Ar 190 11
Ar 190 11
Ar 190 11
Military Police
Physical
Security of
Arms,
Ammunition,
and Explosives
Headquarters
Department of the Army
Washington, DC
12 February 1998
UNCLASSIFIED
SUMMARY of CHANGE
AR 190–11
Physical Security of Arms, Ammunition, and Explosives
This revision-
o Does not allow ROTC/Junior ROTC units, gun clubs, and activities under the
responsibility of the Director of Civilian Marksmanship Program to possess or
store Category I or Category II arms, ammunition, or explosives (AA&E) (para
2-7).
o Adds a new DA Form 7281-R (Command Oriented Arms, Ammunition, and Explosives
(AA&E) Security Screening and Evaluation Record) to aid in the screening
process of AA&E assignments (para 2-11).
o Allows local for the use of electronic generation DA Form 5513-R (para 3-8a).
o Incorporates the security requirements for AA&E at Army museums from AR 190-
18, section III (para 4-13).
o Requires Categories III and IV bulk AA&E storage areas protected by IDS to be
checked by a security patrol at irregular intervals not to exceed 48 hours
(para 5-2b(2).
o Gives King Tut blocks equal priority for the protection of Categories I
through IV AA&E (para 5-13).
o Clarifies that blank ammunition, .22 caliber rimfire ammunition, and inert
training ammunition is excluded from the requirements of this regulation
(para B-1).
o Adds the AT-4 antitank weapon to Category I (missiles and rockets) AA&E (para
B-2a(1)).
o Identifies the M16A2 rifle and the squad automatic weapon (SAW) as Category II
arms (para B-2b(1)).
Military Police
States under the applicability of this regu- checklists for conducting internal control
lation. reviews. These checklists are contained in
Applicability. This regulation applies to DA Circular 11–89–2.
the Active Army, United States Army Re-
Supplementation. Supplementation of
serve, Army National Guard of the United
this regulation is prohibited without prior
States, and contractor-owned, contractor-
approval of HQDA (DAMO–ODL), 400
operated facilities. This regulation is man-
datory for use by all major Army com- ARMY PENTAGON, WASH DC
mands and for incorporation into those 20310–0400.
Department of Defense contracts where it Interim changes. Interim changes to
is relevant. Appendix H is effective im- this regulation are not official unless they
mediately for all new acquisitions. This are authenticated by the Administrative
regulation does not apply to privately- Assistant to the Secretary of the Army.
owned weapons in household goods ship- Users will destroy interim changes on
ments. This publication applies during their expiration dates unless sooner super-
partial and full mobilization. seded or rescinded.
History. This publication was originally Proponent and exception authority.
printed on 30 September 1993. This The proponent of this regulation is the Suggested Improvements. Users are
printing publishes Change 1. Deputy Chief of Staff for Operations and invited to send comments and suggested
Plans. The Deputy Chief of Staff for Op- improvements, through established com-
Summary. Changes have been made erations and Plans has the authority to ap- mand channels, on DA Form 2028 (Rec-
throughout this regulation. Major changes prove exceptions to this regulation that ommended Changes to Publications and
include revision of policy governing secu- are consistent with controlling law and Blank Forms) to HQDA (DAMO–ODL),
rity of Category I missiles; the frequency regulation. The Deputy Chief of Staff for 400 ARMY PENTAGON, WASH DC
of security checks for all categories of Operations and Plans may delegate this 20310–0400.
AA&E; the addition of an appendix that authority in writing to a division chief
contains guidesheets for operational che- Distribution. Distribution of this publi-
within the proponent agency in the grade
cks of a intrusion detection system; the of colonel or the civilian equivalent. cation is made in accordance with the ini-
addition of an appendix that contains a tial distribution number (IDN) 092568,
Army management control process. intended A, B, C, D and E for Active
guidesheet for AA&E; and the inclusion
This regulation is subject to the require-
of the Army National Guard of the United Army, Army National Guard, and U.S.
ments of AR 11–2. It contains internal
Army Reserve.
control provisions but does not contain
Chapter 1
General Information, page 1
Section I
Introduction, page 1
Purpose • 1–1, page 1
References • 1–2, page 2
Explanation of abbreviations and terms • 1–3, page 2
Section II
Responsibilities, page 2
*This regulation supersedes AR 190–11, 31 March 1986; and paragraphs 3, 4, 5, 10, 12, 14, 18, 20 through 26, and appendix B of AR 190–18, 1 April
1984.
AR 190–11 • 12 February 1998 i
UNCLASSIFIED
Contents—Continued
The Deputy Chief of Staff for Operations and Plans • 1–4, page 2
HQDA staff agencies, MACOMs, Army National Guard of the United States, and installation commanders • 1–5,
page 2
Rescinded • 1–6, page 2
The Chief of Engineers • 1–7, page 2
The Commanding General, U.S. Army Materiel Command • 1–8, page 2
Commanding General, U.S. Army Criminal Investigation Command • 1–9, page 2
Commanders and custodians of AA&E • 1–10, page 3
Active Army installation commanders, Reserve Component commanders, and unit commanders • 1–11, page 3
Commanders or directors of activities, installation planning boards, and responsible or accountable officers • 1–12,
page 3
Security of nonsensitive AA&E • 1–13, page 3
Transportation security • 1–14, page 4
Chapter 2
Policy, page 4
General • 2–1, page 4
Construction of facilities • 2–2, page 4
Priority lists • 2–3, page 5
Waivers and exceptions • 2–4, page 5
Security of AA&E during training, and aboard ships • 2–5, page 6
Inspections and audits • 2–6, page 6
Prohibition • 2–7, page 7
Requisition • 2–8, page 7
Investigations • 2–9, page 7
Training • 2–10, page 8
Personnel • 2–11, page 8
Chapter 3
Physical Security Planning, page 11
General • 3–1, page 11
Coordination • 3–2, page 11
Contingency plans • 3–3, page 12
Security threats • 3–4, page 12
Implementation of physical security planning • 3–5, page 12
Intrusion Detection Systems • 3–6, page 13
Security forces • 3–7, page 14
Key and lock controls • 3–8, page 15
Chapter 4
Protection of Arms, page 16
General • 4–1, page 16
Storage and supplemental controls • 4–2, page 17
Storage of classified weapon trainers • 4–3, page 20
Consolidated arms rooms • 4–4, page 21
privately-owned weapons and ammunition • 4–5, page 21
Weapons and ammunition for marksmanship matches and other special purposes • 4–6, page 21
Commercial weapons and ammunition • 4–7, page 22
Contract guard weapons and ammunition • 4–8, page 22
General officer weapons and ammunition • 4–9, page 22
U.S. Military Academy weapons • 4–10, page 22
Demilitarized weapons • 4–11, page 22
Foreign weapons and ammunition • 4–12, page 22
Museums Arms and Ammunition • 4–13, page 23
Arms parts • 4–14, page 23
Chapter 5
Protection of Nonnuclear Missiles, Rockets, Ammunition and Explosives, page 24
General • 5–1, page 24
Bulk storage areas • 5–2, page 25
Fences • 5–3, page 25
Security lighting • 5–4, page 26
Guard protection and surveillance • 5–5, page 27
Locks and keys • 5–6, page 27
Communications • 5–7, page 27
Protection of missiles, rockets, ammunition, and explosives at unit level • 5–8, page 27
Entry control • 5–9, page 28
Restricted areas • 5–10, page 29
IDS signs • 5–11, page 29
Storage of classified items • 5–12, page 29
Additional security measures for igloos and magazines • 5–13, page 29
Chapter 6
Accountability, Disposition, Disposal, and Demilitarization, page 29
Nonnuclear missiles and rockets (Category I) • 6–1, page 29
Arms • 6–2, page 30
Ammunition and explosives • 6–3, page 31
Inventory losses • 6–4, page 31
Inventory effectiveness review • 6–5, page 31
Disposal and demilitarization • 6–6, page 31
Disposal of abandoned and confiscated privately-owned firearms • 6–7, page 32
Chapter 7
Transportation, page 32
General • 7–1, page 32
Responsibilities relating to transportation • 7–2, page 32
Standards • 7–3, page 33
Special considerations for Category I items • 7–4, page 34
Physical security standards for sensitive AA&E • 7–5, page 34
Special considerations for water shipments • 7–6, page 34
Consideration for air movements • 7–7, page 34
Special consideration for small quantity shipments • 7–8, page 34
Organic and unit movements • 7–9, page 34
Commercial movements • 7–10, page 34
Overseas in–theater movements • 7–11, page 34
Foreign military sales (FMS) shipments • 7–12, page 35
Contract movements • 7–13, page 35
Security of commercial shipments at DOD installations and activities • 7–14, page 35
Movement of AA&E by unit or organization transportation • 7–15, page 36
Provost marshal and security office support • 7–16, page 36
Control of protective security seals • 7–17, page 36
Transportation of marksmanship weapons and ammunition • 7–18, page 36
Chapter 8
Reports, Investigative Aids, and Disposition of Records, page 39
General • 8–1, page 39
Incident reports to components • 8–2, page 39
Investigative aids • 8–3, page 40
Disposition of records • 8–4, page 41
Appendixes
A. References, page 42
B. Sensitive Arms, Ammunition, and Explosives (AA&E) Security Risk Categorization, page 46
C. Physical Security Standards for Commercial Terminals (Extracted from DOD 5100.76–M), page 50
D. Physical Security Standards for Military Terminals (Extracted from 5100.76–M), page 51
E. Losses/Overages List for AR 15–6 Investigations, page 53
F. Specification for Intrusion Detection System Signs, page 55
G. Criteria for Facilities Storing Sensitive AA&E, page 56
H. Physical Security Standards for DOD AA&E at contractor-owned, contractor-operated (COCO) Facilities
(Extracted from DOD 5100.76–M), page 58
I. Enhanced Transportation Security Measures During Terrorist Threat Conditions (Extracted from DOD 5100.
76–M), page 65
J. Arms, Ammunition, and Explosives Guidesheet, page 67
K. Joint–Serviees Interior Intrusion Detection System (J–SIIDS) Operational Checks, page 70
Table List
Figure List
Glossary
Index
Reproducible Forms
1–1. Purpose
a. This regulation prescribes standards and criteria for the physical security of sensitive conventional arms, ammuni-
tion, and explosives (AA&E), including nonnuclear missiles and rockets, as set forth in appendix B, in the custody of
any Department of the Army (DA) Component, or contractor and subcontractor. (See app H for AA&E physical
security standards at contractor facilities.) This regulation also prescribes policy, procedures, and standards, and assigns
responsibilities for the effective implementation and application of physical security of AA&E.
b. Although the standards and criteria in this regulation will provide adequate protection against loss or theft or
AA&E at most DA activities, and Department of Defense (DOD) (DA) contractor activities, the threat or characteristics
of a particular location may require increased measures subject to approval by the major Army commands (MACOMs)
concerned. MACOMs will establish procedures to review the justification of military construction projects that exceed
the criteria in this regulation. This regulation does not authorize methods or operations inconsistent with AR 385–64,
paragraphs 1 through 12 and appendix A.
c. The provisions of this regulation apply to sensitive conventional arms, ammunition and explosives as follows:
(1) Arms. Weapons that will, or are designed to, expel a projectile or flame by the action of an explosive and the
frame or receiver of such weapons and comparable foreign arms, U.S. prototype arms and illegally manufactured arms
which are retained in the inventory for training, familiarization, and evaluation. This includes handguns, shoulder–fired
weapons, light automatic weapons up to and including .50 caliber machine–guns, multibarrel machine–guns such as the
7.62mm M134, recoilless rifles up to and including 106mm, mortars up to and including 81mm, man–portable rocket
launchers, flame–throwers, and individually operated weapons that are portable or can be fired without special mounts
or firing devices and that have potential use in civil disturbances and are vulnerable to theft. Comparable foreign arms,
U.S. prototype arms, and illegally manufactured weapons retained in the inventory for training, familiarization, and
evaluation are also included.
(2) Ammunition. A device charged with explosives, propellants, pyrotechnics, initiating composition, riot control
agents, chemical herbicides, smoke and flame for use in connection with defense or offense including demolition and
having, in general, an individual or unit of issue, container, or package weight of 100 pounds or less. Included are
rounds of 40mm and larger; conventional, guided missile, and rocket ammunition weighing 100 pounds or less per
round; and 1,000 or more rounds of ammunition smaller than 40mm; and, other ammunition specified in appendix B.
