Ethical Framework
Ethical Framework
Ethical Framework
Decisions about right and wrong permeate everyday life. Ethics should concern all levels of life: acting properly as
individuals, creating responsible organizations and governments, and making our society as a whole more ethical.
This document is designed as an introduction to making ethical decisions. It recognizes that decisions about “right”
and “wrong” can be difficult, and may be related to individual context. It first provides a summary of the major
sources for ethical thinking, and then presents a framework for decision-making.
1. WHAT IS ETHICS?:
Ethics provides a set of standards for behavior that helps us decide how we ought to act in a range of situations. In
a sense, we can say that ethics is all about making choices, and about providing reasons why we should make these
choices.
Ethics is sometimes conflated or confused with other ways of making choices, including religion, law or morality.
Many religions promote ethical decision-making but do not always address the full range of ethical choices that we
face. Religions may also advocate or prohibit certain behaviors which may not be considered the proper domain of
ethics, such as dietary restrictions or sexual behaviors. A good system of law should be ethical, but the law
establishes precedent in trying to dictate universal guidelines, and is thus not able to respond to individual
contexts. Law may have a difficult time designing or enforcing standards in some important areas, and may be slow
to address new problems. Both law and ethics deal with questions of how we should live together with others, but
ethics is sometimes also thought to apply to how individuals act even when others are not involved. Finally, many
people use the terms morality and ethics interchangeably. Others reserve morality for the state of virtue while
seeing ethics as a code that enables morality. Another way to think about the relationship between ethics and
morality is to see ethics as providing a rational basis for morality, that is, ethics provides good reasons for why
something is moral.
There are many systems of ethics, and numerous ways to think about right and wrong actions or good and bad
character. The field of ethics is traditionally divided into three areas: 1.) meta-ethics, which deals with the nature
of the right or the good, as well as the nature and justification of ethical claims; 2.) normative ethics, which deals
with the standards and principles used to determine whether something is right or good; 3.) applied ethics, which
deals with the actual application of ethical principles to a particular situation. While it is helpful to approach the
field of ethics in this order, we might keep in mind that this somewhat “top down” approach does not exhaust the
study of ethics. Our experience with applying particular ethical standards or principles can inform our
understanding of how good these standard or principles are.
Ethical theories are often broadly divided into three types: i) Consequentialist theories, which are primarily
concerned with the ethical consequences of particular actions; ii) Non-consequentialist theories, which tend to be
broadly concerned with the intentions of the person making ethical decisions about particular actions; and iii)
Agent-centered theories, which, unlike consequentialist and non-consequentialist theories, are more concerned
with the overall ethical status of individuals, or agents, and are less concerned to identify the morality of particular
actions. Each of these three broad categories contains varieties of approaches to ethics, some of which share
characteristics across the categories. Below is a sample of some of the most important and useful of these ethical
approaches.
Utilitarianism can be traced back to the school of the Ancient Greek philosopher Epicurus of Samos (341-270 BCE),
who argued that the best life is one that produces the least pain and distress. The 18th Century British philosopher
Jeremy Bentham (1748-1832) applied a similar standard to individual actions, and created a system in which
actions could be described as good or bad depending upon the amount and degree of pleasure and/or pain they
would produce. Bentham’s student, John Stuart Mill (1806-1873) modified this system by making its standard for
the good the more subjective concept of “happiness,” as opposed to the more materialist idea of “pleasure.”
Utilitarianism is one of the most common approaches to making ethical decisions, especially decisions with
consequences that concern large groups of people, in part because it instructs us to weigh the different amounts of
good and bad that will be produced by our action. This conforms to our feeling that some good and some bad will
necessarily be the result of our action and that the best action will be that which provides the most good or does
the least harm, or, to put it another way, produces the greatest balance of good over harm. Ethical environmental
action, then, is the one that produces the greatest good and does the least harm for all who are affected—
government, corporations, the community, and the environment.
One variation of the utilitarian approach is known as ethical egoism, or the ethics of self- interest. In this approach,
an individual often uses utilitarian calculation to produce the greatest amount of good for him or herself. Ancient
Greek Sophists like Thrasymacus (c. 459-400 BCE), who famously claimed that might makes right, and early modern
thinkers like Thomas Hobbes (1588-1679) may be considered forerunners of this approach. One of the most
influential recent proponents of ethical egoism was the Russian-American philosopher Ayn Rand (1905-1982), who,
in the book The Virtue of Selfishness (1964), argues that self-interest is a prerequisite to self-respect and to respect
for others. There are numerous parallels between ethical egoism and laissez-faire economic theories, in which the
pursuit of self-interest is seen as leading to the benefit of society, although the benefit of society is seen only as the
fortunate byproduct of following individual self-interest, not its goal.
