Location via proxy:   [ UP ]  
[Report a bug]   [Manage cookies]                

Netflix 401 (K) Plan

Download as pdf or txt
Download as pdf or txt
You are on page 1of 51
At a glance
Powered by AI
The document outlines an annual return form (Form 5500) that must be filed for employee benefit plans. It provides plan identification information, basic plan details, and financial information.

Page 1 provides instructions for filling out the form, indicates whether it is the first or final report, and includes information about plan sponsors and administrators.

Part II requests the plan name, identification numbers, effective date, contact information for the plan sponsor, and the total number of participants.

Form 5500 Annual Return/Report of Employee Benefit Plan OMB Nos.

1210-0110
1210-0089
This form is required to be filed for employee benefit plans under sections 104
Department of the Treasury
and 4065 of the Employee Retirement Income Security Act of 1974 (ERISA) and
sections 6057(b) and 6058(a) of the Internal Revenue Code (the Code).
Internal Revenue Service
2018
Department of Labor  Complete all entries in accordance with
Employee Benefits Security
Administration the instructions to the Form 5500.
Pension Benefit Guaranty Corporation This Form is Open to Public
Inspection
Part I Annual Report Identification Information
For calendar plan year 2018 or fiscal plan year beginning 01/01/2018 and ending 12/31/2018

A This return/report is for: X a multiemployer plan X a multiple-employer plan (Filers checking this box must attach a list of
participating employer information in accordance with the form instructions.)
X
X a single-employer plan X a DFE (specify) _C_
B This return/report is: X the first return/report X the final return/report
X an amended return/report X a short plan year return/report (less than 12 months)
C If the plan is a collectively-bargained plan, check here. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . X
D Check box if filing under: X
X Form 5558 X automatic extension X the DFVC program
X special extension (enter description) ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDE
Part II Basic Plan Information—enter all requested information
1a Name of plan 1b Three-digit plan
001
001
ABCDEFGHI
NETFLIX 401(K)ABCDEFGHI
PLAN ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI number (PN) 
ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI 1c Effective date of plan
YYYY-MM-DD
04/07/1998
2a Plan sponsor’s name (employer, if for a single-employer plan) 2b Employer Identification
Mailing address (include room, apt., suite no. and street, or P.O. Box) Number (EIN)
City or town, state or province, country, and ZIP or foreign postal code (if foreign, see instructions) 012345678
77-0467272
ABCDEFGHI
NETFLIX, INC. ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI 2c Plan Sponsor’s telephone
D/B/A ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI number
ABCDEFGHI 0123456789
408-540-3700
c/oWINCHESTER
100 ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI
CIRCLE 2d Business code (see
LOS GATOS, CA 95032
123456789 ABCDEFGHI ABCDEFGHI ABCDE instructions)
123456789 ABCDEFGHI ABCDEFGHI ABCDE 012345
519100
CITYEFGHI ABCDEFGHI AB, ST 012345678901
UK

Caution: A penalty for the late or incomplete filing of this return/report will be assessed unless reasonable cause is established.
Under penalties of perjury and other penalties set forth in the instructions, I declare that I have examined this return/report, including accompanying schedules,
statements and attachments, as well as the electronic version of this return/report, and to the best of my knowledge and belief, it is true, correct, and complete.

SIGN Filed with authorized/valid electronic signature. YYYY-MM-DD


10/14/2019 ABCDEFGHI
JOHN ABCDEFGHI
MARTINEZ ABCDEFGHI ABCDE
HERE
Signature of plan administrator Date Enter name of individual signing as plan administrator

SIGN YYYY-MM-DD ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDE


HERE
Signature of employer/plan sponsor Date Enter name of individual signing as employer or plan sponsor

SIGN YYYY-MM-DD ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDE


HERE
Signature of DFE Date Enter name of individual signing as DFE
For Paperwork Reduction Act Notice, see the Instructions for Form 5500. Form 5500 (2018)
v. 171027
Form 5500 (2018) Page 2
3a Plan administrator’s name and address X
X Same as Plan Sponsor 3b Administrator’s EIN
012345678
ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI 3c Administrator’s telephone
c/o ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI number
123456789 ABCDEFGHI ABCDEFGHI ABCDE 0123456789
123456789 ABCDEFGHI ABCDEFGHI ABCDE
CITYEFGHI ABCDEFGHI AB, ST 012345678901
UK
4 If the name and/or EIN of the plan sponsor or the plan name has changed since the last return/report filed for this plan, 4b EIN012345678
enter the plan sponsor’s name, EIN, the plan name and the plan number from the last return/report:
a Sponsor’s name 4d PN
c Plan Name 012

5 Total number of participants at the beginning of the plan year 5 123456789012


5272
6 Number of participants as of the end of the plan year unless otherwise stated (welfare plans complete only lines 6a(1),
6a(2), 6b, 6c, and 6d).

a(1) Total number of active participants at the beginning of the plan year ..........................................................................................
6a(1) 4262

a(2) Total number of active participants at the end of the plan year ..................................................................................................
6a(2) 5444

b Retired or separated participants receiving benefits.........................................................................................................................


6b 123456789012
0

c Other retired or separated participants entitled to future benefits .....................................................................................................


6c 123456789012
1115

d Subtotal. Add lines 6a(2), 6b, and 6c..................................................................................................................................... 6d 123456789012


6559

e Deceased participants whose beneficiaries are receiving or are entitled to receive benefits. ...........................................................
6e 123456789012
0

f Total. Add lines 6d and 6e. .............................................................................................................................................................


6f 123456789012
6559

g Number of participants with account balances as of the end of the plan year (only defined contribution plans
6g
complete this item) ........................................................................................................................................................................ 123456789012
5498

h Number of participants who terminated employment during the plan year with accrued benefits that were
6h
less than 100% vested .................................................................................................................................................................... 123456789012
0
7 Enter the total number of employers obligated to contribute to the plan (only multiemployer plans complete this item) .................... 7
8a If the plan provides pension benefits, enter the applicable pension feature codes from the List of Plan Characteristics Codes in the instructions:
2F 2G 2J 2K 2R 2T 3D

b If the plan provides welfare benefits, enter the applicable welfare feature codes from the List of Plan Characteristics Codes in the instructions:

9a Plan funding arrangement (check all that apply) 9b Plan benefit arrangement (check all that apply)
(1) X Insurance (1) X Insurance
(2) X Code section 412(e)(3) insurance contracts (2) X Code section 412(e)(3) insurance contracts
(3) X
X Trust (3) X
X Trust
(4) X General assets of the sponsor (4) X General assets of the sponsor
10 Check all applicable boxes in 10a and 10b to indicate which schedules are attached, and, where indicated, enter the number attached. (See instructions)
a Pension Schedules b General Schedules
(1) X
X R (Retirement Plan Information) (1) X
X H (Financial Information)
(2) X I (Financial Information – Small Plan)
(2) X MB (Multiemployer Defined Benefit Plan and Certain Money
Purchase Plan Actuarial Information) - signed by the plan (3) X ___ A (Insurance Information)
actuary (4) X
X C (Service Provider Information)

(3) X SB (Single-Employer Defined Benefit Plan Actuarial (5) X


X D (DFE/Participating Plan Information)
Information) - signed by the plan actuary (6) X G (Financial Transaction Schedules)
Form 5500 (2018) Page 3

Part III Form M-1 Compliance Information (to be completed by welfare benefit plans)
11a If the plan provides welfare benefits, was the plan subject to the Form M-1 filing requirements during the plan year? (See instructions and 29 CFR
2520.101-2.) ........................………..…. X Yes X No

If “Yes” is checked, complete lines 11b and 11c.

11b Is the plan currently in compliance with the Form M-1 filing requirements? (See instructions and 29 CFR 2520.101-2.) ……..... X Yes X No
11c Enter the Receipt Confirmation Code for the 2018 Form M-1 annual report. If the plan was not required to file the 2018 Form M-1 annual report, enter the
Receipt Confirmation Code for the most recent Form M-1 that was required to be filed under the Form M-1 filing requirements. (Failure to enter a valid
Receipt Confirmation Code will subject the Form 5500 filing to rejection as incomplete.)

Receipt Confirmation Code______________________


SCHEDULE C Service Provider Information OMB No. 1210-0110

(Form 5500)
Department of the Treasury This schedule is required to be filed under section 104 of the Employee 2018
Internal Revenue Service Retirement Income Security Act of 1974 (ERISA).
Department of Labor
Employee Benefits Security Administration  File as an attachment to Form 5500. This Form is Open to Public
Pension Benefit Guaranty Corporation Inspection.
For calendar plan year 2018 or fiscal plan year beginning 01/01/2018 and ending 12/31/2018
A Name of plan B Three-digit
ABCDEFGHI
NETFLIX 401(K) PLAN plan number (PN)  001
001

C Plan sponsor’s name as shown on line 2a of Form 5500 D Employer Identification Number (EIN)
ABCDEFGHI
NETFLIX, INC. 012345678
77-0467272

Part I Service Provider Information (see instructions)

You must complete this Part, in accordance with the instructions, to report the information required for each person who received, directly or indirectly, $5,000
or more in total compensation (i.e., money or anything else of monetary value) in connection with services rendered to the plan or the person's position with the
plan during the plan year. If a person received only eligible indirect compensation for which the plan received the required disclosures, you are required to
answer line 1 but are not required to include that person when completing the remainder of this Part.

1 Information on Persons Receiving Only Eligible Indirect Compensation


a Check "Yes" or "No" to indicate whether you are excluding a person from the remainder of this Part because they received only eligible
indirect compensation for which the plan received the required disclosures (see instructions for definitions and conditions).. . . . . . . . . . . . . . . X
X Yes X No

b If you answered line 1a “Yes,” enter the name and EIN or address of each person providing the required disclosures for the service providers who
received only eligible indirect compensation. Complete as many entries as needed (see instructions).

(b) Enter name and EIN or address of person who provided you disclosures on eligible indirect compensation
FIDELITY INVESTMENTS INSTITUTIONAL

04-2647786

(b) Enter name and EIN or address of person who provided you disclosures on eligible indirect compensation

(b) Enter name and EIN or address of person who provided you disclosures on eligible indirect compensation

(b) Enter name and EIN or address of person who provided you disclosures on eligible indirect compensation

For Paperwork Reduction Act Notice, see the Instructions for Form 5500. Schedule C (Form 5500) 2018
v.180523
Schedule C (Form 5500) 2018 Page 2- 1
1 x

(b) Enter name and EIN or address of person who provided you disclosures on eligible indirect compensation

(b) Enter name and EIN or address of person who provided you disclosures on eligible indirect compensation

(b) Enter name and EIN or address of person who provided you disclosures on eligible indirect compensation

(b) Enter name and EIN or address of person who provided you disclosures on eligible indirect compensation

(b) Enter name and EIN or address of person who provided you disclosures on eligible indirect compensation

(b) Enter name and EIN or address of person who provided you disclosures on eligible indirect compensation

(b) Enter name and EIN or address of person who provided you disclosures on eligible indirect compensation

(b) Enter name and EIN or address of person who provided you disclosures on eligible indirect compensation
Schedule C (Form 5500) 2018 Page 3 - 11 x

2. Information on Other Service Providers Receiving Direct or Indirect Compensation. Except for those persons for whom you
answered “Yes” to line 1a above, complete as many entries as needed to list each person receiving, directly or indirectly, $5,000 or more in total compensation
(i.e., money or anything else of value) in connection with services rendered to the plan or their position with the plan during the plan year. (See instructions).

(a) Enter name and EIN or address (see instructions)


FIDELITY INVESTMENTS INSTITUTIONAL

04-2647786

(b) (c) (d) (e) (f) (g) (h)


Service Relationship to Enter direct Did service provider Did indirect compensation Enter total indirect Did the service
Code(s) employer, employee compensation paid receive indirect include eligible indirect compensation received by provider give you a
organization, or by the plan. If none, compensation? (sources compensation, for which the service provider excluding formula instead of
person known to be enter -0-. other than plan or plan plan received the required eligible indirect an amount or
a party-in-interest sponsor) disclosures? compensation for which you estimated amount?
answered “Yes” to element
(f). If none, enter -0-.

37 60 64 65 ABCDEFGHI
RECORDKEEPER 123456789012
27603 123456789012345 0
71
ABCDEFGHI 345 Yes X
X No X Yes X
X No X Yes X
X No X
ABCD

(a) Enter name and EIN or address (see instructions)

(b) (c) (d) (e) (f) (g) (h)


Service Relationship to Enter direct Did service provider Did indirect compensation Enter total indirect Did the service
Code(s) employer, employee compensation paid receive indirect include eligible indirect compensation received by provider give you a
organization, or by the plan. If none, compensation? (sources compensation, for which the service provider excluding formula instead of
person known to be enter -0-. other than plan or plan plan received the required eligible indirect an amount or
a party-in-interest sponsor) disclosures? compensation for which you estimated amount?
answered “Yes” to element
(f). If none, enter -0-.

ABCDEFGHI 123456789012 123456789012345


ABCDEFGHI 345 Yes X No X Yes X No X Yes X No X
ABCD

(a) Enter name and EIN or address (see instructions)

(b) (c) (d) (e) (f) (g) (h)


Service Relationship to Enter direct Did service provider Did indirect compensation Enter total indirect Did the service
Code(s) employer, employee compensation paid receive indirect include eligible indirect compensation received by provider give you a
organization, or by the plan. If none, compensation? (sources compensation, for which the service provider excluding formula instead of
person known to be enter -0-. other than plan or plan plan received the required eligible indirect an amount or
a party-in-interest sponsor) disclosures? compensation for which you estimated amount?
answered “Yes” to element
(f). If none, enter -0-.

ABCDEFGHI 123456789012
ABCDEFGHI 345 Yes X No X Yes X No X Yes X No X
ABCD
Schedule C (Form 5500) 2018 Page 3 - 12 x

2. Information on Other Service Providers Receiving Direct or Indirect Compensation. Except for those persons for whom you
answered “Yes” to line 1a above, complete as many entries as needed to list each person receiving, directly or indirectly, $5,000 or more in total compensation
(i.e., money or anything else of value) in connection with services rendered to the plan or their position with the plan during the plan year. (See instructions).

