ETHICS
ETHICS
ETHICS
Mrs. Amy Dizon’s husband was killed in a traffic accident. She wants
to sue the bus company for damages but she cannot afford a lawyer.
She approached Atty. Larry Rio who agreed to handle the case
without any retainer’s fee or expenses on her part, on the condition
that in case of recovery of damages, he shall get 33% of the award
by the court.
Answer:
The arrangement between Amy Dizon and Atty. Larry Rio, which
provides that the latter will handle the case without any retainer’s fee
or expenses on her part, can be taken to mean that the lawyer will
carry out the case at his own expenses without reimbursement. On
the basis of the foregoing decision of the Supreme Court, such an
arrangement is invalid.
However, the contingent fee contract is not prohibited by the law and
is impliedly sanctioned. A contingent fee is however closely
supervised by the court to safeguard the client from unjust charges,
and its validity depends, in large measure, upon the reasonableness
of the amount fixed under the circumstances of the case. A
contingent fee of 33% of the amount of recovery may be reasonable
if the bus company fights the case until the Supreme Court and the
litigations are hard-fought and long drawn: it may be unreasonable if
the bus company agrees to compromise. But the fact that a
contingent fee is unreasonable does not preclude the lawyer from
being paid his fees on quantum merit basis.
Question No. 2:
Answer:
Question No. 3:
1. A judge had been seen having a lunch with a litigant with a
case pending before him in a court. He was also seen at the
race track placing bet on certain horses. How would you
evaluate the behaviour of the judge? Explain.
Answer:
His going to race track to a place a bet on certain horse puts the
judiciary personified by him in a bad light. For the personal behaviour
of a judge, not only upon the bench but also in everyday life, should
be above reproach and free from the appearance of impropriety. His
judicial office circumscribes his personal conduct and imposes a
number of restrictions, which he must observe faithfully as the price
he has to pay for accepting and occupying an exalted position in the
administration of justice.
Question No. 4:
Answer:
Question No. 5:
Answer:
2) Suppose that the lawyer should be charge, how and where should
the complaint be filled? Explain your answer.
Answer:
. 1) The client may charged hid lawyer with misconduct for not
accounting for the balance of P9,000.00. It is well settled that
where the client gives his lawyer money for a specific purpose,
such as to pay the docket fees for the filling of an action in
court, so much of the money not used for the purpose belongs
to the client and the lawyer holds it in trust for him. And it is
the lawyer’s duty to promptly account for all the money
received from his client. For this reason, the lawyer’s failure to
account for the balance of the money not spent for filling fees
will render him liable for misappropriation, which is a ground
for disbarment.
Question No. 7:
Answer:
Alternative Answer:
Since Atty. Collado has rendered services, Atty. Sobretodo can very
well share 50% of his fees with Atty. Collado, the matter of fee
division being between the two lawyers only because the client is not
asked to pay additional amount for Collado’s services as tax expert.
Question No. 8:
Answer:
Article VI, Sec.14 of the 1877 Constitution provides that “no Senator
or Member of the House of Representatives may personally appear as
counsel before any court of justice or before the Electoral Tribunals,
or quasi judicial and other administrative bodies.” What is prohibited
is personal appearance of the Senator, Atty. Cruz, and for as long as
the Senator does not personally appear in court of Mercy Sanchez,
the prohibition does not apply. Personal appearance includes not only
arguing or attending a hearing of a case in court but also the signing
of pleading and filing it in court. Hence, the Senator should not allow
his name to appear in pleadings filed in court by itself or as part of a
law firm name, such as Reyes Cruz and Santos Law Offices, under
the signature of another lawyer in the law firm, nor should allow the
firm name with his name therein to appear as counsel through
another lawyer, without indirectly violating the constitutional
restriction, because the signature of an agents amounts to a signing
by the Senator through another lawyer is in effects his appearance,
the office of attorney being originally one of agency, and because the
Senator cannot do directly what the Constitution prohibits directly.
The lawyer actually appearing for Mercy Sanchez should drop the
name of Atty. Cruz from any pleading or from any oral appearance in
the court; otherwise the law firm could be disqualified. Moreover,
Rule 6.02 of the Code of Professional Responsibility prohibits a lawyer
in government from using his public position to promote or advance
his private interests, and the Senator’s name appearing in pleadings
or in appearances by other lawyers in the law firm’s client, which can
only be avoided by dropping the name of the Senator from the firm
name whenever it appears in court.