The ancient Greek philosophers Plato (427-347 BCE) and Aristotle (384-322 BCE) promoted the perspective that our
actions should contribute to ethical communal life life. The most influential modern proponent of this approach
was the French philosopher Jean-Jacques Rousseau (1712-1778), who argued that the best society should be
guided by the “general will” of the people which would then produce what is best for the people as a whole. This
approach to ethics underscores the networked aspects of society and emphasizes respect and compassion for
others, especially those who are more vulnerable.
The duty-based approach, sometimes called deontological ethics, is most commonly associated with the
philosopher Immanuel Kant (1724-1804), although it had important precursors in earlier non-consquentialist, often
explicitly religious, thinking of people like Saint Augustine of Hippo (354-430), who emphasized the importance of
the personal will and intention (and of the omnipotent God who sees this interior mental state) to ethical decision
making. Kant argued that doing what is right is not about the consequences of our actions (something over which
we ultimately have no control) but about having the proper intention in performing the action. The ethical action is
one taken from duty, that is, it is done precisely because it is our obligation to perform the action. Ethical
obligations are the same for all rational creatures (they are universal), and knowledge of what these obligations
entail is arrived at by discovering rules of behavior that are not contradicted by reason.
Kant’s famous formula for discovering our ethical duty is known as the “categorical imperative.” It has a number of
different versions, but Kant believed they all amounted to the same imperative. The most basic form of the
imperative is: “Act only according to that maxim by which you can at the same time will that it should become a
universal law.” So, for example, lying is unethical because we could not universalize a maxim that said “One should
always lie.” Such a maxim would render all speech meaningless. We can, however, universalize the maxim, “Always
speak truthfully,” without running into a logical contradiction. (Notice the duty-based approach says nothing about
how easy or difficult it would be to carry out these maxims, only that it is our duty as rational creatures to do so.) In
acting according to a law that we have discovered to be rational according to our own universal reason, we are
acting autonomously (in a self-regulating fashion), and thus are bound by duty, a duty we have given ourselves as
rational creatures. We thus freely choose (we will) to bind ourselves to the moral law. For Kant, choosing to obey
the universal moral law is the very nature of acting ethically.
The Rights approach to ethics is another non-consequentialist approach which derives much of its current force
from Kantian duty-based ethics, although it also has a history that dates back at least to the Stoics of Ancient
Greece and Rome, and has another influential current which flows from work of the British empiricist philosopher
John Locke (1632-1704). This approach stipulates that the best ethical action is that which protects the ethical
rights of those who are affected by the action. It emphasizes the belief that all humans have a right to dignity. This
is based on a formulation of Kant’s categorical imperative that says: “Act in such a way that you treat humanity,
whether in your own person or in the person of another, always at the same time as an end and never simply as a
means to an end.” The list of ethical rights is debated; many now argue that animals and other non-humans such as
robots also have rights.
The Law Code of Hammurabi in Ancient Mesopotamia (c. 1750 BCE) held that all free men should be treated alike,
just as all slaves should be treated alike. When combined with the universality of the rights approach, the justice
approach can be applied to all human persons. The most influential version of this approach today is found in the
work of American philosopher John Rawls (1921-2002), who argued, along Kantian lines, that just ethical principles
are those that would be chosen by free and rational people in an initial situation of equality. This hypothetical
contract is considered fair or just because it provides a procedure for what counts as a fair action, and does not
concern itself with the consequences of those actions. Fairness of starting point is the principle for what is
considered just.
As its name suggests, this approach sees what is right as the same as what God commands, and ethical standards
are the creation of God’s will. Following God’s will is seen as the very definition what is ethical. Because God is seen
as omnipotent and possessed of free will, God could change what is now considered ethical, and God is not bound
by any standard of right or wrong short of logical contradiction. The Medieval Christian philosopher William of
Ockham (1285-1349) was one of the most influential thinkers in this tradition, and his writings served as a guide for
Protestant Reformers like Martin Luther (1483-1546) and Jean Calvin (1509-1564). The Danish philosopher Søren
Kierkegaard (1813-1855), in praising the biblical Patriarch Abraham’s willingness to kill his son Isaac at God’s
command, claimed that truly right action must ultimately go beyond everyday morality to what he called the
“teleological suspension of the ethical,” again demonstrating the somewhat tenuous relationship between religion
and ethics mentioned earlier.
One long-standing ethical principle argues that ethical actions should be consistent with ideal human virtues.
