Dysfunctional Breathing: The Functional Screening Frequently Forgotten

Dysfunctional Breathing: the Functional
Screening Frequently Forgotten
Rich Patterson MS, ATC

Program Director
Athletic Training Program
University of Charleston
Athletic Training
Objectives
 Differentiate between normal and dysfunctional breathing

 Identify paradoxical breathing in a patient population
 identify various assessment techniques to assist in identification of
dysfunctional breathing
 Understand various treatment options for dysfunctional breathing
 Describe how breathing can create or reduce dysfunction
 Breath taking Video

Breathing Testing
Number %Percentage Rating
count of Users
150+ 2 Excellent
 Breathing count (White, 1997)
110-149 5 Very Good
 Breathing Pause (White, 1997)
90-109 10 Good
60-89 35 Fair
2-59 47 Poor
Pause %Percentage Rating
Length of Users
60+ 3 Excellent
45-59 6 Very Good
30-44 22 Good
15-29 46 Fair
0-14 23 Poor
Patient Reported Outcome – SEBQ
(Courtney & Greenwood, 2009)
 Self-Evaluation of Breathing
Questionnaire
 Scoring
 (0) Never/not true at all
 (1) Occasionally/a bit true
 (2) Frequently/mostly true
 (3) Very Frequently/very true
Definition & Background
 Breathing pattern disorder (BPD)

 Inappropriate breathing that is persistent enough to create symptoms with no
apparent organic cause
 Poor posture
 Scapular dyskinesis
 Low back pain
 Neck pain
 Temporomandibular joint pain
 The prevalence rate of BPD in the general population has been suggested
to be as high as 5-11% in the general population, around 30% in asthmatics,
and up to 83% in anxiety suffers. (Courtney 2009)
Breathing Mechanics
 Normal breathing should take little effort

 10-14 breaths per minute (Chaitow et al, 2014)
 5-6 breaths per minute (White, 1997)
 Ratio or inspiration to expiration of 1:1.5 – 2 (Chaitow, 2014)
 21,000 breaths per day (Courntey, 2009)
 Diaphragm and chest wall excursion during deep breathing is typically between
4 to 7 cm in healthy patients
Breathing Mechanics – Respiration
 The primary muscle responsible for respiration are the diaphragm,

intercostal muscles, scalenes, transverse abdominis, muscles of the pelvic
floor and deep intrinsic muscles of the spine (Perri & Halford, 2014)
 Serves to function as postural function, core stabilizers in addition to respiration
 Accessory muscle
 Scalenes
 SCM
 Upper Trapezius
Breathing Mechanics – Inspiration
 During inspiration the diaphragm moves inferior

to increase the pressure in the abdominal cavity
while decreasing it’s volume
 Initiated in the abdomen, not the chest
 With continued contraction the vertical fibers
attached to the lower ribs expand them open in
a horizontal direction or “bucket handle” motion
 The dimensions of the thorax expand in all
directions as if filling up a balloon
Perri & Halford, 2004

Breathing Mechanics – Inspiration
 Movement of the upper ribs develops in the last phase of inspiration and is
commonly known as a “pump handle”

Faulty Breathing Pattern
 Vertical displacement of the sternum instead of widening of

the horizontal plane -- “chest breathing”
 Result of bilateral over activity of the scalenes, trapezius and
lavator scapula
 Most common fault in respiration resulting in:
 Chronic cervical overstrain
 Diminished activity of the inter costal muscles
 Reduced rib motion
 Increase in pectoralis major and minor, latissimus, serratus anterior and
trapezius activity assuming a more respiratory function over postural
responsibility
Frank et al, 2013
Breathing Mechanics – expiration
 In quiet respiration – expiration occurs passively

 The diaphragm relaxes and ascends
 The abdominal wall is drawn in towards the spine and the ribs and thorax
move down and in
Intra-abdominal Pressure
 Stability of the spine is dependent on the dynamic coordination of

numerous synergists and and antagonist muscles for precise control (Frank
et al, 2013)
 An increase in intra-abdominal pressure (IAP) stabilizes the spine
 The integrated spinal stabilizing system (ISSS) (Kolar, 2006)
 Balanced co-activation between deep spinal
flexors and spinal extensors in the cervical and
upper thoracic region
 The diaphragm, pelvic floor, and transverse
abdominis regulate IAP and anterior lumbo-
pelvic postural stability (Frank, 2013)
Frank et al, 2013

Breathing and Posture
• Since trunk muscles perform

both breathing and posture,
disruption of one function, can
negatively affect the other
(Hodges et al, 2007)
• Habitual chronic breathing
pattern disorders interfere with
normal function of key
stabilizing muscles such as
transverse abdominis and
diaphragm (Chaitow, 20014)
Paradoxical Breathing
 Most severe dysfunction

