of a, and write |c| for the configuration of circles underlying c. Then E(n) is
the space of triples (a, c, f ), where a ∈ f D(n), c ∈ C(n), and where f : |a| → |c|
is a homotopy equivalence satisfying the following two boundary conditions.
First, the boundary of the i-th little disc is sent into |c| by the inclusion of the
i-th lobe. Second, the boundary of the big disc is sent into |c| by the pinch map.
A typical element (a, c, f ) ∈ E(2) is depicted below.
1 2
1 2
a c f
2
The key ingredient in our paper is the following common feature of the operads
f D and C. To elements a ∈ f D(n) and c ∈ C(n) we can associate the spaces |a|
and |c| defined above, which we call the realizations of a and c. The realizations
come together with incoming boundary maps
∂1 , . . . , ∂n : S 1 → |a|, ∂1 , . . . , ∂n : S 1 → |c|
and outgoing boundary maps
∂out : S 1 → |a|, ∂out : S 1 → |c|.
Together, these realizations and boundary maps form what we call realization
systems for f D and C. This means that they are compatible with the symmetry
maps, composition maps, and topology of the original operads f D and C. Most
importantly, the realization |x ◦i y| of the composite of x and y is the pushout
of ∂i : S 1 → |x| and ∂out : S 1 → |y|. This fact is easily verified for both f D and
C, and leads directly to the definition of composition in E.
The paper contains a detailed development of realization systems. The cru-
cial result takes two operads P and Q with realization systems and constructs a
mapping operad M. Points of M(n) are triples (p, q, f ) where p ∈ P(n), q ∈ Q(n)
and f : |p| → |q| is a map satisfying f ◦ ∂i = ∂i and f ◦ ∂out = ∂out . The operad
E is obtained in the case P = f D, Q = C by restricting to the suboperad of M
consisting of triples (p, q, f ) in which f is a homotopy equivalence. The three
algebras studied in the paper, namely the f D-algebra Ω2 BG, the C-algebra ΩG,
and the E-algebra εG, are also described in terms of the realization systems for
f D and C.
3
|x|, the realization of x, equipped with (n + 1) different maps X → |x|. The
rule carries further structure and is subject to a number of axioms, all of which
roughly amount to saying that the spaces |x| are compatible with symmetry and
composition in O, and vary continuously as x varies within O(n). This is made
precise in §2.1, and two simple examples are given in §2.2.
Then in §2.3 we define the mapping operad. Given operads P and Q, both
equipped with realizations, there is an associated mapping operad. It lies over
both P and Q, and its elements are triples consisting of points p ∈ P(n), q ∈ Q(n),
and a map |p| → |q| satisfying boundary conditions. The operad E of Theorem A
will be constructed as a suboperad of such a mapping operad.
For us, all operads are Σ-operads with a 0-th space, which we do not insist
be equal to a single point. Composition within operads will be denoted using
either the symbol γ or the symbol ◦i , for example γ(x; y1 , . . . , yn ) or x ◦i y.
∂1 , . . . , ∂n : X → |x|
F
∂i
|x| / |γ(x; y1 , . . . , yn )|
4
The system RO is required to satisfy the axioms of Definition 2.2, and to be
topologized in the sense of Definition 2.3, both below.
Our second definition lists the axioms that the structures above must satisfy.
It is analogous to the axioms satisfied by the various composition and symmetry
maps in an operad. Although we list no fewer than six axioms, they are almost
trivial to verify in the example of framed little discs.
Definition 2.2. A realization system RO must satisfy the axioms listed be-
low. In what follows we will use underlines to indicate tuples of elements. For
example, y will denote y1 , . . . , yn .
1. Unit: Taking x = 1O , the boundary maps ∂1 , ∂out : X → |1O | are home-
omorphisms and coincide. Applying these homeomorphisms to (1) in the
case n = 1 and x = 1O , and to (1) in the case yi = 1O , one obtains the
diagrams
∂out F F
X / |y| and X X
F F
∂i ∂i
X / |y| |x| |x|
∂out
respectively.
2. Symmetries: The symmetry maps satisfy σ ∗ ◦ τ ∗ = (τ σ)∗ and are com-
patible with the boundary maps in the sense that
5
map, which means that the following diagram commutes.
F
X
KK
ttt KK
KK
F ty tt F%
|yi | / |yi σi |
σ1∗ ⊔···⊔σn
∗
|x| K
t KK
ttttt KKK
K%
zt
|γ(x; y)| ∗
/ |γ(x; yσ)|
(σ1 ⊕···⊕σn )
Here yσ = y1 σ1 , . . . , yn σn .
5. Pasting and symmetries II: Similarly, given σ ∈ Σn we can formulate
diagram (1) for x, y1 , . . . , yn , and for xσ, yσ−1 , . . . , yσn−1 . Then the two
1
squares are isomorphic under the relevant symmetry maps, which means
that the following diagram commutes.
F
|yσ−1 |
F /
X i
EE OOOσ⊔
EE OOO
E
σ⊔ E" OO'
F F
X / |yi |
|x| E / |γ(x; yσ−1 )|
EE OOO
EE OOO
σ∗ E" σ(m1 ,...,mn )∗ O'
|xσ| / |γ(xσ; y)|
Here yσ−1 = yσ−1 , . . . , yσn−1 and σ⊔ sends the σi -th cofactor to the i-th
1
cofactor.
6. Associativity of pasting: Suppose we are given the data for an iterated
composition in O. Thus we have elements x ∈ O(n), yi ∈ O(mi ) and zij ∈
O(lij ), for i = 1, . . . , n and j = 1, . . . , mi . Then we can form composites
γ(x; y), γ(yi ; zi ), γ(γ(x; y); z), γ(x; γ(y1 ; z1 ), . . . , γ(yn ; zn )).
6
Definition 2.3 (Topology on a realization system). A topology on a realization
system RO consists of fibred spaces
ρn : RO(n) → O(n)
for n > 0, such that for each x ∈ O(n) the fibre ρ−1
n (x) is identified with |x|.
Each RO(n) must be fibrewise compact Hausdorff over O(n). The boundary
and symmetry maps determine functions
∂1 , . . . , ∂n , ∂out : O(n) × X → RO(n), σ ∗ : RO(n) → σ ∗ RO(n)
between spaces over O(n), and the pasting squares (1) become squares
F
Fn ∂out
/ RO(m1 ) ⊔ · · · ⊔ RO(mn )
i=1 X (2)
F
∂i
RO(n) / RO(m1 + · · · + mn )
of spaces over O(n) × O(m1 ) × · · · × O(mn ). All of the functions above are
required to be continuous, and the squares (2) are required to be fibrewise
pushouts. (The spaces written in (2) should all be regarded as spaces over
O(n) × O(m1 ) × · · · × O(mn ) by pulling back along the appropriate constant,
projection or composition map.)
Wp Wp W qi
i=1 S
n
W / i=1 j=1 Sn
collyi
7
The axioms of Definition
W 2.2 hold trivially. The system is topologized by setting
R1 Cn (p) = Cn (p) × S n , and the conditions of Definition 2.3 are immediately
verified.
Example 2.5 (Little cubes operads again). Let Cn again denote the little n-
cubes operad. Define the realization system R2 Cn with boundaries S n−1 , which
we regard as the boundary of the n-cube I n , as follows. Given x ∈ Cn (p), define
|x| to be the complement in the big cube I n of the interiors of the little cubes
of x.
• The incoming boundary maps ∂1 , . . . , ∂p : S n−1 → |x| are the inclusions
of the boundaries of the little cubes of x. The outgoing boundary map
∂out : S n−1 → |x| is the inclusion of the boundary of the big cube.
• The symmetry map σ ∗ : |x| → |xσ| identifies the two spaces as subsets of
the big cube.
