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Richard H. Jones Vidya and avidya in the Isa Upanisad
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80 Jones
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Upanisad VIII. 1.3 and VIII.4.1,2. That is to say, there is an at least temporary
transcendence, overcoming, or escape from the power of death. Here, crossing
death cannot be equivalent to gaining immortality, or else why would both
be mentioned and connected with different operations (that of avidya and of
vidya); but it is part of the process of gaining immortality. Within the context
of Upanisadic thought, how could ignorance, the falsification hiding knowl-
edge, or acknowledging apparent separateness succeed in achieving this? If
"crossing over death" is meant to convey a continuation of the process of
rebirth by means of a "redeath" (that is, crossing over the intermediate state
to a new rebirth), then such nescience would certainly accomplish this. But
how is it to be coupled with knowledge in reaching immortality? Why would
such nescience be needed? And why is "crossing over death" said to be acom-
plished by destruction (vinasa) in verse 14, if the continuance of the cycle of
rebirths is intended?
Verse 11 cannot mean simply that we need to know two facts-that by
nescience the cycle of rebirths continues and that by knowledge one attains
immortality. This is so because the verse tells how one person reaches im-
mortality: (1) crossing over (tTrtva, in form an indeclinable participle) mortality
by means of nescience (avidyayi, the instrumental case), he reaches (asnute,
finite verbal form) immortality by means of knowledge (vidyaya, instrumental
again). If two isolated processes were merely being mentioned, the verbs would
be of the same grammatical form, not of forms connecting them. Knowing
(veda) vidya and avidya may mean: (1) knowing their nature, (2) controlling
them, or (3) knowing what is knowledge and what is not; but nevertheless,
the verse says death is crossed not by knowledge of avidya, but by avidyi itself,
and immortality is gained by knowledge, not knowledge of knowledge.
I would now like to advance an alternative possibility based upon the follow-
ing premises: vidyi is brahmavidya throughout the passage and of utmost
importance; escaping the cycle of rebirths and attaining immortality is the
goal, as it is in the rest of the Upanisads; "crossing over death" is positive;
and the ITa means what it says in claiming that both knowledge and nescience
are necessary.7
This alternative interpretation is suggested by the works of a middle Eastern
Christian Neo-Platonist. In De mystica theologia, Dionysius the Pseudo-
Areopagite spoke of a "divine ignorance" (Greek, agnosia), whereby we
"un-know" the normal content of our awareness in order that an awareness
of God may flow in.8 In Dionysius' words, we need to unknow "this" and
"that," thereby permitting God's "ray of darkness" to enter in. To apply
this to the IJa, we need to empty ourselves of all dualistic understanding (the
a-vidya phase), and to be filled by the knowledge of Brahman (the vidyd phase).
Each phase has its unique result, and both are required. Emptying does not
itself achieve immortality, and if we become attached to the knowledge without
seeing the necessary role avidya plays, we shall end up in greater darkness:
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82 Jones
without the emptying phase, the knowledge would only add to the duali
clutter in our minds, if it is possible at all, and thus would not be the require
knowledge. Unknowing (emptying the mind of all normal content) and knowl
edge (the positive replacement) lead to immortality only together.
The key to the justification of this interpretation lies in Brhaddrany
Upanisad IV.4. That there is a close relationship between the whole of t
early Upanisad and the later Isa is undeniable: both belong to the Satap
Brihmana; two of the Isa's seventeen or eighteen verses (verses 12, 15)
found in the Brhadiranyaka (IV.4.10 and V.15.1 respectively) and a thir
(verse 3) is very close (to IV.4.11). No other such correlation can be mad
between the Isa and another Upanisad.
In the Brhaddra.nyaka Upanisad IV.4.1-2, an instance of the emptying
phase is discussed. When the inner self turns away from sense-experie
at death, there is an unknowing or nondistinguishing of forms (arupajn
The next verses make it clear that the compound "a-rupa-jna" is not to
interpreted to mean "knowing the formless" (arupa): the dying person
becoming one (ekT-bhavati); he cannot sense, think, or understand. He
becoming one with understanding (vijnana) itself, and consequently one w
Brahman (IV.4.4-5). Upon death, one throws away this body and dis
ignorance (aviddlavidya) (IV.4.3-4). Thereupon one's knowledge determin
what occurs (in conjunction with one's previous actions for those perso
without vidya). If a dead person does not know Brahman, he is returne
to the cycle of rebirths; he is not tranquil and his desires create a n
rebirth (a reemergence from Brahman), just as on a larger scale desire (ka
was a creative force for the emergence of the entire cosmos in some Ved
speculation. But knowers of Brahman (brahmavidas) are not reborn (IV.4
Those who know Brahman before death become immortal, while the de
truction (vinasti) is great for those who do not (IV.4.14), that is, the latt
are reembodied out of the merging with Brahman. Brahman can only b
seen by the mind because there is no diversity there: he goes from dea
to death who sees diversity (IV.4.19). This is to say, an unknowing of diversit
is necessary for the filling by the knowledge of Brahman. At death, for such
person there is immortality, not rebirth. Having understood (vijniya) Brahma
a wise Brahmana cultivates discernment (prajhi) (IV.4.21) for, as the disco
ends, "who knows thus (ya evam veda) becomes (bhavati) fearless Brahma
(IV.4.25).
