Fantasy Theory
Fantasy Theory
Fantasy Theory
1
With profound thanks to China Miéville, Kathrina Glitre, Greg Tuck – friends,
colleagues, comrades. Thanks also to Historical Materialism’s anonymous readers, and
to José B. Monleón for translating a passage from Benito Pérez Galdós’s The Reason
of Unreason (1915) and thereby providing me with a title.
2
Butler 2001, p. 7.
to come to terms with sf. However, there is a remarkable absence in all this
endeavour.
The rst major Marxist sf theorist, Darko Suvin, notoriously described
(narrowly-dened) fantasy as ‘just a subliterature of mystication’ and asserted
that the ‘[c]ommerical lumping of it into the same category as SF is thus a
grave disservice [to sf] and a rampantly socio-pathological phenomenon’.3
Whether as a consequence of this position or merely consequent to it, fantasy
and the fantastic have been relatively neglected in Marxist theory and criticism
of literature, lm and media.4 This could be taken as merely concomitant to
the critical neglect of fantasy as a distinct genre from other theoretical
perspectives, a phenomenon which stems, I suspect, from the fact that deni-
tional problems have made it easier to discuss isolated examples in critical
contexts provided by other genres than to produce a theory of fantasy per se.
Such theories have, of course, been essayed, and this article will trace the
development of the most inuential account of fantasy literature, the aws
and limitations of which are exceeded only by the extent of its inuence.
However, as I will argue, there is rather more at stake for Marxists in such
debates than just plugging a gap so as to have a full complement of appropriate
genre theories.
In 1926, Trotsky argued that ‘the attempt to declare psychoanalysis
incompatible with Marxism and simply turn one’s back on Freudianism is
too simple’;5 during the following half-century, it became increasingly apparent
that Marxists had failed to generate an adequate theory of the subject and
3
Suvin 1979, p. 9. Suvin 2000 revises this argument, although not necessarily very
extensively.
4
Other (or particular) genres of the fantastic have fared better. Robin Wood’s
Marcuse-inspired work in the 1970s on the American horror movie inuenced a
generation of horror criticism (see Bould 2002), and for nearly thirty years the journal
Science Fiction Studies (where Suvin served for many years in various editorial capacities)
has provided a valuable venue for Marxist and critical postmodernist work. Sharply-
drawn distinctions between sf, fantasy and horror have long been characteristic of sf
criticism. This has often seemed to be more a consequence of the desire to make sf
seem more important than other, ‘lesser’ genre ctions than of any particularly necessary
distinction between the genres. Such theorising typically follows the logic of commercial
categorisation which sees genre as a pigeonhole into which to place particular texts.
I am far more sympathetic to the perspective which views genre as a tendency within
a text which will almost certainly also contain other generic tendencies. Therefore, for
the purposes of this article at least, I can perceive no value in establishing rigid
distinctions between, say, fantasy and sf.
5
Trotsky 1973, p. 234.
The Dreadful Credibility of Absurd Things 53
In a world which is indeed our world, the one we know, a world without
devils, sylphides, or vampires, there occurs an event which cannot be
explained by the laws of this same familiar world. The person who experiences
the event must opt for one of two possible solutions: either he is the victim
of an illusion of the senses, of a product of the imagination – and laws of
the world then remain what they are; or else the event has indeed taken
place, it is an integral part of reality – but then this reality is controlled by
6
It is a telling fact that even a standard reference work like Bottomore 1991 contains
no entries for these terms.
7
Freedman 2000, p. 10.
54 Mark Bould
laws unknown to us. . . . The fantastic occupies the duration of this uncertainty.
Once we choose one answer or the other, we leave the fantastic for a
neighbouring genre, the uncanny or the marvellous. The fantastic is that
hesitation experienced by a person who knows only the laws of nature,
confronting an apparently supernatural event. 8
In Todorov’s schema, the marvellous roughly coincides with the gothic fantasy
in which the spooky goings-on have a supernatural origin (for example, Hugh
Walpole’s The Castle of Otranto (1756); Buffy the Vampire Slayer (since 1997)),
and the uncanny matches the gothic fantasy in which rational, material
explanations are established for seemingly paranormal shenanigans (such as,
Ann Radcliffe’s The Mysteries of Udolpho (1794); Scooby Doo Where Are You!
(1969–70)). The moment of fantastic hesitation is exemplied, as Todorov
notes, by Henry James’s The Turn of the Screw, which leaves the reader unable
to conclude from textual evidence alone whether the ghosts of the former
servants seen by the governess are supernatural manifestations or projections
of her psychosexual anxieties.
The allure and possible complexities of the relationship between the fantastic,
the uncanny and the marvellous were made evident by Project UFO (1978–9).
A rigidly and unimaginatively formulaic TV series lamentable in almost every
respect, it nonetheless ran for two series and, in ‘terms of the size of viewing
audience’, remains ‘the most successful US sf TV series ever made’.9 Each
episode, purportedly based on incidents drawn from the USAF’s Project Blue
Book, would see Air Force personnel investigate an alleged UFO sighting,
and typically establish a rational explanation for it. In such instances, the
fantastic hesitation initiated by the original UFO sighting is reduced to the
category of the uncanny by the investigation’s ndings. However, this resolution
would sometimes be undercut in the closing seconds of an episode by the
reappearance of the previously explained-away UFO. The resolution of this
reintroduced fantastic hesitation into the uncanny or the marvellous depended
utterly on whether or not the viewer regarded such alien technology as a
rational or superstitious phenomenon.
