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Article - Quantifying Impacts of Enhancing Photosynthesis On Crop Yield

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https://doi.org/10.1038/s41477-019-0398-8

Quantifying impacts of enhancing photosynthesis


on crop yield
Alex Wu   1*, Graeme L. Hammer1, Al Doherty1, Susanne von Caemmerer   2 and Graham D. Farquhar2

Enhancing photosynthesis is widely accepted as critical to advancing crop yield. However, yield consequences of photosyn-
thetic manipulation are confounded by feedback effects arising from interactions with crop growth, development dynamics and
the prevailing environment. Here, we developed a cross-scale modelling capability that connects leaf photosynthesis to crop
yield in a manner that addresses the confounding factors. The model was validated using data on crop biomass and yield for
wheat and sorghum from diverse field experiments. Consequences for yield were simulated for major photosynthetic enhance-
ment targets related to leaf CO2 and light energy capture efficiencies, and for combinations of these targets. Predicted impacts
showed marked variation and were dependent on the photosynthetic enhancement, crop type and environment, especially the
degree of water limitation. The importance of interdependencies operating across scales of biological organization was high-
lighted, as was the need to increase understanding and modelling of the photosynthesis–stomatal conductance link to better
quantify impacts of enhancing photosynthesis.

E
nhancing photosynthesis is widely accepted as critical to and the link to stomatal conductance are critical considerations in
advancing crop yield1,2 to meet growing food demand globally3. cross-scale modelling connecting leaf photosynthesis and field crop
Potential manipulation targets have been proposed for both C3 performance. Crop water status can be quantified from the balance
and C4 crop species4,5. It is argued that enhanced leaf photosynthe- of potential canopy transpiration (demand) and the capacity to
sis would lead to improved canopy photosynthesis, crop biomass extract water from the soil (supply)12,13. Leaf-level conductance of
and yield. However, the connection between leaf photosynthesis CO2 and water from photosynthesis modelling can be integrated to
and crop yield is not necessarily straightforward, owing to feedback determine canopy transpiration demand. This is contrasted with the
effects arising from interactions with crop growth, development potential supply derived from crop growth and development mod-
dynamics and the prevailing environment. For example, effects els14 to indicate crop water status and when feedback is required to
of photosynthetic manipulation can be diminished when scaled limit canopy transpiration, and hence leaf photosynthesis, using the
to the canopy due to complexities associated with canopy light restriction on stomatal conductance required to meet the shortfall
interception6. Some modelling studies7 have suggested that a large in water demand. Use of such a ‘two-way’ modelling framework
enhancement of the primary CO2-fixing enzyme translates to little ensures crop water status effects are effectively integrated across
improvement in grain yield. The current inability to quantify these scales of biological organization.
cross-scale interactions hampers the ability to rigorously assess the In this study, a cross-scale model connecting leaf photosynthesis
potential impact of photosynthetic manipulation on crop yield. and field crop performance was developed to provide the capacity to
Modelling tools that connect prediction of leaf photosynthesis assess and guide photosynthetic manipulation efforts targeting crop
and field crop performance have the potential to assess and guide yield improvement. The model connects biochemical models of C3
photosynthetic manipulation efforts. Such cross-scale modelling and C4 photosynthesis15,16 with wheat and sorghum crop growth and
tools can be developed by connecting robust leaf-level photosyn- development models of the agricultural production system simula-
thesis to crop growth and development models via effective canopy- tor (APSIM v.7.8) software platform (http://www.apsim.info/)12,17,18.
modelling approaches8. The connections incorporate, for example, Introducing the biochemical photosynthesis models, which are not
the dynamics of canopy light interception as leaves appear, expand, part of the daily crop growth calculation in the standard version of
shade one another and senesce. Further, canopy leaf nitrogen status, APSIM, provided the capacity to increase the resolution of the two-
which can determine photosynthetic physiology at leaf level9, arises way modelling approach. This also incorporated effects of the three
as an emergent consequence of crop nitrogen uptake and allocation major environmental drivers—light, nitrogen and water—across the
to the competing demands of organs growing at different stages of scales of modelling. The model was tested qualitatively using simu-
the crop life cycle10–12. In turn, photosynthesis at leaf level can drive lated diurnal canopy responses and validated using seasonal data on
canopy biomass accumulation, which is then allocated to growing crop biomass and yield for wheat and sorghum from a diverse set of
organs within the plant in crop models. The ‘two-way’ nature of field experiments. Photosynthetic manipulation targets have been
such cross-scale modelling (Fig. 1) is necessary for advancing model proposed for enhancing C3 and C4 photosynthesis for crop yield
development in the integrated manner required for assessing likely improvement4,5,19. These included three major targets related to leaf
impacts of photosynthetic manipulation6. CO2 capture and light-energy efficiencies: maximum carboxylation
In addition to light and nitrogen, the importance of water in rate of ribulose-1,5-bisphosphate carboxylase/oxygenase (Rubisco),
dryland cropping systems cannot be overstated. Crop water status electron transport capacity and mesophyll conductance for CO2.