• Given x ∈ Cn (p) and yi ∈ Cn (qi ), the pasting square (1)
F
Fn ∂out
n−1 / |y1 | ⊔ · · · ⊔ |yn |
i=1 S
F
∂i
|x| / |γ(x; y1 , . . . , yn )|
is given as follows. The bottom map is the inclusion of |x| into |γ(x; y1 , . . . , yn )|
given by regarding both as subsets of the big cube I n . The right-hand map
sends |yi | into |γ(x; y1 , . . . , yn )| by applying xi : I n → I n , the i-th little
cube of x. This is a pushout diagram.
The axioms of Definition 2.2 are simple to verify. The system is topologized by
defining R2 Cn (p) to be the subspace of Cn (p) × I n whose fibre over x ∈ Cn (p)
is precisely |x| ⊂ I n . The conditions of Definition 2.3 follow. (Compare with
the system Rf D in Section 3.2.)
8
is the new triple
|a| F / |γ(a; b)|
FF MM
FF MM
f
FF γ(f ;g1 ,...,gn ) &
#
|c| / |γ(c; d)|
commute. The front and rear faces of this cube are the pushout squares (1)
for c, d1 , . . . , dn and a, b1 , . . . , bn respectively, while the left hand and upper
faces come from the compatibility between pasting and boundary maps. Thus
a unique such γ(f ; g1 , . . . , gn ) exists.
To topologize M(n) we use another notion from fibrewise topology. Given
spaces U and V fibred over B, we write MapB (U, V ) for the set of pairs (b, f ),
where b ∈ B is a point of the base and f : Ub → Vb is a map between the
fibres over that point. This set can be equipped with the fibrewise compact-
open topology, and we call the resulting space the fibrewise mapping space. See
Appendix A and the reference there.
The realization systems RP and RQ give us fibred spaces RP(n) → P(n) and
RQ(n) → Q(n). Write π1 and π2 for the projections of P(n) × Q(n) onto its
factors. Then the fibrewise mapping space MapP(n)×Q(n) (π1∗ RP(n), π2∗ RQ(n))
consists of triples (a, c, f ) where a ∈ P(n), c ∈ Q(n) and f : |a| → |c|. In
particular, it contains M(n) as a subset.
Definition 2.9. The space M(n) is topologized as a subspace of the fibrewise
mapping space MapP(n)×Q(n) (π1∗ RP(n), π2∗ RQ(n)).
Theorem 2.10. The collection M = {M(n)} is topological operad, and the
projections
P ←− M −→ Q
are morphisms of operads.
Proposition 2.11. Suppose that for both RP and RQ the pasting squares (1)
are all homotopy pushouts, rather than just pushouts. Then the spaces
form a suboperad M≃ of M.
Proof of Proposition 2.11. That M≃ (1) contains the unit element, and that M≃
is closed under the Σn action, follow from the unit and symmetry axioms re-
spectively. Since homotopy equivalences are preserved by homotopy pushouts,
it follows that if f and g1 , . . . , gn are all homotopy equivalences, then so is
γ(f ; g1 , . . . , gn ). Thus M≃ is closed under composition.
9
Proof of Theorem 2.10. We begin by showing that M is an operad in sets. This
is a direct consequence of the axioms for a realization system presented in Defini-
tion 2.2. We will only show that composition is associative, the proof of the rest
being similar but simpler. Take elements (x, u, f ) ∈ M(n), (yi , vi , gi ) ∈ M(mi )
and (zij , wij , hji ) ∈ M(lij ) for i = 1, . . . , n and j = 1, . . . , mi . Write
and
B = |γ(γ(u, v); w)| = |γ(u; γ(v1 ; w1 ), . . . , γ(vn ; wn )|.
We must show that the two pasted maps
coincide. But both maps are characterized as the unique map making each
square
f gi hji
|x| / |u| |yi | / |vi | |zij | / |wj |
i
A _ _ _/ B, A _ _ _/ B, A _ _ _ _/ B
commute. Here the vertical maps come from Axiom 6 of Definition 2.2. In
particular, the two pasted maps coincide.
Now we will prove that the composition map M(n)×M(m1 )×· · ·×M(mn ) →
M(m1 +· · ·+mn ) is continuous. The proof that the permutation map σ : M(n) →
M(n) is continuous is similar.
We will use the following shorthand for spaces obtained from RP, and the
equivalent shorthand for spaces obtained from RQ.
1. PΠ denotes the product P(n) × P(m1 ) × · · · × P(mn ).
2. RP⊔ denotes the space obtained by pulling back each of RP(n) and RP(mi )
to PΠ and then forming the disjoint union.
3. RP◦ denotes the pullback of RP(m1 + · · · + mn ) to PΠ .
4. ξP : RP⊔ → RP◦ denotes the map obtained from the pasting squares (2).
Note that ξP and ξQ are proper fibrewise surjections, since X is compact and
the square (2) is a fibrewise pushout. (The analogous claim need not hold for
ξQ .)
An element x of M(n) × M(m1 ) × · · · × M(mn ) can be regarded as a point
x1 of the product
Y
MapP(n)×Q(n) (RP(n), RQ(n)) × MapP(mi )×Q(mi ) (RP(mi ), RQ(mi )),
which maps continuously into MapPΠ ×QΠ (RP⊔ , RQ⊔ ), sending x1 to a point x2 .
Now ξP and ξQ give continuous embeddings
ξQ ∗ ξ∗
MapPΠ ×QΠ (RP⊔ , RQ⊔ ) −−→ MapPΠ ×QΠ (RP⊔ , RQ◦ ) ←P− MapPΠ ×QΠ (RP◦ , RQ◦ ).
10
The image of x2 in the central space lifts to an element x3 of the right hand
space. Finally we obtain a continuous map
1
2
3
The dash on the i-th little disc indicates the image of the basepoint of S 1 ,
which we call the local marked point. The bullet • indicates the basepoint on
the boundary of the big disc, which we call the global marked point.
11
• Given a ∈ f D(n) and bi ∈ f D(mi ) for i = 1, . . . , n, the pasting square
F
Fn ∂out
1 / |b1 | ⊔ · · · ⊔ |bn |
i=1 S (3)
F
∂i
|a| / |γ(a; b1 , . . . , bn )|
is given as follows. The lower map is the inclusion of |a| into |γ(a; b1 , . . . , bn )|
given by regarding both as subsets of D2 . The right hand map sends |bi |
into |γ(a; b1 , . . . , bn )| by applying ai : D2 → D2 . In other words it sends
|bi | into the i-th little disc of a. This is a pushout square, and in fact a
homotopy pushout.
Example 3.4. The realization of the element a ∈ f D(3) from Example 3.2,
together with its boundary maps, is shown below.
F
∂i ∂out
1 1
1 2
2 2
a b1 b2
Definition 3.5 (Topology on the realizations of framed little discs). For n > 0
we define Rf D(n) to be the subspace of f D(n) × D2 whose fibre over a ∈ f D(n)
is precisely |a| ⊂ D2 . It is equipped with the projection map ρn : Rf D(n) →
f D(n). As a closed subspace of f D(n) × D2 , it is a fibrewise compact Hausdorff
space over f D(n).
Proposition 3.6. The axioms of Definition 2.2 and the conditions of Defini-
tion 2.3 are satisfied by the realizations of framed little discs.
Proof. The axioms of Definition 2.2 follow from a lengthy but trivial verification.
The continuity required by Definition 2.3 follows immediately.
12
4 Cacti and their realizations
This section introduces the cacti operad and its realization system. Cacti were
introduced by Voronov in [13]. Several variants have been introduced since then,
in particular by McClure-Smith [10], Kaufmann [8], and Salvatore [12]. We
begin in §4.1 with an informal introduction to cacti along the lines of Voronov’s
original definition. Then in §4.2 we recall in detail Salvatore’s variant of cacti,
which will be used in the rest of the paper. Finally in §4.3 we introduce the
realization system for cacti.
2 3
1
4
The bullet • indicates the global marked point, while the dashes indicate the
local marked points.
