People vs. Genosa
People vs. Genosa
People vs. Genosa
EN BANC
G.R. No. 135981, January 15, 2004
DECISION
PANGANIBAN, J.:
Admitting she killed her husband, appellant anchors her prayer for acquittal on a
novel theory -- the “battered woman syndrome” (BWS), which allegedly
constitutes self-defense. Under the proven facts, however, she is not entitled to
complete exoneration because there was no unlawful aggression -- no immediate
and unexpected attack on her by her batterer-husband at the time she shot him.
But all is not lost. The severe beatings repeatedly inflicted on appellant
constituted a form of cumulative provocation that broke down her
psychological resistance and self-control. This “psychological paralysis” she
suffered diminished her will power, thereby entitling her to the mitigating factor
under paragraphs 9 and 10 of Article 13 of the Revised Penal Code.
The Case
For automatic review before this Court is the September 25, 1998 Decision[1] of
the Regional Trial Court (RTC) of Ormoc City (Branch 35) in Criminal Case
No. 5016-0, finding Marivic Genosa guilty beyond reasonable doubt of
parricide. The decretal portion of the Decision reads:
“WHEREFORE, after all the foregoing being duly considered, the Court finds
the accused, Marivic Genosa y Isidro, GUILTY beyond reasonable doubt of the
crime of Parricide as provided under Article 246 of the Revised Penal Code as
restored by Sec. 5, RA No. 7659, and after finding treachery as a generic
aggravating circumstance and none of mitigating circumstance, hereby sentences
the accused with the penalty of DEATH.
“The Court likewise penalizes the accused to pay the heirs of the deceased the
sum of fifty thousand pesos (P50,000.00), Philippine currency as indemnity and
another sum of fifty thousand pesos (P50,000.00), Philippine currency as moral
damages.”[2]
The Information[3] charged appellant with parricide as follows:
“That on or about the 15th day of November 1995, at Barangay Bilwang,
Municipality of Isabel, Province of Leyte, Philippines and within the jurisdiction
of this Honorable Court, the above-named accused, with intent to kill, with
treachery and evident premeditation, did then and there wilfully, unlawfully and
feloniously attack, assault, hit and wound one BEN GENOSA, her legitimate
husband, with the use of a hard deadly weapon, which the accused had provided
herself for the purpose, [causing] the following wounds, to wit:
‘Cadaveric spasm.
With the assistance of her counsel,[5] appellant pleaded not guilty during her
arraignment on March 3, 1997.[6] In due course, she was tried for and convicted
of parricide.
The Facts
“On November 15, 1995, Ben and Arturo Basobas went to a cockfight after
receiving their salary. They each had two (2) bottles of beer before heading
home. Arturo would pass Ben’s house before reaching his. When they arrived
at the house of Ben, he found out that appellant had gone to Isabel, Leyte to
look for him. Ben went inside his house, while Arturo went to a store across it,
waiting until 9:00 in the evening for the masiao runner to place a bet. Arturo
did not see appellant arrive but on his way home passing the side of the
Genosas’ rented house, he heard her say ‘I won’t hesitate to kill you’ to which
Ben replied ‘Why kill me when I am innocent?’ That was the last time Arturo
saw Ben alive. Arturo also noticed that since then, the Genosas’ rented house
appeared uninhabited and was always closed.
“On November 16, 1995, appellant asked Erlinda Paderog, her close friend and
neighbor living about fifty (50) meters from her house, to look after her pig
because she was going to Cebu for a pregnancy check-up. Appellant likewise
asked Erlinda to sell her motorcycle to their neighbor Ronnie Dayandayan who
unfortunately had no money to buy it.
“That same day, about 12:15 in the afternoon, Joseph Valida was waiting for a
bus going to Ormoc when he saw appellant going out of their house with her
two kids in tow, each one carrying a bag, locking the gate and taking her
children to the waiting area where he was. Joseph lived about fifty (50) meters
behind the Genosas’ rented house. Joseph, appellant and her children rode the
same bus to Ormoc. They had no conversation as Joseph noticed that appellant
did not want to talk to him.
“On November 18, 1995, the neighbors of Steban Matiga told him about the
foul odor emanating from his house being rented by Ben and appellant. Steban
went there to find out the cause of the stench but the house was locked from
the inside. Since he did not have a duplicate key with him, Steban destroyed the
gate padlock with a borrowed steel saw. He was able to get inside through the
kitchen door but only after destroying a window to reach a hook that locked
it. Alone, Steban went inside the unlocked bedroom where the offensive smell
was coming from. There, he saw the lifeless body of Ben lying on his side on
the bed covered with a blanket. He was only in his briefs with injuries at the
back of his head. Seeing this, Steban went out of the house and sent word to
the mother of Ben about his son’s misfortune. Later that day, Iluminada
Genosa, the mother of Ben, identified the dead body as that of [her] son.
“Meanwhile, in the morning of the same day, SPO3 Leo Acodesin, then
assigned at the police station at Isabel, Leyte, received a report regarding the
foul smell at the Genosas’ rented house. Together with SPO1 Millares, SPO1
Colon, and Dr. Refelina Cerillo, SPO3 Acodesin proceeded to the house and
went inside the bedroom where they found the dead body of Ben lying on his
side wrapped with a bedsheet. There was blood at the nape of Ben who only
had his briefs on. SPO3 Acodesin found in one corner at the side of an
aparador a metal pipe about two (2) meters from where Ben was, leaning against
a wall. The metal pipe measured three (3) feet and six (6) inches long with a
diameter of one and half (1 1/2) inches. It had an open end without a stop
valve with a red stain at one end. The bedroom was not in disarray.
“About 10:00 that same morning, the cadaver of Ben, because of its stench, had
to be taken outside at the back of the house before the postmortem examination
was conducted by Dr. Cerillo in the presence of the police. A municipal health
officer at Isabel, Leyte responsible for medico-legal cases, Dr. Cerillo found that
Ben had been dead for two to three days and his body was already
decomposing. The postmortem examination of Dr. Cerillo yielded the findings
quoted in the Information for parricide later filed against appellant. She
concluded that the cause of Ben’s death was ‘cardiopulmonary arrest secondary
to severe intracranial hemorrhage due to a depressed fracture of the occipital
[bone].’
“Appellant admitted killing Ben. She testified that going home after work on
November 15, 1995, she got worried that her husband who was not home yet
might have gone gambling since it was a payday. With her cousin Ecel Araño,
appellant went to look for Ben at the marketplace and taverns at Isabel, Leyte
but did not find him there. They found Ben drunk upon their return at the
Genosas’ house. Ecel went home despite appellant’s request for her to sleep in
their house.
“Then, Ben purportedly nagged appellant for following him, even challenging
her to a fight. She allegedly ignored him and instead attended to their children
who were doing their homework. Apparently disappointed with her reaction,
Ben switched off the light and, with the use of a chopping knife, cut the
television antenna or wire to keep her from watching television. According to
appellant, Ben was about to attack her so she ran to the bedroom, but he got
hold of her hands and whirled her around. She fell on the side of the bed and
screamed for help. Ben left. At this point, appellant packed his clothes because
she wanted him to leave. Seeing his packed clothes upon his return home, Ben
allegedly flew into a rage, dragged appellant outside of the bedroom towards a
drawer holding her by the neck, and told her ‘You might as well be killed so
nobody would nag me.’ Appellant testified that she was aware that there was a
gun inside the drawer but since Ben did not have the key to it, he got a three-
inch long blade cutter from his wallet. She however, ‘smashed’ the arm of Ben
with a pipe, causing him to drop the blade and his wallet. Appellant then
‘smashed’ Ben at his nape with the pipe as he was about to pick up the blade
and his wallet. She thereafter ran inside the bedroom.
“Appellant, however, insisted that she ended the life of her husband by shooting
him. She supposedly ‘distorted’ the drawer where the gun was and shot
Ben. He did not die on the spot, though, but in the bedroom.”[7] (Citations
omitted)
Version of the Defense
“2. Marivic and Ben had known each other since elementary school; they were
neighbors in Bilwang; they were classmates; and they were third degree
cousins. Both sets of parents were against their relationship, but Ben was
persistent and tried to stop other suitors from courting her. Their closeness
developed as he was her constant partner at fiestas.
“3. After their marriage, they lived first in the home of Ben’s parents, together
with Ben’s brother, Alex, in Isabel, Leyte. In the first year of marriage, Marivic
and Ben ‘lived happily’. But apparently, soon thereafter, the couple would
quarrel often and their fights would become violent.
“4. Ben’s brother, Alex, testified for the prosecution that he could not
remember when Ben and Marivic married. He said that when Ben and Marivic
quarreled, generally when Ben would come home drunk, Marivic would inflict
injuries on him. He said that in one incident in 1993 he saw Marivic holding a
kitchen knife after Ben had shouted for help as his left hand was covered with
blood. Marivic left the house but after a week, she returned apparently having
asked for Ben’s forgiveness. In another incident in May 22, 1994, early
morning, Alex and his father apparently rushed to Ben’s aid again and saw blood
from Ben’s forehead and Marivic holding an empty bottle. Ben and Marivic
reconciled after Marivic had apparently again asked for Ben’s forgiveness.
“Mrs. Iluminada Genosa, Marivic’s mother-in-law, testified too, saying that Ben
and Marivic married in ‘1986 or 1985 more or less here in Fatima, Ormoc
City.’ She said as the marriage went along, Marivic became ‘already very
demanding. Mrs. Iluminada Genosa said that after the birth of Marivic’s two
sons, there were ‘three (3) misunderstandings.’ The first was when Marivic
stabbed Ben with a table knife through his left arm; the second incident was on
November 15, 1994, when Marivic struck Ben on the forehead ‘using a sharp
instrument until the eye was also affected. It was wounded and also the ear’ and
her husband went to Ben to help; and the third incident was in 1995 when the
couple had already transferred to the house in Bilwang and she saw that Ben’s
hand was plastered as ‘the bone cracked.’
“Both mother and son claimed they brought Ben to a Pasar clinic for medical
intervention.
