The Changing Nature of Warfare
The Changing Nature of Warfare
The Changing Nature of Warfare
A1/Final
November 2004
As a contribution to
The Global Context 2020 Project
of the National Intelligence Council
Michael A. McDevitt
W. Eugene Cobble
H. H. Gaffney
Ken E. Gause
The Center for Strate ic Studies is a division of The CNA Corporation (CNAC). The Center combines,
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in one organizationa entity, analyses of security policy, regional analyses, studies of political-
military issues, and strategic and force assessment work. Such a center allows CNAC to join the
global community of centers for strategic studies and share perspectives on major security issues that
affect nations.
The Center for Strategic Studies is dedicated to providing expertise in work that considers a full range
of plausible possibilities, anticipates a range of outcomes, and does not simply depend on straight-
line predictions. Its work strives to go beyond conventional wisdom.
Another important goal of the Center is to stay ahead of today's headlines by looking at "the problems
after next,'' and not simply focusing on analyses of current events. The objective is to provide
analyses that are actionable, not merely commentary.
Although the Center's charter does not exclude any area of the world, Center analysts have clusters
of proven expertise in the following areas:
The full range of Asian security issues, especially those that relate to China
Russian security issues, based on ten years of strategic dialogue with Russian institutes
Maritime strategy
Future national security environment and forces
Strategic issues related to European littoral regions
Missile defense
Latin America
Operations in the Persian (Arabian) Gulf
Relations with the world's important navies
Force protection.
The Center is under the direction of Rear Admiral Michael McDevitt, USN (Ret.), who is available at
703-824-261 4 and on e-mail at mcdevitm@cna.org. The administrative assistant for the Director is
Ms. Brenda Mitchell, at 703-824-21 37.
This document represents the best opinion of CNA a t the time of issue.
It does not necessarily represent the opinion of the Department of the Navy.
Conference Agenda.......................................................................................................7
Panel 1: Prospects for Conflict Around the World Between Today and 2020 ....11
Paper 1: Monty Marshall, A Survey of Conflict Since the End of the
Cold War: Is the Past a Prologue .............................................................11
Paper 2: Kurt Campbell, Possibilities of War: The Confluence of
Persistent Contemporary Flashpoints and Worrisome New
Trouble Spots ..........................................................................................13
Paper 3: Tom Barnett, Does the U.S. Face a Future of Never-Ending
Sub-national and Trans-national Violence? .............................................15
Highlights from the Panel 1 Discussion .......................................................18
Panel 2: Contemporary Characteristics of War and Prospects for the Future .....21
Paper 1: Colin Gray, How has War Changed Since the End of the
Cold War? ................................................................................................21
Paper 2: H. H. Gaffney, A Decade and a Half of Transformation and
Experimentation in Combat .....................................................................23
Paper 3: John Alexander, The Evolution of Conflict through 2020:
Demands on Personnel, Machines, and Missions ...................................25
Dr. Andrew Krepinevich—Discussant ........................................................27
Highlights from the Panel 2 Discussion .......................................................28
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Paper 3: Martin Van Creveld, The Israeli Experience and Lessons for
the Future .................................................................................................45
Dr. Geoffrey Wawro—Discussant ...............................................................46
Highlights from the Panel 4 Discussion .......................................................47
Panel 5: What Might Other Countries Have Learned from Post-Cold War Conflict
and How Might They Apply That Knowledge? ................................................49
Paper 1: Anthony Cordesman, Fighting the Islamists: What Have
They Learned and How are They Likely to Apply it? ..............................49
Paper 2: Zeev Maoz: Fighting Organized Armies from Islamic States:
What Have They Learned from the On-Going Conflict in Iraq? .............51
Paper 3: Dave Finkelstein, What has the PLA Learned, and How Might
They Apply it in 2020? .............................................................................52
Highlights from the Panel 5 Discussion ...............................................................55
Panel 6: What the U.S. has learned from contemporary conflict .........................61
Paper 1: Art Cebrowski, Where is US Transformation Headed and Will
It Change the Character of War? ............................................................61
Paper 2: Michael O'Hanlon, Trying Not to Repeat the Past, Bad Lessons
that are Hopefully Learned...................................................................... 64
Paper 3: Steve Metz, Fighting Insurgent Campaigns in Afghanistan and
Iraq: Are there New Characteristics or will Old Verities Still be the
Rule in 2020? ...........................................................................................65
Paper 4: Steve Biddle, The Growing Role of Special Operations Forces:
Will SOF Operations Become the Predominant Characteristic of the
American Way of War in 2020? ...............................................................67
Tom Keaney—Discussant ...........................................................................69
Highlights from the Panel 6 Discussion .......................................................70
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The Changing Nature of Warfare
Report of a conference
Foreword
On May 25-26, the CNA Corporation held a conference on the changing nature of
warfare on behalf of the National Intelligence Council (NIC), as part of their Year
2020 project. Ambassador Robert Hutchings, Chairman of the NIC, opened the
conference. He explained how the 2020 project is not meant to predict the future,
but to provide a heuristic, that is, an instructive, view of how the world could
unfold over the next two decades. This is best done through the creation of
alternative futures. The alternatives the NIC has suggested include:
1. Pax Americana. This would be unilateral at the beginning, but how can
the United States function in it over the long term? It will take lots of
trade-offs and deals. The demands on the U.S. military would be
substantial: the U.S. would be the regional sheriff.
2. Davos world. This is the most benign alternative future. It involves
unfettered globalization. China and India would play by the rules. China
would be the biggest country in sheer volume. The U.S. would prosper,
but would be one of many. The unipolar moment would pass. The world
would be benign as far as security goes, so there would not be too much
conflict or military efforts by countries.
3. New world disorder. Conflicts would grow and spread. Clashes of
civilizations could take place. The International institutions that have
otherwise been trying to regulate globalization and world peace would
fray, or collapse, or would be eroded in their effectiveness.
The conference attempted to address one aspect of this project, the changing
nature of war, examining it from a variety of functional and regional angles. The
objective of the conference was to explore the roots of potential conflicts; the
characteristics of war that are likely to persist into the future; the emerging
characteristics of war; and the impact of contemporary conflict on the United
States, its allies, and potential enemies. In order to accomplish this, we set out a
conference agenda with six panels:
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1. Prospects for conflicts between today and 2020.
2. Persistent characteristics of war.
3. Emerging characteristics of war.
4. Impacts of contemporary conflict on friends and allies.
5. The same for other countries, including China.
6. What the U.S. has learned and how it thinks warfare will evolve.
We also had a lunch speaker address Latin America.
This report begins with the agenda of the conference, followed by a summary of
the major themes that emerged during the discussions at the conference and in the
papers. We have extended the themes to their implications for the year 2020 and
for U.S. policy and interactions in the world.
We then include a report of the discussions at the conference, starting with the
themes laid out in the agenda, the summary presentations by those who submitted
papers, and the ensuing detailed commentaries and discussions. This report is our
own record of the conference proceedings and does not imply consensus among
those who participated.
Finally, the 21 papers submitted are included in the report, in the order of their
presentations during the conference.
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Brief summary of the conference
The conference was about warfare, that is, violence, killing, and coping with these
phenomena, not particularly geostrategic matters, or deterrence, or arms races,
though some of those subjects inevitably came up.
If there were one major debate at the conference it was between those who said,
“It’s Clausewitz forever—war will always be the same, across the spectrum,” vs.
those who straight-lined today’s concerns to the future and argued, “It’s
insurgencies that we’ll be fighting mostly from now through 2020, including
global terror as a form of insurgency.” But the discussions were really more subtle
than that and Clausewitz was explained to mean “war in the context of everything
else,” including social, cultural, economic, and political dynamics.
It was generally recognized that there’s a migration of conflict down from the
state-on-state level to internal conflicts and down to individuals, though one
presenter made a strong case that Asia (from India-Pakistan to Korea) is a
potentially threatening place for classic state-on-state warfare in the future.
Much of the discussion turned to the current situation in the Middle East,
especially in Iraq, and thus to insurgency and terror, and so to the biggest current
geostrategic problem, that of the Islamic world. As Art Cebrowski said, the
invasion of Iraq was a master strategic move, right into the heart of “the Gap,” but
Martin Van Creveld called it a huge blunder and said that the United States should
get out.
Given the focus on Iraq, there was much discussion about the need to (a) fight
insurgents, for which Special Forces were thought to be the most prominent
instrument, but extending those kind of capabilities to include more of ground
forces, and (b) the need for “Phase IV,” that is, stabilization efforts, which led to
how it is necessary to fight the insurgency, not just insurgents, that is, to get to the
roots of violence and terror rather than trying to just “kill them all.”
One remarkable and controversial insight that emerged at the conference was that
the United States, in its carrying out of “the American Way of War,” had brought
about a paradigm shift in its abilities to limit casualties and collateral damage, and
yet this strategy makes it difficult for an enemy to realize he has been defeated if
he is still largely intact. The example used was Fallujah—bypassed during the
invasion and undamaged by air strikes.
Not that quelling insurgency is easy for the West to do. Van Creveld noted that
the Israelis know the terrain, the language, the culture, the motives of their enemy,
and have had brilliant tactics, etc., but have still not solved their problem with the
Palestinians.
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The notion that this trouble in the gap, or seam, of the world, was “a clash of
civilizations” was resisted by a number of the participants, who noted that the
Islamic world is not unified and it is a matter of radicals vs. traditionalists among
Muslims and within predominantly Muslim states, with few moderate liberals in
between.
Because Iraq and the Middle East dominated the discussion, it was hard for the
participants to project warfare through 2020. Nonetheless, there was a sense that,
for now, the “classic middle” of state-on-state, force-on-force, conventional
warfare would be less prominent in the future as conflict shifted:
• The danger, of course, is if the “left” and “right” were to be joined, that is,
the global terrorists were to acquire WMD.
The problem that surfaced out through 2020 was not so much the return of
competing blocs, but of failing states. So if the views emerging from the
conference were to be projected out through 2020, the following might be some
dominant aspects (avoiding the word “trends”):
• The American Way of War, as it had emerged and applied since the end of
the Cold War, will persist and evolve as the core of American war-fighting
capability, though the U.S. doesn’t know quite where it might be applied
next—then again, there was a 12-year gap between Desert Storm and
Operation Iraqi Freedom, not too far off the 16 years between now and
2020.
• State-on-state conflicts are likely to continue to diminish, though there are
known cases to fear: India-Pakistan, China-Taiwan, and Korea. We don’t
know what new confrontations might arise. These situations drag on, and,
as General Scales noted, 16 years can pass in the blink of an eye.
• The more advanced world will have to cope with failing states, though the
numbers of such states have been declining since 1990. A new fear is
whether any failing state may become a breeding ground for terrorists,
especially among the predominantly Muslim countries, and in the
particular case of Pakistan with its nuclear weapons.
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• Global terror will persist and evolve, and it could get worse as Islamic
states join the ranks of failing states, given their accumulating problems of
governance.
But the period from now to 2020 may well be an era of “war in the context of
everything else” as opposed to war as a central pursuit of states. It is also true that
Europe may be leading the way in the decline of classic military establishments as
rising costs and aging populations squeeze defense budgets. China remains the
mystery here—does its economy continue to soar and, in the course of doing so,
does its improved military become a major factor? Or does China become a
basket case? And will the confrontation over Taiwan still exist in 2020?
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Conference Agenda
“The Changing Nature of Warfare”
9:00—9:30. Opening remarks by Rear Admiral Michael McDevitt, USN (ret), Director,
Center for Strategic Studies, The CNA Corporation, and Ambassador Robert
Hutchings, Chairman, National Intelligence Council.
9:30—11:00. Panel 1: Surveying the prospects for conflict around the world
between today and 2020.
Paper 1: A Survey of Conflict Since the End of the Cold War: Is the Past a Prologue?
Dr. Monty Marshall, CIDCM, University of Maryland
Paper 2: Great Power Conflict and State on State Conflict. “Possibilities of War: The
Confluence of Persistent Contemporary Flashpoints and Worrisome New Trouble Spots.”
Dr. Kurt Campbell, CSIS
Paper 3: War against terrorists, religious conflicts, conflict with other non-state actors,
military intervention in failed states/ civil wars and to prevent incipient genocides. “Is
the Future Destined to be One of a Constant State of Low Level Conflict?” Dr. Thomas
P. M. Barnett, Consultant
11:15—12:45. Panel 2: What are the contemporary characteristics of war that are
likely to persist into the future? How can we tell; are there signposts? And, what
are the characteristics of contemporary conflict that are likely to be consigned to the
dustbin of history by 2020?
Paper 1: The Nature of War in the Early 21st Century: “How has War Changed Since the
End of the Cold War?” Dr Colin Gray, Professor of International Politics and Strategic
Studies, University of Reading (UK)
Paper 2: The American Way of War in the Post-Cold War Era: “A Decade and a Half of
transformation and Experimentation in Combat.” Dr Henry Gaffney, The CNA
Corporation, Alexandria, Virginia
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Paper 3: The Evolution of Conflict through 2020: “Demands on Personnel, Machines,
and Missions.” Dr. John Alexander, Consultant to the Joint Special Operations
University
Paper 2: Unconventional Conflict; What Does the Future Hold? “Dealing with
Terrorists, Insurgents and Failed States in 2020.” Mr. Ralph Peters
Paper 3: Will Possession of Nuclear Weapons Spread? What Role Might Nuclear
Weapons Play in 2020? “The Nuclear Weapons environment in 2020” Dr. Daniel
Whiteneck, The CNA Corporation, Alexandria, Virginia
4:00—6:00. Panel 4: This panel and the one following it examined the impact
contemporary conflict might have on foreign (friends’ and allies’) strategic policies.
Paper 3: Contemporary Conflict Against Islamic terrorists. “ The Israeli Experience and
Lessons for the Future.” Dr. Martin Van Creveld, Hebrew University, Israel
Wednesday 26 May
9:15—11:15. Panel 5: What might other countries have learned from post-Cold war
conflict and how might they apply that knowledge in the future?
Paper 1. Perspectives from the Middle East. Islamic terrorism, a hostile Iran and Iraq, an
unsettled Afghanistan and a continuation of the Arab-Israeli conflict could all remain
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features of the 2020 environment. “Fighting the Islamists: What Have They Learned and
How are They Likely to Apply it?” Dr. Anthony Cordesman, Arleigh A. Burke Chair in
Strategy, CSIS, Washington, D.C.
Paper 2. Perspectives from the Middle East. A Second View. “Fighting Organized
Armies from Islamic States: What Have They learned from the On-Going Conflict in
Iraq?” Dr. Zeev Maoz, Departments of Political Science, University of Michigan and Tel
Aviv University, Israel
Paper 3. Perspectives from the Middle Kingdom. “ What has the PLA Learned, and How
Might They Apply it in 2020?” Dr. David Finkelstein, Director, Project Asia, The CNA
Corporation, Alexandria, Virginia
11:45 –12:45 Working Lunch. “Insurgencies in Latin America and what the Future
Might Hold.” Dr. David Spencer, Hicks & Associates, Vienna, Virginia.
1:00—3:00 PM. Panel 6: What Has the U.S. Learned from Contemporary Conflict
and How Does it Think Warfare will Evolve?
Paper 1: “Where is U.S. Transformation Headed and Will It Change the Character of
War?” VADM Arthur Cebrowski, USN (ret), Director, Force Transformation, Office of
the Secretary of Defense
Paper 2: What Went Wrong and What Should We Stop Doing? “Trying Not to Repeat the
Past, Bad Lessons that are Hopefully Learned.” Dr. Michael O’Hanlon, Brookings
Institution
Paper 3: “Fighting Insurgent Campaigns in Afghanistan and Iraq: Are there New
Characteristics or will Old Verities Still be the Rule in 2020?” Dr Steven Metz, Strategic
Studies Institute, U.S. Army War College
Paper 4: “The Growing Role of Special Operations Forces: Will SOF Operations Become
the Predominant Characteristic of the American way of War in 2020?” Dr Stephen
Biddle, Strategic Studies Institute, U.S. Army War College
(An additional paper submitted for the conference was “Force Structure for High- and
Low-Intensity Warfare: The Anglo-American Experience and Lessons for the Future.”
Dr. Daniel Marston, Royal Military Academy Sandhurst, UK. Dr. Marston was unable to
be presented at the conference.)
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3:15—5:00. Concluding Session: A panel of experts reflected and commented on the
conference and attempted to integrate the various threads of discussion into some
overarching judgments.
Moderator: RADM Michael McDevitt, USN (ret), Director, CSS, The CNA Corporation
Panelists:
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The Changing Nature of Warfare
Conference at The CNA Corporation
25-26 May 2004
The past 15 years, therefore, provide crucial information about changes and
continuities in general systemic properties and dynamic qualities that can be used
to bound the “realm of possibilities” and lay out the factors for creating
alternative scenarios. But, the past fifteen years represent a substantial, qualitative
change in the nature of global relations and to use only that very restricted time
frame will very likely, and very severely, distort future projections. We need to
place the post-Cold War period in the larger spatial-temporal context in order to
better understand the nature of the changes that distinguish the more current
period from the preceding, Cold War, period. In doing so, we gain additional
information about the influential effects of the policy and technological
environment on global conflict dynamics.
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Conflict Since 1946
• The peak of large-scale conflicts in the system since 1946 was reached in
1990-1991. Since that time, there has been a 60 percent drop in conflict
both within and between states.
Who is at Risk?
When examined broadly, a key risk factor for instability is adverse regime
change. Examples of that would be state collapse, revolution, or an autocratic
succession to democracy. While these are precipitating factors, Marshall
identified other factors, including weak regimes/states, systemic state
discrimination against groups, societal underdevelopment, lack of “systemic
integration” (being cut off from the currents of globalization), and the “bad
neighborhood effect.”