Ammunition excluded from the specified requirements of this regulation are the following:
(a) Devices charged with nuclear or biological agents;
(b) Devices charged with chemical agents, except for those specified in appendix B;
(c) Blank ammunition, .22 caliber rimfire ammunition, inert training ammunition;
(d) Artillery, tank, mortar ammunition 90mm and large, and naval gun ammunition 3 inches, 76mm, and larger.
However, this ammunition requires Transportation Protective Service as set forth in chapter 7.
(3) Explosives. Any chemical compound, mixture, or device, the primary purpose of which is to function by
explosion. The term includes, but is not limited to, individual land mines, demolition charges, blocks of explosives and
other explosives consisting of 10 pounds or more. The scope of this regulation additionally includes and is limited to:
(a) Categorized explosives specified in appendix B.
(b) Uncategorized Class A and B explosives when being transported (see chap 7).
d. AA&E items covered by this regulation that are also classified will be stored and transported per AR 380–5,
appendix H, AR 55–355, chapter 34, and this regulation. Where specific individual requirements differ between these
regulations, the more stringent requirement will be followed.
e. MACOMs will prescribe physical security requirements for AA&E items outside the scope of this regulation.
Consistent with operational and safety requirements and this regulation, physical security requirements for production
and manufacturing operations at Government facilities will be prescribed by the Joint Ordnance Commanders’ Group
(JOCG).
f. The criteria in this regulation are intended for sites where AA&E are maintained on a permanent basis during
daily peacetime conditions, and not for training, contingency sites or operations, such as wartime, force generations,
exercises, or operational readiness inspections. For sites and operations not specifically covered in this regulation,
MACOMs will establish requirements and procedures to provide protection for AA&E consistent with the philosophy
of this regulation, when operationally and environmentally feasible. Upon declaration of war, commanders may
prescribe procedures suspending specific physical security provisions of this regulation to account for local conditions,
while ensuring maximum practical security for Government personnel and property. This authority is granted to
installation, division, and separate brigade commanders and may be delegated to commanders in the grade of lieutenant
colonel. Upon mobilization (prior to a declaration of war), this authority is granted to commander of MACOMs and
1–2. References
Required and related publications and prescribed and related forms are listed in appendix A.
Section II
Responsibilities
1–5. HQDA staff agencies, MACOMs, Army National Guard of the United States, and installation
commanders
Heads of HQDA staff agencies, MACOMs, Army National Guard of the United States, and installation commanders
will support the AA&E physical security program according to prescribed responsibilities in AR 190–13, paragraph
1–5 and this regulation.
a. All commanders will apply enough human resources and funds to A&E physical security programs at all levels.
b. MACOM commanders will identify resource needs in the planning, programming and budgeting system, and
allocate necessary resources to support their AA&E physical security program. Installation commanders will ensure
funds identified for physical security are used as intended.
1–6. Rescinded
1–11. Active Army installation commanders, Reserve Component commanders, and unit
commanders
Active Army installation commanders, Reserve Component (RC) commanders, and ROTC unit commanders will—
a. Coordinate physical security plans with local LEAs and supporting military intelligence (MI) and USACIDC
elements.
b. Set up liaison at the local level with the agencies per chapter 3.
c. Ensure that agreements governing consolidated AA&E storage facilities and the storage of AA&E property of
Federal, State, contractor agencies, and foreign government agencies contain definite assignment in writing of responsi-
bility for the items stored.
d. Conduct unannounced inspections as often as deemed necessary by the commander concerned.
e. Ensure construction programming documents involving AA&E facilities have been coordinated with the responsi-
ble provost marshal or security officer.
Chapter 2
Policy
2–1. General
a. Systems should incorporate technology and equipment available within the Federal Government and the private
sector to provide cost effective protection, automated accountability, and inventory control. Physical security equipment
management policy is established in AR 190–13, chapter 4. Security criteria will be included in initial plans for
research and development, as well as all new or modified construction projects.
b. To minimize the cost of physical security and inventory control, and to reduce theft vulnerability, the quantities of
AA&E and the number of storage facilities for AA&E should be reduced. Storage should be consolidated to the
maximum extent consistent with operational, safety, and training requirements.
(1) AA&E should be removed from designated storage areas as briefly as possible. The quantity to be removed
should be as small as possible to support specific missions or projects. Storage areas should be as small as possible
consistent with safety standards, security, and mission requirements.
(2) Further reduction of costs for protection and inventory control can be effected by grouping the consolidation of
AA&E into smaller storage areas by assigned risk category, and providing the degree of physical security protection
needed for that category. Priority attention will be given to demilitarization or disposal of obsolete and unserviceable
AA&E to avoid unnecessary storage, security, and inventory–related costs.
(3) The provisions of this regulation are intended to provide adequate storage security for AA&E at most DA
activities. There may be a few unusual activities, such as large depots or remote storage areas without existing
electrical service, where not all criteria in this regulation can be directly applied in a cost effective manner. At these
unusual or unique facilities, local conditions must be carefully evaluated, and the security system must be tailored to
the local conditions, based on practicability and cost, rather than specific security requirements prescribed herein. In
these instances, waivers or exceptions should conform to the requirements provided in paragraph 2–4.
2–8. Requisition
HQDA (DALO–SMP–S) will establish procedures for item managers to ensure necessary requisition verification of
AA&E items. Commanders will include instructions to ensure AA&E requisitions are authorized by designated
personnel and released only to properly identified authorized personnel. The procedures will include positive steps for
rejecting excess and unauthorized requisitions. (See AR 710–2, para 2–52, for policy on requisitioning.)
2–9. Investigations
A thorough investigation will be made of lost, stolen, or missing AA&E to determine the circumstances surrounding
the loss or theft and to fix responsibility as necessary. Inventory and accountability losses will be investigated
thoroughly. Before any loss can be attributed to any inventory or accountability discrepancy, it must be determined
through investigation that the loss was not the result of theft or misappropriation, per AR 735–5, chapter 13, as
appropriate.
a. Guidance on actions to be taken. Active Army and RC commanders, or their designated representatives, having
direct responsibility for AA&E lost, stolen or missing or the receiving unit or agency will—
(1) Notify the supporting LEA, PM, or security office as soon as the incident is discovered. The notice will be as
complete as possible but will not be delayed because of incomplete data. USAR will notify the PMO or LEA
responsible for the geographical area. In CONUS, this notice will include the proper FBI field office having area
jurisdiction. Civil authorities in overseas areas will be notified according to local policy.
(2) When sensitive AA&E are reported lost, a preliminary investigation will be conducted by the USACIDC to
determine criminality before beginning any administrative action (see para 1–4).
(3) Start administrative action per AR 735–5, chapter 13, if the USACIDC investigation determines a crime was not
committed. The report of survey or an equal procedures will not be used as a disciplinary or punitive measure. The use
of this administrative procedure will not prevent recourse to disciplinary measures when proper. Therefore, the survey
will not be used instead of a criminal investigation when one is warranted.
(4) Determine accountability for recovered property per AR 735–5, paragraphs 14–16 and 14–17. A person may be
held responsible and be required to pay for a loss. If so, he or she will not be allowed to claim title or obtain ownership
of the item if it is recovered.
(5) Consider relative investigative findings in violation of this or other applicable regulations. Take proper punitive
action if events warrant.
(6) Request, through channels, that an AR 15–6 investigation be initiated for AA&E in appendix E. This may be
used instead of a Report of Survey per AR 735–5, paragraph 13–2.
b. Property overages. Property overages will be handled in the same way as stated in a above.
c. The investigation. Facts must be presented by the requesting person. The installation, depot, or community
commander may then direct that an investigation by initiated. The officer appointed to conduct the investigation will
follow procedures per AR 15–6, chapters 3, 4, and 5. and this regulation.
d. In–transit losses. Consignees of AA&E shipments will report in–transit losses to the supporting LEA, PMO, or
security office.
e. Inventory adjustments. Inventory losses or overages may be determined as administrative, computer, or other type
accountability errors and not actual losses. This determination will be made only after investigative action has
established the cause of the discrepancy. (In no case may a weapon, ammunition, or explosive loss or overage be
attributed to inventory error unless the responsible agency, unit, or activity conducts an investigation that, beyond a
doubt, excludes the possibility of theft or loss.) When such a decision has been made, DA Form 3056 (Report of
Missing/Recovered Firearms, Ammunition and Explosives) will be submitted (fig 2–1). The form will explain—
2–10. Training
a. Commanders responsible for AA&E will establish a training program for those personnel responsible for the
accountability of these items. The training program will be designed to—
(1) Provide training in inventory and accountability procedures as outlined in applicable 700–series Army
regulations.
(2) Fit the requirements of different groups of personnel responsible for accountability.
(3) Indoctrinate personnel in the principles, criteria, and procedures for accountability and inventory, including
disciplinary actions against individuals responsible for violating security requirements as prescribed in this regulation.
b. Commanders will initiate an aggressive training program to ensure all unit personnel are aware of their responsi-
bilities for the security and accountability of AA&E. A training program will also be established to ensure requirements
of AR 190–56, chapter 4, are kept and to ensure continued proficiency of the guard force. As a minimum, this training
will include—
(1) Care and use of weapons, to include qualification firing with assigned weapons within the past 12 months.
(2) Legal authority, responsibility, and jurisdiction of guards on duty, to include apprehension, search and seizure,
and use of force.
(3) Physical fitness training.
(4) Guard orders, to include communications and duress procedures.
(5) Duties in the event of emergencies, such as alerts, fire, explosion, civil disturbance, intrusion, attempted seizure,
or terrorist incident.
(6) Current criminal threat to AA&E.
(7) Crime prevention.
(8) Common forms of sabotage and espionage, to include current threat situation.
(9) Location of hazardous and vulnerable equipment and materiel, to include high security risk AA&E requiring
special attention or more frequent security checks.
(10) Location of fire protection equipment, decontamination stations, electrical switches, and first aid facilities.
(11) Operation and monitoring of intrusion detection system.
(12) Additional training subjects are listed in AR 190–13, paragraph 2–5.
c. Commanders will take continuing action through annual update refresher briefings to ensure that all personnel are
aware of their responsibilities for the control and safeguarding of AA&E.
2–11. Personnel
a. Commanders will be selective in assigning personnel to duties involving control of AA&E. Only personnel who
are mature, stable, and have shown a willingness and capability to perform assigned tasks in a dependable manner will
be assigned to duties which involve responsibility for the control, accountability, and shipment of AA&E. As part of
this selection process, personnel assigned duties involved in the control, accountability, and shipment of AA&E will be
screened and evaluated using DA Form 7281–R (Command Oriented Arms, Ammunition, and Explosives (AA&E)
Security Screening and Evaluation Records). DA Form 7281–R may be locally reproduced on 81⁄2– x 11–inch paper. A
copy of this form for reproduction purposes is located in the back of this handbook. Completed forms will be retained
on file within the command until the individual departs, or is relieved of his or her AA&E oriented duties. In addition,
MACOMs will implement procedures to ensure the following:
(1) Any Government employee (civilian or military) or DA contractor (including commercial carrier) employee
operating a vehicle or providing security to a vehicle transporting Category I, II, or classified AA&E will as a
minimum have been the subject of a favorable National Agency Check (NAC) or Entrance National Agency Check
(ENTNAC), per AR 380–67, paragraph 3–613, except as provided below.
(2) Officers of U.S. flag carriers will be licensed in accordance with U.S. Coast Guard requirements.
(3) Designated carrier employees providing Protection Security Service for the transportation of items classified
3–2. Coordination
a. In developing a security plan, coordination and close liaison should be effected between the military commander
and—
(1) Adjacent installations or units.
(2) Federal agencies.
(3) State and local agencies.
(4) Similar host country agencies.
b. To the extent permissible, such interaction should allow for an exchange of intelligence information on security
measures being employed, contingence plans, and any other information to enhance local security.
c. On an installation, the host activity will assume responsibility for coordinating physical security efforts of all
tenants, regardless of the DOD components represented, as outlined in the support agreements and the host activity
security plan. Applicable provisions will be included in, or be an appendix to, the support agreement.
(1) Bilateral storage agreements will be used when—
(a) AA&E are stored on the installations or facilities of other U.S. or foreign government agencies or other DOD
services.
(b) Consolidated storage facilities are used to store AA&E belonging to more than one unit or organization.
(2) A formal agreement will contain definite assignment of physical security responsibility for the items stored. The
agreement will address—
(a) Maximum quantities to be stored.