1
ARC Centre of Excellence for Translational Photosynthesis, Centre for Crop Science, Queensland Alliance for Agriculture and Food Innovation, The
University of Queensland, Brisbane, Queensland, Australia. 2ARC Centre of Excellence for Translational Photosynthesis, Division of Plant Sciences,
Research School of Biology, The Australian National University, Canberra, Australian Capital Territory, Australia. *e-mail: c.wu1@uq.edu.au

380 Nature Plants | VOL 5 | APRIL 2019 | 380–388 | www.nature.com/natureplants


NaTurE PlanTs Articles
Weather

Temperature Radiation
VPD Temperature
CO2 VPD
O2 Precipitation

Absorbed radiation Diurnal sun angle LAI


SLN (solar geometry) SLN
Transpiration supply Diurnal radiation Transpiration
/leaf fraction (direct and diffuse) supply
Light
CO2 Radiation
NADPH assimilation
ATP rate Growth
Thylakoids Precipitation Development
Sunlit fraction
60 Potential
PCO Rubisco PCR Respiration
40 photosynthesis
Transpiration
20
A (µmol m−2 s−1)
CH2O allocation

Acanopy
CO2 Mes(C )
3 Leaf area
0
or BS(C4) Water ΔCH2O
limited N fertilization
Mes C4 Shaded fraction
60 Irrigation

10 0
12 0
14 0
0
0
cycle

0
:0
:0
:0
:0
6:

18
C3 path 40 Transpiration Evaporation
ATP PEP demand
CO2 20

Tcanopy,hr
Intercellular Supply Transpiration
CO2 airspace 0
demand and
0 200 400 Actual actual
Ci (µbar) transpiration Drainage Leaching
Leaf epidermis Stomata Soil

10 0
12 0
14 0
0
0
0
:0
:0
:0
:0
6:

18
Time of day
H2O CO2 Phenology
Photosynthetic biochemistry Canopy architecture and leaf optical Canopy development
properties (sunlit and shaded leaf area) N dynamics
Stomatal conductance
Canopy nitrogen distribution Root growth, water and N uptake
CO2 diffusion
Canopy photosynthesis and transpiration Crop management
Temperature response
Crop growth,
Leaf photosynthesis Canopy photosynthesis development and yield

Fig. 1 | Cross-scale modelling framework connecting the diurnal canopy photosynthesis–stomatal conductance module with crop growth and
development models. Processes that are modelled at each scale are driven by the environment and two-way interactions between the scales. The crop
models determine canopy LAI, SLN and potential transpiration supply for the day; the sun–shade leaves model partitions captured radiation and leaf
nitrogen to the two leaf fractions; and the leaf-level biochemical models of photosynthesis estimate potential CO2 assimilation rate of the two fractions
in response to captured radiation and leaf nitrogen. The resultant daily integral of potential canopy CO2 assimilation and canopy transpiration demand
generate the potential daily biomass increment and soil water usage through transpiration for the crop model. In the case when the transpiration supply
for the day is less than the transpiration demand, transpiration is reduced to the supply level, and canopy CO2 assimilation is recalculated based on the
reduced conductance. Once biomass increment is determined, using transpiration supply and demand, the crop models allocate it to growing organs
within the plant depending on the stage of crop development and environment-dependent allocation rules. The realized transpiration, together with
evaporation and drainage from soil, is deducted from soil water content. This establishes the state of the cross-scale system for the subsequent diurnal
calculation using the two-way modelling framework. A detailed schematic of the framework connecting leaf photosynthesis with the crop model is given in
Supplementary Fig. 1. BS, bundle sheath; Mes, mesophyll; PCR, photosynthetic carbon reduction cycle; PCO, photosynthetic carbon oxidation; VPD, vapour
pressure deficit.

While these targets are all feasible for improving photosynthetic at approximately 75 μmol CO2 m−2 s−1 for the C3 wheat and, as
efficiency, achieving them involves a range of difficulties1. In this expected, at a higher level (around 90 μmol CO2 m−2 s−1) for the C4
study, consequences on crop yield of enhancement of these three sorghum, on a ground area basis (Fig. 2a,c). These estimates were
targets and their combinations were simulated for C3 wheat and comparable to results measured in similarly sized maize canopies20.
C4 sorghum crops in a typical Australian production environment. In both C3 and C4 canopies, Acan consisted of contributions from
Implications of the modelling capability for crop improvement the sunlit (Asun) and shaded (Ash) leaf fractions, but the contribu-
through photosynthetic manipulation are discussed. tion from Asun dominated. In the example shown in Fig. 2, Asun and
Ash were mostly limited by the electron transport-limited rate (Aj)
Canopy photosynthesis–stomatal conductance model as opposed to the Rubisco activity-limited rate (Ac), which is the
The diurnal canopy photosynthesis–stomatal conductance model other major limitation of photosynthesis16. Even though the shaded
(DCaPST) developed here (see Methods and Fig. 1) was analysed leaf fraction had much higher Ac because of the larger number of
for its response to levels of water availability for C3 wheat and C4 sor- shaded leaves in the canopy, it was not realized due to the much
ghum grown in a typical Australian cropping region during a day in lower Aj. The simulated canopy photosynthesis, with the prescribed
the spring and summer, respectively. CO2 assimilation rate (A), tran- daily environment and canopy photosynthesis parameterization
spiration rate (T) and stomatal conductance to water vapour (gsH2O) (Supplementary Tables 5 and 6) indicated that Aj was limiting in
per unit of ground area were simulated for the sunlit and shaded leaf both the sunlit and shaded leaf fractions (Fig. 2a,c). As expected, the
fractions of the canopy having a canopy leaf area index (LAI) of 6 m2 sunlit leaf fraction, with higher A, required higher gsH2O to supply
leaf per m2 ground area (Fig. 2 and Supplementary Table 5). Model sufficient CO2 for photosynthesis; however, this was lower for the
parameterization was based on generic values reported for C3 wheat C4 canopy (Fig. 2i,k), reflecting its enhanced efficiency. The diurnal
and C4 sorghum (Supplementary Table 6). pattern for Tcan resembled that of Acan, but was skewed towards the
Simulated diurnal patterns of A, Thr and gsH2O were consistent afternoon due to a higher air vapour-pressure deficit (Fig. 2e,g). The
with expectations and known effects. Under non-limiting water higher Acan for the C4 canopy was also associated with a reduced Tcan,
conditions, simulated C3 wheat and C4 sorghum canopy photosyn- indicating that the model generated the known higher radiation-
thesis (Acan) with a LAI of 6 m2 leaf per m2 ground area (the mature use efficiency and higher transpiration efficiency of the C4 sorghum
canopy size under good growth conditions) peaked around midday compared with the C3 wheat21 as an emergent property.