In terms of regime type, democracies are more stable than autocracies. While
autocracies may have a greater proclivity for change, the resulting strategy of
clamping down on separatist movements and societal disharmony leads to greater
autocracy, at least in the near term. At the same time, as autocracies begin to
democratize, they run a higher risk of instability. On the other side of the
spectrum, states that move from democracy toward autocracy tend to return to the
status quo (i.e., democracy) after some period of time.
In terms of resources, the poorest of the poor states are not becoming more prone
to violence and conflict. This may be because these states are under considerable
external pressure to democratize. But they are the least likely to successfully
transition toward democracy.
There are significant societal and social effects caused by warfare. These include
non-reciprocal (i.e., one-way) resource transfers, damage to social networks,
environmental degradation, human resource degradation, population dislocation,
infrastructure destruction and resource depletion, diminished quality of life, and
diminished societal integration. All of these effects lead to arrested development
and an inability of nations to maintain peace within themselves.
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Future Conflict
• No one dared speculate about an end to the Cold War or the demise of a
narrow bipolar alignment in global affairs.
• The discussants provided little consideration for the role of ideology in
global affairs, given the apparent demise of the attractiveness of
communism as an organizing concept for political life.
• There was no real reflection on global disease or the consequences of
climate change.
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• The technological advances that led to the revolution in military affairs
were in their infancy and no one could imagine the breathtaking record of
U.S. military achievements to follow—in Panama, the Persian Gulf War
(I), Kosovo, Afghanistan, and Iraq (II, part I).
The conference was a classic example of the limits of linear thinking, the
unintended and sometimes subtle constraints imposed by "serious" policy
audiences, and the tendency for any "out of the box" thinking to appear very
conventional in hindsight.
Campbell said it is useful to ask three specific questions when it comes to the
future of fighting: (1) what will be fought over; (2) who will do the fighting; (3)
and with what will people fight. If the attacks of 9/11 have demonstrated
anything, it is that the greatest threats to U.S. security in the period ahead
probably come from non-state actors and that the U.S. homeland is perhaps the
Achilles heel of global American hegemony. Any serious belligerent is likely to
target U.S. domestic society in some way as part of its overall strategy. It is also
the case that increasingly virulent technologies (cyber-transmitted, chemical,
biological, nuclear, and potentially nano-technologies in the not too distant future)
are becoming more available to highly motivated individuals with apocalyptic
agendas. In this environment, it is sometimes difficult to imagine traditional state-
on-state violence on a massive scale, but if 9/11 taught us another thing, it is to be
prepared for surprises.
Asia as an Epicenter
Campbell talked about the prospects for future state-on-state conflict, focusing on
Asia. Asia is a potential epicenter of global conflict. No other region possesses
dynamics that could spark a world conflict. Potential epicenters include the
Korean peninsula, the Taiwan Strait, and India/Pakistan. Every factor for future
state-on-state conflict is found in Asia. China is a rising power (and the most
important country in Asia, not the United States), the environment is in flux, and
Asia is economically dynamic, but profoundly insecure.
Since September 11, there has been little U.S. strategic focus on Asia. In the
meantime, China has begun to fill the traditional U.S. role as honest broker in the
region, especially with regard to Korea. As a consequence, whereas Asians used
to worry about U.S. long-term interest in the region, today, they worry about the
U.S. being preoccupied with short-term interests, for example, redeploying U.S.
troops from Korea to Iraq.
Campbell noted that Asia has no long-term security framework, such as NATO.
ASEAN is not strong enough to replace the U.S. pillar for security. The Asian
perception is growing that the U.S. is not taking its role seriously in the region.
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This could lead to increased chances of conflict. In the future, care should be
given to states, such as Japan, that have in the past made the decision not to
embrace the nuclear option, but given instability, could rethink this option. What
combination of factors could produce such a tipping point? It can be hard to
discern the onset of tipping, but once begun, it can be hard to stop.
Potential Triggers
There are some scenarios that could trigger a major clash between one or more
major powers in the years to come. While events such as energy shortfalls, the
rise of nationalism, or arms races might trigger a major conflagration, Campbell
argued that the greatest contributor to potential conflicts in the near distant future
is the prospect of a strategic failure for the U.S. (as opposed to a military failure)
in Iraq and the larger Middle East. America bogging down for a sustained period
there is likely to lead to several potential outcomes, such as regional problems
aggravated as a consequence of our policies in the greater Middle East, U.S.
preoccupation away from Asia (the setting for the most intense traditional inter-
state rivalries and the place where U.S. involvement is the greatest brake on overt
rivalries), new prospects for nuclear proliferation, and a renewed reticence by the
U.S. to exercise military force in pursuit of its interests.
It is difficult to imagine a strategic setback in Iraq that could match the intensity
or duration of the Vietnam War's aftermath. Yet, in scarcely a decade after
Vietnam, the U.S. had nearly completely recovered its position in Asia. The last
two decades have been something of a golden age for American power in the
Asia-Pacific region. It is difficult to imagine the U.S. retaining its influence or
recovering its prestige so quickly in the Middle East should we suffer a similar
strategic setback in Iraq.
The post-Cold War era has witnessed an amazing “downshifting” of the source of
threats to global stability. In this short span of history, the world has moved from
an era in which global nuclear war was the dominant threat, through a transitional
era in which it seemed that regional rogues would become the primary source of
system instability, to one in which it is increasingly recognized that transnational
or non-state actors will constitute the main source of violence—sometimes of a
mass nature—that has the capacity to perturb, even in a significant fashion, the
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functioning of the global economy. In effect, America’s definition of the threat
has de-escalated from an “evil empire” to “evil regimes” to “evil actors.”
Barnett pointed out that the ever-retreating resistance to the spread of the global
economy is at the heart of argument for stability within the system. China is
moving in the right direction. The North (i.e., Europe and North America), India,
Russia, South Africa, and the industrialized states are functioning, meaning that
4.5 billion out of 6 billion people are living in stable environments. Therefore, the
world is not descending into chaos.
Barnett then laid out a series of “scenario pathways,” which can be used to
illustrate potential plans of action for dealing with variety of problems and threats
arising in “the gap” (rogue states, Islamic forces, failed states, threats to homeland
defense, threats to national resources, humanitarian disasters). Essentially, these
pathways suggest ways to integrate disconnected regions into the global economy.
They also suggest sequences to focus on when dealing with a particular threat.
Examination of these scenarios led Barnett to conclude that major rule set changes
are required. The first and most obvious rule-set change must occur within the
U.S. Defense Department itself: moving off the paradigm of the near-peer
competitor as a force-sizing principle. So long as the Pentagon views the Global
War on Terror or interventions in internal conflicts as "lesser included," sufficient
resources would not be devoted to those capabilities within the military required
to deal with the operational challenges of eradicating the local, root causes of sub-
national and transnational violence. In effect, planning for war against a near-peer
competitor must be demoted to the position of a hedging strategy, with the bulk of
such investment prioritized to the areas of small-scale contingency war-fighting
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and long-term nation-building and peace-keeping roles and missions—including
the shift of DOD funds to other agencies.
The problem with the U.S. military approach is exemplified by the fixation on
anti-access. There is no battle space the U.S. cannot access. The focus on anti-
access leads to a focus on the beginning of conflict, to the neglect of the follow-on
phases. The U.S.’s major problem is staying power. Focus on the initial phase
undermines our ability to conduct follow-on phases. The Powell Doctrine of the
use of an overwhelming force that is then extracted as soon as possible is at the
heart of this problem.
But to achieve the tasks implied in this approach will mean that the United States
must likewise forge three important new rule sets:
1) Internally, the U.S. must rebalance its own force to reflect the new focus on
operations other than the now classic short, highly technological “effects-
based” war meant to take down a regime and its military;
2) Externally, the U.S. must recast its national security strategy to reflect the
overriding goal of extending globalization, or the connectivity associated with
the global economy, thus abandoning a balance-of-power mentality vis-à-vis
other putative peer or near-peer competitors in the military sphere (not the
economic); and
3) Within the community of advanced nations, the U.S. must work to establish
an A-to-Z rule set (e.g., international organizations with generally recognized
procedures) for the managing of politically bankrupt states, i.e., those that are
utterly corrupt or suffering some other crisis of governance.
The sequencing of these new rule sets is of great importance. The United States
must first demonstrate a commitment to establishing a “peace-waging” force
within its ranks that may ultimately constitute a main instrument of power
projection across those regions logically targeted in a Global War on Terrorism.
With that commitment demonstrated, the U.S. may well subsequently enjoy
greater success in attracting coalition partners for the “back half” (post-conflict)
nation-building efforts associated with otherwise successful military interventions
involving regime change. Once that full-spectrum capacity is demonstrated, the
global community will be able to move in the direction of enunciating the logical
global rule set that describes how politically-bankrupt states may be successfully
rehabilitated and reintegrated into the global economy.
The major obstacles to this transformation are internal to the U.S., particularly in
its fixation with China as the next peer competitor. We need a movement to
embrace more diverse and smaller conflicts. Iraq could become a transformative
event, highlighting the need for such changes. That is, Iraq transforms
transformation.
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Highlights from the Panel 1 Discussion
U.S. Security and Globalization
Several questions were raised about the future of U.S. security and the impact of
globalization. One participant noted his concern that exclusionary rule sets in
economics could beget exclusionary rule sets in politics, which then beget
exclusionary rule sets in security. He was particularly concerned that a rising
Asia, led by China, could separate from the rest of the core states that support
globalization. Another participant responded that it is only possible to wage war
in the context of everything else. China has to stay connected if it is to keep its
economy growing enough to solve its employment problem. A major state-on-
state war in Asia could sour investments.
One participant was struck by the optimism of Barnett and Marshall and asked,
What if the GWOT bogs down? Another participant argued that another dramatic
terrorist strike on Washington could derail U.S. planning. It is wrong to think that
the gap wants to join the core. The Islamic world wants to retreat. Iraqis and
Palestinians are not ready to integrate.
Per Barnett, no near peer has arisen because the U.S. exports security. But, one
concern is that, as new competing currencies have emerged, these are diminishing
the ability of the U.S. to fund its export of security or to secure financing from
anyone else.
One panelist stated that China would emerge as a regional power. But, it should
be noted that the U.S. has been badly wrong in the past about its predictions of
hegemonic power. First we worried about the Soviet Union, and then about Japan.
Wolfowitz in 1991 feared both Japan and Germany. We talked about “the tragic
decline of the U.S.” Now we talk about China. We’ve badly underestimated
China. China could easily turn into a huge basket case.
Another participant noted that the Chinese believe that, while their tactics may
have moderated, their strategy has not changed. They are buying in, in a major
way, to global integration.
One panelist pointed out that any dedicated strategic adversary in the future will
probably try to strike Washington, D.C., or New York City. In the former case,
care should be taken to disperse government functions. Another panelist argued
that the U.S. is already an extraordinarily distributed state. Washington is not so
important. We are not so vulnerable, but we are also not so imaginative as to
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foresee what our enemies can do to us. The only real threat would arise if any
enemy “could do September 11 in a sustained way.”
Several questions focused on what the U.S. is trying to accomplish and how much
it is willing to spend or risk to achieve its goals. A panelist said we should
question any strategy that puts the U.S. capital at 50 percent risk. Anti-globalizers
can at best take symbolic action. The lack of armed conflict can facilitate
democratic transitions. The U.S. resorting to its own power can cause more
ripples in the wrong direction by creating instability that causes vulnerability.
The transition to democracy is facilitated by the lack of overt, armed conflict.
Democracies are inefficient at handling internal conflict.
One participant argued that if inter-state war is defined more liberally than
Marshall had done, then the last decade has seen an increase in the propensity of
this kind of warfare. It is not just army-on-army. It is state-on-state. Since 1991,
there have been 8 wars, and the U.S. was involved in 4 of them, so he claimed the
incidence is going up. These wars are just not as violent as previous wars because
of the U.S. controls on collateral damage and not killing civilians.
Two panelists rejected that the wars the U.S. was involved in were state-on-state
wars. These were events where the U.S. punished rule-breakers. We are
experiencing success against terrorism. We are fighting the terrorists abroad and
not at home and, hence, we have reflected terrorism back to the Middle East—this
is a good thing. But we are trying to connect the Middle East to globalization
faster than they are trying to disconnect. We are using professional soldiers to
keep the terrorists from striking us. All terrorism is ultimately local.
Several participants argued that this interpretation does not hold up to scrutiny.
Iraq does not help in the global war on terrorism. The U.S. must attack the
terrorist support structure—its roots—because just killing the terrorists is not a
deterrent to their recruitment. If you concentrate just on the killing, you generate
terrorists at an increasing pace. It is a social phenomenon; they expect to die.
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Panel 2: Contemporary Characteristics of War and Prospects
for the Future
This panel focused on the last 15 years of conflict in order to assess what the
“current way of war” is and reach judgments about how long-lived and how
relevant current operational concepts will be in the future. The intent was not to
focus on the utility of various weapons systems, but rather to attempt to assess
whether the attributes of today’s force such as jointness, air power, and precision
will be as important in 16 years as they are today. This issue recognizes that a good
deal of today’s inventory of equipment will still be in the inventory in 2020, but
may be used in different ways.
Paper 1: Colin Gray, How has War Changed Since the End of the Cold
War?
Gray prefaced his remarks with four caveats about futurology:
Gray’s basic premise was that the basic nature of warfare is unchanging. The nature
of war in the twenty-first century is the same as it was in the twentieth, the
nineteenth, and indeed, in the fifth century BC. In all of its more important, truly
defining features, the nature of war is eternal. No matter how profound a military
transformation may be, and strategic history records many, it must work with a
subject that it cannot redefine.
Throughout his speech he referenced Clausewitz, who posits that “[all] wars are
things of the same nature.” Also, he advises that war has two natures, “objective”
and “subjective.” The former is permanent, while the latter is subject to frequent
change. The character of war is always liable to change, as its several contexts
alter, but its nature is fixed.
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that usually is, but rather for the securing of an advantageous peace. There is more
to war than warfare.
Gray argued that, for the past fifteen years, America’s foes have been Panamanians,
Iraqis, Somali clansmen, Bosnian Serbs, Serbs again, hapless Talibans, Iraqis in a
return fixture, and, of course, the well-networked fanatics of al Qaeda. A tradition
of victory is very important, but it is apt to feed uncritical expectations of victory in
the future. It can mislead people into discounting the contextual factors critical to
success in favor of the military prowess that was demonstrated. It is worth
recalling what went wrong, as well as what went right.
It is more likely than not that most of America’s enemies in the near future will
continue to be at least as awkwardly and inconveniently asymmetrical as they have
been over the past fifteen years. However, it would be grossly imprudent to
assume that they will all be led by politicians as grandly strategically incompetent
as Saddam Hussein or Slobodan Milosevic.
Gray argues that this interpretation is wrong and short sighted. There has always
been inter-communal strife. It is a global phenomenon today, but then it always
has been. When great empires and federations are dissolved, there are belligerent
scrambles by communities to seize their historic opportunity to achieve the
sovereign homeland that they crave. In the political context of the 1990s, the
prevalence of internal warfare was entirely to be expected. Such warfare will
continue in the future, though probably with less frequency.
The United States provides the balance of power in the international environment.
It is the hegemonic power for the moment. But this is a temporary condition. There
is no reason to believe that other states will forever be dissuaded from competing.
State-on-state warfare is down for the moment. But this will change because
decisive state-on-state conflict is suppressed only by the momentary supremacy of
the United States.
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transformation does not provide analysis and insight into the political basics of war,
which are otherwise necessary if war is to be waged well.
Religiously motivated terror will be the threat of the current era, but moderate
Muslims will ultimately vanquish Al-Qaeda. By 2020, environmental pressures will
lead to increased pressure for territorial grabs, which will lead to the reappearance
of Great Power conflict.
Future of Warfare
Gray drew four conclusions as a way of looking at the future of conflict and war:
• First, the “objective” nature of war, as Clausewitz put it, is not changing.
His theory of war will apply to all modes of armed conflict in the future.
• Second, it is essential to appreciate the significance of the several contexts
of war, in addition to the military context. Above all else, the leading driver
towards, and in, war, is the political context.
• Third, war is about the peace that will follow; it is not a self-validating
occurrence. A heavy focus on military transformation tends to obscure the
enduring fact that war is about a lot more than warfare.
• Fourth and finally, one should never forget that over time all trends decline
and eventually expire. More accurately perhaps, trends influence each
other, and particularly when under the shock of some great surprise, they
may change their character radically, indeed in an apparently nonlinear
fashion. The challenge to the defense planner is not to spot the trends of
this era, but rather to guess what their consequences may be.
1. Aside from Iraq and Afghanistan, the U.S. got involved for reasons particular to the
situations, not because it was pursuing some grand strategy. If there was one
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element in common among most of them it was that the U.S. was in pursuit of an
obnoxious leader, i.e., it seeks regime change.
2. The U.S. has been reactive. That is, most of the situations in which it chose to
engage in combat haven't arisen out of the blue, but have simmered for some time
before U.S. intervention, nor has the U.S. reacted fast. Scratch one myth—about
the need for speed of response. Operation Iraqi Freedom was preemptive.
3. In most cases, the U.S. carefully planned the operation before it started. The cases
where the planning was not so careful—Somalia and Kosovo—turned out to be the
messiest. The regional Combat Commander (i.e., the Unified Commander) gets to
do the planning. But this planning has been subject to intense and prolonged
iteration with Washington, including at the political level.
4. The U.S. has generally sought international sanction for its operations—except for
Panama. It has also sought coalition partners and other international support. This
was true even for Operation Iraqi Freedom, though the depth of dedication to this
effort has been questioned.
5. The U.S. has been remarkably successful in getting bases. This explodes the myth
the access around the world is drying up. Of course, it takes hard diplomatic work,
not always successful—we don't get everything or everywhere we ask for.
6. Operations tend to be under tight political control, in part because they have tended
to be short. Political control also entails minimizing own casualties (which the U.S
military wants to do anyway, especially in the age of the All-Volunteer Force) and
avoiding collateral damage. Political sensitivities are reflected in this characteristic.
