Ethno History
Ethno History
Ethno History
Abstract
Keywords:
Introduction
Published in Strong, P.T. (2015). Ethnohistory. In James D. Wright (ed.). International Encyclopedia of the
Social and Behavioral Sciences (2nd ed., Vol, 8) (pp. 192-197). New York: Elsevier.
http://dx.doi.org/10.1016/B978-0-08-097086-8.12191-9.
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There are strong connections between ethnohistory and other forms of interdisciplinary
inquiry such as historical anthropology, historical archaeology, social history, oral
history, subaltern studies, colonial studies, and indigenous studies, but ethnohistory is a
fairly coherent scholarly formation that remains true to its particularistic and empirical
roots. This article surveys the history of the field, some of its contributions to
knowledge, and some of the ways in which ethnohistory has integrated and revealed
tensions among historical, anthropological, and indigenous perspectives on cultural and
historical processes. Such tensions have led to a productive reflexivity among some
ethnohistorians.
Following the enactment in the United States of the Indian Claims Commission Act of
1946, anthropologists and historians were asked to serve as expert witnesses in court
cases adjudicating tribal claims to territory. As legal historian Christian McMillen
(2007) shows in Making Indian Law: The Hualapai Land Case and the Birth of
Ethnohistory, this development was influenced by a landmark Supreme Court decision,
United States v. Santa Fe Pacific Railroad Company (1941), that defined the basis of
indigenous land claims as evidence of occupancy from “time immemorial.” Conducting
research for both sides (Indian tribes on the one hand and the Justice Department on
the other), expert witnesses relied on colonial documents, oral histories, and
ethnographic research to delineate indigenous concepts of rights to territory and
resources; indigenous patterns of land use; indigenous and colonial understandings of
treaty rights; the history of appropriation of land and resources from indigenous
communities; and cultural continuities and discontinuities among indigenous
populations. After 1978, when the Indian Claims Commission issued its final report,
ethnohistorians continued to serve as expert witnesses in other contexts, including tribal
recognition cases.
By 1978, however, ethnohistorians were conducting research that went well beyond the
testimonial. The pursuit of ethnohistory consolidated a previously marginalized focus on
Indian history within the field of history; in anthropology it brought a historical lens to
culture change within indigenous cultures. The diachronic emphasis of ethnohistorical
research provided a corrective to the synchronic nature of traditional ethnographic
research, in which indigenous people were largely treated as static and timeless.
Ethnography’s focus on the “ethnographic present” developed as a corrective to the
speculative history of nineteenth-century historical evolutionism, but erroneously
treated indigenous people as if they were “without history,” in anthropologist Eric Wolf’s
(1982) memorable phrase. The neglect of history among anthropologists should not be
overemphasized, however: the work of James Mooney on the Ghost Dance, published in
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the late nineteenth century, is an important except to the rule. In the early twentieth
century, John Swanton, Frank Speck, William Duncan Strong, Julian Steward, and
William Fenton used historical methods in reconstructing indigenous culture; the latter
became important in the development of ethnohistory. The acculturation studies carried
out by Robert Redfield, Melville Herskovits, Robert Redfield, Oscar Lewis, and others in
the 1930s also constituted a move towards understanding cultural change. And in
Britain, Evans-Pritchard’s account of structural change among the Bedouins of
Cyrenaica launched an interest in structural change and cultural conceptions of time
that moved the discipline away from the synchronicity of structural-functionalism.
Research on the politics, economics, ideologies, and social relations of what Georges
Balandier called the “colonial situation” (Cohn 1980) became central to the development
of ethnohistory as a field. Ethnohistorians have productively analyzed the political
economy of colonial empires, the impact of epidemics on indigenous populations, the
nature of imperial bureaucracies, indigenous strategies of survival and resistance, and
Christian evangelization and indigenous responses, among other topics. Studies of the
gendered nature of the colonial situation, and especially changes in gender roles under
colonialism and Christian evangelization, led to the development of feminist
ethnohistory. Anthropologist Eleanor Leacock conducted important early work in this
area, researching Innu (Naskapi) hunting territories and the impact of the fur trade on
gender roles. In Women and Colonization (Etienne and Leacock 1980), Leacock offered
an historical materialist explanation of gender inequality that maintained that the allied
forces of capitalism, colonialism, and Christianity led to the degradation of women's
status among Native Americans, though not without resistance. Other studies inspired
by Leacock have shown that the impact of capitalism and Christianity on gender roles
has been extremely complex, varying according to indigenous gender relations as well as
the manner in which indigenous economies articulated with the capitalist economy.
