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DBA Checklist

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Day-to-Day

1. Check OS Event Logs and SQL Server Logs for unusual events.
2. Verify that all scheduled jobs have run successfully.
3. Confirm that backups have been made and successfully saved to a secure location.
4. Monitor disk space to ensure your SQL Servers won’t run out of disk space. For best
performance, all disks should have 15% or more of free space.
5. Throughout the day, periodically monitor performance using both System Monitor and
Profiler/SQL Trace.
6. Regularly monitor and identify blocking issues.
7. Keep a log of any changes you make to servers, including documentation of any performance
issues you identify and correct.
8. Create SQL Server alerts to notify you of potential problems, and have them e-mailed to you.
Take action as needed.
9. Regularly restore backups to a test server in order to verify that you can restore them. You don’t
need to restore all backups every day, but do so often to ensure that you are confident you have
good backups.
10. Take some time to learn something new as a DBA to further your professional development.
Security

1. Ensure the physical security of each SQL Server, preventing any unauthorized users from
physically access your servers.
2. Only install required network libraries and network protocols on your SQL Server instances.
3. Minimize the number of sysadmins allowed to access SQL Server.
4. As a DBA, log on with sysadmin privileges only when needed. Create separate accounts for DBAs
to access SQL Server when sysadmin privileges are not needed.
5. Assign the SA account a very obscure password, and never use it to log onto SQL Server. Instead,
use a Windows Authentication account to access SQL Server as a sysadmin.
6. Give users the least amount of permissions they need to perform their job.
7. Use stored procedures or views to allow users to access data instead of letting them directly
access tables.
8. When possible, use Windows Authentication logins instead of SQL Server logins.
9. Use strong passwords for all SQL Server login accounts.
10. Don’t grant permissions to the public database role.
11. Remove user login IDs who no longer need access to SQL Server.
12. Disable the guest user account from each user database by using REVOKE CONNECT FROM
GUEST.
13. Don’t use cross database ownership chaining if not required.
14. Never grant permission to the xp_cmdshell to non-sysadmins.
15. Remove sample databases from all production SQL Server instances.
16. Use Windows Global Groups, or SQL Server Roles to manage groups of users that need similar
permissions.
17. Avoid creating network shares on any SQL Server.
18. Configure login auditing so you can see who has succeeded, and failed, to login.
19. Don't use the SA account, or login IDs who are members of the sysadmin group, as accounts
used to access SQL Server from applications.
20. Ensure that your SQL Servers are behind a firewall and are not exposed directly to the Internet.
21. Run each separate SQL Server service under a different Windows domain account.
22. Only give SQL Server service accounts the minimum rights and permissions needed to run the
service. In most cases, local administrator rights are not required, and domain administrator
rights are never needed.
23. When using distributed queries, use linked servers instead of remote servers. Remote servers
only exist for backward compatibility.
24. Do not browse the web from a production SQL Server instance.
25. Instead of installing virus/antispyware protection on a SQL Server, perform scans from a remote
server during a part of the day when user activity is less.
26. Add operating system and SQL Server service packs and hot fixes soon after they are released
and tested, as they often include security enhancements.
27. Encrypt all SQL Server backups with a third-party backup tool, such as Red Gate SQL Backup Pro.
28. Only enable C2 auditing or Common Criteria compliance if required, as they add significant
performance overhead.
29. Consider running a SQL Server security scanner against your SQL servers to identify security
holes.
30. Consider enabling SSL or IPSEC for connections between SQL Server and its clients.
31. Enable password policy checking.
Job Maintenance

1. Avoid overlapping jobs on the same SQL Server instance. Ideally, each job should run separately
at different times.
2. When creating jobs, be sure to include error trapping, log job activity, and set up alerts so you
know instantly when a job fails.
3. Create a special SQL Server login account whose sole purpose is to run jobs, and assign it to all
jobs.
4. If your jobs include Transact-SQL code, ensure that it is optimized to run efficiently.
5. Periodically (daily, weekly, or monthly), rebuild or reorganize the indexes of your databases to
remove logical fragmentation and wasted space.
6. Periodically, as part of your scheduled database maintenance tasks, run DBCC CHECKDB on all
your databases to verify database integrity.
7. Avoid running most DBCC commands during busy times of the day. These commands are often
I/O intensive and can reduce performance of the SQL Server, negatively affecting users.
8. If you rarely restart the SQL Server service, you may find that the current SQL Server log gets
very large and takes a long time to load and view. You can close the current error log and create
a new one by running sp_cycle_errorlog or DBCC ERRORLOG, so that the log doesn’t get overly
large. Set this up as a weekly job.
9. Script all jobs and store these scripts in a secure area so they can be used if you need to rebuild
the servers.