(b) Physical safeguards to be used.
(c) Frequency of and the responsibility for physical inventories or reconciliation’s.
(d) Reporting of losses for investigations.
(e) Key control procedures.
(f) Unit that has overall responsibility for the storage facility.
(g) Procedures for authorization and identification of individuals to receipt for physically taking custody of AA&E.
(h) Risk Categories of items to be stored.
d. The formal agreement concerning physical security requirements for AA&E can be implemented by an appendix
to a host/tenant activity support agreement or by a Letter of Instruction (LOI).
e. The purpose of such coordination is protection in depth. Authority, jurisdiction, and responsibility must be set
forth in a manner that ensures protection and avoids duplication of effort.
Chapter 4
Protection of Arms
4–1. General
This chapter prescribes the criteria and standards for the protection of arms in custody of DA Components, COE
drawing DEF 141–90–04 depicts arms storage room construction meeting the criteria and standards prescribed by this
regulation. Arms, including firearms in rod and gun club facilities, will be stored in an arms room, modular vault, or an
arms storage building per the requirements of this chapter.
a. When storage in an arms storage room, modular vault, or building will impede training or operational require-
ments, arms may be stored or installed on the naval craft, vehicle, or aircraft to which assigned or in other
configurations per this regulation and as specified by HQDA. Specific guidance issued by HQDA (DAMO–ODL) will
be furnished the Deputy Under Secretary of Defense for Policy (DUSDP) within 90 days. Weapons stored or installed
in tanks, vehicles, or aircraft will be protected as part of the overall system in which they are stored or installed.
(1) Commanders will establish appropriate security measures to ensure weapons stored or installed in tanks,
vehicles, or aircraft are protected at all times, particularly when tanks, vehicles, or aircraft are unmanned. The
following guidance applies:
(a) When not in use, tanks, vehicles, or aircraft containing weapons will be parked inside a secure motor pool or an
aircraft park area. Level III security III security measures in AR 190–51, paragraphs 3–3 and 3–5, apply.
(b) When operational readiness permits, weapons mounted on tanks, vehicles, or aircraft that are accessible and
easily removable will be dismounted and secured inside the locked tank, vehicle, or aircraft, or other secure location.
Weapons that are dismounted and secured inside the locked tank, vehicle, or aircraft and weapons that remain installed
on board, will be made inoperative by removal of barrels or other essential firing components. Such components will
be secured in a locked metal container inside the tank, vehicle, or aircraft, or other secure location. The container will
be secured to the tank, vehicle, aircraft, or other secure structure with bolts or chains equipped with secondary
padlocks. Spare barrels may be stored inside a locked, totally enclosed armored combat vehicle when the other
Table 4–1
Methods for rendering Small Arms inoperable
g. RC weapons. The Army policy of close cooperation between Active Army and RC activities is an essential
element in eliminating the theft or loss of AA&E. At times, RC activities may need to use local Active Army facilities
for the temporary storage of AA&E as the result of emergency situations; for example, during vehicle breakdown when
transporting weapons, when an increased threat situation is forecast or present, and during rifle matches. Active Army
facilities are authorized and encouraged to assist in temporarily securing RC items. However, the receiving unit will
ensure the accountability (number and type items, including serial numbers) of those items accepted for storage. The
above policy also applies between Reserve components as well as the temporary storage of Active Army stocks at
Reserve storage facilities.
4–6. Weapons and ammunition for marksmanship matches and other special purposes
a. Weapons and ammunition for marksmanship matches and other purposes will be protected at all times.
4–17. Fences
Arms storage buildings, bulk storage areas, and outside areas where vehicles and aircraft are routinely parked with
weapons aboard may be surrounded with fencing when determined necessary by the commander concerned. Such
determination will be made based on an assessment of local threats, vulnerabilities, and cost effectiveness. Fencing
construction criteria is prescribed in paragraph 5–3.
5–3. Fences
a. Categories I and II missile, rocket, ammunition, and explosive storage areas will be surrounded with security
fencing constructed and configured as set forth below. New chain link fencing will not be programmed for Category III
and IV storage facilities unless it is determined necessary based on an assessment of local threats, vulnerabilities, and
cost effectiveness. COE drawing STD 40–16–08 depicts chain link fence construction standards.
b. Fence fabric will be of chain link (galvanized, aluminized, or plastic coated woven steel) 2–inch square mesh
9–gauge diameter wire, including coating. In Europe, fencing may be North Atlantic Treaty Organization (NATO)
Standard Designed Fencing (2.5–3mm gauge, 76mm grid opening, 2 meter height, and 3.76 meter post separation).
c. Posts, bracing’s, and other structural members will be located on the inside of the fence fabric. Galvanized steel
5–7. Communications
Reliable and efficient primary and backup means of external and internal communications, at least one of which is
radio, will be established at magazine areas to permit notification of emergency conditions. The communication system
will be easily accessible to guard and security personnel on their posts and will be tested daily by supervisory security
personnel. The backup system will be of a mode other than that of the primary communication system. Both primary
and backup guard (security) communications will be tested at least once during each shift.
Chapter 6
Accountability, Disposition, Disposal, and Demilitarization
6–1. Nonnuclear missiles and rockets (Category I)
a. Each Commander having custody of nonnuclear missiles and rockets establish and maintain records which will
provide for continuous accountability. This will include those issued for training by requiring the return of unexpended
missiles and expended residue. When possible, such records will be maintained by serial number. Incoming shipments
will be inventoried promptly after receipt to ensure that all items have been received. All contracts for the procurement
of nonnuclear missiles and rockets will provide for individual serialization.
b. In addition to the inventory requirements in AR 740–26, chapter 2, and AR 710–2, paragraphs 2–12, 2–53, and
3–43, the following apply:
6–2. Arms
a. Arms Serial Number Registration and Reporting.
(1) DOD Central Registry. A DOD Central Registry will be maintained to record, by serial number, the ownership
account of all arms. AR 710–3, chapter 4, establishes policies and prescribes responsibilities and procedures for serial
number registration and reporting of arms belonging to Army units, organizations, activities, and installations which
maintain property books and stock record accounts. MACOMs will emphasize the necessity for strict compliance with
the prescribed reporting requirements. Questions concerning registry operations will be referred to the DOD Central
Registry at: Commander, U.S. Army Armament, Munitions and Chemical Command, ATTN: AMSMC–MMD–LW,
Rock Island, Illinois 61299–6000. DSN 793–4678/4977/6519 or commercial (309) 782–4678/4977/6519.
(2) Delineation of responsibilities.
(a) The Department of the Army is the assigned agency responsible for operating and maintaining the DOD Central
Registry. This registry maintains control over serial numbers of arms and a file of those arms that have been lost,
stolen, demilitarized, or shipped outside the DOD. The DOD Central Registry will be updated by tapes, forwarded to it
monthly from the MACOM registries which contain in serial sequence the most recent list of serial numbers of arms
for which the MACOM maintains accountability. The tape will also include a history file of arms reported lost, stolen,
demilitarized, or shipped outside the control of the DOD.
(b) Each MACOM is responsible for maintaining a mechanized registry for serial numbers of arms in their
inventory. The registry will be updated based on transaction reporting, i.e., receipts, issues, and turn ins.
(c) When the DOD Central Registry receives an inquiry concerning a lost, stolen, or recovered weapon that is listed
with the registry as DOD property, or as missing from a DOD activity, the Central Registry will inform the affected
MACOM registry. Commanders will establish procedures to ensure that such losses, thefts, or recoveries are, or have
been, appropriately investigated per paragraph 2–9, and reported as outlined in chapter 8 of this regulation. Command-
ers will also ensure that MACOM AA&E recovered by police or investigative agencies are returned to MACOM
control for disposition upon completion of investigative and prosecutive action.
(3) Exclusions. privately-owned arms and arms purchased with nonappropriated funds are exempt from being
reported to the DOD Central Registry. However, each post, camp, or station having nonappropriated fund arms will
establish procedures to identify such weapons by type and serial number.
(4) Registration and reporting procedures.
(a) The arms serial number registration and reporting procedures will ensure control over all arms serial numbers in
the following situations: from the manufacturers to depot; in storage; in transit to requisitioners; in post, camp, or
station custody; in the hands of users during turn–ins; in renovation; and during disposal or demilitarization.
(b) The DOD Central Registry will maintain records of: serial number adjustments; shipments to flag rank officers;
foreign military sales (FMS) and grant aid; activities outside the control of the Department of Defense; and transfers
between DOD components. Incoming shipments will be inventoried promptly after receipt to ensure that all items have
been received and entered into the DOD Central Registry or the MACOM registry, as appropriate.
(c) National or DOD Component–assigned stock numbers will be used by the MACOMs for the initial load and all
later transactions to the DOD Central Registry.
(d) All arms, regardless of origin, that are accounted for in unclassified property records, will be reported.
Automatic weapons will be reported on a priority basis.
(e) Arms with national stock numbers (NSN) or serial numbers, with missing, obliterated, mutilated, or illegible
serial numbers, when discovered, will be reported to the DOD Central Registry by the MACOM registry, by message
or letter for assignment of NSN and management control number serial number. Request must contain:
1. NSN or “None” if unknown.
2. Serial number or “None” if unknown.
3. Description, to include make, model, caliber, and any or other nomenclature data.
(f) When the DOD Central Registry identifies duplicate serial numbers by weapon type in the MACOMs, instruc-
tions will be provided by the U.S. Army Armament Munitions and Chemical Command (AMSMC–MMD–LW) for the
modification of the serial numbers. Movement and shipment of weapons will not occur prior to correction of serial
numbers.
(g) To ensure the DOD Central Registry is properly maintained, the following is required for small arms shipments:
two weapon serial number (WSN) control cards for each weapon in shipment will be attached to the supply
documentation; when operational procedures restrict compliance with the two WSN control card requirement, a listing
of WSNs will be attached to the supply documentation; and incoming shipments will be opened by a designated
receiver and the receipt of each item verified by check of the serial number. However, incoming shipments from new
procurement received at depots that are preservation packaged need not be individually checked if the contract provides
for a 100 percent serial certification by the contractor which is checked by government contract representatives based
Chapter 7
Transportation
7–1. General
This chapter prescribes transportation security standards and procedures to be used in safeguarding categorized AA&E
as described in appendix B and for safeguarding uncategorized Class A and B ammunition and explosives. AA&E
which are classified will be stored and transported in accordance with this regulation and per AR 380–5, chapters 5 and
8; where specific individual requirements differ between these two documents, the more stringent requirement will be
followed.
a. MACOMs will establish security criteria for the intra–installation and unit training movement of AA&E consis-
tent with the philosophy in this chapter.
b. Explosive ordnance disposal teams responding to off–station accidents or incidents will transport necessary
explosive ingredients in accordance with requirements established by the MACOM concerned, based on the philosophy
contained in this chapter.
c. Commanders will ensure that DOD–procured AA&E items transported from contractor facilities to DOD facilities
are shipped in accordance with this chapter. Provisions of AR 55–355, chapter 33, apply concerning shipments of
DOD–procured AA&E from contractor facilities to DOD facilities.
7–3. Standards
The following transportation security policy and standards for AA&E by category, as set forth in appendix B, are
required to adequately protect such items during shipment. Follow minimum security provisions for commercial
transportation of AA&E per AR 55–355, chapter 33. On the basis of threat determination and evaluation of the
movement itself, AA&E may be given additional protection, but not less than that required by the category assigned to
the item.
a. Use of commercial transportation services outside of the CONUS will adhere as closely as practicable to
requirements per AR 55–355, chapter 33.
b. Overseas MACOMs will prescribe necessary commercial transportation security requirements and coordinate such
requirements with host nation authorities. When such services cannot be obtained, compensatory measures will be
taken to achieve equivalent security standards. Additionally, compensatory measures will be taken when waivers or
exceptions are used.
c. The following factors also will be considered:
(1) Every effort will be made to consolidate shipment into truckload (TL) or carload (CL) quantities. Less than
truckload (LTL) shipments are considered more vulnerable to theft.
(2) Small arms repair technicians may travel to support facilities to effect on–site repairs instead of shipping of
small arms for repair.
(3) When practical, arms and ammunition of the same caliber will not be shipped in the same container or
conveyance.
(4) Where available, export and import shipments will be processed through military managed and operated air and
ocean terminals.