Nature Plants | VOL 5 | APRIL 2019 | 380–388 | www.nature.com/natureplants 381


Articles NaTurE PlanTs

C3 wheat C4 sorghum

Water non-limiting Water limited Water non-limiting Water limited


120
a b c d
A (µmol m–2 s–1)
90

60

30

0
1.5 e f g h
1.2
Thr (mm h–1)

0.9

0.6

0.3

0
1.2 i j k l
1.0
gsH2O (mol m–2 s–1)

0.8
0.6
0.4
0.2
0
00

00

0
00

00

0
00

00

0
00

00

0
:0

:0

:0

:0

:0

:0

:0

:0

:0

:0

:0

:0

:0

:0

:0

:0

:0

:0

:0

:0
6:

8:

6:

8:

6:

8:

6:

8:
10

12

14

16

18

10

12

14

16

18

10

12

14

16

18

10

12

14

16

18
Time of day

Fig. 2 | Simulated diurnal responses of C3 and C4 CO2 assimilation (A), hourly transpiration (Thr) rates and stomatal conductance for water vapour
(gsH2O) for non-limiting and limiting water situations. a–l, Diurnal responses of C3 wheat (a, b, e, f, i and j) and C4 sorghum (c, d, g, h, k and l). a–d, Canopy
photosynthesis (solid curves) is the sum of the contributions from the sunlit (grey area) and shaded (patterned area) leaf fractions from 6:00 to 18:00.
Sunlit leaf A is shown as dashed lines; the shaded leaf fraction is shown as dotted lines. A for an individual leaf fraction is given by the minimum of the
Rubisco-activity-limited rate (Ac) (grey) and the electron transport-limited rate (Aj) (black). The limiting factor is highlighted by grey or patterned shading.
e–h, Thr of the sunlit (dashed line) and shaded (dotted line) leaf fractions, and the sum for the canopy (solid line). i–l, gsH2O of the sunlit (dashed) and
shaded (dotted) leaf fractions. In water-limited simulations (b, f, j, d, h and l) total diurnal canopy transpiration is limited to half of that used in the water
non-limiting case (a, e, i, c, g and k); that is, area under the solid curve in f and h is half of that in e and g. Parameter values for the simulation are given in
Supplementary Fig. 3 and Supplementary Tables 5 and 6.

Under water-limited conditions, daily Tcan demand may not be the DCaPST module was used in the APSIM framework. For C4
met. When this occurs, the model reduces Tcan to a level commen- sorghum, use of the DCaPST module improved the biomass predic-
surate with soil water uptake. This was modelled with the expected tion, with less overestimation at low biomass levels (Fig. 3e,f), but
midday ‘transpiration plateau’22 (Fig. 2f,h), which resulted in asso- had little consequence for grain yield (Fig. 3g,h).
ciated stomatal closure (Fig. 2j,l and Methods). With only half of The general adequacy of relationships between predicted and
daily Tcan allowed in the water-limited simulation, this limited CO2 observed values of biomass at maturity and grain yield across a wide
availability inside leaves and reduced A (Fig. 2b,d). In this situation, range of conditions for both the C3 and C4 crop species indicated
the reduction in Ac was significant and became the limiting factor a robust predictive capability for the cross-scale model. The range
in both C3 wheat and C4 sorghum, as opposed to Aj as the limiting in observed biomass and yield was mostly ascribed to variation in
factor in the non-limiting-water conditions (Fig. 2a–d). The model water limitation and nitrogen treatments12,18 and was reproduced
also generated a higher photosynthesis:transpiration ratio over the well by the effects of water limitation and nitrogen treatments on
simulated diurnal cycle, which is consistent with known effects23,24. the modelled leaf- and canopy-level A, gsH2O and T. The assumptions
Hence, the testing of the model at diurnal level indicates that the in the model of canopy–atmosphere coupling did not introduce any
DCaPST modelling framework is capable of faithfully capturing bias in model validation across the diverse environments employed.
the expected interplay between canopy A, gsH2O and Thr for both Given the choice of robust biochemical models of photosynthesis
C3 and C4 systems. and effective connection with crop growth, development and envi-
ronmental factors6, the cross-scale model is appropriate for testing
Cross-scale model validation the consequences of photosynthetic manipulation on yield at crop
The integrated cross-scale model (see Methods and Fig. 1) gener- scale in field production.
ated predictions of total biomass and grain yield for the diverse vali-
dation set of detailed field experiments for wheat and sorghum that Yield consequences of photosynthetic manipulation
showed little difference from the standard APSIM crop model vali- Multi-year crop-simulation studies were conducted for C3 wheat
dations (Fig. 3). For C3 wheat, there was little to no loss in precision and C4 sorghum crops to assess the likely yield impact of three
and predictive capability for total biomass (Fig. 3a,b) and a slight major photosynthetic manipulation targets: Rubisco carboxylation
reduction in the bias of predictions of grain yield (Fig. 3c,d) when rate, electron transport rate and mesophyll conductance for CO2,

382 Nature Plants | VOL 5 | APRIL 2019 | 380–388 | www.nature.com/natureplants


NaTurE PlanTs Articles
C3 wheat C4 sorghum (Supplementary Fig. 4) and yield (Fig. 4) than C3 wheat. When sim-
30 a e ulated results were categorized into three environment types: water
y = 1.02x + 0.79 y = 0.97x + 0.21 non-limiting, above-average-yielding and below-average-yielding
R 2 = 0.90 R 2 = 0.88 rainfed cropping seasons, it was apparent that water limitation was
n = 107 n = 38
a dominating feature in this production environment. There were
20
very few instances for either species where the simulated rainfed
crop yield matched that of irrigated production.
The predicted yield response to 20% enhancement of the three
10 photosynthetic manipulation targets and combinations of the tar-
Predicted biomass (t ha–1)