Todorov identies ‘three conditions’ that the fantastic must full:
8
Todorov 1975, p. 25.
9
Clute and Nicholls 1993, p. 964.
The Dreadful Credibility of Absurd Things 55
First, the text must oblige the reader to consider the world of the characters
as a world of living persons and to hesitate between a natural and a
supernatural explanation of the events described. Second, this hesitation
may also be experienced by a character; thus the reader’s role is so to speak
entrusted to a character, and at the same time the hesitation is represented,
it becomes one of the the themes of the work – in the case of naive reading,
the actual reader identies himself with the character. Third, the reader must
adopt a certain attitude with regard to the text: he will reject allegorical as
well as ‘poetic’ interpretations. These three requirements do not have an
equal value. The rst and third actually constitute the genre; the second
may not be fullled. 10
one of the rst characteristics of the scientic method is that it does not
require us to observe every instance of a phenomenon in order to describe
it; scientic method proceeds rather by deduction. We actually deal with a
relatively limited number of cases, from them we deduce a general hypothesis,
and we verify this hypothesis by other cases, correcting (or rejecting) it as
need be. Whatever the number of phenomena (of literary works, in this
case) studied, we are never justied in extrapolating universal laws from
them; it is not the quantity of observations, but the logical coherence of a
theory that nally matters.11
10
Todorov 1975, p. 33.
11
Todorov 1975, p. 4.
12
Lem 1985, p. 212.
13
‘Among its twenty-seven titles we nd no Borges, no Verne, no Wells, nothing
from modern fantasy, and all of science ction is represented by two short stories; we
get, instead, E.T.A. Hoffmann, Potocki, Balzac, Poe, Gogol, Kafka – and that is about
all. In addition, there are two crime-story authors’ (Lem 1985, p. 212).
56 Mark Bould
but is also, as Lem notes, comprised of texts which have already been allowed
into the canon on other grounds.14 Despite an ambivalence for popular or
mass literature which often spills over into distaste,15 Lem maintains that a
14
Recently, Suvin has argued that ‘Todorov draws exclusively on possibilities present
in French ction 1650–1950 (including what can be tted into it from German Romantics,
primarily some Hoffmann) and codied in French literary criticism from Nodier on.
The validity of his categorization into uncanny versus marvellous plus oscillation
between them is therefore very small for the Anglophone and even German traditions.
It is restricted to cases where some of those writings (for example, James’s Turn of the
Screw) operate within ideological conventions similar to the French ones’ (Suvin 2000,
p. 220).
15
For example, Lem’s two most famous essays on sf are called ‘Science Fiction: A
Hopeless Case – with Exceptions’ and ‘Philip K. Dick: A Visionary Among the
Charlatans’ (both in Lem 1985).
16
Lem 1985, p. 232.
17
For example, although Jackson 1981 adds Lovecraft and Peake to Todorov’s
sample, she is rather more concerned to introduce the likes of Mary Shelley, Gaskell,
Dickens, Stevenson, Wilde, Cortazar, Calvino and Pynchon.
The Dreadful Credibility of Absurd Things 57
leads to the negative view of genre as constraint and, arguably, to the naïve
celebration of resistance to hegemonic incorporative strategies.
Over the last thirty years, it has become something of a commonplace that
the text is produced as the reader reads it. Todorov’s rst and third conditions
of the fantastic give the reader the dominant role in determining whether or
not a text is fantastic, and then whether it is marvellous or uncanny. However,
rather than consider actual readers, Todorov introduces the second condition
which will later permit him to replace the character and the naïve reader with
the text’s implied reader,18 a hypothetical reader who is dened purely in
terms of possessing those attitudes necessary for the text to be completely
effective – or, rather, for the critic’s analysis of the text to be effective. For
example, there is absolutely no reason why the reader of The Turn of the Screw
must comply with Todorov’s third criterion and decide between possible
explanations of the events it depicts; to do so is like forcing Schrödinger to
check up on his cat. One could equally postulate an implicit reader who
enjoys the ambiguity of co-existent but mutually exclusive possibilities, or
even one who resolves such indeterminacy by calculating ways in which
alternatives can be reconciled with each other (for example, ghosts exist but
can only be seen by someone in a heightened state of psychosexual anxiety).
Although it is a problematic proposition, Jose B. Monleón argues that, used
properly, ‘the characteristics of such an implicit reader’ should at least ‘depend
on the historical determinants that framed the text’.19 Todorov, however, is
content to deploy this critical-rhetorical device in an ahistoricising manner,
reconstructing the implied reader in the image of that required by his theory
of the fantastic.
18
This move is presaged in the passage quoted above in which Todorov fails
adequately to distinguish between ‘a world which is indeed our world’ and the world
presented in the mimetic text, despite the emphasis in the early pages of The Turn of
the Screw on the recreation of the genre world of the literary ghost story rather than
of nineteenth-Century England. Such mimetic reconstruction (of a slightly earlier
period) is the business of the framed tale, and, without the frame, the possibility of
a supernatural explanation would lack sufcient weight to balance the psychosexual
reading.
