04 Provincial Government of Aurora V Marco
04 Provincial Government of Aurora V Marco
04 Provincial Government of Aurora V Marco
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* SECOND DIVISION.
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LEONEN, J.:
The prohibition on midnight appointments only applies
to presidential appointments. It does not apply to
appointments made by local chief executives.
Nevertheless, the Civil Service Commission has the
power to promulgate rules and regulations to
professionalize the civil service. It may issue rules and
regulations prohibiting local chief executives from making
appointments during the last days of their tenure.
Appointments of local chief executives must conform to
these civil service rules and regulations in order to be valid.
This is a Petition for Review on Certiorari1 of the Court
of Appeals Decision2 that denied the appeal of the
Provincial
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Provincial Budget Officer Clemente’s Letter was
submitted to the Province’s Human Resource Management
Office. It was then forwarded to the Field Office.11
Due to the recall of the certification, the Field Office
disapproved Marco’s appointment in the Letter12 dated
July 5, 2004.13
The Province, through Human Resource Management
Officer Liwayway G. Victorio, served Marco a copy of the
Letter dated July 5, 2004. Marco was, thus, advised to
refrain from reporting for work beginning July 8, 2004, the
day he received notice of the disapproval of his
appointment.14
Marco wrote the Civil Service Commission Regional
Office No. IV (Regional Office), moving for the
reconsideration of the disapproval of his appointment.15
The Regional Office, however, denied reconsideration in its
Decision16 dated April 6, 2005 and affirmed the disapproval
of Marco’s appointment. It said that “[t]he lack of funds for
the [26 appointments Governor Ong issued] was
established during the meeting of the different department
heads of Aurora Province and their new governor.”17
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10 Id., at p. 126.
11 Id., at p. 58.
12 Id., at p. 114.
13 Id., at p. 58.
14 Id., at p. 126.
15 Id.
16 Id., at pp. 130-134. The Regional Office’s Decision dated April 6,
2005 is identified as Decision No. 050212.
17 Id., at p. 133.
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18 Id., at p. 59.
19 Id., at p. 76.
20 Uniform Rules on Administrative Cases in the Civil Service, Rule V,
Sec. 73 provides:
Section 73. Requirement of Filing.—The appellant shall furnish a
copy of his appeal to the head of department or agency concerned who
shall submit his comment, together with the records, to the Commission
within ten (10) days from receipt thereof. Proof of service of the appeal on
the head of department or agency shall be submitted with the
Commission.
21 Rollo, pp. 124-129. The Resolution dated April 14, 2008 is identified
as Resolution No. 080656.
22 Id., at pp. 125-126 and 128.
23 Id., at p. 128.
24 Id.
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Thus, the Civil Service Commission ordered the
Regional Office to investigate whether Provincial Budget
Officer Clemente and Provincial Accountant Saturno were
administratively liable for certifying that funds were
available to cover the positions filled by Governor Ong’s
appointees but subsequently withdrawing this
26
certification. It ordered the Field Office to reflect the
Resolution in Marco’s appointment papers and in his
Service Record.27
The Province received a copy of the April 14, 2008
Resolution on May 21, 2008.28
On July 22, 2008, Provincial Administrator Alex N.
Ocampo (Provincial Administrator Ocampo), on behalf of
the Province, filed before the Civil Service Commission a
Petition for Relief29 on the ground of extrinsic fraud.
According to him, the Civil Service Commission deprived
the Province of an opportunity to be heard when it failed to
implead the Province as an indispensable party.30 He
reiterated that Marco’s appointment was void since the
Province had no funds to pay for Marco’s salaries.31
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25 Id.
26 Id.
27 Id., at p. 129.
28 Id., at p. 473.
29 Id., at pp. 137-154.
30 Id., at pp. 143-146.
31 Id., at pp. 147-148.
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42 Id., at p. 190.
43 Id., at pp. 202-206. The Resolution dated January 24, 2011 is
identified as Resolution No. 1100127.
44 Id., at p. 206.
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II position and pay his back salaries and other benefits from
the time that Marco was actually prohibited from reporting for
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A Petition for Review46 under Rule 43 with prayer for
issuance of a temporary restraining order47 was filed before
the Court of Appeals. For the first time, the Province
argued that Marco was a midnight appointee since
Governor Ong appointed him during the last five (5) days of
her tenure. Therefore, Marco’s appointment was void.48
In the Decision dated March 2, 2012, the Court of
Appeals denied the Petition for Review and affirmed the
implementation of the Civil Service Commission’s April 14,
2008 Resolution.49
The Court of Appeals ruled that the April 14, 2008
Resolution already became final and executory since there
was no motion for reconsideration filed within the
reglementary period. Although the Province filed a Petition
for Relief before the Civil Service Commission, the Court of
Appeals held that the remedy of a petition for relief is not
allowed under the Uniform Rules on Administrative Cases
in the Civil Service. Moreover, the Province failed to prove
the extrinsic fraud that allegedly prevented it from filing a
motion for reconsideration. Thus, the Civil Service
Commission correctly denied the Petition for Relief.50
On the merits, the Court of Appeals affirmed Marco’s
appointment. The Province had earlier certified that it had
funds to pay for his salary as Cooperative Development
Specialist II.51 It found that the Sangguniang
Panlalawigan even
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45 Id.
