Location via proxy:   [ UP ]  
[Report a bug]   [Manage cookies]                

Category 0 - Nuclear Materials, Facilities, and Equipment (And Miscellaneous Items)

Download as pdf or txt
Download as pdf or txt
You are on page 1of 29

Commerce Control List Supplement No.

1 to Part 774 Category 0—page 1

THE COMMERCE CONTROL LIST

CATEGORY 0 - NUCLEAR MATERIALS, III(b-d), and X(a). (2) See ECCN


FACILITIES, AND EQUIPMENT [AND 0A617.y.1 and .y.2 for items formerly
MISCELLANEOUS ITEMS] controlled by ECCN 0A018.a. (3) See
ECCN 1A613.c for military helmets
providing less than NIJ Type IV protection
A. “END ITEMS,” “EQUIPMENT,” and ECCN 1A613.y.1 for conventional
“ACCESSORIES,” “ATTACHMENTS,” military steel helmets that, immediately prior
“PARTS,” “COMPONENTS,” AND to July 1, 2014 were classified under
“SYSTEMS” 0A018.d and 0A988. (4) See 22 CFR 121.1
Category X(a)(5) and (a)(6) for controls on
other military helmets.
0A002 Power generating or propulsion
equipment “specially designed” for use with Related Definitions: N/A
space, marine or mobile “nuclear reactors”. Items:
(These items are “subject to the ITAR.” See
22 CFR parts 120 through 130.) a. [Reserved]

b. “Specially designed” components and parts


0A018 Items on the Wassenaar Munitions for ammunition, except cartridge cases, powder
List (see List of Items Controlled). bags, bullets, jackets, cores, shells, projectiles,
boosters, fuses and components, primers, and
License Requirements other detonating devices and ammunition belting
and linking machines (all of which are “subject to
Reason for Control: NS, AT, UN the ITAR.” (See 22 CFR parts 120 through 130);

Country Chart Note: 0A018.b does not apply to


Control(s) (See Supp. No. 1 to “components” “specially designed” for blank or
part 738) dummy ammunition as follows:
NS applies to entire entry NS Column 1
AT applies to entire entry AT Column 1 a. Ammunition crimped without a projectile
UN applies to entire entry See § 746.1 (blank star);
(b) for UN controls.
b. Dummy ammunition with a pierced
List Based License Exceptions (See Part 740 for powder chamber;
a description of all license exceptions)
c. Other blank and dummy ammunition, not
LVS: $3000 for 0A018.b incorporating components designed for live
$1500 for 0A018.c and .d ammunition.
GBS: N/A
CIV: N/A c. Muzzle loading (black powder) firearms with
a caliber less than 20 mm that were manufactured
List of Items Controlled later than 1937 and that are not reproductions of
firearms manufactured earlier than 1890.
Related Controls: (1) See also 0A979,
0A988, and 22 CFR 121.1 Categories I(a), Note: 0A018.c does not control weapons
used for hunting or sporting purposes that were

Export Administration Regulations Bureau of Industry and Security January 8, 2018


Commerce Control List Supplement No. 1 to Part 774 Category 0—page 2

not “specially designed” for military use and are List Based License Exceptions (See Part 740
not of the fully automatic type, but see ECCN for a description of all license exceptions)
0A984 concerning shotguns.
LVS: N/A
d. [Reserved] GBS: N/A
CIV: N/A

0A521 Any commodity subject to the EAR Special Conditions for STA
that is not listed elsewhere in the CCL, but
which is controlled for export because it STA: Paragraph (c)(2) of License
provides at least a significant military or Exception STA (§ 740.20(c)(2) of
intelligence advantage to the United States or the EAR) may not be used for any
for foreign policy reasons. item in this ECCN 0A604.

0A521 commodities are subject to RS1 List of Items Controlled


controls with no license exception eligibility
other than License Exception GOV for U.S. Related Controls: (1) Torpedoes, bombs,
Government personnel and agencies under and mines are “subject to the ITAR” (see 22
§740.11(b)(2)(ii) of the EAR, or an item- CFR § 121.1, USML Category IV). (2)
specific license exception identified in Smoke bombs, non-irritant smoke flares,
Supplement No. 5 to part 774 particular to an canisters, grenades and charges, and other
item covered under ECCN 0A521. The list of pyrotechnical articles having both military
commodities determined to be classified under and commercial applications are controlled
ECCN 0A521 controls is published in by ECCN 1A984. (3) Certain explosive
Supplement No. 5 to part 774. The license detonator firing sets, electrically driven
requirements and licensing policy relating to explosive detonators, and detonators and
ECCN 0A521 are set forth in § 742.6(a)(7) of multipoint initiation systems are controlled
the EAR. by ECCN 1A007 or ECCN 3A232. (4) See
ECCN 0A919 for foreign-made “military
commodities” that incorporate more than a
0A604 Commodities related to military de minimis amount of U.S.-origin “600
explosive devices and charges (see List of series” controlled content.
Items Controlled).
Related Definitions: N/A
License Requirements Items:

Reason for Control: NS, RS, AT, UN a. Demolition blocks, and detonators designed,
modified, or adapted therefor.
Country Chart (See
Control(s) Supp. No. 1 to part b. Military explosive excavating devices.
738)
NS applies to entire entry NS Column 1 Note to 0A604.a and .b: This entry
RS applies to entire entry RS Column 1 does not control the detonators and other items
AT applies to entire entry AT Column 1 described in ECCN 1A007 or ECCN 3A232.
UN applies to entire entry See § 746.1(b) for
c. Smoke hand grenades and stun hand
UN controls
grenades (e.g., “flashbangs”) not controlled by
ECCN 1A984.

Export Administration Regulations Bureau of Industry and Security January 8, 2018


Commerce Control List Supplement No. 1 to Part 774 Category 0—page 3

d. through w. [Reserved] 0A606.a, unless determined by BIS to


be eligible for License Exception
x. “Parts,” “components,” “accessories,” and STA in accordance with §740.20(g)
“attachments” that are “specially designed” for a (License Exception STA eligibility
commodity subject to control in paragraphs .a requests for 9x515 and “600 series”
through .c of this ECCN, or for a defense article items). (2) Paragraph (c)(2) of
controlled under USML Category IV, and not License Exception STA (§
specified elsewhere on the USML. 740.20(c)(2) of the EAR) may not be
used for any item in 0A606.
Note to 0A604.x: “Parts,” “components,”
“accessories,” and “attachments” specified in List of Items Controlled
USML Category IV(h) are subject to the controls
of that paragraph. Related Controls: (1) The ground vehicles,
other articles, technical data (including
software) and services described in 22 CFR
0A606 Ground vehicles and related part 121, Category VII are subject to the
commodities, as follows (see List of Items jurisdiction of the International Traffic in
Controlled). Arms Regulations. (2) See ECCN 0A919 for
foreign-made “military commodities” that
License Requirements incorporate more than a de minimis amount
of U.S.-origin “600 series” controlled
Reason for Control: NS, RS, AT, UN content.
Country Chart Related Definitions: N/A
Control(s) (See Supp. No. 1 Items:
to part 738)
NS applies to entire entry, NS Column 1 a. Ground vehicles, whether manned or
except 0A606.b and .y. unmanned, “specially designed” for a military
NS applies to 0A606.b. NS Column 2
use and not enumerated or otherwise described
RS applies to entire entry, RS Column 1
in USML Category VII.
except 0A606.b and .y.
RS applies to 0A606.b. RS Column 2 Note 1 to paragraph .a: For purposes of
AT applies to entire entry. AT Column 1
paragraph .a, “ground vehicles” include (i)
UN applies to entire entry, See § 746.1(b) tanks and armored vehicles manufactured prior
except 0A606.y. for UN controls to 1956 that have not been modified since 1955
and that do not contain a functional weapon or a
List Based License Exceptions (See Part 740 for weapon capable of becoming functional through
a description of all license exceptions) repair; (ii) military railway trains except those
that are armed or are “specially designed” to
LVS: $1500 launch missiles; (iii) unarmored military
GBS: N/A recovery and other support vehicles; (iv)
CIV: N/A unarmored, unarmed vehicles with mounts or
hard points for firearms of .50 caliber or less;
Special Conditions for STA
and (v) trailers “specially designed” for use with
other ground vehicles enumerated in USML
STA: (1) Paragraph (c)(1) of License
Category VII or ECCN 0A606.a, and not
Exception STA (§ 740.20(c)(1) of the
separately enumerated or otherwise described
EAR) may not be used for any item in
Export Administration Regulations Bureau of Industry and Security January 8, 2018
Commerce Control List Supplement No. 1 to Part 774 Category 0—page 4

in USML Category VII. For purposes of this note, use.