7. U.S. forces operate joint and combined. The operation is never given to just one
service (though it was very heavy Army in Panama). The U.S. has preferred to use
overwhelming force and not to enter operations piecemeal.
8. The most salient characteristic of the post-Cold War period is that the U.S. likes to
lead with air strikes. It goes hand in glove with minimizing own casualties and, as
strike capabilities have evolved, controlling collateral damage.
9. The “major combat phases” have tended to be rather short—even for Kosovo,
which was the longest (78 days—though we didn’t know that when we were in it).
Peacekeeping has been a much longer affair—see #12 below.
10. But air strikes alone have proved insufficient to end or resolve conflicts. The
experience of the 1990s has shown that either ground forces or diplomacy are
needed to wrap up the conflict.
11. The U.S. has gotten to test and evolve its capabilities across these cases. Especially
important has been the growing networking of capabilities, especially for air
strikes.
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12. The U.S. can't go home easily. It did for Panama, Haiti, and Somalia. But it has
ended up with long residual operations for Iraq, Bosnia/Kosovo, and Afghanistan.
Iraq has been particularly difficult, and one has to say that whatever it is called—
from Phase IV or Stabilization to Nation-Building—hadn’t been part of “the
American Way of War.”
The American Way of War and the Future of Warfare
Gaffney argued that the U.S. belief in the importance of technology, precision, and
synthesis of forces—coupled with professional, trained personnel—will persist into
the future. It is an outgrowth of Cold War planning. The belief in lighter/faster
forces may have been reinforced by some successes, but is now questioned by the
experience in Iraq.
No peer competitor has emerged since the fall of the Soviet Union. Moreover, the
countries that still cause concern—North Korea, Iran—may not be disposed to
attack their neighbors and the rest of the world is probably reluctant to
preemptively attack them. This makes it difficult to know “where to apply the
American Way of War next.”
The American way of war is not easily applied in the global war on terror, that is,
against scattered small groups of individuals. The American Way of War may be
more a “way of battle.” If another catastrophic event like September 11 were to
occur, it could lead to dramatic enhancements to homeland defense, for which the
American Way of War is not appropriate. At the opposite end of the spectrum, if
the U.S. were to divert resources to nation-building, these capabilities would be in
addition to its war-fighting capabilities.
The American Way of War is thus not a grand strategy. Those who plan it are
detached from world economics. But it is now at the core of U.S. defense thinking,
and is likely to be preserved through 2020. However, the U.S. defense budget may
well stagnate over time under the twin pressures of the federal budget deficit and
the needs of an aging population, which would lead to reductions in force structure
and restrict the acquisition of expensive replacement systems, but there would still
be much latitude for the incremental improvement of capabilities. In any case, the
American Way of War applies to the vertical scenarios—the battle in the course of
history—while we now face a long horizontal scenario—the global war on terror.
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possibly irrational response, success in countering the adversaries depends on
comprehensive contingency planning for events that are currently beyond our
imagination.
In his paper, Alexander argues that we have entered the next global confrontation
(World War X), and it is ideologically based. It is the result of a clash of
civilizations, it is religious, and it is broader and more complex than GWOT. The
U.S. does not understand the threat. There is a basic incompatibility of goals
between the Islamic and Western worlds. The Mujaheddins’ goals are to destroy
the Western way of life.
The primary determinant in whether or not we emerge victorious will be the formal
recognition of the nature of this conflict and realization that we are already
engaged. While military forces will play a substantial role in this conflict, the
outcome of World War X will be determined by other factors including economic
strength, sustained public will, and changes in the availability and distribution of
energy resources.
Three types of conflicts are likely between now and 2020. Some of these wars,
especially if initiated by foreign powers, could appear quite traditional. When and
how America intervenes could greatly influence the nature of the conflict. The
three types are:
• Overt war. The primary focus of senior political and military leadership in
the U.S. will be on overt war such as our invasions of Afghanistan and Iraq.
Several traditional adversaries will remain of concern, such as North Korea.
• Covert war. The continuation of GWOT will lead to the expansion of covert
operations to more of the globe, particularly to those nations that harbor and
support terrorists, such as Afghanistan, Central America, and Africa.
• Outsourced war (using international security firms). Outsourced wars have
begun in earnest. There have always been mercenaries, but future conflicts
will take the concept to new levels. Proxy wars are undergoing a
metamorphosis and will emerge in the form of nongovernmental outsourced
wars.
Operational Considerations
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• Our enemies will seek to attack our vulnerabilities.
• Effective homeland defense is unclear.
• Inter-agency relations will have to be strengthened.
• We know we have to engage in comprehensive preparation for all phases
of the war, including post-conflict.
• The focus on precision in the use of armaments will continue.
Future of Conflict
Alexander argued that large static wars between conventional forces have fallen
into the dustbin of history. What has emerged are protracted conflicts on the
margin of tolerance. Terrorism and indirect attacks are the norm. To meet the
operational tempo, standing forces must be increased and the personnel system
revamped. Interagency cooperation must become seamless and artificial boundaries
abolished. Actionable intelligence becomes paramount. The kill chain is reduced
from hours to single-digit minutes.
Special operations forces will be the surgical tools that shape the battlefields. They
will avert some wars. Some they will mitigate. For still others, they will be the
units that pave they way for the sledgehammer that will drive a stake into the hearts
of our enemies. Then, they will help rebuild countries.
He does not see the nature of warfare evolving linearly. The notion that state-on-
state conflict is dead is wrong. States find many reasons (other than economic) to
go to war. Large-scale competition could return.
War since the end of the Cold War has led to the American Way of War where
there is no conventional opponent. Operation Iraqi Freedom was the acme of
blitzkrieg—in a world that may be passing. Rogues want nuclear weapons instead.
Or, what if a nuclear state were to fail or make transfers to others? What would a
second nuclear regime look like? Lots of taboos might be thrown out the window.
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Issues and notions of deterrence have changed.
War is temporal. The American Way of War stresses the virtue of winning short
wars, but ignores the fact that the enemy may have the wherewithal to stick it out
and win the longer war. The U.S. does like regime change—more of that was done
during the Clinton Administration. But it turns out we can’t disengage from Haiti,
Somalia, or Rwanda (but the U.S. never was engaged in Rwanda) if terrorists are
there.
The advent of the age of precision has led to competitors seeking counter strategies
to blunt U.S. technology. Precision warfare may have enabled the U.S. to cause
mischief (e.g., regime change) because it could do it more cleanly. This has led to a
reduction in thought given to exit strategies.
The question is when will the U.S. reach imperial overstretch? How does the U.S.
impose costs on the terrorists and they on us? There are two conflicting strategies:
(1) the U.S. desires to rid the international environment of WMD versus (2) the
opposition’s determination to fight the West with the resources at their disposal.
We need to rethink deterrence in light of the new enemy. How can we reassure
allies? Preemption as a strategy has taken on a bad name, but it may grow in value.
Surprises and discontinuities are still likely to be with us.
How many options do we build versus having the capability to rapidly expand
them? The importance of metrics to identify options and the ability to use them
rapidly is growing.
The panel discussion began with two questions: How do we inculcate the notion
that the outcome and peace define the war into how the U.S. fights future conflicts?
What outcomes do we want from war? One panelist noted that these questions are
tied to how we educate those in high office. Getting the military drivers and the
politicians together is hard. The U.S. has a history of inadequate attention to the use
of force. This could be cultural. The U.S. is good at tactics, but not at winning the
peace. It lacks understanding of what war is about in the long term. How a country
wages war needs to be linked from the beginning of the conflict to an exit strategy.
Leadership needs to understand Clausewitz. The U.S. is good at taking down
regimes, but not good at building up countries from the rubble. The consequence
could be anarchy. Another participant pointed out that U.S. politicians no longer
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have military experience. This has led to an emphasis on the quick victory and the
quick exit strategy.
One panelist opined that the U.S. has relied too much on decapitation strategy—
what he called the Martian strategy: “Take me to your president.” The U.S. needs
to understand the diversity of weaknesses in states, and not just obsess about the
leader. With regard to Clausewitz, the problem in the U.S. is that the military does
not understand the political run-up to war.
In response to several questions on the American Way of War, one panelist noted
that the U.S. does more than just focus on the war of the moment. It does more than
just major operations, to include engagement, strategic nuclear deployment, shows
of force as appropriate, etc. These major combat operations of the U.S. accounted
for only 6 percent of the total days in the period, and most of the cases involved
only a portion of U.S. forces.
Another panelist argued that U.S. military dominance is unmatched in history. U.S.
hegemony stretches to all continents. The U.S. dominates in all battle spaces.
Therefore, U.S. cannot just focus on one thing. It must do everything all the time.
The U.S. must be preeminent in all military environments if it is going to succeed
in its sheriff’s role.
Legitimacy of Conflict
The question of legitimacy of conflict sparked a debate between two panelists. One
argued that winning defines the legitimacy of the nature of warfare. This was
challenged by another panelist, who stressed that this is not always the case:
legitimacy is hurt when you go to war on false premises.
Still another panelist noted that desperation often leads to desperate measures and
legitimization of tactics. The U.S. has been successful in conventional war because
its actions have been based on sound theory and doctrine. This is not the case in
unconventional warfare. The U.S. does not have an adequate theory of counter-
insurgency. Its armed forces have never liked irregular warfare, thus it rarely does
it well. If the U.S. military were to embrace Clausewitz it could overcome this
shortcoming, since his works apply to the full spectrum of warfare.
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One participant challenged the contention that the U.S. military excels at
conventional war. World War I, World War II, and Korea are not great examples of
U.S. conventional war. “You crushed ants.” U.S. excellence is an illusion. There is
no more conventional war. It ended in 1945.
The panelists did not argue that point They agreed that the situation in Iraq may
discredit U.S. interventions in the future, even though such interventions may be
required. They were not confident that the U.S. will be able to learn the lessons on
how to win the peace. Peacekeeping and stabilization operations of the future may
stymie the U.S. military culture of elaborate pre-planning of combat operations.
The American excellence in conventional war can be sidetracked by elusive
enemies. The U.S. problems in the Middle East can dissuade them from attempting
to solve problems in the future.
Several participants argued that basing thinking about future conflict on the notion
of a clash of civilizations is dangerous. Most casualties of the last few decades are
within civilizations, not a result of wars between civilizations. Conflicts within the
Islamic world have caused more deaths than outsiders have. There is a conflict
between radicals and traditionalists within the Islamic world. There is no liberal
movement in any of the states to keep these forces in check. It is, therefore, wrong
to build U.S. strategy off a notion of the clash of civilizations. One panelist retorted
that while strife has existed within the Islamic civilization, U.S. actions have set the
Islamic world against the Western world. The Islamic world is burdened by
population growth and a lack of secular education. He held to his original belief
that future conflict is more likely to be between groups aligned by their beliefs,
rather than based on anachronistic and externally imposed geographic boundaries.
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Panel 3: The Emerging Characteristics of War
This panel addressed the emerging characteristics of war at two levels:
• First, will “the universe” of conflict continue to occur below the nuclear
threshold and will it continue to be characterized by a blend of high-end
state-versus-state and unconventional war? Or, alternatively, will
unconventional, special operations, police work, and a ubiquitous
dependence on intelligence grow into the principal characteristics of
conflict, while “classic” organized state militaries are used mainly as a
support and deterrent force?
The enemies most challenging to our vital interests will continue to challenge
them in familiar ways. Systems and organizations currently undergoing
transformation will continue along expected courses. Change will occur on the
margins, driven more by changes in the enemy’s attitudes and actions toward the
United States than by any farsighted directional shift by either enemies or by U.S.
policy-makers anticipating a new era of warfare.
Red-Driven Future
During the Cold War, dominance of the global strategic environment allowed the
United States in large measure to influence the course of military confrontations
and more often than not the actions of the enemy. The Soviet Union might have
reacted forcefully to American actions, but ultimately they danced to the tune
played by the United States. In this new era of conflict, it is the United States that
must play to the tune composed by others, whose actions remain both unfamiliar
and difficult to anticipate. The enemy’s cycle of adaptation is faster than ours. We’re
the victims of what our enemies are doing. In a word, the initiative has shifted to
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the other side. The course of conflict, its nature and shape will be determined by
red, not blue.
Adversaries will continue to internalize the lessons from recent conflicts. The U.S.
will dominate the middle of the spectrum. Those who can do Western warfare will
not fight us. Those who cannot will engage us from two possible directions. The
more solidly the United States dominates the middle the more likely an enemy
will seek advantage at the ends. They have learned that the only profitable way to
challenge American conventional superiority will be to threaten at the extreme
ends of the spectrum: either on the right by possessing nuclear weapons and
demonstrating the resolve to use them to impede American intrusion, or on the
left, where unconventional methods will allow a disadvantaged adversary the
means to turn a short sharp war into a lengthy and costly war of attrition.
Future Trends
The war against a terrorist ideology will continue to demand that the United
States focus on its Middle Eastern adversaries, both state and non-state. Losing a
conflict there exposes America’s most vulnerable center of gravity: available
fossil fuels. While other regions may harbor terrorists, only in the Middle East are
the densities of Islamic fundamentalists sufficient to create a mass of evil
sufficient to threaten the vital interests of the United States. Perhaps in the distant
future enemies may appear in other regions, but for now the only true threat
comes from the Middle East.
From a grand strategic perspective not much will change over the next fifteen
years. In spite of the certainty of the threat from the left (i.e., from irregular, or
guerrilla, or insurgent warfare), the United States has no choice but to remain
strong at all points along the spectrum. Most of the nation’s resources will be
devoted to holding the center. Without question, the maintenance of
overwhelming air and sea strength must remain a cornerstone of American
defense policy. In the future as the practical application of war-making activity
shifts toward the left, conventional air and sea weapons will increasingly become
instruments more for conventional deterrence rather than weapons to be employed
in great numbers against competent enemies who possess and can use them
effectively.
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Scales argued that the United States’ most vulnerable center of gravity is on the
ground. We need to game that as if we were Red because our enemies have
learned that our most vulnerable center of gravity is on the ground. Their greatest
challenge is to prepare the ground to best defeat us. The 200-by-200 kilometer air,
ground, space, and maritime-networked battle space, as described in the early
1990s by Admiral Owens, is dead and most of the future action will be on the
ground.
The enemy will be remote, for they have learned the lesson that America military
prowess diminishes with distance and remoteness. Since the enemy controls the
strategic initiative, he will choose points of conflict in the farthest corners of the
region or even in more remote battlegrounds at the periphery of Middle Eastern
territories. The enemy will continue to become more unapproachable by seeking
to hide in the most remote sanctuary located at the very extreme corners of the
Islamic world and, in some cases, in remote areas on the periphery of the Middle
East—in Africa to be sure and perhaps in Islamic regions of Asia. He will search
for sanctuary anywhere he wants and we will have to chase him there.
The U.S. Military Response
Given new realities those few opportunities for reshaping American military
forces over the next decade and a half should be governed by several new realities
and shaped by new initiatives. The need for protracted conflict at distant places
against a determined and dispersed enemy will eventually force a convergence of
roles and functions between those charged with doing virtually all of the fighting
and dying: Marine, Army and Special Operations close-combat forces. These
forces will be structured and trained to become more autonomous, with a
capability for fighting across the entire spectrum of land conflict. They will be
required to move seamlessly between all levels of war and will acquire the ability
to shift without interruption or pause from fighting to humanitarian tasks and back
again as the exigencies of war demand. These combat forces will become
multifunctional as well as multidimensional. They will increasingly be required to
perform a variety of tasks tangential to killing skills, such as intelligence,
medicine, civil-affairs, civic action, information operations, direct action, nation
building, etc.
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While you may not be able to kill your way out of this problem, you can make the
problem a great deal smaller by killing enough of the right people. It is impossible
to reason with the terrorists.
The next two decades will challenge us with technologies we cannot anticipate,
with implacable, anti-Western enemies we cannot dissuade and with no shortage
of regional crises we cannot discourage. Yet, the greatest military obstacles
facing the United States are, and likely will remain, of our own making.
Peters argued that the United States does not understand how to fight the war on
terror. We want a war without serious consequences for either side. But that is
not war. Our enemies know it, even if we deny it. Our enemies are irrational in
their goals, but practical in their techniques. We are idealistic in our goals and
impractical in the limits we impose upon our own power. Only cataclysmic
events are likely to wake us from our intellectual languor—we will not learn to
make war consummately again until we have suffered disastrously.
We made mistakes in Operation Iraqi Freedom: we were too worried about their
liking us. But the enemy we are facing lives back in the age of superstition. We
did not convince the Iraqis that they were beaten. We do not understand their
psychology of defeat. We need to cause more death and destruction. The people
in the Sunni Triangle did not feel beaten [note: this shows the defect of a
decapitation strategy: just taking out Saddam Hussein didn’t remove opposition].
It is just like the Germans in World War I who did not know they were beaten.
Victory means, “I win, you lose.”
At the tactical level, it is speed that counts. We’ve ignored tactical speed. The
challenge is to go faster. This was spelled out in Fallujah, which was a turning
point in Arab and extremist perceptions. We no longer appear militarily
invincible (and perception is virtually everything in the Middle East). The United
States made a colossal strategic error in the course of a tactical engagement. Our
unwillingness to finish the job in Fallujah, to cleanse the city of our enemies (and
to live up to our public threats to do so), not only allowed the insurgents and
terrorists to claim success, but gave them a palpable victory, no matter our
insisting that we could have defeated them. We did not. From their perspective,
they fought the U.S. military to a standstill. And they are correct.
Much has been written over the years of the need to operate inside the enemy’s
decision cycle. Except in the case of terrorists and other irregular forces, with
their different operational clocks and calendars, we have become adept at this.