SQL Server Configuration Settings

1. SQL Server configuration settings should remain at their default settings. Any changes to these
settings should only be made by an experienced DBA who understands the pros and cons of
making changes.
2. In most cases, the settings for the “maximum server memory” and the “minimum server
memory” should be left to their default values. This is because the default values allow SQL
Server to dynamically allocate memory in the server for the best overall optimum performance.
Exceptions to this rule of thumb can come into play if you use 32-bit AWE memory, or 64-bit
memory, where you may have to change the “maximum server memory” to an amount that is
less than the physical amount of RAM in your server.

Database Settings

1. Leave the “auto create statistics” and “auto update statistics” options on for all user databases.
Only in very rare cases should these be turned off, and if they are turned off, then you must
manually update the statistics yourself.
2. Don't be tempted to use the “auto shrink” database option, as it can waste SQL Server resources
unnecessarily and contribute to index fragmentation. Instead, if you need to shrink a database,
do so manually.
3. Don't rely on AUTOGROWTH to automatically manage the size of your databases. Instead,
proactively monitor and alter database size as circumstances dictate. Only use AUTOGROWTH to
deal with unexpected growth.
Backup

1. All OLTP production databases should be set to use the full recovery model. This way, you can
create transaction log backups on a periodic basis.
2. Whenever possible, perform a daily full backup of all system and user databases.
3. For all OLTP production databases, perform regular transaction log backups, at least once an
hour.
4. Perform full backups during periods of low user activity in order to minimize the impact of
backups on users.
5. Periodically perform test backup restores to ensure that your backups are good and can be
restored.
6. Encrypt your backups in case they should become “lost.”
7. Store backups offsite and in a secure location.
8. If using SQL Server encryption, be sure to back up the appropriate service master keys, database
master keys, and certificates.
9. If you find that backup times take longer than your backup window, or if backup file sizes are
taking up too much space on your storage device, consider a third-party backup program, such
as Red Gate SQL Backup Pro.
10. Document, step-by-step, the process to restore system and user databases onto the same, or a
different server. You don’t want to be looking this information up during an emergency.

Performance Monitoring

1. Regularly monitor system performance using System Monitor or similar tool.


2. Regularly monitor system performance using Performance Monitor. Use Performance Monitor
for both real-time analysis and for historical/baseline analysis.
3. If running SQL Server 2005, SP2 or later, install the free SQL Server Performance Dashboard. It
can be used for real-time monitoring and performance troubleshooting. If you are using SQL
Server 2008, consider using the Performance Data Collector.
4. Regularly monitor SQL Server activity using SQL Trace or Profiler. Be sure that traces are taken
during times of the day that are representative of the typical activity that is going on in each
server. When running the SQL Trace or Profiler, do not collect more data than you need to
collect, in order to reduce the overhead of performing the trace.
5. Perform performance monitoring from a computer that is not the SQL Server you are
monitoring. Run monitoring tools on a separate desktop or server.