 Abdomen is drawn in during inspiration and out during expiration
 Occurs as a temporary reaction to bracing for anticipated action.
 Stress
 COPD
 Habit of holding the abdomen rigid in an attempt to create the appearance of a flat
stomach
Assessment
Hi-Lo Breathing Assessment
 Used to assess the movement of the upper rib cage and the lower rib
cage/abdomen and determine aspects of breathing such as rate, rhythm,
relative motion, and phase relation of upper and lower breathing
compartments (Chatiow, Bradley, Gilbert, 2014)
 Lower hand is related to the movement of the diaphragm
 Upper hand represents upper chest breathing (scalenes)
Rib Palpation and Assessment
 Palpation of the first rib

 Patient is placed in a seated position
 Clinician pulls the trapezius posterior to access the first rib
 Identification of the bony prominence of the first rib
 Seated Lateral Expansion
 Patient seated with clinician behind patient
 Clinician fingers along shafts of ribs 8-10
 Clinician thumbs on either side of the spine
Breathing Retraining
Primal Reflex Release Technique
(PRRT) (Iams, 2005)
 Diaphragm release
 Patient in a supine position
 Reach towards the toes by side flexing at the waste
 Cough loudly one time
 Repeat for opposite side
Dynamic Neuromuscular Stabilization
(DNS)
 Supine with hips and knees flexed to 90
degrees
 Knees shoulder width apart
 Therapist applies a downward pressure in
the patient’s groin area
 Patient feels that area of the abdominal
wall and presses against the therapist’s
fingers.
 The patient practices breathing without
relaxation of the lower abdominals
 Goal of reflex stimulation is to set up an
experience that transfers into exercise with
volitional control (Kolar, 2006)
Frank et al, 2013

Crocodile Breathing
 Retraining the body to breath diaphragmatically

 Lie prone
 Inhale through the nose and press the belly into the floor
 Sides of the bones of your hips and and lower ribs starts to expand
 Exhale and sink into the floor

Conclusion
 BPDs are associated with anxiety and anxiety is associated with altered
motor function, muscle imbalances, postural imbalances, trigger points
(Cheitow, 2004)
 Breathing retraining can have a positive effect in normalizing BPD
 There is large number of breathing therapies utilizing a wide range of
techniques
 Breathing techniques may be beneficial as an adjunct to the functional
evaluation or when traditional treatments have not proved to adequately
address a dysfunction
References
Bradley, H., & Esformes, J. D. (2014). Breathing pattern disorders and functional movement. International
journal of sports physical therapy, 9(1), 28.
Chaitow, L. (2004). Breathing pattern disorders, motor control, and low back pain. Journal of Osteopathic
Medicine, 7(1), 33-40.
Chaitow L, Bradley D, Gilbert C. Recognizing and Treating Breathing Disorders. 2nd ed. Elsevier Health
Sciences; 2014.
Courtney, R. (2009). The functions of breathing and its dysfunctions and their relationship to breathing
therapy. International Journal of Osteopathic Medicine, 12(3), 78-85.
Courtney, R., & Greenwood, K. M. (2009). Preliminary investigation of a measure of dysfunctional breathing symptoms: The Self
Evaluation of Breathing Questionnaire (SEBQ). International Journal of Osteopathic Medicine, 12(4), 121-127.
Frank, C., Kobesova, A., & Kolar, P. (2013). Dynamic neuromuscular stabilization & sports
rehabilitation. International journal of sports physical therapy, 8(1), 62.
Hodges, P. W., Sapsford, R., & Pengel, L. H. M. (2007). Postural and respiratory functions of the pelvic floor
muscles. Neurourology and urodynamics, 26(3), 362-371.
Iams, J. (2005). When reflexes rule: A new paradigm in understanding why some patients don’t get
well. Advance for Physical Therapy and Rehab Medicine, 16(3), 41.
Page, P., Frank, C., & Lardner, R. (2010). Assessment and treatment of muscle imbalance: the Janda
approach. Human kinetics.
Perri, M. A., & Halford, E. (2004). Pain and faulty breathing: a pilot study. Journal of bodywork and movement
therapies, 8(4), 297-306.
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Dysfunctional Breathing: the Functional

Screening Frequently Forgotten

Rich Patterson MS, ATC

 Differentiate between normal and dysfunctional breathing

 Breath taking Video

 Breathing pattern disorder (BPD)

 Normal breathing should take little effort

 The primary muscle responsible for respiration are the diaphragm,

 During inspiration the diaphragm moves inferior

Perri & Halford, 2004

Perri & Halford, 2004

Perri & Halford, 2004

 Vertical displacement of the sternum instead of widening of

 In quiet respiration – expiration occurs passively

 Stability of the spine is dependent on the dynamic coordination of

Frank et al, 2013

• Since trunk muscles perform

 Most severe dysfunction

 Palpation of the first rib

Frank et al, 2013

 Retraining the body to breath diaphragmatically

 Exhale and sink into the floor

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