Given cacti c and d, the composed cactus c ◦i d is defined by the following
pasting process. Rescale d so that its total length becomes the length of the
i-th lobe of c. Then c ◦i d is obtained from c and d by collapsing the i-th lobe
of c onto d using the pinch map S 1 → d that sends the basepoint to the global
marked point and then proceeds around the ‘outside’ of the cactus.
13
Definition 4.3. 1. For n > 1 we define a space F(n) as follows. A point
x ∈ F(n) is a partition of S 1 into n closed 1-manifolds Ij (x) with equal
length and piecewise disjoint interiors, such that there is no cyclically
ordered sequence z1 , z2 , z3 , z4 with z1 , z3 ∈ int Ij (X) and z2 , z4 ∈ int Ik (x)
with j 6= k. Set F(0) = ∗.
2. Given x ∈ F(n) we define a map c(x) : S 1 → (S 1 )n as follows. Given
j ∈ {1, . . . , n}, collapse each component of S 1 \ Ij (x) to a point and rescale
the quotient in order to identify it with S 1 . This gives a based map
πj : S 1 → S 1 . Then c(x) is the product π1 × · · · × πn .
3. Write Mon(I, ∂I) for the space of nondecreasing maps I → I that preserve
∂I. Regard elements f ∈ Mon(I, ∂I) as based maps f : S 1 → S 1 .
4. Given z ∈ S 1 write Lz : S 1 → S 1 for translation by z.
The constructions above induce an embedding
14
is homeomorphic to the product nj=1 ∆d(j) , where d(j) + 1 is the number of
Q
elements of X labelled by j. The homeomorphism sends x ∈ DX to the point
whose image in ∆d(j) records the lengths of the intervals labelled by j.
|c| / |γ(c; d1 , . . . , dn )|.
and outgoing
∂out
15
It remains to show that the last two definitions do indeed endow C with a
realization system RC. This is given by the next proposition.
Proposition 4.11. 1. Diagram (4) is a pushout, and in fact a homotopy
pushout.
2. The realizations of cacti satisfy the conditions of Definition 2.2.
3. The topology on realizations of cacti satisfy the conditions of Definition 2.3.
Proof. For the first part, a simple inductive argument shows that it is sufficient
to prove the claim when all but one of the di is the unit element. To prove this
case it suffices to show that, given c ∈ C(n) and d ∈ C(m), the diagram
∂out
S1 / |d|
∂i β
|c| / |c ◦i d|
α
is a pushout. This follows from the definitions and from the fact that ∂i is a
cofibration.
We now prove the second part. Axioms 1, 2, 3, 4 and 5 follow immedi-
ately from the definitions. Let us turn to axiom 6. Write Γ = γ(γ(x, y); z) =
γ(x; γ(yi ; z i )). The compatibility of pasting and boundary maps means that the
pairs of maps
u1 , u2 : |x| → |Γ|, v1 , v2 : |yi | → |Γ|, w1 , w2 : |zij | → |Γ|
satisfy up ◦ ∂out = ∂out , vp ◦ ∂out = ∂i , and wp ◦ ∂k = ∂L+k , where L =
l11 + · · · + l1m1 + · · · + li1 + · · · + lij−1 . Since ∂out : S 1 → |x|, ∂out : S 1 → |yi | and
S → |zij | are all surjections, it follows that the two members of each
F F 1
∂k :
pair of maps coincide.
Now we prove the final part. Continuity of ∂i : C(n) × S 1 → RC(n) follows
from the fact that the lobe coordinates of a cactus depend continuously on
the cactus. This can be proved using the cell decomposition of F(n) given in
Note 4.7. Continuity of ∂out : C(n) × S 1 → RC(n) and σ ∗ : RC(n) → RC(n) is
immediate. F
Note that ∂i : C(n) × S 1 → RC(n) are continuous surjections between
F
fibrewise compact Hausdorff spaces. By Proposition A.5, to prove continuity F of
the right-hand map of (2) it will suffice to show that the composite with ∂i is
continuous. But this follows from the compatibility of pasting with boundaries.
Similar reasoning shows that the lower map of (2) is continuous.
5 The operad E
In Sections 3 and 4 we saw that the framed little discs operad f D and the cacti
operad C admit realization systems Rf D and RC with boundaries S 1 . These
systems both consist of fibrewise compact Hausdorff spaces. We may therefore
form the mapping operad M of Section 2 in the case P = f D, Q = C. This
is a topological operad, and since the pasting squares (1) for Rf D and RC
are homotopy pushouts, it has a suboperad M≃ consisting of triples (a, c, f ) in
which f is a homotopy equivalence.
16
Definition 5.1. Set E = M≃ . Thus E(n) is the space of triples (a, c, f ), where
a ∈ f D(n), c ∈ C(n), and f : |a| → |c| is a homotopy equivalence satisfying
f ◦ ∂i = ∂i and f ◦ ∂out = ∂out .
An element (a, c, f ) ∈ E(2) is depicted in the introduction. Theorem 2.10
immediately gives us the following result. With this in hand, to prove Theo-
rem A it remains to show that the projection maps π1 and π2 are weak homotopy
equivalences.
Proposition 5.2. E is a topological operad, and the projections
1 π 1 π
f D ←−−− −− E −−−− −→ C
νn (a; x1 , . . . , xn ) = ξ,
17
6.2 The C-algebra ΩG
We now explain how to make ΩG into a C-algebra. This algebra structure was
first obtained by Salvatore in [12] using his proof of the topological cyclic Deligne
conjecture. We will describe it directly in terms of the realizations RC.
Notation 6.4. Let X be a space and let Y be a G-space. Given a continuous
map f : X → Y and an element g ∈ G, we write g · f : X → Y for the map that
sends x ∈ X to g · f (x). Such maps will be called left translates of f .
Lemma 6.5. Let c be a cactus with n lobes and let γ1 , . . . , γn be elements of
ΩG. Then there is a unique map α : |c| → G satisfying:
1. α(•) = e, where • denotes the global marked point in |c|;
2. for each i = 1, . . . , n, the composite α ◦ ∂i : S 1 → G is a left translate of
γi .
Proof. The realization |c| is a treelike configuration of circles, so after relabelling
the lobes we may assume that ∂1 (S 1 ) contains • and that each ∂i+1 (S 1 ) meets
∂1 (S 1 )∪· · ·∪∂i (S 1 ) in a single point. There is a unique α1 : ∂1 (S 1 ) → G sending
• to e and such that α1 ◦ ∂1 is a left translate of γi . It has a unique extension
α2 : ∂1 (S 1 ) ∪ ∂2 (S 1 ) → G for which α2 ◦ ∂2 is a left translate of γ2 . Proceeding
in this way, the claim follows.
Definition 6.6. Define ωn : C(n) × (ΩG)n → ΩG by
ωn (c; γ1 , . . . , γn ) = α ◦ ∂out ,
ω1 (c− , −) : S 1 × ΩG → ΩG
is the circle action that sends (s, γ) to the loop t 7→ γ(s)−1 · γ(s + t). This
circle action was considered by Menichi in [11] and by Salvatore in [12]. Now let
cP ∈ C(2) denote the cactus in which two circles of radius 1/2 are joined at their
basepoint, and the global marked point lies on the first circle at its basepoint:
Then the map
ω2 (cP ; −, −) : ΩG × ΩG → ΩG
is the ordinary Pontrjagin product given by concatenating loops. More generally,
there is a natural inclusion of the little intervals operad into C, under which the
algebra structure ω pulls back to the standard E1 -algebra structure on ΩG.
18
6.3 The E-algebra εG
Now we will define the space εG. We will give it the structure of an E-algebra,
and show that it is weakly equivalent to both Ω2 BG and ΩG as E-algebras.
The algebra structure on εG is an almost literal mixture of the existing algebra
structures on Ω2 BG and ΩG.