Biomass Biomass gets ranged markedly from −1.9 to +12.1%, depending on the
C3 DCaPST C4 DCaPST photosynthetic enhancement, crop type and environment (Table 1).
0 The current simulation assumed that photosynthetic enhance-
30 b f ments were feasible without changes to plant nitrogen dynamics
y = 1.04x + 0.66 y = 0.84x + 2.25 and leaf nitrogen allocation to the photosynthetic apparatus. The
2
R = 0.91 R 2 = 0.89 positive responses occurred mostly when water was non-limiting.
n = 107 n = 38
20
The magnitude of responses declined progressively as water became
more limiting. Negative values were predicted for sorghum in rain-
fed low-yielding seasons, but were not seen for wheat. When water
was non-limiting, enhanced photosynthesis resulted in higher Acan,
10
T and gsH2O; this was ascribed to the coupling of A and gs (ref. 25),
Biomass Biomass leading to improved daily crop biomass increment (Supplementary
APSIM 7.8 wheat APSIM 7.8 sorghum Fig. 5a), biomass (Supplementary Table 8) and yield (Table 1). This
0 higher biomass trend in non-limiting water situations was consistent
0 10 20 30 0 10 20 30
with previous findings26 in which increased biomass was associated
Oberved biomass (t ha–1)
with photosynthetic enhancement in rice using the GECROS crop
15 c g modelling platform. However, in water-limited situations, enhanced
y = 1.00x + 0.06 y = 0.96x + 0.74
photosynthesis and coupled A–gs caused more rapid depletion of
R 2 = 0.91 R 2 = 0.88
n = 146 n = 38 soil water, restricting daily crop biomass increment, especially late in
10 the growing season during grain filling (Supplementary Fig. 5b,d).
The consequences of these critical dynamics captured in this model
generated the negative yield changes in these situations (Table 1).
5
Such effects of the pattern of water use on growth and yield across
the crop life cycle in water-limited environments are well known12,27.
Predicted yeild (t ha–1)

Yield Yield The enhancement of maximum electron transport rate at


C3 DCaPST C4 DCaPST 25 °C (Jmax25) had the greatest impact on yield for both C3 wheat
0
and C4 sorghum, compared with the other single-target photo-
15 d
y = 0.93x + 0.33
h
y = 0.96x + 0.68
synthetic manipulations (Table 1) under the simulated conditions
2
R = 0.92 R 2 = 0.88 (Supplementary Figs. 6 and 7). This trend is in line with the simu-
n = 146 n = 38 lated diurnal canopy photosynthesis, which showed that both wheat
10 and sorghum canopy photosynthesis were strongly limited by the
rate (Aj) allowed by electron transport capacity as shown in Fig. 2a,c.
When crops experienced water limitation, Acan was limited by sto-
5 mata conductance, which resulted in both Aj and Ac reduction, as
shown in Fig. 2b,d, and reduced yield impact of Jmax25 enhancement
Yield Yield (Table 1). Single-target enhancement in the maximum Rubisco-
APSIM 7.8 wheat APSIM 7.8 sorghum
carboxylation rate at 25 °C (Vcmax25) generated negligible impact on
0
0 5 10 15 0 5 10 15
average yield for both wheat and sorghum (Table 1), in line with
Oberved yield (t ha–1) the simulated diurnal canopy photosynthesis showing strong Aj
limitation (for example, Fig. 2a,c). Simulated diurnal canopy pho-
Fig. 3 | Predicted crop biomass and yield for C3 wheat and C4 sorghum tosynthesis at a lower canopy LAI also showed limitation by Aj for
plotted against field-observed data from a diverse validation set of both sunlit and shaded fractions, supporting the lack of impact
detailed field experiments12,18. a–h, Predicted crop biomass for wheat (a–d) of Vcmax enhancement (data not shown). Some yield response was
and sorghum (e–h). Biomass at maturity is predicted using APSIM with simulated with enhanced mesophyll conductance at 25 °C (gm25) in
the DCaPST model (a,e) or the APSIM standard biomass increment model C3 wheat in non-limiting water conditions, but there was little or
(b,f) for daily canopy biomass increment. Similarly, yield is predicted using no response in C4 sorghum. This is in line with the limitation asso-
APSIM with the DCaPST model (c,g) or the APSIM standard biomass ciated with CO2 drawdown from the intercellular air space to the
increment model (d,h) for daily canopy biomass increment. In each panel, Rubisco-carboxylation site in C3 leaves, whereas C4 photosynthe-
the solid line is the 1:1 line, the dashed line is the fitted linear regression sis minimizes this limitation via its carbon-concentrating mecha-
given by the equation fitting to the indicated sample size n. Parameter nisms. Simulation of simultaneous enhancement of Jmax25 and Vcmax25
values for the simulation are shown in Supplementary Table 6. resulted in additional yield gains in both wheat and sorghum com-
pared with enhancement of Jmax25 only. This is likely to have occurred
as a result of probable Ac limitation caused by the Jmax25 enhance-
ment. Simultaneous Vcmax25–Jmax25–gm25 enhancement had the great-
and combinations of these targets (see Methods). The baseline est impact on yield for C3 wheat compared with the other scenarios
simulation for a typical Australian crop production environment in the simulated environment, whereas yield gains in C4 sorghum
showed that C4 sorghum had higher average biomass at maturity were comparable to the Vcmax25–Jmax25 scenario; this was also likely

