Cortes I 2012
Cortes I 2012
Cortes I 2012
INTRODUCTION
Autism spectrum disorders (ASD) are lifelong neurodevelopmental studies, sleep disorders, consisting mainly of problems of
disorders, characterized by markedly abnormal or impaired social sleeplessness, have been reported clinically in an estimated 40–
interaction and communication, restricted interests and 80% of children (Honomichl et al., 2002; Krakowiak et al., 2008;
stereotypical behaviours. Core deficits of ASD and their underlying Souders et al., 2009). Although sleep disorders often remain
neurophysiology and neurochemistry According to available untreated in ASD, the severity and frequency of these disorders
1
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2 F. Cortesi et al.
associated with high levels of maternal stress, negative attitudes 2000); (iii) mixed sleep onset and maintenance insomnia, defined
to the child and increased rates of child behaviour problems and as a sleep onset latency (SOL) and wake after sleep onset (WASO)
autistic symptoms suggest the need for effective intervention >30 min that occurred on 3 or more nights a week. We chose these
(Williams et al., 2004). criteria because most statements about pathological SOL and sleep
There is increasing evidence that sleep disorders in children with maintenance in children define a cutoff of 20–30 min. As sleep
ASD are associated with disrupted melatonin (MLT) secretion patterns change with age, we recruited subjects in a narrow age
(Kulman et al., 2000; Melke et al., 2008; Tordjman et al., 2005). range, avoiding the pitfall of many studies that included a wide
Thus, several studies suggested the use of melatonin for sleep range of age. These criteria had to be fulfilled 3 months prior to
problems of children with neurodevelopmental disabilities (Braam screening and again during the 14-day run-in period of parental
et al., 2008; Garstang and Wallis, 2006; Giannotti et al., 2006; daily recording of sleep data; and (iv) absence of other serious
Wasdell et al., 2008; Wright et al., 2011). neurological, psychiatric or medical conditions. In order to rule out
However, sleep problems might occur as a result of complex associated pathologies and structural alterations of the central
interactions between biological, psychological, social ⁄ nervous system, high-resolution banding karyotype, brain
environment and family factors, including child-rearing practices magnetic resonance imaging and neurometabolic screening, multi-
that are not conducive to good sleep (Richdale and Schreck, 2009). modal evoked responses and prolonged awake and sleep
It has been reported that ASD children often display a preference electroencephalography (EEG) recordings were performed. No
for unusual bedtime routines which may be maladaptive in terms subjects were obese and parents did not report breathing
of promoting good sleep (Henderson et al., 2011). The increasing disturbances during sleep or periodic limb movement disorders at
recognition of the mediating role of behavioural factors in the time of the study. All subjects were drug-free for at least 6
insomnia has led to the development of non-pharmacological months prior to the beginning of the study and throughout the
interventions for clinical management in this population. study. In order to exclude the associated behaviours and
A recent literature review of behavioural interventions for sleep psychiatric comorbidities seen frequently in ASD children, parents
problems in ASD children concluded that they have been completed the Child Behavior Checklist (CBCL; Achenbach and
considered efficacious in treating sleep onset and maintenance Rescorla, 2000) during the initial screening. Children reporting a T-
problems (Vriend et al., 2011). However, only small studies or case score ±70 on any of the syndrome scales and three composite
reports have been performed, with inclusion of children having a scales were not included in this study. Children currently in
variety of diagnoses, not limited to ASD, and without collection of psychotherapy or receiving other behavioural interventions, as
objective sleep data. well as families currently in family therapy, were not enrolled.
There are efficacious approaches to behavioural interventions in
children with neurodevelopmental disabilities (Moon et al., 2011; Measures
Weiskop et al., 2005), and as suggested by Vriend et al. (2011):
promoting positive sleep hygiene when combined with standard Sleep behaviour was assessed using the Childrens Sleep Habits
extinction is likely to improve problems initiating and maintaining Questionnaire (CSHQ) (Owens et al., 2000) a 33-item parent
sleep in children with ASD. questionnaire. It includes items relating to a number of key sleep
To our knowledge, no studies have compared directly the domains grouped conceptually into subscales reflecting: (i)
efficacy of melatonin and cognitive–behavioural therapy (CBT), bedtime resistance; (ii) sleep onset delay; (iii) sleep duration; (iv)
singly or combined, for sleep disorders in children with ASD. sleep anxiety; (v) night-wakings; (vi) parasomnias; (vii) sleep-
Study objectives were, first, to determine the relative efficacy of disordered breathing; and (viii) daytime sleepiness. A higher score
the three active treatments with placebo, and secondly to is indicative of more disturbed sleep. In the present study, the
compare the combination therapy with either melatonin or CBT CSHQ showed adequate internal consistency (Cronbachs alpha
alone. We hypothesized that all three active treatments would be 0.80).
superior to the placebo, and that combination therapy would be Each child was monitored with an actigraph in the zero crossing
superior to either melatonin or CBT alone. mode from the Ambulatory Monitoring Inc. (Ardsley, NY, USA).