46 Id., at pp. 207-239.
47 Id., at p. 236.
48 Id., at pp. 232-233.
49 Id., at p. 86.
50 Id., at pp. 72-78.
51 Id., at p. 81.
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52 Id.
53 Id., at p. 82.
54 CSC Resolution No. 030918, paragraph 2.1 provides:
2.1. All appointments issued by elective appointing officials after
elections up to June 30 shall be disapproved, except if the appointee is
fully qualified for the position and had undergone regular screening
processes before the Election Ban as shown in the Promotion and
Selection Board (PSB) report or minutes of meeting.
55 Rollo, p. 84.
56 Id., at pp. 93-110.
57 Id., at pp. 88-92. The Resolution was penned by Associate Justice
Mariflor P. Punzalan-Castillo and concurred in by Associate Justices
Franchito N. Diamante and Angelita A. Gacutan of the Former
Seventeenth Division.
58 Id., at pp. 344-351.
59 Id., at pp. 353-379.
60 Id., at pp. 417-419.
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On Marco’s claim that he underwent a regular screening
process, which exempted his appointment from the
prohibition on midnight appointments, the Province
counters that Marco failed to present convincing evidence
to prove this claim. The Minutes of the Meeting of the
Promotion Selection Board showed that Marco was among
the 201 applicants allegedly screened by the Board within
two (2) days. According to the Province, two days is a
period too short for the Personnel Selection Board to have
carefully considered all the applications.64
As to the claim that the April 14, 2008 Resolution is
final and executory and may no longer be reversed, the
Province argues that nothing prevents this court from
setting aside this Resolution. It argues that the
promulgation of Nazareno,
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65 617 Phil. 795; 590 SCRA 110 (2009) [Per J. Del Castillo, En Banc].
66 Rollo, pp. 433-436.
67 Nazareno v. City of Dumaguete, supra at p. 808; p. 121. CSC
Resolution No. 010988, pars. 3 and 4 provide:
3. All appointments, whether original, transfer, reemployment,
reappointment, promotion or demotion, except in cases of renewal and
reinstatement, regardless of status, which are issued AFTER the
elections, regardless of their dates of effectivity and/or date of receipt by
the Commission, including its Regional or Field Offices, of said
appointments or the Report of Personnel Actions (ROPA), as the case may
be, shall be disapproved unless the following requisites concur relative to
their issuance:
a) The appointment has gone through the regular screening by the
Personnel Selection Board (PSB) before the prohibited period on the
issuance of appointments as shown by the PSB report or minutes of its
meeting;
b) That the appointee is qualified;
c) There is a need to fill up the vacancy immediately in order not to
prejudice public service and/or endanger public safety;
d) That the appointment is not one of those mass appointments issued
after the elections.
4. The term “mass appointments” refers to those issued in bulk or in
large number after the elections by an outgoing local chief executive and
there is no apparent need for their immediate issuance.
68 Rollo, pp. 431-432.
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69 Id., at p. 454.
70 Id., at p. 455.
71 Id., at pp. 473-474.
72 Id., at pp. 474-476.
73 Id., at p. 474.
74 Id., at pp. 476-477.
75 Id., at p. 480.
76 Id.
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In Mendiola v. Civil Service Commission,86 Teodorico
Mendiola (Mendiola) occupied the position of Budget
Examiner III when the Economic Intelligence and
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86 Id.
87 Id., at pp. 297-298.
88 Id., at pp. 298-299.
89 Id., at p. 299.
90 Id.
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98 Id.
99 Rollo, p. 473.
100 National Tobacco Administration v. Castillo, 641 Phil. 64, 67; 626
SCRA 752, 755 (2010) [Per J. Bersamin, Third Division].
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II
In implementing the April 14, 2008 Resolution, the Civil
Service Commission ordered the Province to reinstate
Marco and to pay him back salaries and other benefits:
According to the Province, the Civil Service Commission
went beyond the order sought to be implemented and
“varie[d] the term of the judgment.”105 The Province claims
that nothing in the April 14, 2008 Resolution ordered the
reinstatement of Marco. The dispositive portion of the
resolution stated:106
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Therefore, the Province claims that the order
implementing the April 14, 2008 Resolution must be set
aside.
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108 CSC Memorandum Circular No. 40-98, Rule VI, Sec. 3 provides:
SECTION 3. . . .
....