Nature Plants | VOL 5 | APRIL 2019 | 380–388 | www.nature.com/natureplants 383


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C3 wheat C4 sorghum maintain Ci/Ca at the same level (that is, in the case of gm25 enhance-
12
ment in C3 wheat). The simulated stomatal effects on photosynthetic
a b
n = 116 manipulation and yield indicate clearly that increased understand-
10 ing of the nature of the A–gs link is required.
n = 54
The cross-scale model reproduces field observations
8 n = 116
The two-way modelling approach developed for the cross-scale
Yield (t ha–1)

n = 47 model presented here has reliably connected models of C3 and C4 leaf


6 photosynthesis with crop growth and development, and integrated
n = 62 the major environmental drivers (that is, light, nitrogen and water)
4
across scales. As validated, the cross-scale models reproduced field-
observed biomass and yield of C3 wheat and C4 sorghum across
n = 69
diverse environments as well as the standard APSIM crop models
2 (Fig. 3). This was facilitated by the recent development of a diurnal
canopy photosynthesis model that incorporated light and nitrogen
0 effects in a framework that supports cross-scale modelling6. Here,
extending this work, we have integrated a dynamic crop water bal-
H

L
d

d
n_

n_
te

te

ance with leaf-level photosynthesis and stomatal conductance as


n_

n_
ga

ga
ai

ai
ai

ai
R

R
i

i
R

R
Irr

Irr

a significant step in the capability for simulating crop production


Fig. 4 | Baseline simulation of C3 wheat and C4 sorghum yield using 116 associated with photosynthetic enhancements under realistic pro-
years of available weather data. a,b, Results of predicted yield distribution duction environments. This was achieved by developing a canopy-
for wheat (a) and sorghum (b) associated with three environment types: level photosynthesis–stomatal conductance model that facilitated
irrigated, non-limiting water supply with full irrigation; rainfed cropping for connection between leaf-level processes and the consequent crop
years with above-average yield (rain_H); and rainfed cropping for years status (that is, LAI, specific leaf nitrogen (SLN, in g N per m2 leaf)
with below-average yield (rain_L). Parameter values for the simulation are and crop water supply), which was dependent on the dynamics of
shown in Supplementary Tables 6 and 7. In the box plots, horizontal lines crop growth and resource capture over the crop life cycle12. This
indicate the first quartile, median and third quartile of the yield distribution, model extends the capability of crop modelling by spanning scales
whiskers indicate the 10th and 90th percentile, and dash-dot lines indicate from a biochemical representation of instantaneous photosynthesis
the mean, which are also shown in Table 1 (n = the number of years of to seasonal crop yield without any loss in predictive capacity relative
simulation in the different environment types). to simpler models.
A critical emergent effect of the cross-scale modelling system
operating through the crop life cycle was that enhanced photosyn-
to be a result of non-limiting mesophyll conductance (Table 1). thesis improved biomass accumulated early in the season when soil
Overall, the trends predicted in the multi-year crop-simulation water was more abundant, but in doing so, depleted soil water at a
studies were emergent consequences generated by the dynamics in faster rate, leaving less for later in the season if enhanced photosyn-
the leaf-level responses, diurnal canopy photosynthesis responses thesis is coupled to increased stomatal conductance and transpira-
and environmental context of the crop. tion (Supplementary Fig. 5). In situations of terminal water shortage,
The effects of photosynthetic enhancements were also exam- which occur frequently in rainfed cropping, this results in restricted
ined with decoupling of the A–gs link, as evidence from photo- stomatal conductance, photosynthesis and biomass increment dur-
synthetic manipulation studies support this possibility28. However, ing the critical grain-filling period with a resultant negative impact
this remains an active area of research in which possible mecha- on biomass and yield (Table 1 and Supplementary Table 8). These
nisms are being examined29,30. In the decoupled case, Ci/Ca (frac- critical dynamics of crop water status and interactions across scales
tion of intercellular CO2 partial pressure to that of the ambient air) associated with assessing impacts of photosynthetic enhancement
was reduced to maintain gsH2O at the level simulated in the coupled have not previously been accounted for in a rigorous manner26,31.
A–gs case, despite the increase in A. Photosynthetic enhancement The results of this study highlight the importance of effective two-
with a decoupled A–gs link reversed the negative yield impacts pre- way connections between photosynthesis- and crop-level processes
dicted with Jmax enhancement (Ci/Ca reduced from 0.45 to 0.4) and for prediction of effects on crop growth, development and yield.
the Vcmax25–Jmax25 and Vcmax25–Jmax25–gm25 scenarios (both with Ci/Ca
reduced from 0.45 to 0.39) in the simulated low-yielding seasons Quantifying consequences of photosynthetic manipulation
for C4 sorghum (Table 1). This was associated with the potential to The simultaneous increase in Rubisco activity, electron transport
accumulate more biomass with the enhancements, while maintain- and mesophyll conductance is likely to generate the greatest yield
ing similar levels of gsH2O and T as in the baseline simulation, due to gains in wheat, whereas the combination of Rubisco activity and
the reduced Ci/Ca. Hence, the negative consequences of crop water- electron transport is most effective for sorghum (Table 1). Notably,
use patterns throughout the season associated with the coupled sce- we have shown here that the interplay with dynamic crop water bal-
nario were avoided (Supplementary Fig. 5b). In non-limiting water ance and the nature of the photosynthesis–stomatal conductance
conditions (full irrigation), however, the decoupled scenario slightly (A–gs) link affect the predicted consequences on yield of photo-
reduced the benefit of photosynthetic enhancement; this can be synthetic manipulation. The findings in relation to the coupling
ascribed to stomatal limitation of photosynthesis (Supplementary and decoupling of the A–gs link highlight the importance of main-
Fig. 5a), which has slightly more effect in C3 wheat (Ci/Ca was reduced taining gsH2O as a strategy for translating photosynthetic enhance-
from 0.7 to 0.69, 0.68 and 0.68, for Jmax25, Vcmax25–Jmax25 and Vcmax25– ment into yield improvement in water-limited situations. This
Jmax25–gm25 scenarios, respectively). In some cases, there was no dif- notion resonates with efforts targeting improved crop transpira-
ference between the coupled and decoupled scenarios (Table 1), tion efficiency32 and leaf-level water use efficiency33. However, this
because the enhancement did not alter A sufficiently to change gsH2O also poses a challenge as current knowledge on the nature of the
and the level of Ci/Ca, as used in the coupled scenario (that is, in the A–gs link, with respect to photosynthetic manipulation, is incom-
case of increasing Vcmax25 and gm25 in both C3 wheat and C4 sorghum), plete. One study has shown that reducing the amount of Rubisco
and/or increase in A did not require higher stomatal conductance to did not change gsH2O (ref. 28), suggesting that the decoupled A–gs