Actigraphy, a non-invasive method used to study sleep–wake
patterns by assessing movement, provides continuous monitoring
METHOD of activity level that can be translated to valid estimates of sleep–
wake measures. Sleep–wake cycles were scored with the Action W
Participants
software program. Information is accumulated over a fixed 1-min
Patients were referred from 2007 to 2010 to the Department of time interval, considered as an epoch. Sleep epochs were
Pediatrics and Developmental Neuropsychiatry, University of determined based on the Sadeh algorithm. It was highly
Rome La Sapienza. recommended that parents recorded simultaneously a sleep diary
Inclusion criteria were: (i) age 4–10 years; (ii) DSM-IV-TR to edit the actigraphic data for potential artefacts and failures. If
diagnosis of Autistic Disorder confirmed by the Autistic Diagnostic parents noted on the sleep diary that their child was sick or had an
Interview–revised (ADI-R) (Lord et al., 1994) and the Autism unusual night, the nights data were discarded and a minimum of 7
Diagnostic Observation Schedule–generic ADOSG (Lord et al., nights were necessary to obtain reliable data. Sleep measurements
Building upon previous research (Montgomery et al., 2004; Additionally, parents attended twice-monthly individually tailored
Weiskop et al., 2005), a treatment program was designed to CBT sessions. The focus of maintenance sessions was on consolidating
reduce insomnia in ASD. After the baseline evaluation, each family treatment strategies learned during initial therapy and developing
receiving CBT attended four weekly individual treatment sessions, methods for coping for residual insomnia.
each lasting approximately 50 min, and administered at the 1-mg fast-release and 2-mg controlled-release (CR)-melatonin
outpatient university clinic. Treatment consisted of a sleep- over a prolonged 6-h period after ingestion (Armonia Retard 3 mg;
focused multi-factorial intervention that involved cognitive, Nathura, Montecchio Emilia, Italy). This product has been regularly
behavioural and educational components. The cognitive registered in the list of food supplements of the Italian Ministry of
component was focused to help recognize distorted sleep Health (cod. 08 29284 Y).
cognition, and aimed at changing dysfunctional beliefs and We used CR-melatonin because of its advantage for
multidisabled patients who experienced sleep maintenance
ª 2012 European Sleep Research Society
4 F. Cortesi et al.
problems (Garstang and Wallis, 2006; Giannotti et al., 2006; (alpha level of significance set to 0.05) were performed due to the
Wasdell et al., 2008). No behavioural recommendations regarding multiple comparisons. The Bonferroni adjustments were as
sleep were given during these short meetings and the main focus follows: nine component measures of both CSHQ 0.05 ⁄ 9 = 0.005,
was on encouraging participation. Participants met at the and four actigraphically derived variables 0.05 ⁄ 4 = 0.01.
outpatient clinic every 2 weeks for a 15-min meeting to report Before analysis, log-transformations were performed on
adverse effects and to obtain the dosage pills for the following 2 variables to normalize distribution. To reduce the likelihood of type
weeks. 1 error, Greenhouse–Geisser correction, which adjusts the
numerator and denominator degrees of freedom in repeated-
measures designs, was applied.
Placebo
A repeated-measure analysis of variance (rm-anova), adjusted
Participants in this group were treated according to a protocol for baseline mean values, was performed to determine whether or
identical to those receiving active medication. As with melatonin, not there was a difference in response among treatments, using
the placebo was made in the identical formulation, and there were time and treatment (as a predictor of outcome) using the groups
no differences in appearance, smell or flavour between the active as the between-subject factors comprising four levels and the time
and inactive pills. An active treatment was offered after the12- as the within-subject factors comprising two levels to determine
week assessment. differences over time for the principal outcome measures. Because
of developmental changes, we included also age and sex as
Combined CBT and melatonin covariates. Post-hoc comparisons between groups were
performed using the Sheffe´ test. Effect sizes were judged
Participants in this group received both melatonin and CBT. according to the following commonly used cutoffs: r = 0.10 small
effect, r = 0.30 medium effect and r = 0.50 large effect. We also
Parent-reported adherence examined group differences in rates of clinically significant
improvement as assessed by the percentage of participants
To assess compliance with CBT recommendations, parents were
achieving a normal sleep status at the 12-week assessment on
asked how many days per week they followed elements of the CBT
actigraphic data using the two-tailed Fishers exact test.
regimen. Children who missed taking more than 20% of the
medication and who did not follow the CBT recommendation were
considered non-compliant. In all groups, an 80% compliance rate RESULTS
was required for continued participation in the study. More than 185 children met inclusion criteria. One hundred and
The study protocol was approved by the ethics committee of the sixty patients were randomized; of these, 144 completed the
University La Sapienza of Rome. study, but only 134 were suitable for analyses (Fig. 1). Thus, the
results are based on the following subjects: 35 in the combined
Outcome measures and clinical significance of changes therapy, 34 in MLT, 33 in CBT and 32 in the placebo condition.