19
Monleón 1990, p. 4.
58 Mark Bould
20
Jackson 1981, p. 2. A typical narrative of Big Commercial Fantasies, such as David
Eddings Belgariad (1982–5) series, Raymond Feist’s Riftwar Saga (1982–92) or Star Wars
(Lucas, 1977) and its sequels/prequels, features a boy who rises from the ranks of
slave, servant or freeman to become a king or powerful wizard who replaces despots
without affecting the social order: the ugly duckling follows an Horatio Alger narrative
transformed, courtesy of prophecies and fate, into a fantasy of obedience.
21
Jackson 1981, p. 9.
22
Ibid.
23
Jackson 1981, p. 173.
The Dreadful Credibility of Absurd Things 59
Earth, Oz, the Star Wars universe) which are related ‘to the “real” only through
metaphorical reection’; consequently, they are incapable, for the most part,
of ‘intruding into or interrogating it’.24 Fantasy, she contends, is not concerned
with such displacements but with creating ‘“alterity”, this world re-placed
and dis-located’, a paraxial realm that is ‘neither entirely “real” . . . nor entirely
“unreal” . . . but is located somewhere indeterminately between the two’.25
This interstitial position ‘reveals reason and reality to be arbitrary, shifting
constructs and thereby scrutinizes the category of the “real”’.26 However, this
distinction between secondary-world and paraxial fantasy is a false one
produced not only by the tendency to marginalise and exclude mass and
popular literature, lm and TV but also by emphasising what is arguably a
very minor distinction in the variety of milieu a novel offers its readers:
namely, the way in which it relates to extra-textual reality. Jackson argues
that the paraxial fantasy world is disorientating because ‘its means of
establishing its “reality” are initially mimetic . . . but then move into another
mode which would seem to be marvellous . . . were it not for its initial
grounding in the “real”’.27 I would suggest that not only is this neat ordering
improbable – in most cases, the transition to a fantastic milieu is displaced
onto or pre-empted by markers of the text’s existence as a commodity; contrary
to popular belief, you can often judge a book by its cover – but also that both
paraxial and secondary-world fantasy actually present worlds discontinuous
24
Jackson 1981, p. 42. I am indebted to one of Historical Materialism’s anonymous
readers for pointing out Oz’s exceptional status inasmuch as, unlike Middle-Earth
and the Star Wars universe, L. Frank Baum’s original novel, The Wonderful Wizard of
Oz (1900) was a Populist political allegory. The slightly sceptical Brian Attebery suggests
that
the silver shoes are a little like William Jennings Bryan’s silver ticket to
prosperity, the Scarecrow is, in a sense, the troubled farmer, the Tin Woodman
can stand for the industrial laborer, the Cowardly Lion is a witty analog of
Bryan himself, the Wizard could be any ineffectual president from Grant to
McKinley, and the band of petitioners are another Coxey’s Army descending
on Washington. . . . I might propose one more analogy. Dorothy, bold,
resourceful, leading the men around her toward success, is a juvenile Mary
Lease, the Kansas rebrand who told her neighbours to raise less corn and
more hell, or an Annie Diggs, the Populist temperance reformer. Baum and
the Populists promoted an active role for women in the rural utopia.
Incidentally, the real surname of the Wizard of Oz is Diggs. (Attebery 1980,
p. 86)
25
Jackson 1981, p. 19.
26
Jackson 1981, p. 21.
27
Jackson 1981, p. 20.
60 Mark Bould
suggests the basis upon which cultural order rests, for it opens up, for a
brief moment, on to disorder, on to illegality, on to that which lies outside
the law, that which is outside dominant value systems. . . . [It] traces the
unsaid and the unseen of culture: that which has been silenced, made
invisible, covered over and made ‘absent’.31
The excluded, which Jackson presents as synonymous with the desired, can
be temporarily revealed, but the necessary use of the language of the dominant
culture inevitably re-excludes it. However, Jackson argues, this momentary
28
Jackson 1981, p. 175.
29
Jackson 1981, p. 6.
30
Jackson 1981, p. 3.
31
Jackson 1981, p. 4.
The Dreadful Credibility of Absurd Things 61
perturbation of the dominant social order ‘is a telling index of the limits of
that order’,32 and paraxial fantasy is predicated on a ‘negative relationality’ to
the ‘“bourgeois” category of the real’33 conceived as an ideological and hence
linguistic order.
But how is this violation and possible subversion of dominant norms
achieved? Jackson stresses the naïveté of trying to equate ‘fantasy with either
anarchic or revolutionary politics’.34 Instead, a swift concatenantion of quotations
from Irène Bessière, Joanna Russ, Marcel Brion and Georges Bataille is used
to link paraxial fantasy with the ‘violent “opening” of syntactic order . . .
found in Lautréamont, Mallarmé, Rimbaud, surrealism, Artaud’ and to suggest
that ‘fantastic works of the last two centuries are clear antecedents of modernist
texts, such as Joyce’s Ulysses and Finnegans Wake, with their commitment to
disintegration’.35 This passage suggests that fantasy’s subversive potential,
its ability to ‘disturb “rules” of artistic representation and literature’s reproduc-
tion of the real’36 is not, after all, its unique and dening characteristic. Rather,
Jackson, like Todorov, is engaged in the sly application of nonuniform values
in order to introduce a hierarchy consonant with a pre-existing canon.37
What is it, then, that paraxial fantasy subverts, and how? Jackson argues
that by ‘[p]resenting that which cannot be, but is, fantasy exposes a culture’s
denitions of that which can be: it traces the limits of its epistemological and
ontological frame’.38 Paraxial fantasies
32
Jackson 1981, p. 4.