(5) Shipments of arms and ammunition scheduled for demilitarization and retrograde shipments will receive the
same protection as other shipments of AA&E.
(6) Missile rounds will be shipped separately from launch control equipment, when feasible.
(7) Security provided for AA&E at commercial and military terminals will conform to the standards set forth in
appendixes C and D. The standards will be provided to the commercial carriers by MTMC. Follow minimum
provisions for commercial transportation of AA&E contained in AR 55–355, chapter 33.
(8) When possible, strap cutters should not be attached to palletized unit loads of ammunition prior to arriving at
ammunition storage areas. The strap cutters should be shipped separately from the palletized ammunition.
(9) Shipments must be checked immediately upon receipt to ensure that the seals are intact and for any signs of
damage or tampering. If there are any such signs, there must be an immediate inventory to verify quantities received
and to determine the extent of any damage or tampering on all Category I and II AA&E, and classified AA&E
shipments. If the seals are intact, quantity verification must take place no later than the next working day. The
requirement to check seals and verify quantities received includes shipments of all categories of sensitive or classified
AA&E and uncategorized Class A and B ammunition and explosives.
(10) For rail shipments of Category I and II items, the carrier must advise the consignee immediately upon arrival of
the shipment at the yard serving the consignee and/or immediately upon arrival at the consignee’s activity.
(11) Uncategorized Class A and B ammunition and explosives shipped by all modes will be afforded the same
protection as Categories III and IV, unless otherwise directed in writing by the military department service
headquarters.
(12) Enhanced transportation security measures for use during terrorist threat conditions are set forth in appendix I.
(13) Provisions of AR 190–14, paragraph 3–3, apply to transportation of individual weapons aboard commercial
aircraft.
(14) When weapons are required to accompany a unit movement by commercial transportation, the commander or
person in charge of the unit movement will contact the provost marshal and transportation office concerned for
technical advice and instructions relative to such shipments.
(15) Crew served weapons will not be left mounted or stowed inside vehicles during unit movement by commercial
transportation. Such weapons will be shipped according to paragraph 7–19. When this requirement cannot be met due
to unit contingency or operational readiness requirements, waivers may be requested (see para 2–4). Adequate
compensatory security measures will be established. MACOMs concerned will coordinate such waiver requests with
MTMC.
1 When vehicle is loadedto full visible capacity, do not request exclusive use of vehicle.
2 Shipper seal may be removed and replaced by carrier seal (DTMR, chapter 34).
3 Refer to AR 55–355, chapter 34, for additional mandatory transportation requirements.
Requested).
7 Shipments of Category IV AA&E and uncategorized classes of A and B ammunition and explosives with gross weight of less than 200 pounds may be
9 Air carriers providing pickup and delivery service by motor vehicle must comply with all applicable motor security requirements for the risk category
during the motor phase. These protective services must be specified in appropriate Uniform Tenders of Service.
Chapter 8
Reports, Investigative Aids, and Disposition of Records
8–1. General
The provisions of this chapter do not preclude the submission of other reports, such as the requirements in AR 55–38/
NAVSUPINST 4610.33B/AFR 75–18; MCOP 4610.19C/DLAR 4500.15, chapters 2 and 3. The provisions of this
chapter do not apply to privately-owned weapons.
Section I
Required Publications
AR 12–1
Security Assistance—Policies, Objectives, and Responsibilities (Cited in para 7–12).
AR 15–6
Procedures for Investigating Officers and Boards of Officers Conducting Investigations (Cited in paras 2–9 and 8–2).
AR 50–6–1
Chemical Agent Security Program (Cited in para B–2).
AR 55–38
Reporting of Transportation Discrepancies in Shipments (NAVSUPINST 4610.33B/AFR 75–18/MCOP 4610.19C/
DLAR 4500.15). (Cited in para 8–1).
AR 55–355
Defense Traffic Management Regulation (NAVSUPINST 4600.70/AFR 75–2/MCO P4600.14B/DLAR 4500.3). (Cited
in paras 1–1, 4–5, 7–3, 7–5, 7–10, 7–13, and 7–14).
AR 190–13
The Army Physical Security and Crime Prevention Program. (Cited in paras 1–4, 1–5, 2–1, 2–6, 2–10, 3–1, 3–2, 3–5,
4–2, 4–7, 4–8, and 6–3).
AR 190–22
Searches, Seizures, and Disposition of Property. (Cited in para 4–5).
AR 190–27
Army Participation in National Crime Information Center (NCIC). (Cited in para 8–3).
AR 190–40
Serious Incident Report. (Cited in paras 1–4 and 8–2).
AR 190–45
Military Police Law Enforcement Reporting. (Cited in para 8–2).
AR 190–51
Security of Army Property at Unit and Installation Level. (Cited in paras 4–1, 3–13, and 4–6).
AR 190–56
The Army Civilian Police and Security Guard Program. (Cited in para 2–10).
AR 380–5
Department of the Army Information Security Program. (Cited in paras 1–1, 3–6, 3–8, 4–3, 5–6, 5–12, 7–1, 7–12, and
F–1).
AR 380–67
Personnel Security Program. (Cited in paras 2–12, and 3–6).
AR 385–64
Ammunition and Explosives Safety Standards. (Cited in paras 1–1, 5–2, and 5–4).
AR 700–99
Acquisition, Accounting, Control, and Disposal of Captured Enemy Equipment and Foreign Materiel. (Cited in para
4–12).
AR 710–3
Asset and Transaction Reporting System. (Cited in paras 4–13, 6–2, and 8–3).
AR 735–5
Policies and Procedures for Property Accountability. (Cited in paras 2–9, 6–4, and 8–3).
AR 740–26
Physical Inventory Control. (Cited in paras 2–6, 5–2, 6–1, and 6–3).
DA Pam 710–2–1
Using Unit Supply System Manual Procedures. (Cited in paras 2–1, 2–2, and 2–6).
Section II
Related Publications
AR 11–2
Internal Control Systems
AR 708–1
Cataloging and Supply Management Data
AR 870–20
Museums and Historical Artifacts
DA Pam 385–64
Ammunition and Explosives Safety Standards
DA Pam 710–2–2
Supply Support Activity Supply System Manual Procedures
DOD 4000.25–8–M
Military Assistance Program Address Directory System (MAPAD)
DOD 4145.26–M
Department of Defense Contractors Safety Manual for Ammunition and Explosives
DOD 4160.21–M
Defense Utilization and Disposal Manual
DOD 4160.21–M–1
Defense Demilitarization Manual
DOD 4500.32–R
Military Standard Transportation and Movement Procedures (MILSTAMP), Volume I
DOD 5160.65–M
Single Manager for Conventional Ammunition Implementing Joint Conventional Ammunition Policies and Procedures
DOD 5200.1–R
Information Security Program Regulation
DOD 5200.2–R
Department of Defense Personnel Security Program
DOD 5220.22–R
Industrial Security Regulation
DOD 6055.9–STD
DOD Ammunition and Explosives Safety Standards
DOD 7200.10–M
Department of Defense Accounting and Reporting of Government Property Lost, Damaged, or Destroyed
FM 19–30
Physical Security
JCS Pub. 1
Department of Defense Dictionary of Military and Associated Terms
MIL–HDBK–1031/1
Military Handbook, Design Guidelines for Physical Security of Fixed Land–Based Facilities
18 USC 842(J)
Title 18, United States Code, 842(J) (27 CFR 55, subpart k, sections 207 and 208)
TM 9–1300–206
Ammunition and Explosives Standards
TM 38–214
DOD Small Arms Serialization Program (DODSASP): Functional Users Procedures
Section III
Prescribed Forms
Authority is given for the exact duplication of any DA or DD Forms prescribed in this regulation that are generated by
the automated Military Police Management Information System in place of the official printed version of the form.
Forms that have been designated, “Approved for electronic generation (EG),” must replicate exactly the content
(wording), format (layout), and sequence (arrangement) of the official printed form. The form number of the electroni-
cally generated form will be shown as “–R–E” and the date will be the same as the date of the current edition of the
printed form.
DA Form 4604–R
Security Construction Statement (Prescribed in para 2–2. Approved for EG.)
DA Form 4930–R
Alarm/Intrusion Detection Record (Prescribed in para 3–6. Approved for EG.)
DA Form 7281–R
Command Oriented Arms, Ammunition, and Explosives (AA&E) security Screening and Evaluation Record
(Prescribed in para 2–11. Approved for EG.)
DA Form 5513–R
Key Control Register and Inventory. (Prescribed in para 3–8.)
Section IV
Referenced Forms
DA Form 2028
Recommended Changes to Publications and Blank Forms
DA Form 2609
Historical Property Catalog
DA Form 2819
Law Enforcement and Discipline Report
DA Form 3749
Equipment Receipt
DD Form 1348–1
DOD Single Line Item Release/Receipt Document
SF 700
Security Container Information
Table B–1
Decision Logic Formulas (DLFs)
Factor: 1
Utility: High
Casualty/Damage Effect: High
Adaptability: Without modification
Portability: Easily carried or concealed by one person.
Factor: 2
Utility: Moderate
Casualty/Damage Effect: Moderate
Adaptability: Slight modification
Portability: Can be carried by one person for short distances.
Factor: 3
Utility: Low
Casualty/Damage Effect: Low
Adaptability: Major modification
Portability: Requires at least two persons to carry.
Factor: 4
Utility: Impractical
Casualty/Damage Effect: None
Adaptability: Impractical
Portability: Requires materials handling equipment (MHE) to move.
Risk Factor: 1
Utility: High
Description: High explosive, concussion, and fragmentation devices.
Risk Factor: 2
Utility: Moderate
Description: Small arms ammunition.
Risk Factor: 3
Utility: Low
Description: Ammunition items not described above—NONLETHAL, civil disturbance chemicals, incendiary devices.
Risk Factor: 4
Utility: Impracticable
Description: Practice, inert, or dummy munitions; small electric explosive devices; fuel thickening compound; or items possessing other
characteristics which clearly and positively negate potential use by terrorist, criminal, or dissident functions.
Table B–3
Risk Factors—Casualty/Damage Effect
Risk Factor: 1
Casualty/Damage Effect: High
Description: Extremely damaging or lethal to personnel; devices which will probably cause death to personnel or major material damage.
Risk Factor: 2
Casualty/Damage Effect: Moderate
Description: Moderately damaging or injurious to personnel; devices which could probably cause personnel injury or material damage.
Risk Factor: 3
Casualty/Damage Effect: Low
Description: Temporarily incapacitating to personnel.
Risk Factor: 4
Casualty/Damage Effect: None
Description: Flammable items and petroleum based products readily obtainable from commercial sources.
Table B–4
Risk Factors—Adaptability
Risk Factor: 1
Adaptability: Without
Description: Unusable as is; simple to function without modification use of other components.
Risk Factor: 2
Adaptability: Slight Modification
Description: Other components required; or can be used with slight modification.
Risk Factor: 3
Adaptability: Major Modification
Description: Requires the use of other components which are not available on the commercial market; or can be used with modification that
changes the configuration.
Risk Factor: 4
Adaptability: Impracticable
Description: Requires specified functions or environmental sequences which are not readily reproducible, or construction makes it
incapable of producing high order detonation; for example, gas generator grains, and impulse cartridges.
Risk Factor: 1
Adaptability: High
Description: Items which easily can be carried by one person and easily concealed.
Risk Factor: 2
Adaptability: Moderate
Description: Items whose shape, size, and weight allows them to be carried by one person for a short distance.
Risk Factor: 3
Adaptability: Low
Description: An item whose shape, size, and weight requires at least two persons to carry.
Risk Factor: 4
Adaptability: MHE Required
Description: The weight, size, and shape of these items preclude movement without MHE.
Table B–6
Computation of risk factor numerical values1
factor value for each column and total the numbers for each column to obtain the security risk category.)
C–2.
Table C–1
Physical Security Standard for Commercial Terminals
If the carrier service on the GBL is: Armed Guard Surveillance (AGS)
Equivalent terminal standards are: Stop must be at a carrier terminal, a State or local safe haven under 49 CFR or during emergencies, at a
DOD safe haven or refuge location. The vehicle or shipment must be under constant surveillance by an armed guard specifically dedicated to
the shipment or shipments secured in an adequately lighted area that is surrounded by a chain link fence, minimum height 6–feet, and
continuously patrolled by an armed carrier or terminal employee who checks the shipment at least once every 30 minutes.