Aristotle, for example, argued that ethics should be concerned with the whole of a person’s life, not with the
individual discrete actions a person may perform in any given situation. A person of good character would be one
who has attainted certain virtues. This approach is also prominent in non-Western contexts, especially in East Asia,
where the tradition of the Chinese sage Confucius (551-479 BCE) emphasizes the importance of acting virtuously
(in an appropriate manner) in a variety of situations. Because virtue ethics is concerned with the entirety of a
person’s life, it takes the process of education and training seriously, and emphasizes the importance of role models
to our understanding of how to engage in ethical deliberation.
The Feminist Approach
In recent decades, the virtue approach to ethics has been supplemented and sometimes significantly revised by
thinkers in the feminist tradition, who often emphasize the importance of the experiences of women and other
marginalized groups to ethical deliberation. Among the most important contributions of this approach is its
foregrounding of the principle of care as a legitimately primary ethical concern, often in opposition to the
seemingly cold and impersonal justice approach. Like virtue ethics, feminist ethics concerned with the totality of
human life and how this life comes to influence the way we make ethical decisions.
Applied Ethics
Applied ethics deals with issues in private or public life that are matters for ethical judgments. The following are
important terms used in making moral judgments about particular actions.
Obligatory: When we say something is ethically “obligatory” we mean that it is not only right to do it, but that it is
wrong not to do it. In other words, we have a ethical obligation to perform the action. Sometimes the easiest way
to see if an action is ethically obligatory is to look at what it would mean NOT
In the Consequentialist framework, we focus on the future effects of the possible courses of action, considering the
people who will be directly or indirectly affected. We ask about what outcomes are desirable in a given situation,
and consider ethical conduct to be whatever will achieve the best consequences. The person using the
Consequences framework desires to produce the most good.
Among the advantages of this ethical framework is that focusing on the results of an action is a pragmatic
approach. It helps in situations involving many people, some of whom may benefit from the action, while others
may not. On the other hand, it is not always possible to predict the consequences of an action, so some actions
that are expected to produce good consequences might actually end up harming people. Additionally, people
sometimes react negatively to the use of compromise which is an inherent part of this approach, and they recoil
from the implication that the end justifies the means. It also does not include a pronouncement that certain things
are always wrong, as even the most heinous actions may result in a good outcome for some people, and this
framework allows for these actions to then be ethical.
In the Duty framework, we focus on the duties and obligations that we have in a given situation, and consider what
ethical obligations we have and what things we should never do. Ethical conduct is defined by doing one’s duties
and doing the right thing, and the goal is performing the correct action.
This framework has the advantage of creating a system of rules that has consistent expectations of all people; if an
action is ethically correct or a duty is required, it would apply to every person in a given situation. This even-
handedness encourages treating everyone with equal dignity and respect.
This framework also focuses on following moral rules or duty regardless of outcome, so it allows for the possibility
that one might have acted ethically, even if there is a bad result. Therefore, this framework works best in situations
where there is a sense of obligation or in those in which we need to consider why duty or obligation mandates or
forbids certain courses of action.
However, this framework also has its limitations. First, it can appear cold and impersonal, in that it might require
actions which are known to produce harms, even though they are strictly in keeping with a particular moral rule. It
also does not provide a way to determine which duty we should follow if we are presented with a situation in
which two or more duties conflict. It can also be rigid in applying the notion of duty to everyone regardless of
personal situation.
In the Virtue framework, we try to identify the character traits (either positive or negative) that might motivate us
in a given situation. We are concerned with what kind of person we should be and what our actions indicate about
our character. We define ethical behavior as whatever a virtuous person would do in the situation, and we seek to
develop similar virtues.
Obviously, this framework is useful in situations that ask what sort of person one should be. As a way of making
sense of the world, it allows for a wide range of behaviors to be called ethical, as there might be many different
types of good character and many paths to developing it. Consequently, it takes into account all parts of human
experience and their role in ethical deliberation, as it believes that all of one’s experiences, emotions, and thoughts
can influence the development of one’s character.
Although this framework takes into account a variety of human experience, it also makes it more difficult to resolve
disputes, as there can often be more disagreement about virtuous traits than ethical actions. Also, because the
framework looks at character, it is not particularly good at helping someone to decide what actions to take in a
given situation or determine the rules that would guide one’s actions. Also, because it emphasizes the importance
of role models and education to ethical behavior, it can sometimes merely reinforce current cultural norms as the
standard of ethical behavior.
By framing the situation or choice you are facing in one of the ways presented above, specific features will be
brought into focus more clearly. However, it should be noted that each framework has its limits: by focusing our
attention on one set of features, other important features may be obscured. Hence it is important to be familiar
with all three frameworks and to understand how they relate to each other—where they may overlap, and where
they may differ.
The chart below is designed to highlight the main contrasts between the three frameworks:
Consequentialist
Duty
Virtue
Deliberative process