More recently what might be called the ethnohistory of sexuality has emerged in the
work of scholars such as Ramón Gutierrez, Will Roscoe, and Ann Stoler interested in the
dynamics of race, class, and sexuality in colonial systems of inequality. But this
scholarship is associated less with ethnohistory than with an efflorescence of work in
historical anthropology that emerged in the 1980s and 1990s. Historical anthropology,
more a subfield of anthropology than an interdisciplinary field, is mainly outside the
scope of this article (but see History and Anthropology).
The American Society for Ethnohistory, founded in 1954, awards the Erminie Wheeler-
Voegelin Book Award annually to the author of the best book in the field. This award
and the companion Robert F. Heizer Article Award offer an excellent way to keep
abreast of developments in ethnohistory. The Society publishes the journal
Ethnohistory; other venues in which ethnohistorical works frequently appear are
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Comparative Studies in Society and History and History and Anthropology. The ASE
presidential address is published each year in Ethnohistory and often expresses current
theoretical or methodological issues in the field.
Contributions to Knowledge
In the area of political economy the work of environmental historian Richard White has
been particularly significant. Beginning with a monograph on the colonial production of
political and economic dependency among the Choctaws, Pawnees, and Navajos, White
has developed an approach to ethnohistory that focuses on changing modes of
production, social relationships, and relationships to the environment. He and other
scholars have chronicled the impact of the fur trade, farming, mining and other
European interventions on indigenous ecologies and economies, analyzing the forms of
dependency and innovation that these interventions have engendered. Another
approach to political economy is featured in Captives and Cousins: Slavery, Kinship
and Community in the Southwest Borderlands, by historian James Brooks. This book
analyzes the significance of indigenous forms of captivity, servitude, and adoption as
forms of intercultural exchange, and the significant changes to these patterns that
occurred under colonialism.
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Richard White is also known for the important concept of the “middle ground.” First
developed in The Middle Ground: Indians, Empires, and Republics in the Great Lakes
Region, the concept refers to common patterns of social relationships and meaning that
develop in situations of culture contact. Structural anthropologist Marshall Sahlins
offers a somewhat similar concept, “structures of the conjuncture,” in Historical
Metaphors and Mythical Realities: Structure in the Early History of the Sandwich
Islands Kingdom. While ethnohistorians trained in history, like White, are more likely
to employ the more informal framework of “the middle ground,” the approaches of
Sahlins and White both offer ways of conceptualizing the hybrid social and cultural
forms that develop in the course of intercultural encounters. Sahlins’s earlier work on
hunting and gathering economies has also been influential on ethnohistories like Robert
Brightman’s Grateful Prey: Rock Cree Human-Animal Relationships, that focus on
indigenous economies and cultural logics. Like many anthropologists, Brightman is
concerned with delineating the culturally specific concepts of the person that form a
central part of indigenous cultural beliefs and practices.
Relations between indigenous peoples and the colonizing state have been a recurring
concern of ethnohistory. Bringing the time-depth of archaeology to the question, Bruce
Trigger, Samuel Wilson, and others have shown that societies with higher degrees of
political and economic integration tended to adapt more successfully to European
conquest (Rogers and Wilson 1993). In an extensive set of ethnohistorical works on
India, anthropologist Bernard Cohn developed the concept of “rule by records,” which
has inspired numerous other important studies of colonial rule as a form of knowledge
and power. Anthropologist Nicholas Dirks’ Castes of Mind: Colonialism and the
Making of Modern India, for example, historicizes the notion of “caste,” analyzing it
neither as an essential cultural attribute nor as a colonial “invention,” but as a complex
product of indigenous culture, colonialism, and resistance.