If the carrier service on the GBL is: Protective Security Service (PSS)
Equivalent terminal standards are: If the shipment is unloaded from a conveyance, it must be at a facility cleared under the Defense
Industrial Security Program or at a DOD safe haven and be placed under constant surveillance by a qualified carrier representative. As an
alternative, the shipment may be placed in a closed area, vault or strongroom approved by the Defense Investigative Service. Construction
standards for closed areas, vaults, and strongrooms are contained in DOD 5220.22–M, appendixes IV and V.
If the carrier service on the GBL is: Dual Driver Protective Service (DDPS)
Equivalent terminal standards are: Stop must be at a carrier terminal, a State or local safe haven under 49 CFR or, during emergencies, at
a DOD safe haven or refuge location. The vehicle or shipment must be under constant surveillance by a qualified carrier or terminal
representative who must keep the shipment in unobstructed view at all times and stay within 10 feet of the vehicle or the shipment must be
secured in a fenced and lighted area under the general observation of a qualified carrier or terminal representative at all times. As an
alternative, the shipment may be placed in a security cage.
If the carrier service on the GBL is: DOD Constant Surveillance Service (CSS)
Equivalent terminal standards are: Stop must be at a carrier terminal, a State or local safe haven under 49 CFR or, during emergencies, at
a DOD safe haven or refuge location. The vehicle or shipment must be under constant surveillance by a qualified carrier or terminal
representative who must keep the shipment in view at all times and stay within 100 feet of the vehicle or the shipment must be secured in a
fenced and lighted area under the general observation of a qualified carrier or terminal representative at all times. As an alternative, the
shipment may be placed in a security cage.
If the carrier service on the GBL is: Rail Surveillance Service (RSS)
Equivalent terminal standards are: Within rail yards, RSS applies. Within other terminals, shipment shall be secured in a fenced and
lighted area under the general observation of a qualified carrier or terminal representative at all times.
If the carrier service on the GBL is: Signature and Tally Record
Equivalent terminal standards are: Each person responsible for proper handling of a shipment during any terminal stop must sign the
signature and tally record at the time they assume responsibility for a shipment. The shipment must always be in the custody of the last
person signing the signature and tally record.
G–3. Rescinded.
B. Incident Reports
Contractors are required to report all losses and thefts of Risk Category AA&E to the DIS cognizant industrial security
office no later than 72 hours after initial discovery. Similar information should also be given to the FBI and DOD
Component Major Command. Local law enforcement agencies will be notified.
C. Security Procedures
The contractor will be required to develop written procedures designed to ensure compliance with the physical security
standards of this appendix. The procedures shall be available at the contractor’s facility for review by Government
representatives.
E. Waivers
Requests for waivers to the DOD security requirements of this manual shall be submitted, in writing, by the contractor
to the government procurement contracting officer who shall coordinate such requests with the DIS Cognizant Security
Office. Requests for waivers with recommendations shall be forwarded to the DOD Component Major Command for
decision. Waivers normally may be granted for a period of 1 year and may be extended only after a review of
circumstances necessitating an extension. Each extension shall state first extension, second extension, etc. Requests for
waivers shall include a statement as to why the contractor is unable to meet requirements and outline compensatory
measures proposed by the contractor to provide equivalent or better protection than the original standard. Copies of
approved waivers shall be furnished to the applicable DIS Cognizant Security Office and DOD Component Major
Command. Copies of approved waivers applying to commercial carrier’s transportation minimum security standards
F. Exceptions
Requests for exceptions to the DOD security requirements of this manual shall be submitted, in writing, by the
contractor to the Government procurement contracting officer who shall coordinate such requests with the DIS
Cognizant Security Office. Requests for exceptions with recommendations shall be forwarded to the DOD component
Major Command for decision. Requests for exceptions shall include a statement as to why the contractor is unable to
meet the requirements and compensatory or equivalent protection measures proposed by the contractor to provided
comparable security.
Attachments
1. Category I and II Nonnuclear Missiles, Rockets, Ammunition and Explosives — Storage.
2. Category II Arms — Storage.
3. Category III and IV Arms, Ammunition and Explosives — Storage.
4. Arms Parts — Storage.
5. Significant Incidents Pertaining to Arms, Ammunition and Explosives.
6. Cognizant DIS Industrial Security Offices
A. New Construction
1. AA&E listed under Category I and II shall be stored in structures meeting construction requirements as specified
in DOD 6055.9–STD (reference (g) or DOD 4145.26–M (reference (u)). Determinations of the suitability of new
structures will be provided to the DIS cognizant security office by the DOD Component Major Command.
2. Storage areas shall be surrounded with chain link security fencing approved by the DOD Component Major
Command. Minimum height of fencing shall be 6 feet.
3. Locks.
a. Doors shall be secured by a high security padlock (military specification MIL–P–43607G) and hasp (military
specification MIL–H–43905B or H–29181/1 (YD)), or other comparable hasps and locking hardware approved by the
DOD Component Major Command. Component approved hasps and locks shall be specified in the contract. Storage
facilities equipped with a Class 5 GSA–approved steel vault door with a group 1R changeable combination lock, are
authorized instead of other doors and locks. Doors that cannot be secured from the inside with locking bars or
deadbolts shall be secured on the inside with padlocks which meet or exceed military specification MIL–P–17802D
(Grade II, Class 1, Type A). Panic hardware, when required, shall be so installed as to prevent opening the door by
manipulation from the outside. Panic hardware will be secured after close down and freed prior to facility occupancy
by means which are acceptable to safety officials.
b. A Class 5 steel vault door with a built–in, group 1R changeable combination lock, or key operated high security
padlock and hasp (above military specifications), shall be used on doors to structures housing classified AA&E.
B. Existing Construction
The DOD Component Major Command may permit storage of Category I and II items in existing types of structures if,
in the opinion of the Major Command, equivalent security is provided and all other security requirements are met.
Determinations of the suitability of existing structures will be provided to the DIS Cognizant Security Office by the
DOD Component Major Command.
ATTACHMENT 2
CATEGORY II ARMS — STORAGE
A. New Construction
1. Category II arms shall be stored in facilities meeting the following design criteria:
a. Walls. Walls shall consist of 8 inches of concrete reinforced with No. 4 reinforcing bars at 9 inches on center in
each direction and staggered on each face to form a grid approximately 41⁄2 inches square, 8 inch concrete block with
No. 4 bars threaded through block cavities filled with mortar or concrete and with horizontal joint reinforcement at
every course, or at least 8 inches of brick interlocked between inner and outer courses.
b. Ceilings and Roofs. Reinforcing bar spacing shall form a grid so that the area of any opening does not exceed 96
B. Existing Construction
1. Existing facilities may be used for new contracts provided they meet the criteria indicated below and if
determined by the DOD Component Major Command to be adequate. Determinations will be provided to the DIS
Cognizant Security Office. The requirements for doors, windows and other openings and locks as prescribed in
paragraphs A.1.d., e., and f., above, must be met at all times.
a. Walls of existing facilities at a minimum shall be 8 inch reinforced solid brick, 8 inch reinforced concrete block
with voids filled with concrete, or 12 inch nonreinforced solid brick. Ceilings, roofs and floors of existing facilities
shall be reinforced concrete at a minimum.
b. Walls, ceilings, roofs and floors that do not meet the structural criteria in subsection A.1., above shall be
reinforced by one of the following methods.
(1) Steel Bars. Three–eighth inch diameter steel bars, four inches apart with horizontal bars welded to the vertical
bars so that openings do not exceed 32 square inches. Ends of the steel bars shall be embedded securely in the structure
of the building or welded to a steel frame securely fastened to the building.
(2) Steel Landing. Marsten, Irving or pierced steel planking.
(3) Expanded Metal. Three–sixteenth inch with a maximum grid opening of 1 inch by 3 inches and weighing a
minimum of 4.27 pounds per square foot.
A. New Construction
1. AA&E listed under Category III and IV shall be stored in structures meeting construction requirements as
specified in DOD 6055.9–STD (reference (g)) or DOD 4145.26–M (reference (u)). Determinations of suitability of new
structures will be provided to the DIS Cognizant Security Office by the DOD component major command.
2. When operational requirements make it necessary, a Type 2 outdoor magazine (see Title 18, USC, 842(J) (27
CFR, 55, subpart K, sections 207 and 208) (reference (v)) is suitable for storing Category III and IV AA&E (see
section C below) with approved DOD locking systems.
B. Existing Construction
The DOD component major command may permit storage of Category III and IV items in existing types of structures,
if equivalent security is provided by the contractor and all other security requirements are met. Determinations of
suitability of existing structures will be provided to the DIS Cognizant Security Office by the DOD component major
command.
Mid–Atlantic Region:
Defense Investigative Service
Director of Industrial Security
Mid–Atlantic Region (S1410)
Cherry Hill Office Center
1040 Kings Highway North
Cherry Hill, NJ 08034–1908
Phone: Commercial: (609) 482–6500; DSN: 444–4030
Capital Region:
Defense Investigative Service
Director of Industrial Security
Capital Region (S1510)
Hoffman Building #1
2461 Eisenhower Avenue
Alexandria, VA 22331–1000
Phone: Commercial: (202) 325–9634; DSN: 221–9634
Mid–Western Region:
Defense Investigative Service
Director of Industrial Security
Mid–Western Region (S3210)
610 S. Canal Street, Room 908
Chicago, IL 60607–4877
Phone: Commercial: (312) 886–5244
Southeastern Region:
Defense Investigative Service
Director of Industrial Security
Southeastern Region (S4110)
2300 Lake Park Drive, Suite 250
Smyrna, GA 30080–7606
Phone: Commercial: (404) 432–0826
Pacific Region:
Defense Investigative Service
Director of Industrial Security
Pacific Region (S5310)
Northwestern Region
Defense Investigative Service
Director of Industrial Security
Northwestern Region (S5210)
Presidio of San Francisco
San Francisco, CA 94129–7700
Phone: Commercial: (415) 561–3251/6; DSN: 586–3251/6
Southwestern Region:
Defense Investigative Service
Director of Industrial Security
Southwestern Region (S4210)
P.O. Box 88900
St. Louis, MO 63188–1900
Phone: Commercial: (314) 263–6580; DSN: 693–6580
I–2. Actions
a. Implementation of each successive threat condition shall include the use of appropriate measures from the
preceding condition.
(1) THREATCON ALFA (Lowest THREATCON). General threat of possible terrorist activity against installations and
personnel, nature and extent unpredictable. The measures in this threat condition must be capable of being maintained
indefinitely.
(a) Conduct daily liaison with supporting intelligence and security organizations, in accordance with Service
implementing instructions, to review specific local threat conditions.
(b) Convene a special meeting of the installation physical security council, to review the threat situation. Provide
recommended actions to the installation commander.
(2) THREATCON BRAVO. (Increased and more predictable threat of terrorist activity exists. The measures in this
THREATCON must be capable of being maintained for weeks without undue hardship.)
(a) Postpone nonessential surface shipments of risk Categories I, II and all classified AA&E, or ship by military air,
if feasible.
(b) Commence use of Security Escort Vehicle Service (SEVS) for all risk Category II and classified AA&E
shipments.
(c) Plan possible overtime requirements for anticipated increased use of installation as DOD “Safe Haven,” if
applicable.
(d) In order to ensure the availability of sufficient“Safe Haven” areas, clear all holding yards and other temporary
storage areas of sensitive conventional AA&E, classified ordnance, and uncategorized Class A or B ammunition and
explosives by relocating material to permanent, secure storage to the maximum extent practicable. Additionally,
consider shipping uncategorized and unclassified AA&E to ultimate destination.
(e) Review security facilities such as fencing, lighting, and communications equipment for all AA&E holding yards
and other temporary storage areas.
(3) THREATCON CHARLIE. (Terrorist incident occurs or intelligence is received indicating action against installa-
tions or personnel is imminent. Implementation of these measures for more than a short time will probably create
hardship and affect peacetime activities of unit and its personnel.)
(a) Require armed military escort in separate vehicles for all risk Categories I, II and classified AA&E shipments in
lieu of commercial SEVs.
(b) Increase operations security of risk Category I shipments by sending at least one vehicle with a “decoy load” for
each vehicle that carries actual risk Category I AA&E. The characteristics of the “decoy load” must duplicate those of
the actual shipment to the maximum extent practicable.
(c) Direct truck shipments to stop only at DOD approved“Safe Havens.” The only exceptions shall be for food, fuel,
or Motor Surveillance Service (MSS) reports. Such stops must not exceed 30 minutes in duration.