(a) Enter name and EIN or address (see instructions)

(b) (c) (d) (e) (f) (g) (h)


Service Relationship to Enter direct Did service provider Did indirect compensation Enter total indirect Did the service
Code(s) employer, employee compensation paid receive indirect include eligible indirect compensation received by provider give you a
organization, or by the plan. If none, compensation? (sources compensation, for which the service provider excluding formula instead of
person known to be enter -0-. other than plan or plan plan received the required eligible indirect an amount or
a party-in-interest sponsor) disclosures? compensation for which you estimated amount?
answered “Yes” to element
(f). If none, enter -0-.

ABCDEFGHI 123456789012 123456789012345


ABCDEFGHI 345 Yes X No X Yes X No X Yes X No X
ABCD

(a) Enter name and EIN or address (see instructions)

(b) (c) (d) (e) (f) (g) (h)


Service Relationship to Enter direct Did service provider Did indirect compensation Enter total indirect Did the service
Code(s) employer, employee compensation paid receive indirect include eligible indirect compensation received by provider give you a
organization, or by the plan. If none, compensation? (sources compensation, for which the service provider excluding formula instead of
person known to be enter -0-. other than plan or plan plan received the required eligible indirect an amount or
a party-in-interest sponsor) disclosures? compensation for which you estimated amount?
answered “Yes” to element
(f). If none, enter -0-.

ABCDEFGHI 123456789012 123456789012345


ABCDEFGHI 345 Yes X No X Yes X No X Yes X No X
ABCD

(a) Enter name and EIN or address (see instructions)

(b) (c) (d) (e) (f) (g) (h)


Service Relationship to Enter direct Did service provider Did indirect compensation Enter total indirect Did the service
Code(s) employer, employee compensation paid receive indirect include eligible indirect compensation received by provider give you a
organization, or by the plan. If none, compensation? (sources compensation, for which the service provider excluding formula instead of
person known to be enter -0-. other than plan or plan plan received the required eligible indirect an amount or
a party-in-interest sponsor) disclosures? compensation for which you estimated amount?
answered “Yes” to element
(f). If none, enter -0-.

ABCDEFGHI 123456789012
ABCDEFGHI 345 Yes X No X Yes X No X Yes X No X
ABCD
Schedule C (Form 5500) 2018 Page 4 - 11 x

Part I Service Provider Information (continued)


3. If you reported on line 2 receipt of indirect compensation, other than eligible indirect compensation, by a service provider, and the service provider is a fiduciary
or provides contract administrator, consulting, custodial, investment advisory, investment management, broker, or recordkeeping services, answer the following
questions for (a) each source from whom the service provider received $1,000 or more in indirect compensation and (b) each source for whom the service
provider gave you a formula used to determine the indirect compensation instead of an amount or estimated amount of the indirect compensation. Complete as
many entries as needed to report the required information for each source.
(a) Enter service provider name as it appears on line 2 (b) Service Codes (c) Enter amount of indirect
(see instructions) compensation
FIDELITY INVESTMENTS INSTITUTIONAL 60 0

(d) Enter name and EIN (address) of source of indirect compensation (e) Describe the indirect compensation, including any
formula used to determine the service provider’s eligibility
for or the amount of the indirect compensation.
ABF LG CAP VAL INST - BOSTON FINAN P.O. BOX 8480 0.04%
BOSTON, MA 02266

(a) Enter service provider name as it appears on line 2 (b) Service Codes (c) Enter amount of indirect
(see instructions) compensation
FIDELITY INVESTMENTS INSTITUTIONAL 60 0

(d) Enter name and EIN (address) of source of indirect compensation (e) Describe the indirect compensation, including any
formula used to determine the service provider’s eligibility
for or the amount of the indirect compensation.
ABF SM CAP VAL INST - BOSTON FINAN P.O. BOX 8480 0.04%
BOSTON, MA 02266

(a) Enter service provider name as it appears on line 2 (b) Service Codes (c) Enter amount of indirect
(see instructions) compensation
FIDELITY INVESTMENTS INSTITUTIONAL 60 0

(d) Enter name and EIN (address) of source of indirect compensation (e) Describe the indirect compensation, including any
formula used to determine the service provider’s eligibility
for or the amount of the indirect compensation.
EV ATL CAP SMID-CP I - BNY MELLON P.O. BOX 9793 0.15%
PROVIDENCE, RI 02940
Schedule C (Form 5500) 2018 Page 4 - 12 x

Part I Service Provider Information (continued)


3. If you reported on line 2 receipt of indirect compensation, other than eligible indirect compensation, by a service provider, and the service provider is a fiduciary
or provides contract administrator, consulting, custodial, investment advisory, investment management, broker, or recordkeeping services, answer the following
questions for (a) each source from whom the service provider received $1,000 or more in indirect compensation and (b) each source for whom the service
provider gave you a formula used to determine the indirect compensation instead of an amount or estimated amount of the indirect compensation. Complete as
many entries as needed to report the required information for each source.
(a) Enter service provider name as it appears on line 2 (b) Service Codes (c) Enter amount of indirect
(see instructions) compensation
FIDELITY INVESTMENTS INSTITUTIONAL 60 0

(d) Enter name and EIN (address) of source of indirect compensation (e) Describe the indirect compensation, including any
formula used to determine the service provider’s eligibility
for or the amount of the indirect compensation.
MAINSTAY LG CAP GR I - NYLIM SERVI 0.15%

52-2206685

(a) Enter service provider name as it appears on line 2 (b) Service Codes (c) Enter amount of indirect
(see instructions) compensation
FIDELITY INVESTMENTS INSTITUTIONAL 60 0

(d) Enter name and EIN (address) of source of indirect compensation (e) Describe the indirect compensation, including any
formula used to determine the service provider’s eligibility
for or the amount of the indirect compensation.
VICTORY S ESTB VAL I - FIS INVESTO 4249 EASTON WAY, SUITE 400 0.10%
COLUMBUS, OH 43219

(a) Enter service provider name as it appears on line 2 (b) Service Codes (c) Enter amount of indirect
(see instructions) compensation
FIDELITY INVESTMENTS INSTITUTIONAL 60 0

(d) Enter name and EIN (address) of source of indirect compensation (e) Describe the indirect compensation, including any
formula used to determine the service provider’s eligibility
for or the amount of the indirect compensation.
CALAMOS MARKET NEUTRAL INCOME CL I 2020 CALAMOS COURT 0.15%
NAPERVILLE, IL 60563
Schedule C (Form 5500) 2018 Page 4 - 13 x

Part I Service Provider Information (continued)


3. If you reported on line 2 receipt of indirect compensation, other than eligible indirect compensation, by a service provider, and the service provider is a fiduciary
or provides contract administrator, consulting, custodial, investment advisory, investment management, broker, or recordkeeping services, answer the following
questions for (a) each source from whom the service provider received $1,000 or more in indirect compensation and (b) each source for whom the service
provider gave you a formula used to determine the indirect compensation instead of an amount or estimated amount of the indirect compensation. Complete as
many entries as needed to report the required information for each source.
(a) Enter service provider name as it appears on line 2 (b) Service Codes (c) Enter amount of indirect
(see instructions) compensation
FIDELITY INVESTMENTS INSTITUTIONAL 60 0

(d) Enter name and EIN (address) of source of indirect compensation (e) Describe the indirect compensation, including any
formula used to determine the service provider’s eligibility
for or the amount of the indirect compensation.
ICON HEALTHCARE CL S 5299 DTC BLVD. SUITE 1200 0.40%
GREENWOOD VILLAGE, CO 80111

(a) Enter service provider name as it appears on line 2 (b) Service Codes (c) Enter amount of indirect
(see instructions) compensation
FIDELITY INVESTMENTS INSTITUTIONAL 60 0

(d) Enter name and EIN (address) of source of indirect compensation (e) Describe the indirect compensation, including any
formula used to determine the service provider’s eligibility
for or the amount of the indirect compensation.
OPPENHEIMER SENIOR FLOATING RATE C 6801 SOUTH TUCSON WAY $16.50
ENGLEWOOD, CO 80112

(a) Enter service provider name as it appears on line 2 (b) Service Codes (c) Enter amount of indirect
(see instructions) compensation
FIDELITY INVESTMENTS INSTITUTIONAL 60 0

(d) Enter name and EIN (address) of source of indirect compensation (e) Describe the indirect compensation, including any
formula used to determine the service provider’s eligibility
for or the amount of the indirect compensation.
AMANA MUTUAL FUND TRUST GROWTH 1300 NORTH STATE STREET 0.40%
BELLINGHAM, WA 98225
Schedule C (Form 5500) 2018 Page 4 - 14 x

Part I Service Provider Information (continued)


3. If you reported on line 2 receipt of indirect compensation, other than eligible indirect compensation, by a service provider, and the service provider is a fiduciary
or provides contract administrator, consulting, custodial, investment advisory, investment management, broker, or recordkeeping services, answer the following
questions for (a) each source from whom the service provider received $1,000 or more in indirect compensation and (b) each source for whom the service
provider gave you a formula used to determine the indirect compensation instead of an amount or estimated amount of the indirect compensation. Complete as
many entries as needed to report the required information for each source.
(a) Enter service provider name as it appears on line 2 (b) Service Codes (c) Enter amount of indirect
(see instructions) compensation
FIDELITY INVESTMENTS INSTITUTIONAL 60 0

(d) Enter name and EIN (address) of source of indirect compensation (e) Describe the indirect compensation, including any
formula used to determine the service provider’s eligibility
for or the amount of the indirect compensation.
ARIEL INTERNATIONAL FUND INVESTOR 811 E. WISCONSIN AVENUE. MK WI J8NF 0.40%
MILWAUKEE, WI 53202

(a) Enter service provider name as it appears on line 2 (b) Service Codes (c) Enter amount of indirect
(see instructions) compensation
FIDELITY INVESTMENTS INSTITUTIONAL 60 0

(d) Enter name and EIN (address) of source of indirect compensation (e) Describe the indirect compensation, including any
formula used to determine the service provider’s eligibility
for or the amount of the indirect compensation.
MATTHEWS CHINA DIV FUND INVESTOR C 4 EMBARCADERO CENTER SUITE 550 0.40%
SAN FRANCISCO, CA 94111

(a) Enter service provider name as it appears on line 2 (b) Service Codes (c) Enter amount of indirect
(see instructions) compensation
FIDELITY INVESTMENTS INSTITUTIONAL 60 0

(d) Enter name and EIN (address) of source of indirect compensation (e) Describe the indirect compensation, including any
formula used to determine the service provider’s eligibility
for or the amount of the indirect compensation.
MATTHEWS ASIA DIVIDEND INST'L 4 EMBARCADERO CENTER SUITE 550 0.15%
SAN FRANCISCO, CA 94111
Schedule C (Form 5500) 2018 Page 4 - 15 x

Part I Service Provider Information (continued)


3. If you reported on line 2 receipt of indirect compensation, other than eligible indirect compensation, by a service provider, and the service provider is a fiduciary
or provides contract administrator, consulting, custodial, investment advisory, investment management, broker, or recordkeeping services, answer the following
questions for (a) each source from whom the service provider received $1,000 or more in indirect compensation and (b) each source for whom the service
provider gave you a formula used to determine the indirect compensation instead of an amount or estimated amount of the indirect compensation. Complete as
many entries as needed to report the required information for each source.
(a) Enter service provider name as it appears on line 2 (b) Service Codes (c) Enter amount of indirect
(see instructions) compensation
FIDELITY INVESTMENTS INSTITUTIONAL 60 0

(d) Enter name and EIN (address) of source of indirect compensation (e) Describe the indirect compensation, including any
formula used to determine the service provider’s eligibility
for or the amount of the indirect compensation.
RYDEX ELECTRONICS INV CLASS 9601 BLACKWELL RD. STE. 500 0.40%
ROCKVILLE, MD 20850

(a) Enter service provider name as it appears on line 2 (b) Service Codes (c) Enter amount of indirect
(see instructions) compensation
FIDELITY INVESTMENTS INSTITUTIONAL 60 0

(d) Enter name and EIN (address) of source of indirect compensation (e) Describe the indirect compensation, including any
formula used to determine the service provider’s eligibility
for or the amount of the indirect compensation.
DOUBLELINE TOTAL RETURN BOND FD CL 777 EAST WISCONSIN AVENUE 0.06%
MILWAUKEE, WI 53202

(a) Enter service provider name as it appears on line 2 (b) Service Codes (c) Enter amount of indirect
(see instructions) compensation
FIDELITY INVESTMENTS INSTITUTIONAL 60 0

(d) Enter name and EIN (address) of source of indirect compensation (e) Describe the indirect compensation, including any
formula used to determine the service provider’s eligibility
for or the amount of the indirect compensation.
HARBOR CAP APP INV 111 S. WACKER DR 34TH FLOOR 0.35%
CHICAGO, IL 60606
Schedule C (Form 5500) 2018 Page 4 - 16 x

Part I Service Provider Information (continued)


3. If you reported on line 2 receipt of indirect compensation, other than eligible indirect compensation, by a service provider, and the service provider is a fiduciary
or provides contract administrator, consulting, custodial, investment advisory, investment management, broker, or recordkeeping services, answer the following
questions for (a) each source from whom the service provider received $1,000 or more in indirect compensation and (b) each source for whom the service
provider gave you a formula used to determine the indirect compensation instead of an amount or estimated amount of the indirect compensation. Complete as
many entries as needed to report the required information for each source.
(a) Enter service provider name as it appears on line 2 (b) Service Codes (c) Enter amount of indirect
(see instructions) compensation
FIDELITY INVESTMENTS INSTITUTIONAL 60 0

(d) Enter name and EIN (address) of source of indirect compensation (e) Describe the indirect compensation, including any
formula used to determine the service provider’s eligibility
for or the amount of the indirect compensation.
GABELLI GOLD FUND CLAAA 401 THEODORE FREMD. AVE. 0.40%
RYE, NY 10580