But the real requirement today is to operate within the impact cycle of the
media—and the brevity of this “global information cycle” will only tighten across
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the next generation. The longer any encounter goes on, even at the lowest tactical
levels, the more drag the media’s need for sensational headlines will impose. The
equation is straightforward: Lengthy military operations plus increased media
scrutiny equals U.S. government internal friction, then entropy.
If we cannot win fast, we will lose. The next decades will only abbreviate the
media-driven event-report-cognition-reaction cycle. Despite much progress on
many fronts, our military still thinks at a 20th-century pace in tactical encounters.
Meanwhile, the global media is defining 21st-century strategic speed.
Virtuous Destruction
These trends have complementary and contradictory impacts as they evolve and
interact across nations, cultures, and regions of the globe. These interactions may
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result in different combinations of the trends to create distinct future global
security environments. This is not to say that each outcome is equally likely, or
that each outcome is a pure form of one of the three alternatives.
Alternative Futures
The competitive future is the least likely. The U.S. is keeping its Triad and we
can target anything we want to. There is no new strategic thinking in this regard.
We are keeping a reserve. In order to participate in the nuclear arena, rising
powers will have to test weapons; if they test, we test. The nuclear taboo still
exists. Multinational arms negotiations are hard and thus unlikely to be
undertaken. In short, it would be hard for a new “peer competitor” to rise under
this alternative.
Chaos is the next least likely future, especially one involving terrorists with
nuclear weapons. The rogues have been eager to acquire nuclear weapons, but
their numbers are shrinking [Iraq and Libya out of the game; Iran and North
Korea continue in it]. The Cooperative Threat Reduction (CTR) program is
supposed to prevent nuclear weapons from reaching the open market. While
terrorists have repeatedly talked about a WMD attack after the Aum Shinriyko
attacks in the Tokyo subway, they have not been able to move decisively in that
direction. They lack the capabilities and the state sponsor (required, so far, for a
successful WMD program) since a state sponsor is unlikely to risk US retaliation.
What would be the tipping point? Local conflicts in the third world could lead to
dramatic spillover effects with refugees, diseases, terrorism, and ethnic conflicts.
Or, the global economic system may be disrupted by a breakdown of prevailing
regimes in the financial sector, the trade sector, and the development sector.
These chaotic events could be very disruptive to the system, but they are likely to
take place at the individual level of violence and response, not at the strategic
WMD level. That is, chaos is not conducive to the development of WMD.
In each of the future security environments, the role of nuclear weapons and the
structure of the U.S. nuclear arsenal would be markedly different, as would the
rationale for U.S. positions on the size of the nuclear reserve stockpile, the
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resumption of nuclear testing, and the public rationales for maintaining nuclear
weapons.
The competitive future, with large nations and regional blocs jockeying for
regional power in many global areas, would in some ways be the easiest for the
U.S. to adapt to. Its nuclear arsenal might closely resemble its past and current
structures. The U.S. would rely on a traditional triad to ensure survivability of its
deterrent force against the robust nuclear forces of other nations with similar (but
probably smaller) forces. It is possible that nuclear weapons would serve as a
cautionary brake on direct great power confrontations in global and regional
political disputes, as it did in the Cold War.
If the global system moves toward a more chaotic future, the U.S. might
choose to make significant changes in all of these areas of its nuclear weapons
policy and arsenal. Such a future could look back at the Nuclear Posture Review
of the Bush Administration as the beginnings of a long-term change in U.S.
nuclear forces, their potential use, and the rationale behind their maintenance and
evolution. The new targets in this future would probably be the WMD-related
facilities and unsophisticated delivery systems of rogue states. The small (and
usually paranoid) leadership groups of those rogue states might also be directly
targeted. In addition to these targets, leaders of terrorist groups, along with
remote or difficult to access terrorist facilities, might be targeted if there were
evidence of their developing WMD or of their planning of mass attacks—
assuming the targets can be identified.
The U.S. nuclear forces required for missions in this environment would most
likely be smaller in number (no need to compete with other large powers), with
more emphasis on strike capabilities by (1) tactical aircraft delivering highly
accurate low-yield weapons, (2) naval assets firing highly accurate low-yield
cruise missiles, or (3) use of single warhead ICBMs (with no need for overflight
access or bases).
Finally, the cooperative evolution of the global system presents the greatest
dilemma for the maintenance of current nuclear force postures and the evolution
of U.S. and allied nuclear forces in the future, since systems age, new ones may
be required, and yet a benign global situation may pose difficult political
decisions.
A largely cooperative evolution of the global system would put pressure on the
U.S. to reduce its deployed nuclear weapons and the numbers maintained in
reserve. If there are no big threats from other states and if the number of rogue
states is declining and terrorist acts are local and do not disrupt the global system,
then why keep a large number of weapons?. Similarly, why should the U.S. break
the current regime embodied by a consensus adherence to the Comprehensive
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Test Ban Treaty regime by developing new nuclear systems that require a
resumption of testing? The argument would be that such testing would serve as a
declaration of U.S. exceptionalism. Yet it would be an invitation to other states to
resume testing and development of new systems, thus risking a new round of
proliferation and increased tensions between regional rivals like India and
Pakistan and China.
The U.S. arsenal would almost certainly be smaller in number. Fewer weapons
would be deployed and they might be on lower levels of alert. A reserve stockpile
would be maintained, but it would likely be at much lower numbers, as the time
needed for any state to reconstitute its forces through testing and production
would be long and as transparency increased among the major powers.
Whiteneck concluded by arguing that global trends are directing the world toward
a more cooperative future—nobody new is building nuclear weapons now (except
North Korea; and Iran may be nearing the capability) and rogue states can be
deterred. While this is not a direct, conclusive projection from all of the trends, it
is the most likely path for global politics in the next decade. The past ten years
have indicated that disruptions to the world system threatened by proliferation can
be contained by concerted action among the major powers.
The utility of nuclear weapons in a cooperative future lies not in their “use,” but
in their role as insurer. A cooperative future does not mean the end of conflict, nor
does it mean that international tensions will disappear. In such an environment,
nuclear weapons possessed by the major powers have largely symbolic roles
(signifying status) in relations among major powers.
The panel discussion began with a question about the U.S. force structure in 2020.
One participant foresaw massive ground forces “equipped with bayonets.” One
panelist argued that the forces will not be a lot different than they are today. He
said the U.S. needs to establish a parallel course in Transformation: not just
technology, but also cultural. He foresees marginal increases in the sizes of the
Army and Marine Corps. The U.S. will maintain absolute dominance in the air
and at sea. The Chief of Naval Operations sees a new course of warfare, centered
on sea-basing. The Army and Marine Corps will converge in capabilities. The
U.S. Air Force will be forced into increasing its strategic speed. The greatest
change will be in close combat forces. Right now, the U.S. has only 70,000
infantry personnel because of the techno-centric evolution of U.S. forces. We
achieved the first truly joint force in Operation Iraqi Freedom.
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This last comment led to a comment by another panelist who argued that the U.S.
should have dropped more bombs in Operation Iraqi Freedom (OIF). We should
have carpet-bombed Iraq. He contended further that we are entering the age of
punitive expeditions. We should break the enemy and then go home. We do not
need an army of significantly greater numbers, but we do need more infantry.
Every soldier must be a rifleman. We should be able to conduct larger Ranger
raids. We should break up the U.S. Air Force; it has failed. The Navy should take
over space. We have too many bureaucrats.
One panelist asked what the model was for the war on terror. Is it police action?
This led to a discussion on how the U.S. should prosecute the war on terrorism.
One participant argued that the global war on terror is an offensive that we cannot
win. We are up against the “promiscuous defenses of our enemies.” The All-
Volunteer Force is dead [he may have meant that the prolonged Operation Iraqi
Freedom will kill it]. We need interagency action. We need to get off war-fighting
and into interagency action. How do you define the enemy and war now?
Another panelist noted that the active-reserve split is dead. We need professionals
who will give long service and can be deployed for long periods. He argued that it
is not a global war on terrorism, but a war against an organized enemy. We have
to control the states that harbor terrorists.
Another panelist said that the war on terror is a deadly struggle, and is like the
wars on crime and drug trafficking. We will do better against it since it is less
rooted in human nature. The Europeans will shed more blood than we will.
Occupations always fail.
One participant noted that, while Peters advocates a doctrine of decisive defeat,
there’s an inverse relationship between casualties and the legitimacy of action. Is
the center of gravity in the war on terror the population? How can we understand
the cultural and social factors?
The panelists reacted to this question from two different angles. One argued that
operations will be at the human, not technological, level of war, making it hard to
train for. Another panelist noted that the U.S. has a history of adapting to the
situation, and that we have to adapt in the war on terrorism by being willing to
ratchet up the violence. Civilian casualties do hurt legitimacy, but the Germans
did not face defeat in World War II until they took civilian casualties.
Several participants took exception to this argument. They said that this strategy
is not working for the Israelis. We see an endless cycle of violence there. Why
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should there be punitive expeditions? The panelist rejoined that every situation is
unique. Israel is prosecuting its war on terrorism only halfway. One participant
argued that neither the United States nor Israel is able to control the situation on
the ground for the long term. In the end, the people themselves must do it. He
noted that the Romans relied on locals to do their dirty work.
Several participants complained that the panel had turned into a discussion on
“how to do Iraq better.” They asked whether there will be any real changes by
2020? The whole discussion was how to do the ground war better. Aren’t there
any new technologies that make a difference?
One panelist noted that the adaptive enemy will adapt faster than technology can
catch up. The fog of war will still be with us and “he” will try to thicken it. The
Air Force will become the operational maneuver force of this era. That is
unprecedented.
Another panelist argued that Iraq has been an anomaly. He expects no more
punitive expeditions. We should be buying cultural and language skills rather than
F-22s. He would place his bet on behavioral controls out in the future.
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Panel 4: Impact of Contemporary Conflict on Allied Strategic
Policies
This panel addressed what allies and friends may have learned from post-Cold
War conflict and what they may do with what they have learned. European and a
handful of other “western model” militaries have participated in conflicts
throughout the course of the post-Cold war era as both a partner of the United
States or in pursuit of their own national interests (e.g., India versus Pakistan,
France and Great Britain in West Africa, Australia in East Timor, Israel and the
Intifada). How has this influenced their thinking either as “emulators” of the US
approach to war or from their own unique experiences?
The lesson learned from recent conflicts is that stabilization operations are the
most difficult. As a consequence, this is where Europe, at least at the political
level, prefers to place its emphasis. It also highlights a need for European forces
to have staying power.
The conflicts of the last decade have had a significant impact on the EU. They
galvanized European thinking about their role in future conflict and highlighted
the need for political/military/economic/administrative tools in the reconstruction
phase. It was the critical reflection on their performance during the break-up of
Yugoslavia that triggered the St. Malo process in 1998, where the UK and France
took the lead in promoting a Common Foreign and Security Policy (CFSP),
including the provision of military capabilities. The serious inner-European and
transatlantic rift over the war on Iraq gave the EU’s approach to security another
jolt. At the Thessaloniki meeting of the European Council in June 2003,
documents were adopted outlining a European Security Strategy and addressing
the issue of the proliferation of weapons of mass destruction. The EU’s new
security strategy has three central characteristics:
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enhanced through a mix of political, economic and, if necessary, military
means (in line with the Petersberg Tasks).
• Second, since the EU has itself grown out of multilateral cooperation, both
strategies strongly emphasize multilateral cooperation with and within
international organizations, especially the UN, the WTO, or the IAEA, in
conjunction with NATO and individual allies, especially the United States,
but also Russia. Significantly, the transatlantic relationship is identified as
a core element of the international system, which is not only in the EU’s
“bilateral interest but strengthens the international community as a whole.”
• Third, the security strategy defines three concentric rings of concern: the
EU area, its immediate neighborhood, and the wider world.
Europe is wrestling with the gap between its aspirations and its capital to fund the
military sphere. The UK and France are pushing military planning. The EU is
developing a response force (50-60,000), which will be capable of deploying for
60 days at a time. The EU is committed to harmonizing force requirements among
the member militaries by 2010. Procurement strategies will be drawn up with a
common approach. Peacekeeping, humanitarian/disaster relief, and GWOT will
be primary missions.
The simultaneous development of the NATO Response Force has raised questions
of coordination. Many units would be double-hatted to both the EU and NATO
response forces. NATO and EU are heading in the same direction. This is because
Europe is feeling the bite of limited defense budgets. In addition, since the end of
the Cold War, the trans-Atlantic link has weakened and European militaries fear a
growing gap with the U.S. military. This is pushing Europe to adopt a more active
strategy to engage where possible. It is also stressing the need for burden sharing.
The EU’s big challenge is taking over the SFOR (Stabilization Force) in Bosnia
from NATO. The UK and France are pushing this. Similar force levels (about
7,000 troops) will be maintained.
The UK and France have many lessons learned to share. Past counter-insurgency
operations have an impact on current and future thinking about peacekeeping
operations. They possess experience in the back end of operations that can benefit
the U.S. This could be the tie that binds the transatlantic alliance in terms of
future conflict.
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Paper 2: Stewart Woodman, Operations in Asia’s Near Abroad: What the
Experience of Combat and Insurgency Means for the Future
Woodman spoke on the Asian experience in contemporary conflict. Since the
early 1990s, economic trends in Asia allowed for the expansion of military
capabilities. Many thought that the region was on the doorstep of a new era of
conventional, high technology warfare. The euphoria of post-Cold War security
cooperation and proclamations of a ‘new world order’ had dimmed amid evidence
of continuing arms acquisitions and recognition that jockeying for position among
the major powers was likely to determine the future strategic landscape. Many
countries endeavored to identify threats to justify ever-increasing force structures.
The financial crises of the late 1990s, as well as the realities of both conflict and
force structure development have led to some retrenchment. Lower level
insurgencies in many cases have replaced thinking in many countries about
conventional capabilities, thus casting some significant limitations on the ability
of smaller to middle-size Asia-Pacific nations to exploit more advanced defence
capabilities effectively. Planning horizons are short. Equipment is acquired as
individual platforms rather than based on a holistic view of deliverable military
capability. The continuing primacy of the individual services means that joint
planning, command and doctrine are frequently non-existent. Logistic support and
maintenance are limited, affecting the ability to sustain operations, and training is
constrained.
Many Asian countries have internal security concerns, which work against
modernization of their militaries for external security.
Australia has benefited in its modernization efforts because of its ties to the U.S.
It has been able to import advanced technology and conceptual thinking. The
RMA, including such concepts as network-centric warfare, has increased
Australia’s situational awareness, including the transparency for understanding
international developments.
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as those in the Solomon Islands, Indonesia, and East Timor. Operations such as
those in East Timor have placed pressure on Australia to find solutions to current
problems, such as deliverability, lift, and sustainability. This in turn has drained
both funding and focus on the RMA.
Both recent combat experience and the drivers of strategic change in the Asia-
Pacific thus point to a fundamental shift in the profile of future conflict. While
most developing nations had lacked the resources and planning maturity to realize
the technological ideal, the underlying objective was the development of a
balanced conventional force for the external defense of the nation against external
aggression. Significant asymmetric capabilities, particularly when linked to
weapons of mass destruction, remained the province of the major powers and of
rogue states largely ostracized from normal strategic interchange. Substantial
force development, assuming appropriate warning indicators across a long
timeframe, were generally considered to be the necessary preconditions for
development of strategic power projection capabilities.
Most Asian countries are faced with a large agenda and few forces. Choices are
critical for responding to the types of future conflict they anticipate. September 11
extended Australia’s operational envelope. It has also increased its focus on the
need for SOF-type forces and assets. The question remains as to what impact this
will have on Australia’s current operations and focus.
How to sort all this out? New Zealand reduced its force structure and focused on
army support for crisis management. Indonesia has increased its focus on
“operations other than organized war” and on homeland defense and has reduced
its aspirations for expeditionary operations.
Australia’s approach has been to consider alternative futures to drive Force 2020
(the future war fighting concept). This concept resembles the U.S. vision of
multidimensional maneuver. We can’t afford many forces. We need an adaptable
force. The questions the military is dealing with include cost, use of reserves and
civil support, tactical missile defense, and an increase in SOF. The army is
already taking on SOF characteristics.
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The shape of future conflict in the Asia-Pacific and how it evolves and within
what timeframes will depend very much on the choices that middle powers make.
On both the political and military sides, there is considerable inherent resistance
to the emerging drivers of change, albeit sometimes as much from loyalty to the
past as awareness of the potential pitfalls ahead. Yet, continued proliferation of
asymmetric capabilities together with the growing power differential between
nations (even within sub-regions) could dramatically change the strategic
landscape within a relatively short timeframe. Should that occur, the core of the
challenge for most nations will not be how to maximize control of the
conventional battle-space, but how effectively they are able to come to terms with
discontinuity in the spectrum of conflict.
Paper 3: Martin Van Creveld, The Israeli Experience and Lessons for
the Future
45
handed sort of victory,” which has not accomplished its goal of stopping the
violence.
The other side can know there is such a thing as going too far. The Palestinians
know that Israel can wipe them out or drive them into Jordan. But Israel has been
forced out of Lebanon, has not eliminated terrorism in the Territories even though
the operations have not been brutal, or at least not as brutal as the U.S. in Iraq.
Seventy percent of Israelis want Israelis out of the Gaza Strip. Public opinion is
defeated, as in the U.S. on Vietnam. Israel has not broken the will of the other
side. At Israeli funerals, there is wailing. At Palestinian funerals, there are shouts
for revenge.
Van Creveld holds a dim view of the future. He believes Israel cannot win this
fight. Killing more people is not the answer. It might work in the beginning, but is
not a long-term strategy. He does not believe Special Operations work. Israel
uses heavy vehicles, e.g., old Soviet tanks reconfigured as APCs—the U.S.
wishes it had them in Iraq. And, if Israel cannot succeed given all its advantages,
what hope is there for the U.S. in Iraq? Many of the tactics the U.S. is now talking
about (increased SOF-type operations, for example), Israel has been using for
decades and it does not solve the ultimate problem.