Question No. 1:
Answer:
Atty. Suarez violated Canon 14, rule 14.02 prohibiting lawyers from
appearing for conflicting interest. Atty. Suarez is opposing his former
client in a related suit. Although the ejectment case had already
terminated in favor of Altamarino who was his client, he had already
required information concerning the ownership of property. An
attorney who appears for opposing clients in the same or related
actions put himself in that awkward position where he will have to
oppose on behalf of the other client. He cannot in all situations give
disinterested advice to both clients.
Alternative Answer:
Question No. 2:
If you were the prosecutor, would you place said eyewitness on the
witness stand? Why?
Answer:
Under the ordinary rules on trial technique, the prosecutor should not
place the eyewitness stand.
Alternative Answer:
Question No. 3:
Atty. Herminio de Pano is a former Prosecutor of the City of Manila
who established his own law office after taking advantage of the
Early Retirement Law. He was approached by Estrella Cabigao to act
as private prosecutor in an estafa case in which she is the
complainant. It appears that the said estafa case was investigated by
Atty. De Pano when he was still a Prosecutor.
Answer:
The restriction against a public official from using his public position
as a vehicle to promote or advance his private interests extends
beyond his tenure on certain matters which intervened as a public
official.
Question No. 4:
Answer:
Question No. 5:
Are the decisions rendered by Judge Dino in the five cases valid?
Why?
Answer:
The decisions are valid considering that the Regional Trial Court in
Sorsogon is co-equal with that of the regional trial Court in Manila. It
is assumed of course that the five cases were already submitted for
decisions at the time Judge Dino transferred to Manila (Valentine v.
Sta. Maria, 55 SCRA 40).
Question No. 6:
Gliceria Magat who works as clerk typist in the Dimakali Law Offices
wrote a letter to the Supreme Court accusing her employer Atty.
Dimakali of violating her honor several times. He would invite her to
go out on official business only to bring her Regina Court, a motel in
Ermita. There he would force his desires on her. Whenever she
remonstrated and fought him, he would threaten to dismiss her. She
asked the Supreme Court to disbar that “monster lawyer who thinks
nothing of violating the honor and purity of virgins like me.”
Answer:
. 2) Yes, I would advise Ms. Magat to take the same action with the
Supreme Court. It has been ruled in Collantes vs. Renomeron,
2000 SCRA 584.
Question No. 7:
Answer:
Question No. 8:
A complaint was filed with the Integrated Bar of the Philippines (IBP)
by Mrs. Remy Rozon against Atty. Matapobre asking that the latter be
suspended from the practice of law indefinitely for being a notorious
usurer and for filing groundless suits for various sums of money
against his victims.
. 3) The lawyer is liable even for acts not connected in his legal
profession.
Question No. 9:
Answer:
Rule 3.07 of the same Code states that “a judge should abstain from
making public comments on any pending case and should require
similar restrain on the part of court personnel.”
. 2) Despite the order suspending him from the practice of law, Atty.
Gancho
still continued, to prosecute the ejectment cases which
he himself filed against his tenants. The tenants then
questioned the authority of Atty. Gancho to prosecute the cases
when he is under suspension.
May Atty. Gancho be allowed to
continue appearing in the ejectment cases?
Answer:
Answer:
Question No. 1:
Initially that he was just being framed and that another person had
committed the crime.
1. How will you advise your client to plead?
2.If he should refuse to heed your advise, what course of action will
you pursue?
Answer:
Question No. 2:
Atty. Aguirre as counsel de officio for boy Batong Bakal, was able to
win an acquittal for Boy who was charged with robbery in band. A
year later, Atty. Aguirre discovered that Boy in fact had a lot of
money which he had been bragging as part of the loot in the crime
which he is acquitted. Knowing that Boy can no longer be prosecuted
on the grounds of double jeopardy, Atty. Aguirre sent him a bill for
his services as counsel de officio.
Answer:
Question No. 3:
The law firm of Rodriguez, Delfin and Zafra had been in existence for
almost 25 years and had built up an excellent reputation and a well
heeled clientele. Sometimes last year
May Rodriguez and Delfin insist on keeping the name of Zafra as part
of the firm name?
Answer:
Yes, they may continue to use the name of Zafra in the firm name,
provided that they indicate in all communications that he is deceased.
Rule 3.02 of the code of professional responsibility that the continued
name of a deceased partner is permissible provided that
The firm indicates in all communication that the said partner passed
away.
Alternative Answer:
They may keep the name of Zafra provided that the consent of the
heirs is obtained.
Question No. 4:
During the course of his cross examination, your client had testified
to events and circumstances which you personally know to be untrue.
If his testimony was given credence and accepted as fact by the
court, you are sure to win your clients case.