the term “modified” does not include
incorporation of safety features required by law, b.2. “Parts” and “components” having all of
cosmetic changes (e.g., different paint or the following:
repositioning of bolt holes) or addition of
“parts” or “components” available prior to b.2.a. “Specially designed” for vehicles
1956. specified in paragraph .b.1 of this entry; and

Note 2 to paragraph .a: A ground vehicle’s being b.2.b. Providing ballistic protection to
“specially designed” for military use for level III (National Institute of Justice standard
purposes of determining controls under 0108.01, September 1985) or better.
paragraph .a. entails a structural, electrical or
mechanical feature involving one or more Note 1 to paragraph b: Ground vehicles
“components” that are “specially designed” for otherwise controlled by 0A606.b.1 that contain
military use. Such “components” include: reactive or electromagnetic armor are subject to
a. Pneumatic tire casings of a kind the controls of USML Category VII.
“specially designed” to be bullet-proof;
b. Armored protection of vital “parts” (e.g., Note 2 to paragraph b: ECCN 0A606.b.1does
fuel tanks or vehicle cabs); not control civilian vehicles “specially
c. Special reinforcements or mountings for designed” for transporting money or valuables.
weapons;
d. Black-out lighting.
Note 3 to paragraph b: “Unarmed” means not
having installed weapons, installed mountings
b. Other ground vehicles, “parts” and for weapons, or special reinforcements for
“components,” as follows: mounts for weapons.

b.1. Unarmed vehicles that are derived from


civilian vehicles and that have all of the c. Air-cooled diesel engines and engine blocks
following: for armored vehicles that weigh more than 40
tons.
b.1.a. Manufactured or fitted with
materials or “components” other than reactive or d. Fully automatic continuously variable
electromagnetic armor to provide ballistic transmissions for tracked combat vehicles.
protection to level III (National Institute of
Justice standard 0108.01, September 1985) or e. Deep water fording kits “specially designed”
better; for ground vehicles controlled by ECCN 0A606.a
or USML Category VII.
b.1.b. A transmission to provide drive to
both front and rear wheels simultaneously, f. Self-launching bridge “components” not
including those vehicles having additional enumerated in USML Category VII(g) “specially
wheels for load bearing purposes whether driven designed” for deployment by ground vehicles
or not; enumerated in USML Category VII or this
ECCN.
b.1.c. Gross vehicle weight rating
(GVWR) greater than 4,500 kg; and g. through w. [Reserved]

b.1.d. Designed or modified for off-road x. “Parts,” “components,” “accessories,” and


Export Administration Regulations Bureau of Industry and Security January 8, 2018
Commerce Control List Supplement No. 1 to Part 774 Category 0—page 5

“attachments” that are “specially designed” for a


commodity enumerated or otherwise described y.7. Cooling system hoses;
in ECCN 0A606 (other than 0A606.b or
0A606.y) or a defense article enumerated in y.8. Hydraulic, fuel, oil, and air filters, other
USML Category VII and not elsewhere specified than those controlled by ECCN 1A004;
on the USML or in 0A606.y.
y.9. Gaskets and o-rings;
Note 1: Forgings, castings, and other unfinished
products, such as extrusions and machined y.10. Hydraulic system hoses, fittings,
bodies, that have reached a stage in manufacture couplings, adapters, and valves;
where they are clearly identifiable by mechanical
properties, material composition, geometry, or y.11. Latches and hinges;
function as commodities controlled by ECCN
0A606.x are controlled by ECCN 0A606.x. y.12. Lighting systems, fuses, and
“components;”
Note 2: “Parts,” “components,”“accessories”
and “attachments” enumerated in USML y.13. Pneumatic hoses, fittings, adapters,
paragraph VII(g) are subject to the controls of couplings, and valves;
that paragraph. “Parts,” “components,”
“accessories” and “attachments” described in y.14. Seats, seat assemblies, seat supports,
ECCN 0A606.y are subject to the controls of that and harnesses;
paragraph.
y.15 Tires, except run flat; and
y. Specific “parts,” “components,”
“accessories,” and “attachments” “specially y.16 Windows, except those for armored
designed” for a commodity enumerated or vehicles.
otherwise described in this ECCN (other than
ECCN 0A606.b) or for a defense article in
USML Category VII and not elsewhere specified 0A614 Military training “equipment,” as
on the USML or the CCL, as follows, and follows (see List of Items Controlled).
“parts,” “components,” “accessories,” and
“attachments” “specially designed” therefor: License Requirements

Reason for Control: NS, RS, AT, UN


y.1. Brake discs, rotors, drums, calipers,
cylinders, pads, shoes, lines, hoses, vacuum
boosters, and parts therefor; Country Chart
Control(s) (See Supp. No. 1 to
y.2. Alternators and generators; part 738)
NS applies to entire entry NS Column 1
y.3. Axles; RS applies to entire entry RS Column 1
AT applies to entire entry AT Column 1
y.4. Batteries; UN applies to entire entry See §746.1(b) for
UN controls
y.5. Bearings (e.g., ball, roller, wheel);
List Based License Exceptions (See Part 740 for
y.6. Cables, cable assembles, and connectors; a description of all license exceptions)

Export Administration Regulations Bureau of Industry and Security January 8, 2018


Commerce Control List Supplement No. 1 to Part 774 Category 0—page 6

operations.
LVS: $1500
GBS: N/A Note 2 to 0A614: This entry does not apply to
CIV: N/A “equipment” “specially designed” for training
in the use of hunting or sporting weapons.
Special Conditions for STA
b. through w. [Reserved]
STA: Paragraph (c)(2) of License Exception
STA (§ 740.20(c)(2)) of the EAR may x. “Parts,” “components,” “accessories”
not be used for any item in 0A614. “attachments” that are “specially designed” for a
commodity controlled by this entry or an article
List of Items Controlled enumerated or otherwise described in USML
Category IX, and not specified elsewhere on the
Related Controls: (1) Defense articles that are USML.
enumerated or otherwise described in
USML Category IX and “technical data”
(including “software”) directly related 0A617 Miscellaneous “equipment,” materials,
thereto are “subject to the ITAR.” (2) See and related commodities (see List of Items
ECCN 0A919 for foreign-made “military Controlled).
commodities” that incorporate more than a
de minimis of US-origin “600 series” items. License Requirements
(3) “Parts,” “components,” “accessories”
and “attachments” that are common to a Reason for Control: NS, RS, AT, UN
simulator controlled by ECCN 0A614.a and
to a simulated system or an end item that is Country Chart
controlled on the USML or elsewhere on the Control(s) (See Supp. No. 1
CCL are controlled under the same USML to part 738)
Category or ECCN as the “parts,” NS applies to entire entry, NS Column 1
“components,” “accessories” and except 0A617.y.
“attachments” of the simulated system or RS applies to entire entry, RS Column 1
end item. except 0A617.y.
AT applies to entire entry. AT Column 1
Related Definitions: N/A UN applies to entire See § 764.1(b)
Items: entry, except 0A617.y. for UN controls
a. “Equipment” “specially designed” for List Based License Exceptions (See Part 740 for
military training that is not enumerated or a description of all license exceptions)
otherwise described in USML Category IX.
LVS: $1500
Note 1 to 0A614: This entry includes GBS: N/A
operational flight trainers, radar target trainers, CIV: N/A
flight simulators for aircraft classified under
ECCN 9A610.a, human-rated centrifuges, Special Conditions for STA
instrument flight trainers for military aircraft,
navigation trainers for military items, target STA: Paragraph (c)(2) of License Exception
equipment, armament trainers, military pilotless STA (§ 740.20(c)(2) of the EAR) may
aircraft trainers, mobile training units and not be used for any item in 0A617.
training “equipment” for ground military

Export Administration Regulations Bureau of Industry and Security January 8, 2018


Commerce Control List Supplement No. 1 to Part 774 Category 0—page 7

List of Items Controlled Items:

Related Controls: (1) Defense articles, such a. [Reserved]


as materials made from classified
information, that are controlled by USML b. Concealment and deception equipment
Category XIII, and technical data (including “specially designed” for military application,
software) directly related thereto, are subject including special paints, decoys, smoke or
to the ITAR. (2) See ECCN 0A919 for obscuration equipment and simulators, and
foreign-made “military commodities” that “parts,” “components,” “accessories,” and
incorporate more than a de minimis amount “attachments” “specially designed” therefor, not
of U.S.-origin “600 series” controlled controlled by USML Category XIII.
content. (3) For controls on self-contained
diving and underwater swimming apparatus c. Ferries, bridges (other than those described in
and related commodities, see ECCN ECCN 0A606 or USML Category VII), and
8A620.f. (4) For controls on robots, robot pontoons, “specially designed” for military use.
controllers, and robot end-effectors, see
USML Category VII and ECCNs 0A606 and d. Test models “specially designed” for the
2B007. (5) “Libraries,” i.e., parametric “development” of defense articles controlled by
technical databases, “specially designed” for USML Categories IV, VI, VII and VIII.
military use with equipment controlled by the
USML or a “600 series” ECCN are e. [Reserved]
controlled by the technical data and
technology controls pertaining to such items. f. “Metal embrittlement agents.”
(6) For controls on nuclear power generating
equipment or propulsion equipment, g. through x. [Reserved]
including “nuclear reactors,” “specially
designed” for military use, and “parts” and y. Other commodities as follows, and “parts,”
“components” “specially designed” therefor, “components,” “accessories,” and “attachments”
see USML Categories VI, XIII, XV, and XX. “specially designed” therefore:
(7) Simulators “specially designed” for
military “nuclear reactors” are controlled by y.1. Construction equipment “specially
USML Category IX(b). (8) See USML designed” for military use, including such
Categories X, XI and XII for “laser” equipment “specially designed” for transport in
protection equipment (e.g., eye and sensor aircraft controlled by USML VIII(a) or ECCN
protection) “specially designed” for military 9A610.a.
use. (9) “Fuel cells” “specially designed” for
a defense article on the USML or a y.2. “Parts,” “components,” “accessories,”
commodity controlled by a “600 series” and “attachments” “specially designed” for
ECCN are controlled according to the commodities in paragraph .y.1 of this entry,
corresponding “600 series” ECCN for such including crew protection kits used as protective
end items. (10) See USML Category XV for cabs.
controls on fuel cells “specially designed” for
satellite or spacecraft. y.3. Containers, n.e.s., “specially designed”
for shipping or packing defense articles or items
Related Definitions: N/A controlled by a “600 series” ECCN.

Export Administration Regulations Bureau of Industry and Security January 8, 2018


Commerce Control List Supplement No. 1 to Part 774 Category 0—page 8

y.4. Field generators “specially designed” for Reasons for Control: RS, AT
military use.
Country Chart (See
y.5. Power controlled searchlights and Control(s) Supp. No. 1 to part
control units therefor, “specially designed” for 738)
military use, and “equipment” mounting such RS applies to entire RS Column 1, See §
units. entry 742.6(a)(3) for
license requirements
AT applies to entire AT Column 1
0A918 Miscellaneous military equipment entry
not on the Wassenaar Munitions List (see List
of Items Controlled). List Based License Exceptions (See Part 740 for
a description of all license exceptions)
License Requirements
LVS: N/A
GBS: N/A
Reason for Control: RS, AT, UN
CIV: N/A
Country Chart
List of Items Controlled
Control(s) (See Supp. No. 1 to
part 738)
Related Controls: (1) “Military
RS applies to entire entry RS Column 2
commodities” are subject to the export
AT applies to entire entry AT Column 1 licensing jurisdiction of the Department of
UN applies to entire entry See § 764.1(b) for State if they incorporate items that are
UN controls subject to the International Traffic in Arms
Regulations (ITAR) (22 CFR Parts
License Exceptions 120 - 130). (2) “Military commodities”
described in this paragraph are subject to the
LVS: $1500 export licensing jurisdiction of the
GBS: N/A Department of State if such commodities are
CIV: N/A described on the U.S. Munitions List (22
CFR Part 121) and are in the United States.
List of Items Controlled (3) The furnishing of assistance (including
training) to foreign persons, whether in the
Related Controls: See ECCN 0A617.y.5 for United States or abroad, in the design,
items formerly controlled by ECCN development, engineering, manufacture,
0A918.a. production, assembly, testing, repair,
maintenance, modification, operation,
Related Definitions: N/A demilitarization, destruction, processing, or
Items: Bayonets. use of defense articles that are subject to the
ITAR; or the furnishing to foreign persons of
any technical data controlled under 22 CFR
0A919 “Military commodities” located and 121.1 whether in the United States or abroad
produced outside the United States as follows are under the licensing jurisdiction of the
(see list of items controlled). Department of State. (4) Brokering
activities (as defined in 22 CFR 129) of
License Requirements “military commodities” that are subject to the

Export Administration Regulations Bureau of Industry and Security January 8, 2018


Commerce Control List Supplement No. 1 to Part 774 Category 0—page 9

ITAR are under the licensing jurisdiction of


the Department of State. Reason for Control: CC

Related Definitions: “Military commodity” Country Chart


or “military commodities” means an article, Control(s) (See Supp. No. 1
material or supply that is described on the to part 738)
U.S. Munitions List (22 CFR Part 121) or on CC applies to entire entry CC Column 1
the Munitions List that is published by the
Wassenaar Arrangement on Export Controls List Based License Exceptions (See Part 740 for
for Conventional Arms and Dual-Use Goods a description of all license exceptions)
and Technologies (i.e., the Wassenaar
Arrangement Munitions List (WAML)), but LVS: N/A
does not include software, technology, any GBS: N/A
item listed in any ECCN for which the last CIV: N/A
three numerals are 018, or any item in the
“600 series.” List of Items Controlled

Items: Related Controls: N/A


Related Definitions: N/A
a. “Military commodities” produced and located Items:
outside the United States that are not subject to
the International Traffic in Arms Regulations (22 The list of items controlled is contained in the
CFR parts 120-130) and having any of the ECCN heading.
following characteristics:

a.1. Incorporate more than a de minimis amount 0A979 Police helmets and shields; and
of U.S.-origin controlled content classified under “specially designed” “components,” n.e.s.
ECCNs 6A002, 6A003, 6A990, or 6A993.a
(having a maximum frame rate equal to or less License Requirements
than 9 Hz and thus meeting the criterion of Note
3.a to 6A003.b.4); Reason for Control: CC

a.2. Incorporate more than a de minimis amount Country Chart


of U.S.-origin “600 series” controlled content Control(s) (See Supp. No. 1
(see §734.4 of the EAR); or to part 738)
CC applies to entire entry CC Column 1
a.3. Are direct products of U.S.-origin “600
series” technology or software (see § 736.2(b)(3) List Based License Exceptions (See Part 740 for
of the EAR). a description of all license exceptions)

b. [Reserved] LVS: N/A


GBS: N/A
CIV: N/A
0A978 Law enforcement striking weapons,
including saps, police batons, side handle List of Items Controlled
batons, tonfas, sjamboks, and whips.
Related Controls: N/A
License Requirements Related Definitions: N/A

Export Administration Regulations Bureau of Industry and Security January 8, 2018


Commerce Control List Supplement No. 1 to Part 774 Category 0—page 10

Items: List Based License Exceptions (See Part 740 for


a description of all license exceptions)
The list of items controlled is contained in the
ECCN heading. LVS: N/A
GBS: N/A
CIV: N/A
0A980 Horses by sea.
List of Items Controlled
License Requirements
Related Controls: N/A
Reason for Control: SS Related Definitions: N/A
Items:
Control(s)
a. Gallows and guillotines.
SS applies to entire entry. For licensing
requirements (and possible License Exceptions) b. Electric chairs for the purpose of executing
proceed directly to part 754 of the EAR. The human beings.
Commerce Country Chart is not designed to
determine licensing requirements for items c. Air tight vaults designed for the execution of
controlled for SS reasons. human beings by the administration of a lethal
gas or substance.
List of Items Controlled
d. Automatic drug injection systems designed for
Related Controls: N/A the execution of human beings by administration
Related Definitions: N/A of a lethal substance.
Items:

The list of items controlled is contained in the 0A982 Law enforcement restraint devices,
ECCN heading. including leg irons, shackles, and handcuffs;
straight jackets; stun cuffs; shock belts; shock
sleeves; multipoint restraint devices such as
0A981 Equipment designed for the execution restraint chairs; and “specially designed”
of human beings as follows (see List of Items “parts,” “components” and “accessories,”
Controlled). n.e.s.

License Requirements License Requirements

Reason for Control: CC Reason for Control: CC

Control(s) Control(s)

CC applies to entire entry. A license is required CC applies to entire entry. A license is required
for ALL destinations regardless of end-use. for ALL destinations, except Canada, regardless
Accordingly, a column specific to this control of end-use. Accordingly, a column specific to
does not appear on the Commerce Country Chart. this control does not appear on the Commerce
(See §742.7 of the EAR for additional Country Chart. (See part 742 of the EAR for
information.) additional information.)