There is a growing gap between rhetoric and reality. It is hard to see actual
progress. The question remains how to legitimize U.S. operations around the
world. For Europe, it is hard to weigh in decisively on military reform when
facing budgetary and social constraints on the use of military force. It is not
necessarily a money issue, but one of attitudes about the use of military force.
The U.S. treats the issue too easily, while the Europeans abhor the use of force.
46
While it is easy to criticize the allies, Wawro cautioned, the U.S. faces financial
dilemmas as well. A defense budget of $400-500 million a year compares to a
budget deficit of about the same. And the U.S. is spending $5 billion a month in
Iraq. It faces jarring choices.
The panel discussion began with a question about the level of will in European
nations for military operations. Should Australia join NATO? Can NATO
countries get rid of their old forces? One panelist argued that the UK is the
primary supporter of the notion that Europe needs to commit, stay, and support
the U.S. France and Italy will follow if their political masters sanction the
operation. Spain is focusing on manpower. Other Europeans are a big question.
Another panelist noted that the Australian government was able to commit forces
to Afghanistan because of September 11. It was harder for them to do so for Iraq
because the rationale for the war was unclear. The big question for Australia will
be whether the resources would be available to support a commitment of troops.
Australia has many regional commitments. As one looks out to 2020, it is difficult
to cover all bases. This creates the need to make choices. The RMA makes the
force structure more flexible. But, they need a force that can contend with
operations on both the high and low ends of the spectrum. He did not address the
question about Australia joining NATO, but stated that the lack of an
institutionalized security structure in Asia made it harder to develop the training
and standards needed to operate in ad hoc coalitions.
This comment prompted a question on how we can deter potential conflicts using
ad hoc coalitions. One participant noted the rapidly rising costs of manpower and
equipment, from which all countries suffer. This would support the need for
permanent alliances.
The panelists agreed that, unfortunately, there is no easy answer. Countries have
national requirements and still need to support allies. They will not be able to do it
all the time. Any coalition needs to define the objectives of any potential conflict
very clearly, including an exit strategy. It is critical to know your goals.
Governments cannot build themselves into a corner from the start. Yet broad
aims are hard to connect to practicalities.
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Fighting Terrorists
One participant drew a distinction between the Israeli experience of fighting the
Intifada and the British experience in its insurgency struggles. The story in
Northern Ireland was quite different because few people were killed on either
side. 3,000 were killed there, including 1,700 civilians, 1,000 UK soldiers, and
300 terrorists. It took 30 years, but the IRA finally gave up. In Kenya, however,
there were some similarities to the Israeli experience. The UK killed 17,000
people, and lost only 32 of its own—but lost the war. Far more insurgents
normally are killed than counter-insurgents, but the war is won or lost based on
winning the hearts and minds of the population. The German experience in
Yugoslavia in World War II was similar to the U.S. experience in Iraq—the
Germans thought it would be cheap and easy, but they were bogged down there,
and it delayed their invasion of the Soviet Union, upon which winter caught up
with them. As was said earlier, “Bad tactics have strategic consequences.”
A panelist added that the UK’s approach is to be proactive. It wants to make the
military relevant in the short term across the conflict spectrum. It wants to avoid
being reactionary. However, this is a cultural approach, and not easily
transplanted to other countries.
Another participant argued that Israel had tremendous success in the 1950s and
1960s and through 1972, in preventing terrorist infiltration from Syria, Egypt, and
Lebanon. Its defensive and intelligence measures were effective. It stopped 85
percent of attacks. What failed them was their brutality. They now have to
station two divisions in the Gaza. The wall Israel is now building is an admission
of failure.
A participant criticized British policies of the past, saying it had screwed up for
500 years, leaving the U.S. to pick up the pieces. He noted that because of U.S.-
led operations in Iraq, five-six million Kurds are running things well in northern
Iraq (he had just been there). The U.S. cannot walk away from them. He noted
how the Europeans, particularly the Dutch, had screwed up in Bosnia. A panelist
offered an eloquent defense of how humiliating the experience of Srebrenica had
been. She said, “Don’t give up on Europe.” Another participant joined in, saying,
“Do not give up on Israel, either.” If you abandon it, Israel may be forced to do
things that no one wants. On Iraq, the U.S. should get out. The U.S. is going to get
out anyway. The wall that Israel is building is a good thing.
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Panel 5: What Might Other Countries Have Learned from
Post-Cold War Conflict and How Might They Apply That
Knowledge?
While Panel 4 examined what friends and Allies learned from contemporary
warfare and how that could impact the nature of war in 2020, this panel looked at
the opposite side of the coin and attempted to assess warfare-related issues the
United States and its friends and allies could face from enemies.
Cordesman said that the enemies the United States and its allies are facing in the
Middle East are diverse. Al Qaeda is only one of a set. We see a wider range of
war, with our enemies pursuing a broader and better-articulated set of goals, over
a long time. They have a longer history of war. They have learned to exploit our
vulnerabilities. The more detail you learn, the more localized the problem. The
more you generalize about the Middle East, the more you miss.
The terrorists’ war existed long before September 11, but it was mostly against
other Arabs. Their war is highly ideological, and even eschatological. It is not a
war for “outcomes.” They are capitalizing on failed secularism and massive
population growth. These countries don’t want to become American-style
democracies. The opponents of the local governments exploit this. So you cannot
just kill insurgents, because they will just keep replicating themselves.
Cordesman stressed that U.S. enemies in the Middle East need to be examined on
different levels in terms of the lessons they are learning from contemporary
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conflict. There are lessons learned by hostile states affecting their regular military
or “conventional forces;” lessons learned by hostile states or movements
regarding asymmetric warfare; and lessons learned by Islamist extremists and
other hostile movements.
The U.S. has taught the region both military lessons, by its superior tactical
performance in conventional warfare, and a far less advantageous set of lessons in
regard to its capabilities for other forms of conflict. It has shown that it does not
fully understand the extent to which it is involved in a broad political,
psychological, and ideological conflict in the region. It has shown that it is inept
in political, psychological, and information warfare, and self-deluding and
ethnocentric in evaluating its own performance. It has shown that its advantages
in defeating conventional forces do not extend to dispersed asymmetric warfare,
and that it is currently vulnerable to strategic overstretch in trying to carry out
“Phase IV” and stability operations in even one major contingency.
If the war is a political one, it should be fought at the political level. We are
dealing with ideologies and martyrs who are predetermined to win according to
their own dynamics, not lessons learned. Indeed, they “win by losing.” Al Qaeda
considers that they were “not defeated” in Afghanistan and have moved to
Pakistan. [Note how Saddam Hussein had declared that he had won in 1991].
They adapt by mutating, dispersing, fragmenting, and setting up new cells.
As for tactical lessons, first, in psychological warfare, the U.S. needs to co-opt the
media and get popular attention. They capitalize on the U.S. being anti-Arab and
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pro-Israel. The U.S. needs to exploit the regional media, especially satellite TV.
Radios have been around since the 1950s. Our enemies are not secular. They
know how to push hot buttons. They use Americans as proxies. We will see more
atrocities. They want to keep failed states failed—they’re blowing up roads in
Afghanistan. The long list of events in Iraq indicates a broad attempt to disrupt
nation-building. They use mosques as sanctuaries. They want weapons of mass
destruction, but as of yet, it is not clear that they can operationalize them.
What we’ve seen in Iraq are IEDs (improvised explosive devices), that their
network is better than ours, the use of GPS, the use of towns and cities. They won
in Fallujah (though the area around the city is not pacified). They use mountains
and other geographical features. They use neighboring countries.
The revolution in military affairs is on exhibition more so in the Middle East than
anywhere else. It is used for targeted killings. Israel used UAVs in Lebanon in the
late 1980s. And both Desert Storm and Operation Iraqi Freedom were
representative.
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their widening gap with the U.S. and Israel, so they try to develop the poor
man’s weapons of mass destruction. They use North Korean No Dong
missiles. Syria has chemical weapons, and we suspect they may have
biological weapons, though there is no evidence of testing. Iran has an
active nuclear weapons program.
3. As for the non-state actors, while there is enough sophisticated
technology in Egypt, Turkey, and Saudi Arabia, and while these are
remarkably stable states, they face constant instability. There are radical
movements in each country, which could inherit the sophisticated systems
if they were to take over.
The Saudis spend $22 billion a year on defense, or 11 percent of GDP, twice as
much proportionately as Israel. The Egyptian government has been
extraordinarily effective in squelching internal terror. They had the (cultural)
assets the U.S. lacks—they penetrated the radicals’ cells. The non-state actors
haven’t adapted in Egypt, but they can counter revolution-in-military-affairs
technology. See the Hezbollah in Lebanon. Israel and the U.S. are vulnerable in
their cumbersome, slow-moving vehicles. Israel tried to throw technology at the
Hezbollah and the PLO, but it didn’t work. HUMINT was more effective.
The Challenge
The key challenge for the West in the Middle East is political, not technological.
The PLO can control suicide bombings, but Israel destroyed the security structure
of the PLO—a big mistake. The West needs to find local actors to do the dirty
work.
Paper 3: Dave Finkelstein, What has the PLA Learned, and How Might
They Apply it in 2020?
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The Scope of PLA Development
The exact size, the precise organization, and—most importantly—the real (as
opposed to aspirational) operational capabilities of the Chinese People’s
Liberation Army (PLA) in the year 2020 are impossible at this point to detail with
precision. But there are six general characteristics about this constantly evolving
defense establishment in the year 2020 that he was willing venture some guesses
on:
• First, by 2020, the PLA (which is term that includes all of the services)
will certainly be a more professional force in the corporate and
institutional sense and a more operationally capable and sustainable
military force in the war-fighting sense than it is today.
• Second, the PLA of 2020 will still likely be a force tooled for sustainable
regional force projection (sustainability currently open to question); not
global force projection.
• Third, the PLA of 2020 will still probably be a large organization in terms
of numbers—larger than it needs to be or would prefer to be—with most
units of uneven quality (in terms of equipment and trained personnel) but
with a relatively small core of highly-trained and well-equipped units that
will make the PLA one of the premier regional military forces in Asia.
• Fourth, although the PLA is today only at the incipient stages of its road
toward joint-ness, by 2020 the “color” of the PLA will likely be much
more “purple” than it is today. This implies more capabilities in the
maritime and aerospace battle space dimensions and new command and
control relationships.
• Fifth, by 2020 the PLA will almost certainly have enhanced space-based
C4ISR capabilities—certainly with new architectures to enable new
command and control relationships and probably for enhanced battle space
awareness.
The PLA faces a host of problems and wild-card events, but it is a learning
organization. Previous modernization attempts failed. But we have to ask how
much real adaptive capability do they have on the ground vs. on the blackboard?
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The PLA and the RMA
Desert Storm had a galvanizing effect on the PLA, just as the 1973 war affected
the United States. They instituted “the two transformations” in 1995. They were
to metamorphose from local wars to “fighting and winning under modern high-
tech conditions,” and from quantity to quality. They have made real across-the-
board efforts on this, on a large scale.
They believe that a local war under high-tech conditions would involve limited
objectives, stay local, be short and decisive, and would be conducted
simultaneously in all dimensions. China has not fought a war for 20 years, but
wars of the late 20th century, some Chinese believe, will be sufficient to guide the
PLA’s development.
Finkelstein noted that Taiwan is not the PLA’s sole contingency. They also worry
about Japan, and they worry about India, whose navy has ambitions in the Indian
Ocean. They also have a South China Sea contingency, based on exploitation of
resources. China also has a residual distrust of Russia. It is worth noting that all
these contingencies are maritime-centric and against highly-developed militaries.
The Chinese also worry about their economic center of gravity, which has moved
from the interior in Mao’s time to the coast. Their economy is highly vulnerable
to foreign forces. This makes the doctrine of the past, which conceded the
coastline in the initial phase of a war, no longer viable.
The pillars of their modernization are new systems, new operational concepts, and
institutional and system reforms. This, however, does not tell us how they will
employ their forces. The institutional and doctrinal reforms are at the heart. They
have issued new defense laws and regulations. They are more public about it. In
the past, there were seven different PLAs (spread across the military regions).
Today, there is a more homogenous force. Officer accession is no longer just from
the ranks, but now also comes from the universities. They are providing
scholarships at the universities. They are providing the officers with more
training. Their officers’ tours are longer.
We see results from this. There has been a total reform of the military education
system. The PLA has consolidated its services. They partner with the civilian
universities on faculties. They are creating career non-commissioned officers
(NCOs used to be just privates on extended tours). The PLA is now providing its
officer corps 30-year careers, housing, and technical proficiencies. They are also
reforming their commands, creating joint task forces, unlike the Soviet models
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they used to follow. They would create war zones when needed. They are
discovering logistics.
The panel discussion began with several statements by participants and panelists.
One participant noted that the U.S. has little understanding of the Middle East
region and the forces that motivate the people there. The weapons in the region
are obsolete. The non-state actors use information operations better than we do.
But several of the states are stable.
Another participant rejoined that the militaries in the region are trying to
modernize. Their spending and the systems they buy are predictable, but the
variables lie in their cultures, which are less receptive to outside influence.
A panelist went further, arguing that the West sells weapons to Middle Eastern
countries that they cannot absorb. We are down to two enemies, Syria and Iran,
both of which have very poor militaries. There is no money for defense in either
country. Syria has been inept in building weapons of mass destruction. There is a
generation of rubbish that has been dumped on Iran. But they may be dangerous
in WMD or in insurgent warfare (i.e., the classic middle of warfare is missing).
This assumption was challenged by a participant who argued that the West has
little insight into Syrian and Iranian strategic thinking. We do not know how they
would use their weapons. Chemical warfare is highly ineffective against defended
populations, but may be effective in a surprise attack.
One participant asked about the forces driving the PLA’s development. Unlike the
Middle East, a panelist argued, China’s borders are secure. They have been
exposed to the West. There’s an upcoming generation of highly nationalist people
who want the PLA to be great. But the PLA is stuck with lots of useless people.
The real story in China in 2020 is whether the party will be able to keep the
country together. There are lots of social changes. Any slowdown of the economy
could lead to serious social instability.
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The PLA has not shot in anger since 1979. The next time would be Taiwan—and
for that, they would get just one chance.
Another participant asked whether Taiwan could defend itself. Are they likely to
go nuclear? The panelist stated that the Taiwanese armed forces are an unknown
quantity. More is known about the PLA. Political will is more important in
Taiwan. As for going Taiwan nuclear, he could not comment.
Several participants wondered about the future of the Middle East. Several
participants were curious about the creation sometime in the future of a great
Islamic state. A panelist responded by asking, “What is Islamic Puritanism?”
There is no consistency in what that is. It is very diverse. A Grand Caliphate is
highly unlikely. Most states that have taken on an Islamic movement have won.
The U.S. can’t lose, and in any case the Islamists can’t get it together. They could
take over a single state [like they did in Afghanistan].
Another participant pointed out that Islam is more factionalized than any other
religion. They have relative success in waging guerrilla warfare, but once big
enemies disappear, they break apart. We have to make distinctions (presumably
about where they come from).
When asked where the U.S. should go from here in the Middle East, one panelist
noted that the hostility to the U.S. is growing in the Middle East. We need success
in the Israeli-Palestinian peace talks. We have to cease the absurdities with which
we approached the Greater Middle East Initiative and Iraq. We need to help the
states in the region, especially with their jobs and demographics. We should
forget about “liberty” and all that.
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Luncheon Speaker: David Spencer, Insurgencies in Latin
America and What the Future Might Hold
Spencer opened his remarks by noting that in the 1980s, there were 11 major wars
in Latin America. In the 1990s, there were 5, of which only 1 was conventional.
From 2000 to 2004, there was only one major conflict. Is this the most peaceful
region in the world? The U.S. ignores the region, but the region may be in for
another round of warfare.
Spencer said that the conditions are ripe in most of the Andean Ridge and
Amazon Basin countries for the outbreak of political violence. Democracy was
responsible for the reduction of conflict in the 1990s. But democracy has not
produced the social and economic benefits promised. It did not cure corruption
and patronage. It excludes minorities. It has bankrupted the countries, and now
the populations are suffering malaise.
With democracy came economic liberalization, but it brought its own problems.
There has not been much trickle-down. The gap between rich and poor has grown
wider. Globalization has wreaked havoc on some of the economies. The
combination of globalization and vast space has led to illegal economies, e.g., the
drug trade. Drug money is pouring in. The money goes to many smaller boutique
cartels, since the bigger cartels have been broken up.
Based on his sources throughout the region, Spencer contended that the region
could be attractive to Islamic terrorists. This opened many provocative questions.
Might they establish bases there? Would it drain U.S. resources to cope with
them? Although much could be done right now with small resources, would the
U.S. wait to react only when bad things happen?
The northern half of South America is now the most volatile part of the region.
There, Colombia is the good news. Over the last six years, the Colombian
government has written a national security strategy and has taken measures to
establish security so that all their people can exercise their rights. The military has
swept the contested areas and established local security. Uribe’s popularity is at
80 percent. Former rebels can now form parties. The FARC has done a strategic
withdrawal. They are suffering attrition. They may be waiting out Uribe, since a
president’s term in Colombia lasts only 4 years. The next election is in 2006. Will
Uribe revise the constitution so he can run again? 70 percent of the population
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wants that. The country has spent more on defense and has loans to repay. The
economy grew by 3.4 percent in 2003.
In the worst-case scenario, the U.S. is facing the calm before the storm in Latin
America. In the best case scenario, Latin American instability will play itself out
in a series of low-grade controlled tremors, but will eventually emerge as
stronger, with better governments and economies. Somewhere in between is the
most likely outcome. To ensure a more positive outcome, it would behoove the
U.S. to shake off its traditional complacency and be more pro-active in Latin
America.