33
Jackson 1981, p. 26.
34
Jackson 1981, p. 14.
35
Jackson 1981, p. 22.
36
Jackson 1981, p. 14.
37
Her contention that ‘texts subvert only if the reader is disturbed by their dislocated
narrative form’ (Jackson 1981, p. 23) seems to displace such judgements onto the
reader (who must also be considered paraxial: Jackson’s methodology requires an
implicit reader, yet she emphasises affect).
38
Jackson 1981, p. 23.
62 Mark Bould
most subversive fantasies are those which attempt to transform the relations
of the imaginary and the symbolic. They try to set up possibilities for radical
cultural transformation by making uid the relations between these realms,
suggesting, or projecting, the dissolution of the symbolic through violent
reversal or rejection of the process of the subject’s formation.42
39
Jackson 1981, pp. 175–6.
40
I have argued elsewhere (Bould 1999b) that, following Adorno, the relationship
between the Symbolic and the Imaginary can be usefully reconstructed as that between
the ‘objective subject’ which matches and ts bourgeois existence as a whole and the
unknowable ‘real subject’ repressed by exchange-value. Fully objectied, the subject
(mis)takes the objective subject for the real subject, and the real subject is transformed
into a fantasy of transcendence.
41
Jackson 1981, p. 65.
42
Jackson 1981, p. 91.
43
Jackson 1981, p. 6. This circular logic is often reiterated in psychoanalytic approaches
to fantasy. For example, ‘all ction has its origins in phantasy and so it comes as no
surprise that psychoanalytic theory has had such an impact upon our understanding
of literary texts’ (Armitt 1996, p. 39).
44
Even Fredric Jameson seems to have fallen into this trap, describing cyberpunk
as ‘the supreme literary expression if not of postmodernism, then of late capitalism
itself’ (Jameson 1992, p. 419).
The Dreadful Credibility of Absurd Things 63
She devotes her analysis to ‘[t]hose texts which attempt that movement and
that transgressive function’ because ‘in them the fantastic is at its most
uncomprising in its interrogation of the “nature” of the “real”’.46 There are
several problems with this approach.
First, the fact that almost all fantasies neutralise this impulse suggests that
the actual impulse is not one of transgression but of a eeting entertainment
of the possibility of transgression. Rather than verify the existence of an
impulse toward transgression and examine the material conditions which
produced or curtailed it, Jackson merely privileges such an impulse while
neutralising the second half of the movement, even though it is, by her own
admission, the dominant one. Her failure to consider this impulse in full is
indicative of the limited scope of her efforts to introduce the political and
ideological into her reworking of Todorov, and suggests a rather simplistic
model of the relationship between the subject and the social order which
makes no distinction between varieties of psychic and social repression.
Second, Jackson denes literary fantasy in terms of that which it typically
is not. The exceptional characteristic she privileges as the dening characteristic
of fantasy is not merely a product of ner writing – her examples are exceptional
in two senses – but of a failure of form, whether intentional or not. However,
her equivalisation of repressions leads her to interpret genre as a constraint
to be transgressed rather than as an enabling eld of possibilities.47 Con-
sequently, she has little option but to pursue this rather perverse course of
45
Jackson 1981, p. 9.
46
Jackson 1981, p. 9.
47
This is not uncommon. For example, Lucie Armitt advocates ‘an approach that
accepts genre as a necessary evil: a problem to negotiate, a limit to surpass and a
structure to overreach’, arguing that ‘our actual interest’ in fantasy texts ‘has more to
do with the complex ways in which an individual tale simultaneously irts with while
overreaching this limiting straitjacket that we know as genre’. Seduced by the ‘irtatious
dynamic’ of ‘resistance to appropriative and author/itarian possession’, Armitt valorises
the variations in individual fantasy texts which distinguish them from each other as
64 Mark Bould
misdening fantasy by its exceptions rather than its rules, and of turning –
fallaciously – to the avant-garde as the repository of literary production
supposedly least tainted by commodity production.