That this passage in the Brhaddranyaka is relevant to vidyi and avidyi
the Isa may be revealed by the fact that verse 9 of the Isa is found he
(Brhaddranyaka Up. IV.4.10). More particularly, this is one of only thr
occurrences of "avidya" in the whole Brhadiranyaka (the others are in IV
and IV.4.4), although it does employ other forms of the prefix "a-" plus
root "vid" to indicate the lack of knowledge elsewhere. Thus perhaps a c
nection of the two ideas was noticed.
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83
This section of the Brhadaranyaka also helps clarify the passage following
Isa Up. 9-11:
12 They enter blind darkness who worship destruction
(asambhuti), and into even greater darkness than that
[enter they] who delight in merging (sambhuti).
13 Other indeed, they say, than merging (sambhava); other,
they say, than destruction (asambhava). Thus we have
heard from the wise ones who have announced it to us.
14 Merging and destruction (vindaa): who knows (veda)
both together, having crossed over death by means of
destruction, he reaches immortality by means of merging.
The passage is exactly the same as 9-11, except for the substitutions for
"vidya" and "avidyd." "Sambhuti" is sometimes translated as "rebirth" and
"asambhuti" as "lack of rebirth." 10 But the same sort of problems as with
verses 9-1 1 recur: Why do those who worship a lack of rebirths enter darkness?
Is that not the objective?1" And again why are both rebirth and a lack of
rebirths necessary? The primary meaning of "sam-" affixed to the root "bhu"
is "coming together," "meeting," or "merging." "Vindsa" in verse 14 makes
clear the intended meaning of "asambhfiti" and "asambhava": the dissolution
of the individual as a separate unit. "Sambhfiti" should be construed as
"merging with Brahman," if the treatment in Brhadara.nyaka Up. IV.4.14 of
destruction (vinasti) of the person as a unit and the subsequent becoming what
we know is a trustworthy guide: merging with Brahman occurs routinely in
dreamless sleep and after death, but only one who knows Brahman remains
immortal, and conversely remaining merged with Brahman is the only route of
becoming open to one who knows.
The Brhadara.nyaka Up. IV.4 and Isa Up. 12-14 deal with the unknowing of
forms (arupajha/avidya) which occurs naturally at death with the dissolution
of the bodily unit. But to bring knowledge to this event, we would need to see
no diversity beforehand. The Brhadara.nyaka Up. IV.4.19 claims we should
see no diversity here (iha, in this world), and verse 14 confirms that knowledge
is possible here (iha). Thus an unknowing of diversity or an emptying of this
or that is possible in this life too.
With all this in mind, we can make a structural study of verses 9-14 of the
Isa. Looking at the structure of 9-11 and 12-14, we see that vidyi is correlated
with sambhuiti (sambhava), and avidya with asambhuti (asambhava, vinasa).
In addition, by looking at verses 11 and 14, we see that "crossing death" is
accomplished by nescience and dissolution, while immortality is achieved by
knowledge and becoming/merging. These findings can be summarized in a table:
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84 Jones
The results of each process (the emptying and the filling) are different
both are necessary. The middle entries (dissolution and merging) occur
matically at death, but the others must be accomplished. The entry i
left column is the prerequisite for the occurrence of the event in the
column on the same line, but it does not bring it about: only with unknowi
is one in a position to gain knowledge, and only by escaping the pow
death can one become immortal.
Therefore, the intent of Isa Up. 9-14 as one unit, with Brhadiranyaka Up.
IV.4 as the key, is this: There must first be an unknowing of forms (arupajhii/
avidya) so that knowledge of Brahman (vidya) may occur; if this happens,
then with the automatic destruction of the bodily unit and merging with
Brahman, death will be escaped by the unknowing and dissolution, and immor-
tality will be gained by the knowledge and merging. "Crossing death" means
one is in a position to escape rebirth if one has the knowledge: to gain immor-
tality knowledge and merging are necessary, and to achieve these unknowing
and dissolution must occur first. Both phases are required-attachment to
only one will not succeed.
