Affective Empathy Cognitive Empathy and Social Attention in Children at High Risk of Criminal Behaviour
Affective Empathy Cognitive Empathy and Social Attention in Children at High Risk of Criminal Behaviour
Affective Empathy Cognitive Empathy and Social Attention in Children at High Risk of Criminal Behaviour
Background: Empathy deficits are hypothesized to underlie impairments in social interaction exhibited by those who
engage in antisocial behaviour. Social attention is an essential precursor to empathy; however, no studies have yet
examined social attention in relation to cognitive and affective empathy in those exhibiting antisocial behaviour.
Methods: Participants were 8- to 12-year-old children at high risk of developing criminal behaviour (N = 114, 80.7%
boys) and typically developing controls (N = 43, 72.1% boys). The high-risk children were recruited through an
ongoing early identification and intervention project of the city of Amsterdam, focusing on the underage siblings or
children of delinquents and those failing primary school. Video clips with neutral and emotional content (fear,
happiness and pain) were shown, while heart rate (HR), skin conductance level (SCL) and skin conductance
responses (SCRs) were recorded to measure affective empathy. Answers to questions about emotions in the clips were
coded to measure cognitive empathy. Eye-tracking was used to evaluate visual scanning patterns towards social
relevant cues (eyes and face) in the clips. Results: The high-risk group did not differ from the control group in social
attention and cognitive empathy, but showed reduced HR to pain and fear, and reduced SCL and SCRs to pain.
Conclusions: Children at high risk of developing criminal behaviour show impaired affective empathy but
unimpaired social attention and cognitive empathy. The implications for early identification and intervention
studies with antisocial children are discussed. Keywords: Criminality; antisocial behaviour; empathy; eye gaze;
psychophysiology.
1987). Young children who are good in recognizing for antisocial boys, who are known to have low verbal
other people’s emotions are more socially skilled and IQ and problems with self-reflection, which could
popular (Manstead & Edwards, 1992), but the result in unreliable self-reported affective empathy
reverse process also exists. Children who are (Bowen, Morgan, Moore, & van Goozen, 2014; Tyson,
adversely treated or exposed to aberrant emotional 2005). Similarly, studies that used physiological
signals exhibit a range of emotional difficulties measures to assess affective empathy often did not
(Pollak, Cicchetti, Hornung, & Reed, 2000). There is include measures of cognitive empathy. These affec-
substantial evidence that individuals who engage in tive empathy studies reported that children with
inappropriate interpersonal behaviour, such as disruptive behaviour disorders (De Wied, Boxtel,
aggression or antisocial behaviour, have problems Posthumus, Goudena, & Matthys, 2009; De Wied,
in emotion recognition and empathy (Marsh & Blair, van Boxtel, Matthys, & Meeus, 2012; De Wied, van
2008). The reasoning is that if one cannot correctly Boxtel, Zaalberg, Goudena, & Matthys, 2006), and
identify distress caused to another person, one is children with conduct disorder with and without CU-
more likely to continue with the harmful or distress- traits (Marsh, Beauchaine, & Williams, 2008) dis-
ing behaviour. As it is assumed that empathy deficits played decreased physiological responses and thus
underlie the impairments in social interaction less affective empathy in response to negative emo-
related to antisocial behaviour (Blair, 2005), the tions. With the present study, we extend the existing
aim of the present study was to examine the role of literature by using objective physiological measures
empathy in children at high risk of developing future for affective empathy, combined with both cognitive
criminal behaviour. and affective empathy.