Third, Jackson’s focus on the suppressed impulses of fantasy texts mirror-
ing the Freudian psyche constitutes a self-validating sleight-of-hand which
also demonstrates the imperialist project of psychoanalysis: it is not sufcient
that all people must be made to coincide with its universalised white male
European bourgeois subject, so too must all cultural products. Just as Todorov’s
structuralism causes him to reject author in favour of text and actual readers
in favour of the implicit reader, so Jackson’s psychoanalysis, by attributing
sole agency to the text, exscribes the material conditions of textual production
and reception. This is perhaps unsurprising in an argument which draws
upon Freud’s own discussions of literature (for which he carefully selected
texts to illustrate his own fantasies of the psyche and universal subjectivity)
without questioning, for example, the different modes of production of the
texts (for example, volumes of literature, folklore, science; the analyst’s accounts
of the analysand’s accounts of dreams) upon which Freudian psychoanalysis
is built. This becomes increasingly troubling as Jackson’s book proceeds
without any recognition that the texts she considers, and the work by Freud
that is intended to illuminate them, are products of similar cultures during
roughly the same period. It is unsurprising, then, that they share tropes,
images and ideas; what is surprising is that, rather than indicating the historical
and cultural contingency of Freudian theory, the appearance of these shared
elements is deemed to corroborate Freudian theory, which, thus conrmed,
can, in an astonishing piece of circular logic, then be used to analyse them.
the ‘resistance to homogeneity that makes them pleasurable for us to read’ (Armitt
1996, pp. 19–20). As Armitt’s recognition of the ‘crucial differentiation between fantasy
as genre ction and the fantastic as a far more resistant, anti-generic mode’ (Armitt
1996, p. 6) indicates, her position is made more tenuous by a failure to allow for the
complex interactions of the overlapping distinctions of formula, category, genre, cycle
and mode, causing her to mistake formula or category for genre and genre for mode,
and thus to distance herself from the mass and popular forms of fantasy. Ironically,
although she notes that Todorov’s work belongs to ‘that form of structuralism that
gives birth to the compartmentalization approach to fantasy’ (Armitt 1996, p. 6), Armitt
seems oblivious to the possibility that the ‘resistance to homogeneity’ she champions
arises from the retrospective construction of straitjacketing categories.
The Dreadful Credibility of Absurd Things 65
48
Marx 1987, p. 263.
49
Monleón 1990, p. 14.
50
Jackson does argue for the subversive potential of fantasy, but only after dening
fantasy in terms of a specic type of subversive potential. The mistake is to assume
that fantasy, as used in the title of her book, means something other than this very
narrowly dened variety (i.e., Jacksonian paraxial fantasy).
51
Jackson 1981, p. 124.
66 Mark Bould
and Monleón’s argument that fantasy was involved in ‘the defense of the
status quo and the preservation of economic order’, helping to ‘modify
hegemonic discourse in order to justify the survival of bourgeois society’.52
Indeed, Monleón’s attempt to produce ‘an ideological reading rooted in the
concrete historical circumstances from which the fantastic emerged and
evolved’53 is anticipated by Jackson’s commentary on several mid-Victorian
novels concerned with connement and the collision of bourgeois realism
and Gothic horror.54
Monleón, who persuasively argues that Goya’s famous aquatint plate
Capricho 43 in fact reads ‘The dream of reason produces monsters’, locates
the origin of fantasy in the ‘interaction’ in the Gothic ‘of two opposed and
irreconcilable worldview . . . as a result of the tensions produced by the
inclusion of medieval beliefs within the reasonable framework of eighteenth-
century bourgeois precepts’.55 Therefore, fantasy, which Monleón denes as
‘an artistic production articulating a social concern about the essence of nature
and law, on the one hand, and the threats and fears derived from such a
concern, on the other’,56 could not exist prior to the objectication of nature
and the ‘triumph of reason’,57 which he dates at around 1760.58 As soon as
‘the “Rationalists”’ who had opposed ‘the dominance of arbitrary absolutism
and feudal organization’ came to power, ‘a very different political conguration
came into being, with the end result that reason had to adjust in order to
conform to its new social role’.59 This resulted in the establishment of houses
of connement on the urban periphery in the seventeenth and eighteenth
centuries as ‘hospitals, workhouses, pauperhouses, and prisons assumed the
52
Monleón 1990, p. 14.
53
Monleón 1990, p. vii.
54
Jackson notes the apocalyptic coincidence and paralleling of feminist revolt with
Luddite violence in Charlotte Brontë’s Shirley (1849) and with Chartism in Elizabeth
Gaskell’s Mary Barton (1848). She also discusses Dickens’s descriptions of the Gordon
rioters as demonically-possessed Bedlamites in Barnaby Rudge (1841), of Chartists as
demons in The Old Curiosity Shop (1841), of political revolution as barbarism in Hard
Times (1854), and of the French Revolution as ‘a grotesque plague of madness’ (Jackson
1981, p. 132) in A Tale of Two Cities (1859).
55
Monleón 1990, p. 6.
56
Monleón 1990, p. 19.
57
Monleón 1990, p. 8.
58
He also argues that fantasy ended in the 1930s, when the modernist assault on
language and epistemological certainty had rendered ‘unreason . . . indistinguishable
from reason, and . . . reality . . . as nonapprehensible’ (Monleón 1990, p. 75).
59
Monleón 1990, p. 20.
The Dreadful Credibility of Absurd Things 67
function not only of curing, educating, or punishing, but also of hiding’; and,
as ‘[c]riminals and madmen were thrown together with beggars and the
unemployed’, many came to see work as ‘the feature that separated those
reasonable beings who participated in the productive effort from a fth estate,
composed of the “scum” always ready to rob or riot’.60 Attempts were made
‘to eliminate the cohabitation by different classes of the same streets or
buildings’ by replacing ‘vertical distinction by oors’ with a ‘horizontal dis-
placement’ which saw the ‘laboring classes . . . pushed from the center to the
periphery, to that same edge of the city in which stood the houses of con-
nement’61 and relocated cemeteries. Thus the dream of bourgeois reason
thrust all that it did not wish to recognise (death, madness, idleness, crime,
pauperism, riots and the new working class, lumped together under the
metaphor of unreason) out onto the edges of its cities.