Answer:
a) A lawyer shall not do any falsehood, nor consent to the doing of
any in court; nor shall he mislead or allow the court to be misled by
any artifice (Rule 10.01, Canon 10, and Code of Professional
Responsibility). A lawyer shall not knowingly assist a witness to
misrepresent himself or to impersonate other ( Rule 12.06 canon 12
Code of Professional Responsibility)
b) A lawyer who has received information that his client has, in the
course of representation, perpetuated a fraud upon a person or
tribunal, shall promptly call upon his client to rectify the same, and
failing to follow will allow to terminate the
Question No. 5:
The client with whom you have a retainer agreement had not been
paying you contrary to your stipulations on legal fees as you continue
to appear at hearings in his case. A judgment was finally rendered in
your clients favor awarding him the real property in litigation as well
as a substantial amount in damages.
As a counsel who had not been paid what steps can you take to
protect your interest?
Answer:
Question No. 6:
A verified complaint for disbarment was filed against Atty. Cruz who
was accused of misappropriating funds belonging to the complainant.
The matter was referred to the IBP which forthwith conducted an
investigation through its local chapter. During the pendency of the
investigation, the complainant filed an Affidavit of Desistance
claiming that Atty. Cruz has already reimbursed him for the funds
which he had accused him of unlawfully spending for his own use.
Atty. Cruz moved for the dismissal of the complaint. As the hearing
officer, how will you react to the motion of Atty. Cruz?
Answer:
As, a hearing officer, I will deny the motion of Atty. Cruz and
continue the hearing.
Question No. 7:
JG, a known vagrant was defended by Atty. Go in his trial for robbery
with homicide.
Answer:
Alternative Answer:
Question No. 8:
Answer:
Question No. 9:
The law firm of Sale, Santiago and Aldeguer has an existing and
current retainership agreement with XYZ corporation and ABC
company, both of which were pharmaceutical firms, XYZ corporation
discovered that a number of its patented drugs had been duplicated
and sold in the market under ABC company’s brand names, XYZ
corporation turned to the law firm and asked it to bring suit against
ABC company for patent infringement on several counts.
What are the ethical considerations in this case and how are you
going to resolve them?
Answer:
Answer:
Mindful that the law is a profession and not a trade or business; what
are the factors must you, as a lawyer consider in charging reasonable
compensation for your services?
Answer:
In a civil case, the defendant discovered that the counsel for plaintiff
was used to be a member of the Judicial and Bar Council during
whose time the Judge presiding over the case was appointed and
confirmed by him. He filed a motion to inhibit the Judge on the
ground that latter’s ability to act independently and
If you were the Judge, how will your rule the motion?
Answer:
I will deny the Motion for Inhibition because every Judge is sworn to
upheld the decision of cases in accordance with the law. The fact that
the judge was recommended by the JBC which has seven members
and deliberated even confidentially does not make the judge even
morally indebted to the JBC member who may not even vote for him.
Alternative Answer:
The fact that the counsel of one of the parties was a member of the
Judicial and Bar Council during the time that the Judge was
appointed would not by in itself constitute sufficient ground to inhibit
himself. However there is a probability that the losing party on the
back of his mind that the judge had unmeritoriously tilted the scales
of justice against him; It maybe more prudent that the Judge inhibit
himself.
After a study of the records of the case and deciding that the plaintiff
was entitled to a favorable judgment, Judge Reyes requested Atty.
Sta. Ana for the plaintiff, to prepare a draft decision. Judge Reyes
then reviewed the draft decision prepared by Atty. Sta. Ana and
adopted its decision for the plaintiff. Judge Reyes saw nothing
Answer:
While Atty. Lancia was on his way to the office in Makati, he chanced
upon a vehicular accident involving a wayward bus and a small Kia
whose driver, a Mr. Malas, suffered serious physical injuries. Coming
to the succor of the injured Mr. Malas; Atty. Lancia drove him to the
nearest hospital. On the wqay to the Hospital Mr. Malas found out
that Atty. Lancia was a practicing lawyer In gratitude of his help , Mr
Malas retained Atty. Lancia to file a suit against the bus company and
its driver.
Answer:
I will not accept the case if I were Atty. Lancia because it is difficult
to dismiss the suspicion that Atty. Lancia had assisted Mr. Alas for
the purpose of soliciting legal business. It is not clear from the facts
how Mr. Alas learned Atty. Lancia was a practicing lawyer. This could
have been only if Atty. Lancia introduced himself as a lawyer.
Moreover Atty. Lancia can be utilized as a witness to the case.