One of the most productive arenas of ethnohistorical research is the study of colonial
missions and indigenous responses. In Ambivalent Conquests: Maya and Spaniard in
Yucatan, historian Inga Clendinnen considers missionary work and resistance among
the Mayas in the Yucatan peninsula in the sixteenth century. Several influential
accounts of conversion and resistance have been offered by anthropologists John and
Jean Comaroff, including the latter’s Body of Power, Spirit of Resistance: The Culture
and History of an African People, which analyzes the Church of Zion among the Tshidi
as a form of indigenous agency. Among the many studies of religious conversion,
resistance, and syncretism in North America, anthropologist Edward Spicer’s Cycles of
Conquest: The Impact of Spain, Mexico, and the United States on the Indians of the
Southwest stands out for its scope, while the many works of historian James Axtell are
important for contrasting the conversion strategies of the French, English, and Iroquois.
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Anthropologist Sergei Kan has expanded the range of ethnohistorical comparison in his
accounts of Tlingit religion and the impact of the Russian Orthodox Church.
The linguistic anthropologist Michael Silverstein (1997) has called for, and
demonstrated, an ethnohistory of communication, specifically, an ethnohistory of
“languages of encounter.” This ethnohistory concerns the reciprocal transformation of
linguistic forms as well as the linguistic communities in which they are embedded.
While Silverstein focuses on North America, his argument is relevant anywhere a
“contact community” has formed in which certain kinds of communication (pidginized
forms used in trade or diplomacy, for example) occur among people who otherwise
belong to distinct language communities. He emphasizes that the “languages of
encounter” used in trade or evangelization (Chinook Jargon, for example) differ
significantly from the creole languages that developed on plantations. A monograph
exemplifying the ethnohistory of communication, which is also an “ethno-ethnographic”
inquiry into indigenous conceptions of history, is Understanding Tolowa Histories:
Western Hegemonies and Native American Responses, by linguistic anthropologist
James Collins. Among other things, this book looks at the relationship between
discourses of place and the expropriation of land.
Methodological Issues
A recurrent theme in ethnohistory has been the tension between the methodologies of
anthropology and those of history, tensions aptly captured in historian Jennifer Brown’s
metaphor of “strange bedfellows, kindred spirits.” Historians have tended to rely on the
critical analysis of colonial documents, while anthropologists have put more credence in
oral history, sometimes also “upstreaming,” as William Fenton called it, from
contemporary cultural practices to engage in informed speculation about the past.
Anthropologists have also emphasized comparative analysis and indigenous conceptions
of history, leading Raymond Fogelson to advocate for “ethno-ethnohistory.”
As Fogelson’s ironic reduplication suggests, there has been some tension over the name
of the field itself. To what does the ‘ethno’ in ‘ethnohistory’ refer? For some scholars it
refers substantively to indigenous and other ethnic groups, making ethnohistory the
history of these groups. For others, it has methodological significance, and refers to an
ethnological or ethnographic approach to history. For still others, using an analogy to
terms such as ‘ethnobotany’ or ‘ethnoastronomy’, the name of the field refers to ethnic
and indigenous groups’ conceptions of their own pasts. All of these endeavors have
taken place under the rubric of “ethnohistory,” sometimes in the very same works. In
light of these difficulties some scholars, especially those conducting research outside of
the Americas, prefer to avoid the term altogether, referring instead to “historical
anthropology” or “anthropological history.” Yet the term ‘ethnohistory’ persists, likely
because a scholarly tradition and community has grown up around it, and because it
privileges one discipline less than the alternative terms.
Ethnohistorians typically rely on multiple forms of data, all of which must be utilized
with considerable care. These include:
• Colonial and other institutional documents, including travel journals,
missionary records, administrative records, judicial records, treaty records,
memoirs, policy statements, and published narratives. In interpreting these
primary documents the ethnohistorian must sort out (as much as possible)
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Given this range of data, and the different forms of training that historians,
anthropologists, and archeologists bring to their research, it is not surprising that
methodological issues arise frequently in the field of ethnohistory. Among these issues
are:
• The problem of what Samuel Wilson calls “mixed epistemologies,” with
history, cultural anthropology, and archaeology each relying on different
modes of explanation and validation. Wilson contrasts a neoevolutionary
approach focused on long-term and large-scale processes with historical
approaches more concerned with small-scale, shorter-term processes. He
compares this to the contrast Braudel draws between process-oriented history
(the longue durée) and event-oriented history. This difference in scale poses
“the challenge of integrating macroprocesses and microprocesses of culture
change into a coherent analysis” (Rogers and Wilson 1993, 21; 23).