Traces of this frenzy of reasonable repudiations can certainly be found in
the literature of the period. Don Quixote’s niece pleads with the priest and
the barber to destroy his volumes of poetry along with the chivalric romances
which have lead to his delusions, ‘[f]or once [he] is cured of his disease of
chivalry, he might very likely read those books and take it into his head to
turn shepherd and roam about the woods and elds, singing and piping and,
even worse, turn poet, for that disease is incurable and catching, so they
say’.62 The deranging irrationality of building a reasonable and enlightened
society on expulsion and exclusion, as in More’s Utopia (1516), is laid bare in
Laputa and the land of the Houyhnhnms in Swift’s Gulliver Travels (1726), as
are its exploitative colonialist and mercantile tendencies in Neville’s The Isle
of Pines (1668) and Defoe’s Robinson Crusoe (1719).
Against the backdrop of this mass connement, which ‘symbolized
unreasonable repression as well as the repression of unreason’,63 Monleón
traces the emergence of the Gothic as ‘a sadistic unearthing and reconstruction
of unreasonable forms’ which, by exposing unreason, ‘allowed dominant
society to control or tame the image of unreason, to tailor a moralistic dress
around its presence’.64 The fantastic was thus born as ‘an expression of the
60
Monleón 1990, pp. 25–6.
61
Monleón 1990, p. 28.
62
Cervantes 1950, p. 61.
63
Monleón 1990, p. 39.
64
Monleón 1990, p. 48.
68 Mark Bould
65
Monleón 1990, p. 48.
66
Monleón 1990, p. 60.
67
Refreshingly, Monleón’s few references to Freud seem more interested in considering
his work as further examples of literary production drawing on common imagery
rather than as a privileged source of insight.
68
Monleón 1990, p. 89.
69
Engels 1975, pp. 423–4. Such a dissolution can be seen to underlie the relationship
The Dreadful Credibility of Absurd Things 69
between the Eloi and the Morlock in H.G. Wells’s The Time Machine: An Invention
(1895): the Morlocks operate the subterranean machine systems which preserve the
world of the Eloi; in exchange for this labour, the Eloi (literally) feed the Morlock.
70
Roberts 2000, pp. 133–4.
70 Mark Bould
71
Roberts 2000, p. 132. For a more compelling discussion of UFO abduction narratives
see Luckhurst 1998.
The Dreadful Credibility of Absurd Things 71
72
Intriguingly, Armitt identies several instances in Lewis Carroll’s Alice novels in
which ‘linguistic free-play and textual metamorphoses’ – the semiotic excess which
Jackson treats as anticipative of modernist ction – ‘actually work to suppress the
political’ (1996, pp. 157–8).
73
See Ashley 2000 and 2001, Carter 1977 and Westfahl 1998.
72 Mark Bould
74
Consider, for example, the imagery of contagion found in vampire ction. Brian
Stableford’s Empire of Fear (1988) uses vampirism as a metaphor for AIDS, and vice
versa, in order to examine various discourses surrounding them; although problematic,
it works consciously within a genre and tradition, a possibility allowed for by Monleón.
In contrast, And the Band Played On (Spottiswoode 1993) imagines AIDS as a contagion
requiring a Van Helsing to hunt down its Dracula-like patient zero, and, in 2000,
British popular journalism decribed Romanian gypsy beggars in London in terms
familiar to anyone who has read Dracula. By fostering a view of fantasy as the eruption
of unconscious phantasy, one is able to avoid direct criticism of the authors of the
latter examples because they do not seem to demonstrate any self-reexivity (or,
therefore, agency); the wider indictment of a culture which largely did not notice or
did not care about such ideological manipulation is thus forestalled, as is the necessary
critique of the role and limited repertoire of the culture industries.
The Dreadful Credibility of Absurd Things 73
75
Althusser 1971, pp. 160–70.
76
E.g. Mulvey 1989, pp. 14–26.
77
Bennett 1986.
78
Fiske 1989, p. 39.
79
E.g. Bacon-Smith 1992 and 2000; Jenkins 1992; Tulloch and Jenkins 1995; Clerc
1996; Penley 1997; Brooker 1999. For all its faults, most especially its lack of a notion
of affect, Barker and Brooks 1998 stands out for its avoidance of this excessively self-
selecting audience in favour of a more varied sample of subjects. See also Barker,
Arthurs and Harindranath 2001.
80
Bacon-Smith 1992, pp. 16–17, 5 and 6.
74 Mark Bould
the fact of hegemony presupposes that account be taken of the interests and
the tendencies of the groups over which hegemony is to be exercised, and
that a certain compromise equilibrium should be formed – in other words,
that the leading group should make sacrices of an economic corporate
kind. But there is also no doubt that such sacrices and such a compromise
cannot touch the essential; for though hegemony is ethical-political, it must
also be economic, must necessarily be based on the decisive nucleus of
economic activity.82
81
E.g. Pearson 2000.