Notably, there were no significant differences in the demographic
The primary outcomes were the between-group differences in the
or clinical variables between subjects who completed the study
mean change from baseline to endpoint, including TST, SOL, SE and
and those who dropped out.
WASO, as inferred from the actigraph data.
The average reported duration of insomnia was 2.4 years (SD =
These variables were averaged over 7 nights for each
1.7) and 72% of the patients had had symptoms for longer than 2
assessment phase. Furthermore, to assess the clinical significance
years. Analyses of sleep diaries show a significant correlation with
of these changes, we utilized Morin et al. criteria (1999) examining
actigraph measures of total sleep time (r = 0.75), sleep latency (r =
group differences in rates of percentage of patients achieving a
0.83) and WASO
SOL of 30 min or less, or a reduction of SOL by 50% and a SE in the
(r = 0.70).
normative level of >85%.
Statistical analysis
actigraphic and CSHQ measures. anovas were not significant, and which showed all treated children as more improved in most of the
reflected that all the dependent measures were similar across the CSHQ subdomains, except for parasomnias and sleep-disordered
conditions at pre-treatment. In addition, demographic variables breathing scales, than those in the placebo condition (Table 4).
were examined with anova and chi-square tests. Again, the four Similarly to the actigraphic results, post-hoc tests confirmed
groups did not vary significantly, indicating that the groups were further that those in the combination group generally improved
equivalent at entry into the study (Table 2). more than did those in the melatonin group, followed by the CBT
Using SOL, total sleep time, WASO and sleep efficiency as group.
dependent measures, rm-anovas yielded significant time effects However, it should be noted that melatonin therapy alone was
and significant group · time interaction effects for all measures more effective than CBT alone in improving bedtime resistance,
(Table 3). Post-hoc comparisons revealed that subjects in all three sleep onset delay, night-wakings and sleep duration subscales. CBT
active groups were more improved than those in the placebo alone seemed to be slightly more effective in reducing sleep
condition at the 12-week assessment (P > 0.01). However, the data anxiety subscale. The effect sizes for all significant comparisons fell
suggest a trend for the combination group to yield greater into the medium–high range. From covariance analysis, it
improvement rates than either of its single components (Table 3, appeared that neither gender nor age influenced sleep
Fig. 2). significantly.
Table 2 Summary of demographic characteristics for the 160 patients assigned randomly to treatment
v2 ⁄ anova
Age, years (SD) 6.4 (1.1) 6.8 (0.9) 7.1 (0.7) 6.3 (1.2) 0.82
F. Cortesi et al. Lord, C., Rutter, M. and Le Coutier, A. Autistic Diagnostic Interview–
revised: a revised version of a diagnostic interview for caregivers of
individuals with possible pervasive developmental disorders. J. Autism
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children with ASD. The results confirm those of previous studies of
Lord, C., Risi, S., Lambrecht, L. et al. The Autism Diagnostic Observation
melatonin and CBT and, most importantly, show that together Schedule–generic: a standard measure of social and communication
they offer children the best chance of a positive outcome. deficits associated with the spectrum of autism. J. Autism Dev. Disord.,
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recommended, taking into consideration the familys treatment Malow, B., Adkins, K. W., McGrew, S. G. et al. Melatonin for sleep in
preferences, treatment availability, cost and time burden. Further children with autism: a controlled trial examining dose, tolerability, and
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analysis of predictors and moderators of treatment response,
Melke, J., Goubran-Botros, H., Chaste, P. et al. Abnormal melatonin
assessing a long-term effect, may identify who is the most likely to synthesis in autism spectrum disorders. Mol. Psychiatry, 2008, 13: 90–
respond to which of these effective alternative. The extent and 98.
eventual clinical utility of these approaches should be evaluated Montgomery, P., Stores, G. and Wiggs, L. The relative efficacy of two brief
by other studies using long-term follow-up and controlling for treatments for sleep problems in young learning disabled (mentally
several confounding factors. retarded) children: a randomized controlled trial. Arch. Dis. Child., 2004,
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DISCLOSURE STATEMENT evaluation of a behavioral sleep intervention for three children with
autism and primary insomnia. J. Pediatr. Psychol., 2011, 36: 47–54. Morin,
No conflict of interest, no financial support. C. M., Hauri, P. J., Espie, C. A., Spielman, A. J., Buysse, D. J. and Bootzin, R.
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