Empathy is distinguished into affective and cogni- In order to understand someone’s emotions and
tive empathy (Singer, 2006). Affective empathy is the respond empathetically, initial attention to socially
capacity of an individual to experience what it feels relevant cues is crucial. From early age on, humans
like for another person to experience a certain have a preference towards social information (Chita-
emotion (e.g. Blair, 2005; De Waal, 2008; Smith, Tegmark, 2016), which can be referred to as social
2009), while cognitive empathy is the capacity of an attention. Faces, in particular the eyes, play a key
individual to understand what others’ emotions and role in providing information about the mental and
thoughts might be, without being emotionally emotional state of another person during social
involved (e.g. Bartoli & Wendt, 2014; Blair, 2005; interaction (Emery, 2000; Klein, Shepherd, & Platt,
Bons et al., 2013; Dadds, El Masry, Wimalaweera, & 2009), and attention to the eyes is considered
Guastella, 2008; De Vignemont & Singer, 2006; necessary for the recognition of facially expressed
Lovett & Sheffield, 2007; Singer, 2006). Several emotions (Bons et al., 2013). Social attention can
studies have examined both affective and cognitive therefore be seen as an essential precursor of an
empathy in children with antisocial behaviour and empathic response. In a previous study, community
found impaired affective empathy but unimpaired children with high CU-traits showed deficits in
cognitive empathy in children with conduct disorder attention to the eyes compared to children low on
and high levels of callous-unemotional (CU) traits CU-traits, particularly for fearful faces (Dadds et al.,
(Anastassiou-Hadjicharalambous & Warden, 2008; 2008). When these children were instructed to
Schwenck et al., 2012), in children with conduct direct their attention to the eyes, their fear recogni-
disorder with or without ADHD (Van Goozen et al., tion was as accurate as that of controls. The authors
2016), in those with conduct problems and high therefore concluded that the fear recognition prob-
levels of CU-traits (Pasalich, Dadds, & Hawes, 2014) lems in children with CU-traits are partly due to a
and in children with psychopathic tendencies or failure in attention towards the eyes (Dadds et al.,
conduct problems recruited from the community 2006).
(Jones, Happ e, Gilbert, Burnett, & Viding, 2010), in Although previous studies on social attention
line with the empathy imbalance theory of Smith often used static (facial) stimuli, we used stimuli
(2009, 2010). In addition, studies that examined that represent dynamic social situations to evoke an
only cognitive empathy showed normal cognitive empathetic response, making the current design
empathy (Sutton, Reeves, & Keogh, 2000; Wood- more sensitive to examine the role of social attention
worth & Waschbusch, 2008). However, these studies in cognitive and affective empathy (Chevallier et al.,
investigated empathy by using questionnaires and 2015). The current study examined the role of social
failed to measure affective empathy with physiolog- attention and empathy in response to different
ical measures. Although physiological arousal is not emotionally meaningful events in children at high
synonymous with affective empathy, it certainly risk of future criminal behaviour, and predicted in
represents a reliable, objective and direct measure line with Herpers, Scheepers, Bons, Buitelaar, and
of affective empathy (Bons et al., 2013), and has Rommelse (2014) and Dadds et al. (2006) that the
often been related to antisocial behaviour (e.g. Gao, high-risk children would have impaired social atten-
Raine, Venables, Dawson, & Mednick, 2010; Van tion and affective empathy, but unimpaired cogni-
Goozen, 2015). Furthermore, verbal reports of one’s tive empathy compared to typically developing
own experienced emotion(-s) are difficult, especially controls.
age, gender and intellectual functioning. We next examined (.30 < p < .82). In Figure 1, the means and standard
total fixation duration on the total screen to control for errors of measurement (SEM) are shown for the
potential differences in attention. To analyse group differences,
percentages of total fixation as a function of Group,
we performed a two-way repeated measures analysis of vari-
ance (RM-ANOVA) with AOI (eyes, face) and Emotion (fear, AOI and Emotion. The RM-ANOVA results revealed no
happiness, pain) as within-subject factors and Group as main effect of Group on social attention (p = .527);
between-subjects factor. Subsequently, we performed three however, there was a significant effect of Emotion
RM- ANOVAs to investigate differences between groups in HR, (F(2,300) = 358.43, p < .001, ƞp2 = .823), AOI (F(1,150) =
SCL and SCR, respectively, in response to the emotion clips,
290.92, p < .001, ƞp2 = .66) and a significant Emotion
with Emotion (fear, happiness, pain) as within-subject factor
and Group as between-subjects factor. A simple contrast was by AOI interaction (F(2,300) = 137.36, p < .001, ƞp2 =
used with baseline as reference for each of the three emotions. .662), indicating that differences in fixation duration
Post hoc group differences in baseline were examined. Lastly, between eyes and face were largest for the negative
we compared mean cognitive empathy scores for the two emotions (Figure 1). No significant Group by Emotion
groups with a MANOVA. Significance level was set at a < .05. A
(p = .135), or Group by AOI (p = .152) interactions were
false discovery rate (FDR) control as described by Glickman,
Rao, and Schultz (2014) to correct for multiple testing was found.
used. Effect sizes were calculated using partial eta squared
(ƞp2) with ƞp2 ~ .03 representing a small effect, ƞp2 ~ .06
representing a moderate effect, and ƞp2 ≥ .14 a large effect Affective empathy
(Cohen, 1992).