(a) Enter service provider name as it appears on line 2 (b) Service Codes (c) Enter amount of indirect
(see instructions) compensation
FIDELITY INVESTMENTS INSTITUTIONAL 60 0

(d) Enter name and EIN (address) of source of indirect compensation (e) Describe the indirect compensation, including any
formula used to determine the service provider’s eligibility
for or the amount of the indirect compensation.
OPPENHEIMER SENIOR FLOATING RATE C 6801 SOUTH TUCSON WAY $16.50
ENGLEWOOD, CO 80112

(a) Enter service provider name as it appears on line 2 (b) Service Codes (c) Enter amount of indirect
(see instructions) compensation
FIDELITY INVESTMENTS INSTITUTIONAL 60 0

(d) Enter name and EIN (address) of source of indirect compensation (e) Describe the indirect compensation, including any
formula used to determine the service provider’s eligibility
for or the amount of the indirect compensation.
USAA SCIENCE & TECHNOLOGY ADVISER 9800 FREDERICKSBURG RD. 0.40%
SAN ANTONIO, TX 78288
Schedule C (Form 5500) 2018 Page 4 - 17 x

Part I Service Provider Information (continued)


3. If you reported on line 2 receipt of indirect compensation, other than eligible indirect compensation, by a service provider, and the service provider is a fiduciary
or provides contract administrator, consulting, custodial, investment advisory, investment management, broker, or recordkeeping services, answer the following
questions for (a) each source from whom the service provider received $1,000 or more in indirect compensation and (b) each source for whom the service
provider gave you a formula used to determine the indirect compensation instead of an amount or estimated amount of the indirect compensation. Complete as
many entries as needed to report the required information for each source.
(a) Enter service provider name as it appears on line 2 (b) Service Codes (c) Enter amount of indirect
(see instructions) compensation
FIDELITY INVESTMENTS INSTITUTIONAL 60 0

(d) Enter name and EIN (address) of source of indirect compensation (e) Describe the indirect compensation, including any
formula used to determine the service provider’s eligibility
for or the amount of the indirect compensation.
JANUS HENDERSON SMALL CAP VALUE T 151 DETROIT ST. 0.35%
DENVER, CO 80206

(a) Enter service provider name as it appears on line 2 (b) Service Codes (c) Enter amount of indirect
(see instructions) compensation
FIDELITY INVESTMENTS INSTITUTIONAL 60 0

(d) Enter name and EIN (address) of source of indirect compensation (e) Describe the indirect compensation, including any
formula used to determine the service provider’s eligibility
for or the amount of the indirect compensation.
HCM DIVIDEND SECTOR PLUS FUND INVE 1145 HEMBREE ROAD 0.40%
ROSWELL, GA 30076

(a) Enter service provider name as it appears on line 2 (b) Service Codes (c) Enter amount of indirect
(see instructions) compensation
FIDELITY INVESTMENTS INSTITUTIONAL 60 0

(d) Enter name and EIN (address) of source of indirect compensation (e) Describe the indirect compensation, including any
formula used to determine the service provider’s eligibility
for or the amount of the indirect compensation.
RISKPRO PFG BALANCED 20 30 CL R 777 108TH AVE NE STE 2100 0.40%
BELLEVUE, WA 98004
Schedule C (Form 5500) 2018 Page 4 - 18 x

Part I Service Provider Information (continued)


3. If you reported on line 2 receipt of indirect compensation, other than eligible indirect compensation, by a service provider, and the service provider is a fiduciary
or provides contract administrator, consulting, custodial, investment advisory, investment management, broker, or recordkeeping services, answer the following
questions for (a) each source from whom the service provider received $1,000 or more in indirect compensation and (b) each source for whom the service
provider gave you a formula used to determine the indirect compensation instead of an amount or estimated amount of the indirect compensation. Complete as
many entries as needed to report the required information for each source.
(a) Enter service provider name as it appears on line 2 (b) Service Codes (c) Enter amount of indirect
(see instructions) compensation
FIDELITY INVESTMENTS INSTITUTIONAL 60 0

(d) Enter name and EIN (address) of source of indirect compensation (e) Describe the indirect compensation, including any
formula used to determine the service provider’s eligibility
for or the amount of the indirect compensation.
RISKPRO DYNAMIC 15 25 FUND CL R 777 108TH AVE NE STE 2100 0.40%
BELLEVUE, WA 98004

(a) Enter service provider name as it appears on line 2 (b) Service Codes (c) Enter amount of indirect
(see instructions) compensation
FIDELITY INVESTMENTS INSTITUTIONAL 60 0

(d) Enter name and EIN (address) of source of indirect compensation (e) Describe the indirect compensation, including any
formula used to determine the service provider’s eligibility
for or the amount of the indirect compensation.
COHEN & STEERS REAL ESTATE SECURIT 280 PARK AVENUE 10TH FLOOR 0.08%
NEW YORK, NY 10017

(a) Enter service provider name as it appears on line 2 (b) Service Codes (c) Enter amount of indirect
(see instructions) compensation
FIDELITY INVESTMENTS INSTITUTIONAL 60 0

(d) Enter name and EIN (address) of source of indirect compensation (e) Describe the indirect compensation, including any
formula used to determine the service provider’s eligibility
for or the amount of the indirect compensation.
DOUBLELINE CORE FIXED INCOME CL I 777 EAST WISCONSIN AVENUE 0.06%
MILWAUKEE, WI 53202
Schedule C (Form 5500) 2018 Page 4 - 19 x

Part I Service Provider Information (continued)


3. If you reported on line 2 receipt of indirect compensation, other than eligible indirect compensation, by a service provider, and the service provider is a fiduciary
or provides contract administrator, consulting, custodial, investment advisory, investment management, broker, or recordkeeping services, answer the following
questions for (a) each source from whom the service provider received $1,000 or more in indirect compensation and (b) each source for whom the service
provider gave you a formula used to determine the indirect compensation instead of an amount or estimated amount of the indirect compensation. Complete as
many entries as needed to report the required information for each source.
(a) Enter service provider name as it appears on line 2 (b) Service Codes (c) Enter amount of indirect
(see instructions) compensation
FIDELITY INVESTMENTS INSTITUTIONAL 60 0

(d) Enter name and EIN (address) of source of indirect compensation (e) Describe the indirect compensation, including any
formula used to determine the service provider’s eligibility
for or the amount of the indirect compensation.
DOUBLELINE SHILLER ENHANCED CAP CL 777 EAST WISCONSIN AVENUE 0.40%
MILWAUKEE, WI 53202

(a) Enter service provider name as it appears on line 2 (b) Service Codes (c) Enter amount of indirect
(see instructions) compensation
FIDELITY INVESTMENTS INSTITUTIONAL 60 0

(d) Enter name and EIN (address) of source of indirect compensation (e) Describe the indirect compensation, including any
formula used to determine the service provider’s eligibility
for or the amount of the indirect compensation.
JOHN HANCOCK REGIONAL BANK CL A 601 CONGRESS ST. 9TH FL. 0.40%
BOSTON, MA 02210

(a) Enter service provider name as it appears on line 2 (b) Service Codes (c) Enter amount of indirect
(see instructions) compensation
FIDELITY INVESTMENTS INSTITUTIONAL 60 0

(d) Enter name and EIN (address) of source of indirect compensation (e) Describe the indirect compensation, including any
formula used to determine the service provider’s eligibility
for or the amount of the indirect compensation.
MORGAN STANLEY INTL ADVANTAGE CL A 522 FIFTH AVENUE 4TH FLOOR 0.40%
NEW YORK, NY 10036
Schedule C (Form 5500) 2018 Page 4 - 110 x

Part I Service Provider Information (continued)


3. If you reported on line 2 receipt of indirect compensation, other than eligible indirect compensation, by a service provider, and the service provider is a fiduciary
or provides contract administrator, consulting, custodial, investment advisory, investment management, broker, or recordkeeping services, answer the following
questions for (a) each source from whom the service provider received $1,000 or more in indirect compensation and (b) each source for whom the service
provider gave you a formula used to determine the indirect compensation instead of an amount or estimated amount of the indirect compensation. Complete as
many entries as needed to report the required information for each source.
(a) Enter service provider name as it appears on line 2 (b) Service Codes (c) Enter amount of indirect
(see instructions) compensation
FIDELITY INVESTMENTS INSTITUTIONAL 60 0

(d) Enter name and EIN (address) of source of indirect compensation (e) Describe the indirect compensation, including any
formula used to determine the service provider’s eligibility
for or the amount of the indirect compensation.
RISKPRO AGGRESSIVE 30 FUND CL R 777 108TH AVE NE STE 2100 0.40%
BELLEVUE, WA 98004

(a) Enter service provider name as it appears on line 2 (b) Service Codes (c) Enter amount of indirect
(see instructions) compensation
FIDELITY INVESTMENTS INSTITUTIONAL 60 0

(d) Enter name and EIN (address) of source of indirect compensation (e) Describe the indirect compensation, including any
formula used to determine the service provider’s eligibility
for or the amount of the indirect compensation.
RISKPRO PFG EQUITY 30 FUND CL R 777 108TH AVE NE STE 2100 0.40%
BELLEVUE, WA 98004

(a) Enter service provider name as it appears on line 2 (b) Service Codes (c) Enter amount of indirect
(see instructions) compensation
FIDELITY INVESTMENTS INSTITUTIONAL 60 0

(d) Enter name and EIN (address) of source of indirect compensation (e) Describe the indirect compensation, including any
formula used to determine the service provider’s eligibility
for or the amount of the indirect compensation.
RISKPRO DYNAMIC 20 30 FUND CL R 777 108TH AVE NE STE 2100 0.40%
BELLEVUE, WA 98004
Schedule C (Form 5500) 2018 Page 4 - 111 x

Part I Service Provider Information (continued)


3. If you reported on line 2 receipt of indirect compensation, other than eligible indirect compensation, by a service provider, and the service provider is a fiduciary
or provides contract administrator, consulting, custodial, investment advisory, investment management, broker, or recordkeeping services, answer the following
questions for (a) each source from whom the service provider received $1,000 or more in indirect compensation and (b) each source for whom the service
provider gave you a formula used to determine the indirect compensation instead of an amount or estimated amount of the indirect compensation. Complete as
many entries as needed to report the required information for each source.
(a) Enter service provider name as it appears on line 2 (b) Service Codes (c) Enter amount of indirect
(see instructions) compensation
FIDELITY INVESTMENTS INSTITUTIONAL 60 0

(d) Enter name and EIN (address) of source of indirect compensation (e) Describe the indirect compensation, including any
formula used to determine the service provider’s eligibility
for or the amount of the indirect compensation.
HCM TACTICAL GROWTH FUND INVESTOR 1145 HEMBREE ROAD 0.40%
ROSWELL, GA 30076

(a) Enter service provider name as it appears on line 2 (b) Service Codes (c) Enter amount of indirect
(see instructions) compensation
FIDELITY INVESTMENTS INSTITUTIONAL 60 0

(d) Enter name and EIN (address) of source of indirect compensation (e) Describe the indirect compensation, including any
formula used to determine the service provider’s eligibility
for or the amount of the indirect compensation.
RISKPRO PFG GLOBAL 30 FD CL R 777 108TH AVE NE STE 2100 0.40%
BELLEVUE, WA 98004

(a) Enter service provider name as it appears on line 2 (b) Service Codes (c) Enter amount of indirect
(see instructions) compensation
FIDELITY INVESTMENTS INSTITUTIONAL 60 0

(d) Enter name and EIN (address) of source of indirect compensation (e) Describe the indirect compensation, including any
formula used to determine the service provider’s eligibility
for or the amount of the indirect compensation.
PARNASSUS ENDEAVOR FUND ONE MARKET STREET STEUART TOWER SUI 0.40%
SAN FRANCISCO, CA 94105
Schedule C (Form 5500) 2018 Page 4 - 112 x

Part I Service Provider Information (continued)


3. If you reported on line 2 receipt of indirect compensation, other than eligible indirect compensation, by a service provider, and the service provider is a fiduciary
or provides contract administrator, consulting, custodial, investment advisory, investment management, broker, or recordkeeping services, answer the following
questions for (a) each source from whom the service provider received $1,000 or more in indirect compensation and (b) each source for whom the service
provider gave you a formula used to determine the indirect compensation instead of an amount or estimated amount of the indirect compensation. Complete as
many entries as needed to report the required information for each source.
(a) Enter service provider name as it appears on line 2 (b) Service Codes (c) Enter amount of indirect
(see instructions) compensation
FIDELITY INVESTMENTS INSTITUTIONAL 60 0

(d) Enter name and EIN (address) of source of indirect compensation (e) Describe the indirect compensation, including any
formula used to determine the service provider’s eligibility
for or the amount of the indirect compensation.
PIMCO INCOME FUND CL A 1633 BROADWAY 0.40%
NEW YORK, NY 10019

(a) Enter service provider name as it appears on line 2 (b) Service Codes (c) Enter amount of indirect
(see instructions) compensation
FIDELITY INVESTMENTS INSTITUTIONAL 60 0

(d) Enter name and EIN (address) of source of indirect compensation (e) Describe the indirect compensation, including any
formula used to determine the service provider’s eligibility
for or the amount of the indirect compensation.
T ROWE PRICE GLOBAL TECHNOLOGY 4515 PAINTERS MILL RD 0.15%
OWINGS MILLS, MD 21117

(a) Enter service provider name as it appears on line 2 (b) Service Codes (c) Enter amount of indirect
(see instructions) compensation
FIDELITY INVESTMENTS INSTITUTIONAL 60 0

(d) Enter name and EIN (address) of source of indirect compensation (e) Describe the indirect compensation, including any
formula used to determine the service provider’s eligibility
for or the amount of the indirect compensation.
T ROWE PRICE BLUE CHIP GROWTH INC 4515 PAINTERS MILL RD 0.15%
OWINGS MILLS, MD 21117
Schedule C (Form 5500) 2018 Page 4 - 113 x

Part I Service Provider Information (continued)