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Highlights from Discussion
Latin America and Terrorism
Several participants asked about the foothold Islamic terrorists might have in
Latin America. The panelist confessed that the picture is mixed. There is no
question that there are people of Middle Eastern descent on the continent. The
locals call them “Turcos.” There are a lot in the coastal areas and in the tri-border
area. They tend to cluster. Most are in commerce, including smuggling. Hamas,
Hezbollah, and al Qaeda have tapped into these underground activities. There is
evidence of training bases. How serious it all is, is the question. They raise funds.
They come there for rest and recreation. There are rumors of Muslim prayer rugs
left on the Mexican border.
One participant asked whether there are connections between terrorists and drug
money. Another participant chimed in that he was skeptical about al Qaeda being
in Latin America. People use that claim to attract assistance. FARC has no
ideology; no one takes them seriously. The panelist countered that the
paramilitaries have ideologies, but FARC does not. Uribe thinks he’s the messiah.
But we have to worry all the time about his survival.
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Panel 6: What the U.S. has learned from contemporary conflict
Since the end of the Cold War the United States has had experience with virtually
everything in the spectrum of conflict, with the exception of great power conflict.
Armed humanitarian intervention, terrorism, insurgency, redressing aggression,
forcible regime change, attacks on the homeland, major state to state conflict, and
forcible enforcement of UN sanctions have all taken place since 1989.
Starting with Panama in 1989, Special Operating Forces have, over the decade
and a half, played an increasing role. This has apparently come about because of
the nature of the conflicts themselves and the increased utility and lethality of
Special Forces upon being mated by information networks to over-the-horizon
firepower. This panel addressed the question: Will this trend continue?
Cebrowski began his talk by noting that our inability to predict the future does not
mean that we know nothing about it, at least within reasonable bounds. Just as
there are constants, so are there trends—growing ethnic and religious strife, the
reshaping of nation-states, shifting and emerging economic centers, the escalating
value of information and learning, the proliferation of information technologies in
relatively undeveloped societies and nations, and the emergence of global,
transnational terrorism. These trends and others are reshaping our government,
our economy, and our society. Their scope and pace are transforming
transformation—and the character of war.
New threats are emerging from societies and people who remain disconnected
from the larger evolving global system. Great power war has been taken off the
table, and we have become so proficient in conventional state-on-state conflict
that the locus of violence has shifted to the level of the individual actor. This is a
more nuanced threat—one defined by the vague, the inconsistent, and the
irrational dimensions that we are still at a loss to measure. We are discovering
that our forces must be rebalanced and realigned to the new strategic context. If
the character of war were not changing, these realignments would not be
necessary.
The challenges facing us do not merely require us to redefine the military piece of
national security for an environment lacking a "traditional" battlefield threat. We
must forge the broader internal and international security instruments necessary to
support U.S. leadership in a world where accelerating change and increasing
ambiguity are dominant features, and where threats can adapt and evolve more
rapidly than we are transforming.
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Defining the Transformation
Transformation is past the tipping point [i.e., it has its own momentum now],
given the unspecified crises ahead. But it is not enough to align to the power
sources, which must then be aligned with the strategic need. The flows we should
be concerned with include populations, finances, security, and resources.
The transformation started at the beginning of the Bush administration has itself
been transformed. But we must move faster—increasingly, the pace of
transformation is not one we set for ourselves. National defense is no longer just
about the Department of Defense. Homeland defense is no longer an abstraction
to the average American citizen, nor is it conducted solely at long range. This is
no longer just about projecting power—rather, it is about exporting security.
Our view of strategic response has been altered. Responsive means reactive—that
we have ceded initiative to an adversary and are prepared to act in the wake of an
attack. The President’s National Security Strategy recognizes that the
consequences of a potential WMD attack mandate that we be preventative. This
is a different approach reflecting a different role for defense in national security
and a need for different capabilities. For example, if we are going to be
preventative rather than just punitive, a change in intelligence capabilities is
indicated. Clearly, we have to know more sooner. We must acquire the ability to
better identify and understand potential adversaries. This calls for different
organizations, different systems, and different ways of sharing intelligence. We
need the ability to look, to understand, and to operate deeply within the fault lines
of societies where, increasingly, we find the frontiers of national security.
Security policy puts restraints on the future since it is on networks and requires
strategic teaming. Social intelligence is now dominating military intelligence.
The peer competitor is off the table. The Department of Defense looks like the
Digital Equipment Company: they had the finest computers in the world, but there
was no market for them.
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We get down to the technological level after we have gone through all the cultural
issues above. Behavior is important. This does not mean we walk away from
technology; we need it. For example, sea-basing will not just be a base at sea.
Massive ships are not the answer, especially as they could be prime targets. But
we should have 25-30 of these ships. The Army and Air Force have to go in
smaller units to align with the strategic environment.
There used to be some general agreements about the capabilities needed in our
forces. These addressed where we should deploy military forces, the method of
deploying and using those forces, their general structure and how we should
organize them, and the kinds of technology they should possess. These
capabilities have been dashed on the hard shoals of reality. The scope and the
pace of geo-political change compel us to create organizations and doctrine that
can readily adapt and retain flexibility within increasingly complicated operating
domains. Increasingly, whether in business or war, adaptivity equates to
effectiveness and survival. The nation's military force must be an adaptive
instrument of national power.
There are two ways of deciding what U.S. forces ought to be:
Increasingly, new capabilities that address only traditional threats will simply be
moved off the table. Now we expect to justify systems based on their capabilities
against irregular or catastrophic challenges. We have yet to see this justification
used for many of the largest and most expensive programs in the Department.
Can we really pay for this force? We have only a budget strategy, not a cost
strategy. We should not be paying more for decreasing returns.
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The need to transform the role of defense in national security and the
organizations and processes that control, support, and sustain it cannot be ignored.
Transformation seeks to create our future, and to shape that future for a greater
good, not simply fall victim to other inertias on the global stage. However,
transformation begins and ends with culture. Transformation is first and foremost
about changing culture. Culture is about behavior—about people—their attitudes,
their values, their behaviors, and their beliefs.
Paper 2: Michael O’Hanlon, Trying Not to Repeat the Past, Bad Lessons
that are Hopefully Learned
O’Hanlon began his talk by pointing out that a hallmark of the U.S. military has
been its willingness always to learn from its mistakes and always to improve.
Lessons learned are based on failures. In 1993 (in Somalia), we learned not to
take our eye off a small operation. In Desert Storm, we learned to give PGMs to
all aircraft. This lesson was relearned in Kosovo. We fix problems.
But what about the mess in Iraq? Why were we not prepared? It is hard to
understand. Our system was incompetent. We knew too much to get it so wrong.
We were not ready to do stabilization. The State Department and every think tank
said it would be hard (but were ignored).
The primary lesson not yet learned by the U.S. defense establishment in recent
times, and resulting from failure on the battlefield, concerns the poor planning and
preparation for the post-Saddam period in Iraq. The reason for this mainly lies in
the civilian meddling in the planning process. In the ongoing debate over the
proper roles of uniformed personnel and their constitutionally superior civilian
bosses in American national security decision-making, it is probably now time for
a correction in favor of an enhanced role for the military voice.
The standard explanation for the failures in Iraq, O’Hanlon noted, is that the
Rumsfeld/Wolfowitz/Cheney vision of modern warfare, as well as their strong
preconceptions about how easy it would be to depose Saddam, deserve the blame
for CENTCOM’s lack of readiness to handle the challenges that began to present
themselves in Iraq on April 9, 2003, when Saddam’s statue fell in Baghdad. This
perspective is mostly right. It is also too simple.
The fact is, we had a pretty good invasion strategy—to take out the leadership
without destroying the country. But, there was no recognition in the process that
Iraq’s security institutions might be shattered and thus responsibility for
maintaining civil order would fall to American-led forces. Any one individual
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might not have thought of it, but a system is supposedly in place to make sure that
this phase of military operations is addressed.
Previous CENTCOM plans for overthrowing Saddam gave full attention to this
issue. However, the military let itself play a subservient role and bought into the
notion that the entire operation would be “a cakewalk.” O’Hanlon argued that the
military was hewing to the lesson Eliot Cohen advanced in his book, that the
civilians lead best in strategic matters. But strategy is too important to be left to
the civilians. The military was talked out of (their best judgments). Only Shinseki
objected. The rest agreed with the civilians. They said they were “comfortable”
with the plan. They swallowed their objections.
If there is still any doubt about whether military officers should be shy about
entering into national debates on matters of strategy and the use of force, a quick
review of two other crises may help solidify the point.
In Kosovo, General Wesley Clark said, “We’re losing,” and got the civilians’
attention. Livid with Clark’s unsanctioned planning activities for escalation up to
and including a possible ground war, Secretary of Defense William Cohen fought
Clark at every bureaucratic turn and ultimately relieved him of command early.
But Clark was right, putting the nation’s need to win its wars ahead of standard
decorum.
The uniformed military did not do as well in recent times. Had General Franks or
General Myers acted similarly when the Iraq war plan was devised, the country
would have been better served. Instead, there was no clear line between strategy
and tactics. Tactics have strategic consequences. That means the politicians have
to be involved. But if the tactics are flawed, then the strategy will be flawed (i.e.,
the military should point that out about the tactics). Some of the military should
have complained or even resigned. The standard answer in the Pentagon was that
they were concerned with humanitarian relief, refugees, etc., upon their
conquering Iraq. The plan stopped on April 9.
Insurgency has existed as long as the powerful have frustrated the weak to the
point of violence. It is simply a strategy of desperation in which those with no
other options turn to protracted, asymmetric violence, psychological warfare, and
political mobilization. In some modes, insurgents seek to attain their objectives
directly by wearing down the dominant power. In other forms, asymmetric
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methods are used to rectify an adverse conventional military balance. Ultimate
victory would come through conventional means once parity or something like it
were attained. Ultimately, though, the result is the same: the weak avoid defeat
and, over time, the power balance changes and they become stronger.
While insurgencies have been with us a long time, their strategic significance has
vacillated. They were in the background to great power conflict. They take on
increasing significance today because great power conflict is such a low
possibility. The war by the terrorists is the first global insurgency.
To understand the insurgencies the United States now faces, whether those in Iraq
and Afghanistan or the global one against violent radical Islam, and to develop
coherent strategies to counter them, American planners and leaders must ask two
questions: Do these insurgencies exhibit the characteristics that have traditionally
led to insurgent success or victory? And do these insurgencies have any
characteristics that break with traditional patterns and that may allow them to
attain success or victory even though they are missing some of the traditional
determinants of success?
We learned counterinsurgency, and then forgot it, many times. We were forced
into it, and then let our ability atrophy. It is a phoenix, continually rising from the
ashes. The thirst for knowledge of counterinsurgency is urgent now. It is being
discussed in messages, war games, etc. Is what we learned 10 years ago still
useful?
There has been too much focus on reorganization, especially of the Army. That
includes civil affairs people, military police, light infantry, etc. But those are not
key. Instead, we suffer from strategic and conceptual incoherence. For instance, in
the two current insurgencies, we have clashing approaches:
• One comes from Malaya and involves ameliorating the root causes.
We seek to fundamentally transform the society and economy from which
the insurgency arises. Most important is the psychological aspect.
• The other comes from the military side and particularly reflects Israeli
thinking. It and is aimed at limiting eliminating the threat. One can point
to the Marine Corps in Fallujah, and how they went out thinking they
would operate with velvet gloves but ended up exercising the mailed fist.
So old ideas need updating. They are not working. We need to make rapid
improvements at counterinsurgency—which is a holistic strategy focusing on the
psychological and political dimension—rather than simply combating guerrillas.
We are not creating the civil sector and thus we’re ending up with a serious
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means-end mismatch. We want victory in the global war on terrorism, but we
have a strategy of only managing it.
At the tactical level, there are only minimal differences between this insurgency
era and the previous one. While the U.S. military has allowed its ability at
counterinsurgency to atrophy, it can easily rebuild it. The basic soldier skills and
professionalism that exist throughout the military provide a solid foundation.
Developing counterinsurgency capabilities in the other components of the U.S.
government, which is as vital to success as augmenting the military's ability, will
be more difficult, but not impossible. In general, the Department of Defense is
aware of what needs to be done at the tactical level and is making improvements.
The real challenges are at the strategic level, in understanding where insurgency
fits into American strategy and how the strategy of insurgency has evolved.
Ultimately, insurgency is a strategy, not a tactic.
Ironically, even though the world has entered a new era of strategic significance
for insurgency, no model or strategy of insurgency that is as effective as Maoist
People's War has emerged. Neither Iraq nor Afghanistan is likely to produce one.
The jury is still out on the global counter-insurgency against radical Islam.
Ultimately, then, today's insurgency is basically an attempt to add a few new
twists to old methods. While it is hard to kill, it is unlikely to generate a new
wave of insurgent victories.
But how far should this trend be taken, and how prominent should SOF’s role
become? Are there natural limits on the roles and missions suitable for special
operations, and if so, what are they? Is a modest expansion of special operations
at the margins of an essentially conventional military the best approach? Or
should the conventional military eventually be transformed around SOF? Should
special operations come to provide the predominant ground element in a radically
restructured American military?
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Realigning the U.S. Force
The proposals for realignment include the Afghan model of special forces-plus-
PGMs-plus local forces. This happened in Kurdistan, too. The proposal argues
that war based on the combination of SOF and standoff precision will enable
America to wage major combat operations without mass conventional ground
forces of our own. If so, this would imply a dramatic shift in the relative
importance of SOF and the conventional military in American force structure, and
would certainly constitute revolutionary, rather than merely evolutionary, change.
But if one examines the Afghanistan model, there are hidden problems. The
operations in Afghanistan were heavily based on precise engagement. PGMs were
sufficient against unskilled enemies, i.e., the Taliban. The Taliban committed
numerous mistakes, especially by exposing themselves. But then we encountered
better-skilled opponents, who could conceal themselves against PGMs. It took
ground forces to get them. The operation at Bai Beche on November 5, 2001 is
such an example. We could not give precise target coordinates to the aircraft, so
we carpet-bombed. At Tora Bora, there was insufficient ground exploitation of
PGM strikes.
For OIF, the Afghan model applied only in the north, and against unskilled
opponents. It did not work against skilled opponents. The Republican Guard units
were “semi-skilled.” The regular army conscripts were unskilled. They set up in
visible positions, e.g., along ridgelines. We did not get exposure to a skilled
opponent.
For the future, do we need better technology for the Afghan model or better
skills? And what do we do against complex terrain? If we do not solve these
questions, special forces are insufficient. If we can do the target acquisition, we
do not need special forces. So the Afghan model does not drive us to more
special forces.
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The ultimate limiter here is SOF’s ability to take over missions now primarily
assigned to conventional forces—and especially, its ability to shoulder the
mission that now drives much of the conventional ground forces’ structure: major
combat operations (MCO). SOF’s role could certainly expand within the
framework of traditionally SOF-specific missions such as unconventional warfare
or counter-terrorist direct action, but such tasks are unlikely to become the central
drivers of American force structure any time soon. Expansion within the
framework of such missions is thus likely to be incremental rather than radical.
The limiting constraint on SOF’s predominance in the American military is its
ability to supplant conventional forces in one or more of their traditional roles.
Though it may well make sense to incrementally expand the role and size of
special operations forces, it thus does not appear that the Afghan Model, at least,
offers a viable opportunity for radical restructuring by 2020. Change is surely
needed, but so is continuity. And the actual experience of Afghanistan and Iraq
suggests that the need for continuity may be greater than some now expect, the
scale of the changes needed may be more evolutionary, and the prospects for
revolutionary change may be more limited.
Tom Keaney—Discussant
Keaney noted that the panel did not raise technology as the silver bullet, as some
might have expected from such panelists as Art Cebrowski. Instead, all of the
panelists focused on the importance of the cultural, human, and teaming aspects—
and the organizational.
The role of civil-military relations in the conduct of warfare has been highlighted
in the most recent operations. The operations described are the most political of
all warfare, but the military still saw themselves in the military role. An important
question for the future will be how the military makes its voice heard to
policymakers. Should they be more public or should they try to influence the
civilians privately?
This question is illuminated by the fact that the war on terrorism is not fought in
black and white terms. The fundamental question of whether to fight the
insurgents or fight the insurgency is colored by the civil-military question.
The final issue raised by the panel was the future of the U.S. military force.
Should the special forces morph into something different, more towards
conventional capabilities, like the Marine Corps?
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Highlights from the Panel 6 Discussion
The Mistakes in Iraq
Most of the panel discussion was devoted to Iraq and the mistakes that were
made. One participant asked: Why didn’t we think through the post-war situation?
How can we fix that? A panelist noted that the military has a tendency to confuse
war and combat with shooting. They emphasized the strike-reconnaissance
complex and drew down the Army. This is a narrow view of warfare. Our military
leaders grew out of the Cold War with the Soviets. They think only of Phase I, not
Phase IV.
Another panelist argued that most of the military underestimated what would
happen, but the civilians browbeat the military into doing what they otherwise
thought was wrong. What to do? Resignations? The media loves those. Leaking?
Powell has been a master at that. The Army has not hesitated to leak its readiness
C-ratings, but on other things it does not.
A participant argued that we should look closely at the Zinni plan. All the
strategic documents [NSS, etc.] were useless for Iraq. On the interagency conflict,
it was not enough for Powell and Armitage to be right. State and AID don’t know
how to do nation-building. USIA does not exist anymore. Look at the education
of the civilian side, not just at the Department of Defense.
A civil affairs officer in the audience reminded everyone that Powell said we
would not do nation-building. He could not have said that we would be there (in
Iraq) for 7 to 10 years without making the administration vulnerable to criticism
of mission creep. State was absent from the debate. But the military was absent,
too. They have just a war-fighting doctrine. They do not talk about or ever plan
for nation-building. Bosnia and Kosovo were too hard—they did not want to do it.
We went into Iraq with a notion of rotating the troops. And we left the non-
combat forces vulnerable.
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Several participants argued that the military is good at the brute-force approach.
They figure they need a certain number of troops in proportion to the population.