“5. Arturo Basobas, a co-worker of Ben, testified that on November 15, 1995
‘After we collected our salary, we went to the cock-fighting place of
ISCO.’ They stayed there for three (3) hours, after which they went to ‘Uniloks’
and drank beer – allegedly only two (2) bottles each. After drinking they bought
barbeque and went to the Genosa residence. Marivic was not there. He stayed
a while talking with Ben, after which he went across the road to wait ‘for the
runner and the usher of the masiao game because during that time, the hearing
on masiao numbers was rampant. I was waiting for the ushers and runners so
that I can place my bet.’ On his way home at about 9:00 in the evening, he
heard the Genosas arguing. They were quarreling loudly. Outside their house
was one ‘Fredo’ who is used by Ben to feed his fighting cocks. Basobas’
testimony on the root of the quarrel, conveniently overheard by him was
Marivic saying ‘I will never hesitate to kill you’, whilst Ben replied ‘Why kill me
when I am innocent.’ Basobas thought they were joking.
“He did not hear them quarreling while he was across the road from the Genosa
residence. Basobas admitted that he and Ben were always at the cockpits every
Saturday and Sunday. He claims that he once told Ben ‘before when he was
stricken with a bottle by Marivic Genosa’ that he should leave her and that Ben
would always take her back after she would leave him ‘so many times’.
“Basobas could not remember when Marivic had hit Ben, but it was a long time
that they had been quarreling. He said Ben ‘even had a wound’ on the right
forehead. He had known the couple for only one (1) year.
“6. Marivic testified that after the first year of marriage, Ben became cruel to her
and was a habitual drinker. She said he provoked her, he would slap her,
sometimes he would pin her down on the bed, and sometimes beat her.
“These incidents happened several times and she would often run home to her
parents, but Ben would follow her and seek her out, promising to change and
would ask for her forgiveness. She said after she would be beaten, she would
seek medical help from Dr. Dino Caing, Dr. Lucero and Dra. Cerillo. These
doctors would enter the injuries inflicted upon her by Ben into their
reports. Marivic said Ben would beat her or quarrel with her every time he was
drunk, at least three times a week.
“7. In her defense, witnesses who were not so closely related to Marivic, testified
as to the abuse and violence she received at the hands of Ben.
‘7.1. Mr. Joe Barrientos, a fisherman, who was a [neighbor] of the Genosas,
testified that on November 15, 1995, he overheard a quarrel between Ben and
Marivic. Marivic was shouting for help and through the open jalousies, he saw
the spouses ‘grappling with each other’. Ben had Marivic in a choke hold. He
did not do anything, but had come voluntarily to testify. (Please note this was the
same night as that testified to by Arturo Busabos.[8])
‘7.2. Mr. Junnie Barrientos, also a fisherman, and the brother of Mr. Joe
Barrientos, testified that he heard his neighbor Marivic shouting on the night of
November 15, 1995. He peeped through the window of his hut which is
located beside the Genosa house and saw ‘the spouses grappling with each other
then Ben Genosa was holding with his both hands the neck of the accused,
Marivic Genosa’. He said after a while, Marivic was able to extricate he[r]self
and enter the room of the children. After that, he went back to work as he was
to go fishing that evening. He returned at 8:00 the next morning. (Again, please
note that this was the same night as that testified to by Arturo Basobas).
‘7.3. Mr. Teodoro Sarabia was a former neighbor of the Genosas while they
were living in Isabel, Leyte. His house was located about fifty (50) meters from
theirs. Marivic is his niece and he knew them to be living together for 13 or 14
years. He said the couple was always quarreling. Marivic confided in him that
Ben would pawn items and then would use the money to gamble. One time, he
went to their house and they were quarreling. Ben was so angry, but would be
pacified ‘if somebody would come.’ He testified that while Ben was alive ‘he
used to gamble and when he became drunk, he would go to our house and he
will say, ‘Teody’ because that was what he used to call me, ‘mokimas ta,’ which
means ‘let’s go and look for a whore.’ Mr. Sarabia further testified that Ben
‘would box his wife and I would see bruises and one time she ran to me, I
noticed a wound (the witness pointed to his right breast) as according to her a
knife was stricken to her.’ Mr. Sarabia also said that once he saw Ben had been
injured too. He said he voluntarily testified only that morning.
‘7.4. Miss Ecel Arano, an 18-year old student, who is a cousin of Marivic,
testified that in the afternoon of November 15, 1995, Marivic went to her house
and asked her help to look for Ben. They searched in the market place, several
taverns and some other places, but could not find him. She accompanied
Marivic home. Marivic wanted her to sleep with her in the Genosa house
‘because she might be battered by her husband.’ When they got to the Genosa
house at about 7:00 in the evening, Miss Arano said that ‘her husband was
already there and was drunk.’ Miss Arano knew he was drunk ‘because of his
staggering walking and I can also detect his face.’ Marivic entered the house and
she heard them quarrel noisily. (Again, please note that this is the same night as
that testified to by Arturo Basobas) Miss Arano testified that this was not the
first time Marivic had asked her to sleep in the house as Marivic would be afraid
every time her husband would come home drunk. At one time when she did
sleep over, she was awakened at 10:00 in the evening when Ben arrived because
the couple ‘were very noisy in the sala and I had heard something was broken
like a vase.’ She said Marivic ran into her room and they locked the
door. When Ben couldn’t get in he got a chair and a knife and ‘showed us the
knife through the window grill and he scared us.’ She said that Marivic shouted
for help, but no one came. On cross-examination, she said that when she left
Marivic’s house on November 15, 1995, the couple were still quarreling.
‘7.5. Dr. Dino Caing, a physician testified that he and Marivic were co-
employees at PHILPHOS, Isabel, Leyte. Marivic was his patient ‘many times’
and had also received treatment from other doctors. Dr. Caing testified that
from July 6, 1989 until November 9, 1995, there were six (6) episodes of
physical injuries inflicted upon Marivic. These injuries were reported in his Out-
Patient Chart at the PHILPHOS Hospital. The prosecution admitted the
qualifications of Dr. Caing and considered him an expert witness.’
‘Dr. Caing’s clinical history of the tension headache and hypertention of Marivic
on twenty-three (23) separate occasions was marked at Exhibits ‘2’ and ‘2-
B.’ The OPD Chart of Marivic at the Philphos Clinic which reflected all the
consultations made by Marivic and the six (6) incidents of physical injuries
reported was marked as Exhibit ‘3.’
“On cross-examination, Dr. Caing said that he is not a psychiatrist, he could not
say whether the injuries were directly related to the crime committed. He said it
is only a psychiatrist who is qualified to examine the psychological make-up of
the patient, ‘whether she is capable of committing a crime or not.’
‘7.6 Mr. Panfilo Tero, the barangay captain in the place where the Genosas
resided, testified that about two (2) months before Ben died, Marivic went to his
office past 8:00 in the evening. She sought his help to settle or confront the
Genosa couple who were experiencing ‘family troubles’. He told Marivic to
return in the morning, but he did not hear from her again and assumed ‘that
they might have settled with each other or they might have forgiven with each
other.’
“Marivic testified that during her marriage she had tried to leave her husband at
least five (5) times, but that Ben would always follow her and they would
reconcile. Marivic said that the reason why Ben was violent and abusive
towards her that night was because ‘he was crazy about his recent girlfriend,
Lulu x x x Rubillos.’
“On cross-examination, Marivic insisted she shot Ben with a gun; she said that
he died in the bedroom; that their quarrels could be heard by anyone passing
their house; that Basobas lied in his testimony; that she left for Manila the next
day, November 16, 1995; that she did not bother anyone in Manila, rented
herself a room, and got herself a job as a field researcher under the alias
‘Marvelous Isidro’; she did not tell anyone that she was leaving Leyte, she just
wanted to have a safe delivery of her baby; and that she was arrested in San
Pablo, Laguna.
‘Answering questions from the Court, Marivic said that she threw the gun away;
that she did not know what happened to the pipe she used to ‘smash him once’;
that she was wounded by Ben on her wrist with the bolo; and that two (2) hours
after she was ‘whirled’ by Ben, he kicked her ‘ass’ and dragged her towards the
drawer when he saw that she had packed his things.’
“9. The body of Ben Genosa was found on November 18, 1995 after an
investigation was made of the foul odor emitting from the Genosa
residence. This fact was testified to by all the prosecution witnesses and some
defense witnesses during the trial.
“10. Dra. Refelina Y. Cerillo, a physician, was the Municipal Health Officer of
Isabel, Leyte at the time of the incident, and among her responsibilities as such
was to take charge of all medico-legal cases, such as the examination of cadavers
and the autopsy of cadavers. Dra. Cerillo is not a forensic pathologist. She
merely took the medical board exams and passed in 1986. She was called by the
police to go to the Genosa residence and when she got there, she saw ‘some
police officer and neighbor around.’ She saw Ben Genosa, covered by a
blanket, lying in a semi-prone position with his back to the door. He was
wearing only a brief.
“Dra. Cerillo said that ‘there is only one injury and that is the injury involving
the skeletal area of the head’ which she described as a ‘fracture’. And that based
on her examination, Ben had been dead 2 or 3 days. Dra. Cerillo did not testify
as to what caused his death.
“11. The Information, dated November 14, 1996, filed against Marivic Genosa
charged her with the crime of PARRICIDE committed ‘with intent to kill, with
treachery and evidence premeditation, x x x wilfully, unlawfully and feloniously
attack, assault, hit and wound x x x her legitimate husband, with the use of a
hard deadly weapon x x x which caused his death.’
“12. Trial took place on 7 and 14 April 1997, 14 May 1997, 21 July 1997, 17, 22
and 23 September 1997, 12 November 1997, 15 and 16 December 1997, 22 May
1998, and 5 and 6 August 1998.
“13. On 23 September 1998, or only fifty (50) days from the day of the last trial
date, the Hon. Fortunito L. Madrona, Presiding Judge, RTC-Branch 35, Ormoc
City, rendered a JUDGMENT finding Marivic guilty ‘beyond reasonable doubt’
of the crime of parricide, and further found treachery as an aggravating
circumstance, thus sentencing her to the ultimate penalty of DEATH.
“14. The case was elevated to this Honorable Court upon automatic review and,
under date of 24 January 2000, Marivic’s trial lawyer, Atty. Gil Marvel P.
Tabucanon, filed a Motion to Withdraw as counsel, attaching thereto, as a
precautionary measure, two (2) drafts of Appellant’s Briefs he had prepared for
Marivic which, for reasons of her own, were not conformed to by her.
“15. Without the knowledge of counsel, Marivic Genosa wrote a letter dated 20
January 2000, to the Chief Justice, coursing the same through Atty. Teresita G.
Dimaisip, Deputy Clerk of Court of Chief Judicial Records Office, wherein she
submitted her ‘Brief without counsels’ to the Court.