(d) Require MSS at 4–hour intervals for all risk Categories I and II and classified AA&E, and at 8–hour intervals
for risk Categories III and IV and all uncategorized Class A and B ammunition and explosive shipments.
(e) Require single line haul and exclusive use of vehicle, dromedary, or approved container for all sensitive
conventional AA&E, all classified AA&E, and all uncategorized Class A and B ammunition and explosive shipments.
(f) Conduct liaison with state and local law enforcement prior to any shipment of Categories I, II and classified
AA&E to discuss support requirements, schedules, routes, and other information of mutual concern.
(g) Verify the seal serial numbers for all vehicles and other containers with classified AA&E and risk Categories I
and II material in holding yards at least once every 4 hours. Seal serial number for risk Categories III and IV and all
uncategorized Class A and B ammunition and explosives must be verified at least once every 8 hours.
Location:
Unit:
Date:
a. Arms room
(1) Was the arms storage facility designated as a mission essential/vulnerable area (AR 190–13, para 2–4d(1))?
(2) Was the storage facility wherein arms were stored, designated and posted as a restricted area (AR 190–11, para
4–15 and AR 190–13, para 6–3 and 6–4)?
(3) Was security lighting at the entrance or issue window of the arms room (AR 190–11, para 4–2d)?
(4) Were switches for exterior lights located in such a place as to be inaccessible to unauthorized personnel (AR
190–11, para 4–2d(4))?
(5) Was the most secured door to the arms storage facility secured with a high security padlock and hasp (AR
190–11, para 4–2e(1))?
(6) Did the arms room maintaining IDS have signs displaying the fact that IDS was present (AR 190–11, para
4–16)?
(7) Were physical security inspections conducted at least every 18 months (AR 190–11, para 2–6a; and AR 190–13,
para 2–11b)?
(8) Was the arms room, not continuously manned or under constant surveillance, protected by IDS (AR 190–11,
para 4–2f)?
(9) Was the arms room protected by at least two types of sensors, one of which is a volumetric sensor (AR 190–11,
para 36a)? (Have armorer conduct test.)
(10) Were bimonthly operational checks to IDS being conducted and recorded. (AR 190–11, para 3–6h(6)(a))?
(11) Check the IDS agreement. Does it require either a response by security personnel or law enforcement
authorities to respond within 15 minutes (AR 190–11, 3–6a&d)?
(12) Have qualified engineer personnel verified the structural composition of the arms room on DA Form 4604–R,
Security Construction Statement, indicating thereon the highest construction Category met (AR 190–11, para 2–2d)?
(13) Is the AA&E storage facility approved for the storage of the highest category of AA&E stored therein? If not,
has a waiver been approved (AR 190–11, para 4–2(a)(2))?
(14) Was DA Form 4604–R, Security Construction Statement, posted in each AA&E storage facility and readily
available for inspection (AR 190–11, para 2–2d)?
(15) Was DA Form 4604–R, Security Construction Statement, revalidated by qualified engineer personnel at least
every five years (AR 190–11, para 2–2d)?
(16) In the arms room, a facility not continuously manned, were weapons stored in racks/containers weighing more
than 500 pounds or were the racks/containers fastened to the structure or fastened together in groups totaling more than
500 pounds (AR 190–11, para 4–2c(2))?
(17) Were locally fabricated racks in use certified by engineers as meeting construction specifications (AR 190–11,
para 4–2c(3))?
(18) Was ammunition authorized for retention in the unit arms room stored separately in banded or sealed cartons or
locked containers (AR 190–11, para 5–8c(1)(a))?
(19) Were ammunition containers in the unit arms room weighing less than 500 pounds fastened to the structure or
fastened together, with bolts or chains equipped with secondary padlocks, in groups totaling more than 500 pounds
(AR 190–11, para 5–8c(1)(a))?
(20) Were weapons stored in the arms room inventoried by serial number monthly (AR 190–11, para 2–6d; AR
710–2, para 1–13d, para 2–12d, and table 2–1, para j; and DA Pam 710–2–1, para 9–11b)? As part of this inspection,
check physical count of M–16 rifles with the armorer’s hand receipt. If the count is off, conduct a 100% inventory of
the weapons.
(21) Had the same individual conducted consecutive inventories of weapons (AR 190–11, para 2–6d; AR 710–2,
para 1–13d, 2–12d, and table 2–1, para j; and DA Pam 710–2–1, para 9–11b)?
Section I
Abbreviations
AA&E
arms, ammunition, and explosives
AC
Active Component
ACSI
Assistant Chief of Staff for Intelligence
ADP
automatic data processing
AE
ammunition and explosives
AFB
Air Force Base
AFH
Army family housing
AFI
annual formal inspection
AFSPA
Air Force Security Police Agency
AG
Adjutant General
AGS
Armed Guard Surveillance
AIF
Army Industrial Funds
AMC
U.S. Army Material Command
AMDF
Army Master Data File
AP
acquisition plan
APSEAG
Army Physical Security Equipment Action Group
AR
Army regulation
ARDEC
U.S. Army Armament Research, Development and Engineering Center
ARSTAF
Army Staff
ASA (IL&E)
Assistant Secretary of the Army (Installations, Logistics, and Environment)
ASA (RDA)
Assistant Secretary of the Army (Research, Development, and Acquisition)
ASI
additional skill identifier
ASI H3
ASI for physical security inspector
ASI P7
ASI for patrol/narcotics or contraband detector dog handler
ASI Z6
ASI for patrol/explosives detector dog handler
ASL
authorized stockage list
ASP
ammunition supply point
AT
antiterrorism
ATC
Air Training Command
ATCOM
U.S. Army Aviation and Troop Command
BASOPS
base operations
BATF
Bureau of Alcohol, Tobacco, and Firearms
BCU
battery coolant unit
BRDEC
Belvior Research & Development Engineering Center
CB
close boundary
CBT/T
combatting terrorism
CCI
controlled cryptographic items
CCTV
closed circuit television
CDR
commander
CE
U.S. Army Corps of Engineers
CECOM
U.S. Army Communications-Electronics Command
C-E
communications-electronics
CFM
cubic feet per minute
CG
commanding general
CL
carload
CMP
Civilian Marksmanship Program
COA
Comptroller of the Army
COCO
contractor-owned, contractor-operated
COE
Chief of Engineers
COFC
container-on-flatcar
COMDT
commandant
COMSEC
communications security
CONEX
container express
CONUS
continental United States
CONUSA
the numbered armies in the Continental United States
CPA
Chief of Public Affairs
CPR
civilian personnel regulation
CQ
charge of quarters
CRC
U.S. Army Crime Records Center
CSS
Constant Surveillance Service
CT
counterterrorism
CUCV
commercial utility and cargo vehicle
DA
Department of the Army
DAPSRB
Department of the Army Physical Security Review Board
DCSINT
Deputy Chief of Staff for Intelligence
DCSLOG
Deputy Chief of Staff for Logistics
DCSOPS
Deputy Chief of Staff for Operations
DCSPER
Deputy Chief of Staff for Personnel
DDPS
Dual Driver Protective Service
DEA
Drug Enforcement Administration
DEFCON
defense readiness condition
DEH
Director of Engineering and Housing
DLA
Defense Logistics Agency
DNA
Defense Nuclear Agency
DOD
Department of Defense
DOL
Director of Logistics
DPDO
Defense Property Disposal Office
DRMO
Defense Reutilization Marketing Offices
DTS
Defense Transportation System
DUSD(P)
Deputy Under Secretary of Defense for Policy
EDD
explosives detector dog
ENTNAC
Entrance National Agency Check
EOC
Emergency Operations Center
EOD
explosive ordnance disposal
FAA
Federal Aviation Administration
FBI
Federal Bureau of Investigation
FISO
Force Integration Staff Officer
FM
field manual
FMS
foreign military sales
FOA
field operating agency
FOB
free on board
FSC
Federal supply classification
FY
fiscal year
GBL
Government bill of lading
GOGO
Government-owned, Government-operated
GS
greater security
GSA
General Services Administration
GT
general technical aptitude area
GTR
Government transportation request
HQDA
Headquarters, Department of the Army
HQMC
Headquarters, United States Marine Corps
HSP
high security padlock
HUMINT
human intelligence
ID
identification
IDS
intrusion detection system
IED
improvised explosive device
IES
Illuminating Engineering Society
ILS
integrated logistic support
INSCOM
U.S. Army Intelligence and Security Command
ITO
installation transportation office(r)
JCS
Joint Chiefs of Staff
JMSNS
Justification for Major System New Start
JROTC
Junior Reserve Officers’ Training Corps
J-SIIDS
Joint-Service Interior Intrusion Detection System
JTAG
Joint Test Advisory Group
LAW
light antitank weapon
LCC
life cycle cost
LEA
law enforcement activity
LEC
law enforcement command
LIN
line item number
LOA
letter of agreement
LOI
Letter of Instruction
LR
letter requirement
LTC
lieutenant colonel
LTL
less than truckload
MAC
Military Airlift Command
MACOM
major Army command
MAJ
major
MATCU
military air traffic coordinating unit
MCA
major construction, Army
MEDCEN
U.S. Army Medical Center
MEDDAC
medical department activity
MHE
materials handling equipment
MI
military intelligence
MILPO
military personnel office
MILSPEC
military specification
MILSTRIP
military standard requisitioning and issue procedures
MILVAN
military-owned demountable container
MIPR
military interdepartmental purchase request
MOS
military occupational specialty
MP
military police
MPA
military personnel, Army
MPI
Military Police Investigator
MSC
major subordinate command; Military Sealift Command
MSD
maximum stress diet
MSR
main supply route
MTOE/TDA
modified table of organization and equipment/table of distribution and allowances
MTMC
Military Traffic Management Command
MTX
Military Traffic Expediting Service
MUSAREC
major U.S. Army Reserve command
MWD
military working dog
NATO
North Atlantic Treaty Organization
NBC
nuclear, biological, and chemical
NBS
National Bureau of Standards
NCDD
narcotics/contraband detector dog
NCEL
Naval Civil Engineering Laboratory
NCIC
National Crime Information Center
NCO
noncommissioned officer
NCOIC
noncommissioned officer in charge
NDA
National Defense Area
NDI
nondevelopmental item
NGR
National Guard regulation
NIS
Naval Investigative Service
NSN
national stock number
OACSI
Office of the Assistant Chief of Staff for Intelligence
OCE
Office of the Chief of Engineers
OCIE
organizational clothing and individual equipment
OCONUS
outside continental United States
OCPA
Office of the Chief of Public Affairs
ODCSLOG
Office of the Deputy Chief of Staff for Logistics
ODCSPER
Office of the Deputy Chief of Staff for Personnel
ODUSDP
Office of the Deputy Under Secretary of Defense for Policy
OJT
on-the-job training
OMA
Operation and Maintenance, Army
OMAR
Operation and Maintenance, Army Reserve
OPA
Other Procurement, Army
OPLAN
operation plan
OPM
Office of Personnel Management
OPSEC
operations security
OSD
Office of the Secretary of Defense
pam
pamphlet
PAO
public affairs officer
PAP
personnel assistance point
PARR
Program Analysis Resource Review
PCP
phencyclidine
PCS
permanent change of station
PDIP
Program Development Increment Package
PECIP
Productivity Enhancing Capitol Investment Program
PERSCOM
U.S. Total Army Personnel Command
PM
product manager; program manager; project manager; provost marshal
POC
point of contact
POD
port of debarkation
POE
port of embarkation
POL
petroleum, oils, and lubricants
POV
privately-owned vehicle
PPBES
Planning, Programming, Budgeting, and Execution System
PS
physical security
psi
pounds per square inch
PSC
physical security councils
PSE
physical security equipment
PSEAG
Physical Security Equipment Action Group
PSI
physical security inspector
PSS
Protective Security Service
PT
physical training
QPL
qualified products list
QRIP
Quick Return on Investment Program
RAM
reliability, availability, and maintainability
RAM-D
reliability, availability, maintainability, and durability
RCS
reports control symbol
RDA
research, development, and acquisition
RDT&E
research, development, test, and evaluation
RDX
research department explosive
RESHIP
report of shipment
RF
radio frequency, response forces
RFP
request for proposal
ROC
required operational capability
ROTC
Reserve Officers’ Training Corps
RSS
Rail Surveillance System
SCIF
sensitive compartmented information facilities
SECDEF
Secretary of Defense
SF
standard form
SFC
sergeant first class
SGA
standards of grade authorization
SJA
Staff Judge Advocate
SIR
serious incident report
SOFA
Status of Forces Agreement
SOP
standing operating procedure
SRT
special reaction team
SSG
staff sergeant
SSN
social security number
SSS
Signature Security Service
SSSC
self-service supply center
TAADS
The Army Authorization Documents System
TAG
The Adjutant General
TASA
television audio support activity
TASC
training and audiovisual support center
TB
technical bulletin
TC
training circular
TCE
Technical Center of Expertise
TCP
traffic control point
TDA
tables of distribution and allowances
TDP
technical data package
TDY
temporary duty
THC
tetrahydrocannabinol
THREATCON
terrorist threat condition
TISA
Troop Issue Subsistence Activity
TM
technical manual
TMDE
test, measurement, and diagnostic equipment
TMF
threat management force
TNT
trinitrotoluene
TOFC
trailer-on-flatcar
TOVEX
water gel (explosive)
TRADOC
U.S. Army Training and Doctrine Command
TSG
The Surgeon General
TSRWG
Tri-Service Requirements Working Group
TTS
technical training squadron
TTG
technical training group
TTW
technical training wing
UCMJ
Uniform Code of Military Justice
UL
Underwriter Laboratories
USACE
U.S. Army Corps of Engineering
USACIDC
United States Army Criminal Investigation Command
USAF
United States Air Force
USAISC
U.S. Army Information Systems Command
USAMPS
U.S. Army Military Police School
USAREUR
U.S. Army, Europe, and Seventh Army
USC
United States Code
USMA
United States Military Academy
USS
United States standard
WSM-PSE
Weapons Systems Manager-Physical Security Equipment
WSN
weapon serial number
WTCA
Water Terminal Clearance Authority
Section II
Terms
Aggressor
Any person seeking to compromise an asset. Aggressor categories include criminals, terrorists and protestors.