82
Gramsci 1971, p. 161.
The Dreadful Credibility of Absurd Things 75
83
Bacon-Smith 1992, pp. 52–3.
84
The above comments are not intended to imply that fans are the dupes of the
culture industries. To the extent to which they actually believe their activities to be
truly radical and/or subversive, they might be considered as such (although a rather
more sophisticated and sensitive concept than ‘dupe’ is required); but they are not
dupes insofar as they nd in fandom a genuine community (of felt unalienation,
utopian aspiration, escape). If anyone could be considered a dupe, it is the academic
commentator who abandons political engagement in favour of fantasising fandom as
the locus for such activity.
85
Althusser 1971, pp. 162–3.
76 Mark Bould
86
Eagleton 1991, p. 145.
87
Althusser 1971, p. 163.
88
Eagleton 1991, p. 143.
89
Eagleton 1991, p. 145.
90
Althusser 1971, p. 164.
91
The starting point for any consideration of complex non-linear determinism must
be Prigogine and Stengers 1985. More accessible popular accounts can be found in
Gleick 1988, Hall 1992, Lewin 1993 and Peterson 1998. A number of literary critics
have drawn on chaos and complexity theory, and this offers a way into thinking about
language, discourse and ideology. Hawkins 1995 and Kuberski 1994 are rather basic,
whereas Hayles 1990 and 1991 are exemplary.
The Dreadful Credibility of Absurd Things 77
A spider conducts operations that resemble those of the weaver, and a bee
puts to shame many an architect in the construction of her cells. But what
distinguishes the worst architect from the best of bees is this, that the architect
raises his structure in imagination before he erects it in reality. At the end
of every labour process, we get a result that already existed in the imagination
of the labourer at its commencement. He not only effects a change of form
in the material on which he works, but he also realises a purpose of his
own . . . to which he must subordinate his will . . . during the whole operation.93
This is, of course, not to conate the categories of fantasy and labour but to
acknowledge the role of fantasy (in the sense of imagination and design) in
human labour and the element of labour (the construction in language, and
hence in reality, of structures raised in the imagination) in the production of
the fantasy text. From this perspective, the potentially most useful psycho-
analytic category one can use to link this process of imaginary and material
shaping in human labour to a more-political-than-therapeutic model of fantasy
is that of paranoia.
In his analysis of the paranoid and conspiratorial worlds of Philip K. Dick,
Freedman usefully summarises Freud’s various accounts of paranoia:
92
Miéville 2000.
93
Marx 1996, p. 188.
78 Mark Bould
Freud traces the origin of the paranoid system to the withdrawal of the libido
from the world, which then becomes xed on and aggrandises the ego,95 and
argues that, by constructing a delusional universe, the paranoiac is attempting
to re-direct the libido outwards, to reconnect with the world. Freedman goes
on to note Freud’s association of paranoia with philosophy, his suspicion that
the delusional paranoid system outlined in Daniel Paul Schreber ’s Memoirs
of My Nervous Illness96 might contain more truth than some are prepared to
believe, and his concession, in The Psychopathology of Everyday Life, that paranoid
interpretations are partially justied.97
Lacan, however, does not see paranoia as merely a disease. He considers
it, rather, to play an essential role in the development of the psyche. The new-
born has no sense of identity and experiences existence as uxes, drives and
desires with no core of self and no clearly dened borders. At the ‘mirror
stage’, the infant becomes aware for the rst time of differentiation, of the
94
Freedman 1984, p. 16.
95
A classic example of this can be found in Robert Lindner’s account of his treatment
of the Los Alamos physicist pseudonymously known as ‘Kirk Allen’. As a child, Allen
read a work of ction whose protagonist shared his name. Deciding that he was
actually reading his own biography, he set about assimilating much of the sf and
fantasy he read into it, creating an imaginary (or delusory) alternative universe in
which he played the role of saviour. Ironically, in following Freud’s advice not to
dispute with the paranoiac analysand, Lindner came to believe in Allen’s delusional
system.
96
Schreber 2000.
97
Freud 1991a.
The Dreadful Credibility of Absurd Things 79
division of the universe into subject (self) and object (not-self). As Freedman
notes,
98
Freedman 1984, p. 17.
99
Hendershot 1999, p. 9.
100
E.g. Hendershot 1999, p. 20.
101
Henderhsot 1999, p. 119.
102
Hendershot 1999, pp. 127–8.
103
In Lacan 1977.
104
Freedman 1984, p. 17.
80 Mark Bould
105
In the above quotation from Capital, Marx errs in his insistence on a chronology
of imaginary preconstruction followed by material construction; in practice, both must
continue to feedback into the other, adjusting and readjusting what is imagined as it
comes into contact with stubborn materiality, ideology and the commodity system,
and vice versa.
106
O’Donnell relates paranoia to the knowledge produced by a community which
enables individuals to obtain ‘visible identity as historically unied subjects’ (1991,
p. 184).
The Dreadful Credibility of Absurd Things 81
Fantasy ction, in both its broad and narrow senses, draws upon this force,
this continual location and dislocation. Where fantasy differs from other forms
of ction is in the particular nature of its world-building. All ction builds
worlds which are not true to the extratexual world (itself an ideological – and,
arguably, therefore a fantastic – construct), but fantasy worlds are constructed
upon a more elaborate predicate: they are not only not true to the extratextual
world but, by denition, do not seek or pretend to be. Recognising its status,
fantasy disavows the very possibility of a territory which is not its map.