“Immediately before Dra. Dayan was sworn, the Court a quo asked if she had
interviewed Marivic Genosa. Dra. Dayan informed the Court that interviews
were done at the Penal Institution in 1999, but that the clinical interviews and
psychological assessment were done at her clinic.
“Dra. Dayan testified that she has been a clinical psychologist for twenty (20)
years with her own private clinic and connected presently to the De La Salle
University as a professor. Before this, she was the Head of the Psychology
Department of the Assumption College; a member of the faculty of Psychology
at the Ateneo de Manila University and St. Joseph’s College; and was the
counseling psychologist of the National Defense College. She has an AB in
Psychology from the University of the Philippines, a Master of Arts in Clinical
[Counseling], Psychology from the Ateneo, and a PhD from the U.P. She was
the past president of the Psychological Association of the Philippines and is a
member of the American Psychological Association. She is the secretary of the
International Council of Psychologists from about 68 countries; a member of
the Forensic Psychology Association; and a member of the ASEAN
[Counseling] Association. She is actively involved with the Philippine Judicial
Academy, recently lecturing on the socio-demographic and psychological profile
of families involved in domestic violence and nullity cases. She was with the
Davide Commission doing research about Military Psychology. She has written
a book entitled ‘Energy Global Psychology’ (together with Drs. Allan Tan and
Allan Bernardo). The Genosa case is the first time she has testified as an expert
on battered women as this is the first case of that nature.
“Dra. Dayan testified that for the research she conducted, on the socio-
demographic and psychological profile of families involved in domestic
violence, and nullity cases, she looked at about 500 cases over a period of ten
(10) years and discovered that ‘there are lots of variables that cause all of this
marital conflicts, from domestic violence to infidelity, to psychiatric disorder.’
“Dra. Dayan testified that in her studies, ‘the battered woman usually has a very
low opinion of herself. She has a self-defeating and self-sacrificing
characteristics. x x x they usually think very lowly of themselves and so when the
violence would happen, they usually think that they provoke it, that they were
the one who precipitated the violence, they provoke their spouse to be
physically, verbally and even sexually abusive to them.’ Dra. Dayan said that
usually a battered x x x comes from a dysfunctional family or from ‘broken
homes.’
“Dra. Dayan said that the batterer, just like the battered woman, ‘also has a very
low opinion of himself. But then emerges to have superiority complex and it
comes out as being very arrogant, very hostile, very aggressive and very
angry. They also had (sic) a very low tolerance for frustrations. A lot of times
they are involved in vices like gambling, drinking and drugs. And they become
violent.’ The batterer also usually comes from a dysfunctional family which
over-pampers them and makes them feel entitled to do anything. Also, they see
often how their parents abused each other so ‘there is a lot of modeling of
aggression in the family.’
“Dra. Dayan testified that there are a lot of reasons why a battered woman
does not leave her husband: poverty, self-blame and guilt that she provoked the
violence, the cycle itself which makes her hope her husband will change, the
belief in her obligations to keep the family intact at all costs for the sake of the
children.
“Dra. Dayan said that abused wives react differently to the violence: some leave
the house, or lock themselves in another room, or sometimes try to fight back
triggering ‘physical violence on both of them.’ She said that in a ‘normal marital
relationship,’ abuses also happen, but these are ‘not consistent, not chronic, are
not happening day in [and] day out.’ In an ‘abnormal marital relationship,’ the
abuse occurs day in and day out, is long lasting and ‘even would cause
hospitalization on the victim and even death on the victim.’
“Dra. Dayan said that as a result of the battery of psychological tests she
administered, it was her opinion that Marivic fits the profile of a battered
woman because ‘inspite of her feeling of self-confidence which we can see at
times there are really feeling (sic) of loss, such feelings of humiliation which she
sees herself as damaged and as a broken person. And at the same time she still
has the imprint of all the abuses that she had experienced in the past.’
“Dra. Dayan said Marivic thought of herself as a loving wife and did not even
consider filing for nullity or legal separation inspite of the abuses. It was at the
time of the tragedy that Marivic then thought of herself as a victim.
“19. On 9 February 2001, Dr. Alfredo Pajarillo, a physician, who has since
passed away, appeared and testified before RTC-Branch 35, Ormoc City.
“Dr. Pajarillo explained that psychiatry deals with the functional disorder of the
mind and neurology deals with the ailment of the brain and spinal cord
enlarged. Psychology, on the other hand, is a bachelor degree and a doctorate
degree; while one has to finish medicine to become a specialist in psychiatry.
“Even only in his 7th year as a resident in V. Luna Medical Centre, Dr. Pajarillo
had already encountered a suit involving violent family relations, and testified in
a case in 1964. In the Armed Forces of the Philippines, violent family disputes
abound, and he has seen probably ten to twenty thousand cases. In those days,
the primordial intention of therapy was reconciliation. As a result of his
experience with domestic violence cases, he became a consultant of the Battered
Woman Office in Quezon City under Atty. Nenita Deproza.
“As such consultant, he had seen around forty (40) cases of severe domestic
violence, where there is physical abuse: such as slapping, pushing, verbal abuse,
battering and boxing a woman even to an unconscious state such that the
woman is sometimes confined. The affliction of Post-Traumatic Stress
Disorder ‘depends on the vulnerability of the victim.’ Dr. Pajarillo said that if
the victim is not very healthy, perhaps one episode of violence may induce the
disorder; if the psychological stamina and physiologic constitutional stamina of
the victim is stronger, ‘it will take more repetitive trauma to precipitate the post-
traumatic stress disorder and this x x x is very dangerous.’
“Dr. Pajarillo explained that with ‘neurotic anxiety’, the victim relives the
beating or trauma as if it were real, although she is not actually being beaten at
that time. She thinks ‘of nothing but the suffering.’
“Dr. Pajarillo emphasized that ‘even though without the presence of the
precipator (sic) or the one who administered the battering, that re-experiencing
of the trauma occurred (sic) because the individual cannot control it. It will just
come up in her mind or in his mind.’
“Dr. Pajarillo testified that he met Marivic Genosa in his office in an interview
he conducted for two (2) hours and seventeen (17) minutes. He used the
psychological evaluation and social case studies as a help in forming his
diagnosis. He came out with a Psychiatric Report, dated 22 January 2001.
“On cross-examination by the private prosecutor, Dr. Pajarillo said that at the
time she killed her husband Marivic’c mental condition was that she was ‘re-
experiencing the trauma.’ He said ‘that we are trying to explain scientifically that
the re-experiencing of the trauma is not controlled by Marivic. It will just come
in flashes and probably at that point in time that things happened when the re-
experiencing of the trauma flashed in her mind.’ At the time he interviewed
Marivic ‘she was more subdued, she was not super alert anymore x x x she is
mentally stress (sic) because of the predicament she is involved.’
Finding the proffered theory of self-defense untenable, the RTC gave credence
to the prosecution evidence that appellant had killed the deceased while he was
in bed sleeping. Further, the trial court appreciated the generic aggravating
circumstance of treachery, because Ben Genosa was supposedly defenseless
when he was killed -- lying in bed asleep when Marivic smashed him with a pipe
at the back of his head.
The capital penalty having been imposed, the case was elevated to this Court for
automatic review.
Supervening Circumstances
On February 19, 2000, appellant filed an Urgent Omnibus Motion praying that
this Court allow (1) the exhumation of Ben Genosa and the reexamination of
the cause of his death; (2) the examination of appellant by qualified
psychologists and psychiatrists to determine her state of mind at the time she
had killed her spouse; and (3) the inclusion of the said experts’ reports in the
records of the case for purposes of the automatic review or, in the alternative, a
partial reopening of the case for the lower court to admit the experts’
testimonies.
Acting on the Court’s Resolution, the trial judge authorized the examination of
Marivic by two clinical psychologists, Drs. Natividad Dayan[10] and Alfredo
Pajarillo,[11] supposedly experts on domestic violence. Their testimonies, along
with their documentary evidence, were then presented to and admitted by the
lower court before finally being submitted to this Court to form part of the
records of the case.[12]
The Issues
Appellant assigns the following alleged errors of the trial court for this Court’s
consideration:
“1. The trial court gravely erred in promulgating an obviously hasty decision
without reflecting on the evidence adduced as to self-defense.
“2. The trial court gravely erred in finding as a fact that Ben and Marivic Genosa
were legally married and that she was therefore liable for parricide.
“3. The trial court gravely erred finding the cause of death to be by beating with
a pipe.
“4. The trial court gravely erred in ignoring and disregarding evidence adduced
from impartial and unbiased witnesses that Ben Genosa was a drunk, a gambler,
a womanizer and wife-beater; and further gravely erred in concluding that Ben
Genosa was a battered husband.
“5. The trial court gravely erred in not requiring testimony from the children of
Marivic Genosa.
“6. The trial court gravely erred in concluding that Marivic’s flight to Manila and
her subsequent apologies were indicia of guilt, instead of a clear attempt to save
the life of her unborn child.
“7. The trial court gravely erred in concluding that there was an aggravating
circumstance of treachery.
“8. The trial court gravely erred in refusing to re-evaluate the traditional
elements in determining the existence of self-defense and defense of foetus in
this case, thereby erroneously convicting Marivic Genosa of the crime of
parricide and condemning her to the ultimate penalty of death.”[13]
In the main, the following are the essential legal issues: (1) whether appellant
acted in self-defense and in defense of her fetus; and (2) whether treachery
attended the killing of Ben Genosa.
The first six assigned errors raised by appellant are factual in nature, if not
collateral to the resolution of the principal issues. As consistently held by this
Court, the findings of the trial court on the credibility of witnesses and their
testimonies are entitled to a high degree of respect and will not be disturbed on
appeal in the absence of any showing that the trial judge gravely abused his
discretion or overlooked, misunderstood or misapplied material facts or
circumstances of weight and substance that could affect the outcome of the
case.[14]
First, we do not agree that the lower court promulgated “an obviously hasty
decision without reflecting on the evidence adduced as to self-defense.” We
note that in his 17-page Decision, Judge Fortunito L. Madrona summarized the
testimonies of both the prosecution and the defense witnesses and -- on the
basis of those and of the documentary evidence on record -- made his
evaluation, findings and conclusions. He wrote a 3-page discourse assessing the
testimony and the self-defense theory of the accused. While she, or even this
Court, may not agree with the trial judge’s conclusions, we cannot peremptorily
conclude, absent substantial evidence, that he failed to reflect on the evidence
presented.