3. If you reported on line 2 receipt of indirect compensation, other than eligible indirect compensation, by a service provider, and the service provider is a fiduciary
or provides contract administrator, consulting, custodial, investment advisory, investment management, broker, or recordkeeping services, answer the following
questions for (a) each source from whom the service provider received $1,000 or more in indirect compensation and (b) each source for whom the service
provider gave you a formula used to determine the indirect compensation instead of an amount or estimated amount of the indirect compensation. Complete as
many entries as needed to report the required information for each source.
(a) Enter service provider name as it appears on line 2 (b) Service Codes (c) Enter amount of indirect
(see instructions) compensation
FIDELITY INVESTMENTS INSTITUTIONAL 60 0

(d) Enter name and EIN (address) of source of indirect compensation (e) Describe the indirect compensation, including any
formula used to determine the service provider’s eligibility
for or the amount of the indirect compensation.
SEAFARER OVERSEAS GROWTH & INC INS 1290 BROADWAY SUITE 1100 0.10%
DENVER, CO 80203

(a) Enter service provider name as it appears on line 2 (b) Service Codes (c) Enter amount of indirect
(see instructions) compensation
FIDELITY INVESTMENTS INSTITUTIONAL 60 0

(d) Enter name and EIN (address) of source of indirect compensation (e) Describe the indirect compensation, including any
formula used to determine the service provider’s eligibility
for or the amount of the indirect compensation.
AMERICAN GROWTH FUNDOF AMERICA CLA 3500 WISEMAN BLVD 0.37%
SAN ANTONIO, TX 78251-4321

(a) Enter service provider name as it appears on line 2 (b) Service Codes (c) Enter amount of indirect
(see instructions) compensation
FIDELITY INVESTMENTS INSTITUTIONAL 60 0

(d) Enter name and EIN (address) of source of indirect compensation (e) Describe the indirect compensation, including any
formula used to determine the service provider’s eligibility
for or the amount of the indirect compensation.
RISKPRO PFG AGGRESSIVE 30 FD R 777 108TH AVE NE STE 2100 0.40%
BELLEVUE, WA 98004
Schedule C (Form 5500) 2018 Page 4 - 114 x

Part I Service Provider Information (continued)


3. If you reported on line 2 receipt of indirect compensation, other than eligible indirect compensation, by a service provider, and the service provider is a fiduciary
or provides contract administrator, consulting, custodial, investment advisory, investment management, broker, or recordkeeping services, answer the following
questions for (a) each source from whom the service provider received $1,000 or more in indirect compensation and (b) each source for whom the service
provider gave you a formula used to determine the indirect compensation instead of an amount or estimated amount of the indirect compensation. Complete as
many entries as needed to report the required information for each source.
(a) Enter service provider name as it appears on line 2 (b) Service Codes (c) Enter amount of indirect
(see instructions) compensation
FIDELITY INVESTMENTS INSTITUTIONAL 60 0

(d) Enter name and EIN (address) of source of indirect compensation (e) Describe the indirect compensation, including any
formula used to determine the service provider’s eligibility
for or the amount of the indirect compensation.
RISKPRO PFG 30 FUND CL R 777 108TH AVE NE STE 2100 0.40%
BELLEVUE, WA 98004

(a) Enter service provider name as it appears on line 2 (b) Service Codes (c) Enter amount of indirect
(see instructions) compensation
FIDELITY INVESTMENTS INSTITUTIONAL 60 0

(d) Enter name and EIN (address) of source of indirect compensation (e) Describe the indirect compensation, including any
formula used to determine the service provider’s eligibility
for or the amount of the indirect compensation.
OPPENHEIMER GLOBAL OPPORTUNITIES C 6801 SOUTH TUCSON WAY $16.50
ENGLEWOOD, CO 80112

(a) Enter service provider name as it appears on line 2 (b) Service Codes (c) Enter amount of indirect
(see instructions) compensation
FIDELITY INVESTMENTS INSTITUTIONAL 60 0

(d) Enter name and EIN (address) of source of indirect compensation (e) Describe the indirect compensation, including any
formula used to determine the service provider’s eligibility
for or the amount of the indirect compensation.
OAKMARK INTL INVESTOR CL 111 SOUTH WACKER DR. 0.35%
CHICAGO, IL 60606
Schedule C (Form 5500) 2018 Page 4 - 115 x

Part I Service Provider Information (continued)


3. If you reported on line 2 receipt of indirect compensation, other than eligible indirect compensation, by a service provider, and the service provider is a fiduciary
or provides contract administrator, consulting, custodial, investment advisory, investment management, broker, or recordkeeping services, answer the following
questions for (a) each source from whom the service provider received $1,000 or more in indirect compensation and (b) each source for whom the service
provider gave you a formula used to determine the indirect compensation instead of an amount or estimated amount of the indirect compensation. Complete as
many entries as needed to report the required information for each source.
(a) Enter service provider name as it appears on line 2 (b) Service Codes (c) Enter amount of indirect
(see instructions) compensation
FIDELITY INVESTMENTS INSTITUTIONAL 60 0

(d) Enter name and EIN (address) of source of indirect compensation (e) Describe the indirect compensation, including any
formula used to determine the service provider’s eligibility
for or the amount of the indirect compensation.
RYDEX CONSUMER PRODUCTS INVESTOR 9601 BLACKWELL RD. STE. 500 0.40%
C ROCKVILLE, MD 20850

(a) Enter service provider name as it appears on line 2 (b) Service Codes (c) Enter amount of indirect
(see instructions) compensation

(d) Enter name and EIN (address) of source of indirect compensation (e) Describe the indirect compensation, including any
formula used to determine the service provider’s eligibility
for or the amount of the indirect compensation.

(a) Enter service provider name as it appears on line 2 (b) Service Codes (c) Enter amount of indirect
(see instructions) compensation

(d) Enter name and EIN (address) of source of indirect compensation (e) Describe the indirect compensation, including any
formula used to determine the service provider’s eligibility
for or the amount of the indirect compensation.
Schedule C (Form 5500) 2018 Page 5 - 11 x

Part II Service Providers Who Fail or Refuse to Provide Information


4 Provide, to the extent possible, the following information for each service provider who failed or refused to provide the information necessary to complete
this Schedule.
(a) Enter name and EIN or address of service provider (see (b) Nature of (c) Describe the information that the service provider failed or refused to
instructions) Service provide
Code(s)
ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCD 10 11 ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDE
ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCD 12 13 ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDE
ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCD ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDE
ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCD ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDE
ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCD ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDE
1234567890 ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDE

(a) Enter name and EIN or address of service provider (see (b) Nature of (c) Describe the information that the service provider failed or refused to
instructions) Service provide
Code(s)
ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCD 10 11 ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDE
ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCD 12 13 ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDE
ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCD ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDE
ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCD ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDE
ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCD ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDE
1234567890 ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDE

(a) Enter name and EIN or address of service provider (see (b) Nature of (c) Describe the information that the service provider failed or refused to
instructions) Service provide
Code(s)
ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCD 10 11 12 ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDE
ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCD 13 ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDE
ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCD ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDE
ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCD ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDE
ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCD ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDE
1234567890 ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDE

(a) Enter name and EIN or address of service provider (see (b) Nature of (c) Describe the information that the service provider failed or refused to
instructions) Service provide
Code(s)
ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCD 10 11 12 ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDE
ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCD 13 ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDE
ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCD ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDE
ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCD ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDE
ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCD ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDE
1234567890 ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDE

(a) Enter name and EIN or address of service provider (see (b) Nature of (c) Describe the information that the service provider failed or refused to
instructions) Service provide
Code(s)
ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCD 10 11 12 ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDE
ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCD 13 ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDE
ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCD ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDE
ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCD ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDE
ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCD ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDE
1234567890 ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDE

(a) Enter name and EIN or address of service provider (see (b) Nature of (c) Describe the information that the service provider failed or refused to
instructions) Service provide
Code(s)
ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCD ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDE
ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCD ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDE
ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCD ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDE
ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCD ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDE
ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCD ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDE
1234567890 ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDE
Schedule C (Form 5500) 2018 Page 6 - 11 x

Part III Termination Information on Accountants and Enrolled Actuaries (see instructions)
(complete as many entries as needed)
a Name: ABCDEFGHI
PERKINS & CO. ABCDEFGHI
ABCDEFGHI ABCD b EIN: 123456789
93-0928924
c ABCDEFGHI ABCDEFGHI
Position: ACCOUNTANT ABCD
d Address: 1211ABCDEFGHI
SW FIFTH AVE,ABCDEFGHI ABCDEFGHI ABCD
SUITE 1000 e Telephone: 1234567890
503-221-0336
ABCDEFGHI
PORTLAND, OR 97204ABCDEFGHI
ABCDEFGHI ABCD
ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCD
ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCD
Explanation: THE ABCDEFGHI ABCDEFGHI
NETFLIX BENEFITS TEAM WASABCDEFGHI ABCDEFGHI
MADE AWARE BY ABCDEFGHI
THE PRIOR AUDITOR ABCDEFGHI
(PERKINS & CO.) THATABCDEFGHI
PERKINS & COABCDEFGHI
DETERMINED A
ABCDEFGHI
CONFLICT ABCDEFGHI
OF INTEREST ABCDEFGHI
DURING AN ABCDEFGHI
INTERNAL AUDIT ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI
OF THEIR PRACTICES.
ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI
ABCDEFGHI
a Name: ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCD b EIN: 123456789
c Position: ABCDEFGHI ABCDEFGHI ABCD
d Address: ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCD e Telephone: 1234567890
ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCD
ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCD
ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCD
Explanation: ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI
ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI
ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI
ABCDEFGHI
a Name: ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCD b EIN: 123456789
c Position: ABCDEFGHI ABCDEFGHI ABCD
d Address: ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCD e Telephone: 1234567890
ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCD
ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCD
ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCD
Explanation: ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI
ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI
ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI
ABCDEFGHI
a Name: ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCD b EIN: 123456789
c Position: ABCDEFGHI ABCDEFGHI ABCD
d Address: ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCD e Telephone: 1234567890
ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCD
ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCD
ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCD
Explanation: ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI
ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI
ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI
ABCDEFGHI
a Name: ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCD b EIN: 123456789
c Position: ABCDEFGHI ABCDEFGHI ABCD
d Address: ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCD e Telephone: 1234567890
ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCD
ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCD
ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCD
Explanation: ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI
ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI
ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI
ABCDEFGHI
SCHEDULE D DFE/Participating Plan Information OMB No. 1210-0110
(Form 5500)
Department of the Treasury This schedule is required to be filed under section 104 of the Employee
Internal Revenue Service Retirement Income Security Act of 1974 (ERISA). 2018
Department of Labor  File as an attachment to Form 5500.
Employee Benefits Security Administration
This Form is Open to Public
Inspection.
For calendar plan year 2018 or fiscal plan year beginning 01/01/2018 and ending 12/31/2018
A Name of plan B Three-digit
ABCDEFGHI
NETFLIX 401(K)ABCDEFGHI
PLAN ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI plan number (PN)  001 001
ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI
ABCDEFGHI ABCDEFGHI
C Plan or DFE sponsor’s name as shown on line 2a of Form 5500 D Employer Identification Number (EIN)
ABCDEFGHI
NETFLIX, INC. ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI 012345678
77-0467272
ABCDEFGHI
Part I Information on interests in MTIAs, CCTs, PSAs, and 103-12 IEs (to be completed by plans and DFEs)
(Complete as many entries as needed to report all interests in DFEs)
a Name of MTIA, CCT, PSA, or 103-12 IE: MIP CL 1ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCD
ABCDEFGHI
FIDELITY MANAGEMENT ABCDEFGHI
TRUST COMPANY ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI
b Name of sponsor of entity listed in (a):
ABCDEFGHI
c EIN-PN 123456789-123
04-3022712-024
d Entity C e Dollar value of interest in MTIA, CCT, PSA, or 1672493
code 1 103-12 IE at end of year (see instructions) -123456789012345
a Name of MTIA, CCT, PSA, or 103-12 IE: ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCD
ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI
b Name of sponsor of entity listed in (a):
ABCDEFGHI
c EIN-PN 123456789-123 d Entity e Dollar value of interest in MTIA, CCT, PSA, or
code 1 103-12 IE at end of year (see instructions) -123456789012345
a Name of MTIA, CCT, PSA, or 103-12 IE: ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCD
ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI
b Name of sponsor of entity listed in (a):
ABCDEFGHI
c EIN-PN 123456789-123 d Entity e Dollar value of interest in MTIA, CCT, PSA, or
code 1 103-12 IE at end of year (see instructions) -123456789012345
a Name of MTIA, CCT, PSA, or 103-12 IE: ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCD
ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI
b Name of sponsor of entity listed in (a):
ABCDEFGHI
c EIN-PN 123456789-123 d Entity e Dollar value of interest in MTIA, CCT, PSA, or
code 1 103-12 IE at end of year (see instructions) -123456789012345
a Name of MTIA, CCT, PSA, or 103-12 IE: ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCD
ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI
b Name of sponsor of entity listed in (a):
ABCDEFGHI
c EIN-PN 123456789-123 d Entity e Dollar value of interest in MTIA, CCT, PSA, or
code 1 103-12 IE at end of year (see instructions) -123456789012345
a Name of MTIA, CCT, PSA, or 103-12 IE: ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCD
ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI
b Name of sponsor of entity listed in (a):
ABCDEFGHI
c EIN-PN 123456789-123 d Entity e Dollar value of interest in MTIA, CCT, PSA, or
code 1 103-12 IE at end of year (see instructions) -123456789012345
a Name of MTIA, CCT, PSA, or 103-12 IE: ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCD
ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI
b Name of sponsor of entity listed in (a):
ABCDEFGHI
c EIN-PN 123456789-123 d Entity e Dollar value of interest in MTIA, CCT, PSA, or
code 1 103-12 IE at end of year (see instructions) -123456789012345
For Paperwork Reduction Act Notice, see the Instructions for Form 5500. Schedule D (Form 5500) 2018
v.171027
Schedule D (Form 5500) 2018 Page 2 - 11 x