If the appointment was disapproved on grounds which do not constitute
a violation of civil service law, such as failure of the appointee to meet the
Qualification Standards (QS) prescribed for the position, the same is
considered effective until disapproved by the Commission or any of its
regional or field offices. The appointee is meanwhile entitled to payment of
salaries from the government.
If a motion for reconsideration or an appeal from the disapproval is
seasonably filed with the proper office, the appointment is still considered
to be effective. The disapproval becomes final only after the same is
affirmed by the Commission.
109 Id.
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As required by Rule V, Section 1(e)(ii) of the Civil
Service Commission Memorandum Circular No. 40-98,
Marco’s appointment was accompanied by a certification
from the Province, through the Provincial Budget Officer
and the Provincial Accountant, that funds were available
under the 2004 Annual Budget of the Province for the 26
positions issued by Governor Ong. Therefore, there was no
violation of Rule V, Section 1(e)(ii) of the Civil Service
Commission Memorandum Circular No. 40-98. There was
no violation of existing Civil Service Law, rules and
regulations. Marco’s appointment remains effective.
That the Province suddenly had no funds to pay for
Marco’s salaries despite its earlier certification that funds
were available under its 2004 Annual Budget does not
affect his appointment.
None of the grounds for disapproval of an appointment
under Rule V, Section 7110 of the Omnibus Rules
Implementing
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110 Omnibus Rules Implementing the Civil Service Law, Rule V, Sec.
7 provides:
SEC. 7. The Commission shall disapprove the appointment of a
person who:
(a) does not meet the qualifications for the position; or
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IV
The Province claims that Marco was a midnight
appointee. Moreover, he was among those appointed “en
masse”113 by Governor Ong before the end of her term.
Thus, the Civil Service Commission should have
disapproved Marco’s appointment.
A midnight appointment “refers to those appointments
made within two months immediately prior to the next
presidential election.”114 Midnight appointments are
prohibited under Article VII, Section 15 of the Constitution:
Midnight appointments are prohibited because an
outgoing President is “duty-bound to prepare for the
orderly transfer of authority to the incoming President, and
he [or she] should
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115 Aytona v. Castillo, No. L-19313, January 19, 1962, 4 SCRA 1, 9-10
[Per CJ. Bengzon, En Banc].
116 Id., at p. 10.
117 405 Phil. 531; 353 SCRA 94 (2001) [Per J. Ynares-Santiago, En
Banc].
118 Id., at p. 539; p. 97.
119 Id.
120 Id., at pp. 542-543; pp. 99-100.
121 Id., at p. 545; p. 102.
122 Id.
123 Const., Art. IX-B, Sec. 3.
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ministrators who are duty bound to prepare for the smooth and
orderly transfer of power and authority to the incoming local chief
executives;
WHEREAS, under Section 15, Article VII of the Constitution,
the President or Acting President is prohibited from making
appointments two (2) months immediately before the next
presidential elections and up to the end of his term, except
temporary appointments to executive positions when continued
vacancies therein will prejudice public service or endanger public
safety;
WHEREAS, while there is no equivalent provision in the Local
Government Code of 1991 (Republic Act No. 7160) or in the Civil
Service Law (Book V of Executive Order No. 292) of the above
stated prohibition, the rationale against the prohibition on the
issuance of “midnight appointments” by the President is
applicable to appointments extended by outgoing local chief
executives immediately before and/or after the elections; and
WHEREAS, the Commission also deems it fit to issue
guidelines that would assist processors in their actions on
appointments issued by these outgoing local chief executives
immediately before and/or after the elections;
NOW THEREFORE, the Commission, pursuant to its
constitutional mandate as the central personnel agency of the
government, hereby issues and adopts the following guidelines:
1. The validity of an appointment issued immediately before or
after the elections by outgoing local chief executives is to be
determined on the basis of the nature, character and merit of the
individual appointment and the particular circumstances
surrounding the same.
....
3. All appointments, whether original, transfer, reemployment,
reappointment, promotion or demotion, except in cases of renewal
and re-
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This court said that the rationale behind Resolution No.
010988 “is not difficult to see”:126
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In Nazareno, this court affirmed the disapproval of 89
appointments Mayor Felipe Antonio B. Remollo (Mayor
Remollo) of Dumaguete City made within the month that
he left office. This court found that the appointments were
issued in violation of Resolution No. 010988. Particularly,
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Since Resolution No. 030918 was effective at the time
Governor Ong issued the 26 appointments, we must decide
this case based on Resolution No. 030918. Nazareno is not
applicable, as it was decided based on Resolution No.
0109888.
We agree with the Civil Service Commission and the
Court of Appeals that Governor Ong issued Marco’s
appointment in accordance with Resolution No. 030918.
Although his appointment was made five (5) days before
the end of Governor Ong’s term, Marco was fully qualified
for the position and had undergone regular screening
processes before the election ban. As the Civil Service
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