384 Nature Plants | VOL 5 | APRIL 2019 | 380–388 | www.nature.com/natureplants


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Table 1 | Simulated percentage change in average yield relative to the baseline case with different photosynthetic manipulation
targets in different environments
C3 wheat C4 sorghum
Yield A–gs 120% 120% 120% 120% 120% Yield A–gs 120% 120% 120% 120% 120%
(t ha−1) coupling Vcmax25 Jmax25 gm25 Vcmax25 Vcmax25, (t ha−1) coupling Vcmax25 Jmax25 gm25 Vcmax25 Vcmax25,
(%) (%) (%) and 120% (%) (%) (%) and 120%
120% Jmax25 120% Jmax25
Jmax25 and Jmax25 and
(%) 120% (%) 120%
gm25 gm25
(%) (%)
Full irrigation 6.3 Yes 0.0 7.2 1.2 10.6 12.1 9.4 Yes 0.4 8.0 0.0 9.2 9.3
No 0.0 6.3 1.2 9.5 11.0 No 0.4 7.9 0.0 9.2 9.2
Rainfed 4.4 Yes 0.0 3.7 0.3 4.6 5.3 6.6 Yes 0.5 2.3 0.1 3.0 3.1
above- No 0.0 5.6 0.3 8.5 9.2 No 0.5 5.1 0.1 6.7 6.8
average-
yielding
seasons
Rainfed 1.7 Yes 0.0 3.5 0.5 4.7 5.4 2.7 Yes 0.4 −1.1 0.1 −0.6 −0.9
below- No 0.0 5.2 0.5 8.2 8.9 No 0.4 1.9 0.1 3.2 3.3
average-
yielding
seasons
Scenarios also include results for both coupled and decoupled photosynthesis–stomatal conductance (A–gs) situations. Manipulations include 20% enhancement in the maximum rate of Rubisco activity
at 25 °C (Vcmax25), maximum rate of electron transport at 25 °C (Jmax25), mesophyll conductance at 25 °C (gm25) and simultaneous Vcmax25–Jmax25 and Vcmax25–Jmax25–gm25 enhancements, while other parameters
are kept at their default values (Supplementary Tables 6 and 7).

scenario may apply to changes in Rubisco content. However, it is such as the importance of the A–gs link, which require increased
not clear whether this can be generalized for any manipulation of understanding to support effective modelling. When combined
Rubisco content. Although this would not affect interpretation of with reliable climate predictions, the modelling framework also
the current simulation of enhanced Vcmax (Table 1), it will need to provides the scope to evaluate photosynthetic manipulations in
be clarified for crop species or situations that are more limited by future climate conditions.
Rubisco activity. For mesophyll conductance (gm), current evidence
obtained by manipulation of aquaporins suggests that A–gs cou- Methods
pling33 may not be an issue in water-limiting growing conditions, Overview of the cross-scale model connecting leaf photosynthesis, stomatal
as gm25 enhancement did not alter A sufficiently to change gsH2O conductance and crop growth and development. DCaPST modules were
developed and connected with the wheat and sorghum crop models of APSIM
(Table 1); however, if an enhanced A response is achieved by increas- v.7.8 on the basis of a cross-scale modelling framework that facilitates two-
ing gm, the nature of the A–gs link may become important. Other way connection between the levels of modelling8 (Fig. 1). DCaPST builds
approaches, such as leaf morphological manipulation, could pro- substantially on a previous canopy-photosynthesis model6 by incorporating
vide the possibility of achieving a decoupled A–gs link33. The results stomatal conductance, thus enabling prediction of canopy-level transpiration.
This connection was facilitated by the partitioning of the crop canopy into sunlit
reported here indicate the importance of including enhancement
and shade leaf fractions. The cross-scale model involved (1) the crop model
of the electron transport chain in both C3 wheat and C4 sorghum determining relevant crop attributes such as LAI, SLN (in g N per m2 leaf) and
(Table 1). However, it is currently not clear whether the associated extent of soil water uptake for transpiration supply, and (2) leaf and canopy
decoupled A–gs scenario is possible. Given this uncertainty, there photosynthesis models determining potential daily canopy biomass increment and
is a possibility of negative yield change in low-yielding conditions transpiration demand. The dynamic interplay (Fig. 1) of these components with the
prevailing environment enabled the simulation of crop growth and development
(that is, dry seasons). Understanding the mechanistic basis of this through the crop life cycle.
link is indicated as a critical area of research need. The value of In summary, the procedures involved converting daily environmental variables
manipulating photosynthesis is as dependent on effects on the A–gs to hourly values over the diurnal period (from sunrise to sunset) and partitioning
link as it is on direct effects on A in most field production environ- canopy leaf area, simulated using the crop models, into sunlit and shaded leaf
ments. Our findings highlight the need to appropriately model the fractions on the basis of solar geometry and canopy architecture using a sun-
and-shade leaves approach34–36. The light absorption of the two leaf fractions
nature of the A–gs link. was calculated on the basis of incident direct and diffuse radiation and optical
The cross-scale modelling framework developed here bridges properties of the leaves. Daily canopy-leaf nitrogen status was predicted with the
the prediction gap between C3 and C4 leaf photosynthesis and crop crop model12 and used to determine photosynthetic physiology of the leaf fractions.
yield by addressing connections with crop growth and development To account for the effects of crop water status on A and T, the concept of water
dynamics, and their interactions with the prevailing environment supply and demand interplay used in the crop models12,37 was adopted. Crop
demand for water was established via the leaf stomatal conductance required for
throughout the crop life cycle. This modelling framework provides the potential level of photosynthesis possible in the absence of water limitation.
a capability to assess likely yield impacts in C3 and C4 crop types The potential was obtained by solving the combined photosynthesis–conductance
in field production environments and to identify the manipula- model (Supplementary equation (22)), assuming a prescribed equilibrium Ci/Ca.
tions that are likely to be of greatest value. This generates testable The resultant transpiration influenced leaf temperature (Tl) (Supplementary
hypotheses that would require appropriately bioengineered plants equation (42)), which also influenced A. For any hour of the day, when crop
water supply fell short of the demand, stomatal conductance was restricted, and
for experimental validation. The model also offers the capacity to leaf temperature was consequently elevated, both of which influenced A. Given
identify previously less-highlighted critical issues associated with the level of absorbed light, canopy leaf nitrogen status and the interplay of water
photosynthetic manipulation in water-limited cropping situations, supply and demand, canopy A and T were estimated for each leaf fraction on an

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Articles NaTurE PlanTs
hourly basis. The resultant integrated daily values were returned to the crop models as parameterized in the APSIM crop models. Typically, the ratio is high in the
to drive canopy growth and contribute to subsequent changes in soil water. The early stages of crop development and decreases towards flowering. The value for
soil-evaporation component of the water balance was calculated independently of BIOshoot,DAY was returned to the crop models for allocation among active organs and
canopy T, on the basis of the fraction of incident energy reaching the soil surface calculation of crop attributes for the next diurnal cycle.
and surface wetness38. The crop model allocated the available biomass increment
to growing organs within the plant, depending on the stage of crop development Crop water supply estimation. The potential for water supply to the canopy from
and environment-dependent rules for allocation12. The consequent state of the soil water uptake was calculated on a daily basis (Tcan,S,DAY, mm H2O per day) in the
crop regulated the subsequent diurnal canopy-photosynthesis state and potential, crop models. Tcan,S,DAY depends on the effective rooting depth of the crop and the
providing the interaction from the two-way modelling framework required for rate at which soil water can be extracted from the soil layers occupied by roots12.
effective simulation across scales of biological organization. The APSIM crop models include contribution from rainfall, irrigation (if applied),
crop uptake, soil evaporation and drainage for determining soil water content17,50.
Potential photosynthesis drives stomatal conductance and transpiration The extraction rate depends on the soil water content in relation to the lower limit
demand when water supply is non-limiting. A was calculated using models of extractable water content for the given soil layer and an extraction capacity
that combine C3 and C4 photosynthesis models16 and CO2 diffusion models factor that incorporates the effects of both soil hydraulic conductivity and root
based on Fick’s law of diffusion (Supplementary equation (22)). This reflected length density on water uptake12. Possible soil water extraction was derived by
the interdependency of A and CO2 diffusion and availability inside leaves. For summing over soil layers to give Tcan,S,DAY (Supplementary equation (2)).
calculating potential A and T demand when water supply was non-limiting, the
CO2 diffusion model shown below assumes that the intercellular CO2 partial Limited transpiration restricts stomatal conductance and photosynthesis when
pressure (Ci) is a constant fraction of the CO2 partial pressure of the ambient air crop water supply is limited. When estimated Tcan,D,DAY from the leaf-level A–gs
(that is, constant Ci/Ca), and that there is a drawdown of CO2 across mesophyll cells model was not met by Tcan,S,DAY, as would occur under water-limited conditions,
resulting in chloroplastic CO2 partial pressure (Cc) in C3 conditions or mesophyll Tcan,A,DAY was given by Tcan,S,DAY and involved changes in the diurnal pattern of
CO2 partial pressure (Cm) in C4 simulations: Tcan. The new diurnal pattern was simulated by iteratively reducing a maximum
threshold of Tcan so that Tcan,A,DAY was reduced to the level of Tcan,S,DAY. Tsun:D:Tsh,D, as
Ci A calculated previously, was used to partition the revised Tcan to sunlit and shade
CcorCm = × Ca− (1)
Ca gm leaf fractions. This produces a diurnal pattern with a flat-topped hourly profile
or ‘transpiration plateau’ (Fig. 2f,h), in line with observations by Olioso et al22.
where gm (mol m−2 s−1 bar−1) is mesophyll conductance to CO2. The constant Ci/Ca This is also consistent with the field observation of plants wilting in the middle
was used to simulate the effect of the coupled A–gs regardless of A (refs. 39,40). of the day when crop water supply becomes limiting relative to demand. Once
Parameterizing Ci/Ca is important to the modelling of A–gs (ref. 41). The default actual transpiration was defined, gs was calculated using the Penman–Monteith
Ci/Ca was set to 0.7 and 0.45 for C3 wheat and C4 sorghum, respectively40,42,43. combination equation (Supplementary equation (38)) and converted to the
To calculate T demand, equation (1) was expanded to include the contribution appropriate units (Supplementary equation (13)). The calculated gs would also
from the leaf boundary layer and stomatal conductance for CO2 and the effect of exhibit reduction during hours when Tcan is reduced (Fig. 2j,l). Tl was then
a ternary system of gases (water vapour, CO2 and air)44 to better reflect the A/Ci calculated from the saturation heat equation (Supplementary equation (42)). The
measurement from the portable gas exchange system (LI-COR) (Supplementary revised gs and Tl values were then input into the A–gs model to calculate water-
equation (29)). The calculation of T assumed an allowance for leaf boundary layer limited photosynthesis, which was converted to daily crop biomass increment and
conductance associated with decreasing wind speed deeper in the canopy, and that connected with crop models as described above.
the atmosphere and canopy were coupled. The resultant gs was multiplied by 1.6, as
derived by McPherson and Slatyer45 from earlier studies, to obtain gsH2O, converted Model testing and validation simulations. The DCaPST module was analysed
to stomatal resistance to water (rsw, s m−1) (Supplementary equation (13)) and for its response to levels of water availability on typical days during wheat and
input into the Penman–Monteith combination equation (Supplementary equation sorghum crop growth (Supplementary Table 5) using default DCaPST parameter
(38)). Leaf temperature (Tl) was calculated with the saturation heat equation values (Supplementary Table 6) to determine whether simulated results reflected
(Supplementary equation (42)). Tl was then used to determine photosynthesis behaviour expected from known responses. Simulated leaf-level A/Ci curves,