Question No. 1:
Answer:
. 2) “The significance of the oath is that it not only impress upon the
attorney his responsibilities but it also stamps him as an officer
of the court with rights, powers and oath of a lawyer is a
condensed code of legal ethics. It is a source of his obligation
and its violation is a ground for his suspension, disbarment or
th
other disciplinary action.” (Agpalo, Legal Ethics, 5 . Edition,
p.59)
Question No. 2
Answer:
Alternative Answer:
2) The exceptions to the rule that the only those who are members
of the bar can appear in court are the following:
Alternative Answer:
A lawyer may also accept a losing civil case provided that in so doing,
he must not engaged in dilatory tactics and must advise his client
about the prospects and the advantage of settling a compromise in a
case.
Question No. 3
lawyer? Explain.
Answer:
c) On the other hand, a notary public need not be a lawyer, Sec. 233
of the Revised Administrative Code provides that persons who have
completed and passed the study of law in a reputable school or
university, or who have passed the examinations for office of justice
of the peace or clerk or deputy clerk of court for a period of not less
than two years, may also be appointed notaries public. In
municipalities and municipal districts where there are no lawyers or
persons having the qualifications above specified, or having them,
refused to hols such office, the judges may appoint other persons
temporarily to exercise the office of notary public who have the
qualifications of fitness and morality.
Question No. 4
Answer:
Question No. 5
Answer:
Question No. 6
1) May a law firm use the name of a deceased partner? Qualify.
2) Y
hires the services of Atty. Z in a case where Y is accused of rape.
Atty. Z,
firmly believes that Y is guilty of the crime of rape.
If you were Atty.
Z, would you still accept the case? Explain.
Answer:
Question No. 7
Answer:
1)
party to the case. There is, therefore, no ground to fear the loss of
the judge’s impartiality in this case if his son is appointed amicus
curiae.
Alternative Answer:
Question No. 8
Answer:
“The argument that he had not yet been convicted and should be
presumed innocent is beside the point, and so is the contention that
the crimes of homicide and attempted homicide do not involve moral
turpitude. The important consideration is that he had a duty to
inform appointing authority and this Court of the pending criminal
charges against him to enable them to determine on the basis of his
record, eligibility for the position he was seeking. He did not
discharge that duty. His record did not contain the important
information in question because he deliberately withheld and thus
effectively hid it. His lack of candor is as obvious as his reason for
suppression of such vial fact, which he knew would have been taken
into account against him if it had been disclosed.
Question No. 9
Answer:
. 1) a) No, F may not be compelled to pay attorney’s fees. A counsel
de officio is a lawyer appointed to render professional services
in favour of an indigent to render professional services in
favour of an indigent client. In the absence of a law allowing
compensation, he cannot charge the indigent litigant for his
professional services. One of the obligation which the lawyer
assumed when he took his oath as a lawyer is to render free
legal services when required b the law to do so. The Rules of
Court provides a token compensation for an attorney de officio
to be paid by the state.
He may do so, but if he can afford to
employ a counsel de parte, then he is no longer indigent and
will not need a counsel de officio. The latter can withdraw as
his counsel if he chooses to.
Question No. 10
good friend of the owner of the realty firm, purchased two lots in the
property at a substantial discount.
. a) Did Judge P violate any provision of the Civil Code with respect
to the
purchase of a litigated property?
Answer:
XXXXXXXXXX
b) However, in the same case, the Supreme Court held that while the
respondent judge may not have violated Art. 1941 of the Civil Code,
still, it was improper for him to have acquired the property
concerned. He has violated Canon 3 of the Canons of Judicial Ethics
which requires that judge’s official conduct should be free from the
appearance of improperly, and his personal behaviour, not only upon
the bench and in the performance of judicial duties, but also in his
everyday life, should be beyond reproach. It was unwise and
indiscreet of him to have acquired the subject property, because it
gives cause for doubt or mistrust in the uprightness of the
administration of justice.
Question No. 1
Answer:
Yes. “By his concealment of his previous dismissal from the public
serice, which the Judicial and Bar Council would have taken into
consideration in acting on his application for appointment as a judge,
he (the judge) committed an act of dishonesty that rendered him
unfit to be appointed, and to remain, in the Judiciary he has
tarnished with his falsehood.” (Re: Inquiry on the Appointment of
Judge Enrique A. Cube, 227 SCRA 193: Jose Estacion, 181 SCRA 33,
Estanislao Belan, August 6, 1998).
Question No. 2
Answer:
. 2) Penalty for direct contempt of court on the party and his lawyer.