But Rumsfeld wanted only the head of the serpent. We needed a hybrid model,
including saving the Iraqi security apparatus.
One participant reminded the audience that the conference was about warfare in
2020, not just about Iraq. A panelist came back to an earlier theme, noting that the
people who do our strategy should grapple with the question of fighting
insurgents vs. fighting the insurgency if we are to look out to 2020. Is Iraq to be
the norm? Does it mean we intervene all by ourselves? Or is Bosnia the model for
the future? Another participant pointed out that there are alternative futures. We
can either go it alone, or hope for a Pax Americana without the Americana.
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Concluding Session
In the concluding session, a panel of experts reflected and commented on the
conference and attempted to integrate the various threads of discussion into some
overarching judgments.
Harlan Ullman
We have to start moving toward 2020 now, on a bipartisan basis. He laid out ten
steps in his new book, but chose to highlight five on this occasion. He stated up
front that his current vision was pessimistic.
We should change the National Security Act. The Department of Defense has
become too much the surrogate for actions other agencies should be taking. There
is no overall government effort [e.g., for Iraq]. We should expand the war
colleges’ student bodies to include all agencies.
The world may be as dangerous as it has ever been. Islamic jihadism’s ambition is
to set up its own state with Saudi money and Pakistani nuclear weapons. We are
not safe.
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Paul Van Riper
The idea that there can be revolutions in military affairs is nonsense. Change in
modern military organizations is evolutionary by necessity if for no other reason
than the inability to recapitalize weapons systems in less than several decades.
There have been four previous periods of significant military change in U.S.
History—1865-1914, 1918-1940, 1945-1965, and 1975-1990. Only in the last
period did the U.S. get things right—and that was largely because we focused on
operational concepts vice technology. We are apparently in a new period of
significant change, one that began in 1992. Unfortunately, little more than
slogans based on unproven assertions have been produced. Those offering new
ideas appear to have little real understanding of the true nature of war—that
combat is an inherently chaotic and uncertain phenomenon. There are opportunity
costs in pursuing baseless assertions and slogans, the most important being that of
missing the opportunity to determine how we want joint forces to fight in the
future.
All of this means we need to think our way through the problem of future war, not
buy our way to a solution. In short we need to:
In addition all services and the joint community should consider the following as
they work to adapt to future needs:
• Less killing and less destruction means less shock to enemy systems—
they may not feel defeated. Physical dislocation will have less meaning.
• New enemies will be far less “templatable,” meaning detection will not
equal diagnosis.
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• Though situational awareness enables economy of force in conventional
operations, it is only at the operational level, not the tactical.
Ultimately, however, we must improve how we bring all the elements of national
power to bear against our Nation’s enemies. We need to develop a theory of
conflict.
Tom Keaney
We should look backwards in ten-year increments: 1994, 1984, 1974, 1964. We
can see that we cannot get it right. We will be wrong. Now we are obsessed with
Iraq and the global war on terror. Will we still be in 2014?
How has the subjective nature of combat changed? How much of society is
involved? How much of the whole government is involved? We have real trouble
with the global context; we tend to just look at regions. We worry about:
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• Religion-based terror.
• Latin America
What is combat? We need absolute speed at the tactical level. Should we think
about attrition? Should we merge the Special Forces into the U.S. Army and
Marine Corps? Should we leave air, space, and naval forces to cover Northeast
Asia? We are doing little on technology since we became obsessed with Iraq.
How would it drive the future? High-end combat will involve smaller forces, in
smaller segments.
Jim Blaker
He has seen an extraordinary conference. But it did not talk much about 2020. We
talked a lot about the present. The future grows out of the present. But we did not
talk much about shaping the future, or avoiding futures.
He heard several dichotomies: optimistic vs. pessimistic, blue sky vs. present,
technologists vs. Cassandras, ISR vs. HUMINT, network- and effects-based
operations vs. attrition, Iraq as the beginning of strategic victory vs. strategic
debacle. What comes out of it all is a non-triumphant tone.
Who could portray the situation in Iraq in worse terms? It is a serious debate, one
that we have not had since after Vietnam. We could understand the Vietnam
debate. We asked, “What happened in Vietnam? Why the screw-up?” Lots of
people were killed. But now it is members of the All-Volunteer Force that are
killed, so it is not a national problem like it was with Vietnam.
Is there now a sensitivity to what’s going on? Maybe what will happen is a debate
like that which took place post-Vietnam, to get it right. Why? The American spirit
is driven by pragmatism and a belief in the future. We are cognizant of the errors,
but he did not hear many solutions offered at this conference.
Paulette Risher
How do we think about thinking?
The focus on Iraq is not bad. We look at it through a broken lens. It may work
out.
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Transformation is not just about technology. People are more important. We need
social intelligence and a transformation in that area instilled at very junior levels.
The “Red Team” is driving our thinking, as was noted by General Scales. We are
reactive. We dominate the middle of the spectrum, so our enemies go to the right
or the left (to WMD or to terror/insurgency). We invest, they react. We work on
the problems we want to solve, not on what an enemy drives us toward. There is a
shorter decision cycle. We do not analyze what they do. We need to look at
teaching ourselves how to think vs. what to think.
She noted the dichotomy between Tom Barnett’s optimistic view of the world vs.
Ralph Peters’ pessimistic view. We need to expand our thinking beyond our
normal comfort zones. We are doing things right at the level of our people and
their families, even if we have problems at the grand strategic level.
The moderator of the panel opened the discussion by stating that the most
troubling to him was Martin Van Creveld’s remarks about how Israel was coping
with terrorism. Israel had all the advantages (including knowing the language),
but is no closer to victory today. Israel is in a better position than the United
States with regard to the enemy it is facing, but has not solved the problem. This
feeling was echoed by a participant, who noted that the tragedy is that so many
people are doing the right thing, but it is not working. A panelist argued that the
Israelis are fighting the insurgents, not the reasons for the insurgency. They need
to understand the basis for the insurgents’ actions.
One panelist argued that we have been dealing with the symptoms, not the causes.
The causes are political third rails. We have to get to the Israeli-Palestinian
problem, and then India-Pakistan and the madrassahs. We need to take on the
Saudis. These problems are term-killers for presidents.
One participant noted that France in 1954 was all about Algeria and Vietnam.
France was defeated in Vietnam and DeGaulle got out of Algeria and so France
had no more colonies. So how do we look forward to 2020 and whether Iraq and
the global war on terror will still be with us at that time? How does the U.S.
handle its empire? We are losing our edge. The funds to manage this empire are
not unlimited. We should scale back and take on only 2-3 priorities, including
Pakistan. We should pursue evolutionary change, not a grand design. And we
should be a leader, attracting allies, not repelling them.
A panelist challenged the premise of this argument, stating that we should not use
the lessons of the past. What are the really big changes in the world? The French
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understood that colonialism was over. Is what Tom Barnett said true? If so, it
changes how we look at leadership.
Several participants argued that we need a theory of conflict for the current
environment. There is a competition of ideas, violence, and logic. All elements of
national power need to be brought to bear. This means the information element
becomes dominant—in the war of ideas. It is so contradictory that it will take a
long time to sort out. It is not a competition of nation-states or rational actors
pursuing national interests.
We can look at the Israeli Defense Force’s experience in the late 1990s and how it
might project to 2020. First, the IDF mapped out the challenges in a relatively
well-defined strategic environment. The main challenge was uncertainty. There
were wide variations in the views of the challenges, from WMD threats to internal
unrest in Israel itself.
We have to ask whether we have the human and intellectual capabilities to meet
these kinds of challenges. We have to understand the resources within the United
States. Staying power is the key challenge. September 11 raised the need for
staying power. Small incidents build up to a big strike. Life goes on in Israel, but
the economy is in deep trouble. Yet it is in better shape than any other economy in
the Middle East. How can we mobilize for the unknown?
One participant asked about social intelligence. We have to look at how our own
policies affect the rest of the world. How can we bring social intelligence into our
own defense planning system? One panelist noted that “social intelligence” is
like “actionable intelligence,” that is, it may not be a real concept. We cannot
negotiate with Osama bin Laden. Another panelist argued that the intelligence
community is going through a seismic shift. It cannot depend on agents. We have
to deal with the community the insurgents live in.
A panelist summed up the conference by saying that the trends are grave and the
numbers bad. That is the pessimistic side. But America is enormously profitable
and efficient. The efficiency is brittle, though. We are getting more networked.
And yet the network is able to propagate shocking system perturbations—into the
brittle economy and its efficiency. We cannot handle a gross economic shock. But
it has happened before and we have figured it out—though we eat into our
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economic cushion and our energy resources. We are carrying tremendous fraud
and waste in our system.
The pessimists have usually been wrong, but not always. We live on sweep-up
asymptotes, but then we change policies and get off the curves—as in medicine.
We all become intelligence providers, but only if we come to grips with the
problems.
Another panelist argued that we agree on the facts, but our political system is in
paralysis. The system can’t handle it.
A participant summarized the challenge facing the U.S. military. He argued that
the bigger the military task, the better the U.S. does it, as in SIOP or on D-Day.
But the military cannot do subtle, nuanced tasks. We ask strategic questions and
we get tactical answers. We never do strategy. Americans are incapable of doing
strategy. They have not had to think that carefully about strategy, even though
they say they can do both.
We need the U.S. on the international scene. The U.S. is still the guardian and
sheriff of the international order. In time, the war on terrorism will fade and great
power hegemony will return. Russia and China, in the long run, will not settle into
a world defined by the United States.
Notes by W. Eugene Cobble, H. H. Gaffney, and Ken E. Gause, all of The CNA
Corporation, with corrections by the participants.
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Longer summary of the conference
The following summary of the conference is organized as follows:
• A summary of how these three aspects are playing out across the
regions of the world.
• Projections of all of the above through 2020, organized along the three
alternatives suggested by Amb. Hutchings:
1. Pax Americana
2. Davos world
3. New world disorder
• Implications of all of the above for the United States and its policy-
makers.
• General observations.
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state war was Ethiopia vs. Eritrea, a war that could break out again at any
moment. The number of countries in which internal wars have been taking place
have also been declining, but some persist seemingly forever, the intensity of
particular cases may be severe and new countries may fail. Marshall breaks
internal conflicts down among ideological/revolutionary, ethnic, and organized
crime/gangs. Internal wars would also seem to break down between those that
involve guerrillas on the periphery vs. those that go downtown to the capital and
involve urban warfare.
The conference did not go deeply into the origins of internal conflicts. Marshall
noted a series of conditions that lead to such conflicts, notably the failure or
inadequacies of governance, compounded by poor economic performance and the
corruption of governing elites. On a grander scale, some noted the difficulties
Muslims were having with the intrusion of globalization into their cultures. This
is aggravated by the failures of their governments to take care of people,
especially as population growth has soared and unemployment or
underemployment has become more widespread, especially for those of their
people who have expected generous support from their governments (“rentiers”).
The surprise in the post-Cold War era has been the emergence and growth of
suicide bombings and indiscriminate attacks on civilians by terrorists. Against
that, in many cases, states have lost “the monopoly of force” within their
boundaries. Moreover, small arms have proliferated in many countries. Terrorists
or insurgents would seem to have better intelligence about the societies in which
they are lodged than their governments and certainly outside forces have.
As for the future, the potential for state-on-state conflicts has not disappeared:
confrontations still persist. Particular attention was called to Asia, especially East
Asia, as a prime source, considering the situation in Korea and the confrontations
between China and Taiwan and between India and Pakistan over Kashmir. The
United States is concerned about two rogues, North Korea and Iran and whether
their acquisition of nuclear weapons could lead to their aggression. The U.S. has
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declared it would attack a state giving sanctuary to terrorists or had weapons of
mass destruction poised to attack the U.S., its allies, or its forces overseas.
No one thought that internal conflicts would entirely disappear, either. Pakistan
and Afghanistan remain troubled, Iraq has hardly settled down, and terrorism in
Saudi Arabia seems to be accelerating. Several states in Africa continue in
turmoil.
Our speaker on Latin America noted that northern South America was a powder
keg: while the FARC may be on the run in Colombia right now, they have spread
to Ecuador, Peru, and Bolivia—all wrapped into the drug trade as well.
While the sheer incidence of conflicts has gone down since (and not because of)
the end of the Cold War, warfare has still taken place. Most notably, the U.S.
engaged in nine major combat operations from 1989 on, essentially with regard to
seven situations (Panama, Iraq, Somalia, Haiti, Bosnia, Kosovo, and Afghanistan)
during which it demonstrated superior and advancing capabilities in planning, in
defense suppression, in precision targeting and delivery from the air, and finally
in ground operations with armor and close air support. This “American Way of
War” provided the U.S. with far more experience in warfare than any other
country and tended to discourage others from trying to keep up—though many in
the U.S. feared that enemies would try to find ways to counter these U.S.
superiorities. Nonetheless, no such counters appeared during the period from
1989 to 2004. In fact the enemies appeared defenseless and weak when
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confronting the Americans’ coordinated joint attack. Aside from American and
Iraqi operations in Desert Storm, there has not been much armored combat or air-
to-air combat, or artillery duels, or conventional ballistic missile use, though India
and Pakistan had artillery duels near Kargil along the Line of Control in Kashmir
in 1999.
One paradox of the American Way of War, as compared to classic war, was the
ability of the U.S. to control its own casualties and collateral damage to
infrastructure and civilians. At least one participant in the conference noted that
this meant less killing and thus less of a sense on the other side that they had been
defeated.
Aside from the American Way of War, the emerging dominant kind of warfare in
the period, as discussed by the conference participants, was much more
insurgency, that is, low-tech (not necessarily low-intensity) warfare. This was
seen in Somalia, in Rwanda and continuing into Zaire/Congo, Liberia and Sierra
Leone, and then in Iraq at an accelerating rate from April 2003 to the present. The
continuing war in Afghanistan is of the same nature. The weapons of choice by
the insurgents tend to be the standard trio of AK-47s, RPG-7s, and mortars, plus
the roadside improvised explosive devices (IEDs) in Iraq. The world remains
paved with these small arms. The constant battle between the Israelis and the
Palestinians is similar, except that the Israelis are using heavy armored vehicles,
Apache helicopters, and F-16s.
Finally, there is the emergence of global terrorism, with its use of suicide
bombers, most notably from hijacked aircraft on 9/11, but mostly in train, car, and
backpack bombs, as in Iraq, the West Bank and Gaza, Saudi Arabia, Madrid,
Istanbul, Moscow, Chechnya, and other places. While it seems that civilians get
in the way in an insurgency, in terror incidents they are the targets.
They expect more of the same. They blur the lines between insurgency and local
terror, and call the global terrorists global insurgents. It is now the Americans, or
the Israelis, or the Indians shooting back after being shot at. The participants
especially cited the decline of “the classic middle,” with moves of warfare to the
left (insurgency, terrorism) and to the right (to the acquisition and possible use of
weapons of mass destruction—nuclear, chemical, biological). They did not talk
much about the use of WMD, though they worry about an Indian-Pakistani war
escalating to the use of nuclear weapons, or what North Korea might do. They
saw warfare more than ever in the Clausewitzian terms of “warfare in the context
of everything else,” that is, with the cultural, social, political, and economic
elements as definite parts of the warfare taking place or continuing. Under these
circumstances, they worried whether attrition works—kill as many insurgents or
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terrorists as you can encounter—or whether that simply stimulates the creation of
more insurgents and terrorists.
Because of these factors, the participants saw the need to attack the roots, the
causes of insurgency, not just the insurgents. At the same time, there were
discussions of how Special Forces have become more crucial, and how more
ground forces (Army and Marines) should be more Special Force-like, or at least
that there should be more infantry than had otherwise been foreseen for the leaner,
faster, expeditionary strike forces that had been the subject of “transformation.”
Some worry about the reemergence of high-tech war, especially by China over the
situation with Taiwan. Nobody said they expected North Korea to attack South
Korea, or to fire nuclear weapons at the United States. They worry about major
war between India and Pakistan escalating to nuclear use. No one ventured to say
where the American Way of War might be applied next. This was a conference
about warfare, not about nuclear proliferation by Iran and North Korea and the
politics and diplomacy associated with those issues.
The greater worry was more failing governance, more failing states, more
insurgencies, and more generation of terrorists. They couldn’t see how Iraq,
Afghanistan, or Israeli-Palestinian situations were going to evolve in any
satisfactory way. They expect the global war on terror to be a long haul,
punctuated by terrorist incidents and Special Forces raids. They also mentioned
the “outsourcing” of such defense tasks to private contractors. The Europeans,
especially, foresee their contributions as more determined, powerful peacekeeping
or peace enforcement operations, that is, continuing the models applied in Bosnia
and Kosovo. Steve Biddle warned that the experience in Afghanistan, where a
small number of Special Forces combined with local irregular forces could effect
regime change, could be applied only when the combat skills of the enemy were
lower than those of the local allies of the U.S.
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The United States is in the vanguard of evolving its capabilities, especially given
its wealth, its now extensive experience in actual combat (testing out its
capabilities), and its temptation to be the sheriff of the world. No one saw a peer
competitor to the United States arising. The U.S. has gone beyond “the revolution
in military affairs” (RMA) to “transformation.” It was further clarified at this
conference that transformation was not simply technological, but also cultural,
human resources-oriented, organizational, teaming, and network-centric. This has
become especially acute for the U.S. as it has gotten bogged down in Iraq, where
its ground forces mingling with the local populations and their insurgents are
under fire. And it also must cope with the global terrorists, through homeland
defense, the pursuit of individual terrorists and their cells whether in other
countries or at sea, and stabilization/nation-building to get at the roots of
terrorism. While the American Way of War, as it has emerged, will persist and
evolve as the core of U.S. defense planning, it becomes only one of the tasks of
U.S. forces.