Export Administration Regulations Bureau of Industry and Security January 8, 2018


Commerce Control List Supplement No. 1 to Part 774 Category 0—page 11

List Based License Exceptions (See Part 740 for does not appear on the Commerce Country Chart.
a description of all license exceptions) (See part 742 of the EAR for additional
information.)
LVS: N/A
GBS: N/A List Based License Exceptions (See Part
CIV: N/A 740 for a description of all license exceptions)

List of Items Controlled LVS: N/A


GBS: N/A
Related Controls: Thumbcuffs and CIV: N/A
fingercuffs are classified under ECCN
0A983, “specially designed” implements of List of Items Controlled
torture. Restraint devices that electronically
monitor or report the location of confined Related Controls: N/A
persons for law enforcement or penal reasons Related Definitions: N/A
are controlled under ECCN 3A981. Items:
Related Definitions: N/A
Items: The list of items controlled is contained in the
ECCN heading.
The list of items controlled is contained in the
ECCN heading. Note to ECCN 0A983. In this ECCN, “torture”
has the meaning set forth in Section 2340(1) of
Note to ECCN 0A982. This ECCN applies to Title 18, United States Code.
restraint devices used in law enforcement
activities. It does not apply to medical devices
that are equipped to restrain patient movement 0A984 Shotguns with barrel length 18 inches
during medical procedures. It does not apply to (45.72 cm) or over; receivers; barrels of 18
devices that confine memory impaired patients to inches (45.72 cm) or longer but not longer
appropriate medical facilities. It does not apply than 24 inches (60.96 cm); complete trigger
to safety equipment such as safety belts or child mechanisms; magazines and magazine
automobile safety seats. extension tubes; complete breech
mechanisms; buckshot shotgun shells; except
equipment used exclusively to treat or
0A983 “Specially designed” implements of tranquilize animals, and except arms designed
torture, including thumbscrews, thumbcuffs, solely for signal, flare, or saluting use.
fingercuffs, spiked batons, and “specially
designed” “parts,” “components” and License Requirements
“accessories,” n.e.s.
Reason for Control: CC, FC, UN
License Requirements
Country Chart
Reason for Control: CC Control(s) (See Supp. No. 1
to part 738)
Control(s) FC applies to entire entry FC Column 1
CC applies to shotguns with CC Column 1
CC applies to entire entry. A license is required a barrel length greater than
for ALL destinations, regardless of end-use. or equal to 18 in. (45.72 cm),
Accordingly, a column specific to this control but less than 24 in. (60.96

Export Administration Regulations Bureau of Industry and Security January 8, 2018


Commerce Control List Supplement No. 1 to Part 774 Category 0—page 12

cm), shotgun “components” saluting use; “specially designed” “parts” and


controlled by this entry, and “components,” n.e.s.
buckshot shotgun shells
controlled by this entry, License Requirements
regardless of end-user
CC applies to shotguns with CC Column 2 Reason for Control: CC, UN
a barrel length greater than
or equal to 24 in. (60.96 cm), Control(s)
regardless of end-user
CC applies to shotguns with CC Column 3 Country Chart (See
Control(s)
a barrel length greater than Supp. No. 1 to part 738)
or equal to 24 in. (60.96 cm) CC applies to A license is required for
if for sale or resale to police entire entry. ALL destinations, except
or law enforcement Canada, regardless of
UN applies to entire entry See § 764.1(b) end-use. Accordingly, a
for UN controls column specific to this
control does not appear
on the Commerce
List Based License Exceptions (See Part 740 for Country Chart. (See
a description of all license exceptions) part 742 of the EAR for
additional information.)
LVS: N/A UN applies to See §746.1(b) for UN
GBS: N/A entire entry controls.
CIV: N/A

List of Items Controlled


List Based License Exceptions (See Part 740 for
Related Controls: This entry does not a description of all license exceptions)
control shotguns with a barrel length of less
than 18 inches (45.72 cm). (See 22 CFR LVS: N/A
part 121.) These items are “subject to the GBS: N/A
ITAR” (see 22 CFR parts 120 through 130). CIV: N/A

Related Definitions: N/A List of Items Controlled


Items:
Related Controls: Law enforcement restraint
The list of items controlled is contained in the devices that administer an electric shock are
ECCN heading. controlled under ECCN 0A982. Electronic
devices that monitor and report a person’s
location to enforce restrictions on movement
0A985 Discharge type arms and devices to for law enforcement or penal reasons are
administer electric shock, for example, stun controlled under ECCN 3A981.
guns, shock batons, shock shields, electric
cattle prods, immobilization guns and Related Definitions: N/A
projectiles; except equipment used exclusively Items:
to treat or tranquilize animals, and except
arms designed solely for signal, flare, or The list of items controlled is contained in the
ECCN heading.

Export Administration Regulations Bureau of Industry and Security January 8, 2018


Commerce Control List Supplement No. 1 to Part 774 Category 0—page 13

0A986 Shotgun shells, except buckshot License Requirements


shotgun shells, “specially designed” “parts”
and “components.” Reason for Control: FC, CC, UN

License Requirements Country Chart


Control(s) (See Supp. No. 1
Reason for Control: AT, FC, UN to part 738)
FC applies to optical sights for
Country Chart (See Supp. firearms, including shotguns
Control(s) FC Column 1.
No. 1 to part 738 described in ECCN 0A984, and
AT applies to entire A license is required for related parts
entry. items controlled by this CC applies to entire entry CC Column 1.
entry to North Korea for UN applies to entire entry See §746.1(b) for
anti-terrorism reasons. The UN controls.
Commerce Country Chart is
not designed to determine List Based License Exceptions (See Part 740 for
AT licensing requirements a description of all license exceptions)
for this entry. See §742.19
of the EAR for additional LVS: N/A
information. GBS: N/A
FC applies to entire CIV: N/A
FC Column 1
entry
UN applies to entire See §746.1(b) for UN List of Items Controlled
entry controls.
Related Controls: (1) See USML Category I(f)
List Based License Exceptions (See Part 740 for for riflescopes subject to the ITAR that are
a description of all license exceptions) not night sighting devices. (2) See USML
Category XII(c) for sighting devices using
LVS: N/A second generation image intensifier tubes
GBS: N/A having luminous sensitivity greater than 350
CIV: N/A µA/lm, or third generation or higher image
intensifier tubes, that are subject to the ITAR.
List of Items Controlled (3) See USML Category XII(b) for laser
aiming or laser illumination systems subject
Related Controls: N/A to the ITAR. (4) Section 744.9 imposes a
Related Definitions: N/A license requirement on certain commodities
Items: described in 0A987 if being exported,
reexported, or transferred (in-country) for
The list of items controlled is contained in the use by a military end-user or for
ECCN heading. incorporation into an item controlled by
ECCN 0A919.

Related Definitions: N/A


0A987 Optical sighting devices for firearms Items:
(including shotguns controlled by 0A984); and
“components” as follows (see List of Items a. Telescopic sights.
Controlled).
b. Holographic sights.

Export Administration Regulations Bureau of Industry and Security January 8, 2018


Commerce Control List Supplement No. 1 to Part 774 Category 0—page 14

c. Reflex or “red dot” sights. LVS: N/A


GBS: N/A
d. Reticle sights. CIV: N/A

e. Other sighting devices that contain optical List of Items Controlled


elements.
Related Controls: N/A
f. Laser aiming devices or laser illuminators Related Definitions: N/A
“specially designed” for use on firearms, and Items:
having an operational wavelength exceeding 400
nm but not exceeding 710 nm. a. Oil and gas exploration data, e.g., seismic
analysis data.
Note: 0A987.f does not control laser
boresighting devices that must be placed in the b. Hydraulic fracturing items, as follows:
bore or chamber to provide a reference for b.1. Hydraulic fracturing design and analysis
aligning the firearms sights. software and data.

g. Lenses, other optical elements and b.2. Hydraulic fracturing ‘proppant,’


adjustment mechanisms for articles in paragraphs ‘fracking fluid,’ and chemical additives therefor.
a, b, c, d or e.
Technical Note: A ‘proppant’ is a solid
material, typically treated sand or man-made
0A988 Conventional military steel helmets ceramic materials, designed to keep an induced
as described by 0A018.d.1. hydraulic fracture open, during or following a
fracturing treatment. It is added to a ‘fracking
No items currently are in this ECCN. See fluid’ which may vary in composition depending
ECCN 1A613.y.1 for conventional steel helmets on the type of fracturing used, and can be gel,
that, immediately prior to July 1, 2014, were foam or slickwater-based.
classified under 0A988.
b.3. High pressure pumps.

0A998 Oil and gas exploration equipment,


software, and data, as follows (see List of 0A999 Specific processing equipment, as
Items Controlled). follows (see List of Items Controlled).

License Requirements License Requirements

Reason for Control: Foreign policy Reason for Control: AT

Control(s) Control(s)

Russian industry sector sanction applies to entire AT applies to entire entry. A license is required
entry. See § 746.5 for specific license for items controlled by this entry to North Korea
requirements and license review policy. for anti-terrorism reasons. The Commerce
Country Chart is not designed to determine AT
List Based License Exceptions (See Part 740 licensing requirements for this entry. See
for a description of all license exceptions) §742.19 of the EAR for additional information.

Export Administration Regulations Bureau of Industry and Security January 8, 2018


Commerce Control List Supplement No. 1 to Part 774 Category 0—page 15

“specially designed” for the “development,”


List Based License Exceptions (See Part 740 for “production,” repair, overhaul, or
a description of all license exceptions) refurbishing of commodities in ECCN 0A604
or related defense articles in USML Category
LVS: N/A IV (see List of Items Controlled).
GBS: N/A
CIV: N/A License Requirements

List of Items Controlled Reason for Control: NS, RS, AT, UN

Related Controls: N/A Country Chart (See


Related Definitions: N/A Control(s) Supp. No. 1 to part
Items: 738)
NS applies to entire entry NS Column 1
a. Ring Magnets; RS applies to entire entry RS Column 1
AT applies to entire entry AT Column 1
b. [Reserved] UN applies to entire entry See § 746.1(b) for
UN controls

B. TEST, INSPECTION AND List Based License Exceptions (See Part 740
“PRODUCTION EQUIPMENT” for a description of all license exceptions)

LVS: $1500
0B521 Any commodity subject to the EAR GBS: N/A
that is not listed elsewhere in the CCL, but CIV: N/A
which is controlled for export because it
provides at least a significant military or Special Conditions for STA
intelligence advantage to the United States or
for foreign policy reasons. STA: Paragraph (c)(2) of License
Exception STA (§ 740.20(c)(2) of
0B521 commodities are subject to RS1 the EAR) may not be used for any
controls with no license exception eligibility item in this ECCN 0B604.
other than License Exception GOV for U.S.
Government personnel and agencies under List of Items Controlled
§740.11(b)(2)(ii) of the EAR, or an item-
specific license exception identified in Related Controls: (1) See ECCN 9B604,
Supplement No. 5 to part 774 particular to an which controls test, inspection, and
item covered under ECCN 0B521. The list of production “equipment” and related
commodities determined to be classified under commodities “specially designed” for the
ECCN 0B521 controls is published in “development” or “production” of
Supplement No. 5 to part 774. The license commodities in ECCN 9A604 or related
requirements and licensing policy relating to defense articles in USML Category IV. (2)
ECCN 0B521 are set forth in §742.6(a)(7) of the See ECCN 0A919 for foreign-made
EAR. “military commodities” that incorporate
more than a de minimis amount of US-origin
“600 series” controlled content.
0B604 Test, inspection, and production
“equipment” and related commodities Related Definitions: N/A

Export Administration Regulations Bureau of Industry and Security January 8, 2018


Commerce Control List Supplement No. 1 to Part 774 Category 0—page 16

Items: CIV: N/A

a. Test, inspection, and other production Special Conditions for STA


“equipment” that are “specially designed” for
the “development,” “production,” repair, STA: Paragraph (c)(2) of License
overhaul, or refurbishing of commodities Exception STA (§ 740.20(c)(2) of the
controlled by ECCN 0A604 or for bombs, EAR) may not be used for any item
torpedoes, depth charges, mines and hand in 0B606.
grenades, and parts, components, accessories
and attachments therefor, controlled under List of Items Controlled
USML Category IV.
Related Controls: (1) Ground vehicles, other
b. through w. [Reserved] articles, technical data (including software)
and services described in 22 CFR part 121,
x. “Parts,” “components,” “accessories,” and Category VII are subject to the jurisdiction
“attachments” that are “specially designed” for a of the International Traffic in Arms
commodity subject to control in paragraph .a of Regulations. (2) See ECCN 0A919 for
this ECCN. foreign-made “military commodities” that
incorporate more than a de minimis amount
of U.S.-origin “600 series’ controlled
0B606 Test, inspection, and production content.
“equipment” and related commodities, not
enumerated on the USML, “specially Related Definitions: N/A
designed” for the “development,’ Items:
“production” repair, overhaul, or
refurbishing of commodities enumerated or a. Test, inspection, and production “equipment”
otherwise described in ECCN 0A606 or “specially designed” for the “development,”
USML Category VII (see List of Items “production,” repair, overhaul, or refurbishing of
Controlled). commodities enumerated or otherwise described
in ECCN 0A606 (except for 0A606.b or
License Requirements 0A606.y) or in USML Category VII, and
“parts,” “components,” “accessories” and
Reason for Control: NS, RS, AT, UN “attachments” “specially designed” therefor.

Country Chart (See Note 1: ECCN 0B606 includes (i) armor plate
Control(s) Supp. No. 1 to part drilling machines, other than radial drilling
738) machines, (ii) armor plate planing machines,
NS applies to entire entry NS Column 1 (iii) armor plate quenching presses; and (iv)
RS applies to entire entry RS Column 1 tank turret bearing grinding machines.
AT applies to entire entry AT Column 1
UN applies to entire entry See § 746.1(b) for b. Environmental test facilities “specially
UN controls designed” for the certification, qualification, or
testing of commodities enumerated or otherwise
List Based License Exceptions (See Part 740 for described in ECCN 0A606 (except for 0A606.b
a description of all license exceptions) or 0A606.y) or in USML Category VII, and
“equipment’ “specially designed” therefor.
LVS: $1500
GBS: N/A

Export Administration Regulations Bureau of Industry and Security January 8, 2018


Commerce Control List Supplement No. 1 to Part 774 Category 0—page 17

0B614 Test, inspection, and production or refurbishing of commodities controlled by


“equipment” for military training ECCN 0A614 or articles enumerated or
“equipment” and “specially designed” otherwise described in USML Category IX.
“parts,” “components,” “accessories” and
“attachments” therefor, as follows (see List of b. through .w [Reserved]
Items Controlled).
x. “Parts,” “components,” “accessories”
License Requirements and “attachments” that are “specially
designed” for a commodity controlled by
Reason for Control: NS, RS, AT, UN ECCN 0B614.
Country Chart (See 0B617 Test, inspection, and production
Control(s) Supp. No. 1 to part “equipment” and related commodities
738) “specially designed” for the “development,”
NS applies to entire entry NS Column 1 “production,” repair, overhaul, or
RS applies to entire entry RS Column 1 refurbishing of commodities enumerated or
AT applies to entire entry AT Column 1 otherwise described in ECCN 0A617 or
UN applies to entire entry See § 746.1(b) for USML Category XIII, and “parts,”
UN controls “components,” “accessories,” and
“attachments” “specially designed” therefor
List Based License Exceptions (See Part 740 (see List of Items Controlled).
for a description of all license exceptions)
License Requirements
LVS: $1500
GBS: N/A Reason for Control: NS, RS, AT, UN
CIV: N/A
Country Chart (See
Special Conditions for STA Control(s) Supp. No. 1 to part
738)
STA: Paragraph (c)(2) of License NS applies to entire entry NS Column 1
Exception STA (§ 740.20(c)(2) of RS applies to entire entry RS Column 1
the EAR) may not be used for any AT applies to entire entry AT Column 1
item in 0B614. UN applies to entire entry See § 746.1(b) for
UN controls
List of Items Controlled
List Based License Exceptions (See Part 740 for
Related Controls: See ECCN 0A919 for
a description of all license exceptions)
foreign-made “military commodities” that
incorporate more than a de minimis amount
LVS: $1500
of US-origin “600 series” controlled content.
GBS: N/A
CIV: N/A
Related Definitions: N/A
Special Conditions for STA
Items:
STA: Paragraph (c)(2) of License
a. Test, inspection, and other production
Exception STA (§ 740.20(c)(2) of
“equipment” “specially designed” for the
“development,” “production,” repair, overhaul,

Export Administration Regulations Bureau of Industry and Security January 8, 2018


Commerce Control List Supplement No. 1 to Part 774 Category 0—page 18

the EAR) may not be used for any for anti-terrorism reasons. The Commerce
item in 0B617. Country Chart is not designed to determine AT
licensing requirements for this entry. See
List of Items Controlled §742.19 of the EAR for additional information.

Related Controls: See ECCN 0A919 for UN applies to entire entry. See 746.1(b) for UN
foreign-made “military commodities” that controls.
incorporate more than a de minimis amount
of U.S.-origin “600 series” controlled List Based License Exceptions (See Part 740 for
content. a description of all license exceptions)

Related Definitions: N/A LVS: N/A


Items: GBS: N/A
CIV: N/A
a. Test, inspection, and production
“equipment” not controlled by USML List of Items Controlled
Category XIII(k) “specially designed” for the
“production,” “development,” repair, overhaul, Related Controls: N/A
or refurbishing of commodities enumerated or Related Definitions: N/A
otherwise described in ECCN 0A617, (except Items:
for 0A617.y) or USML Category XIII, and
“parts,” “components,” “accessories,” and The list of items controlled is contained in the
“attachments” “specially designed” therefor. ECCN heading.

b. [Reserved].
0B999 Specific processing equipment, as
Note: Field engineer equipment “specially follows (see List of Items Controlled).
designed” for use in a combat zone, identified
in the Wassenaar Arrangement Munitions List License Requirements
17.d, and mobile repair shops “specially
designed” or modified to service military Reason for Control: AT, RS
equipment, identified in Wassenaar
Arrangement Munitions List 17.j, are controlled Control(s)
by 0B617 to the extent that the items are not
included in USML Category XIII(k). AT applies to entire entry. A license is required
0B986 Equipment “specially designed” for for items controlled by this entry to North Korea
manufacturing shotgun shells; and for anti-terrorism reasons. The Commerce
ammunition hand-loading equipment for Country Chart is not designed to determine AT
both cartridges and shotgun shells. license requirements for this entry. See §742.19
of the EAR for additional information.
License Requirements
RS applies to entire entry. A license is required
Reason for Control: AT, UN for items controlled by this entry for export or
reexport to Iraq or transfer within Iraq for
Control(s) regional stability reasons. The Commerce
Country Chart is not designed to determine RS
AT applies to entire entry. A license is required license requirements for this entry. See §§742.6
for items controlled by this entry to North Korea and 746.3 of the EAR for additional information.

Export Administration Regulations Bureau of Industry and Security January 8, 2018


Commerce Control List Supplement No. 1 to Part 774 Category 0—page 19

elsewhere specified in the USML (see List of


List Based License Exceptions (See Part 740 for Items Controlled).
a description of all license exceptions)
License Requirements
LVS: N/A
GBS: N/A Reason for Control: NS, RS, AT, UN
CIV: N/A
Country Chart (See
List of Items Controlled Control(s) Supp. No. 1 to part
738)
Related Controls: N/A NS applies to entire entry NS Column 1
Related Definitions: N/A RS applies to entire entry RS Column 1
Items: AT applies to entire entry AT Column 1
UN applies to entire entry See § 746.1(b) for
a. Hot cells; UN controls

b. Glove boxes suitable for use with radioactive List Based License Exceptions (See Part 740 for
materials. a description of all license exceptions)

LVS: $1500
GBS: N/A
C. “MATERIALS” CIV: N/A

Special Conditions for STA


0C521 Any material subject to the EAR that
is not listed elsewhere in the CCL, but which STA: Paragraph (c)(2) of License
is controlled for export because it provides at Exception STA (§ 740.20(c)(2) of
least a significant military or intelligence the EAR) may not be used for any
advantage to the United States or for foreign item in 0C606.
policy reasons.
List of Items Controlled
0C521 materials are subject to RS1
controls with no license exception eligibility Related Controls: (1) Materials that are
other than License Exception GOV for U.S. subject to the jurisdiction of the ITAR are
Government personnel and agencies under § described in USML Category XIII. (2) See
740.11(b)(2)(ii) of the EAR, or an item-specific ECCN 0A919 for foreign-made “military
license exception identified in Supplement No. 5 commodities” that incorporate more than a
to part 774 particular to an item covered under de minimis amount of U.S.-origin “600
ECCN 0C521. The list of materials determined series” controlled content.
to be classified under ECCN 0C521 controls is
published in Supplement No. 5 to part 774. Related Definitions: N/A
The license requirements and licensing policy
relating to ECCN 0C521 are set forth in Items: Materials “specially designed” for
§ 742.6(a)(7) of the EAR. commodities enumerated or otherwise described
in ECCN 0A606 (other than 0A606.b or
0A606.y) or USML Category VII, not elsewhere
0C606 Materials “specially designed” for specified in the USML or the CCL.
commodities controlled by ECCN 0A606 not

Export Administration Regulations Bureau of Industry and Security January 8, 2018


Commerce Control List Supplement No. 1 to Part 774 Category 0—page 20

Note: Materials “specially designed” for both incorporate more than a de minimis amount
ground vehicles enumerated or otherwise of U.S.-origin “600 series” controlled
described in USML Category VII and ground content.
vehicles enumerated or otherwise described in
ECCN 0A606 are subject to the controls of this Related Definitions: N/A
ECCN unless identified in USML Category Items:
VII(g) as being subject to the controls of that
paragraph. a. Materials, coatings and treatments for
signature suppression, “specially designed” for
military use to reduce detectability or
0C617 Miscellaneous Materials “Specially observability and that are not controlled by
Designed” for Military Use (see List of Items USML Category XIII or ECCNs 1C001 or
Controlled). 1C101.

License Requirements b. [Reserved].

Reason for Control: NS, RS, AT, UN


D. “SOFTWARE”
Country Chart
Control(s) (See Supp. No. 1
to part 738) 0D001 “Software” “specially designed” or
NS applies to entire entry NS Column 1 modified for the “development,”
RS applies to entire entry RS Column 1 “production,” or “use” of commodities
AT applies to entire entry AT Column 1 described in 0A002. (These items are
UN applies to entire entry See § 746.1(b) for “subject to the ITAR.” See 22 CFR parts 120
UN controls through 130.)

List Based License Exceptions (See Part 740 for Heading Note: Certain “software” for the
a description of all license exceptions) “development,” “production,” or “use” of
nuclear related commodities is subject to the
LVS: $1500 export licensing authority of the Nuclear
GBS: N/A Regulatory Commission (see 10 CFR part 110).
CIV: N/A
License Requirements
Special Conditions for STA
Reason for Control:
STA: Paragraph (c)(2) of License
Exception STA (§ 740.20(c)(2) of Control(s)
the EAR) may not be used for any
item in 0C617. “Software” for items described in 0A002 is
“subject to the ITAR” (see 22 CFR parts 120
List of Items Controlled through 130).

Related Controls: (1) For controls on other List Based License Exceptions (See Part 740 for
signature suppression materials, see USML a description of all license exceptions)
Category XIII and ECCNs 1C001 and
1C101. (2) See ECCN 0A919 for foreign CIV: N/A
made “military commodities” that TSR: N/A

Export Administration Regulations Bureau of Industry and Security January 8, 2018


Commerce Control List Supplement No. 1 to Part 774 Category 0—page 21

AT applies to entire entry AT Column 1


List of Items Controlled UN applies to entire entry See § 746.1(b) for
UN controls
Related Controls: N/A
Related Definitions: N/A List Based License Exceptions (See Part 740
Items: for a description of all license exceptions)

The List of Items Controlled is contained in the CIV: N/A


ECCN heading. TSR: N/A

Special Conditions for STA


0D521 Any software subject to the EAR that
is not listed elsewhere in the CCL, but which STA: Paragraph (c)(2) of License
is controlled for export because it provides at Exception STA (§ 740.20(c)(2) of
least a significant military or intelligence the EAR) may not be used for any
advantage to the United States or for foreign item in this ECCN 0D604.
policy reasons.
List of Items Controlled
0D521 software is subject to RS1
controls with no license exception eligibility Related Controls: (1) “Software”
other than License Exception GOV for U.S. directly related to articles enumerated in
Government personnel and agencies under §
USML Category IV is controlled under
740.11(b)(2)(ii) of the EAR, or an item-specific
license exception identified in Supplement No. 5
USML Category IV(i). (2) See ECCN
to part 774 particular to an item covered under 0A919 for foreign-made “military
ECCN 0D521. The list of software determined commodities” that incorporate more than
to be classified under ECCN 0D521 controls is a de minimis amount of U.S.-origin “600
published in Supplement No. 5 to part 774. series” controlled content.
The license requirements and licensing policy
relating to ECCN 0D521 are set forth in § Related Definitions: N/A
742.6(a)(7) of the EAR. Items:

a. “Software” “specially designed” for the


0D604 “Software” “specially designed” for “development,” “production,” operation, or
the “development,” “production,” operation, maintenance of commodities controlled by
or maintenance of commodities controlled by ECCN 0A604 or 0B604.
ECCN 0A604 or 0B604 (see List of Items
Controlled). b. [Reserved]

License Requirements
0D606 “Software” “specially designed” for
Reason for Control: NS, RS, AT, UN the “development,” “production,” operation,
or maintenance of ground vehicles and
Country Chart related commodities controlled by 0A606,
Control(s) (See Supp. No. 1 0B606, or 0C606 (see List of Items
to part 738) Controlled).
NS applies to entire entry NS Column 1
RS applies to entire entry RS Column 1 License Requirements

Export Administration Regulations Bureau of Industry and Security January 8, 2018


Commerce Control List Supplement No. 1 to Part 774 Category 0—page 22

y. “Specific software” “specially designed” for


Reason for Control: NS, RS, AT, UN the “production,” “development,” operation, or
maintenance of commodities described in ECCN
Country Chart 0A606.y.
Control(s) (See Supp. No.
1 to part 738)
NS applies to entire entry, NS Column 1 0D614 “Software” related to military
except 0D606.y training “equipment,” as follows (see List of
RS applies to entire entry, RS Column 1 Items Controlled).
except 0D606.y
AT applies to entire entry AT Column 1 License Requirements
UN applies to entire entry, See § 746.1(b)
except 0D606.y for UN controls Reason for Control: NS, RS, AT, UN

List Based License Exceptions (See Part 740 for Country Chart
a description of all license exceptions) Control(s) (See Supp. No. 1
to part 738)
CIV: N/A NS applies to entire entry NS Column 1
TSR: N/A RS applies to entire entry RS Column 1
AT applies to entire entry AT Column 1
Special Conditions for STA UN applies to entire entry See § 746.1(b) for
UN controls
STA: Paragraph (c)(2) of License
Exception STA (§ 740.20(c)(2) of List Based License Exceptions (See Part 740
the EAR) may not be used for any for a description of all license exceptions)
software in 0D606.
CIV: N/A
List of Items Controlled TSR: N/A

Related Controls: (1) Software directly Special Conditions for STA


related to articles enumerated or otherwise
described in USML Category VII are subject STA: Paragraph (c)(2) of License
to the controls of USML paragraph VII(h). Exception STA (§ 740.20(c)(2)of
(2) See ECCN 0A919 for foreign made the EAR) may not be used for any
“military commodities” that incorporate “software” in 0D614.
more than a de minimis amount of
U.S.-origin “600 series” controlled content.
Related Definitions: N/A List of Items Controlled
Items:
Related Controls: (1) “Software” directly
a. “Software” “specially designed” for the related to articles enumerated in USML
“development,” “production,” operation, or Category IX is subject to the control of
maintenance of commodities controlled by USML paragraph IX(e). (2) See ECCN
ECCNs 0A606 (except for ECCNs 0A606.b or 0A919 for foreign made “military
0A606.y), 0B606, or 0C606. commodities” that incorporate more than a
de minimis amount of US-origin “600
b. through x. [Reserved] series” items.
Related Definitions: N/A

Export Administration Regulations Bureau of Industry and Security January 8, 2018


Commerce Control List Supplement No. 1 to Part 774 Category 0—page 23

Items: Related Controls: (1) “Software” directly


related to articles controlled by USML
a. “Software” “specially designed” for the Category XIII is subject to the control of
“development,” “production,” operation, or USML paragraph XIII(l). (2) See ECCN
maintenance of commodities controlled by 0A919 for foreign-made “military
ECCNs 0A614 or 0B614. commodities” that incorporate more than a
de minimis amount of U.S.-origin “600
b. [Reserved] series” controlled content.
Related Definitions: N/A
Items:
0D617 “Software” “specially designed” for
the “development,” “production,” operation, a. “Software” (other than “software” controlled in
or maintenance of commodities controlled by paragraph .y of this entry) “specially designed”
0A617, “equipment” controlled by 0B617, or for the “development,” “production,” operation or
materials controlled by 0C617 (see List of maintenance of commodities controlled by
Items Controlled). ECCNs 0A617 (except 0A617.y), 0B617, or
0C617.
License Requirements
b. to x. [Reserved].
Reason for Control: NS, RS, AT, UN
y. Specific “software” “specially designed” for
Country Chart the “production,” “development,” operation or
Control(s) (See Supp. No. 1 maintenance of commodities controlled by ECCN
to part 738) 0A617.y.
NS applies to entire entry, NS Column 1
except 0D617.y.
RS applies to entire entry, RS Column 1 0D999 Specific software, as follows (see List of
except 0D617.y. Items Controlled).
AT applies to entire entry AT Column 1
UN applies to entire entry, See § 746.1(b) for License Requirements
except 0D617.y. UN controls
Reason for Control: AT, RS
List Based License Exceptions (See Part 740 for
a description of all license exceptions) Control(s)

CIV: N/A AT applies to entire entry. A license is required


TSR: N/A for items controlled by this entry to North Korea
for anti-terrorism reasons. The Commerce
Special Conditions for STA Country Chart is not designed to determine AT
license requirements for this entry. See §742.19
STA: Paragraph (c)(2) of License of the EAR for additional information.
Exception STA (§ 740.20(c)(2) of
the EAR) may not be used for any RS applies to entire entry. A license is required
“software” in 0D617. for items controlled by this entry for export or
reexport to Iraq or transfer within Iraq for
List of Items Controlled regional stability reasons. The Commerce
Country Chart is not designed to determine RS

Export Administration Regulations Bureau of Industry and Security January 8, 2018


Commerce Control List Supplement No. 1 to Part 774 Category 0—page 24

license requirements for this entry. See §§742.6 licensing authority of the U.S. Department of
and 746.3 of the EAR for additional information. State, Directorate of Defense Trade Controls (see
22 CFR part 121).
List Based License Exceptions (See Part 740 for
a description of all license exceptions) List Based License Exceptions (See Part 740 for
a description of all license exceptions)
CIV: N/A
TSR: N/A CIV: N/A
TSR: N/A
List of Items Controlled
List of Items Controlled
Related Controls: N/A
Related Definitions: N/A Related Controls: N/A
Items: Related Definitions: N/A
Items:
a. Software for neutronic calculations/modeling;
The List of Items Controlled is contained in the
b. Software for radiation transport ECCN heading.
calculations/modeling;

c. Software for hydrodynamic 0E018 “Technology” for the “development”,


calculations/modeling. “production”, or “use” of items controlled by
0A018.

E. “TECHNOLOGY” License Requirements

Reason for Control: NS, UN, AT


0E001 “Technology,” according to the
Nuclear Technology Note, for the Country Chart
“development,” “production,” or “use” of Control(s) (See Supp. No. 1
items described in 0A002, or 0D001. to part 738)
NS applies to entire entry NS Column 1
Heading Note: “Technology” for certain items AT applies to entire entry AT Column 1
subject to the export licensing authority of the UN applies to entire entry See § 746.1(b) for
Nuclear Regulatory Commission (see 10 CFR UN controls
part 110) is subject to the export licensing
authority of the Department of Energy (see 10 List Based License Exceptions (See Part 740 for
CFR part 810). a description of all license exceptions)

License Requirements CIV: N/A


TSR: Yes
Reason for Control:
List of Items Controlled
Control(s)
Related Controls: N/A
“Technology” for items described in 0A002 and Related Definitions: N/A
0D001 (applies to “software” in 0D001 for items Items:
described in 0A002 only) is subject to the export

Export Administration Regulations Bureau of Industry and Security January 8, 2018


Commerce Control List Supplement No. 1 to Part 774 Category 0—page 25

The list of items controlled is contained in the to part 738)


ECCN heading. NS applies to entire entry NS Column 1
RS applies to entire entry RS Column 1
AT applies to entire entry AT Column 1
Note: This ECCN no longer controls UN applies to entire entry See § 746.1(b) for
“technology” for items formerly controlled by UN controls
0A018.a. See ECCN 0A617.y.1 and.y.1.a for
items formerly controlled by 0A018.a and see the List Based License Exceptions (See Part 740
“technology” controls for those items in ECCN for a description of all license exceptions)
0E617.y.
CIV: N/A
TSR: N/A
0E521 Any technology subject to the EAR
that is not listed elsewhere in the CCL, but Special Conditions for STA
which is controlled for export because it
provides at least a significant military or STA: Paragraph (c)(2) of License
intelligence advantage to the United States or Exception STA (§ 740.20(c)(2)of
for foreign policy reasons. the EAR) may not be used for any
“software” in 0D614.
0E521 technology is subject to RS1
controls with no license exception eligibility List of Items Controlled
other than License Exception GOV for U.S.
Government personnel and agencies under § Related Controls: Technical data directly
740.11(b)(2)(ii) of the EAR, or an item-specific related to articles enumerated in USML
license exception identified in Supplement No. 5 Category IV are controlled under USML
to part 774 particular to an item covered under Category IV(i).
ECCN 0E521. The list of technologies Related Definitions: N/A
determined to be classified under ECCN 0E521 Items:
controls is published in Supplement No. 5 to
part 774. The license requirements and a. “Technology” “required” for the
licensing policy relating to ECCN 0E521 are set “development,” “production,” operation,
forth in § 742.6(a)(7) of the EAR. installation, maintenance, repair, overhaul, or
refurbishing of commodities controlled by
ECCN 0A604 or 0B604, or “software”
0E604 “Technology” “required” for the controlled by ECCN 0D604.
“development,” “production,” operation,
installation, maintenance, repair, overhaul, or b. [Reserved]
refurbishing of commodities controlled by
ECCN 0A604 or 0B604, or “software”
controlled by ECCN 0D604 (see List of Items 0E606 “Technology” “required” for the
Controlled). “development,” “production,” operation,
installation, maintenance, repair, overhaul, or
License Requirements refurbishing of ground vehicles and related
commodities in 0A606, 0B606, 0C606, or
Reason for Control: NS, RS, AT, UN software in 0D606 (see List of Items
Controlled).
Country Chart
Control(s)
(See Supp. No. 1 License Requirements

Export Administration Regulations Bureau of Industry and Security January 8, 2018


Commerce Control List Supplement No. 1 to Part 774 Category 0—page 26

installation, maintenance, repair, overhaul or


Reason for Control: NS, RS, AT, UN refurbishing of commodities or software in
ECCN 0A606.y or 0D606.y.
Country Chart
Control(s) (See Supp. No. 1 0E614 “Technology,” as follows (see List of
to part 738) Items Controlled).
NS applies to entire entry, NS Column 1
except 0E606.y License Requirements
RS applies to entire entry, RS Column 1
except 0E606.y Reason for Control: NS, RS, AT, UN
AT applies to entire entry AT Column 1
UN applies to entire entry, See § 746.1(b) Country Chart (See
except 0E606.y for UN controls Control(s) Supp. No. 1 to part
738)
NS applies to entire entry NS Column 1
List Based License Exceptions (See Part 740 for RS applies to entire entry RS Column 1
a description of all license exceptions) AT applies to entire entry AT Column 1
UN applies to entire entry See § 746.1(b) for
CIV: N/A UN controls
TSR: N/A
List Based License Exceptions (See Part 740
Special Conditions for STA for a description of all license exceptions)

STA: Paragraph (c)(2) of License CIV: N/A


Exception STA (§ 740.20(c)(2) of TSR: N/A
the EAR) may not be used for any
technology in 0D606. Special Conditions for STA

List of Items Controlled STA: Paragraph (c)(2) of License


Exception STA (§ 740.20(c)(2) of
Related Controls: Technical data directly the EAR) may not be used for any
related to articles enumerated in USML technology in 0E614.
Category VII are subject to the controls of
USML paragraph VII(h). List of Items Controlled
Related Definitions: N/A
Items: Related Controls: “Technical data”
directly related to articles enumerated in
a. “Technology” “required” for the USML Category IX is subject to the control
“development,” “production,” operation, of USML paragraph IX(e).
installation, maintenance, repair, overhaul, or Related Definitions: N/A
refurbishing of commodities enumerated or Items:
otherwise described in ECCN 0A606 (except for
ECCNs 0A606.b or 0A606.y), 0B606, or 0C606. a. “Technology” “required” for the
“development,” “production,” operation,
b. through x. [Reserved] installation, maintenance, repair, overhaul, or
refurbishing of commodities or “software”
y. Specific “technology” “required” for the controlled by ECCNs 0A614, 0B614, or 0D614.
“development,” “production,” operation,

Export Administration Regulations Bureau of Industry and Security January 8, 2018


Commerce Control List Supplement No. 1 to Part 774 Category 0—page 27

b. [Reserved] Items:

a. “Technology” (other than “technology”


0E617 “Technology” “required” for the controlled by paragraph .y of this entry)
“development,” “production,” operation, “required” for the “development,” “production,”
installation, maintenance, repair, overhaul, or operation, installation, maintenance, repair,
refurbishing of commodities controlled by overhaul, or refurbishing of commodities or
ECCN 0A617, “equipment controlled by “software” controlled by ECCN 0A617 (except
0B617, or materials controlled by 0C617, or 0A617.y), 0B617, 0C617, or 0D617 (except
“software” controlled by ECCN 0D617 (see 0D617.y).
List of Items Controlled).
b. through x. [Reserved].
License Requirements
y. Specific “technology” “required” for the
Reason for Control: NS, RS, AT, UN “production,” “development,” operation,
installation, maintenance, repair, overhaul, or
Country Chart refurbishing of commodities controlled by
Control(s) (See Supp. No. 1 ECCN 0A617.y or “software” controlled by
to part 738) 0D617.y.
NS applies to entire entry, NS Column 1
except 0E617.y.
RS applies to entire entry, RS Column 1 0E918 “Technology” for the “development”,
except 0E617.y. “production”, or “use” of bayonets.
AT applies to entire entry AT Column 1
UN applies to entire entry, See § 746.1(b) for License Requirements
except 0E617.y. UN controls
Reason for Control: RS, UN, AT
List Based License Exceptions (See Part 740 for
a description of all license exceptions) Country Chart (See
Control(s) Supp. No. 1 to part
CIV: N/A 738)
TSR: N/A RS applies to entire entry RS Column 2
AT applies to entire entry AT Column 1
Special Conditions for STA UN applies to entire entry See § 746.1(b) for
UN controls
STA: Paragraph (c)(2) of License
Exception STA (§ 740.20(c)(2) of List Based License Exceptions (See Part 740 for
the EAR) may not be used for any a description of all license exceptions)
technology in 0E617.
CIV: N/A
List of Items Controlled TSR: N/A

Related Controls: Technical data directly List of Items Controlled


related to articles controlled by USML
Category XIII are subject to the control of Related Controls: N/A
USML paragraph XIII(l). Related Definitions: N/A
Items:
Related Definitions: N/A

Export Administration Regulations Bureau of Industry and Security January 8, 2018


Commerce Control List Supplement No. 1 to Part 774 Category 0—page 28

The list of items controlled is contained in the 738)


ECCN heading. CC applies to “technology” CC Column 1
for shotguns with a barrel
length over 18 in. (45.72
0E982 “Technology” exclusively for the cm) and for shotgun shells
“development” or “production” of equipment controlled by ECCN 0A984
controlled by 0A982 or 0A985. UN applies to entire entry See § 746.1
(b) for UN controls.
License Requirements
List Based License Exceptions (See Part 740 for
Reason for Control: CC a description of all license exceptions)

Control(s) CIV: N/A


TSR: N/A
CC applies to “technology” for items controlled
by 0A982 or 0A985. A license is required for List of Items Controlled
ALL destinations, except Canada, regardless of
end-use. Accordingly, a column specific to this Related Controls: N/A
control does not appear on the Commerce Related Definitions: N/A
Country Chart. (See part 742 of the EAR for Items:
additional information.)
The list of items controlled is contained in the
List Based License Exceptions (See Part 740 for ECCN heading.
a description of all license exceptions)

CIV: N/A 0E987 “Technology” “required” for the


TSR: N/A “development,” or “production” of
commodities controlled by 0A987 that
List of Items Controlled incorporate a focal plane array or image
intensifier tube.
Related Controls: N/A
Related Definitions: N/A License Requirements
Items:
Reason for Control: RS, AT
The list of items controlled is contained in the
ECCN heading. Country Chart (See
Control(s) Supp. No. 1 to part
738)
0E984 “Technology” for the “development” RS applies to entire entry RS Column 1
or “production” of shotguns controlled by AT applies to entire entry AT Column 1
0A984 and buckshot shotgun shells.
List Based License Exceptions (See Part 740 for
License Requirements a description of all license exceptions)
Reason for Control: CC, UN CIV: N/A
TSR: N/A
Country Chart (See
Control(s)
Supp. No. 1 to part List of Items Controlled

Export Administration Regulations Bureau of Industry and Security January 8, 2018


Commerce Control List Supplement No. 1 to Part 774 Category 0—page 29

Related Controls: N/A


Related Definitions: N/A
Items:

The list of items controlled is contained in the


ECCN heading.

EAR99 Items subject to the EAR that are not


elsewhere specified in this CCL Category or in
any other category in the CCL are designated
by the number EAR99.

Export Administration Regulations Bureau of Industry and Security January 8, 2018

You might also like