Ammunition
A device charged with explosives, propellants, pyrotechnics, initiating composition, riot control agents, chemical
herbicides, smoke and flame, for use in connection with defense or offense, including demolition. Excluded from this
definition are devices charged with chemical agents defined in JCS Pub. 1 and nuclear or biological materiel.
Ammunition includes cartridges, projectiles, including missile rounds, grenades, mines, and pyrotechnics together with
bullets, shot and their necessary primers, propellants, fuses, and detonators individually or having a unit of issue,
container, or package weight of 100 pounds or less. Blank, inert training ammunition and caliber .22 ammunition are
excluded.
Antiterrorism
Defensive measure used to reduce the vulnerability of individuals and property to terrorist acts, to include limited
response and containment by military forces.
Arms
A weapon included in AR 190–11, appendix A, that will or is designated to expel a projectile or flame by the action of
the explosive, and the frame or receiver of any such weapon.
Asset
Any resource requiring protection.
Badge
A security credential that is worn on the possessor’s outer garment and validates (his or her) authority for access to a
restricted area.
Bulk Storage
Storage in a facility above the using or dispensing level specifically applicable to logistics warehouse and depot stocks.
This applies to activities using controlled medical substances and items (such as pharmacies, wards, or clinics) only
when a separate facility (building or room) is used to store quantities that exceed normal operating stocks.
Carrier Custodian
An employee who has been assigned responsibility for controlled shipments containing SECRET material by the carrier
and who has been issued a personnel security clearance by the Government. (DOD 5100.76–M)
Certification
The process whereby a patrol or detector dog’s and handler’s proficiency is verified to be in compliance with minimum
training standards.
Chains
Chains used to secure racks or containers will be of heavy-duty, hardened steel chain, welded, straight-link steel. The
steel will be galvanized of at least 5/16-inch thickness or of equal resistance required to force, to cut, or break an
approved low security padlock. An example of such a chain is Type 1, Grade C, Class 4 NSN 4010–0–149–5583, NSN
4010–00–149–5575, or NSN 4010–00–171–4427.
Closed post
An army installation or activity to which ground and water access is controlled at all times by perimeter barriers with
limited, manned entry control points.
Combatting Terrorism
Actions, including AT and CT, taken to oppose terrorism throughout the entire threat spectrum.
Commercial-type vehicle
A vehicle designed to meet civilian requirements, and used without major modifications, for routine purposes in
connection with the transportation of supplies, personnel, or equipment.
Container Express
A reusable container for shipment of troop support cargo, quasi-military cargo, household goods, and personal baggage.
Containerization
A box or other device in which a number of packages are stored, protected, and handled as a unit in transit; for
example, CONEX, MILVAN, and SEAVAN. This term also refers to the shipping system based on large cargo-
carrying containers that can be easily interchanged between trucks, trains, and ships, without rehandling of contents.
(DOD 5100.76–M)
Constant Surveillance
Observing or protecting a storage facility containing AA&E by a human, intrusion detection system, closed circuit
television, or combination, to prevent unobserved access, or make known any unauthorized access to the protected
facility.
Continuous Surveillance
Constant unobstructed observance of items or an area to prevent unauthorized access. Continuous surveillance may be
maintained by dedicated guards, other on-duty personnel, or intrusion detection systems and those enhanced by closed-
circuit television.
Controlled Area
See restricted area.
Counterterrorism
Offensive measures taken to prevent, deter, and respond to terrorism.
Crime analysis
The process used to determine the essential features of a criminal act. It is a mandatory part of any crime prevention
program.
Crime prevention
The anticipation, recognition, and appraisal of a crime risk, and initiation of some action to remove or reduce it. Crime
prevention is a direct crime control method that applies to before-the-fact efforts to reduce criminal opportunity, protect
potential human victims, and prevent property loss.
Cryptographic component
The embodiment of a cryptographic logic in either hardware or firmware form, such as a modular assembly, a printed
circuit board, a microcircuit, or any combination of these.
Cryptographic equipment
Any equipment employing a cryptographic logic.
Cryptographic logic
A deterministic logic by which information may be converted to an unintelligible form and reconverted to an
intelligible form. Logic may take the form of engineering drawings, schematics, hardware, or firmware circuitry.
Day gate
Any barriers, used in a doorway or entrance to pharmacy or medically sensitive item storage areas, that prevents
unauthorized personnel access during operating hours. Such barriers normally are not the sole protection afforded the
entrance during nonoperating hours; however, during operating hours, the barrier ensures positive entry control by on-
duty personnel (for example, electronic buzzer control entry to the area after positive identification by receptionist or
on-duty personnel).
Dedicated guards
Individuals charged with performing the primary task of safeguarding designated facilities, material, and personnel
within a defined area during a tour of duty. A dedicated guard may perform this function as a static post. He or she
remains within or on the perimeter of a protected area and maintains continuous surveillance over that which is being
protected during the tour of duty.
Demilitarization
The act of destroying the offensive or defensive characteristics inherent in certain types of equipment and materiel. The
term comprehends mutilation, scrapping, burning, or alteration designed so as to prevent the further use of such
equipment and materiel for its originally intended military or lethal purpose.
Double-locked container
A steel container of not less than 26 gauge which is secured by an approved locking device and which encases an inner
container that also is equipped with an approved locking device. Cabinet, medicine, combination with narcotic locker,
NSN 6530–00–702–9240, or equivalent, meets requirements for a double-locked container.
Dromedary
A freight box carried on and securely fastened to the chassis of the tractor or on a flat-bed trailer. The dromedary is
demountable by the use of a forklift truck, is protected by a plymetal shield, and is equipped with doors on each side
that may be locked with seals or padlocks. All explosive items carried in the dromedary must be compatible and in
compliance with 49 CFR 177 (ref (c)) or host nation regulations. (DOD 5100.76–M)
Emergency Aircraft
An aircraft designated by the commander to respond to emergency situations and provide life-saving and property-
saving services. Normally, such aircraft has special equipment and markings. Air Ambulances and firefighting aircraft
are examples.
Emergency vehicle
A vehicle designated by the commander to respond to emergency situations and provide life-saving and property-
saving services. Normally, the vehicle has special equipment and markings. Ambulances and firefighting and military
or security police vehicles are examples.
Exception
An approved permanent exclusion from specific requirements of this regulation. Exceptions will be based on a case-by-
case determination and involve unique circumstances which make conformance to security standards impossible or
highly impractical. An exception can also be an approved permanent deviation from the provisions of this regulation.
There are two types of exceptions:
a. Compensatory Measures Exception. This is a deviation in which the standards are not being met, but the DOD
component (HQDA(DAMO–ODL–S) concerned determines it is appropriate, because of physical factors and opera-
tional requirements. Compensatory measures are normally required.
b. Equivalent Protection Exception. This is a deviation in which nonstandard conditions exist, but the totality of
protection afforded is equivalent to or better than that provided under standard criteria.
Exclusion area
See restricted area.
Exclusive use
A conveyance unit or vehicle that is used only for a shipment from origin to destination without transfer of lading, and
that permits locking of the unit and use of seals. (DOD 5100.76–M)
Explosives
Any chemical compound, mixture or device, the primary or common purpose of which is to function by explosion. The
term includes, but is not limited to, individual land mines, demolition charges, blocks of explosives (dynamite,
Facility
Any single building, project, or site.
Force Protection
Security program developed to protect soldiers, civilian employees and family members, facilities and equipment, in all
locations and situations. This is accomplished through the planned integration of combatting terrorism, physical
security, operations security, protective services and law enforcement operations, all supported by foreign intelligence,
counterintelligence and other security programs.
Handler
A military police person or DOD civilian guard or police person who has been qualified by training and certification to
care for, train, and employ a military working dog.
Handling
Controlled physical possession without access.
In flight
The condition of an aircraft from the moment when all external doors are closed following embarkation until the
moment when one such door is opened for disembarkation.
Installations
Such real properties as reserve centers, depots, arsenals, ammunition plants (both contractor- and Government-operated,
hospitals, terminals, and other special mission facilities, as well as those used primarily by troops. (See also JCS Pub.
1)
Kennel facilities
The buildings, the kennels, the runs, and the exercise and training areas which are used to house, care for, and train
military working dogs.
Keying
The process of establishing a sequence of random binary digits used to initially set up and periodically change
permutations in cryptographic equipment for purpose of encrypting or decrypting electronic signals, for controlling
transmission security processes, or for producing other keys.
Letter of agreement
A document jointly prepared and signed by the combat and materiel developers when a potential materiel system need
has been identified and it has been determined that one or more technological approaches may satisfy the need. Even
though it may be in an early stage of development, the LOA will address the materiel system from the Total System
Management standpoint. The LOA describes operational, technical, training, personnel, and logistical system unique
events that must be undertaken to produce the total system.
Letter requirement
An abbreviated procedure for acquisition of low-unit cost, low-risk developmental, or commercial items. It will be used
instead of the ROC when applicable. The total system definitive requirements for training, personnel, and logistics
requirements are the same for the LR as for the ROC. The LR is jointly prepared by TRADOC and AMC.
Lightweight construction
Building construction other than reinforced concrete or masonry (concrete block or clay brick) such as wood or metal
siding.
Limited area
See restricted area.
Locked container
A container or room of substantial construction secured with an approved locking device. For pharmacy operating
stocks, lockable automated counting systems meet requirements for a locked container.
Locking devices
a. Padlocks, military specifications MIL–P–43607 (High Security Padlock); shrouded shackle, NSN
Locks
Locks should be considered as delay devices only, not as positive bars to unauthorized entry, since any lock can be
defeated by expert manipulation or force.
a. Padlocks
High security padlocks: Military Specification MIL–P–43607, shrouded shackle with clevis and chain, NSN
5340–01–217–5068 or NSN 5340–00–188–1560; horizontal sliding bolt with clevis and chain, NSN
5340–00–799–8248.
Medium security padlocks: Military Specification MIL–P–43951, open shackle with clevis and chain, NSN
5340–00–799–8016. Authorized for continued use to secure Categories III and IV AA&E only until stocks are depleted
or replaced.
Low security padlocks: Commercial Item Description A–A–1927, hardened steel shackle and case, without chain:
NSN 5340–00–158–3805; with chain: NSN 5340–00–158–3807.