a Name of MTIA, CCT, PSA, or 103-12 IE: ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCD
ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI
b Name of sponsor of entity listed in (a):
ABCDEFGHI
c EIN-PN 123456789-123 d Entity e Dollar value of interest in MTIA, CCT, PSA, or
code 1 103-12 IE at end of year (see instructions) -123456789012345
a Name of MTIA, CCT, PSA, or 103-12 IE: ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCD
ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI
b Name of sponsor of entity listed in (a):
ABCDEFGHI
c EIN-PN 123456789-123 d Entity e Dollar value of interest in MTIA, CCT, PSA, or
code 1 103-12 IE at end of year (see instructions) -123456789012345
a Name of MTIA, CCT, PSA, or 103-12 IE: ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCD
ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI
b Name of sponsor of entity listed in (a):
ABCDEFGHI
c EIN-PN 123456789-123 d Entity e Dollar value of interest in MTIA, CCT, PSA, or
code 1 103-12 IE at end of year (see instructions) -123456789012345
a Name of MTIA, CCT, PSA, or 103-12 IE: ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCD
ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI
b Name of sponsor of entity listed in (a):
ABCDEFGHI
c EIN-PN 123456789-123 d Entity e Dollar value of interest in MTIA, CCT, PSA, or
code 1 103-12 IE at end of year (see instructions) -123456789012345
a Name of MTIA, CCT, PSA, or 103-12 IE: ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCD
ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI
b Name of sponsor of entity listed in (a):
ABCDEFGHI
c EIN-PN 123456789-123 d Entity e Dollar value of interest in MTIA, CCT, PSA, or
code 1 103-12 IE at end of year (see instructions) -123456789012345
a Name of MTIA, CCT, PSA, or 103-12 IE: ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCD
ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI
b Name of sponsor of entity listed in (a):
ABCDEFGHI
c EIN-PN 123456789-123 d Entity e Dollar value of interest in MTIA, CCT, PSA, or
code 1 103-12 IE at end of year (see instructions) -123456789012345
a Name of MTIA, CCT, PSA, or 103-12 IE: ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCD
ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI
b Name of sponsor of entity listed in (a):
ABCDEFGHI
c EIN-PN 123456789-123 d Entity e Dollar value of interest in MTIA, CCT, PSA, or
code 1 103-12 IE at end of year (see instructions) -123456789012345
a Name of MTIA, CCT, PSA, or 103-12 IE: ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCD
ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI
b Name of sponsor of entity listed in (a):
ABCDEFGHI
c EIN-PN 123456789-123 d Entity e Dollar value of interest in MTIA, CCT, PSA, or
code 1 103-12 IE at end of year (see instructions) -123456789012345
a Name of MTIA, CCT, PSA, or 103-12 IE: ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCD
ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI
b Name of sponsor of entity listed in (a):
ABCDEFGHI
c EIN-PN 123456789-123 d Entity e Dollar value of interest in MTIA, CCT, PSA, or
code 1 103-12 IE at end of year (see instructions) -123456789012345
a Name of MTIA, CCT, PSA, or 103-12 IE: ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCD
ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI
b Name of sponsor of entity listed in (a):
ABCDEFGHI
c EIN-PN 123456789-123 d Entity e Dollar value of interest in MTIA, CCT, PSA, or
code 1 103-12 IE at end of year (see instructions) -123456789012345
Schedule D (Form 5500) 2018 Page 3 - 11 x
6

Part II Information on Participating Plans (to be completed by DFEs)


(Complete as many entries as needed to report all participating plans)
ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI
a Plan name
ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI
b Name of ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI c EIN-PN
plan sponsor ABCDEFGHI ABCDEFGHI 123456789-123
ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI
a Plan name
ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI
b Name of ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI c EIN-PN
plan sponsor ABCDEFGHI ABCDEFGHI 123456789-123
ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI
a Plan name
ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI
b Name of ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI c EIN-PN
plan sponsor ABCDEFGHI ABCDEFGHI 123456789-123
ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI
a Plan name
ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI
b Name of ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI c EIN-PN
plan sponsor ABCDEFGHI ABCDEFGHI 123456789-123
ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI
a Plan name
ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI
b Name of ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI c EIN-PN
plan sponsor ABCDEFGHI ABCDEFGHI 123456789-123
ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI
a Plan name
ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI
b Name of ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI c EIN-PN
plan sponsor ABCDEFGHI ABCDEFGHI 123456789-123
ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI
a Plan name
ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI
b Name of ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI c EIN-PN
plan sponsor ABCDEFGHI ABCDEFGHI 123456789-123
ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI
a Plan name
ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI
b Name of ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI c EIN-PN
plan sponsor ABCDEFGHI ABCDEFGHI 123456789-123
ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI
a Plan name
ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI
b Name of ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI c EIN-PN
plan sponsor ABCDEFGHI ABCDEFGHI 123456789-123
ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI
a Plan name
ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI
b Name of ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI c EIN-PN
plan sponsor ABCDEFGHI ABCDEFGHI 123456789-123
ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI
a Plan name
ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI
b Name of ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI c EIN-PN
plan sponsor ABCDEFGHI ABCDEFGHI 123456789-123
ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI
a Plan name
ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI
b Name of ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI c EIN-PN
plan sponsor ABCDEFGHI ABCDEFGHI 123456789-123
OMB No. 1210-0110
SCHEDULE H Financial Information
(Form 5500)
Department of the Treasury
Department of the Treasury
This schedule is required to be filed under section 104 of the Employee 2018
Internal Revenue Service Retirement Income Security Act of 1974 (ERISA), and section 6058(a) of the
Internal Revenue Code (the Code).
Department of Labor
Employee Benefits Security Administration
 File as an attachment to Form 5500. This Form is Open to Public
Pension Benefit Guaranty Corporation Inspection
For calendar plan year 2018 or fiscal plan year beginning 01/01/2018 and ending 12/31/2018
A Name of plan B Three-digit
ABCDEFGHI
NETFLIX 401(K)ABCDEFGHI
PLAN ABCDEFGHI ABCDEFGHI ABCDEFGHI
ABCDEFGHI plan number (PN)  001 001
ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI
ABCDEFGHI ABCDEFGHI
C Plan sponsor’s name as shown on line 2a of Form 5500 D Employer Identification Number (EIN)
ABCDEFGHI
NETFLIX, INC. ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI 012345678
77-0467272
ABCDEFGHI
Part I Asset and Liability Statement
1 Current value of plan assets and liabilities at the beginning and end of the plan year. Combine the value of plan assets held in more than one trust. Report
the value of the plan’s interest in a commingled fund containing the assets of more than one plan on a line-by-line basis unless the value is reportable on
lines 1c(9) through 1c(14). Do not enter the value of that portion of an insurance contract which guarantees, during this plan year, to pay a specific dollar
benefit at a future date. Round off amounts to the nearest dollar. MTIAs, CCTs, PSAs, and 103-12 IEs do not complete lines 1b(1), 1b(2), 1c(8), 1g, 1h,
and 1i. CCTs, PSAs, and 103-12 IEs also do not complete lines 1d and 1e. See instructions.
Assets (a) Beginning of Year (b) End of Year
a Total noninterest-bearing cash ...................................................................... 1a -123456789012345
20207 -123456789012345
0
b Receivables (less allowance for doubtful accounts):
(1) Employer contributions .......................................................................... 1b(1) -123456789012345
0 -123456789012345
0
(2) Participant contributions ........................................................................ 1b(2) -123456789012345
0 -123456789012345
0
(3) Other..................................................................................................... 1b(3) -123456789012345
0 -123456789012345
0
c General investments:
(1) Interest-bearing cash (include money market accounts & certificates
1c(1) 8465525
-123456789012345 9501307
-123456789012345
of deposit)............................................................................................
(2) U.S. Government securities .................................................................. 1c(2) -1234567890123450 -1234567890123450
(3) Corporate debt instruments (other than employer securities):
(A) Preferred ........................................................................................ 1c(3)(A) -123456789012345
0 -123456789012345
0
(B) All other .......................................................................................... 1c(3)(B) -123456789012345
11755 -123456789012345
81390
(4) Corporate stocks (other than employer securities):
(A) Preferred ........................................................................................ 1c(4)(A) -1234567890123450 -1234567890123450
(B) Common......................................................................................... 1c(4)(B) -123456789012345
3465596 -123456789012345
3951755
(5) Partnership/joint venture interests ......................................................... 1c(5) -1234567890123450 -1234567890123450
(6) Real estate (other than employer real property) ..................................... 1c(6) -1234567890123450 -1234567890123450
(7) Loans (other than to participants) .......................................................... 1c(7) -1234567890123450 -1234567890123450
(8) Participant loans .................................................................................... 1c(8) -123456789012345
2836023 -123456789012345
3329238
(9) Value of interest in common/collective trusts ......................................... 1c(9) -123456789012345
8759 -123456789012345
1672493
(10) Value of interest in pooled separate accounts ....................................... 1c(10) -1234567890123450 -1234567890123450
(11) Value of interest in master trust investment accounts ............................ 1c(11) -1234567890123450 -1234567890123450
(12) Value of interest in 103-12 investment entities ....................................... 1c(12) -1234567890123450 -1234567890123450
(13) Value of interest in registered investment companies (e.g., mutual
funds)....................................................................................
1c(13) -123456789012345
351499433 -123456789012345
409368438
(14) Value of funds held in insurance company general account (unallocated
contracts) ..............................................................................................
1c(14) -123456789012345 -123456789012345
(15) Other ..................................................................................................... 1c(15) -123456789012345
43684 -123456789012345
211

For Paperwork Reduction Act Notice, see the Instructions for Form 5500. Schedule H (Form 5500) 2018
v.171027
Schedule H (Form 5500) 2018 Page 2

1d Employer-related investments: (a) Beginning of Year (b) End of Year


(1) Employer securities .................................................................................. 1d(1) -123456789012345
0 -1234567890123450
(2) Employer real property ............................................................................. 1d(2) -1234567890123450 -1234567890123450
1e Buildings and other property used in plan operation ....................................... 1e -1234567890123450 -1234567890123450
1f Total assets (add all amounts in lines 1a through 1e) ..................................... 1f -123456789012345
366350982 -123456789012345
427904832
Liabilities
1g Benefit claims payable .................................................................................... 1g -123456789012345
0 -123456789012345
0
1h Operating payables ........................................................................................ 1h -123456789012345
0 -123456789012345
0
1i Acquisition indebtedness ................................................................................ 1i -123456789012345
0 -123456789012345
0

1j Other liabilities ................................................................................................ 1j -123456789012345


14 -123456789012345
0
1k Total liabilities (add all amounts in lines 1g through1j) .................................... 1k -123456789012345
14 -123456789012345
0
Net Assets
1l Net assets (subtract line 1k from line 1f) ......................................................... 1l -123456789012345
366350968 -123456789012345
427904832

Part II Income and Expense Statement


2 Plan income, expenses, and changes in net assets for the year. Include all income and expenses of the plan, including any trust(s) or separately maintained
fund(s) and any payments/receipts to/from insurance carriers. Round off amounts to the nearest dollar. MTIAs, CCTs, PSAs, and 103-12 IEs do not
complete lines 2a, 2b(1)(E), 2e, 2f, and 2g.
Income (a) Amount (b) Total
a Contributions:
(1) Received or receivable in cash from: (A) Employers ................................. 2a(1)(A) -123456789012345
23521608
(B) Participants....................................................................................... 2a(1)(B) -123456789012345
67985585

(C) Others (including rollovers) ............................................................... 2a(1)(C) -123456789012345


25995818

(2) Noncash contributions .............................................................................. 2a(2) -123456789012345


0

(3) Total contributions. Add lines 2a(1)(A), (B), (C), and line 2a(2) ................. 2a(3) -123456789012345
117503011
b Earnings on investments:
(1) Interest:
(A) Interest-bearing cash (including money market accounts and
certificates of deposit) .......................................................................
2b(1)(A) -123456789012345
153094

(B) U.S. Government securities .............................................................. 2b(1)(B) -123456789012345


0

(C) Corporate debt instruments............................................................... 2b(1)(C) -123456789012345


1685

(D) Loans (other than to participants)...................................................... 2b(1)(D) -123456789012345


0

(E) Participant loans ............................................................................... 2b(1)(E) -123456789012345


117365

(F) Other ................................................................................................ 2b(1)(F) -123456789012345


0

(G) Total interest. Add lines 2b(1)(A) through (F) .................................... 2b(1)(G) -123456789012345
272144

(2) Dividends: (A) Preferred stock .................................................................. 2b(2)(A) -123456789012345


0

(B) Common stock .................................................................................. 2b(2)(B) -123456789012345


73765

(C) Registered investment company shares (e.g. mutual funds) ............. 2b(2)(C) 17496915

(D) Total dividends. Add lines 2b(2)(A), (B), and (C) 2b(2)(D) -123456789012345
17570680

(3) Rents ........................................................................................................ 2b(3) -123456789012345


0

(4) Net gain (loss) on sale of assets: (A) Aggregate proceeds....................... 2b(4)(A) -123456789012345
6940697

(B) Aggregate carrying amount (see instructions) ................................... 2b(4)(B) -123456789012345


6658092

(C) Subtract line 2b(4)(B) from line 2b(4)(A) and enter result ................. 2b(4)(C) -123456789012345
282605

(5) Unrealized appreciation (depreciation) of assets: (A) Real estate........................ 2b(5)(A) -123456789012345
0

(B) Other ................................................................................................ 2b(5)(B) -123456789012345


-676801
(C) Total unrealized appreciation of assets.
Add lines 2b(5)(A) and (B) ................................................................
2b(5)(C) -123456789012345
-676801
Schedule H (Form 5500) 2018 Page 3

(a) Amount (b) Total


(6) Net investment gain (loss) from common/collective trusts ......................... 2b(6) -123456789012345
8612
(7) Net investment gain (loss) from pooled separate accounts ....................... 2b(7) -123456789012345
0
(8) Net investment gain (loss) from master trust investment accounts ............ 2b(8) -123456789012345
0
(9) Net investment gain (loss) from 103-12 investment entities ...................... 2b(9) -123456789012345
0
(10) Net investment gain (loss) from registered investment
companies (e.g., mutual funds).................................................................
2b(10) -123456789012345
-48400492
c Other income .................................................................................................. 2c -123456789012345
0
d Total income. Add all income amounts in column (b) and enter total ..................... 2d -123456789012345
86559759
Expenses
e Benefit payment and payments to provide benefits:
(1) Directly to participants or beneficiaries, including direct rollovers .............. 2e(1) -123456789012345
24893271
(2) To insurance carriers for the provision of benefits ..................................... 2e(2) -1234567890123450
(3) Other ........................................................................................................ 2e(3) -1234567890123450
(4) Total benefit payments. Add lines 2e(1) through (3).................................. 2e(4) -123456789012345
24893271
f Corrective distributions (see instructions) ....................................................... 2f -123456789012345
88692
g Certain deemed distributions of participant loans (see instructions) ................ 2g -123456789012345
4026
h Interest expense ............................................................................................. 2h -123456789012345
0
i Administrative expenses: (1) Professional fees .............................................. 2i(1) -123456789012345
0
(2) Contract administrator fees ....................................................................... 2i(2) -123456789012345
0
(3) Investment advisory and management fees .............................................. 2i(3) -123456789012345
0
(4) Other ........................................................................................................ 2i(4) -123456789012345
19906
(5) Total administrative expenses. Add lines 2i(1) through (4)........................ 2i(5) -123456789012345
19906
j Total expenses. Add all expense amounts in column (b) and enter total ........ 2j -123456789012345
25005895
Net Income and Reconciliation
k Net income (loss). Subtract line 2j from line 2d ........................................................... 2k -123456789012345
61553864
l Transfers of assets:
(1) To this plan ............................................................................................... 2l(1) -123456789012345
0
(2) From this plan........................................................................................... 2l(2) -123456789012345

Part III Accountant’s Opinion


3 Complete lines 3a through 3c if the opinion of an independent qualified public accountant is attached to this Form 5500. Complete line 3d if an opinion is not
attached.
a The attached opinion of an independent qualified public accountant for this plan is (see instructions):
(1) X Unqualified (2) X Qualified (3) X
X Disclaimer (4) X Adverse

b Did the accountant perform a limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)? X
X Yes X No
c Enter the name and EIN of the accountant (or accounting firm) below:
ABCDEFGHI
(1) Name: ARMANINO LLP ABCDEFGHI ABCDEFGHI ABCD (2) EIN: 123456789
94-6214841
d The opinion of an independent qualified public accountant is not attached because:
(1) X This form is filed for a CCT, PSA, or MTIA. (2) X It will be attached to the next Form 5500 pursuant to 29 CFR 2520.104-50.

Part IV Compliance Questions


4 CCTs and PSAs do not complete Part IV. MTIAs, 103-12 IEs, and GIAs do not complete lines 4a, 4e, 4f, 4g, 4h, 4k, 4m, 4n, or 5.
103-12 IEs also do not complete lines 4j and 4l. MTIAs also do not complete line 4l.
During the plan year: Yes No Amount
a Was there a failure to transmit to the plan any participant contributions within the time
period described in 29 CFR 2510.3-102? Continue to answer “Yes” for any prior year failures until
fully corrected. (See instructions and DOL’s Voluntary Fiduciary Correction Program.) .................... 4a X
b Were any loans by the plan or fixed income obligations due the plan in default as of the
close of the plan year or classified during the year as uncollectible? Disregard participant loans
secured by participant’s account balance. (Attach Schedule G (Form 5500) Part I if “Yes” is
checked.) ........................................................................................................................................ 4b X
Schedule H (Form 5500) 2018 Page 4- 11 x
Yes No Amount
c Were any leases to which the plan was a party in default or classified during the year as
uncollectible? (Attach Schedule G (Form 5500) Part II if “Yes” is checked.) ...................................... 4c X -123456789012345
d Were there any nonexempt transactions with any party-in-interest? (Do not include transactions
reported on line 4a. Attach Schedule G (Form 5500) Part III if “Yes” is
checked.) ........................................................................................................................................... 4d X -123456789012345
e Was this plan covered by a fidelity bond? .......................................................................................... 4e X -123456789012345
1000000
f Did the plan have a loss, whether or not reimbursed by the plan’s fidelity bond, that was caused by
fraud or dishonesty? ......................................................................................................................... 4f X -123456789012345
g Did the plan hold any assets whose current value was neither readily determinable on an
established market nor set by an independent third party appraiser? ................................................. 4g X -123456789012345
h Did the plan receive any noncash contributions whose value was neither readily
determinable on an established market nor set by an independent third party appraiser? .................. 4h X -123456789012345
i Did the plan have assets held for investment? (Attach schedule(s) of assets if “Yes” is checked, and
see instructions for format requirements.) .......................................................................................... 4i X
j Were any plan transactions or series of transactions in excess of 5% of the current
value of plan assets? (Attach schedule of transactions if “Yes” is checked, and
see instructions for format requirements.) .......................................................................................... 4j X
k Were all the plan assets either distributed to participants or beneficiaries, transferred to another
plan, or brought under the control of the PBGC? ............................................................................... 4k X
l Has the plan failed to provide any benefit when due under the plan? ................................................. 4l X -123456789012345
m If this is an individual account plan, was there a blackout period? (See instructions and 29 CFR
2520.101-3.) ...................................................................................................................................... 4m X
n If 4m was answered “Yes,” check the “Yes” box if you either provided the required notice or one of
the exceptions to providing the notice applied under 29 CFR 2520.101-3. ......................................... 4n X

5a Has a resolution to terminate the plan been adopted during the plan year or any prior plan year?........ X Yes X No
If “Yes,” enter the amount of any plan assets that reverted to the employer this year ____________________________________.
5b If, during this plan year, any assets or liabilities were transferred from this plan to another plan(s), identify the plan(s) to which assets or liabilities were
transferred. (See instructions.)
5b(1) Name of plan(s) 5b(2) EIN(s) 5b(3) PN(s)
ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI
ABCDEFGHI ABCDEFGHI
123456789 123
ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI
ABCDEFGHI ABCDEFGHI
ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI
ABCDEFGHI ABCDEFGHI
123456789 123
ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI
ABCDEFGHI ABCDEFGHI
ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI
ABCDEFGHI ABCDEFGHI
123456789 123
ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI
ABCDEFGHI ABCDEFGHI
ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI
ABCDEFGHI ABCDEFGHI
123456789 123
ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI
ABCDEFGHI ABCDEFGHI
5c If the plan is a defined benefit plan, is it covered under the PBGC insurance program (See ERISA section 4021.)? ...... X Yes X No X Not determined
If “Yes” is checked, enter the My PAA confirmation number from the PBGC premium filing for this plan year________________________. (See instructions.)
OMB No. 1210-0110
SCHEDULE R Retirement Plan Information
(Form 5500)
This schedule is required to be filed under sections 104 and 4065 of the 2018
Department of the Treasury
Internal Revenue Service Employee Retirement Income Security Act of 1974 (ERISA) and section
Department of Labor
6058(a) of the Internal Revenue Code (the Code).
Employee Benefits Security Administration This Form is Open to Public
 File as an attachment to Form 5500. Inspection.
Pension Benefit Guaranty Corporation
For calendar plan year 2018 or fiscal plan year beginning 01/01/2018 and ending 12/31/2018
A Name of plan B Three-digit
ABCDEFGHI
NETFLIX 401(K)ABCDEFGHI
PLAN ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI plan number
ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI (PN)  001 001
ABCDEFGHI ABCDEFGHI
C Plan sponsor’s name as shown on line 2a of Form 5500 D Employer Identification Number (EIN)
ABCDEFGHI
NETFLIX, INC. ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI 012345678
77-0467272
ABCDEFGHI
Part I Distributions
All references to distributions relate only to payments of benefits during the plan year.

1 Total value of distributions paid in property other than in cash or the forms of property specified in the 1
-123456789012345
instructions ..................................................................................................................................................................................................
2 Enter the EIN(s) of payor(s) who paid benefits on behalf of the plan to participants or beneficiaries during the year (if more than two, enter EINs of the two
payors who paid the greatest dollar amounts of benefits):

EIN(s): 04-6568107
_______________________________ _______________________________
Profit-sharing plans, ESOPs, and stock bonus plans, skip line 3.

3 Number of participants (living or deceased) whose benefits were distributed in a single sum, during the plan 3
year ............................................................................................................................................................................................................. 12345678
Part II Funding Information (If the plan is not subject to the minimum funding requirements of section 412 of the Internal Revenue Code or
ERISA section 302, skip this Part.)
4 X Yes X No
Is the plan administrator making an election under Code section 412(d)(2) or ERISA section 302(d)(2)? ..................................................................... X N/A
If the plan is a defined benefit plan, go to line 8.

5 If a waiver of the minimum funding standard for a prior year is being amortized in this
plan year, see instructions and enter the date of the ruling letter granting the waiver. Date: Month _________ Day _________ Year _________
If you completed line 5, complete lines 3, 9, and 10 of Schedule MB and do not complete the remainder of this schedule.
6 a Enter the minimum required contribution for this plan year (include any prior year accumulated funding
6a -123456789012345
deficiency not waived) ...........................................................................................................................................................................
-123456789012345
b Enter the amount contributed by the employer to the plan for this plan year ...........................................................................................
6b

c Subtract the amount in line 6b from the amount in line 6a. Enter the result
6c -123456789012345
(enter a minus sign to the left of a negative amount) ..............................................................................................................................
If you completed line 6c, skip lines 8 and 9.
X Yes X No
7 Will the minimum funding amount reported on line 6c be met by the funding deadline? ................................................................................. X N/A
8 If a change in actuarial cost method was made for this plan year pursuant to a revenue procedure or other
authority providing automatic approval for the change or a class ruling letter, does the plan sponsor or plan
X Yes X No
administrator agree with the change? .......................................................................................................................................................... X N/A

Part III Amendments


9 If this is a defined benefit pension plan, were any amendments adopted during this plan
year that increased or decreased the value of benefits? If yes, check the appropriate
X Increase X Decrease X Both
box. If no, check the “No” box....................................................................................................................................................................... X No
Part IV ESOPs (see instructions). If this is not a plan described under section 409(a) or 4975(e)(7) of the Internal Revenue Code, skip this Part.
10 Were unallocated employer securities or proceeds from the sale of unallocated securities used to repay any exempt loan? ......................X Yes X No
11 a Does the ESOP hold any preferred stock? ................................................................................................................................. X Yes X No
b If the ESOP has an outstanding exempt loan with the employer as lender, is such loan part of a “back-to-back” loan? X Yes X No
(See instructions for definition of “back-to-back” loan.) ...............................................................................................................

12 Does the ESOP hold any stock that is not readily tradable on an established securities market? ....................................................... X Yes X No
For Paperwork Reduction Act Notice, see the Instructions for Form 5500. Schedule R (Form 5500) 2018
v. 171027
Schedule R (Form 5500) 2018 Page 2 - 1-
1 x

Part V Additional Information for Multiemployer Defined Benefit Pension Plans


13 Enter the following information for each employer that contributed more than 5% of total contributions to the plan during the plan year (measured in
dollars). See instructions. Complete as many entries as needed to report all applicable employers.

a Name of contributing employer

b EIN c Dollar amount contributed by employer


d Date collective bargaining agreement expires (If employer contributes under more than one collective bargaining agreement, check box X
and see instructions regarding required attachment. Otherwise, enter the applicable date.) Month _______ Day _______ Year _______
e Contribution rate information (If more than one rate applies, check this box X and see instructions regarding required attachment. Otherwise,
complete lines 13e(1) and 13e(2).)
(1) Contribution rate (in dollars and cents) _____________
(2) Base unit measure: X Hourly X Weekly X Unit of production X Other (specify):
a Name of contributing employer
b EIN c Dollar amount contributed by employer
d Date collective bargaining agreement expires (If employer contributes under more than one collective bargaining agreement, check box X
and see instructions regarding required attachment. Otherwise, enter the applicable date.) Month _______ Day _______ Year _______
e Contribution rate information (If more than one rate applies, check this box X and see instructions regarding required attachment. Otherwise,
complete lines 13e(1) and 13e(2).)
(1) Contribution rate (in dollars and cents) _____________
(2) Base unit measure: X Hourly X Weekly X Unit of production X Other (specify): _______________________________
a Name of contributing employer
b EIN c Dollar amount contributed by employer
d Date collective bargaining agreement expires (If employer contributes under more than one collective bargaining agreement, check box X
and see instructions regarding required attachment. Otherwise, enter the applicable date.) Month _______ Day _______ Year _______
e Contribution rate information (If more than one rate applies, check this box X and see instructions regarding required attachment. Otherwise,
complete lines 13e(1) and 13e(2).)
(1) Contribution rate (in dollars and cents) _____________
(2) Base unit measure: X Hourly X Weekly X Unit of production X Other (specify): _______________________________

a Name of contributing employer


b EIN c Dollar amount contributed by employer
d Date collective bargaining agreement expires (If employer contributes under more than one collective bargaining agreement, check box X
and see instructions regarding required attachment. Otherwise, enter the applicable date.) Month _______ Day _______ Year _______
e Contribution rate information (If more than one rate applies, check this box X and see instructions regarding required attachment. Otherwise,
complete lines 13e(1) and 13e(2).)
(1) Contribution rate (in dollars and cents) _____________
(2) Base unit measure: X Hourly X Weekly X Unit of production X Other (specify): _______________________________

a Name of contributing employer


b EIN c Dollar amount contributed by employer
d Date collective bargaining agreement expires (If employer contributes under more than one collective bargaining agreement, check box X
and see instructions regarding required attachment. Otherwise, enter the applicable date.) Month _______ Day _______ Year _______
e Contribution rate information (If more than one rate applies, check this box X and see instructions regarding required attachment. Otherwise,
complete lines 13e(1) and 13e(2).)
(1) Contribution rate (in dollars and cents) _____________
(2) Base unit measure: X Hourly X Weekly X Unit of production X Other (specify): _______________________________

a Name of contributing employer


b EIN c Dollar amount contributed by employer
d Date collective bargaining agreement expires (If employer contributes under more than one collective bargaining agreement, check box X
and see instructions regarding required attachment. Otherwise, enter the applicable date.) Month _______ Day _______ Year _______
e Contribution rate information (If more than one rate applies, check this box X and see instructions regarding required attachment. Otherwise,
complete lines 13e(1) and 13e(2).)
(1) Contribution rate (in dollars and cents) _____________
(2) Base unit measure: X Hourly X Weekly X Unit of production X Other (specify): _______________________________
Schedule R (Form 5500) 2018 Page 3

14 Enter the number of participants on whose behalf no contributions were made by an employer as an employer
of the participant for: 123456789012345
14a
a The current year ......................................................................................................................................................
b The plan year immediately preceding the current plan year ..................................................................................... 14b 123456789012345
14c
c The second preceding plan year ............................................................................................................................. 123456789012345
15 Enter the ratio of the number of participants under the plan on whose behalf no employer had an obligation to make an
employer contribution during the current plan year to:
a The corresponding number for the plan year immediately preceding the current plan year ...................................... 15a 123456789012345
15b
b The corresponding number for the second preceding plan year .............................................................................. 123456789012345
16 Information with respect to any employers who withdrew from the plan during the preceding plan year :
16a
a Enter the number of employers who withdrew during the preceding plan year ...................................................... 123456789012345
b If line 16a is greater than 0, enter the aggregate amount of withdrawal liability assessed or estimated to be 16b
assessed against such withdrawn employers .......................................................................................................... 123456789012345
17 If assets and liabilities from another plan have been transferred to or merged with this plan during the plan year, check box and see instructions regarding
supplemental information to be included as an attachment. ....................................................................................................................... X

Part VI Additional Information for Single-Employer and Multiemployer Defined Benefit Pension Plans
18 If any liabilities to participants or their beneficiaries under the plan as of the end of the plan year consist (in whole or in part) of liabilities to such participants
and beneficiaries under two or more pension plans as of immediately before such plan year, check box and see instructions regarding supplemental
information to be included as an attachment ....................................................................................................................................................................... X

19 If the total number of participants is 1,000 or more, complete lines (a) through (c)
a Enter the percentage of plan assets held as:
Stock: _____% Investment-Grade Debt: _____% High-Yield Debt: _____% Real Estate: _____% Other: _____%
b Provide the average duration of the combined investment-grade and high-yield debt:
X 0-3 years X 3-6 years X 6-9 years X 9-12 years X 12-15 years X 15-18 years X 18-21 years X 21 years or more
c What duration measure was used to calculate line 19(b)?
X Effective duration X Macaulay duration X Modified duration X Other (specify):
Netflix 401(k) Plan
EIN: 77-0467272; Plan: 001
Schedule H, Part IV, Line 4(i) - Schedule of Assets (Held at End of Year)
December 31, 2018

(c)
(b) Description of Investment Including (e)
Identity of Issue, Borrower, Maturity Date, Rate of Interest, (d) Current
(a) Lessor or Similar Party Collateral, Par or Maturity Value Cost Value

Victory Sycamore Established Value Fund Mutual Fund ** $ 14,173,926


Eaton Vance Atlanta Capital SMID-Cap Fund Mutual Fund ** 9,311,846
PIMCO Total Return Institutional Fund Mutual Fund ** 9,536,552
Vanguard Institutional Target Retirement 2065 Fund Mutual Fund ** 733,059
MainStay Large-Cap Growth Fund Mutual Fund ** 9,005,403
American Beacon Small-Cap Value Institutional Fund Mutual Fund ** 8,835,534
American Beacon Large-Cap Value Institutional Fund Mutual Fund ** 6,388,000
Franklin Small-Cap Growth Fund Mutual Fund ** 2,737,684
Vanguard Institutional Target Retirement Income Fund Mutual Fund ** 2,382,796
Vanguard Institutional Target Retirement 2015 Fund Mutual Fund ** 1,185,260
Vanguard Institutional Target Retirement 2020 Fund Mutual Fund ** 4,426,245
Vanguard Institutional Target Retirement 2025 Fund Mutual Fund ** 7,602,599
Vanguard Institutional Target Retirement 2030 Fund Mutual Fund ** 12,207,799
Vanguard Institutional Target Retirement 2035 Fund Mutual Fund ** 27,979,065
Vanguard Institutional Target Retirement 2040 Fund Mutual Fund ** 36,734,301
Vanguard Institutional Target Retirement 2045 Fund Mutual Fund ** 48,557,200
Vanguard Institutional Target Retirement 2050 Fund Mutual Fund ** 41,442,530
Vanguard Institutional Target Retirement 2055 Fund Mutual Fund ** 18,870,505
Vanguard Institutional Target Retirement 2060 Fund Mutual Fund ** 5,023,024
* Fidelity Government Money Market Fund Money Market Fund ** 7,014,565
* Fidelity Nasdaq Composite Index Fund Mutual Fund ** 26,508,205
* Fidelity Balanced Fund Mutual Fund ** 10,066,731
* Fidelity Contrafund Mutual Fund ** 33,431,083
* Fidelity International Discovery Fund Mutual Fund ** 10,248,912
* Fidelity U.S. Bond Index Fund Mutual Fund ** 9,616,462
* Fidelity Total Market Index Fund Mutual Fund ** 29,183,565
* Fidelity International Index Fund Mutual Fund ** 9,129,752
* Fidelity Extended Market Index Fund Mutual Fund ** 9,677,726
Various Common Stocks, Mutual
*** BrokerageLink - Self-Directed Brokerage Accounts Funds, and Money Market Accounts ** 10,892,772
* Managed Income Portfolio Fund Common/Collective Trust ** 1,672,493
424,575,594

* Notes receivable from participants Interest Rates From 3.25% to 5.25% 3,329,238

$ 427,904,832

* Indicates party-in-interest to the Plan


** Cost information not provided as all investments are participant directed
*** May contain party-in-interest to the Plan

14
Netflix 401(k) Plan
Financial Statements
and Supplemental Schedule
December 31, 2018 and 2017
and For the Year Ended December 31, 2018
TABLE OF CONTENTS

Page No.

Independent Auditor's Report 1-2

Statements of Net Assets Available for Benefits 3

Statement of Changes in Net Assets Available for Benefits 4

Notes to Financial Statements 5 - 12

Supplemental Schedule

Schedule H, Part IV, Line 4(i) - Schedule of Assets (Held at End of Year) 14
INDEPENDENT AUDITOR'S REPORT

To the Plan Administrator


Netflix 401(k) Plan
Los Gatos, California

We were engaged to audit the accompanying financial statements of Netflix 401(k) Plan (the ''Plan''),
which comprise the statement of net assets available for benefits as of December 31, 2018, and the related
statement of changes in net assets available for benefits for the year then ended, and the related notes to
the financial statements.

Management's Responsibility for the Financial Statements

Management is responsible for the preparation and fair presentation of the financial statements in
accordance with accounting principles generally accepted in the United States of America; this includes
the design, implementation, and maintenance of internal control relevant to the preparation and fair
presentation of financial statements that are free from material misstatement, whether due to fraud or
error.

Auditor's Responsibility

Our responsibility is to express an opinion on the 2018 financial statements based on conducting the
audits in accordance with auditing standards generally accepted in the United States of America. Because
of the matter described in the Basis for Disclaimer of Opinion paragraph, however, we were not able to
obtain sufficient appropriate audit evidence to provide a basis for an audit opinion.

Basis for Disclaimer of Opinion

As permitted by 29 CFR 2520.103-8 of the Department of Labor's Rules and Regulations for Reporting
and Disclosure under the Employee Retirement Income Security Act of 1974, the Plan administrator
instructed us not to perform, and we did not perform, any audit procedures with respect to the 2018
information summarized in Note 3, which was certified by Fidelity Management Trust Company
("Fidelity"), the trustee of the Plan, except for comparing the information with the related information
included in the 2018 financial statements. We have been informed by the Plan administrator that the
trustee holds the Plan's investment assets and executes investment transactions. The Plan administrator
has obtained a certification from the trustee as of December 31, 2018, and for the year then ended, that the
information provided to the Plan administrator by the trustee is complete and accurate.

Disclaimer of Opinion

Because of the significance of the matter described in the Basis for Disclaimer of Opinion paragraph, we
have not been able to obtain sufficient appropriate audit evidence to provide a basis for an audit opinion
on the 2018 financial statements. Accordingly, we do not express an opinion on the 2018 financial
statements.

1
Other Matter - Supplemental Schedule

The supplemental schedule of assets (held at end of year) ("supplemental schedule") as of December 31,
2018, is required by the Department of Labor's Rules and Regulations for Reporting and Disclosure under
the Employee Retirement Income Security Act of 1974 and is presented for the purpose of additional
analysis and is not a required part of the financial statements. Because of the significance of the matter
described in the Basis for Disclaimer of Opinion paragraph, we do not express an opinion on the
supplemental schedule.

Other Matter - 2017 Financial Statements

The financial statement of the Plan as of December 31, 2017, was audited by a predecessor auditor. As
permitted by 29 CFR 2520.103-8 of the Department of Labor's Rules and Regulations for Reporting and
Disclosure under Employee Retirement Income Security Act of 1974, the Plan administrator instructed
the predecessor auditor not to perform, and they did not perform, any auditing procedures with respect to
the information certified by Fidelity, the trustee of the Plan. Their report, dated August 1, 2018, indicated
that (a) because of the significance of the information that they did not audit, they were unable to obtain
sufficient appropriate audit evidence to provide a basis for an audit opinion and accordingly, they did not
express an opinion on the financial statements and (b) the form and content of the information included in
the financial statements other than that derived from the information certified by the trustee, were
presented in compliance with the Department of Labor's Rules and Regulations for Reporting and
Disclosure under the Employee Retirement Income Security Act of 1974.

Report on Form and Content in Compliance with DOL Rules and Regulations

The form and content of the information included in the 2018 financial statements and supplemental
schedule, other than that derived from the information certified by the trustee, have been audited by us in
accordance with auditing standards generally accepted in the United States of America and, in our
opinion, are presented in compliance with the Department of Labor's Rules and Regulations for Reporting
and Disclosure under the Employee Retirement Income Security Act of 1974.

Armanino LLP
ArmaninoLLP
San Jose, California
October 10, 2019

2
Netflix 401(k) Plan
Statements of Net Assets Available for Benefits
December 31, 2018 and 2017

2018 2017

ASSETS

Investments, at fair value $ 424,575,594 $ 363,514,761

Notes receivable from participants 3,329,238 2,836,023

Net assets available for benefits $ 427,904,832 $ 366,350,784

The accompanying notes are an integral part of these financial statements.


3
Netflix 401(k) Plan
Statement of Changes in Net Assets Available for Benefits
For the Year Ended December 31, 2018

Additions to net assets


Contributions
Participant deferrals $ 67,985,585
Employer contributions 23,521,608
Participant rollovers 25,995,818
Total contributions 117,503,011

Investment income (loss)


Net depreciation in fair value of investments (48,526,640)
Interest and dividends 17,465,979
Net investment loss (31,060,661)

Interest income on notes receivable from participants 117,593

Net additions to net assets 86,559,943

Deductions from net assets


Benefits paid to participants 24,985,989
Administrative expenses 19,906
Total deductions from net assets 25,005,895

Net increase in net assets available for benefits 61,554,048

Net assets available for benefits, beginning of year 366,350,784

Net assets available for benefits, end of year $ 427,904,832

The accompanying notes are an integral part of these financial statements.


4
Netflix 401(k) Plan
Notes to Financial Statements
December 31, 2018 and 2017

1. DESCRIPTION OF THE PLAN

The following description of Netflix 401(k) Plan (the "Plan") provides only general information.
Participants should refer to the plan document for a more complete description of the Plan's
provisions.

General

The Plan is a defined contribution savings plan sponsored by Netflix, Inc. (the "Company"). The
Plan was established in 1998. The Plan is designed to comply with Department of Labor ("DOL")
Rules and Regulations for Reporting and Disclosure under the Employee Retirement Income
Security Act of 1974 ("ERISA") and Internal Revenue Code ("IRC").

Plan administration

The Company has designated the Netflix 401(k) Committee (the "Committee") as the
administrator of the Plan and, as such, the Committee carries out the duties imposed by ERISA.
The Company has contracted with Fidelity Management Trust Company ("Fidelity") to act as the
trustee and an affiliate of Fidelity to perform the Plan's record-keeping services.

Eligibility

With the exception of nonresident aliens, leased employees, employees covered by a collective
bargaining agreement, and individuals classified as either consultants, agency workers, or
reclassified employees, as defined in the plan document, all employees of the Company are
eligible to begin participating in the Plan after one month of service or 30 days, depending on
their division within the Company, as defined in the plan document.

Participant contributions

Participants are allowed to contribute up to 80% of their eligible pre-tax or after-tax (as Roth
contributions) compensation, as defined in the plan document, up to the annual contribution limit
allowed in the IRC. Participants are also allowed to make rollover contributions to the Plan from
other qualified retirement plans.

Participants direct the investment of contributions to their respective accounts into the investment
options offered by the Plan.

Company contributions

The Company is allowed to make non-discretionary matching contributions and safe harbor
matching contributions to the Plan. Allocation criteria for contributions include Company
division and varies for highly compensated employees ("HCEs") or non-highly compensated
employees ("NHCEs"), as defined in the IRC.

5
Netflix 401(k) Plan
Notes to Financial Statements
December 31, 2018 and 2017

1. DESCRIPTION OF THE PLAN (continued)

Company contributions (continued)

Non-discretionary matching contributions equal 100% of the first 3% of eligible compensation


and are allocated to participants as follows:
 DVD, Streaming, Netflix Global LLC and Netflix International B.V. HCEs; and
 DVD, Streaming, Netflix Global LLC and Netflix International B.V. NHCEs with less than
eleven months of service.

Safe harbor matching contributions equal 100% of the first 4% of eligible compensation and are
allocated to participants as follows:
 DVD, Streaming, Netflix Global LLC and Netflix International B.V. NHCEs with eleven
months of service or more; and
 NetflixCS employees (HCEs and NHCEs).

Participant accounts

Each participant's account is credited with the participant's contributions and allocations of any
Company contributions and Plan earnings. Accounts are charged with an allocation of investment
losses, if any, and administrative expenses, if not paid by the Company. Allocations are based on
participant earnings or account balances, as defined in the plan document. The benefit to which a
participant is entitled is the benefit that can be provided from the participant's vested account
balance.

Vesting

Participants are immediately 100% vested in both their contributions, Company contributions,
and actual earnings thereon.

Notes receivable from participants

Participants may borrow from their accounts a minimum of $1,000 up to a maximum equal to the
lesser of $50,000 or 50% of their account balance. Notes receivable from participants (participant
loans) must be repaid within five years, unless the loan is for the purchase of a principal
residence, in which case the repayment term may exceed five years. Participant loans are secured
by the remaining balance in the participant's account and bear interest at a rate commensurate
with local prevailing rates at the time the loan is made. As of December 31, 2018, outstanding
participant loans bear interest rates ranging from 3.25% to 5.25%. Principal and interest are paid
ratably through payroll deductions.

6
Netflix 401(k) Plan
Notes to Financial Statements
December 31, 2018 and 2017

1. DESCRIPTION OF THE PLAN (continued)

Payment of benefits

Distributions and withdrawals are payable upon retirement, termination, financial hardship,
disability or death. If a terminated participant's account balance is equal to or less than $1,000,
the balance is distributed immediately in a lump-sum cash payment. Unless otherwise elected, if
a terminated participant's account balance is greater than $1,000 and less than $5,000, their
balance shall be automatically rolled over into an individual retirement account designated by the
Plan Administrator. If the terminated participant's account balance is greater than $5,000, the
participant (or beneficiary) may consent to either a distribution paid in the form of a lump-sum
cash payment, a direct rollover into another qualified plan, or postpone payment to a later date
and remain in the Plan as described in the plan document.

Administrative expenses

Certain administrative expenses of the Plan, including record-keeping and audit fees, were paid
directly by the Company for the year ended December 31, 2018. Transaction-based fees are
associated with optional services offered under the Plan and are charged directly to participant
accounts for particular Plan features that may be available, such as self-directed brokerage
accounts or a participant loan.

2. SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES

Basis of accounting and financial statement presentation

The financial statements of the Plan are prepared on the accrual basis of accounting in conformity
with accounting principles generally accepted in the United States of America ("U.S. GAAP").

Use of estimates

The preparation of financial statements in conformity with U.S. GAAP requires management to
make estimates and assumptions that affect the reported amounts of assets and liabilities and the
change therein, and disclosure of contingent assets and liabilities. Actual results could differ
from those estimates.

Investment valuation and income recognition

The Plan's investments are reported at fair value which is certified by Fidelity.

Fair value is the price that would be received to sell an asset or paid to transfer a liability in an
ordinary transaction between market participants at the measurement date. See Note 4 for
discussion of fair value measurements.

7
Netflix 401(k) Plan
Notes to Financial Statements
December 31, 2018 and 2017

2. SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (continued)

Investment valuation and income recognition (continued)

Purchases and sales of securities are recorded on a trade-date basis. Interest income is recorded on
the accrual basis. Dividends are recorded on the ex-dividend date. Net depreciation includes the
Plan's gains and losses on investments bought and sold as well as held during the year.

Notes receivable from participants

Notes receivable from participants are recorded at their unpaid principal balance plus any accrued
but unpaid interest. Interest income on participant loans is recorded on an accrual basis. No
allowance for credit losses has been recorded as of December 31, 2018 and 2017.

Payment of benefits

Benefits are recorded when paid.

Risks and uncertainties

The Plan invests in various investment securities. Investment securities are exposed to various
risks such as interest rate, market, and credit risks. Due to the level of risk associated with certain
investment securities, it is at least reasonably possible that changes in the values of investment
securities will occur in the near term and that such changes could materially affect participants'
account balances and the amounts reported in the statement of net assets available for benefit.

3. INFORMATION PREPARED AND CERTIFIED BY THE TRUSTEE

The Plan administrator has elected the method of compliance permitted by 29 CFR 2520.103-8 of
the Department of Labor's Rules and Regulations for Reporting and Disclosure under ERISA.
Fidelity, the trustee of the Plan, has certified to the completeness and accuracy of:
 Investments and notes receivable from participants reflected on the accompanying Statements
of Net Assets Available for Benefit as of December 31, 2018 and 2017.
 Net depreciation in fair value of investments, dividends, and interest, and interest income on
notes receivable from participants reflected on the accompanying Statement of Changes in Net
Assets Available for Benefit for the year ended December 31, 2018.
 Investments reflected on the Schedule of Assets (Held at End of Year).

Accordingly, as requested by the Plan administrator, the Plan's auditors performed no procedures
on the certified information other than to agree the certified information to the related information
included in the financial statements and supplemental schedule.

8
Netflix 401(k) Plan
Notes to Financial Statements
December 31, 2018 and 2017

4. FAIR VALUE MEASUREMENTS

The framework for measuring fair value provides a hierarchy that prioritizes the inputs to
valuation techniques used to measure fair value. The hierarchy gives the highest priority to
unadjusted quoted prices in active markets for identical assets or liabilities (Level 1) and the
lowest priority to unobservable inputs (Level 3).

The three levels of the fair value hierarchy are described as follows:
 Level 1 - inputs to the valuation methodology are unadjusted quoted prices for identical assets
or liabilities the plan has the ability to access.
 Level 2 - inputs to the valuation methodology include quoted prices for similar assets or
liabilities in active markets; quoted prices for identical or similar assets or liabilities in
inactive markets; inputs other than quoted prices that are observable for the asset or liability;
and inputs that are derived principally from or corroborated by observable market data by
correlation or other means. If the asset or liability has a specified (contractual) term, the Level
2 input must be observable for substantially the full term of the asset or liability.
 Level 3 - inputs to the valuation methodology are unobservable and significant to the fair
value measurement.

The asset or liability's fair value measurement level within the fair value hierarchy is based on the
lowest level of any input that is significant to the fair value measurement. Valuation techniques
maximize the use of relevant observable inputs and minimize the use of unobservable inputs.

Following is a description of the valuation methodologies used for assets measured at fair value
on a recurring basis. There have been no changes in the methodologies used at December 31,
2018 and 2017.

Mutual funds and money market fund: Valued at the daily closing price as reported on an open
exchange. Such funds held by the Plan are open-end funds that are registered with the Securities
and Exchange Commission. These funds are required to publish their daily net asset value
("NAV") and to transact at that price. The mutual and money market funds held by the Plan are
deemed to be actively traded.

Self-directed brokerage accounts: Accounts primarily consisting of mutual and money market
funds, common stock and cash valued daily using readily determinable market prices.

Common/collective trust fund (CCT): Valued at NAV as a practical expedient to fair value based
on the value reported by the issuer. The NAV as a practical expedient is based on the fair value
of the underlying assets owned by the CCT, minus its liabilities, and then divided by the number
of units outstanding. The CCT held by the Plan has a daily redemption frequency, a redemption
notice period of 12 months, and no unfunded commitments.

9
Netflix 401(k) Plan
Notes to Financial Statements
December 31, 2018 and 2017

4. FAIR VALUE MEASUREMENTS (continued)

The preceding methods described may produce a fair value calculation that may not be indicative
of net realizable value or reflective of future values. Furthermore, although the Plan believes its
valuation methods are appropriate and consistent with other market participants, the use of
different methodologies or assumptions to determine the fair value of certain financial
instruments could result in a different fair value measurement at the reporting date.

The following table sets forth by level, within the fair value hierarchy, the Plan's assets at fair
value as of December 31, 2018:

Level 1 Level 2 Level 3 Fair Value

Mutual funds $404,995,764 $ - $ - $404,995,764


Money market fund 7,014,565 - - 7,014,565
Self-directed brokerage accounts 10,892,772 - - 10,892,772

$422,903,101 $ - $ - 422,903,101

Investment measured at NAV as a


practical expedient to fair value 1,672,493

$424,575,594

The following table sets forth by level, within the fair value hierarchy, the Plan's assets at fair
value as of December 31, 2017:

Level 1 Level 2 Level 3 Fair Value

Mutual funds $347,876,027 $ - $ - $347,876,027


Money market fund 6,278,187 - - 6,278,187
Self-directed brokerage accounts 9,351,763 - - 9,351,763

$363,505,977 $ - $ - 363,505,977

Investment measured at NAV as a


practical expedient to fair value 8,784

$363,514,761

10
Netflix 401(k) Plan
Notes to Financial Statements
December 31, 2018 and 2017

5. INCOME TAX STATUS

The Plan has adopted the Fidelity Volume Submitter Defined Contribution Plan. The Internal
Revenue Service has informed Fidelity by a letter dated March 31, 2014, that its volume
submitter plan is designed in accordance with applicable sections of the IRC. Although the Plan
has been subsequently amended, the Company believes the Plan is currently designed and has
been operated in compliance with the applicable requirements of the IRC. Therefore, no provision
for income taxes has been included in the Plan's financial statements.

6. PLAN TERMINATION

Although it has not expressed any intent to do so, the Company has the right under the Plan to
discontinue its contributions at any time and to terminate the Plan subject to the provisions of
ERISA.

7. PARTY-IN-INTEREST TRANSACTIONS

Parties-in-interest are defined by ERISA as any fiduciary of the Plan, any party rendering services
to the Plan, the Company, and certain others. As such, transactions conducted by Fidelity, the
trustee, and its affiliates, including fee offset agreements, qualify as party-in-interest transactions.
Also, the Company pays certain fees and expenses on behalf of the Plan. These transactions
qualify as party-in-interest transactions.

Fidelity retains as compensation for services provided to the Plan, any interest (or "float") on
amounts earned, while certain transactions are pending. This applies to both contributions and
distributions. Earnings are at institutional money market rates.

8. RECONCILIATION OF FINANCIAL STATEMENTS TO FORM 5500

The following is a reconciliation of net assets available for benefits per the financial statements to
Form 5500 at December 31, 2018 and 2017:

2018 2017

Net assets available for benefits per the financial statements $ 427,904,832 $ 366,350,784
Add: Pending trades in the self-directed brokerage accounts - 184

Net assets available for benefits per Form 5500 $ 427,904,832 $ 366,350,968

11
Netflix 401(k) Plan
Notes to Financial Statements
December 31, 2018 and 2017

8. RECONCILIATION OF FINANCIAL STATEMENTS TO FORM 5500 (continued)

The following is a reconciliation of net depreciation in fair value of investments per the financial
statements to Form 5500 for the year ended December 31, 2018:

Net depreciation in fair value of investments per the financial statements $ (31,060,661)
Less: Pending trades in the self-directed brokerage accounts as of December
31, 2017 (184)

Net depreciation in fair value of investments per Form 5500 $ (31,060,845)

9. SUBSEQUENT EVENT

The Plan has evaluated subsequent events through October 10, 2019, the date the financial
statements were available to be issued. Effective January 1, 2019, the Plan was amended to
increase the Company non-discretionary matching contribution from 3% to 3.50%, as defined in
the plan document. The Company has also updated its fee structure with Fidelity and has
executed a revenue sharing agreement.

12
SUPPLEMENTAL SCHEDULE
Netflix 401(k) Plan
EIN: 77-0467272; Plan: 001
Schedule H, Part IV, Line 4(i) - Schedule of Assets (Held at End of Year)
December 31, 2018

(c)
(b) Description of Investment Including (e)
Identity of Issue, Borrower, Maturity Date, Rate of Interest, (d) Current
(a) Lessor or Similar Party Collateral, Par or Maturity Value Cost Value

Victory Sycamore Established Value Fund Mutual Fund ** $ 14,173,926


Eaton Vance Atlanta Capital SMID-Cap Fund Mutual Fund ** 9,311,846
PIMCO Total Return Institutional Fund Mutual Fund ** 9,536,552
Vanguard Institutional Target Retirement 2065 Fund Mutual Fund ** 733,059
MainStay Large-Cap Growth Fund Mutual Fund ** 9,005,403
American Beacon Small-Cap Value Institutional Fund Mutual Fund ** 8,835,534
American Beacon Large-Cap Value Institutional Fund Mutual Fund ** 6,388,000
Franklin Small-Cap Growth Fund Mutual Fund ** 2,737,684
Vanguard Institutional Target Retirement Income Fund Mutual Fund ** 2,382,796
Vanguard Institutional Target Retirement 2015 Fund Mutual Fund ** 1,185,260
Vanguard Institutional Target Retirement 2020 Fund Mutual Fund ** 4,426,245
Vanguard Institutional Target Retirement 2025 Fund Mutual Fund ** 7,602,599
Vanguard Institutional Target Retirement 2030 Fund Mutual Fund ** 12,207,799
Vanguard Institutional Target Retirement 2035 Fund Mutual Fund ** 27,979,065
Vanguard Institutional Target Retirement 2040 Fund Mutual Fund ** 36,734,301
Vanguard Institutional Target Retirement 2045 Fund Mutual Fund ** 48,557,200
Vanguard Institutional Target Retirement 2050 Fund Mutual Fund ** 41,442,530
Vanguard Institutional Target Retirement 2055 Fund Mutual Fund ** 18,870,505
Vanguard Institutional Target Retirement 2060 Fund Mutual Fund ** 5,023,024
* Fidelity Government Money Market Fund Money Market Fund ** 7,014,565
* Fidelity Nasdaq Composite Index Fund Mutual Fund ** 26,508,205
* Fidelity Balanced Fund Mutual Fund ** 10,066,731
* Fidelity Contrafund Mutual Fund ** 33,431,083
* Fidelity International Discovery Fund Mutual Fund ** 10,248,912
* Fidelity U.S. Bond Index Fund Mutual Fund ** 9,616,462
* Fidelity Total Market Index Fund Mutual Fund ** 29,183,565
* Fidelity International Index Fund Mutual Fund ** 9,129,752
* Fidelity Extended Market Index Fund Mutual Fund ** 9,677,726
Various Common Stocks, Mutual
*** BrokerageLink - Self-Directed Brokerage Accounts Funds, and Money Market Accounts ** 10,892,772
* Managed Income Portfolio Fund Common/Collective Trust ** 1,672,493
424,575,594

* Notes receivable from participants Interest Rates From 3.25% to 5.25% 3,329,238

$ 427,904,832

* Indicates party-in-interest to the Plan


** Cost information not provided as all investments are participant directed
*** May contain party-in-interest to the Plan

14

You might also like