Let EG → BG be the universal principal G bundle. Fix a basepoint ∗ of EG
and use it to define a basepoint of BG and an inclusion ιG : G ֒→ EG, g 7→ g · ∗.
Definition 6.8. Let εG be the space of maps φ : D2 → EG for which φ|S 1
factors through ιG , and for which φ(∗) = ιG (e). There are projections
p1 : εG → Ω2 BG, p2 : εG → ΩG,
εn ((a, c, f ), (φ1 , . . . , φn )) = ψ,
19
6.4 Proof of Propositions 6.7, 6.11 and 6.12
In this subsection we resume the practice of using underlines to indicate tuples
of elements. For example, given γ1i , . . . , γm i
i
for each i = 1, . . . , n, we write γ for
1 n i i i
γ1 , . . . , γmn and we write γ for γ1 , . . . , γm i
.
Proof of Proposition 6.7. Axioms 1, 2 and 3 of Definition 2.2 show that the
unit element 1C acts as the identity on ΩG, and that the equivariance property
ωn (cσ; γ1 , . . . , γn ) = ωn (c; γσ−1 1 , . . . , γσ−1 (n) ) holds.
Now let us show that ω is associative. Let c ∈ C(n), di ∈ C(mi ) and
γ1i , . . . , γm
i
i
∈ ΩG for i = 1, . . . , n. We must show that
F F F
∂i gi ·γ i ∂i µ
|c| /G |c| / |γ(c; d1 , . . . , dn )|
β λ
The first square comes from the definition of β. The second is a pasting square
(1), and in particular is a pushout. Comparing the squares we see that β
factors as α′ ◦ λ for some α′ : |γ(c; d1 , . . . , dn )| → G. The compatibility of λ and
µ with the boundary maps means that α′ in fact satisfies the properties that
characterize α, so that α′ = α. Thus β = α ◦ λ, and by the compatibility of λ
with the boundary maps we have β ◦ ∂out = α ◦ λ ◦ ∂out = α ◦ ∂out as required.
Let us show that ωn is continuous. Lemma 6.5 gives us a function
α : RC(n) × (ΩG)n → G
F F 1
and it suffices to show that this is continuous. The map ∂i : S × C(n) →
RC(n) is proper surjection of fibred spaces, so by Proposition A.5 it will suffice
to show that each composite α ◦ ∂i is continuous. This composite is given by
(t, c, γ1 , . . . , γn ) 7→ gi · γi (t) for some gi ∈ G. It will therefore suffice to show
that the assignments C(n) × (ΩG)n → G, (c, γ1 , . . . , γn ) 7→ gi are continuous.
These maps factor through a map F(n) × (ΩG)n → G, whose continuity can be
proved using the cell decomposition of F(n) given in Note 4.7.
20
Proof of Proposition 6.11. To begin we must show that ε satisfies the unit,
equivariance and associativity rules. We will only prove associativity as the
other two properties can be proved in a similar but much simpler way. Take
(a, c, f ) ∈ E(n) and (bi , di , gi ) ∈ E(mi ) for i = 1, . . . , n, and write their compos-
ite as (A, C, F ). Take φij ∈ εG for i = 1, . . . , n and j = 1, . . . , mi . We must
show that
εm1 +···+mn (A, C, F ); φ = εn (a, c, f ); εmi (bi , di , gi ); φi .
(6)
S1 D2
F F F F
i j
/ i j
F
1 / F D2
F
iS
/
i |bi | i
|a| / |A| / D2
The upper square comes from (5) for the bi ; the right hand two squares compose
to give (5) for A, and the lower two squares compose to give (5) for a; the left
hand square is the pasting square for A. Using this diagram we can characterise
the right hand side of (6) as the map ψ : D2 → EG that
1. when restricted to |a|, factors through f : |a| → |c|;
2. when restricted to |bi |, factors through gi : |bi | → |di |;
3. on the (i, j)-th cofactor D2 is a left translate of φij ;
4. sends ∗ to ιG (e).
The first two of these properties, together with the definition of F , show that
the restriction of ψ to |A| factors through F : |A| → |C|. This property, together
with with the third and fourth properties above, characterize the left hand side
of (6). Equality follows. Thus ε makes εG into a E-algebra in sets.
To show that ε makes εG into a E-algebra in the topological setting we will
show that εn : E(n)×(εG)n → εG is continuous. To do this we will show that the
adjoint D2 × E(n) × (εG)n → EG is continuous. SinceFthe lower and right-hand
maps of diagram (5) give inclusions of closed subsets D2 × E(n) ֒→ D2 × E(n)
and π1∗ Rf D(n) ֒→ D2 × E(n), it suffices to show continuity of the restrictions
G
ξ: D2 × E(n) × (εG)n → EG, η : π1∗ Rf D(n) × (εG)n → EG.
For ξ this follows from continuity of the map ((a, c, f ), (φ1 , . . . , φn )) 7→ (g1 , . . . , gn )
in the proof of Proposition 6.7. For η it follows from continuity of two maps
21
Proof of Proposition 6.12. It is immediate that both p1 and p2 are E-algebra
morphisms. We must now show that both p1 and p2 are homotopy equivalences.
We first show that p1 , p2 are fibrations. For p2 the homotopy lifting problem
is adjoint to an extension problem that can always be solved. For p1 the homo-
topy lifting problem is adjoint to the problem of finding a lift F in a diagram
of the form
e
h /
X × D2 × {0} 8 EG
r rr
r
rr F
X × D2 × I / BG
e
H
with the additional property that F |(X × ∗ × I) is constant with value ιG (e).
To solve this, first choose an arbitrary lift F ′ . Write F ′ |X × ∗ × I = ιG ◦ f , and
then define F by F (x, d, s) = F ′ (x, d, s) · f (x, s)−1 .
It now suffices to show that π1 and π2 have contractible fibres. But p−1 1 (x)
is homeomorphic to the space of based maps D2 → G, while p−1 2 (γ) is the space
of maps D2 → EG whose restriction to S 1 is ιG ◦ γ. These are contractible, by
contractibility of D2 and EG respectively.
7 Proof of Theorem A
This section gives the proof of Theorem A, stating certain results that will be
proved in the remaining sections of the paper. The theorem states that the
projections π1 : E → f D and π2 : E → C are weak homotopy equivalences of
operads. This means that for each n > 0, the maps π1 : E(n) → f D(n) and
π2 : E(n) → C(n) are weak equivalences of spaces. To show this we will consider
the product
Π : E(n) → f D(n) × C(n)
of π1 and π2 . It would be ideal for us if Π were a fibration, but this is not the
case: a typical fibre is nonempty, but the fibre over a pair (a, c) can be empty
if the little discs of a meet the boundary of the big disc, for then the boundary
conditions can be overdetermined. This issue is easily remedied.
Definition 7.1. Let f D◦ (n) ⊂ f D(n) consist of those elements whose little
discs do not meet the boundary of the big disc, and let E◦ (n) = π1−1 f D◦ (n) ⊂
E(n).
Lemma 7.2. The inclusions f D◦ (n) ֒→ f D(n) and E◦ (n) ֒→ E(n) are homo-
topy equivalences.
Proof. Given a ∈ f D◦ (n), write a1/2 for the element obtained by halving the
radii of the little discs of a. Write ρa : |a1/2 | → |a| for the map that preserves
|a| ⊂ |a1/2 | and that projects points inside a little disc of a to the boundary of
that little disc. Then the maps f D(n) → f D◦ (n), a 7→ a1/2 and E(n) → E◦ (n),
(a, c, f ) 7→ (a1/2 , c, f ◦ ρa ) are homotopy inverse to the inclusions above.
To prove Theorem A it will therefore suffice to prove that the restrictions
π1 : E◦ (n) → f D◦ (n) and π2 : E◦ (n) → C(n) are weak equivalences. To do this
we now consider the map
Π : E◦ (n) → f D◦ (n) × C(n),
22
which has much better fibrewise properties than its predecessor.
Theorem C. Fix (a, c) ∈ f D◦ (n) × C(n) and write Map∂ (|a|, |c|) for the fibre
of E◦ (n) over (a, c). Then there is a neighbourhood U of (a, c) over which we
can find a fibrewise homotopy equivalence
Thus each point of f D◦ (n) × C(n) has arbitrarily small neighbourhoods over
which Π is a quasifibration. By Corollary 2.4 of [9], such maps are themselves
quasifibrations.
Corollary 7.3. The projection Π : E◦ (n) → f D◦ (n) × C(n) is a quasifibration.
We will use the quasifibration Π to show that π1 and π2 are weak equiva-
lences. Write P RBn for the pure ribbon braid group. Then both f D◦ (n) and
C(n) are Eilenberg-MacLane spaces K(P RBn ; 1). (The relevant background is
recalled in §8.1 and §8.2.) It will therefore suffice to show that πi (E◦ (n)) is
trivial for i 6= 1, and that Π∗ : π1 (E◦ (n)) → P RBn × P RBn identifies π1 (E◦ (n))
with the diagonal subgroup of P RBn × P RBn .
Write Fn for a typical fibre of Π. For Π to be a quasifibration means that
Fn is weakly equivalent to the homotopy fibre of Π, or in other words that there
is a long exact sequence of homotopy groups:
We will establish the criteria listed in the last paragraph by exploiting this long
exact sequence.
Proposition 7.4. There is a homotopy equivalence Fn → P RBn . In particular
Fn has contractible components.
It follows immediately from (7) that πi (E◦ (n)) is trivial for i > 1, and that
π1 (E◦ (n)) and π0 (E◦ (n)) are computed using an exact sequence
p q r
0 → π1 (E◦ (n)) − → π0 (E◦ (n)) → 0.
→ P RBn −
→ P RBn × P RBn − (8)
Now let us discuss the proof of Theorem C. This theorem states that E◦ (n)
is locally fibrewise homotopy equivalent to a product, or in other words, that
it is a homotopy fibre bundle. Recall that E◦ (n) consists of maps from fibres
of Rf D◦ (n) to fibres of RC(n) satisfying certain boundary conditions. Our
23
proof of Theorem C will follow from general results on spaces of maps satisfying
boundary conditions, together with a study of the local fibrewise structure of
Rf D◦ (n) and RC(n).
In Section 9 we consider pairs (X, fX ) and (Y, fY ), where X and Y are
spaces and fX : A → X and fY : A → Y are maps from some fixed space A. We
then introduce two mapping spaces, one consisting of maps g : X → Y relative
to A, or in other words satisfying g ◦ fX = fY , and a second consisting of
maps g : X → Y homotopy-relative to A, which are equipped with homotopies
g ◦ fX ≃ fY . We show that under certain conditions the two mapping spaces are
homotopy equivalent, and that homotopy type of the space of homotopy-relative
maps does not change when we replace (X, fX ) or (Y, fY ) with a homotopy
equivalent pair (Z, fZ ).
The program outlined above extends without modification to the fibre-
wise setting, where we can consider the pairs (Rf D◦ (n), ∂) over f D◦ (n) and
(RC(n), ∂) over C(n); here ∂ denotes the combined boundary map. The corre-
sponding relative mapping space is E◦ (n), and it is homotopy equivalent to the
homotopy-relative mapping space E◦h (n).
In Sections 10 and 11 we study the pairs (Rf D◦ (n), ∂) and (RC(n), ∂) re-
spectively. We show that, locally over f D◦ (n) and C(n), these pairs are ho-
motopy equivalent to trivial fibred pairs of the form (|a| × f D◦ (n), ∂ × Id) and
(|c| × C(n), ∂ × Id) respectively.
Finally, in Section 12 we combine the results of the preceding three sections
to prove Theorem C.
for 1 6 i < j 6 n. The pure ribbon braid group is the direct product P RBn =
P Bn × Zn . The generator of the i-th cyclic factor is written as ζi .
Let Fn denote the free group on generators x1 , . . . , xn . There is an embed-
ding Bn ֒→ Aut(Fn ) sending σi to the transformation
xi 7→ xi xi+1 x−1
i , xi+1 7→ xi , xl 7→ xl for l 6= i, i + 1.
24
This embedding identifies Bn with the subgroup consisting of those automor-
phisms f : Fn → Fn for which f (x1 · · · xn ) = x1 · · · xn and for which there is a
permutation π of {1, . . . , n} so that each f (xi ) is conjugate to xπ(i) . The same
embedding identifies P Bn with the analogous subgroup where the permutation
π is the identity map.
In later subsections we will use the following alternative description of the
pure ribbon braid group, which is more directly related to the topological situ-
ation at hand. Given w = (w1 , . . . , wn ) ∈ (Fn )n let α(w) denote the homomor-
phism Fn → Fn that sends xi to wi xi wi−1 . Set
l1 ··· ln
an 1 n
cn n 1
25
The fundamental group π1 (|cn |, •) can be identified with the free group Fn on
generators x1 , . . . , xn . Here xi is represented by the loop ∂i : S 1 → |c|.
It is well known that f D(n) (or f D◦ (n)) is a K(P RBn , 1). For instance,
f D(n) is homotopy equivalent to the product of n circles with the configuration
space Conf(n, R2 ) of n ordered points in R2 , and Conf(n, R2 ) is a K(P Bn , 1)
(see section 1.4.1 of [7], for example). The generator αij corresponds to the loop
based at an in which the i-th and j-th little discs are brought side by side beneath
the other little discs, and are then rotated around one another anticlockwise
before returning to their original position. Throughout this maneouver the
framing of the little discs does not change. The generator ζi corresponds to the
loop in which the framing of the i-th little disc is rotated through one full turn.
A result of R. Kaufmann [8, Proposition 3.3.19] states that C(n) is a K(P RBn , 1).
The generator αij corresponds to the loop based at cn in which the j-th lobe
travels across the (i + 1), . . . , (j − 1)-th lobes so that it is adjacent to the i-th
lobe; the i-th and j-th lobes then rotate around one another anticlockwise be-
fore the j-th retraces its steps to its original position. (This description of the
generator is taken from the proof of Kaufmann’s result quoted above. In order
to obtain this description we have reversed the path αi in the proof there; this
does not affect the outcome of that proposition, since the braid group admits
an automorphism inverting all of its standard generators.) The generator ζi
corresponds to the loop in which the parameterization of the i-th little disc is
rotated through one full turn.
26
If φ ∈ Aut(Fn ) is the automorphism determined by f , then the action of
π1 (|an |, •) = Fn on π1 (|cn |, •) = Fn is given by xi (ω) = φ(xi )ωφ(xi )−1 . Since φ
is an automorphism, ω is fixed by the action if and only if it commutes with every
element of Fn . The identity element is the unique element with this property,
and this completes the proof.
Lemma 8.6. The map Fn → Wn is surjective.
Proof. Write Jn ⊂ |an | for the union of the boundaries of the little discs with
the line segments li . Write Kn ⊂ |an | for the union of Jn with the boundary
of the big disc D2 . Choose w = (w1 , . . . , wn ) ∈ Wn and represent each wi by a
based loop γi : I → |cn |. Let f : Jn → |cn | be the map that satisfies f ◦ ∂i = ∂i
for each i and that is given by γi on li . Now Jn is a strong deformation retract
of |an |, and so we may extend f to a map g : |an | → |cn |. This map satisfies
g ◦ ∂i = ∂i . Also, since w ∈ Wn it follows that g is a homotopy equivalence,
and that g ◦ ∂out is based homotopic to ∂out . Then we can form a homotopy
between g|Kn and a map Kn → |cn | that commutes with the ∂i and ∂out , and
that is given by the γi on li . Since Kn ֒→ |an | is a cofibration, we may extend
the homotopy to one between g and some h : |an | → |cn |. By construction h is
an element of Fn and its image in Wn is exactly w.
Lemma 8.7. Let f1 , f2 ∈ Fn . If the images of these elements in Wn coincide,
then they lie in the same component of Fn .
27
Choose a basepoint fn ∈ Fn , where fn is any function sending each li to the
constant path.
Lemma 8.8. The action of Proposition 7.5 satisfies (γ, γ) · 1 = 1 for all γ ∈
P RBn .
Proof. It will suffice to prove this for γ = ζi and for γ = αij . Loops in f D◦ (n)
and C(n) representing these elements were described in §8.2.
Let us begin with the case γ = ζi . Let t 7→ an (t) and t 7→ cn (t) be the loops
in f D◦ (n) and C(n) that represent ζi . Then t 7→ (an (t), cn (t), fn ) determines a
loop in E◦ (n) and our claim follows.
Now fix γ = αij and let t 7→ an (t), t 7→ cn (t) be the loops in f D◦ (n) and
C(n) respectively that represent αij . Then for each t ∈ S 1 we can find maps
fn (t) : |an (t)| → |cn (t)| such that t 7→ (an (t), cn (t), fn (t)) defines a loop in E◦ (n).
For at all times t ∈ S 1 we can find an oriented embedding of |cn (t)| into |an (t)|
that sends the basepoint to the basepoint, such that the image of the i-th lobe
separates the i-th little disc from the others, and such that the highest point
each lobe is its local marked point. Then the required fn (t) can be constructed
by projecting out from the centre of the i-th little disc onto the i-th lobe, and
inwards from the boundary of the big disc onto the cactus.
For example take n = 2, i = 1, j = 2. Then an (t) and cn (t) are depicted
here:
2 1
1 2 2 1 1 2
1 2
2 1
1 2 2 1 1 2
1 2
And the family of embeddings |cn (t)| → |an (t)| is depicted here:
Lemma 8.9. The action of Proposition 7.5 satisfies (γ, 1) · φ = φ · γ −1 for all
γ ∈ P RBn .
Proof. We identify P RBn with Wn . Represent φ ∈ Wn by (an , cn , f ) ∈ Fn .
Represent γ by a loop t 7→ an (t) in f D◦ (n) based at an , so that (γ, 1) is
represented by t 7→ (an (t), cn ). The representative of γ can be chosen so that
there is a continuous family of homeomorphisms hn (t) : |an | → |an (t)|, t ∈ [0, 1],
satisfying hn (t) ◦ ∂i = ∂i and hn (t) ◦ ∂out = ∂out for all t. Then we can form a
28
path in E◦ (n) given by t 7→ (an (t), cn , f ◦ hn (t)−1 ). The endpoint of this path
is (an , cn , f ◦ hn (1)−1 ) ∈ Fn .
We must show that f ◦ hn (1)−1 ∈ Fn represents φ · γ −1 . To hn (1) we assign
an element w = (w1 , . . . , wn ) ∈ Wn as follows. The arc hn (1)(li ) in |an | has the
same endpoints as li , and so is homotopic rel. endpoints to the concatenation
of a loop ωi based at • with the arc li . Then wi = [ωi ]. Using the description
of the group operation on Wn , it follows that f ◦ hn (1)−1 represents precisely
φ · w−1 .
So we must show that w = γ. In fact the assignment hn (1) 7→ w is a
homomorphism from the group of boundary-fixing homeomorphisms of |an | into
Wn , and so it suffices to prove w = γ in the special cases γ = αij and γ = ζi .
In these cases the family of homeomorphisms hn (t) can be seen explicity, and
the identities w = γ follow.
29
and a homotopy H : g ⇒ h, we write H ◦ k : g ◦ k ⇒ h ◦ k and l ◦ H : l ◦ g ⇒ l ◦ h
and for the induced homotopies between the composites.
φ : X → Y, ψ : Y → X,
homotopies
G : ψ ◦ φ ⇒ IdX , H : φ ◦ ψ ⇒ IdY ,
and homotopies
K : φ ◦ fX ⇒ fY , L : ψ ◦ fY ⇒ fX
such that the two homotopies L · (ψ ◦ K) and G ◦ fX from ψ ◦ φ ◦ fX to fX
are homotopic relative to their endpoints, and such that the two homotopies
K · (φ ◦ L) and H ◦ fY from φ ◦ ψ ◦ fY to fY are homotopic relative to their
endpoints. We write (X, fX ) ≃ (Y, fY ) if there is a homotopy equivalence from
(X, fX ) to (Y, fY ). See Lemma 9.5 below.
Example 9.4. 1. Let (X, fX ) and (Y, fY ) be spaces under A. If X and
Y are homotopy equivalent relative to A, then (X, fX ) and (Y, fY ) are
homotopy equivalent in the sense above.
2. If (X, fX ) and (X, gX ) are spaces under A with fX ≃ gX , then (X, fX )
and (X, gX ) are homotopy equivalent.
3. For any c1 , c2 ∈ C(n) the pairs (|c1 |, ∂) and (|c2 |, ∂) are homotopy equiv-
alent in the present sense,
Fn even though there are no maps between them
relative to A = S 1 ⊔ i=1 S 1 . See Section 11.
Lemma 9.5. Homotopy equivalence is an equivalence relation on spaces under
A.
Proof. The relation is evidently reflexive and symmetric. If (φ, ψ, G, H, K, L) is
a homotopy equivalence from (X, fX ) to (Y, fY ) and (φ′ , ψ ′ , G′ , H ′ , K ′ , L′ ) is a
homotopy equivalence from (Y, fY ) to (Z, fZ ), then
30
Proof. Let f : I × X → X extend the identity map {0} × X → X and a null
homotopy I × T → T . Let φ : X → X/T be the collapse map and let ψ : X/T →
X be induced by f1 = f |{1} × X. Let G be the homotopy given by f . Let H be
the homotopy whose composite with φ is given by f ; this H exists because f (I ×
T ) ⊂ T . Let K to be the constant homotopy and let L be the homotopy obtained
from G. Then (φ, ψ, G, H, K, L) is the required homotopy equivalence.
Mapf (X, Y ) = {g : X → Y | g ◦ fX = fY }
and
Maphf (X, Y ) = {(g, H) | g : X → Y, H : g ◦ fX ⇒ fY }.
These are topologized as subspaces of Map(X, Y ) and Map(X ∪fX A × I, Y )
respectively, both equipped with the compact-open topology. There is an inclu-
sion Mapf (X, Y ) ֒→ Maphf (X, Y ) given by taking the constant homotopy.
and such that if m ∈ Mapf (X, Y ) then γ((a, t), s, m) = m(a) is independent of t
and s. Now β and γ combine to give a map ω : (X ∪fX A×I)×I ×Maphf (X, Y ) →
Y that has an adjoint φ : I × Maphf (X, Y ) → Maphf (X, Y ).
By construction, φ|{0} × Maphf (X, Y ) is the identity; φ|{1} × Maphf (X, Y )
has image contained in Mapf (X, Y ); and φ|I × Mapf (X, Y ) has image con-
tained in Mapf (X, Y ). Thus φ|{1} × Maphf (X, Y ) is the required homotopy
inverse.
The next result shows that the homotopy type of Maphf (X, Y ) depends only
on the homotopy equivalence class of (X, fX ) and (Y, fY ).
31
Proposition 9.9. Let (φ, ψ, G, H, K, L) be a homotopy equivalence from (Y, fY )
to (Ỹ , fỸ ). Then the two maps
L · [(ψ ◦ K) · (ψ ◦ φ ◦ F )] ≃ [L · (ψ ◦ K)] · (ψ ◦ φ ◦ F )
≃ (G ◦ fY ) · (ψ ◦ φ ◦ F )
≃ F · (G ◦ g ◦ fX ).