There were no group differences in HR (p = .431),
SCL (p = .135), or SCR (p = .087) at baseline. With
regard to HR, there was no effect of Group (p = .971),
Results but there was a significant main effect of Emotion
Descriptive statistics (F(3,462) = 8.37, p < .001, ƞp2 = .052) and a signif-
Descriptive data for gender, age, FSIQ, externalizing icant Emotion by Group interaction (F(3,462) = 5.08,
problem behaviour and internalizing problem beha- p = .003, ƞp2 = .032). Subsequent simple contrasts
viour are shown in Table 1. The high-risk and showed a significant Emotion by Group interaction
control groups did not differ in age or gender, but effect for fear (F(1,154) = 7.70, p = .006, ƞp2 = .048)
the high-risk group had a significantly lower esti- and pain (F(1,154) = 9.62, p = .002, ƞp2 = .059), but
mated FSIQ; the high-risk group also scored signif- not for happiness (p = .023). Figure 2 illustrates that
icantly higher on TRF aggression, rule-breaking HR increased during emotion exposure in the control
behaviour, total externalizing behaviour and total group, whereas it decreased in the high-risk group.
internalizing behaviour (Table 1). As expected, With regard to SCL, the results showed no main
parents of the high-risk children reported less effect of Group (p = .655), but a significant effect of
problem behaviour (Maggression = 58.81, SD = 8.80; Emotion (F(3,291) = 134,10, p < .001, ƞp2 = .58), and
Mrule-breaking = 58.30, SD = 6.85) compared to a significant Emotion by Group interaction
teachers for aggression (t(1,112) = 14.21, p < .001, (F(3,291) = 7.86, p = .001, ƞp2 = .075). Subsequent
d = 1.7) and rule-breaking behaviour (t(1,112) = simple contrasts showed a significant Emotion by
13.13, p < .001, d = 1.6). Because IQ was not corre- Group interaction effect for pain (F(1,97) = 17.37,
lated with any of the social attention or empathy p < .001, ƞp2 = .152), reflecting a smaller increase in
variables, IQ was not included as a covariate in SCL during the pain clip in the high-risk group than in
subsequent analyses. the control group, but no such pattern was observed
for fear (p = .086) or happiness (p = .105).
With regard to SCR, the results showed no main effect
Social attention
of Group (p = .492), but a significant effect of Emotion
First, we examined the total fixation duration to the (F(3,291) = 130.90, p < .001, ƞp2 = .574), and a signif-
total screen, controlled for the duration of the clips. icant Emotion by Group interaction (F(3,291) = 3.69,
The groups did not differ in attention to the total screen p = .012, ƞp2 = .037). Subsequent simple contrasts
Table 1 Descriptive statistics for gender, age, FSIQ, aggression, rule-breaking behaviour, total externalizing behaviour and total
internalizing behaviour for the two groups
M SD M SD t/v2 test p
Between the brackets are the percentages of the children within the clinical range displayed.
Cognitive empathy –1
60
50
40
30
20
10
0
Eyes fear Face fear Eyes Face Eyes pain Face pain
happiness happiness
AOIs by Emotion
Figure 1 Percentages of total fixation (M, SEM) for areas of interest and emotion for the high-risk group and control group
Table 2 Means, standard deviations and ANOVAs for the three emotions
Fear 4.70 (1.52) 0–7 4.50 (1.76) 0–7 (1,155) = .46 .483
Happiness 4.75 (1.13) 0–7 4.64 (1.19) 0–6 (1,155) = .29 .589
Pain 4.82 (1.53) 0–8 4.79 (1.42) 2–8 (1,155) = .02 .886
Maximum range was 0–9. Scores were normally distributed and there were no ceiling effects, skewness ranged between 0.4 and
1.5.