• The contingency and partiality (in both senses) of documentary sources.
Patricia Galloway (2006) notes the significance of material not noticed or not
available to European observers; material misinterpreted by European
observers; and material that has been lost. This requires a methodology of
suspicion and convergence, in which documentary sources are viewed as
compromised and explanations may be strengthened by the convergence of
several lines of evidence, including archaeological, linguistic, and geographic
evidence.
• The role of oral history, tribal history, and/or living memory as a supplement
or corrective to written documents, which largely represent the perspective of
colonial institutions. Jan Vansina (1985) has offered a methodology for the
interpretation of oral history, including a way of distinguishing among
ecological time, genealogical time, the sociological (recurring) calendar, and
the time of extraordinary events. Anthropologists such as Julie Cruikshank
have emphasized the importance of indigenous orientations to time, such as
prophecy, that contrast sharply with linear time.
• The ability of ethnohistory to deal adequately with plural interpretations,
including tensions or contradictions between (and within) archaeological,
documentary, and oral histories. Historian Fred Hoxie has argued eloquently
for an ethnohistory that aims “to describe community lives in their own
terms,” producing “stories that allow for an open vision—one that is coherent
but attends to several layers of meaning and many co-existing interpretations”
(1997, 606; 610). Anthropologist Raymond Fogelson agrees with this vision,
while enumerating the difficulties posed to the ethnohistorian by “bi- or
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Anthropologist Bernard Cohn (1980) offered a wise mediation between what he calls
“anthropologyland” and “historyland,” noting that history and anthropology have a
common subject matter, “otherness”; a common project, translation; and a common
interest in studying social transformation. He called for an “anthropological history” in
which the colonial situation is a privileged, unified analytic field for the study of the
construction and representation of culture—indigenous culture, colonial culture, and
postcolonial culture alike. Such an endeavor, he insisted, requires a working experience
of both the field and the archive. This endeavor also needs to be highly reflexive, he
insisted, and attuned to the ways in which current scholarly concepts are often remnants
of colonial forms of rule. These include such basic concepts as ‘culture’, ‘race’, ‘tribe’,
and ‘ethnic group.’ Even the division between history and anthropology is a remnant of
colonial notions of the timeless nature of ‘primitive’ people.
The importance of this question has only increased in the decades since 1991, as the field
of indigenous studies has grown in significance. Some argue that the conditions that
gave rise to the interdisciplinary formation of ethnohistory have changed enough that it
is no longer a viable field. Others, such as Jennifer Brown (1991), argue that
ethnohistory has brought historians, anthropologists, archeologists, and indigenous
people together in a fruitful enterprise that will always be changing but should not be
scuttled.
The future of ethnohistory most likely lies between these two extremes. Ethnohistory
will probably neither disappear nor subsume all of history, not in the foreseeable future
anyway. It will likely continue to develop its strengths: being a “middle ground,” as
Brown (1991) puts it, between history and anthropology, between archive and field,
between colonialist and indigenous perspectives. It will be strongest when practiced by
scholars with experience in both the archive and the field, and when indigenous and
non-indigenous scholars are collaborating side by side. It will be strongest when
practiced by scholars with expertise in indigenous languages. It will be strongest when it
is broadly comparative, and when local practices and meanings are tied to global
processes and power relations. It will be strongest when multiple, often conflicting
worldviews and perspectives are taken into account. And it will be strongest when it
proceeds in a reflexive manner, subjecting its own practices to critique and revision. It
may not be called ethnohistory in the future, but it will reject the artificial, colonialist
distinction between culture, prehistory, and history that is institutionalized in the
academy’s distinction between the fields of anthropology, archaeology, and history.
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