The first of these is a reparametrization, the second comes from our assumption
on the two homotopies φ ◦ ψ ◦ fY ⇒ fY , and the third is obtained by using G
and F simultaneously. It follows that Ψ ◦ Φ is homotopic to
(g, F ) 7→ (ψ ◦ φ ◦ g, F · (G ◦ g ◦ fX )).
f D◦ (n), ∂ × Id). Moreover, we prove that (Rf D◦ (n), ∂) satisfies the hypothesis
of Proposition 9.8.
Proposition 10.1. F1. The combined boundary map ∂ extends to a fibrewise
n
open embedding i=0 S 1 × [0, 1) × f D◦ (n) ֒→ Rf D◦ (n). In particular it is
a fibrewise cofibration.
2. Rf D◦ (n) → f D◦ (n) is a fibre bundle. Moreover, local trivializations
Rf D◦ (n)|U ∼
= U × |a| can be chosen compatible with the boundary maps.
32
Proof. We will construct a fibrewise open embedding ni=0 S 1 ×[0, 1) → Rf D◦ (n)
F
extending ∂. The first claim follows.
Find a continuous function d : f D◦ (n) → (0, 1) such that, for each a ∈
◦
f D (n), the little discs of a can be dilated by a factor (1 + d(a)) yet still be
disjoint and lie within the interior of the disc of radius (1 − d(a)). Extend the i-
th little disc of a to an affine linear map ai : R2 → R2 . The required embedding
is then given in the fibre over a by (θ, r) 7→ [1 − d(a)r]θ on the 0-th cofactor and
by (θ, r) 7→ ai ([1 + d(a)r]θ) on the i-th cofactor, for i > 0.
We now turn to the second claim, beginning with a special case. Fix a ∈
f D◦ (1). Let φ : S 1 → S 1 denote the framing of a. There is a homeomorphism
S 1 × [0, 1] → |a| given by (θ, r) 7→ (1 − r)∂1 (θ) + rφ(θ). In a neighbourhood U of
a the map (θ, r) 7→ (1 − r)∂1 (θ) + rφ(θ)) is a homeomorphism S 1 × [0, 1] → |b|.
By combining the two homeomorphisms we obtain a trivialization of Rf D◦ (n)
over U .
Let a ∈ f D◦ (n). Let A ⊂ f D◦ (n) consist of those b for which each little
disc of b lies in the interior of the corresponding little disc of a. This is an open
subset of f D◦ (n), and such open subsets cover f D◦ (n). The required local
trivialization of Rf D◦ (n) near a can now be formed by restricting attention to
each little disc of a and applying the result for the case n = 1 given above.
33
of any incoming boundary maps besides ∂r , and such that ∂out (•) does not lie
in any I¯r . Since the lobe coordinates of a cactus depend continuously on the
cactus, we may choose a neighbourhood U of c over which the above properties
of Ir ⊂ I¯r still hold. Set P = r ∂r (S 1 \ int(Ir )) ⊂ RC(n)|U .
F
Thus P is a fibrewise subspace of RC(n)|U whose fibre over d is a copy of
|d| with an interval removed from each lobe; in other words, each fibre is a tree.
The
F fibrewise
F quotient RC(n)/P is given in each fibre by the bouquet of circles
( Ir )/( ∂Ir ). It is therefore natural to expect that RC(n)|U
F → (RC(n)|U )/P
F
is a fibrewise homotopy equivalence with the product ( Ir )/( ∂Ir ) × U . Our
proof of Proposition 11.1 will proceed along these lines.
Fn Form 1
the fibrewise spaces ((RC(n)|U )/P, ∂1 ) and ((|c|/Pc ) × U, ∂2 ) under
i=0 S × U , where ∂1 and ∂2 are the composites
∂
∂1 : ni=0 S 1 × U −
F
→ RC(n)|U → (RC(n)|U )/P,
∂×Id
∂2 : ni=0 S 1 × U −−−→ |c| × U → (|c|/Pc ) × U.
F
F F
r U × Ir / RC(n)|U,
r U × Ir / |c| × U.
Fn
In both cases the horizontal maps are the restrictions of r=1 ∂r and the right-
hand map is the inclusion. The left hand maps of these squares are cofibrations,
so the same is true for the right hand maps. We make the following claim:
1. P is fibrewise contractible.
From the claim and from Lemma 9.6 we obtain the first and last homotopy
equivalence of (9). It remains to find the middle homotopy equivalence. The
diagrams (10) also show that the fibrewise spaces (RC(n)|U )/P and (|c|/Pc )× U
are fibrewise isomorphic, and moreover the isomorphism is such that the triangle
Fn 1
i=1 S × PU
∂1 | nnnn
n PPP ∂ |
n PPP2
nnn PPP
wnnn P'
(RC(n)|U )/P o ∼
/ (|c|/Pc ) × U
=
commutes. FThe triangle says nothing about the value of ∂1 and ∂2 on the first
n
cofactor of i=0 S 1 × U . Now we make a further claim.
2. The composites
Fn ∂1
S 1 × U ֒→ i=0 S 1 × U −→(RC(n)|U )/P ∼
= (|c|/Pc ) × U,
Fn ∂
S 1 × U ֒→ i=0 S 1 × U −→(|c|/P
2
c) × U
are homotopic; here the first map is the inclusion of the 0-th cofactor.
34
From this claim and from the commutative triangle it follows that ((RC(n)|U )/P, ∂1 )
is isomorphic to ((|c|/Pc ) × U, ∂2′ ), where ∂2′ is some map homotopic to ∂2 , so
that ((|c|/Pc ) × U, ∂2′ ) is itself homotopy equivalent to ((|c|/Pc ) × U, ∂2 ). Thus
((RC(n)|U )/P, ∂1 ) is homotopy equivalent to ((|c|/Pc ) × U, ∂2 ), as required.
It remains to prove our claims. The second claim states that two maps
S 1 × U → (|c|/Pc ) × U are homotopic. By construction, both are families
(parameterized by U ) of based maps from S 1 to a bouquet of circles, lying in
the same
W homotopy class. The claim follows since the space of based maps
S 1 → S 1 in a fixed homotopy class is contractible.
The first claim states that P is fibrewise contractible. Note that the fibres
of P are connected. For, given d ∈ U , any two points of |d| can be joined by
a path that does not pass through any of the Ir . Let us assume without loss
that each Ir ⊂ S 1 is equal to [1/2, 1] ⊂ S 1 . Then the lobe coordinates are maps
U → [0, 1/2]n−1 and the ∂r |Ir are maps [0, 1/2] → [0, 1/2]n. Rescaling [0, 1/2]
to [0, 1] we see that the fibred space P → U is a configuration of orthogonal
line segments in the sense described in the next section. The second claim then
follows from Proposition 11.3 below.
35
Any two points x, y of Q can be joined by a unique adapted path. This is
clear when n = 1 and n = 2, and in general is proved by induction. For we
can assume that n is a leaf. The claim is then immediate if x and y both lie in
ψ n [0, 1], and follows by induction if they both lie in i6n−1 ψ i [0, 1]. In the final
S
case assume without loss that x lies in ψ n [0, 1] and that y lies in i6n−1 ψ i [0, 1].
S
Write x′ for the point where ψ n [0, 1] meets i6n−1 ψ i [0, 1]. Then an adapted
S
path from x′ to y exists by induction, and can easily be modified to produce an
adapted path from x to y. Uniqueness is proved by a similar induction.
Now remove the restriction that A is a single point. By applying the results
just obtained in each fibre, we obtain a function h : Q ×A Q × [0, 1] → Q de-
termined by the fact that each h(x, y, −) is the adapted path from x to y. We
must show that it is continuous. For fixed i ∈ {1, . . . , n} the subset Ai of A on
which i is a leaf is closed, so it suffices to prove continuity over Ai . Continuity
over Ai follows from an argument similar to the construction of adapted paths.
This completes the proof.
12 Proof of Theorem C
We can now complete the proof F
of Theorem C. We continue to write ∂ for the
n
combined boundary map ∂out ⊔ i=1 ∂i .