Other passages in the Brhaddranyaka lend some support to aspects of this
analysis. A common formula throughout the book is "who knows thus (ya
evam veda) becomes (bhavati)": who knows x or the nature of x becomes or
obtains x. Thus, for example, Brhaddnyaka Up. 1.4.9: by the knowledge of
Brahman (brahmavidya), they become all. The Brhaddranyaka in contrast to
the Chandogya has much that is negative in tone (asat versus sat more often
beginning the cosmogony, "great sayings" of "neti neti" versus "tat tvam asi,"
being desireless versus having all mundane desires fulfilled, etc.) and more on
the process of becoming/merging. The Brhaddranyaka Up. IV.3.19-32 asserts
that in deep, dreamless sleep, we cannot sense, think about, or understand
because there is no duality there; but the self which understands is still there-
indeed, we have become the nondual seer. An unknowing of objects has
occurred, but the knowledge of Brahman is not present when we are in that
state.
To deal with another passage, Brhaddra.nyaka Up. 11.4.12-14 says that the
self (itman, the Lord or One of the Isa) consists of nothing but understanding
(vijhina-ghana): We arise out of it and at death vanish into it. After death,
there is no ideation (samjnfi), since all ideas are of a dualistic nature. Where there
is duality (dvaita), one senses, thinks about, and understands another. Where
everything has become the self, there is nothing by which one can sense or
understand. An unknowing of forms has again occurred. By what can one
understand the one who understands (the inner controller, the self)? The words
for understanding come from "vi-" plus forms from the root "jhn." "Jnhna"
without a prefix does not occur in the Brhaddra.nyaka; it means to know by
acquaintance (Fr. connaitre, Ger. kennen).'2 The prefix "vi-" emphasizes the
separation: "x understands y" conveys this. Vidyi, cognate with the Latin
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86 Jones
everything within the passage at issue falls into place, and the passage i
to be consistent with the more common Upanisadic doctrines.
NOTES
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87
lead to darkness, nor do these definitions explain why both knowledge and nescience are necessary.
Mixing denial of rebirth and craving for rebirth would destroy the parallel structure.
12. For a discussion of jinna, vijn~na, and vidya based primarily upon Buddhist texts, see Alex
Wayman, "Notes on the Sanskrit Term Jnana," Journal of the American Oriental Society 75 (1955):
253-268.
13. There is a problematic passage in the Brhadiranyaka Up. 11.4.5 where it is said that the self
should be sensed and thought about, and that by understanding and sensing the self, all this is
known (idam sarvam viditam). Perhaps this is merely the first step in a graduated teaching that
Yajniavalkya is giving to his wife Maitreyi. Or perhaps this means that to one who even understands
the self all more mundane matters become known. The Brhadiranyaka Up. 11.3 may have been
added as a preface to explain this. There are two forms (rupas) of Brahman: the fixed (marta) and
the nonfixed (amurta), the mortal and immortal, the unmoving and the moving, the phenomenal
reality (sat) and that beyond (tyat) (compare Isa Up. 4-5). With regard to the world, the nonfixed
Brahman is the air and the sky, and the fixed the rest. With regard to the person, the nonfixed
Brahman is the breath and the inner space, and the fixed the rest. It is not clear where the inner
controller, the one who understands, is to fit into this scheme. In Samkara's commentary upon
11.3.1, he said the two forms of Brahman are superimposed images of the formless (arupa) Brahman,
that is, the self or inner controller. The alternative interpretation is that the nonfixed Brahman
is the inner self. Usually the inner self is said to lie within the space of the heart, indicating that the
rest is set in opposition to this. The picture is further complicated by the fact that each form here
is just as real as the other, while elsewhere it is said that the self within everything is Brahman or
is everything (11.5.1; compare Tsa Up. 6, 8); this led to considering only the nonfixed form as real,
the fixed being unreal (asatya), as in the Maitri Up. VI.3, and Samkara's nondualism. Under this
interpretation, the fixed Brahman can be understood as objects are, and with this understanding,
all phenomena are known (viditam): one becomes what one knows. (Tsa Up. 7 affirms that all beings
become the self of one who understands.) The nonfixed self, however, cannot be understood (II.
4.14), because it cannot be presented as an object: when we are one with understanding, there is
nothing to understand. This self is "not this, not this" (na iti na iti), the reality of the real (satyasya
satyam) (11.3.6). One can thus know/become the inner self only through this knowledge and an
unknowing of the objects of understanding.
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