Hardware Performance Tuning

1. Although heavy-duty hardware can help SQL Server's performance, application and database
design can play a greater part in overall performance than hardware. Keep this in mind, as
throwing good money after bad on server hardware does not always fix SQL Server performance
problems. Before getting faster hardware, be sure you have thoroughly tuned your applications,
Transact-SQL, and database indexing.
2. In many cases, adding RAM to a server is the cheapest and fastest way to boost hardware
performance of a SQL Server. But before adding more RAM to a SQL Server, ensure first that it
will be used by SQL Server. Adding more RAM doesn’t mean that SQL Server will always use it. If
the current Buffer Hit Cache Ratio is consistently above 99% and you have well more than 100
MB of Available RAM, your server may not benefit from adding additional RAM.
3. If your SQL Server’s total CPU utilization is consistently above 80% or more, you need more
CPUs, faster CPUs, or you need to find a way to reduce the load on the current server.
4. If the Logical Disk: % Idle Time counter is less than 50%; and the Logical Disk: Avg. Disk Sec/Read
counter or the Logical Disk: Avg. Disk Sec/Write counter is more than 15ms, then you most likely
are experiencing a disk I/O performance issue and need to start looking for solutions.
5. Don't run any applications on your server other than SQL Server, with the exception of
necessary utilities.
6. NTFS-formatted partitions should not exceed 85% of their capacity. For example, if you have a
100GB drive, it should never be fuller than 85GB. Why? NTFS needs room to work, and when
you exceed 85% capacity, NTFS becomes less efficient and I/O can suffer for it. In addition, disk
file fragmentation utilities need at least 15% of free disk space to work properly.
7. If your SQL Server database experiences mostly reads, then a RAID 5 array offers good
protection and adequate performance. If your SQL Server database is mostly writes, then use a
RAID 10 array for best protection and performance.
8. If your SQL Server's tempdb database is heavily used, consider locating it on an array of its own
spindles (such as RAID 1 or RAID 10). This will allow disk I/O to be more evenly distributed for
the SQL Server instance, reducing disk I/O contention issues, and speeding up SQL Server's
overall performance.
9. The more spindles you have in an array, the faster disk I/O will be. Be sure the disk controllers
can handle the extra I/O provided by adding more spindles.
10. Ensure that all hardware is running the latest, approved drivers.

Indexing

1. Periodically, run the Database Engine Tuning Advisor against current Profiler traces to identify
potentially missing indexes.
2. Remove indexes that are never used.
3. Don’t accidentally create redundant indexes.
4. As a rule of thumb, every table should have at least a clustered index. Generally, but not always,
the clustered index should be on a column that monotonically increases — such as an identity
column, or some other column where the value is increasing — and is unique. In many cases,
the primary key is the ideal column for a clustered index.
5. Since you can only create one clustered index per table, take extra time to carefully consider
how it will be used. Consider the type of queries that will be used against the table, and make an
educated guess as to which query (the most common one run against the table, perhaps) is the
most critical, and if this query will benefit most from having a clustered index.
6. When creating a composite index, and when all other considerations are equal, make the most
selective column the first column of the index.
7. Generally speaking, keep the “width” of your indexes as narrow as possible. This reduces the
size of the index and reduces the number of disk I/O reads required to read the index, boosting
performance.
8. Avoid adding a clustered index to a GUID column (uniqueidentifier data type). GUIDs take up 16-
bytes of storage, more than an Identify column, which makes the index larger, which increases
I/O reads, which can hurt performance.
9. Indexes should be considered on all columns that are frequently accessed by the JOIN, WHERE,
ORDER BY, GROUP BY, TOP, and DISTINCT clauses.
10. Don't automatically add indexes on a table because it seems like the right thing to do. Only add
indexes if you know that they will be used by queries run against the table.
11. When creating indexes, try to make them unique indexes if at all possible. SQL Server can often
search through a unique index faster than a non-unique index because in a unique index, each
row is unique, and once the needed record is found, SQL Server doesn't have to look any
further.
12. If you perform regular joins between two or more tables in your queries, performance will be
optimized if each of the joined columns have appropriate indexes.
13. Don’t automatically accept the default value of 100 for the fill factor for your indexes. It may or
may not best meet your needs. A high fill factor is good for seldom changed data, but highly
modified data needs a lower fill factor to reduce page splitting.
14. Don't over index your OLTP tables, as every index you add increases the time it takes to perform
INSERTS, UPDATES, and DELETES. There is a fine line between having the ideal number of
indexes (for SELECTs) and the ideal number to minimize the overhead that occurs with indexes
during data modifications.
15. If you know that your application will be performing the same query over and over on the same
table, consider creating a non-clustered covering index on the table. A covering index, which is a
form of a composite index, includes all of the columns referenced in SELECT, JOIN, and WHERE
clauses of a query. Because of this, the index contains the data you are looking for and SQL
Server doesn't have to look up the actual data in the table, reducing I/O, and boosting
performance.

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