This concern with world-building, with the paranoid construction of textual
ontologies, is consistently foregrounded in fantasy and the fantastic genres.
This foregrounding is the shared characteristic which provides these texts
with the identity by which, in the words of Adorno and Horkheimer, they
are brought ‘within the sphere of administration’,107 subsumed into the capitalist
culture industry and reied in a commodity form. Upon this basic characteristic
the further rules and conventions of the fantastic genres are erected, interacting
with each other and the paranoid textual ontology, so as to produce the
various types and particular examples of fantastic text (which can, in turn,
be understood as a further process of product differentiation within the sphere
of administration).
The next stage in developing this jerry-rigged theory of the fantastic would
be to use it to interrogate and explore a range of fantastic texts. The obvious
place to start would be with the novels of Philip K. Dick, or lms like Solaris
(Andrei Tarkovksy, 1972), Videodrome (David Cronenberg, 1983), Dark City
(Alex Proyas, 1998) and Cube (Vincenzo Natali, 1998) – fantastic texts which
narrativise and thematise paranoia, ontology and subject formation; and it
is tempting to do so, as each of them can tell us much about the complex
relationship between ontology, ideology and the subject. However, one of the
107
Adorno and Horkheimer 1997, p. 131. The reference to Adorno and Horkheimer
is not a casual one. The model of the subject ventured above bears more than a passing
resemblance to paradigmatic Enlightenment subject they identify in Odysseus and of
which they write: ‘The strain of holding the I together adheres to the I in all stages;
and the temptation to lose it has always been there with the blind determination to
maintain it’ (p. 33). If, as Adorno and Horkheimer contend, twentieth century modernity
is the inevitable culmination of the Enlightenment project, then the fantastic texts/
ontologies produced by the paranoid and fuzzily-determined subject can be seen to
consitute a vernacular modernism (for a discussion of what a vernacular modernism
might involve, see Hansen 2000).
82 Mark Bould
implications of the above argument is that, even in its crudest forms, fantasy
is possessed of a self-awareness and self-reexivity that is not essential to
other forms of ction. A more worthwhile approach, therefore, would be to
begin with, or move very rapidly on to, initially rather less promising texts
(which have not already been accepted into the canon on other grounds),
and one of the strengths of this jerry-rigged theory of the fantastic is that it
is just as successful in explaining the operations of that most crass example
of fantastic cultural production, the spin-off novel set in the diegess of a
lm (such as, Star Wars), a TV series (for example, various Star Treks) or a
role-playing game (e.g., Warhammer). Rigorously constrained by the respective
‘writer’s bible’ containing the rules, concepts, conceits and vocabulary of the
given universe with which any contribution must conform, such novels are
profoundly paranoid: to paraphrase Freedman, they are thoroughgoing,
internally logical, never trivialising, and all phenomena are aspects of a
symmetrical and expressive totality – no detail is so contingent or heterogeneous
that it cannot be subsumed within the framework of the grand system of the
particular megatext.108
The difference between such franchise ction and most other fantastic ction
is that, for the former, the megatext is imposed from without. The best of
these works – K.W. Jeter’s Blade Runner sequels or Kim Newman’s Warhammer
and Dark Future novels 109 – often work effectively against some of these
constraints, but such sly rebellion must always be from within the externally
imposed constraints of the megatext – and these acts of creative kicking-
against-the-pricks are themselves the imposition of internal paranoia such as
characterises other fantasy ction.110
108
On the megatext, see Brooke-Rose 1981 and Broderick 1995, pp. 57–61.
109
For a discussion of Jeter 1995 and 1996 see Bould 1999a. Jeter’s third (2000) sequel
is Blade Runner 4: Eye and Talon. Under his Jack Yeovil pseudonym, Newman wrote
several novels for Games Workshop: the best of which are Drachenfels (1989) and
Genevieve Undead (1993).
110
For example, in Jeter’s spin-off Star Wars: The Bounty Hunter Wars trilogy, he is
forced to moderate and modulate the frequently cynical and despairing tone of his
original novels so as to t the requirements of a mass-market, multi-media franchise.
Similarly jettisoned is his not uncommon theme of paranoia – only to be replaced by
the paranoid constraints of mass-market ction as franchised commodity, which in
turn provide an insight into the ruthless hermeneutics of fantasy itself. Set during
events familiar from Star Wars: A New Hope (Lucas 1977) and Return of the Jedi (Marquand
1983), the narrative scope is severely restricted by its relation to these canonical texts
and, unsurprisingly, takes a centripetal form (conspiracies within conspiracies, counter-
The Dreadful Credibility of Absurd Things 83
very fantasy of fantasy as a mode that, at least potentially, gives it space for
a hard-headed critical consciousness of capitalist subjectivity. Of course, very
often – most often – it does not – the specic contents of fantastic ction are
various and defy generalisation, though there is no doubt that vast amounts
of it is nostalgic and mawkish pap. The baroque paranoia of the form, however,
embeds an austere realism.
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