but had specific problems with empathizing Our sample consisted of children who are at high
and experiencing others’ negative emotions. These risk of developing criminal behaviour. The high risk
results in combination with our findings on unim- consists of the severity of their externalizing beha-
paired social attention suggests that impaired affec- viour as reported by their teachers in combination
tive empathy is the key empathy component that is with the parental ignorance of these problems as they
related to antisocial behaviour (Blair, 2005). reported their child’s behaviour to be in the normal
Elaborating on these results, when a child does range, which might explain why they did not actively
not empathize with the distress caused by their seek help. Teachers are often considered more reli-
aggressive behaviour, they are more likely to con- able informants; their report of children’s behaviour
tinue the display of harmful behaviour (Marsh & is more objective and they can compare the beha-
Blair, 2008). Our results show that the affective viour of each child against that of many others. The
response was significantly smaller for high-risk severe behavioural problems of these children as
children, in particular in response to seeing some- reported by the teachers, in combination with their
one else in pain or fear. Problems in affective parents’ unawareness of these problems, could neg-
empathy in children with CD (Van Goozen et al., atively impact their future social development (Van
2016) or psychopathic traits in response to negative Goozen et al., 2007). Early identification of these
emotions have been observed before (Lockwood, children is crucial in order to provide tailored inter-
Bird, Bridge, & Viding, 2013). However, we ventions to prevent them from drifting towards a
observed similar deficits in children who are not criminal career (Van Goozen & Fairchild, 2008).
psychopathic and also do not have a diagnosis of The findings of the current study indicate that the
CD, showing that these affective processes could empathy impairment that presumably plays a signif-
play a role in a much larger range of problem icant role in antisocial development is primarily a
behaviours. Future research would benefit from deficit in affective empathy rather than in social
incorporating not only social attention and physio- attention or cognitive empathy. This has implications
logical assessments but also fMRI, to investigate the for the development of interventions, which focus
possible relation between functional brain networks specifically on enhancing emotional awareness and
and affective empathy. This would eventually affective empathy. For example, emotion awareness
increase our insight in the underlying brain mech- programs in clinical samples of aggressive children
anisms of empathy. (Van Baardewijk, Stegge, Bushman, & Vermeiren,
The study also had several limitations. First, we 2009) and young offenders (Hubble, Bowen, Moore, &
did not assess motor empathy, which precluded van Goozen, 2015) have been found to be successful
obtaining information about the ability to express in attenuating aggression or severity of crimes com-
empathic facial reactions. As this is an important mitted. Moreover, there are preliminary indications
component of empathy (Van der Graaff et al., 2015), that empathy and compassion training result in
information on motor empathy could confirm the increased affective response and functional activity
finding that affective empathy is the key empathy in brain areas involved in emotion processing (Kli-
component related to antisocial behaviour. Future mecki, Leiberg, Ricard, & Singer, 2014). Programs
research on high-risk samples should therefore aim that target an increase in emotion awareness could
to incorporate this measure of empathy. Another thus be an important component in future interven-
limitation is the loss of data on electrodermal activity tion and prevention research.
due to technical difficulties. However, it was verified
that the data loss was random, and that participants
without electrodermal data did not differ from those Conclusion
for whom data were available on key outcome This study found impaired affective empathy but
measures. Third, we were not able to include a unimpaired social attention and cognitive empathy
questionnaire measure of CU-traits, nor did we in a sample of children considered to be at high risk for
obtain information about affective empathy using a future criminal behaviour because they are the under-
self-report measure. Future studies should aim to age siblings of young offenders, they have delinquent
include these self-report measures. parents or fail at school because of severe absenteeism
or extreme antisocial behaviour. The findings high- Preventief Interventie Team (PIT), and particularly Ros-
light not only the important role of emotion function, aly Brandon, in facilitating and funding our research.
specifically reduced affective response, in the devel- They had no role in the study design, the collection,
opment of antisocial behaviour, but also suggest that analysis or interpretation of the data, or the writing of
interventions should directly target these affective the manuscript.
processes in order to influence the development of
behaviour in a more prosocial direction.
Correspondence
Lisette van Zonneveld, Faculty of Social and Beha-
Acknowledgements vioural Sciences, PO Box 9555, 2300 RB Leiden,
The authors gratefully acknowledge the municipality of The Netherlands; Email: e.m.van.zonneveld@fsw.leide
the city of Amsterdam, RVE Onderwijs, Jeugd en Zorg/ nuniv.nl
Key points
• Deficits in empathy are hypothesized to play a key role in the impairments in social interaction shown by those
who engage in antisocial behaviour. Although evidence highlights the role of affective and/or cognitive
empathy in antisocial development, its precursor – social attention – has not yet been investigated.
• The role of social attention, and affective and cognitive empathy was studied in a group of children at high
risk of developing future criminal behaviour.
• Findings indicate a specific deficit in affective empathy for negative emotions, but no impairment in social
attention, cognitive empathy or affective empathy for happiness.
• Interventions aimed at preventing future problem behaviour should focus on enhancing emotional awareness
and/or affective empathy.
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