Definition 12.1. Let E◦h (n) denote the space of quadruples (a, c, f, F H) where
n
a ∈ f D◦ (n), c ∈ C(n), f : |a| → |c| is a homotopy equivalence, and H : i=0 S 1 ×
[0, 1] → |c| is a homotopy from f ◦ ∂ to ∂. We topologize E◦h (n) as a subspace of
the fibrewise mapping space. Taking the constant homotopy gives an inclusion
E◦ (n) ֒→ E◦h (n).
Fix a ∈ f D(n) and c ∈ C(n). Recall that Map∂ (|a|, |c|) denotes the fibre
of E(n) over (a, c). In other words, it is the space of homotopy equivalences
f : |a| → |c| satisfying f ◦ ∂ = ∂.
Definition 12.2. Given a ∈ f D◦ (n) and c ∈ C(n), let Maph∂ (|a|, |c|) denote the
fibre of E◦ (n) over (a, c). In other words, it is the F
space of pairs (f, H) with
n
f : |a| → |c| a homotopy equivalence and H : [0, 1] × i=0 S 1 → |c| a homotopy
from f ◦ ∂ to ∂. It is equipped with the compact open topology. Taking the
constant homotopy gives an inclusion Map∂ (|a|, |c|) ֒→ Maph∂ (|a|, |c|).
The proof of Theorem A is completed by the following three propositions.
Proposition 12.3. The inclusion E◦ (n) ֒→ E◦h (n) is a fibrewise homotopy-
equivalence of spaces over f D◦ (n) × C(n).
Proposition 12.4. Every pair (a, c) ∈ f D◦ (n) × C(n) has a neighbourhood W
over which there is a fibrewise homotopy equivalence
Proposition 12.5. The inclusion Map∂ (|a|, |c|) ֒→ Maph∂ (|a|, |c|) is a homotopy
equivalence.
Proof of Proposition 12.3. This is an application of the fibrewise version of
Proposition 9.8; the assumption holds by the first part of Proposition 10.1.
36
Proposition 12.5 is also proved by an application of Proposition 9.8.
Proof of Proposition 12.4. Let U be a neighbourhood of a over which (Rf D◦ (n), ∂)
and (|a| × f D◦ (n), ∂ × Id) are homotopy equivalent as in Proposition 10.1, and
let V be a neighbourhood of c over which (RC(n), ∂) and (|c| × C(n), ∂ × Id) are
homotopy equivalent, as in Proposition 11.1. Set W = U × V .
Write E′ for the space of quadruples ((b, d), f, H), where (b, d) ∈ W , f : |a| →
|c| is a homotopy equivalence, and H : f ◦ ∂ ⇒ ∂ is a homotopy. Topologize E′
as a subspace of the fibrewise mapping space. Proposition 9.9, together with
the previous paragraph, implies that E◦h (n)|W is fibre homotopy equivalent to
E′ . Part 8 of Proposition A.8 shows that E′ is fibrewise homeomorphic to the
space given in the statement. This completes the proof.
A Fibrewise topology
This appendix will recall some basic notions of fibrewise topology, and establish
some facts regarding the fibrewise mapping space. We refer almost entirely to
the book of James [6].
Definition A.1. Let B be a space. Then a fibred space or fibrewise space over
B is a space X with a map p : X → B called the projection. The fibre of X over
b ∈ B is Xb = p−1 (b). A fibrewise map φ : X → Y between spaces fibred over
B is a map X → Y that commutes with the projections.
Definition A.2. Given a map f : A → B and a space X fibred over B, the
pullback f ∗ X is the fibred space f ∗ X → A given by X ×p,f A with its natural
projection. When A ֒→ B is the inclusion of a subspace we will write the
pullback as XA or X|A .
Definition A.3. Given X, Y fibred over B, then X ⊔ Y and X ×B Y become
spaces fibred over B in the obvious way. The fibrewise pushout of a diagram
Z ← X → Y of spaces and maps fibred over B is the ordinary pushout Y ∪X Z,
regarded as a space fibred over B. A square
X /Y
Z /W
of spaces and maps fibred over B is a fibrewise pushout square if the induced
fibrewise Y ∪X Z → W is a homeomorphism.
Definition A.4. The fibrewise space X is fibrewise compact if p : X → B is
proper, or in other words if p is closed and has compact fibres. It is fibrewise
Hausdorff if distinct points in the same fibre can be separated by open sets of
X; this is always the case if X itself is Hausdorff.
Proposition A.5 ([6, 3.7]). Let X and Y be fibrewise compact Hausdorff spaces.
A continuous bijection φ : X → Y is in fact a homeomorphism. If φ : X → Y
is a continuous fibrewise surjection, then a fibrewise function ψ : Y → Z is
continuous if and only if the composite ψ ◦ φ is continuous.
37
Corollary A.6. Suppose given a commutative square
X /Y
Z /W
of fibrewise compact Hausdorff spaces fibred over B, and suppose that in each
fibre the square is a pushout. Then the square is a fibrewise pushout. Moreover,
a fibrewise function W → V is continuous if and only if the composites Y → V
and Z → V are continuous.
Definition A.7 ([6, p.63]). Let X and Y be spaces fibred over B. The fibre-
wise mapping space MapB (X, Y ) is the space of pairs (b, f ), where b ∈ B and
f : Xb → Yb is continuous. It is equipped with the topology generated by basic
open sets (K, V ; W ). Here W is an open subset of B, K is a fibrewise compact
subspace of XW , and V is an open subspace of YW . Then (K, V ; W ) consists
of all pairs (b, f ) for which b ∈ W and f (Kb ) ⊂ Vb .
Proposition A.8 ([6]). Let B be a topological space and let X, Y, Z and X1 , X2
be fibrewise compact Hausdorff spaces over B.
φ∗ : MapB (X, Y ) → MapB (X, Z), θ∗ : MapB (Y, Z) → MapB (X, Z).
is a fibrewise homeomorphism.
4. Take a map F : A → B. Then there is a continuous map
ĥ : X → MapB (Y, Z)
is continuous.
6. Let C be a further space and regard X × C, Y × C as fibred over B × C.
Then the map
38
7. Let P and Q be topological spaces, with P compact Hausdorff. Then the
isomorphism of sets
MapB (B × P, B × Q) ∼
= B × Map(P, Q)
is a homeomorphism.
Proof. All references in this proof are to [6]. Note that 3.22 and the comments
after 3.12 guarantee that a fibrewise compact fibrewise Hausdorff space is also
fibrewise locally compact and fibrewise regular. Then parts 1, 2, 3, 5 and 6
are found in p.69, 9.4, 9.6, 9.7 and 9.13 respectively. Part 4 is an immediate
consequence of the definitions.
For part 6 take a standard open set (K, V ; W ) in MapB×C (X × C, Y × C)
and an element ((b, f ), c) of its preimage. We will find a neighbourhood of
((b, f ), c) whose image is contained in (K, V ; W ). To do this we will reduce
(K, V ; W ) many times. By reducing W and V , assume that W = W1 × W2 and
V = V1 × W2 ; this can be done because K(b,c) is compact. Now using 3.14 and
reducing W1 if needed, find an open subset J of XW1 such that K(b,c) ⊂ J and
J b ⊂ f −1 (V1 ), where J is fibrewise compact over W1 . Thus KW1 ×W2 \ J × W2 is
fibrewise compact over W1 ×W2 and in particular its image in W1 ×W2 is closed.
But this image does not contain (b, c), and so by reducing W1 and W2 we may
assume that KW1 ×W2 ⊂ J × W2 ⊂ J × W2 . Now the open set (J, V1 ; W1 ) × W2
contains ((b, f ), c) and its image is contained in (K, V ; W ) as required.
For the final part, continuity of f : MapB (B × P, B × Q) → B × Map(P, Q)
follows from part 6, and continuity of its inverse follows from part 7.
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