(Any questions regarding the above specifications will be addressed to the DOD Lock Program Technical Manager,
Naval Facilities Engineering Service Center, Code C66, 560 Center Drive, Port Hueneme, CA 93043–4328 (DSN
551–1567 or –1212).
b. Certain locks, such as high or medium security padlocks, provide excellent protection when used in conjunction
with a high security hasp. Hasps installed for protection of AA&E will provide protection comparable to that given by
the lock used. Determination of “comparable protection” will be addressed to the DOD Lock Program Technical
Manager, Naval Civil Engineering Laboratory, Code L56, 560 Center Drive, Port Hueneme, CA 93043–4328 (DSN
551–1567 or –1212).
NAPEC high security shrouded hasp (MIL–H–29181A) is approved for use with the high security padlock to secure
all categories of AA&E. The hasp has a cover that protects the lock from cutting or hammer tools and inclement
weather. It should be used to secure Category I and II AA&E storage facilities. When replacement of a hasp on
Category III, IV or uncategorized AA&E is necessary, this hasp should also be used. The Natick high security hasp
(MIL–H–43905) is a high security hasp that also is approved for protection of Category III and IV AA&E when used
with an approved high security padlock.
Hasp, pin-type, locking “T” is a hasp that was authorized previously to secure ammunition storage magazines.
Magazines were secured using the installed locking bar in conjunction with a “T” pin and high security padlock. The
locking “T” hasp does not provide adequate security for sensitive AA&E. It must be replaced with a high security hasp
to enhance security. It will not be used to secure Category I and II ammunition storage facilities.
c. Another lock is the cable seal lock. Once locked, any force exerted to separate the lockpoint from the lockbody
strengthens the connection. Such locks are not approved for use in securing storage facilities containing AA&E. The
same restriction applies to d below.
d. A complementary device to locks is the No. 5 American Wire Gauge wire twist. This is a U-shaped wire place in
the hasp along with the shackle and twisted tightly in place. Another device is a wire cable of a thickness equivalent to
or larger than No. 5 wire. This is placed through the hasp, a metal sleeve slipped over it, and crimped into place.
e. Built-in combination locks, meeting Underwriters Laboratories Standard 768, Group 1 (NSN 5340–01–375–7593)
are approved for use on GSA-approved Class 5 vault doors and GSA-approved Class 5 weapons containers storing
unclassified material and unclassified AA&E.
LOGAIR
Long-term contract airlift service within the continental United States for the movement of cargo in support of the
logistics system of the Military Services (primarily the Army and Air Force) and Defense Agencies. (DOD 5100.76–M)
Mission-critical personnel
Personnel who are essential to the operation of an organization of function.
Motor pool
A group of motor vehicles used as needed by different organizations or individuals and parked in a common location
when not in use. On an Army installation, a nontenant Army activity with 10 or less assigned commercial-type vehicles
but no local organizational maintenance support does not have a motor pool, under this regulation, even though the
vehicles are parked together.
Motor vehicle
A self-propelled, boosted, or towed conveyance used to transport a burden on land. This includes all Army wheeled
and track vehicles, trailers, and semitrailers, but not railroad locomotives and rolling stock.
Negotiations
A dialogue between authorities and offenders which has as the ultimate goal for the safe release of hostages and the
surrender of the offenders.
Open post
Installations or activities that do not qualify as closed or limited access posts. Access to the installation or activity is
not controlled during or after normal duty hours.
Perimeter fence
Fences for the security of unclassified, non-sensitive items that meet the requirements of U.S. Army Corps of
Engineers Drawing Code STD 872–90–00 Series. The minimum height will be 6 feet. Use of NATO Standard Design
Fencing is also authorized.
Perimeter wall
Any wall over 6 feet tall which delineates a boundary and serves as a barrier to personnel and/or vehicles. These walls
may be constructed of reinforced concrete, masonry, or stone.
Physical security
That part of the Army security system, based on threat analysis, concerned with procedures and physical measures
designed to safeguard personnel, property, and operations; to prevent unauthorized access to equipment, facilities,
materiel, and information; and to protect against espionage, terrorism, sabotage, damage, misuse, and theft. Operations
security (OPSEC) and security targeted against traditional criminal activity are included.
a. Physical security procedures include, but are not limited to, the application of physical measures to reduce
vulnerability to the threat; integration of physical security into contingency, mobilization, and wartime plans; the
testing of physical security procedures and measures during the exercise of these plans; the interface of installation
OPSEC, crime prevention and physical security programs to protect against the traditional criminal; training of guards
at sensitive or other storage sites in tactical defense against and response to attempted penetrations; and creating
physical security awareness.
b. Physical security measures are physical systems, devices, personnel, animals, and procedures employed to protect
security interests from possible threats and include, but are not limited to, security guards; military working dogs; lights
and physical barriers; explosives and bomb detection equipment; protective vests and similar equipment; badging
systems; electronic entry control systems and access control devices; security containers; locking devices; electronic
intrusion detection systems; standardized command, control, and display subsystems; radio frequency data links used
for physical security; security lighting; delay devices; artificial intelligence (robotics); and assessment and/or surveil-
lance systems to include closed-circuit television. Depending on the circumstances of the particular situation, security
specialists may have an interest in other items of equipment such as armored sedans.
Pier service
Ocean carrier booking is restricted over ocean movement from port of embarkation (POE) to port of debarkation
(POD). It precludes prearranged-through-booking employing surface transportation to inland destinations. (DOD 5100.
76–M)
Pilferable assets
Any asset which can be stolen and which does not fall under the other asset categories discussed in this publication.
Pilferage-coded items
Items with a code indicating that the material has a ready resale value or civilian application and, therefore, is
especially subject to theft.
Portable
Capable of being carried in the hand or on the person. As a general rule, a single item weighing less than 100 pounds
(45.34 kilograms) is considered portable.
Protection in depth
A system providing several supplementary security barriers. For example, a perimeter fence, a secure building, a vault,
and a locked container provide four layers of protection. (DOD 5100.76–M)
Protective layer
Any envelope of building components which surrounds an asset and delays or prevents aggressor movement toward the
asset or which shields the asset from weapons and explosives effects.
QUICKTRANS
Long-term contract airlift service within the continental United States (CONUS) for the movement of cargo in support
of the logistic system for the Military Services (primarily the Navy and Marine Corps) and Defense agencies. (DOD
5100.76–M)
Report of Shipment
An advanced report furnished by message or telephone immediately upon dispatch of a shipment within CONUS for
domestic shipments. A report goes to both Water Terminal Clearance Authority (WTCA) and the water port transship-
ping facility for surface export shipments, or to the Military Air Traffic Coordinating Officer (MATCO) for air export
shipments. The advance notice of shipments shall include the following applicable data:
a. For domestic shipments, see AR 55–355/NAVSUPINST 4600.70/AFM 75–2/MCO P4600.14A/DLAR 4500.3,
Routing Instruction Note (RIN) 146, Appendix L (reference (e)).
b. For export shipments, see chapter 4, DOD 4500.32–R (reference (f)). (DOD 5100.76–M)
Restricted area
Any area to which entry is subject to special restrictions or control for security reasons or to safeguard property or
material. This does not include those designated areas over which aircraft flight is restricted. Restricted areas may be of
different types. The type depends on the nature and varying degree of importance, from a security standpoint, of the
security interest or other matter contained therein.
a. Exclusion area. A restricted area containing—
(1) A security interest or other matter of such nature that access to the area constitutes, for all practical purposes,
access to such security interests or matter; or—
(2) A security interest or other matter of such vital importance that proximity resulting from access to the area is
treated equal to (1) above.
b. Limited area. A restricted area containing a security interest or other matter, in which uncontrolled movement
will permit access to such security interest or matter; access within limited areas may be prevented by escort and other
internal restrictions and controls.
c. Controlled area. That portion of a restricted area usually near or surrounding an exclusion or limited area. Entry
to the controlled area is restricted to authorized personnel. However, movement of authorized personnel within this area
is not necessarily controlled. Mere entry to the area does not provide access to the security interest or other matter
within the exclusion or limited area. The controlled area is provided for administrative control, safety, or as a buffer
zone for security in depth for the exclusion or limited area. The proper commander establishes the degree of control of
movement.
Risk
The degree or likelihood of loss of an asset. Factors that determine risk are the value of the asset to its user in terms of
mission criticality, replaceability, and relative value and the likelihood of aggressor activity in terms of the attractive-
ness of the asset to the aggressor, the history of or potential for aggressor activity, and the vulnerability of the asset.
Risk factors
Elements that make up the total degree of resource loss liability. Factors to be considered in a risk analysis include the
importance of the resource to mission accomplishment; the cost, volume, criticality and vulnerabilities of the resources;
and the severity of threats to the resources.
Risk level
An indication of the degree of risk associated with an asset based on risk analysis. Risk levels may be Levels I, II, or
III, which correspond to low, medium, and high.
Risk value
Degree of expectation or likelihood of resource loss. The value may be classified as low, medium, or high.
Safe
A GSA Class 5 Map and Plans Security Container, Class 6 Security Filing Cabinet or refrigerator or freezer, secured
with an approved locking device and weighing 500 pounds or more, or secured to the structure to prevent removal.
Schedule I drug
Any drug or substance by whatever official name (common, usual, or brand name) listed by the DEA in Title 21 of the
Code of Federal Regulations, chapter II, Section 308.11, intended for clinical or non-clinical use. A list of Schedule I
drugs and substances is contained in AR 40-7, appendix A.
Seal
A device to show whether the integrity of a shipment has been compromised. Seals are numbered serially, are
tamperproof, and shall be safeguarded while in storage. The serial number of a seal shall be shown on Government
Bills of Lading (GBL). A cable seal lock provides both a seal and locking device.
Sealed containers
Wooden boxes, crates, metal containers, and fiber containers sealed in a way to show when the containers are tampered
with after sealing. The method of sealing depends of the type of construction of the containers. Sealing may be by
metal banding, nailing, airtight sealing, or wax dripping (for fiber containers). In key control, a sealed container is also
a locked key container or a sealed envelope containing the key or combination to the key container.
Sealed protection
A container or an area enclosed by a plastic or soft metal device which is opened easily without the use of a key or
combination.
SEAVAN
A commercial, Government-owned or leased shipping container and without bogey wheels attached that is moved by
ocean transportation and must be lifted on and off the ship. (DOD 5100.76–M)
Security card
An official distinctive identification (pass or card) that identifies and authorizes the possessor to be physically present
in a U.S. Army designated restricted area.
Security engineering
The application of engineering principles to the protection of assets against various threats through the application of
construction and equipment application.
Security lighting
The amount of lighting necessary to permit visual surveillance by security police or by supervisory personnel.
Sensitive items
Material requiring a high degree of protection to prevent unauthorized acquisition. This includes arms, ammunition,
explosives, drugs, precious metals, or other substances determined by the Administrator, Drug Enforcement Adminis-
tration to be designated Schedule Symbol II, III, IV, or V under the Controlled Substance Act of 1970.
Signal intelligence
Intelligence derived from communications means (such as telephone, telegraph, radio), electronic signal emitters (such
as navigation radar, identification friend or foe, and weapons guidance devices) and instrumentation signals (such as
telemetry and beaconry).
Steel bar
A flat bar, 3/8 inch by one inch minimum; or round bar 1/2 inch diameter minimum.
Steel mesh
High carbon, manganese steel not less than 15/100 inch (8-gauge) in thickness, and a grid of not more than two inches
center to center.
Storage
Any area where AA&E are kept. Storage does not include items in process of manufacture, in use, or being transported
to a place of storage or use.
Survivability
The ability to withstand or repel an attack, or other hostile action, to the extent that essential functions can continue or
be resumed after the hostile action.
Tactics
The specific methods of achieving the aggressor’s goals to injure personnel, destroy Army assets, or steal Army
materiel.
Tactical vehicle
A vehicle with military characteristics designed primarily for use by forces in the field in direct connection with, or
support of, combat or tactical operations, or the training of troops for such operations.
Terrorism
The calculated use of violence or the threat of violence to inculcate fear; intended to coerce or to intimidate
governments or societies in the pursuit of goals, that are generally political, religious, or ideological.
Terrorist group
A politically, religious, or ideologically oriented group which uses terrorism as its prime mode of operations.
TOW
A tube-launched, optically traced, wire-command missile designed as an antitank weapon system. (DOD 5100.76–M)
Waiver
Temporary relief from specific standards imposed by this manual (regulation) pending actions accomplishment of
actions that will conform to the standards required. Compensatory measures are required.
Section III
Special Abbreviations and Terms
There are no entries in this section.
PIN: 071503–001
DATE: 09-27-01
TIME: 13:28:03
PAGES SET: 118