For the Europeans and Australians (Japan was not discussed), they are not quite
sure which way to turn to confront the patterns of conflict. They are under
pressure from the U.S. and in accordance with their own traditions to transform
their organized forces into expeditionary forces. The British and French have long
had such capabilities, but not other countries. And the British and French do not
have all the new capabilities that are thought to be needed (e.g., airlift). At the
same time, they have found they have been drawn into actual operations with
peacekeeping-peace enforcement forces, whether in the Balkans for the
Europeans or in Southeast Asia for the Australians. Those kind of operations have
not required transformed capabilities. Their defense budgets are very constrained,
both because of slow growth and European Union (EU) restrictions on incurring
deficits of more than 3 percent of GDP, and they face bills to support their aging
population, so they are strained as to which way to turn since they can’t do
everything. All countries, the U.S. included, have Special Forces, though limited
in numbers.
For both the Americans and the Europeans, it is hard to plan, train, and exercise
for peacekeeping, stabilization, and nation-building functions to be carried out by
the forces.
In any case, both American and European forces are shrinking in numbers, given
the absence of a Soviet threat and continually rising costs of manpower, new
systems, and maintenance.
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but it is not yet clear that they are assembling a complete expeditionary force to
do so. It is the highest priority for the PLA, but it is not clear that the political
leadership shares the same priority since their main concern is finding
employment for the Chinese people so as to avoid internal unrest and enable
better lives.
Zeev Maoz laid out three models for defense establishments in the Middle East,
models that apply elsewhere as well. He noted that Egypt, Turkey, and Saudi
Arabia have been modernizing their forces, but only in platforms and not into
space, surveillance, and networking. South Korea and some of the Southeast
Asian nations might also be included in this category. He saw Syria and Iran (and
now in the past, Iraq) maintaining traditional, Soviet-style, militaries and, as the
equipment they have is not replaced with free Soviet goods, turning instead to
WMD and Scuds and No Dong missiles. North Korea is in the same category.
But these countries hardly train and do not use space. His third category includes
the non-state actors, that is, the radical movements, from insurgents to terrorists,
who are not highly organized and are lightly equipped. We see them operating in
the insurgencies that have emerged in Iraq, or as the late unlamented Taliban in
Afghanistan, and in the FARC in Colombia. Some of these movements may well
aspire to acquire WMD.
As the table that follows below lays out, while the U.S. and other advanced
nations have some flexibility to adapt and transform their forces, the conference
participants would agree that the countries where civil order has broken down,
insurgencies have grown, and terrorists may have found breeding grounds have
huge problems of governance ahead. They have to do better in bringing their
people out of poverty while also being able to maintain internal security more
effectively. At the very least, this would seem to indicate that the luxury of
purchasing sophisticated aircraft, ships, and armor is not appropriate for the
existing and persistent challenges. There is a greater need for gendarmerie-type
forces to maintain order, while not oppressing the population. Whether a country
like Saudi Arabia can arise to such challenges remains to be seen.
It was hard for the conference participants to shift off their concerns about
insurgencies to the possible use of nuclear weapons. Missile defense was not
discussed at the conference.
The following table summarizes the views of the various regions taken by the
participants at the conference:
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Region Conflicts expected Ways of conducting Evolution of defense
warfare establishments
South Asia Afghan, Kashmir, NE India, Insurgencies vs. SOF & India-Pak to “right”
(incl. Afghan.) Tamil insurgencies; other ground forces; (WMD) but also
terror; Pak chaos; India-Pak nuke war potential? classic arms; Afghan
war? organize police
Mid East/ Al Qaeda attacks Saudis; Ground forces & police; Off classic defense
North Africa terrorists create Israel: Apaches & bull- purchases to police
insurgencies in Iraq, Algeria; dozers; Wall. Suicide and better governance
Israeli-Palestinian clash; terrorists
Iran-Iraq war again?
Africa Terrorists migrate to Sahel; Guerrilla bands & No funds; U.S. tries
internal conflicts & chaos terrorists vs. ground to organize African
in selected countries forces, int’l. PK PK forces
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1. Pax Americana. The U.S. as the regional sheriff around the world, at least at
the beginning.
2. Davos world. It involves unfettered globalization. The unipolar moment
would pass. The world would be benign as far as security goes, so there would
not be too much military effort or activity.
3. New world disorder. Conflict would be rampant, especially within countries,
and terror would be widespread. International cooperation and institutions
would fray, or collapse, or would be eroded in their effectiveness.
These models also correspond to those set out by one of the presenters at the
conference, who was addressing the future of nuclear weapons. His alternative
futures were the Competitive, which is close to “Pax Americana,” but assumes
other countries might rise to compete with the U.S. in the military sphere, the
Cooperative, which compares to the “Davos World,” and the Chaos world, which
corresponds to the “New World Disorder.” Thus, these triads of alternatives tend
to bracket the possibilities.
The conference participants did not focus much on the future, much less 2020, nor
on these kinds of alternatives. If anything, they were talking about “New World
Disorder,” because that was where issues of warfare were focused—across the
“arc of crisis” or “the Gap” stretching across the middle seam of the world, from
Colombia over to Indonesia and the southern Philippines. Yet even here, the
participants were focused on Iraq and Afghanistan and struggling as to whether
the Western world was in a clash of civilizations with the Islamic world. But Kurt
Campbell’s warning about a rising China and the possibilities of state-on-state
conflict in Northeast Asia, complicated by nuclear weapons, was on the table for
consideration.
There were two remarks during the conference about future projections. Colin
Gray warned about relying on trends, in the sense of extrapolations, as
Ambassador Hutchings has also warned. The especially telling Gray point was
that trends expire, they peter out, while new paradigms slowly appear. Moreover,
surprises occur. However, General Scales noted that 16 years can pass in the
blink of an eye. Some situations simply drag on without resolution, like North
Korea’s economy, which otherwise looks to be in complete collapse, or the
Israeli-Palestinian stand-off, or Kashmir.
It is possible to distribute the discussions that took place in the conference among
the three alternative futures out through 2020 in the following table:
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Alternative State-on-State conflicts Internal conflicts and Global and local
Future insurgencies terror
Pax Hard to envisage. U.S. If Iraq and Afghanistan Persist, especially since
Americana military dominance continues. settle down and peaceful, many Islamic countries
Except China vs. Taiwan, most other internal left behind, hate
India vs. Pakistan, conflicts localized and not America, and internal
uncertain on Iran, North Korea system-threatening, and governance not
Others content & with social maybe U.S. more prone improved. Sporadic
priorities. to intervene major terror incidents,
including in U.S.
Davos Low likelihood, low Continue, given that many Might become
World relevance. China, India fully poor countries, e.g., in increasingly irrelevant
integrated in globalization & Africa, still fall behind. and isolated, though
economic priorities. But localized, and maybe huge challenge to bring
Governments facilitate greater cooperation Islamic, especially
business expansion, among advanced Arab, world into
provide for social safety nets, countries to both peace- globalization. No one
not defense keep and provide would predict terror
economic assistance. goes away easily.
New World Could see reversions to Same protective factors Breeding grounds for
Disorder protected markets, doors for advanced world leave terrorists increased,
closed to immigrants, clashes huge gap with left-behind greater desperation for
of civilizations, financial world, with more state terrorists to circulate
crises, new opposing blocs, failures and internal globally, maybe greater
thus new defense efforts— conflicts, less tendencies opportunities to steal or
and especially if new nuke for advanced countries to get WMD from rogues
members and missiles intervene
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had settled down, the global war on terror was under control, and the countries in
the region were making progress in political liberalization and economic
growth—all shaky possibilities. Especially important for these resolutions, per the
participants, was a re-immersion by the U.S. in the process of establishing peace
between the Israelis and Palestinians. In short, the major threat now was from
global terror, and its breeding grounds were in the Middle East (though extending
into Southeast Asia and Africa as well). Whether the situation in the Middle East
would be satisfactorily resolved by 2020 cannot be known. It was noted that, at
the moment, the U.S. feels “non-triumphant.”
The U.S. has demonstrated great military prowess to the world since the end of
the Cold War. This prowess is unlikely to be challenged and may have effectively
discouraged many countries from trying to emulate or catch up to the U.S.
militarily—though some say such dominance, from historical experience, is
unlikely to be sustained forever. The major question in this respect remains
China, whose obsession with Taiwan is leading to its military modernization,
which in turn may accord it strategic dominance in its region, along with its
dominating economy.
It is also not clear where the American Way of War might be exercised next. Yet
12 years passed between its fullest application in Desert Storm in 1991 and then
in Operation Iraqi Freedom (OIF) in 2003—a period comparable to the 16 years
that will pass to 2020. At the same time, it was pointed out that the U.S. “crushed
ants,” i.e., did not face any opponent capable of mounting comparable challenges
in the battlespace. There is no question that the U.S. will want to maintain and
improve these demonstrated capabilities, taking advantage of lessons learned and
its urge for continued transformation.
Yet the experience in Iraq has also demonstrated that the greatest challenge to the
U.S. in coping with the changing nature of warfare may be in its ability to counter
insurgencies, to stabilize internal conflicts, and to rebuild nations. This requires
sustained effort, possibly over years, rather than the quick in-quick out striking
power that advocates of transformation have promoted. It requires a
diversification of the forces into ground warfare against insurgents, urban warfare,
civic action, and constabulary and peacekeeping functions. It was noted that the
U.S periodically neglects and has to reinvent and relearn counter-insurgency.
Moreover, these sustained efforts require the U.S. Government to mount both
interagency and multinational efforts, rather than the U.S. military doing
everything alone. It was said at the conference that no military alone has ever
beaten an insurgency. These challenges represent new slants on the nature of
transformation. In any case, the participants recognized that transformation is not
just a matter of technology, but also of culture, human learning, teaming, and
organization.
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Beyond that lies the global war on terror. It is hard to predict whether it would be
satisfactorily resolved before 2020. Most participants agreed that it will be a long
haul, similar to the Cold War. But it could be punctuated by horrific incidents.
The conference focused most intensely on countering insurgency in the Middle
East and did not discuss homeland defense. The global war on terror also led to a
fair amount of discussion of the use and possible expansion of Special Forces. It
was pointed out that they did have their limits, especially when up against a
capable opposing force. Incremental expansion of Special Forces was
recommended. Moreover, use of Special Forces in the global war on terror is
going to depend on much better intelligence. At the same time, counter-
insurgency, nation-building, and the global war on terror indicated new emphases
on ground forces for the U.S., in contrast to the leading edge of precision air
strikes that characterized the most successful American operations from 1991
through April 2003.
Otherwise, the participants thought the U.S. government should be pragmatic, and
should exercise leadership to attract allies, especially among the advanced nations
with whom the U.S. has a mutual interest in maintaining world stability. They
thought the U.S. should not over-extend itself, but limit its priorities to 2 or 3
(which is what the leadership at any given time seems capable of handling in any
case). The pursuit of Middle East peace seems to come out as the top priority, but
this is not a problem for the U.S. military. The U.S. should pursue change in an
evolutionary way, not by some grand design. That is, it should stay engaged and
nudge change—staying power is important. There was also an expressed need for
greater synthesis in military matters between civilian and military leaderships,
rather than one side being just subservient to the other.
The conference had discussed how the nature of warfare was changing from
classic state-on-state, force-on-force engagements to either the left (insurgency
and terror) or the right (weapons of mass destruction, especially nuclear weapons,
and the missiles to deliver them). The discussions were mostly about the shift to
the left, and very little was said about the right. Nonetheless, it was pointed out
that the U.S. would preserve its Triad of strategic nuclear capabilities at least
through 2020 and would be clearly superior to any country in this regard.
General conclusions
1. 2020 is only 16 years away—roughly the same time as from the Invasion of
Panama in 1989 to today.
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weapons, the overarching command arrangements, and the public presentations
are very familiar.
Yet, when one digs beneath the surface, the differences in virtually every facet of
how the U.S. fought then and how it fights today are staggering. Vastly improved
joint command and control, vastly improved surveillance and reconnaissance that
is netted together, vastly improved precision in the application of fire power
(improved in the sense of hitting what it aims at—not necessarily improvements
in deciding what it aims and shoots at.)
By the same token, some of the problems of Panama are still with us today, such
as trying to find individual leaders and undertaking combat in an urban
environment.
The point is that, when we look out at 2020, much will be familiar both in terms
of weapons and platforms and of the difficulties imposed by difficult terrain,
urban environments, and elusive targets.
The conferees, almost across the board, had a hard time escaping the issues of the
day. As a result, much of the discussion revolved around a future associated with
insurgencies, running terrorists to ground, and dealing with radical Islamists—and
dealing with the Islamic environment.
While this may indeed be the main character of the future of conflict, it is
appropriate to consider other alternatives.
For example, only one panelist, Colin Gray from the U.K., was willing to
speculate about a re-emergence of great power rivalry by 2020. Thinking
specifically about Russia and China, he challenged the prevalent notion of most
panelists that “decisive war between major states is rapidly moving toward
history’s dustbin.”
3. The focus on Iraq and insurgency led to a great deal of discussion at the
conference about how to best deal with a future that is liable to be dominated
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by low intensity conflict and counter-terrorism. The implications for the U.S.
are as follows:
• First, the U.S. has some ability to shape that future. One way to limit
insurgencies may be to limit the number or regimes one attempts to
change by force. Avoiding regime change avoids the internal disorder
that may follow. In the future, we may see more punitive expeditions—
teaching another country lessons, as the Chinese say.
• Second, the U.S. military is organized, trained and equipped to deal with
major state conflict—the least likely occurrence in the future, even if the
U.S. must hedge against it in order to dissuade and deter it from
occurring.
Military transformations must take into account the need among Americans and
their allies for greater social and cultural awareness of potential conflict zones—
especially in the Islamic world. It must take into account the need for
stabilization forces.
The friendly indigenous ground force has to be better than the foe for this model
to work. As the U.S. learned in Afghanistan, when U.S. forces and the Northern
Alliance were up against Al Qaeda, rather than the Taliban, a SOF/Northern
Alliance/U.S. air power model did not work as well.
SOF will play a big role in missions that seek out small groups of fugitive
individuals deep in the interior of hostile countries. SOF’s advantages are
strategic reach, independent direct action capability, human intelligence
collection, and a small footprint.
4. A fourth major point revolves around how best to achieve strategic results
in low intensity conflict.
According to one panelist, Ralph Peters, a lesson the U.S. has willfully misread is
that there is no substitute for shedding the enemies’ blood in adequate
quantities—the enemy must be convinced practically and graphically that he is
defeated. Basically, he claims attrition of the enemy works. He makes the point
that if you have an enemy that views death as a promotion, you cannot shock and
awe him into surrender. Peters points to the total defeat of Germany and Japan as
the instructive model.
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Martin Van Creveld took an opposite view based on the Israeli example. Unlike
the U.S. in Iraq, Israel has every advantage in its fight against the Palestinian
insurgents/terrorists. The Israelis:
Yet they have been unable to stop the insurgency and terrorism simply by killing.
He said we need to get at root causes (he calls U.S. intervention in Iraq a huge
strategic blunder.)
5. Bottom Line:
The nature of warfare is not likely to change much by 2020. It will be some mix
of state-on-state and ideological/revolution or ethnic conflict. In this sense, the
experience of the past 15 years may provide a general forecast of the next 15
years. There is an old maritime aphorism that holds, “It is a mistake to steer by
your wake.” However, in the case of forecasting the nature of conflict in the
future, it is hard to escape the perception that the past decade and a half is
probably the best available roadmap to the future. While the specific
circumstances of conflicts will be different, nonetheless the variety in intensity,
the geographic locus of conflicts in “the gap” between north and south, and the
causal factors of the conflicts are likely to be similar. The particular concerns of
the participants at this conference were insurgencies and terror arising from badly
governed or failing states, with global implications.
Like the Cold War, global terror and the need by both local states and the
advanced world to wage war against the terrorists increasingly seems as though it
will be a main preoccupation and could go on for many years. Therefore, U.S.
planning and thinking has to assume some of the same characteristics that it did
during the Cold War—that is, taking the long view, making a sustained effort, and
anticipating the need to be flexible, agile, and adaptable, finding new solutions to
unanticipated problems.
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1. Around the world, people will continue to kill people. It is ingrained in
human nature. How organized this killing is, is another matter. Most of
the world is not at war now, but this conference was focused on where
conflicts, warfare, shooting was taking place or the potential still existed
for its outbreak.
3. In this respect, the Cold War—and its end—has had a salutary effect.
First of all, the drop-off of conflicts across the 1990s, both state-on-state
and internal, has been dramatic, however one might be distracted by the
current situation in Iraq. One recalls that most conflicts in the world had
been aggravated or fomented by the Soviets. But mostly, the overhang of
a huge number of nuclear weapons and the maintenance of huge military
establishments by both the U.S. and Soviet Union tended to make other
countries’ efforts look trivial and futile—except perhaps in the Middle
East. But even there, military establishments languish with old equipment
since there are no more free goods to be obtained from a vanished Soviet
Union.
5. It is hard to predict the future. Conflicts come and go, may arise as a
surprise, may be more or less serious (i.e., global or regional system-
shaking or threatening), and defense establishments take a longer time to
change than before, despite what some say about unforeseen technological
developments emerging from commercial sources. A period of 16 years
(through 2020) is, under one point of view, a short time, but also stretches
the imagination. As was pointed out at the conference, looking back by
decades, we (the participants representing the advanced world) never
predicted things as they came out.
6. We don’t know how brittle the world or individual countries may be. That
is, we don’t know what might case a calamitous collapse, whether
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financial, a failure of governance, or the flaring of conflict. What may be
more important is the recovery from such events.
7. But the world is more transparent. We all know about small events
happening in the corners of the world. What we have not done is to
improve our abilities to assess and reach relevant judgments about what
the consequences of small events may be across an increasingly connected
world.
Russia was seldom mentioned at this conference. There was a brief reference to
their maintaining their nuclear weapons and one commentator speculated about
their return to military prominence by 2020. Sic transit gloria mundi.
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CIM D0011005.A1/Final