Second, the lower court did not err in finding as a fact that Ben Genosa and
appellant had been legally married, despite the non-presentation of their
marriage contract. In People v. Malabago,[16] this Court held:
“The key element in parricide is the relationship of the offender with the
victim. In the case of parricide of a spouse, the best proof of the relationship
between the accused and the deceased is the marriage certificate. In the absence
of a marriage certificate, however, oral evidence of the fact of marriage may be
considered by the trial court if such proof is not objected to.”
Two of the prosecution witnesses -- namely, the mother and the brother of
appellant’s deceased spouse -- attested in court that Ben had been married to
Marivic.[17]The defense raised no objection to these testimonies. Moreover,
during her direct examination, appellant herself made a judicial admission of her
marriage to Ben.[18]Axiomatic is the rule that a judicial admission is conclusive
upon the party making it, except only when there is a showing that (1) the
admission was made through a palpable mistake, or (2) no admission was in fact
made.[19] Other than merely attacking the non-presentation of the marriage
contract, the defense offered no proof that the admission made by appellant in
court as to the fact of her marriage to the deceased was made through a palpable
mistake.
Third, under the circumstances of this case, the specific or direct cause of Ben’s
death -- whether by a gunshot or by beating with a pipe -- has no legal
consequence. As the Court elucidated in its September 29, 2000 Resolution,
“[c]onsidering that the appellant has admitted the fact of killing her husband and
the acts of hitting his nape with a metal pipe and of shooting him at the back of
his head, the Court believes that exhumation is unnecessary, if not immaterial,
to determine which of said acts actually caused the victim’s death.” Determining which
of these admitted acts caused the death is not dispositive of the guilt or defense
of appellant.
Fourth, we cannot fault the trial court for not fully appreciating evidence that
Ben was a drunk, gambler, womanizer and wife-beater. Until this case came to
us for automatic review, appellant had not raised the novel defense of “battered
woman syndrome,” for which such evidence may have been relevant. Her
theory of self-defense was then the crucial issue before the trial court. As will
be discussed shortly, the legal requisites of self-defense under prevailing
jurisprudence ostensibly appear inconsistent with the surrounding facts that led
to the death of the victim. Hence, his personal character, especially his past
behavior, did not constitute vital evidence at the time.
Fifth, the trial court surely committed no error in not requiring testimony from
appellant’s children. As correctly elucidated by the solicitor general, all criminal
actions are prosecuted under the direction and control of the public prosecutor,
in whom lies the discretion to determine which witnesses and evidence are
necessary to present.[20] As the former further points out, neither the trial court
nor the prosecution prevented appellant from presenting her children as
witnesses. Thus, she cannot now fault the lower court for not requiring them to
testify.
Appellant admits killing Ben Genosa but, to avoid criminal liability, invokes self-
defense and/or defense of her unborn child. When the accused admits killing
the victim, it is incumbent upon her to prove any claimed justifying
circumstance by clear and convincing evidence.[21] Well-settled is the rule that in
criminal cases, self-defense (and similarly, defense of a stranger or third person)
shifts the burden of proof from the prosecution to the defense.[22]
However, the techniques adopted by the woman in her effort to placate him are
not usually successful, and the verbal and/or physical abuse worsens. Each
partner senses the imminent loss of control and the growing tension and
despair. Exhausted from the persistent stress, the battered woman soon
withdraws emotionally. But the more she becomes emotionally unavailable, the
more the batterer becomes angry, oppressive and abusive. Often, at some
unpredictable point, the violence “spirals out of control” and leads to an acute
battering incident.[29]
At this stage, she has a sense of detachment from the attack and the terrible
pain, although she may later clearly remember every detail. Her apparent
passivity in the face of acute violence may be rationalized thus: the batterer is
almost always much stronger physically, and she knows from her past painful
experience that it is futile to fight back. Acute battering incidents are often very
savage and out of control, such that innocent bystanders or intervenors are
likely to get hurt.[30]
The final phase of the cycle of violence begins when the acute battering incident
ends. During this tranquil period, the couple experience profound relief. On
the one hand, the batterer may show a tender and nurturing behavior towards
his partner. He knows that he has been viciously cruel and tries to make up for
it, begging for her forgiveness and promising never to beat her again. On the
other hand, the battered woman also tries to convince herself that the battery
will never happen again; that her partner will change for the better; and that this
“good, gentle and caring man” is the real person whom she loves.
A battered woman usually believes that she is the sole anchor of the emotional
stability of the batterer. Sensing his isolation and despair, she feels responsible
for his well-being. The truth, though, is that the chances of his reforming, or
seeking or receiving professional help, are very slim, especially if she remains
with him. Generally, only after she leaves him does he seek professional help as
a way of getting her back. Yet, it is in this phase of remorseful reconciliation
that she is most thoroughly tormented psychologically.
History of Abuse
in the Present Case
To show the history of violence inflicted upon appellant, the defense presented
several witnesses. She herself described her heart-rending experience as follows:
“ATTY. TABUCANON
Q How did you describe your marriage with Ben Genosa?
A In the first year, I lived with him happily but in the subsequent year he was cruel to
me and a behavior of habitual drinker.
Q You said that in the subsequent year of your marriage, your husband was abusive to
you and cruel. In what way was this abusive and cruelty manifested to you?
A He always provoke me in everything, he always slap me and sometimes he pinned me
down on the bed and sometimes beat me.
Q What was the action of Ben Genosa towards you leaving home?
A He is following me, after that he sought after me.
Q During those times that you were the recipient of such cruelty and abusive behavior
by your husband, were you able to see a doctor?
A Yes, sir.
Q Will you please read the physical findings together with the dates for the record.
A 1. May 12, 1990 - physical findings are as follows: Hematoma (R) lower eyelid and
redness of eye. Attending physician: Dr. Lucero;
2. March 10, 1992 -Contusion-Hematoma (L) lower arbital area, pain and contusion
(R) breast. Attending physician: Dr. Canora;
4. August 1, 1994 - Pain, mastitis (L) breast, 2o to trauma. Attending physician: Dr.
Caing;
5. April 17, 1995 - Trauma, tenderness (R) Shoulder. Attending physician: Dr.
Canora; and
6. June 5, 1995 - Swelling Abrasion (L) leg, multiple contusion Pregnancy. Attending
physician: Dr. Canora.
Q Among the findings, there were two (2) incidents wherein you were the attending
physician, is that correct?
A Yes, sir.
Q Now, going to your finding no. 3 where you were the one who attended the
patient. What do you mean by abrasion furuncle left axilla?
A Abrasion is a skin wound usually when it comes in contact with something rough
substance if force is applied.
ATTY. TABUCANON:
Q By the way Doctor, were you able to physical examine the accused sometime in the
month of November, 1995 when this incident happened?
A As per record, yes.
Q On November 6, 1995, will you please tell this Honorable Court, was the patient
pregnant?
A Yes, sir.
Q Being a doctor, can you more engage at what stage of pregnancy was she?
A Eight (8) months pregnant.
Q What was your November 6, 1995 examination, was it an examination about her
pregnancy or for some other findings?
A No, she was admitted for hypertension headache which complicates her pregnancy.
Q Where?
A At PHILPHOS Hospital.
Q Lets go back to the clinical history of Marivic Genosa. You said that you were able to
examine her personally on November 6, 1995 and she was 8 months pregnant.
What is this all about?
A Because she has this problem of tension headache secondary to hypertension and I
think I have a record here, also the same period from 1989 to 1995, she had a
consultation for twenty-three (23) times.
Q For what?
A Tension headache.
Q Can we say that specially during the latter consultation, that the patient had
hypertension?
A The patient definitely had hypertension. It was refractory to our treatment. She does
not response when the medication was given to her, because tension headache is
more or less stress related and emotional in nature.
Q What did you deduce of tension headache when you said is emotional in nature?
A From what I deduced as part of our physical examination of the patient is the family
history in line of giving the root cause of what is causing this disease. So, from the
moment you ask to the patient all comes from the domestic problem.
Q You mean problem in her household?
A Probably.
Q In November 6, 1995, the date of the incident, did you take the blood pressure of the
accused?
A On November 6, 1995 consultation, the blood pressure was 180/120.
Q Considering that she was 8 months pregnant, you mean this is dangerous level of
blood pressure?
A It was dangerous to the child or to the fetus.” [34]
Another defense witness, Teodoro Sarabia, a former neighbor of the Genosas in
Isabel, Leyte, testified that he had seen the couple quarreling several times; and
that on some occasions Marivic would run to him with bruises, confiding that
the injuries were inflicted upon her by Ben.[35]
Ecel Arano also testified[36] that for a number of times she had been asked by
Marivic to sleep at the Genosa house, because the latter feared that Ben would
come home drunk and hurt her. On one occasion that Ecel did sleep over, she
was awakened about ten o’clock at night, because the couple “were very noisy
… and I heard something was broken like a vase.” Then Marivic came running
into Ecel’s room and locked the door. Ben showed up by the window grill atop
a chair, scaring them with a knife.
On the afternoon of November 15, 1995, Marivic again asked her help -- this
time to find Ben -- but they were unable to. They returned to the Genosa
home, where they found him already drunk. Again afraid that he might hurt
her, Marivic asked her to sleep at their house. Seeing his state of drunkenness,
Ecel hesitated; and when she heard the couple start arguing, she decided to
leave.
On that same night that culminated in the death of Ben Genosa, at least three
other witnesses saw or heard the couple quarreling.[37] Marivic relates in detail
the following backdrop of the fateful night when life was snuffed out of him,
showing in the process a vivid picture of his cruelty towards her:
“ATTY. TABUCANON:
Q Please tell this Court, can you recall the incident in November 15, 1995 in the
evening?
A Whole morning and in the afternoon, I was in the office working then after office
hours, I boarded the service bus and went to Bilwang. When I reached Bilwang, I
immediately asked my son, where was his father, then my second child said, ‘he was
not home yet’. I was worried because that was payday, I was anticipating that he was
gambling. So while waiting for him, my eldest son arrived from school, I prepared
dinner for my children.
Q By the way, where was your conjugal residence situated this time?
A Bilwang.
Q What time were you able to come back in your residence at Bilwang?
A I went back around almost 8:00 o’clock.
Q Who was this cousin of yours who you requested to sleep with you?
A Ecel Araño, the one who testified.
Q What’s the name of the baby you were carrying at that time?
A Marie Bianca.
Q What time?
A When I arrived home, he was there already in his usual behavior.
Q You said that when you arrived, he was drunk and yelling at you? What else did he do
if any?
