Unit-V Sampling PDF
Unit-V Sampling PDF
UNIT–V
SAMPLING
Reference Books
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UNIT-V Syllabus
Sampling : Sampling theorem –
Graphical and analytical proof for
Band limited signals, Impulse
(Ideal) sampling, Natural
(Chopped) Sampling and Flat top
(S&H) Sampling, Reconstruction of
signals from its samples, effect of
under sampling – Aliasing,
Introduction to Band Pass
sampling.
Contents
Sampling :
Sampling theorem
Graphical and analytical proof for
Band limited signals
Impulse (Ideal) sampling
Natural (Chopped) Sampling and
Flat top (S&H) Sampling
Reconstruction of signals from its
samples
Effect of under sampling – Aliasing
Introduction to Band Pass sampling.
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INTRODUCTION
Earlier we had defined a continuous –
time signal as one which is defined for
all values of time and
A discrete-time signal as one which is
defined only over a discrete set of
points in time.
Most of the signals that we encounter in
practice are continuous –time(analog)
signals.
INTRODUCTION
Analog signal processing,
representation, transmission and
recovery fall under the category of
analog communications which have
certain drawbacks.
In digital communications, which is
more advantages, it is required to
transform an analog signal into a
discrete-time signal.
The process of converting a continuous-
time signal into a discrete-time signal is
called Sampling. 1-May-17 Prof K.Venkat Reddy 6
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INTRODUCTION
After sampling, the signal is defined at
discrete instants of time and the time
interval between two successive
sampling instants is called sampling
period or sampling interval.
In the process of sampling, one of the
important factors that we have to
consider is—the sampling rate must be
kept sufficiently high so that the original
signal can be reconstructed from its
samples.
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SAMPLING
The sampling operation can be
represented by a fictitious switch shown
in Fig.8.1. the switch is closed for a very
short interval of time τ (ideally τ=0),
once every T sec during which the signal
is available at the output.
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SAMPLING
Therefore, if the input is x(t), then the
output xs(t) is x(nT), n=0,+1,+2,… and
x(nT) is called the sampling sequence of
x(t), where T is called the sampling
period or sampling interval. It is the
time interval between successive
samples and the sampling frequency is
given by fs=(1/T) Hz.
Although a mechanical switch is shown
in Fig.8.1, in actual practice, an
electronic switch may be used.
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SAMPLING THEOREM
The sampling theorem is one of the most
useful theorems since it applies to digital
communication systems.
The sampling theorem states that a
band limited signal x(t) with X(ω)=0 for
|ω|> ωm [i.e. X(f)=0 for f>fm] can be
represented into & uniquely determined
from its samples x[nT], if the sampling
frequency fs>2fm. Where fm is the
highest freqy component present in it.
That is, for signal recovery, the sampling
frequency must be atleast twice the highest
frequency present in the signal.
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SAMPLING THEOREM
The theorem is known as uniform
sampling theorem since it pertains to
the specifications of a given signal by its
samples at uniform intervals of 1/2fm
sec.
It is also called low pass sampling
theorem because it applies to low pass
signals, i.e. signals for which X(f)=0 for
all frequencies such that |f|>fm, where
fm is some finite frequency.
SAMPLING THEOREM
Proof: The sampling operation can be
represented as shown in Fig.8.2. x(t) is
a continuous-time band limited signal to
be sampled which has no spectral
components above fm Hz.
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SAMPLING THEOREM
Proof: That means X(ω), the F.T of x(t)
is 0 for ω>ωm. δT(t) is an impulse train
which samples at a rate of fs Hz and
xs(t) is sampled signal. T is the
sampling period and fs=(1/T) is the
sampling frequency.
xs(t) is the product of signal x(t) and
impulse train δT(t). It is a sequence of
impulses located at regular intervals of
T sec and having strength equal to the
values of x(t) at the corresponding
instants.
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SAMPLING THEOREM
Proof:
xs (t ) x(t ) T (t ) Where T (t ) (t nT )
n
The exponential form of Fourier series
of δT(t) is
jn t
T (t ) (t nT ) C
n n
n e s
Where Cn
1 T2
T
(t )e jnst
1
T 2 T
1 1 jnst
T (t ) (t nT ) T e
n n
jns t
e
T n
1
xs (t ) x(t ) T (t ) x(t )e jnst
T n
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SAMPLING THEOREM
Proof: Taking F.T on both sides, we
have
1 1
F .T {xs (t )} F .T x(t )e jnst F .T x(t )e jnst
T n T n
1 1 2
.i.e. X s ( )
T n
X ( n s ) X
T n T
n
or X s ( f ) fs X ( f nf )
n
s
SAMPLING THEOREM
Proof: Thus, the F.T of the sampled
signal is given by an infinite sum of
shifted replicas of the F.T of the Original
Signal.
The signal x(t) is band limited to fm. The
term X[ω-(2π/T)n] is the shifting of X(ω)
from ω=0 to (2π/T)n. Hence Xs(ω) is the
sum of shifted replicas of (1/T)X(ω)
centering at (2π/T)n, n=0, +1, +2, ….
Fig 8.3 shows the plot of X(ω) and Xs(ω)
for various values of π/T.
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SAMPLING
THEOREM
SAMPLING THEOREM
Proof: It shows that [Fig.8.3.b & c] if
(π/T)>ωm, the replicas will not overlap
and as a result, the frequency spectrum
of TXs(ω) in the frequency range [-(π/T),
π/T] is identical to X(ω). X(ω) can be
recovered from Xs(ω) by passing it
through a low pass filter which has
sharp cutoff at ω= π/T. If (π/T)< ωm
(Fig.8.3d), the successive frequency
spectra will overlap and the original
signal cannot be recovered from the
sampled signal.
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SAMPLING THEOREM
Proof: Therefore, we can say that for
signal recovery,
s m m , .i.e. s 2m
Or f s f m f m , .i.e. fs 2 fm
Or m , .i.e. f s 2f m
T
Or 1
1
, i.e. T
1
fs 2 fm 2 fm
SAMPLING THEOREM
Proof: So we can conclude that if the
sampling interval T is small[<(1/2fm)],
X(ω) can be recovered from Xs(ω), but if
T becomes larger than 1/2fm, then there
is an overlap between successive cycles
& X(ω) cannot be recovered from Xs(ω).
This proves the sampling theorem.
From the previous discussion, we can
observe that when the spectra overlap,
it is impossible to retrieve x(t) from
xs(t).
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SAMPLING THEOREM
Proof: Thus, we find that in general,
there are two basic conditions to be
satisfied if x(t) is to be recovered from
its samples.
1. Signal x(t) should be band limited to
some frequency ωm.
2. The sampling frequency ωs should be
at least twice the band limiting
frequency ωm.[.i.e. ωs>2ωm].
SAMPLING THEOREM
From Fig.8.3, we can observe that
1. Xs(ω) is a repetitive version of X(ω)
with X(ω) repeating itself at regular
intervals of ωs, the sampling frequency.
2. When ωs>2ωm [Fig.8.3b], the spectral
replicates have large separation
between them, known as guard band,
which makes the process of filtering
much easier and effective. Even a non-
ideal filter which does not have a sharp
cutoff can also be used.
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SAMPLING THEOREM
3. When ωs=2ωm [Fig.8.3c], there is no
separation between replicates, so no
guard band exists and X(ω) can be
obtained from Xs(ω) by using only an
ideal low pass filter with sharp cutoff.
4. When ωs<2ωm [Fig.8.3d], the low
frequency components in Xs(ω) overlap
on the high frequency components of
X(ω), there is distortion and X(ω)
cannot be recovered from Xs(ω) by
using any filter. This type of distortion
is called aliasing.
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SAMPLING THEOREM
Aliasing can be avoided if fs>2fm or
T<(1/2fm).
Since it is impossible to build filters
having an infinite sharpness of cutoff, a
guard band between fm and fs-fm is
preferred.
The impulse train at the sampler is
processed through an ideal LPF with gain
T and cutoff frequency greater than ωm
and less than ωs-ωm. The resulting
output signal will exactly equal x(t).
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SAMPLING THEOREM
NYQUIST RATE OF SAMPLING
Nyquist rate of sampling is the
theoretical minimum sampling rate at
which a signal can be sampled and still
be reconstructed from its samples
without any distortion.
It is the ―theoretical minimum‖ because
when the Nyquist rate of sampling is
used, only an ideal LPF can be used to
extract X(ω) from Xs(ω), .i.e to recover
x(t) from xs(t). It is always equal to 2fm
where fm is the maximum frequency
component present in the signal.
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SAMPLING THEOREM
NYQUIST RATE OF SAMPLING
A signal sampled at greater than Nyquist
rate is said to be over sampled and a
signal sampled at less than its Nyquist
rate is said to be under sampled.
Nyquist interval is the time interval
between any two adjacent samples when
sampling rate is Nyquist rate.
Nyquist rate fN = 2fm Hz
Nyquist interval=1/fN=1/2fm sec
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SAMPLING THEOREM
EFFECTS OF UNDER SAMPLING-ALIASING
When ωs<2ωm i.e. when the signal is
under sampled, X(ω), the spectrum of
x(t) is no longer replicated in Xs(ω), and
thus is no longer recoverable by low pass
filtering. This effect in which the
individual terms in equation
1
X s ( ) X ( ns )
T n
SAMPLING THEOREM
EFFECTS OF UNDER SAMPLING-ALIASING
In fact, aliasing is defined as the
phenomenon in which a high frequency
component in the frequency spectrum of
signal takes identity of a lower frequency
component in the spectrum of the
sampled signal.
Aliasing can occur if either of the
following conditions exists:
1. The signal is not band-limited to a finite
range.
2. The sampling rate is too low.
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SAMPLING THEOREM
EFFECTS OF UNDER SAMPLING-ALIASING
Theoretically if the signal is not band-
limited, there is no way of avoiding the
aliasing problem with the basic sampling
scheme employed. However, the spectra
of most real life signals are such that
they may assumed to be band-limited.
Further, a common practice employed in
many sampled data systems is to filter
the continues-time signals before
sampling to ensure that it does meet the
band-limited criterion closely enough for
all practical purposes.
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SAMPLING THEOREM
EFFECTS OF UNDER SAMPLING-ALIASING
To avoid aliasing, it should be ensured
that:
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SAMPLING THEOREM
ANTI-ALIASING FILTER
SAMPLING THEOREM
ANTI-ALIASING FILTER
When a signal is sampled, with sampling
frequency fs, all signals with frequency
range higher than ωs/2 appear as signal
frequencies between 0 and ωs/2 creating
aliasing.
Therefore, to avoid aliasing errors
caused by the undesired high frequency
signals, it is necessary to first band-limit
x(t) to some appropriate frequency fm
using an LPF such that most part of the
energy is retained.
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SAMPLING THEOREM
ANTI-ALIASING FILTER
SAMPLING TECHNIQUES
Sampling of a signal is done in several
ways. Basically there are three types of
sampling techniques:
1. Instantaneous sampling or impulse sampling
2. Natural sampling
3. Flat top sampling
Out of these three methods,
instantaneous or impulse sampling is
also called ideal sampling, where as the
natural sampling and flat top sampling
are called practical sampling methods.
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SAMPLING TECHNIQUES
IDEAL OR IMPULSE SAMPLING
Ideally, sampling should be done
instantaneously so that the kth element
of the sequence obtained by sampling,
represents the value of x(t) at t=kT. The
operation is shown in Fig.8.5a.
Assume that the fictitious sampler closes
almost for zero time once in every T sec.
it is equivalent to transmitting the input
signal to the output for a very very short
time (almost zero time) once every T
sec.
SAMPLING TECHNIQUES
IDEAL OR IMPULSE SAMPLING
The mechanical switch can be replaced
by an electronic switch which is basically
a Pulse Amplitude Modulator as shown in
Fig.8.5b.
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SAMPLING TECHNIQUES
IDEAL OR IMPULSE SAMPLING
Now, the operation is equivalent to
multiplying the input signal x(t) by an
impulse train δT(t) as shown in Fig.8.5c.
So the output of the sampler is a train of
impulses of height equal to the
instantaneous value of the input signal at
the sampling instant.
The impulse train, also called the
sampling function is represented as:
T (t ) (t nT )
n
SAMPLING TECHNIQUES
IDEAL OR IMPULSE SAMPLING
The sampled signal is given by
xs (t ) x(t ) T (t ) x(t ) (t nT ) x(nT ) (t nT )
n n
1
X s ( ) X ( ns )
T n
or X s ( f ) fs X ( f nf )
n
s
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SAMPLING TECHNIQUES
IDEAL OR IMPULSE SAMPLING
It shows that the spectrum Xs(ω) is an
infinite sum of shifted replicas of X(ω)
spaced nωs apart, where n=+1,+2, etc.
and scaled by a factor 1/T.
However, it may be noted that ideal or
instantaneous sampling is possible only
in theory because it is impossible to have
a pulse with pulse width approaching
zero.
Practically, the flat top sampling or
natural sampling is used.
1-May-17 Prof K.Venkat Reddy 39
SAMPLING TECHNIQUES
NATURAL (CHOPPED) SAMPLING
Natural sampling, also called sampling,
using a sequence of pulses is the most
practical way of accomplishing sampling
of a band-limited signal.
This is achieved by multiplying the signal
x(t) with a pulse train pT(t) as shown in
Fig.8.6.
Each pulse of pT(t) is of short duration τ
and occurs at a sampling period of T sec.
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SAMPLING TECHNIQUES
NATURAL (CHOPPED) SAMPLING
The output of the sampler is same as the
input during that short duration τ. Hence
it is termed as natural sampling.
SAMPLING TECHNIQUES
NATURAL (CHOPPED) SAMPLING
Fig.8.7
explains
the
process
of natural
sampling.
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SAMPLING TECHNIQUES
NATURAL (CHOPPED) SAMPLING
Fig.8.7a: The signal x(t) to be sampled &
Fig.8.7b: Its spectrum X(f).
Fig.8.7c: The pulse train pT(t) &
Fig.8.7d: Its spectrum P(f).
Fig.8.7e: The o/p of the sampler xs(t) &
Fig.8.7f: The o/p spectrum Xs(f).
From Fig.8.7f it is clear that X(f) can be
recovered from Xs(f), i.e. x(t) can be
recovered from xs(t), if fs>2fm by using
an LPF whose gain is constant atleast up
to f=fm and whose cutoff frequency B is
such that fm<B<fs-f1-May-17
m. Prof K.Venkat Reddy 43
SAMPLING TECHNIQUES
NATURAL (CHOPPED) SAMPLING
The output of the sampler is:
xs (t ) x(t ) pT (t )
Where
pT (t ) p(t nT )
n
Where 1 T2
Cn
T 2 T
pT (t ) e j 2nfst dt
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SAMPLING TECHNIQUES
NATURAL (CHOPPED) SAMPLING
Since τ the width of p(t), single pulse in
pT(t) is very much less than T and p(t)=0
for |t|> τ /2, we may write
1 T2 1
Cn
T 2 T
pT (t ) e j 2nfst dt p(t ) e j 2nfst dt
T
Cn f s P(nf s )
pT (t ) f s P(nf )e
n
s
j 2nfs t
SAMPLING TECHNIQUES
NATURAL (CHOPPED) SAMPLING
And
X s ( f ) F .T xs (t ) F .T f s P(nf s ) x(t )e j 2nfst
n
X s ( f ) fs P(nf ) X ( f ) ( f nf )
n
s s
F .T e ( f nf s )
j 2nfs t
Since
Hence X s ( f ) f s P(nf s ) X ( f nf s )
n
If x(t) has a spectrum X(f), as shown in
Fig.8.7b, then Xs(f),the spectrum of the
sampled version of x(t) will appear as
shown in Fig.8.7f.
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SAMPLING TECHNIQUES
FLAT TOP (S&H) SAMPLING
This is the simplest and most popular
sampling method that uses the Sample
and Hold(S/H) circuit with flat top
samples. This is also called practical
sampling.
Here the top of the samples remain
constant which is equal to the
instantaneous value of the base band
signal x(t) at the beginning of sampling.
The duration or width of each sample is τ
and the sampling rate, fs=1/T.
SAMPLING TECHNIQUES
FLAT TOP (S&H) SAMPLING
The schematic of a ‗sample and hold‘
(S/H) circuit is shown in Fig.8.8a and a
typical output waveform from an S/H
circuit is shown in Fig.8.8b.
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SAMPLING TECHNIQUES
FLAT TOP (S&H) SAMPLING
The (S/H) circuit essentially consists of
two switches S1 , S2 and a capacitor C
connected as shown in Fig.8.8a.
With S2 open, S1 closed for a very brief
period at each sampling instant. The
capacitor C then gets charged to a
voltage equal to the value of the input
signal x(t) at the sampling instant and
holds it for a period τ at the end of which
S2 is closed to allow the capacitor to
discharge.
SAMPLING TECHNIQUES
FLAT TOP (S&H) SAMPLING
This sequence of operations is repeated
at the next and all subsequent sampling
instants.
The switches S1 and S2 are generally FET
switches and are operated by giving
appropriate pulses to their gates.
An actual S/H circuit uses one or two op-
amps also.
The voltage across C appears as xs(t)
and is sketched in Fig.8.8b.
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SAMPLING TECHNIQUES
FLAT TOP (S&H) SAMPLING
From the Fig it is obvious that the
sampled version, xs(t) consists of a
sequence of rectangular pulses, the
leading edge of the kth pulse being at
t=kT and the amplitude of the pulse
being the value of x(t) at t=kT, i.e x(kT).
The sampled signal xs(t) is the
convolution of rectangular pulses p(t)
and the ideally sampled version of x(t),
i.e. of xδ(t)
X s ( f ) P( f ) X ( f )
SAMPLING TECHNIQUES
FLAT TOP (S&H) SAMPLING
Assume that x(t) has a spectrum as
shown in Fig.8.9.
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SAMPLING TECHNIQUES
FLAT TOP (S&H) SAMPLING
Since τ <T, these zero values of |P(f)|
which occur at +(1/τ), will be far away
from fs and –fs. Since X s ( f ) P( f ) X ( f ) , its
plot will be as shown in Fig.8.10b.
Observe that the mag of the high freqy
components in Xs(f) are relatively
reduced as compared to the mag of the
low freqy components because of the
multiplication of Xδ(f) by P(f). So we can
only get a distorted version of x(t), but
not exact x(t), by passing xs(t) through
an LPF.
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SAMPLING TECHNIQUES
FLAT TOP (S&H) SAMPLING
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SAMPLING TECHNIQUES
FLAT TOP (S&H) SAMPLING
This distortion, wherein the amp of the
high freqy components are reduced
relative to the amp of the low freqy
components, in the reconstructed signal
x(t) obtained from the flat top sampled
version of the signal is referred to as the
aperture effect.
This aperture effect can be reduced by
using an equalizer with transfer function
He(f) in cascade with the reconstruction
filter. Where 1
He ( f ) ; f fm
P( f )
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RECONSTRUCTION OF SIGNALS
FROM ITS SAMPLES
The process of obtaining the analog
signal x(t) from the sampled signal xs(t)
is called data reconstruction or
interpolation.
We know that
xs (t ) x(t ) T (t ) x(t ) (t nT )
n
Or
xs (t ) x(nT ) (t nT )
n
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RECONSTRUCTION OF SIGNALS
FROM ITS SAMPLES
The reconstruction filter, which is
assumed to be linear and time invariant,
has unit impulse response h(t).
The reconstruction filter output, y(t) is
given by the convolution.
y (t ) x(nT ) ( nT ) h(t ) d
n
RECONSTRUCTION OF SIGNALS
FROM ITS SAMPLES
Or, upon changing the order of
summation and integration,
y (t ) x(nT ) ( nT )h(t )d
n
.i.e.
y (t ) x(nT ) h(t nT )
n
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T , | f | 0.5 f s
H( f )
0, otherwise
As shown in Fig.8.11.
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h(t ) Te j 2ft df
fs
2 fs
e j 2ft
e
2
T jf s t
Which is h(t ) T j 2t
j 2t
e jf st
fs
2
h(t )
1
f s t
e jf st e jf st
2j
sinftf t s
Or h(t ) sin c f s t
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EXAMPLES
Example.1: Determine the Nyquist rate
of the following signals:
a) x(t ) 1 cos 2000t sin 4000t
sin 4000t sin 4000t
2
b) x(t ) c) x(t )
t t
Solution:
a) Given x(t ) 1 cos 2000t sin 4000t
Highest freq in ‗1‘ is 0.
Highest freq in cos2000πt is ωm1=2000π.
Highest freq in sin4000πt is ωm2=4000π.
EXAMPLES
Solution:
So the maximum freq component in x(t) is
ωm=4000π.
Therefore 2πfm=4000π or fm=2000Hz
Therefore Nyquist rate fN=2fm=4000Hz
& Nyquist interval =1/fN=1/4000=0.25ms
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EXAMPLES
Solution: sin 4000t
b) Given x(t )
t
Highest freq in sin4000πt is ωm=4000π.
So the maximum freq component in x(t) is
ωm=4000π.
Therefore
2πfm=4000π or fm=2000Hz
Therefore
Nyquist rate fN=2fm=4000Hz
& Nyquist interval =1/fN=1/4000=0.25ms
EXAMPLES
B)
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EXAMPLES
Solution:
c) Given
x(t )
t t t
sin 4000t
Highest freq in is ωm1=4000π.
t
Highest freq in
sin 4000t sin 4000t 1 cos 8000t
t t t 2
is ωm2=8000π.
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EXAMPLES
Solution:
c) So the maximum freq component in
x(t) is ωm=8000π.
Therefore
2πfm=8000π or fm=4000Hz
Therefore
Nyquist rate fN=2fm=8000Hz
And
Nyquist interval
=1/fN=1/8000=0.125ms
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EXAMPLES
Solution:
c)
EXAMPLES
Example.2: A signal x(t) = 2 cos400πt
+ 6 cos640πt is ideally sampled at
fs=500Hz. If the sampled signal is
passed through an ideal low pass filter
with a cutoff frequency of 400Hz, what
frequency component will appear in the
output? Sketch the output spectrum.
Also find the output signal.
Solution: Given
x(t ) 2 cos 400t 6 cos 640t
i.e. x(t ) 2 cos[2 (200)]t 6 cos[2 (320)t ]
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EXAMPLES
Taking F.T both sides we get
X ( f ) ( f 200) ( f 200) 3 ( f 320) ( f 320)
The spectrum of the given signal is
shown in Fig.8.16.
EXAMPLES
The spectrum of the sampled signal is
X s ( f ) fs X ( f nf )
n
s
as shown in Fig.8.17.
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EXAMPLES
It is a periodic repetition of X(f) at
regular intervals of +500n.
If the sampled signal is passed through
an ideal LPF with a cutoff frequency of
400Hz (shown in Fig.8.18a), the
frequency spectrum of the output signal
will be as shown in Fig.8.18b.
EXAMPLES
So the frequency components that will
appear in the output are:
-320Hz, -300Hz, -200Hz, -180Hz,
180Hz, 200Hz, 300Hz, 320Hz
Y( f )
1
( f 200) ( f 200) ( f 300) ( f 300)
T
1
3 ( f 180) ( f 180) 3 ( f 320) ( f 320)
T
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EXAMPLES
Taking inverse Fourier transform on both
sides, the output signal is:
y (t )
1
2 cos[2 (200)t ] 2 cos[2 (300)t ]
T
1
6 cos[2 (180)t ] 6 cos[2 (320)t ]
T
y(t )
1
2 cos 400t 2 cos 600t 6 cos 360t 6 cos 640t
T
39
5/1/2017
40
5/1/2017
41
5/1/2017
42
5/1/2017
43
5/1/2017
44