Cross Examination
Cross Examination
Cross Examination
1 Lubet, S., & Lore, J. C. (2015). Modern Trial Advocacy: 2Fontham, M. R. (2009). Trial technique and evidence
Analysis and Practice. (5th Edition) National Institute for (3rd Edition). LexisNexis.
Trial Advocacy.
3 Lubet, S., supra
The information must be generally 3. Judges in practice impose a
relevant under governing rules. Further, materiality requirement for how
the information must not be excluded by significant impeachment be.
other relevancy rules or the privilege rule.
4. Impeachment can be called
Whenever the witness is asked to repeat
collateral matters because the
in court a statement previously made out
collateral/non-collateral distinction
of court, the testimony must survive the
has nothing to do with cross-
scrutiny of the hearsay rules. It must either
examination.
be non-hearsay, or be hearsay that falls
within a recognized hearsay exception. IMPEACHMENT METHODS
Cross-examination may use leading There are seven categories of
questions. Although the cross-examiner impeachment.
may use leading questions, this does not
mean that anything goes. Under the
ethics rules, a lawyer may not allude to Can be raised Can’t be raised
any matter that will not be supported by during cross- during cross-
admissible evidence. examination of lay examination of
Trial lawyers can’t also intimidate a witness lay witness
witness by shouting, gesturing, or using 1. Bias, Interest, 6. Bad
other means to unfairly badger a witness. and Motive character
Lastly, cross-examination must be within for
the scope of the direct examination. 2. Prior
truthfulness
inconsistent
IMPEACHMENT statements 7. Treatises
Evidence law in the impeachment area 3. Contradictory
focuses on two topics: impeachment facts
procedures and impeachment
methods. 4. Prior
Convictions
IMPEACHMENT PROCEDURES
5. Prior bad acts
Impeachment, which is bringing out
matters that attack the witness’s
credibility otherwise proper
impeachment is never objectionable as
being beyond the scope of the direct. BIAS, INTEREST, AND MOTIVE
Under the rules, any party can impeach
Bias exists when a witness, through some
any witness, even if the party called the
relationship to the parties or attitude
witness.
about the matter in dispute, has a frame
Rules are largely silent on the procedural of mind that might color her testimony.
requirement for impeachment, but most
Interest exists when a witness’s
judges generally follow the established
relationship to a party or the lawsuit is
common law requirements;
such that he stands to gain or lose,
1. The cross-examiner must have a usually financially, from a particular
good faith basis. That is, he must have outcome to the case.
a reasonable factual basis to believe
Motive exists when a witness has a
that impeaching matter exists.
particular reason, usually because of a
2. Impeaching matters generally should history with one of the parties, to color
be raised during the cross- her testimony a particular way.
examination of that witness.
These three are always considered as 4. Prior felony convictions (except Core
non-collateral(important). #1) of the accused in a criminal case
are not admissible unless the judge
PRIOR INCONSISTENT STATEMENTS
determines that the probative value
Most commonly used impeachment of the conviction outweighs its
method. This can be by commission or prejudicial effect to the accused.
omission.
PRIOR BAD ACTS
Example:
Under the governing rules, prior bad acts
to impeach if the acts are “probative of
truthfulness or untruthfulness. However, if
When a witness says one thing on the stand, the witness does not admit the prior bad
but has said different at an earlier time, this act, the rule expressly states that such
adversely affects his credibility. acts evidence may not be proved with
However, this, as far as collateral/non- extrinsic evidence.
collateral distinction is involved, is taken on PROVING UP UNADMITTED IMPORTANT
a case-by-case basis. Prior Inconsistent IMPEACHMENT
Statements made under oath at trial,
hearing, or other proceeding are also What happens if a witness is asked about
admissible for their truth where those that an impeaching matter but does not
aren’t made under oath at trial, hearing or admit it?
other proceeding are admitted only for their
Today, judges focus less on the technical
limited purpose of impeachment, but are
collateral/non-collateral distinction and
not admissible for truth.
more on the importance of the
CONTRADICTORY FACTS unadmitted impeachment in
determining whether it must be proven
Impeachment by contradiction occurs up. The real issue is judicial efficiency.
when a witness is asked to admit a fact
that is inconsistent with what the witness ORGANIZING PRINCIPLES ON CROSS
has just testified about.
Can be based on the four principles of
PRIOR CONVICTION primacy, recency, apposition, repetition,
and duration.
Whenever, a witness testifies, the
witness’s credibility can be attacked by Three Concepts of Organizing Principles
showing that he has previously been on Cross
convicted of certain crimes.
1. Be in control of the testimony and
witness.
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Mauet
evasive, unexpected, or false and will assume that the event on which the
answers. trial is based happened the same way. You
Across from every important can use this to your advantage during the
subtopic and crucial detail, make examination. A common situation in which
a note that records the source for this technique is useful is when a witness to
the point that you intend to make. an event wasn’t expecting the event, and
wasn’t paying particular attention to it.
At a minimum, you must reference
Q: The block where the collision happened,
every point that you consider
you walk on that block to and from work
essential to your case, as well as
every day, right?
those that you expect to be
A: Yes.
controverted by or challenging to
Q: And you didn’t expect a collision
the witness.
between the two cars to happen that day,
Example: You know about the
did you
defendant’s meeting plans
A: No.
because he testified to them at his
deposition. Make a note of the
WHAT THE WITNESS SHOULD ADMIT
page and line in his deposition
When the witnesses, have been interviewed,
where he testified that he had an
there is usually a paper record containing
8:30 a.m. meeting with an
their prior statements. Asking them to admit
important client.
in court facts that they have already stated
Reference sources can be letters, reports,
in that is fertile source of additional
memoranda, notes, and even photographs.
favorable facts.
The best sources, of course, are the witness’
own prior words5. Example:
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Lubet
Q: The glasses are particularly important Example:
when it’s dark out, isn’t that true? Q: You claim the sex with Ms. Williams was
A: Yes. with her consent right?
Q: And this collision happened at 9:00 in the A: Yes.
evening? Q: But you heard the next day the police
A: Yes. were looking for you, isn’t that true?
A: I heard they wanted to talk to me.
ATTACKS ON THE WITNESS’S MEMORY Q: And you didn’t go home for three days,
If there are reasons why witness’s memories did you?
are questionable, it should be brought out. A: No.
Characterized by taking any good What is clear to the judge will also be clear
overall factual point, breaking it into to the witness.
as many subpoints, or facts, as
You may therefore decide simply to
possible, and gain assent to each
abandon apposition and instead to
little point
“scatter” the information.
Each accurate, specific question
D. Use Sequenced Questions for
makes it difficult for the witness to
Commitment
equivocate and thus usually
produces concessions Using sequenced questions in combination
with incremental questions may
May start with more precise versions
occasionally allow you to compel an
of fact then proceeding to more
unwilling witness to make important
conclusory questions
concessions.
You may use sequencing (or apposition) to The classic approach to cross-examination
clarify your story or enhance in its impact on calls for the lawyer to elicit all of the facts
the trier of facts. You may be able to control that led to the ultimate conclusion, and then
the witness, however, by sequencing your stop. The final proposition is saved for final
argument. By saving the ultimate point for Because your leading question is based on
final argument, you ensure that the witness verifiable facts, the great likelihood is that
will not be able to change or add to the the witness will agree with you.
testimony.
There are two legitimate reasons to suspend
The safest route is generally to be satisfied temporarily the use of leading questions:
with establishing a chain of incremental
1. You will occasionally need to
facts and to reserve the capstone for
learn a bit of information from a
arguments.
witness to continue a cross-
G. Listen to the witness and Insist on an examination. You must truly be
Answer certain that you need to ask an
informational question and that
Make sure that you have gotten the correct
you have prepared alternate
answers. In any event, you must always
examination to meet whichever
recall that it is the witness’ answer that
answer you are given.
constitutes evidence, not your question, and
you must listen carefully to ensure that the 2. You may believe that an answer
evidence is what you expected. will have more impact if it comes
in the witness’ words instead of
yours.
Questions That Lose Control
This technique is most likely to work when the
The pitfalls of cross-examination are well information you are after is well-
known: refusals to answer, unexpected documented, factual, and short.
answers, argumentative witnesses, evasive
B. “Why” or Explanation Questions
and slippery witnesses. In short, these are
failure to control the testimony. If you already know the explanation, then
use leading questions to tell it to the witness.
Control of testimony on cross-examination
means ensuring that: Do not ask a witness to explain.
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E. “Gap” Questions This is important to be identified before the
trial to create consistency between the
Gap questions constitute an especially
version as to the point of view of the lawyer
enticing subset of explanation questions.
and the questions to throw during cross-
Allow the omission to remain unexplained examination.
and then to point it out during final
Themes
argument.
A poetic device to summarize the essence
Remember that it is your opponent’s burden
of the theory that the trial lawyer is trying to
to prove their case. Everything that they
convey.
leave out of their case works in your favor.
Do not cross-examine on omissions in Closing Arguments
testimony. Do cross-examine on the
Conclusions drawn out from the theory
absence of facts.
should be stated in the closing statement to
F. “You Testified” Questions emphasize the concept of recency.
Another common method of surrendering Facts that support the Closing Arguments
control to a witness is by asking questions
Admitted facts by the witness that support
that seem to challenge the witness to recall
the theory of the case shall be part of the
the content of her earlier direct testimony.
closing argument to support the conclusion
The problem with “you testified” question is of the theory.
that they invite the witness to quibble over
Questioning Style
the precise wording used on direct
examination. The closer you can stay to A trial lawyer should practice asking short,
“real life,” the less likely you are to lose simple, leading questions that bring out one
control of the witness. helpful fact one at a time.
G. Characterizations and Conclusions
The characterization could then be saved PREPARING YOUR WITNESS FOR CROSS-
for final argument. Recognizing the EXAMINATION
impossibility of stating an absolute rule, the
wisest course is to examine your questions for It's not enough to prepare your witness for
their potential to be taken as direct examination; you must also prepare
characterizations. them for cross-examination.
Sufficient Time
Theory
How a witness acts during a direct Witness Answers a Question Different from
examination should also be how he/she the One you Pose
should act during a cross-examination.
You may use the same methods as in
I'm here to tell you what I know, regardless of dealing with a witness who explains to
who's asking the questions. introduce counter-points
1. Understand the question. If you You may turn the request to define a
don't, say so. Don't guess. term around and ask the witness how
2. If you know the answer, give it. If they would define a term
you don't know, say so. Don't
You must understand the meaning of
guess.
the technical terms used in the
3. Answer only what the questions
question and be ready to offer a
call for. Don't volunteer additional
definition that furthers your point
information.
4. Answer questions only with what Be sure to request the agreement to
you personally saw, heard, or did. keep control of the interrogation
PRACTICE If the witness asks for more
information, rephrase with a more
This means practicing the actual questions
specific inquiry
that the cross-examiner is likely to ask, and
hearing the actual answers your client Witness Baits or Insults You
should give.
Maintain composure
You may ask the witness for help in It is better to discredit the testimony
answering the questions before and secure factual concessions
explaining rather than attacking the witness as a
person
Lastly, ask the court to instruct the
witness to answer the questions and Use the witness to prove your points
strike unresponsive answers
Consider the following pointers in
conducting the examination