A He is nagging at me for following him and he dared me to quarrel him.
Q What was the cause of his nagging or quarreling at you if you know?
A He was angry at me because I was following x x x him, looking for him. I was just
worried he might be overly drunk and he would beat me again.
Q You said that he was yelling at you, what else, did he do to you if any?
A He was nagging at me at that time and I just ignore him because I want to avoid
trouble for fear that he will beat me again. Perhaps he was disappointed because I
just ignore him of his provocation and he switch off the light and I said to him, ‘why
did you switch off the light when the children were there.’ At that time I was also
attending to my children who were doing their assignments. He was angry with me
for not answering his challenge, so he went to the kitchen and [got] a bolo and cut the
antenna wire to stop me from watching television.
Q What did he do with the bolo?
A He cut the antenna wire to keep me from watching T.V.
Q You said the children were scared, what else happened as Ben was carrying that bolo?
A He was about to attack me so I run to the room.
Q You said earlier that he whirled you and you fell on the bedside?
A Yes, sir.
Q You screamed for help and he left, do you know where he was going?
A Outside perhaps to drink more.
Q During this time, where were your children, what were their reactions?
A After a couple of hours, he went back again and he got angry with me for packing his
clothes, then he dragged me again of the bedroom holding my neck.
Q You said that when Ben came back to your house, he dragged you? How did he drag
you?
COURT INTERPRETER:
The witness demonstrated to the Court by using her right hand flexed forcibly in her
front neck)
A And he dragged me towards the door backward.
ATTY. TABUCANON:
Q Where did he bring you?
A Outside the bedroom and he wanted to get something and then he kept on shouting
at me that ‘you might as well be killed so there will be nobody to nag me.’
COURT INTERPRETER:
(At this juncture the witness started crying).
ATTY. TABUCANON:
Q Were you actually brought to the drawer?
A Yes, sir.
COURT INTERPRETER:
(The witness at this juncture is crying intensely).
ATTY. TABUCANON:
Q Talking of drawer, is this drawer outside your room?
A Outside.
Q You said that he dropped the blade, for the record will you please describe this blade
about 3 inches long, how does it look like?
A Three (3) inches long and 1/2 inch wide.
Q Is it a flexible blade?
A It’s a cutter.
Q Before you met her in 1999 for three hours, we presume that you already knew of the
facts of the case or at least you have substantial knowledge of the facts of the case?
A I believe I had an idea of the case, but I do not know whether I can consider them as
substantial.
Q Did you gather an information from Marivic that on the side of her husband they were
fond of battering their wives?
A I also heard that from her?
Q Did you ask for a complete example who are the relatives of her husband that were
fond of battering their wives?
A What I remember that there were brothers of her husband who are also battering
their wives.
Q Did she not inform you that there was an instance that she stayed in a hotel in Ormoc
where her husband followed her and battered [her] several times in that room?
A She told me about that.
Q Being an expert witness, our jurisprudence is not complete on saying this matter. I
think that is the first time that we have this in the Philippines, what is your opinion?
A Sir, my opinion is, she is really a battered wife and in this kind happened, it was really
a self-defense. I also believe that there had been provocation and I also believe that
she became a disordered person. She had to suffer anxiety reaction because of all the
battering that happened and so she became an abnormal person who had lost she’s
not during the time and that is why it happened because of all the physical battering,
emotional battering, all the psychological abuses that she had experienced from her
husband.
Q And what did you discover on the basis of this objective personality test?
A She was a person who passed the honesty test. Meaning she is a person that I can
trust. That the data that I’m gathering from her are the truth.”[41]
The other expert witness presented by the defense, Dr. Alfredo Pajarillo,
testified on his Psychiatric Report,[42] which was based on his interview and
examination of Marivic Genosa. The Report said that during the first three
years of her marriage to Ben, everything looked good -- the atmosphere was
fine, normal and happy -- until “Ben started to be attracted to other girls and
was also enticed in[to] gambling[,] especially cockfighting. x x x. At the same
time Ben was often joining his barkadain drinking sprees.”
The drinking sprees of Ben greatly changed the attitude he showed toward his
family, particularly to his wife. The Report continued: “At first, it was verbal
and emotional abuses but as time passed, he became physically abusive. Marivic
claimed that the viciousness of her husband was progressive every time he got
drunk. It was a painful ordeal Marivic had to anticipate whenever she suspected
that her husband went for a drinking [spree]. They had been married for twelve
years[;] and practically more than eight years, she was battered and maltreated
relentlessly and mercilessly by her husband whenever he was drunk.”
Marivic sought the help of her mother-in-law, but her efforts were in
vain. Further quoting from the Report, “[s]he also sought the advice and help
of close relatives and well-meaning friends in spite of her feeling ashamed of
what was happening to her. But incessant battering became more and more
frequent and more severe. x x x.”[43]
From the totality of evidence presented, there is indeed no doubt in the Court’s
mind that Appellant Marivic Genosa was a severely abused person.
Effect of Battery on Appellant
Corroborating these research findings, Dra. Dayan said that “the battered
woman usually has a very low opinion of herself. She has x x x self-defeating
and self-sacrificing characteristics. x x x [W]hen the violence would happen,
they usually think that they provoke[d] it, that they were the one[s] who
precipitated the violence[; that] they provoke[d] their spouse to be physically,
verbally and even sexually abusive to them.”[48]
According to Dra. Dayan, there are a lot of reasons why a battered woman does
not readily leave an abusive partner -- poverty, self-blame and guilt arising from
the latter’s belief that she provoked the violence, that she has an obligation to
keep the family intact at all cost for the sake of their children, and that she is the
only hope for her spouse to change.[49]
The testimony of another expert witness, Dr. Pajarillo, is also helpful. He had
previously testified in suits involving violent family relations, having evaluated
“probably ten to twenty thousand” violent family disputes within the Armed
Forces of the Philippines, wherein such cases abounded. As a result of his
experience with domestic violence cases, he became a consultant of the Battered
Woman Office in Quezon City. As such, he got involved in about forty (40)
cases of severe domestic violence, in which the physical abuse on the woman
would sometimes even lead to her loss of consciousness.[50]
In the instant case, we meticulously scoured the records for specific evidence
establishing that appellant, due to the repeated abuse she had suffered from her
spouse over a long period of time, became afflicted with the battered woman
syndrome. We, however, failed to find sufficient evidence that would support
such a conclusion. More specifically, we failed to find ample evidence that
would confirm the presence of the essential characteristics of BWS.
The defense fell short of proving all three phases of the “cycle of violence”
supposedly characterizing the relationship of Ben and Marivic Genosa. No
doubt there were acute battering incidents. In relating to the court a quo how
the fatal incident that led to the death of Ben started, Marivic perfectly described
the tension-building phase of the cycle. She was able to explain in adequate
detail the typical characteristics of this stage. However, that single incident does
not prove the existence of the syndrome. In other words, she failed to prove
that in at least another battering episode in the past, she had gone through a
similar pattern.
How did the tension between the partners usually arise or build up prior to
acute battering? How did Marivic normally respond to Ben’s relatively minor
abuses? What means did she employ to try to prevent the situation from
developing into the next (more violent) stage?
Neither did appellant proffer sufficient evidence in regard to the third phase of
the cycle. She simply mentioned that she would usually run away to her
mother’s or father’s house;[58] that Ben would seek her out, ask for her
forgiveness and promise to change; and that believing his words, she would
return to their common abode.
Did she ever feel that she provoked the violent incidents between her and her
spouse? Did she believe that she was the only hope for Ben to reform? And
that she was the sole support of his emotional stability and well-
being? Conversely, how dependent was she on him? Did she feel helpless and
trapped in their relationship? Did both of them regard death as preferable to
separation?
In sum, the defense failed to elicit from appellant herself her factual experiences and
thoughts that would clearly and fully demonstrate the essential characteristics of the syndrome.
The Court appreciates the ratiocinations given by the expert witnesses for the
defense. Indeed, they were able to explain fully, albeit merely theoretically and
scientifically, how the personality of the battered woman usually evolved or
deteriorated as a result of repeated and severe beatings inflicted upon her by her
partner or spouse. They corroborated each other’s testimonies, which were
culled from their numerous studies of hundreds of actual cases. However, they
failed to present in court the factual experiences and thoughts that appellant had related to
them -- if at all --based on which they concluded that she had BWS.
BWS as Self-Defense
In any event, the existence of the syndrome in a relationship does not in itself
establish the legal right of the woman to kill her abusive partner. Evidence must
still be considered in the context of self-defense.[59]
From the expert opinions discussed earlier, the Court reckons further that
crucial to the BWS defense is the state of mind of the battered woman at the
time of the offense[60] -- she must have actually feared imminent harm from her
batterer and honestly believed in the need to kill him in order to save her life.
Settled in our jurisprudence, however, is the rule that the one who resorts to
self-defense must face a real threat on one’s life; and the peril sought to be
avoided must be imminent and actual, not merely imaginary.[61] Thus, the Revised
Penal Code provides the following requisites and effect of self-defense:[62]
“Art. 11. Justifying circumstances. -- The following do not incur any criminal
liability:
“1. Anyone who acts in defense of his person or rights, provided that the
following circumstances concur;
Had Ben still been awaiting Marivic when she came out of their children’s
bedroom -- and based on past violent incidents, there was a great probability
that he would still have pursued her and inflicted graver harm --then, the
imminence of the real threat upon her life would not have ceased yet. Where
the brutalized person is already suffering from BWS, further evidence of actual
physical assault at the time of the killing is not required. Incidents of domestic
battery usually have a predictable pattern. To require the battered person to
await an obvious, deadly attack before she can defend her life “would amount to
sentencing her to ‘murder by installment.’”[65] Still, impending danger (based on
the conduct of the victim in previous battering episodes) prior to the
defendant’s use of deadly force must be shown. Threatening behavior or
communication can satisfy the required imminence of danger.[66] Considering
such circumstances and the existence of BWS, self-defense may be appreciated.
We reiterate the principle that aggression, if not continuous, does not warrant
self-defense.[67] In the absence of such aggression, there can be no self-defense -
- complete or incomplete -- on the part of the victim.[68] Thus, Marivic’s killing
of Ben was not completely justified under the circumstances.
In any event, all is not lost for appellant. While she did not raise any other
modifying circumstances that would alter her penalty, we deem it proper to
evaluate and appreciate in her favor circumstances that mitigate her criminal
liability. It is a hornbook doctrine that an appeal in a criminal case opens it
wholly for review on any issue, including that which has not been raised by the
parties.[69]
From several psychological tests she had administered to Marivic, Dra. Dayan,
in her Psychological Evaluation Report dated November 29, 2000, opined as
follows:
“This is a classic case of a Battered Woman Syndrome. The repeated battering
Marivic experienced with her husband constitutes a form of [cumulative]
provocation which broke down her psychological resistance and natural self-
control. It is very clear that she developed heightened sensitivity to sight of
impending danger her husband posed continuously. Marivic truly experienced
at the hands of her abuser husband a state of psychological paralysis which can
only be ended by an act of violence on her part.” [70]
Dr. Pajarillo corroborates the findings of Dra. Dayan. He explained that the
effect of “repetitious pain taking, repetitious battering, [and] repetitious
maltreatment” as well as the severity and the prolonged administration of the
battering is posttraumatic stress disorder.[71] Expounding thereon, he said:
“Q What causes the trauma, Mr. Witness?
A What causes the trauma is probably the repetitious battering. Second, the severity of
the battering. Third, the prolonged administration of battering or the prolonged
commission of the battering and the psychological and constitutional stamina of the
victim and another one is the public and social support available to the victim. If
nobody is interceding, the more she will go to that disorder....
Q You referred a while ago to severity. What are the qualifications in terms of severity
of the postraumatic stress disorder, Dr. Pajarillo?
A The severity is the most severe continuously to trig[g]er this post[t]raumatic stress
disorder is injury to the head, banging of the head like that. It is usually the very very
severe stimulus that precipitate this post[t]raumatic stress disorder. Others are
suffocating the victim like holding a pillow on the face, strangulating the individual,
suffocating the individual, and boxing the individual. In this situation therefore, the
victim is heightened to painful stimulus, like for example she is pregnant, she is very
susceptible because the woman will not only protect herself, she is also to protect the
fetus. So the anxiety is heightened to the end [sic] degree.
Q But in terms of the gravity of the disorder, Mr. Witness, how do you classify?
A We classify the disorder as [acute], or chronic or delayed or [a]typical.
Q Can you please describe this pre[-]classification you called delayed or [atypical]?
A The acute is the one that usually require only one battering and the individual will
manifest now a severe emotional instability, higher irritability remorse, restlessness,
and fear and probably in most [acute] cases the first thing will be happened to the
individual will be thinking of suicide.
Based on the explanations of the expert witnesses, such manifestations were analogous to an
illness that diminished the exercise by appellant of her will power without, however, depriving
her of consciousness of her acts. There was, thus, a resulting diminution of her
freedom of action, intelligence or intent. Pursuant to paragraphs 9[74] and
10[75] of Article 13 of the Revised Penal Code, this circumstance should be taken
in her favor and considered as a mitigating factor. [76]
In addition, we also find in favor of appellant the extenuating circumstance of
having acted upon an impulse so powerful as to have naturally produced passion
and obfuscation. It has been held that this state of mind is present when a
crime is committed as a result of an uncontrollable burst of passion provoked
by prior unjust or improper acts or by a legitimate stimulus so powerful as to
overcome reason.[77] To appreciate this circumstance, the following requisites
should concur: (1) there is an act, both unlawful and sufficient to produce such
a condition of mind; and (2) this act is not far removed from the commission of
the crime by a considerable length of time, during which the accused might
recover her normal equanimity.[78]
Here, an acute battering incident, wherein Ben Genosa was the unlawful
aggressor, preceded his being killed by Marivic. He had further threatened to
kill her while dragging her by the neck towards a cabinet in which he had kept a
gun. It should also be recalled that she was eight months pregnant at the
time. The attempt on her life was likewise on that of her fetus.[79] His abusive
and violent acts, an aggression which was directed at the lives of both Marivic
and her unborn child, naturally produced passion and obfuscation overcoming
her reason. Even though she was able to retreat to a separate room, her
emotional and mental state continued. According to her, she felt her blood
pressure rise; she was filled with feelings of self-pity and of fear that she and her
baby were about to die. In a fit of indignation, she pried open the cabinet
drawer where Ben kept a gun, then she took the weapon and used it to shoot
him.
The confluence of these events brings us to the conclusion that there was no
considerable period of time within which Marivic could have recovered her
normal equanimity. Helpful is Dr. Pajarillo’s testimony[80] that with “neurotic
anxiety” -- a psychological effect on a victim of “overwhelming brutality [or]
trauma” -- the victim relives the beating or trauma as if it were real, although she
is not actually being beaten at the time. She cannot control “re-experiencing the
whole thing, the most vicious and the trauma that she suffered.” She thinks “of
nothing but the suffering.” Such reliving which is beyond the control of a
person under similar circumstances, must have been what Marivic experienced
during the brief time interval and prevented her from recovering her normal
equanimity. Accordingly, she should further be credited with the mitigating
circumstance of passion and obfuscation.
It should be clarified that these two circumstances --psychological paralysis as
well as passion and obfuscation -- did not arise from the same set of facts.
On the one hand, the first circumstance arose from the cyclical nature and the
severity of the battery inflicted by the batterer-spouse upon appellant. That is,
the repeated beatings over a period of time resulted in her psychological
paralysis, which was analogous to an illness diminishing the exercise of her will
power without depriving her of consciousness of her acts.
The second circumstance, on the other hand, resulted from the violent
aggression he had inflicted on her prior to the killing. That the incident
occurred when she was eight months pregnant with their child was deemed by
her as an attempt not only on her life, but likewise on that of their unborn
child. Such perception naturally produced passion and obfuscation on her part.
There is treachery when one commits any of the crimes against persons by
employing means, methods or forms in the execution thereof without risk to
oneself arising from the defense that the offended party might make.[81] In order
to qualify an act as treacherous, the circumstances invoked must be proven as
indubitably as the killing itself; they cannot be deduced from mere inferences, or
conjectures, which have no place in the appreciation of evidence.[82] Because of
the gravity of the resulting offense, treachery must be proved as conclusively as
the killing itself.[83]
Ruling that treachery was present in the instant case, the trial court imposed the
penalty of death upon appellant. It inferred this qualifying circumstances merely
from the fact that the lifeless body of Ben had been found lying in bed with an
“open, depressed, circular” fracture located at the back of his head. As to
exactly how and when he had been fatally attacked, however, the prosecution
failed to establish indubitably. Only the following testimony of appellant leads
us to the events surrounding his death:
“Q You said that when Ben came back to your house, he dragged you? How did he drag
you?
COURT:
The witness demonstrated to the Court by using her right hand flexed forcibly in her
front neck)
ATTY. TABUCANON:
Q Where did he bring you?
A Outside the bedroom and he wanted to get something and then he kept on shouting
at me that ‘you might as well be killed so there will be nobody to nag me’
COURT INTERPRETER
(At this juncture the witness started crying)
ATTY. TABUCANON:
Q Were you actually brought to the drawer?
A Yes, sir.
COURT INTERPRETER
(The witness at this juncture is crying intensely).
Q You said that he dropped the blade, for the record will you please describe this blade
about 3 inches long, how does it look like?
A Three (3) inches long and ½ inch wide.
Q It is a flexible blade?
A It’s a cutter.
ATTY. TABUCANON:
Q You said that this blade fell from his grip, is it correct?
A Yes, because I smashed him.
Q What happened?
A Ben tried to pick-up the wallet and the blade, I pick-up the pipe and I smashed him
and I ran to the other room.
COURT INTERPRETER:
(Upon the answer of the witness getting the pipe and smashed him, the witness at the
same time pointed at the back of her neck or the nape).
ATTY. TABUCANON:
Q You said you went to the room, what else happened?
A Considering all the physical sufferings that I’ve been through with him, I took pity on
myself and I felt I was about to die also because of my blood pressure and the baby,
so I got that gun and I shot him.
COURT
/to Atty. Tabucanon
Q You shot him?
A Yes, I distorted the drawer.”[84]
The above testimony is insufficient to establish the presence of treachery. There
is no showing of the victim’s position relative to appellant’s at the time of the
shooting. Besides, equally axiomatic is the rule that when a killing is preceded
by an argument or a quarrel, treachery cannot be appreciated as a qualifying
circumstance, because the deceased may be said to have been forewarned and to
have anticipated aggression from the assailant.[85]
Proper Penalty
The penalty for parricide imposed by Article 246 of the Revised Penal Code
is reclusion perpetua to death. Since two mitigating circumstances and no
aggravating circumstance have been found to have attended the commission of
the offense, the penalty shall be lowered by one (1) degree, pursuant to Article
64 of paragraph 5[88]of the same Code.[89] The penalty of reclusion temporal in its
medium period is imposable, considering that two mitigating circumstances are
to be taken into account in reducing the penalty by one degree, and no other
modifying circumstances were shown to have attended the commission of the
offense.[90] Under the Indeterminate Sentence Law, the minimum of the penalty
shall be within the range of that which is next lower in degree -- prision mayor --
and the maximum shall be within the range of the medium period of reclusion
temporal.
Considering all the circumstances of the instant case, we deem it just and proper
to impose the penalty of prision mayor in its minimum period, or six (6) years and
one (1) day in prison as minimum; to reclusion temporal in its medium period, or
14 years 8 months and 1 day as maximum. Noting that appellant has already
served the minimum period, she may now apply for and be released from
detention on parole.[91]
Epilogue
Being a novel concept in our jurisprudence, the battered woman syndrome was
neither easy nor simple to analyze and recognize vis-à-vis the given set of facts
in the present case. The Court agonized on how to apply the theory as a
modern-day reality. It took great effort beyond the normal manner in which
decisions are made -- on the basis of existing law and jurisprudence applicable to
the proven facts. To give a just and proper resolution of the case, it endeavored
to take a good look at studies conducted here and abroad in order to understand
the intricacies of the syndrome and the distinct personality of the chronically
abused person. Certainly, the Court has learned much. And definitely, the
solicitor general and appellant’s counsel, Atty. Katrina Legarda, have helped it in
such learning process.
While our hearts empathize with recurrently battered persons, we can only work
within the limits of law, jurisprudence and given facts. We cannot make or
invent them. Neither can we amend the Revised Penal Code. Only Congress,
in its wisdom, may do so.
SO ORDERED.
Puno, Carpio, Corona, Carpio-Morales, Callejo, Sr., Azcuna, and Tinga, JJ., concur.
Davide, Jr., C.J., Sandoval-Gutierrez, and Austria-Martinez, JJ., join Justice Santiago
in her dissent.
Ynares-Santiago J., see dissenting opinion.
Vitug, and Quisumbing JJ., in the result.
[4] Rollo, p. 9.
Atty. Joventino Isidro. The accused was also represented later by Atty. Gil
[5]
Marvel P. Tabucanon.
Appellee’s Brief, pp. 5-13; rollo, pp. 435-443. Signed by Solicitor General
[7]
Appellant’s Brief, pp. 10-71; rollo, pp. 284-345; signed by Atty. Katrina
[9]
[11]Dr. Pajarillo obtained his medical degree from the University of Santo Tomas
and has been in the practice of psychiatry for thirty-eight years. He honed his
practice in psychiatry and neurology during his stint with the Veterans Memorial
Medical Centre. Thereafter, he was called to active duty in the Armed Forces of
the Philippines and was assigned at the V. Luna Medical Center for twenty-six
years. He was a diplomate of the Philippine Board of Psychiatry; and a fellow of
the Philippine Board of Psychiatry and the Philippine Psychiatry
Association. He was also a member of the World Association of Military
Surgeons; the Quezon City Medical Society; the Cagayan Medical Society; and
the Philippine Association of Military Surgeons. He authored The Comparative
Analysis of Nervous Breakdown in the Philippine Military Academy from the Period 1954-
1978, which was presented twice in international congresses. He also authored
“The Mental Health of the Armed Forces of the Philippines 2000,” which was
likewise published internationally and locally. On a Parke-Davis grant, he
published a medical textbook on the use of Prasepam; on an ER Squibb grant,
he was the first to use Enanthate (siquiline); and he published the use of the
drug Zopiclom in 1985-86. Prior to his retirement from government service, he
obtained the rank of Brigadier General. (TSN, February 9, 2001, pp. 6-9;
Exhibits “F”-“F-9”-Appellant (Bio-Data of Dr. Pajarillo).
This case was deemed submitted for resolution on April 4, 2003, upon
[12]
Caca v. Court of Appeals and People, 341 Phil. 114, July 7, 1997; People v. Paragua,
[14]
326 Phil. 923, May 24, 1996; People v. Tanoy, 387 Phil. 750, May 12, 2000; People v.
Magaro, 353 Phil. 862, July 2, 1998.
“Sec. 15. (1) All cases or matters filed after the effectivity of this Constitution
must be decided or resolved within x x x three months for all other lower
courts.
“(2) A case or matter shall be deemed submitted for decision or resolution upon
the filing of the last pleading, brief, or memorandum required by the Rules of
Court or by the court itself.”
[16] 333 Phil. 20, December 2, 1996, per Puno, J.
TSN, September 23, 1997, pp. 11-12 & 14; TSN, November 12, 1997, pp. 29
[17]
& 33.
Appellee’s Brief, p. 26, citing People v. De los Reyes, 229 SCRA 439, January 21,
[20]
1994. See also §5 of Rule 110 of the New Rules of Criminal Procedure and People
v. Vergara, 221 SCRA 560, April 28, 1993.
People v. Rabanal, 349 SCRA 655, January 19, 2001; People v. Cario, 351 Phil.
[21]
644, March 31, 1998; People v. Baniel, 341 Phil. 471, July 15, 1997.
Abbott, 337 F.3d 1193; 2003 US App. LEXIS 15240; DePetris v. Kuykendall, 239
F.3d 1057; 2001 US App. LEXIS 1062; State v. Kelley, 478 A.2d 364
(1984); McMaugh v. State, 612 A.2d 725 (RI 1992); State v. Frost, 577 A.2d 1282
(NJ Super. Ct. App. Div. 1990); State v. Gallegos, 719 P.2d 1268 (NM Ct. App.
1986); R. v. Lavallee (1990) 1 SCR; Reilly v. The Queen, (1984) 2 SCR 396.
McMaugh v. State, 612 A.2d 725, 731, quoting L. Walker, The Battered Woman,
[25]
at XV (1979).
People v. Torres, 128 Misc2d, 129, 488 NYS2d 358; McMaugh v. State, 612 A.2d
[26]
725.
[27]Walker, Lenore, The Battered Woman Syndrome (1984), pp. 95-96. Dr. Walker, a
clinical psychologist, is an acknowledged expert on BWS in the United
States. She is a pioneer researcher in the field. In this book, she reports the
results of her study involving 400 battered women. Her research was designed
to test empirically the theories expounded in her earlier book, The Battered
Woman (1979). In 1989, she also wrote Terrifying Love: Why Battered Women Kill
and How Society Responds.
Walker, Terrifying Love: Why Battered Women Kill and How Society
[28]
[30] Ibid.
[31] Ibid.
TSN (Arturo Basobas), July 21, 1997, pp. 13, 15 & 21; TSN (Jose Barrientos),
[37]
December 15, 1997, pp. 17-20; TSN (Junnie Barrientos), December 15, 1997,
pp. 35-37; TSN (Ecel Arano), May 22, 1998, pp. 10 & 20.
[43] Ibid.
[45] Ibid.
and Law: Women and Syndrome Evidence, pp. 66-67 (Exh. D).
[54] Ibid.
[55] Dr. Lenore Walker’s testimony before the court in Ibn-Tamas, supra.
[57] Dr. Lenore Walker’s testimony before the court in Ibn-Tamas, supra.
[60]“The case would rise or fall on whether . . . [appellant] acted in actual fear of
imminent harm from her husband when she shot [or injured] him . . . .” Depetris
v. Kuykendall, supra. See also People v. Torres, 128 Misc2d 129, 488 NYS.2d 358.
[61] People v. PO3 Langres, 375 Phil. 240, 258, October 13, 1999.
See also People v. Plazo, 350 SCRA 433, January 29, 2001; People v. Cario, 351
[62]
Phil. 644, March 31, 1998; People v. Timblor, 348 Phil. 847, January 27, 1998.
People v. Galapin, 355 Phil. 212, July 31, 1998; People v. Panes, 343 Phil. 878,
[64]
State v. Gallegos, 104 NM 247, 719 P.2d 1268, citing Eber, The Battered Wife’s
[65]
[66] Id., citing State v. Walker, 40 Wash.App. 658, 700 P.2d 1168 (1985).
People v. Maquiling, 368 Phil. 169, June 21, 1999; People v. Discalsota, GR No.
[69]
circumstances:
“9. Such illness of the offender as would diminish the exercise of the will-power
of the offender without however depriving him of the consciousness of his
acts.”
“10. And, finally, any other circumstances of a similar nature and analogous
[75]
See People v. Javier, 370 Phil. 596, July 28, 1999; People v. Amit, 82 Phil. 820,
[76]
February 15, 1949; People v. Francisco, 78 Phil. 694, July 16, 1947; People v. Balneg,
79 Phil. 805, January 9, 1948.
People v. Lobino, 375 Phil. 1065, October 28, 1999; People v. Valles, 334 Phil.
[77]
People v. Albao, 383 Phil. 873, March 2, 2000; People v. Aguilar, 354 Phil. 360,
[83]
People v. Buluran, 382 Phil. 364, February 15, 2000; People v. Ereño, 383 Phil. 30,
[85]
People v. Cañete, 44 Phil. 478, February 5, 1923; People v. Narvaez, 206 Phil. 314,
[86]
[88] “Art. 64. Rules for the application of penalties which contain three periods.
“5. When there are two or more mitigating circumstances and no aggravating
circumstances are present, the court shall impose the penalty next lower to that
prescribed by law, in the period that it may deem applicable, according to the
number and nature of such circumstances.”
People v. Narvaez, 206 Phil. 314, April 20, 1983; Guevarra v. Court of Appeals,
[89]
YNARES-SANTIAGO, J.:
Contrary to the findings in the ponencia, the defense was able to establish the
occurrence on more than one occasion of the "tension-building phase" of the
cycle. The various testimonies of appellant's witnesses clearly reveal that she
knew exactly when she would once again be subjected to acute battery. Her
cousin, Ecel Arano, testified that she often asked the latter to sleep in her house
as she was afraid every time her husband came home drunk. Clearly, whenever
appellant requested for Arano's company, she was experiencing a tension-
building phase. The barangay captain, Panfilo Tero, also testified that appellant
sought his help two months before she killed her husband, again demonstrating
that she was in the tension-building phase and was attempting to prevent
another incident of acute battery. Appellant presented evidence to prove that
the tension-building phase would occur whenever her husband would go out
looking for other women, would lose at cockfights or would come home drunk.
She often tried to ignore her husband's attitude or, as testified to by some
witnesses for the prosecution, even shouted back, fought off or even injured her
husband during the tension-building phase, if only to prevent the onset of acute
battery.
Appellant was able to perfectly describe the tension-building phase of the cycle
immediately prior to the death of her husband, i.e., when she knew or felt that
she was going to be killed by the deceased. She could not possibly have testified
with clarity as to prior tension-building phases in the cycle as she had never tried
to kill her husband before this time.
It was shown by the testimonies of appellant and even witnesses for the
prosecution that appellant would seek shelter in her mother's or her father's
house after an acute battering incident, after which would begin the process of
begging for forgiveness, promises of change in behavior and return to the
conjugal home, only for the same cycle to begin all over again.
A Considering all the physical sufferings that I've been through him, I took pity on myself
and I felt I was about to die also because of my blood pressure and the baby, so I got
the gun and shot him.[7]
It must be stressed that the defense of "Battered Woman Syndrome" was not
raised by Marivic before the lower court but only here on automatic review.
This makes the foregoing testimony more worthy of great weight and credence
considering that the same could not have been cunningly given to suit or
conform to the profile of a battered woman.
Moreover, there was indeed basis for Marivic to fear death because of her
medical history. Dr. Dino Caing testified that he treated Marivic for
hypertension due to domestically related emotional stress on 23 separate
occasions. The latest one was on November 6, 1995 when she suffered from
severe hypertension and had a blood pressure of 180/120 on the 8th month of
her pregnancy.[8]
Q And what was it that triggered ... that tragedy in your opinion?
A I think for several weeks, she was already having all those tensions, all those anxieties,
they were not enough, that the husband was even going to cockfighting x x x
A[9] She was angry with him, he was angry with her and I think he dragged her and even
spun her around. She tried to fight him so there was a lot of fight and when she was
able to escape, she went to another room and she locked herself with the children.
And when the husband was for a while very angry he calms down then and then (sic).
But I remember before that the husband was looking for the gun and I think he was
not able to open the cabinet because she had the key. So during that time, I
remember, that she was very much afraid of him, so when the husband calmed down
and he was asleep, all she was concerned was to end up her misery, to save her child
which she was carrying and to save her two children. I believe that somehow she's not
rational.
xxx xxx xxx
PROS. TRUYA
Q Mrs. Witness, being an expert witness, giving more the facts and circumstances on
this case that the books you studied in the expertise in line and in the 77 hour contact
with appellant Mrs. Genosa, could you say that this is not ordinary self-defense but a
survival on her part?
A Yes, sir.
Q Had she not able to kill her husband, would she still be in the very short moment with
the victim (sic)?
A If she did not do that she believes that she will be the one who would be killed. [10]
There is no doubt therefore that Marivic was afflicted with the "Battered
Woman Syndrome" and that it was an apprehension of death and the instinct to
defend her and her unborn child's life that drove her to kill her husband.
In the case at bar, the cycle of violence perpetrated by the deceased, which
culminated in the physical assaults and an attempt to shoot Marivic when she
was 8 months pregnant, took the place of unlawful aggression, thus entitling her
to a complete self defense even if there was no actual employment of violence by
the deceased at the time of the killing. Marivic had every reason to believe that
the deceased would kill her that night not only because the latter was verbally
threatening to kill her while attempting to get a gun from the drawer, but more
importantly because the deceased wounded her on the wrist with a bolo, and
because of the deceased's previous conduct of threatening to cut her throat with
a cutter which he kept in his wallet. Quoted hereunder are the relevant
testimonies of Marivic -
A When I arrived home, he was already in his usual behavior.
A He was nagging ... me at that time and I just ignore[d] him because I want to avoid
trouble for fear that he will beat me again. Perhaps he was disappointed because I
just ignore[d] hi[s] provocation and he switch off the light and I said to him, "why did
you switch off the light when the children were there." At that time I was also
attending to my children who were doing their assignments. He was angry with me for
not answering his challenge, so he went to the kitchen and g[o]t a bolo and cut the
antenna wire to stop me from watching television.
xxx xxx xxx
A He switch[ed] off the light and the children were shouting because they were scared
and he was already holding a bolo.
Q You said the children were scared, what else happened as Ben was carrying that bolo?
A He was about to attack me so I ran to the room.
COURT
To the witness
Q The bolo that you said which Ben was holding at that time, [was] it a bolo or a knife?
A Bolo.
Q Were you wounded or were there inflictions on your body when he was holding and
trying to frighten you [with] that bolo?
A No, only here.
COURT INTERPRETER
(The witness pointed to her wrist).
COURT
To the witness
Q You were demonstrating a motion, whirling, did your husband really whirl you?
A Yes, your Honor.
Q You screamed for help and he left, do you know where he was going?
A Outside perhaps to drink more.
A I was frightened that my husband would hurt me, so I packed all his things then on the
following day I will leave, I was afraid and I want to make sure I would deliver my baby
safely.[14]
A After a couple of hours, he went back again and got angry with me for packing his
clothes, then he dragged me again outside of the bedroom holding my neck.
ATTY. TABUCANON
Q You said that when Ben came back to your house, he dragged you? How did he drag...
you?
COURT INTERPRETER
(The witness demonstrated to the Court by using her right hand flexed forcibly in her
front neck)
ATTY. TABUCANON
Q Where did he bring you?
A Outside the bedroom and he wanted to get something and then he kept shouting at
me that "you might as well be killed so there will be nobody to nag me.
Q You said that he dropped the blade, for the record will you please
describe this blade about 3 inches long, how does it look like?
A Three (3) inches long and 1/2 inch wide.
Q Is it a flexible blade?
A It's a cutter.
Q And the dragging with arms flexed in her neck and on that blade
happened on the second incident (sic)?
A Ye, sir.
COURT
To the witness
[1] People v. Genosa, G.R. No. 135981, 29 September 2000, 341 SCRA 493, 498.
FACTS: This case stemmed from the killing of Ben Genosa, by his wife Marivic Genosa, appellant
herein. During their first year of marriage, Marivic and Ben lived happily but apparently
thereafter, Ben changed and the couple would always quarrel and sometimes their quarrels
became violent. Appellant testified that every time her husband came home drunk, he would
provoke her and sometimes beat her. Whenever beaten by her husband, she consulted medical
doctors who testified during the trial. On the night of the killing, appellant and the victim were
quarreled and the victim beat the appellant. However, appellant was able to run to another
room. Appellant admitted having killed the victim with the use of a gun. The information for
parricide against appellant, however, alleged that the cause of death of the victim was by
beating through the use of a lead pipe. Appellant invoked self defense and defense of her
unborn child. After trial, the Regional Trial Court found appellant guilty beyond reasonable
doubt of the crime of parricide with an aggravating circumstance of treachery and imposed the
penalty of death.
On automatic review before the Supreme Court, appellant filed an URGENT OMNIBUS MOTION
praying that the Honorable Court allow (1) the exhumation of Ben Genosa and the re-
examination of the cause of his death; (2) the examination of Marivic Genosa by qualified
psychologists and psychiatrists to determine her state of mind at the time she killed her
husband; and finally, (3) the inclusion of the said experts’ reports in the records of the case for
purposes of the automatic review or, in the alternative, a partial re-opening of the case a quo to
take the testimony of said psychologists and psychiatrists. The Supreme Court partly granted
the URGENT OMNIBUS MOTION of the appellant. It remanded the case to the trial court for
reception of expert psychological and/or psychiatric opinion on the “battered woman
syndrome” plea. Testimonies of two expert witnesses on the “battered woman syndrome”, Dra.
Dayan and Dr. Pajarillo, were presented and admitted by the trial court and subsequently
submitted to the Supreme Court as part of the records.
ISSUE:
1. Whether or not appellant herein can validly invoke the “battered woman syndrome” as
constituting self defense.
2. Whether or not treachery attended the killing of Ben Genosa.
Ruling: 1. The Court ruled in the negative as appellant failed to prove that she is afflicted with
the “battered woman syndrome”.
A battered woman has been defined as a woman “who is repeatedly subjected to any forceful
physical or psychological behavior by a man in order to coerce her to do something he wants
her to do without concern for her rights. Battered women include wives or women in any form
of intimate relationship with men. Furthermore, in order to be classified as a battered woman,
the couple must go through the battering cycle at least twice. Any woman may find herself in
an abusive relationship with a man once. If it occurs a second time, and she remains in the
situation, she is defined as a battered woman.”
More graphically, the battered woman syndrome is characterized by the so-called “cycle of
violence,” which has three phases: (1) the tension-building phase; (2) the acute battering
incident; and (3) the tranquil, loving (or, at least, nonviolent) phase.
The Court, however, is not discounting the possibility of self-defense arising from the battered
woman syndrome. First, each of the phases of the cycle of violence must be proven to have
characterized at least two battering episodes between the appellant and her intimate partner.
Second, the final acute battering episode preceding the killing of the batterer must have
produced in the battered person’s mind an actual fear of an imminent harm from her batterer
and an honest belief that she needed to use force in order to save her life. Third, at the time of
the killing, the batterer must have posed probable -- not necessarily immediate and actual --
grave harm to the accused, based on the history of violence perpetrated by the former against
the latter. Taken altogether, these circumstances could satisfy the requisites of self-defense.
Under the existing facts of the present case, however, not all of these elements were duly
established.
The defense fell short of proving all three phases of the “cycle of violence” supposedly
characterizing the relationship of Ben and Marivic Genosa. No doubt there were acute battering
incidents but appellant failed to prove that in at least another battering episode in the past, she
had gone through a similar pattern. Neither did appellant proffer sufficient evidence in regard
to the third phase of the cycle.
In any event, the existence of the syndrome in a relationship does not in itself establish the
legal right of the woman to kill her abusive partner. Evidence must still be considered in the
context of self-defense. Settled in our jurisprudence, is the rule that the one who resorts to self-
defense must face a real threat on one’s life; and the peril sought to be avoided must be
imminent and actual, not merely imaginary. Thus, the Revised Penal Code provides that the
following requisites of self-defense must concur: (1) Unlawful aggression; (2) Reasonable
necessity of the means employed to prevent or repel it; and (3) Lack of sufficient provocation
on the part of the person defending himself.
The mitigating factors of psychological paralysis and passion and obfuscation were, however,
taken in favor of appellant. It should be clarified that these two circumstances -- psychological
paralysis as well as passion and obfuscation -- did not arise from the same set of facts.
The first circumstance arose from the cyclical nature and the severity of the battery inflicted by
the batterer-spouse upon appellant. That is, the repeated beatings over a period of time
resulted in her psychological paralysis, which was analogous to an illness diminishing the
exercise of her will power without depriving her of consciousness of her acts.
2. NO. Because of the gravity of the resulting offense, treachery must be proved as conclusively
as the killing itself. Besides, equally axiomatic is the rule that when a killing is preceded by an
argument or a quarrel, treachery cannot be appreciated as a qualifying circumstance, because
the deceased may be said to have been forewarned and to have anticipated aggression from
the assailant. Moreover, in order to appreciate alevosia, the method of assault adopted by the
aggressor must have been consciously and deliberately chosen for the specific purpose of
accomplishing the unlawful act without risk from any defense that might be put up by the party
attacked.
The appellant acted upon an impulse so powerful as to have naturally produced passion or
obfuscation. The acute battering she suffered that fatal night in the hands of her batterer-
spouse, in spite of the fact that she was eight (8) months pregnant with their child,
overwhelmed her and put her in the aforesaid emotional and mental state, which overcame her
reason and impelled her to vindicate her life and that of her unborn child.
The Supreme Court affirmed the conviction of appellant for parricide. However, considering the
presence of two (2) mitigating circumstances and without any aggravating circumstance, the
penalty is reduced to six (6) years and one (1) day of prision mayor as minimum; to 14 years 8
months and 1 day of reclusion temporal as maximum. Inasmuch as appellant has been detained
for more than the minimum penalty hereby imposed upon her, the director of the Bureau of
Corrections may immediately RELEASE her from custody upon due determination that she is
eligible for parole, unless she is being held for some other lawful cause.
NOTE: After this case was decided by the Supreme Court, R.A. 9262, otherwise known as Anti-
Violence Against Women and their Children Act of 2004 was enacted. Sec. 26 of said law
provides that "xxx. Victim-survivors who are found by the courts to be suffering from battered
women syndrome do not incur any criminal and civil liability nothwithstanding the absence of
any of the elements for justifying circumstances of self-defense under the Revised Penal
Code.xxx"