model parameter values using temperature-response functions (Supplementary generated using the same default DCaPST parameter values, followed wheat and
equations (10) and (11)). The dependencies formed between A, gs, T and Tl can maize leaf gas-exchange measurements closely (Supplementary Fig. 3). Diurnal
only be solved iteratively. Even though Cc was the target required to obtain A in the patterns simulated for a full-size canopy (LAI of 6 m2 leaf per m2 ground area) were
combined A–gs model, setting Tl as the iterative solution target was a more efficient generated for well-watered and water-limited situations.
approach to obtaining solutions for all the components. Due to the complexity of In addition, extensive detailed field experimental datasets have been used for
the C4 model, it was also required to iteratively solve for Cm (Supplementary Table 2). validating the sorghum and wheat crop models in the APSIM platform12,18. Here
Altogether, this formed the loop for estimating leaf potential A and T demand. we used the same datasets to conduct validation simulations with the APSIM–
DCaPST integrated cross-scale modelling system. The results for simulated
Two-way connection of leaf and crop scales. Connecting the leaf-level A–gs biomass and yield were also compared with results using the standard APSIM crop
models with the APSIM wheat and sorghum crop models was facilitated by growth model in the absence of the DCaPST module (Fig. 3).
partitioning the canopy LAI (LAIcan), derived in the crop growth models, into
sunlit and shaded leaf fractions on the basis of canopy architecture34–36. For Baseline simulation of wheat and sorghum crops grown in a typical Australian
each fraction, the absorbed photosynthetically active radiation from both production environment. To examine effects of manipulating photosynthesis on
direct and diffuse solar radiation was estimated, given absorption, reflection crop growth and yield in field production environments, a long-term simulation
and transmittance properties of the leaves (Supplementary equations (3)–(5)). was conducted using default DCaPST parameter values (Supplementary Table 6)
SLN, dynamically simulated in the crop growth models, was used to determine and necessary crop model parameter values (Supplementary Table 7) to provide a
photosynthetic physiology and conductance parameters in the photosynthesis baseline for comparison. Simulated C3 wheat and C4 sorghum crops were sown on
models: Vcmax25, Jmax25, gm25 and the maximum phosphoenol pyruvate carboxylation 15 May and 15 October, respectively, every year between 1900 and 2016 at Dalby,
rate at 25 °C (Vpmax25) for C4 photosynthesis (Supplementary equations (6)–(9))9,46,47. Queensland. Daily weather data for the period were sourced from http://apsrunet.
Calculated T for the two leaf fractions was summed to obtain the canopy total, apsim.info/ for Dalby Post Office (station number: 041023). Soil information from
which was determined hourly and summed over the diurnal period to obtain daily a local cropping vertosol soil was obtained from the APSOIL database (APSOIL
canopy transpiration demand (Tcan,D,DAY). The ratio of the contribution to T by number: 14). Soil N at sowing was fixed at 50 kg NO3 ha−1 and 5 kg NH4 ha−1 and
the sunlit and shaded leaf fractions at each hour (Tsun,D:Tsh,D) was also calculated. one application of 360 kg NO3 ha−1 at sowing was added to simulate non-limiting N
Actual daily canopy transpiration (Tcan,A,DAY) was given by the minimum of crop conditions. Soil water at sowing was fixed at 100 mm plant-available water. Crops
water supply and demand so that under water non-limiting conditions, Tcan,A,DAY were simulated with either water non-limiting (full irrigation) or under rainfed
was given by Tcan,D,DAY, which was then used to update the soil-water balance in cropping conditions, which generated varying levels of water limitation depending
the crop model. Calculated potential A for the two leaf fractions was summed on the season.
and integrated to obtain diurnal canopy photosynthesis (Acan,DAY). Daily above-
ground (shoot) biomass increment (BIOshoot,DAY) was calculated from Acan,DAY using Photosynthetic manipulation targets and modelling scenarios. Experimental
a conversion ratio (B) to obtain daily whole-plant biomass growth (BIOtotal,DAY). approaches for enhancing Rubisco carboxylation rate, electron transport
The conversion ratio combined factors allowing for biochemical conversion of CO2 capacity and mesophyll conductance for CO2 and design of the corresponding
to biomass and CO2 loss due to maintenance respiration48, which was consistent model scenarios by adjusting the associated DCaPST parameters are described
with the conservative respiration:photosynthesis ratio approach49. In order to below. These parameter adjustments were applied to the baseline simulation
use this approach, the photosynthesis models were modified by setting leaf-level for assessment of their effects. The current simulation assumed that that
respiration (Rd) to 0 (Supplementary equation (22))6. Subsequently, a portion of photosynthetic enhancements were feasible without changes to plant nitrogen
BIOtotal,DAY was allocated for root growth. The root:shoot ratio was used to obtain dynamics and leaf nitrogen allocation to photosynthetic apparatus. All
BIOshoot,DAY (Supplementary equation (1)). This ratio depends on growth stage photosynthesis parameter values were kept constant except for those targeted in

386 Nature Plants | VOL 5 | APRIL 2019 | 380–388 | www.nature.com/natureplants


NaTurE PlanTs Articles
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of mesophyll conductance in three C4 species calculated with two methods: published maps and institutional affiliations.
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388 Nature Plants | VOL 5 | APRIL 2019 | 380–388 | www.nature.com/natureplants


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