Question No. 3
Answer:
Question No. 4
Nene approached Atty. Nilo and asked him if it was alright to buy a
piece of land which Maneng was selling. What was shown by Maneng
to Nene was an Original Certificate of title with many annotations and
old patches, to which Nene expressed suspicion. However, Atty. Nilo,
desirous of pushing through with the transaction because of the high
notarial fee promised to him, told Nene that the title was alright and
that the title was alright and that she should not worry since he is an
attorney and that he knew Maneng well. He notarized the Deed of
Sale and Nene paid Maneng P108,000.00. It turned out that Maneng
had previously sold the same property to another person.
For the injustice done to Nene, may Atty. Nilo be disciplined? (5%).
Answer:
Nadayag v. Grageda, 237 SCRA 202, which involves similar facts, the
Supreme Court held that lawyer “should have been conscientious in
seeing to it that justice permeated every aspect of a transaction for
which his services had been engaged, in conformity with the avowed
duties of a worthy member of the Bar.”
Question No. 5
Answer:
No. A lawyer in making known his legal services should not use any
false, fraudulent, misleading, deceptive, undignified or self-laudatory
statements regarding Professional Responsibility, In re Tagorda, 53
Phil. 37). The claim that he can secure annulment of marriage
promptly is false and misleading and his claim that he is an expert in
legal separation is self-laudatory. The advertisement constitutes
improper solicitation and violates the sanctity of the institution of
marriage which the States should protect (Ulep v. Legal Clinic, Inc.
221 SCRA 378).
Question No. 6
State the rule on (a) the right of the client to dismiss his lawyer and
(b) the prerogative of a lawyer to withdraw as counsel. (5%).
Answer:
. (a) A client has the right to dismiss his lawyer at any time, with or
without just cause. The existence or non-existence of just
cause. The existence or non- existence of just cause is material
only for determining the right of the lawyer to compensation for
the services rendered. The client’s right to terminate the
lawyer’s services springs from the strictly personal and highly
confidential nature of the client loses confidence in his lawyer,
he has the right to dismiss him.
. (b) On the other hand, the lawyer does not have an unqualified
right to withdraw as counsel. As an officer of the court, he may
not withdraw or to be permitted to withdraw as counsel if such
withdrawal will work injustice to a
Question No. 7
. 1) What are the moral and legal obligations to the mayor, and to
the authorities? (3%)
. 2) Should the killing push through and are you certain that the
mayor is one responsible, are you under obligation to disclose
to the authorities what was confided to you? Is this not a
privilege communication between client and attorney? (2%).
Answer:
Question No. 8
Answer:
Question No. 9
Atty. Asilo, a lawyer and a notary public, notarized a document
already prepared by spouses Roger and Luisa when they approached
him. It stated in the document that Roger and and Luisa formally
agreed to live separately from each other and either one can have a
live-in partner with full consent of the other.
Answer:
Atty. Asilo maybe held administratively liable for violating Rule 1.02
of Code of Professional responsibility. A lawyer shall not counsel of
abet activities aimed at defiance of the law or at lessening confidence
in the legal system. An agreement between two spouses to live
separately from each other and either one could have a live-in
partner with full consent of the other, is contrary to law and morals.
The ratification by a notary public who is a layer of such illegal or
immoral contract or document constitutes malpractice or gross
misconduct in office. He should at least refrain from its consumption.
(In re Santiago, 70 Phil.661; Panganiban v. Borromeo, 58 Phil. 38
Phil. 367, In re Bucana, 72 SCra 14).
Question No. 10
Answer:
Question No. 11
For his failure to appear for trial despite notice Atty. Umali was
summarily pronounced guilty of direct contempt and was fined
P10,000.00 by judge.
Answer:
The judge is not correct. A lawyer who fails to appear for trials is only
liable for indirect contempt, which cannot be punished summarily.
(People v. Torio, 118 SCRA 14; Atty. Himiniano D. Silva v. Judge
German G. Lee, 169 SCRA 512).
Question No. 12
Ben filed proceedings for disbarment against his lawyer, Atty. Co,
following the latter’s conviction for estafa for misappropriating funds
belonging to his client (Ben). While the proceedings for disbarment
was pending, the President granted absolute pardon in favour of
Atty. Co, then moved for the dismissal of the disbarment case.
Answer:
Question No. 13
Question No. 14
Judge Silva upon seeing a reckless tricycle driver almost hitting a boy
by the side of the road gave chase and stopped the tricycle. Judge
Silva then confiscated the driver’s license and told him to get it from
his office. Was the conduct of Judge Salva proper?” (5%).
Answer:
The facts are akin to those in Paguirigan v. Clavano (61 SCRA 411
(1074), where the Supreme Court held: