Aristotle Metaphysics I Xi Sachs PDF
Aristotle Metaphysics I Xi Sachs PDF
Aristotle Metaphysics I Xi Sachs PDF
Metaphysics
a new translation by
Joe Sachs
Glossary
Part I: Greek Glossary xlvii
Part II: English Glossary xlix
Aristotle's Metaphysics
Book I (Book A): Wisdom 1
Book II (Book a): Inquiry 29
Book III (Book B): Impasses 35
Book IV (Book f): The Study of Being as Being 53
Book V (Book 11): Things Meant in More than One Way 77
Book VI (Book E): Primary and Derivative Kinds of Being 109
Book VII ( Book Z): Thinghood and Form 117
Book VIII (Book H): Form and Being-at-Work 155
Book IX (Book 8): Potency and Being-at-Work 167
Book X (Book I): Wholeness 185
Book XI (Book K): Order 205
Book XII (Book A): The Cause of Being 231
Book XIII (Book M): The Being of Intelligible Things 253
Book XIV (Book N): Intelligible Things as Causes 281
Preliminary Inquiries
Book I All those who have sought wisdom have tried to uncover the
ultimate causes of things. Most have produced materialist accounts,
which necessarily show themselves to be inadequate, but all attempts
to describe a source of motion or a cause for the sake of which things
are as they are have been rudimentary and explain nothing either.
Book VI Being is meant in more than one way, but insofar as it refers
to truth in thinking, or to anything that something is incidentally, its
meaning is derivative from and dependent upon a more primary sense.
xliv A Brief Outline of the Argument
But being in its own right still belongs to things in a number of distinct
ways, with which the study of being as being must begin.
Book VII Among the ways being is meant in its own right, thinghood
is primary, since the other seven ways all signify being some attribute
. of an independent thing. Since the thing underlies its attributes, thing
hood seems to be material, but material underlies form in a different
way. The thinghood of a thing is disclosed not by subtracting its at
tributes, but by looking to the form that determines its wholeness as a
separate being, standing on its own. The form is what it is for the thing
to be, what it keeps on being in order to be at all, and as such belongs
only to living things and to the cosmos as a whole. The articulation
in speech of what it is for something to be defines it only as a uni
versal, incapable of being separate or acting as a cause. As the cause
of thinghood, form must be understood as having being prior to and
independent of perceptible things. Being as being has been narrowed
down to thinghood and then to the being of forms.
Book XII All things depend upon a being that is without material and
always at work. As an act of thinking that never goes out of itself, it is
the motionless cause of the circular motion of the cosmos; as the self
thought content of thinking it comprises the forms of all the beings
that inhabit the cosmos.
Final Caution:
Misguided Approaches to the Source of Being
I. Greek Glossary
0"
a�9TJO"Lt; . . . sense perception (not sensation)
'
atTta .. cause
,
O:Uoi.watc; . . . alteration
. .
dpt9!16c; . . . number
acjlaLpEUL<;; . . . abstraction
yevo<;; . . . genus
'
J.Lopcjl� . . . form
TEAO<;; • • . end
TEXVT] . . . art
TL ecrn . . . See what it is for something to be
TL �v elvat . what it is for something to be (not essence)
. .
XWPLO"TOV . . separate .
looking at a painting or a natural scene; one's eyes may first roam from
part to part, making connections, but one may also take in the sight
whole, drinking it in with the eyes. The intellect similarly becomes
most active when it comes to rest.
end (Tt§Xoc;; telos) The completion toward which anything tends, and
for the sake of which it acts. In deliberate action it has the character
of purpose, but in natural activity it refers to wholeness. Aristotle
does not say that animals, plants, and the cosmos have purposes but
that they are purposes, ends-in-themselves. Whether any of them is in
another sense for the sake of anything outside itself is always treated as
problematic in the theoretical works (Physics 194a 34-36, Metaphysics
1072b 1-3, On the Soul 415b 2-3), though Politics 1257a 15-22 treats all
other species as being for the sake of humans. As a settled opinion
found throughout his writings, Aristotle's "teleology" is nothing but
his claim that all natural beings are self-maintaining wholes.
perceived thing is also at work on the soul of the perceiver (On the Soul
424a 18-19).
material (VATJ hule) That which underlies the form of any particular
thing. Unlike what we mean by "matter," material has no properties
of its own, but is only a potency straining toward some form (192a 18-
19). Bricks and lumber are material for a house, but have identities only
because they are also forms for earth and water. The simplest bodies
must have an underlying material that is not bodily (214a 13-16).
nature (<l>uO'L<; phusis) The internal activity that makes anything what
it is. The ideas of birth and growth, buried in the Latin origins of our
word, are close to the surface of the Greek word, sprouting into all
its uses. Nature is evident primarily in living things, but is present
in everything nonliving as well, since it all participates in the single
organized whole of the cosmos (1040b 5-10). Everything there is comes
from nature, since all chance events and products result from the
incidental interaction of two or more prior lines of causes, stemming
from the goal-seeking activities of natural beings, and all artful making
by human beings must borrow its material from natural things.
now (vvv nun) The indivisible limit of a time. The word "moment" is
not a suitable translation, because it refers to a stretch of a continuous
process, nor is the word "instant" appropriate, since the now is relative
to a soul that can recognize it. Time arises from the measurement of
motion, which can only take place in a soul that can relate two motions
by linking them to a now (223a 21-26).
in a created thing (City of God XII, 2); he concluded that, while ousia
meant essentia, things in the world possess only deficient kinds of
being. Substantia, the capacity to have predicates, became the standard
word in the subsequent Latin tradition for the being of things. A blind
persistence in this tradition gave us "substance" as the translation of
a word that it was conceived as negating.
this (To8e TL tode ti) That which comes forth to meet perception as
a ready-made, independent whole. A this is something that can be
pointed at, because it holds together as separate from its surroundings,
and need not be constructed or construed out of constituent data, but
stands out from a background. The mistranslation "this somewhat"
reads the phrase backward, and is flatly ruled out by many passages,
such as 1038b 25-28.
virtue (apeTl} arete) Any of the excellences of the human soul, primarily
wisdom, courage, moderation, and justice. Though they depend on
learning or habituation, Aristotle regards them as belonging to our
nature. Without them we are like houses without roofs, not fully what
we are (246a 17-246 b3).
Metaphysics
Book I (Book A)
Wisdom1
2 The Greek words imply the predominance, respectively, of phlegm or yellow bile,
two of the four humors whose imbalance was thought to produce many diseases.
2 Book I (Book A) Chapter 1
with heat, belongs to art. For the purpose of acting, experience doesn't
seem to differ from art at all, and we even see people with experience
being more successful than those who have a rational account with
out experience. (The cause of this is that experience is familiarity with
things that are particular, but art with those that are universal, while
actions and all becoming are concerned with what is particular. For the
doctor does not cure a human being, except incidentally, but Callias or
981 a 20 Socrates or any of the others called by such a name, who happens to
be a human being. So if someone without experience has the reasoned
account and is familiar with the universal, but is ignorant of what is
particular within it, he will often go astray in his treatment, since what
is treated is particular.)
Nevertheless, we think that knowing and understanding are
present in art more than is experience and we take the possessors
of arts to be wiser than people with experience, as though in every in
stance wisdom is more something resulting from and following along
with knowing; and this is because the ones know the cause while the
others do not. For people with experience know the what, but do not
981 a 30 know the why, but the others are acquainted with the why and the
cause. For this reason we also think the master craftsmen in each kind
981 b of work are more honorable and know more than the manual laborers,
and are also wiser, because they know the causes of the things they
do,3 as though people are wiser not as a result of being skilled at
action, but as a result of themselves having the reasoned account and
knowing the causes. And in general, a sign of the one who knows and
the one who does not is being able to teach, and for this reason we
regard the art, more than the experience, to be knowledge, since the
ones can, but the others cannot, teach.
981 b 1 0 Further, we consider none of the senses to be wisdom, even though
they are the most authoritative ways of knowing particulars; but they
do not pick out the why of anything, such as why fire is hot, but only
that it is hot. So it is likely that the one who first discovered any art
whatever that was beyond the common perceptions was wondered
at by people, not only on account of there being something useful in
3 Some of the manuscripts have the following insertion here: "The others, as do also
some of the things without souls, do what they do without knowing, as fire burns, the
soulless things doing each of these things by some nature, but the manual laborers
by habit."
Book I (Book A) Chapter 2 3
982a 20 We have, then, such and so many accepted opinions about wisdom
and those who are wise. Now of these, the knowing of all things must
belong to the one who has most of all the universal knowledge, since
he knows in a certain way all the things that come under it; and these
are just about the most difficult things for human beings to know, those
that are most universal, since they are farthest away from the senses.
And the most precise of the kinds of knowledge are the ones that
are most directed at first things, since those that reason from fewer
things are more precise than those that reason from extra ones, as
arithmetic is more precise than geometry. But surely the skill that is
suited to teach is the one that has more insight into causes, for those
982a 30 people teach who give an account of the causes about each thing. And
knowing and understanding for their own sakes belong most to the
knowledge of what is most knowable. For the one who chooses what
982b is known through itself would most of all be choosing that which is
knowledge most of all, and of this sort is the knowledge of what is most
knowable. But what are most knowable are the first things and the
causes, for through these and from these the other things are known,
but these are not known through what comes under them. And the
most ruling of the kinds of knowledge, or the one more ruling than
what is subordinate to it, is the one that knows for what purpose each
thing must be done; and this is the good of each thing, and in general
the best thing in the whole of nature. So from all the things that have
been said, the name sought falls to the same kind of knowledge, for it
982b 1 0 must be a contemplation of the first sources and causes, since also the
good, or that for the sake of which, is one of the causes.
That it is not a productive knowledge is clear too from those who
first engaged in philosophy. For by way of wondering, people both
now and at first began to philosophize, wondering first about the
strange things near at hand, then going forward little by little in this
way and coming to impasses about greater things, such as about the
attributes of the moon and things pertaining to the sun and the stars
and the coming into being of the whole. But someone who wonders and
is at an impasse considers himself to be ignorant (for which reason the
lover of myth is in a certain way philosophic, since a myth is composed
982b 20 of wonders). So if it was by fleeing ignorance that they philosophized,
it is clear that by means of knowing they were in pursuit of knowing,
and not for the sake of any kind of use. And the following testifies to the
same thing: for it was when just about all the necessities were present,
Book I (Book A) Chapter 2 5
as well as things directed toward the greatest ease and recreation, that
this kind of understanding began to be sought. It is clear then that
we seek it for no other use at all, but just as that human being is free,
we say, who has his being for his own sake and not for the sake of
someone else, so also do we seek it as being the only one of the kinds
of knowledge that is free, since it alone is for its own sake.
For this reason one might justly regard the possession of it as not
appropriate to humans. For in many ways human nature is slavish, so 982b 30
that, according to Simonides, "only a god should have this honor," but
a man is not worthy of seeking anything but the kind of knowledge
that fits him. If indeed the poets have a point and it is the nature of
the divine power to be jealous, it would be likely to happen most of 983a
all in this case, and all extraordinary people would be ill-fated. But it
is not even possible for the divine power to be jealous, but according
to the common saying "many lyrics are lies," and one ought not to
regard anything else as more honorable than this knowledge. For the
most divine is also the most honorable, and this knowledge by itself
would be most divine in two ways. For what most of all a god would
have is that among the kinds of knowledge that is divine, if in fact any
of them were about divine things. But this one alone happens to have
both these characteristics; for the divine seems to be among the causes
for all things, and to be a certain source, and such knowledge a god
alone, or most of all, would have. All kinds of knowledge, then, are 983a 1 0
more necessary than this one, but none is better.
It is necessary, however, for the possession of it to settle for us in a
certain way4 into the opposite of the strivings with which it began. For
everyone begins, as we are saying, from wondering whether things are
as they seem, such as the self-moving marvels,S or about the reversals
of the sun6 or the incommensurability of the diagonal (for it seems
4 Contemplation and wonder are opposite only in a certain way; they are alike in being
active, humble, and appreciative. There is all the difference in the world between
problem solving, which sets aside a solved problem like a finished crossword puzzle,
and an inquiry that works through wonder and out the other side.
5 An early commentator describes these as toys displayed in magic shows, and
Mechanics 848a 20-38 describes a way that mechanical marvels were moved by
concealed gears.
6 If one pays attention to the ascent and descent of the sun in the sky from day to
day, the solstices are astounding events. The sun stands still at the same height for a
few days before reversing direction.
6 Book I (Book A) Chapter 2
amazing to all those who have not yet seen the cause if anything
is not measured by the smallest part)? But it is necessary to end in
what is opposite and better, as the saying goes, just as in these cases
983a 20 when people understand them; for nothing would be so surprising to
a geometer as if the diagonal were to become commensurable. What,
then, is the nature of the knowledge being sought, has been said, and
what the object is on which the inquiry and the whole pursuit must
alight.
neither does anything else. For there must be some nature, either one
or multiple, out of which the other things come into being while that
one is preserved. About the number and kind of such sources, however,
they do not all say the same thing, but Thales, the founder of this sort 983b 20
of philosophy, says it is water (for which reason too he declared that
the earth is on water), getting hold of this opinion perhaps from seeing
that the nourishment of all things is fluid, and that heat itself comes
about from it and lives by means of it (and that out of which things
come into being is the source of them all). So he got hold of this opinion
by this means, and because the seeds of all things have a fluid nature,
while water is in turn the source of the nature of fluid things.
There are some who think that very ancient thinkers, long before
the present age, who gave the first accounts of the gods, had an opinion
of this sort about nature. For they made Ocean and Tethys the parents 983b 30
of what comes into being, and made the oath of the gods be by water,
called Styx by them; for what is oldest is most honored, and that
by which one swears is the most honored thing. But whether this 984a
opinion about nature is something archaic and ancient might perhaps
be unclear, but Thales at least is said to have spoken in this way about
the first cause. (One would not consider Hippo worthy to place among
these, on account of his cut-rate thinking.) Anaxirnenes and Diogenes
set down air as more primary than water and as the most originative of
the simple bodies,S while Hippasus of Metapontium and Heracleitus
of Ephesus set down fire, and Empedocles, adding earth as a fourth
to those mentioned, sets down the four (for he says these always
remain and do not come into being except in abundance or fewness, 984a 1 0
being combined and separated into or out of one) . Anaxagoras of
Clazomenae, who was before Empedocles in age but after him in
his works, said the sources were infinite; for he said that almost all
homogeneous things are just like water or fire in coming into being or
perishing only by combination and separation, but otherwise neither
come into being nor perish but remain everlasting.
From these things, then, one might suppose that the only cause is
the one accounted for in the species of material; but as people went
forward in this way, their object of concern itself opened a road for
8 Aristotle does not consider earth, air, fire, and water elements, since they can turn
into each other, but only as the simplest bodies. What underlies them is no longer
bodily.
8 Book I (Book A) Chapter 3
them, and contributed to forcing them to inquire along it. For no matter
984a 20 how much every coming-into-being and destruction is out of some
one or more kinds of material, why does this happen and what is its
cause? For surely the underlying material itself does not make itself
change. I mean, for example, neither wood nor bronze is responsible,
respectively, for its own changing, nor does the wood make a bed or
the bronze a statue, but something else is responsible for the change.
But to inquire after this is to seek that other kind of source, which we
would call that from which the origin of motion is. Now some of these
who from the very beginning applied themselves to this sort of pursuit
and said that the underlying material was one thing, were not at all
984a 30 displeased with their own accounts, but some of those who said it was
one, as though defeated by this inquiry, said that the one and the whole
of nature were motionless, not only with respect to coming into being
and destruction (for this is present from the beginning and everyone
984b agrees to it), but also with respect to every other kind of change, and
this is peculiar to them. So of those who said that the whole is one, none
happened to catch sight of this sort of cause unless in fact Parmenides
did, and he only to the extent that he set down the causes as being
not only one but in some way two.9 But it is possible to say so about
those who made things more than one, such as hot and cold, or fire
and earth; for they use the nature of fire as having the power to set
things in motion, but water and earth and such things as the opposite.
But after these people and sources of this kind, since they were not
984b 1 0 sufficient to generate the nature of things, again by the truth itself, as
we say, people were forced to look for the next kind of source. For that
some beings are in a good or beautiful condition, or come into being
well or beautifully, it is perhaps not likely that fire or earth or any other
such thing is responsible, nor that they would have thought so. Nor, in
turn, would it be a good idea to tum over so great a concern to chance or
luck. So when someone said an intellect was present, just as in animals,
also in nature as the cause of the cosmos and of all order, he looked
9 Parmenides's poem can be read as a complex refutation of the sort of account given
by such thinkers as Thales and Anaximenes, who said the world was one permanent
material which turned into the many things of experience. On the basis of reason
(Parmenides's way of truth), the one being could not change, while on the basis of
appearance (his way of seeming), there must be two ultimate causes at work (light
and night).
Book I (Book A) Chapter 4 9
like a sober man next to people who had been speaking incoherently
beforehand. Obviously we know that Anaxagoras reached as far as
saying these things, but Hermotimus of Clazomenae is given credit 984b 20
for saying them earlier. Those, then, who took things up in this way
set down a source which is at the same time the cause of the beautiful
among things and the sort of cause from which motion belongs to
things.
Chapter 4 One might suspect that Hesiod was the first one to seek
out such a thing, or someone else who had set down love or desire
among the beings as a source, as Parmenides also did; for he, in getting
things ready for the coming into being of the whole, says that first " of
all the gods, [the all-governing divinity] devised love," while Hesiod
says
Chaos came into being as the very first of all things, but then
Broad-breasted earth .... and also
Love, who shines out from among all the immortals,
as though there needed to be present among beings some sort of cause
that would move things and draw them together. Now how I ought
to distribute their portions to them about who was first, permit me
to postpone judging. But since the opposites of the good things are
obviously also present in nature, and there is not only order and beauty 985a
but also disorder and ugliness, and more bad and ordinary things
than good and beautiful ones, in this way someone else brought in
friendship and strife, each as the cause of one of these kinds of thing.
For if one were to pursue and get hold of Empedocles' thinking, rather
than what he said inarticulately, one would find that friendship was
the cause of the good things and strife of the bad. So if one were to
claim that Empedocles both says and is the first to say that bad and
good are sources, one would perhaps speak rightly, if in fact the cause
of all good things is the good itself. 985a 1 0
So these people, as we are saying, evidently got this far with two
causes out of those we distinguished in the writings about nature,
the material and that from which the motion is, but did so dimly
and with no clarity, rather in the way nonathletes do in fights; for
while dancing around they often land good punches, but they do not
do so out of knowledge, nor do these people seem to know what
they are saying. For it is obvious that they use these causes scarcely
ever, and only to a tiny extent. For Anaxagoras uses the intellect as
10 Book I (Book A) Chapter 4
985b 1 0
say that being in no sense is more than nonbeing, nor body more so
than void), and that these are responsible for things as material.
just as those who make the underlying being one, and generat
� d
the
other things by means of modifications of it, set down the rare d
the dense as the sources of the modifications, in the same way these
people too say that the differences in the material are responsible for
the other things. They, however, say these differences are three: shape,
order, and position. For they say that what is differs only by means of
" design, grouping, and twist," but of these, design is shape, grouping
is order, and twist is position. For A differs from N in shape, AN from
NA in order, and Z from N in position. As for motion, from what source
985b 20 or in what way it belongs to things, these people, much like the others,
lazily let it go. So about the two causes, as we are saying, the inquiry
seems to have gone this far on the part of our predecessors.
Chapter 5 But among these people and before them, those who are
called Pythagoreans, taking up mathematical things, were the first to
Book I (Book A) Chapter 5 11
promote these, and having been reared on them, they supposed that
the sources of them were the sources of all things. And since numbers
are by nature primary among these, and in them they thought they saw
many similarities to the things that are and come to be, more so than
in fire or earth or water-that such-and-such an attribute of numbers
was justice, so-and-so is soul or intellect, another one due measure, 985b 30
and likewise with, one might say, everything-and what's more, saw
in numbers the properties and explanations of musical harmonies,
since then the entire nature of the other things seemed to be after
the likeness of numbers, and the numbers seemed to be the primary 986a
things in all nature, they assumed that the elements of numbers were
the elements of all things, and that the whole heaven was a harmony
and a number. And as many things among numbers and harmonies
as had analogies to the attributes and parts of the heavens and to the
whole cosmic array, they collected and fit together. And if anything
was left out anywhere, they were persistent, so that everything would
be strung together for them as a system. I mean, for example, since the
number ten seemed to be complete and to include the whole nature of
numbers,lO they said that the things that move through the heavens 986a lO
are also ten, but since there are only nine visible, for this reason they
made the tenth the counter-earth. But this is set out more precisely by
us in other writings.11
But the purpose for which we are recounting these things is this:
that we might understand from these people both what they set down
as causes, and how they fall in with the kinds of causes described. Now
it is obvious that they consider number to be a cause both as material
for things and as responsible for their attributes and states; that they
consider the elements of number to be the even and the odd, of which
1 0 Ten is not a "perfect" number in the sense that six is, as the sum of all its factors,
but it is, for example, 1 +2+3+4. Speusippus, Plato's nephew and successor in the
Academy, was an ardent Pythagorean who devoted half a book to the properties of
the number ten, as a form that included all the patterns (triangular, etc.) that are
evident in other numbers.
1 1 See On the Heavens, Bk. II, Ch. 1 3. The Pythagoreans, among other ancients, put
the sun at the center and the earth in motion. The counter-earth was conceived as
a dark planet, moving at the same rate as the earth, always concealed by the sun.
(The number of nine celestial bodies counts the sphere of the fixed stars as one thing,
along with the five visible planets and the earth, moon, and sun.)
12 Book I (Book A) Chapter 5
the latter is limited but the former unlimited12; that they consider the
986a 20 number one to be composed of both of these (for it is both even and
odd13); and that they consider number to arise from the one, and the
whole heaven, as was said, to be numbers.
Various ones of these same people say that there are ten causes,
gathered into a series of corresponding pairs:
limit unlimited
odd even
one many
right left
male female
still moving
straight crooked
light dark
good bad
square oblong.
In this way too Alcmaeon of Croton seems to have taken it up,
and he either got it from them or they got this account from him,
986a 30 since Alcmaeon expressed himself in much the way they did. For he
says that many human things are twofold, referring not just to the
oppositions as they distinguished them, but to any there might happen
to be, such as white/black, sweet/bitter, good/bad, big/little. So he
986b spread out indiscriminate statements about the rest of them, but the
Pythagoreans declared how many and what the oppositions were.
From both Alcmaeon and the Pythagoreans there is this much that
one may gather, that the sources of things are contraries, and from the
latter, how many and what these are. But in what way it is possible
to bring them into line with the kinds of causes described was not
clearly articulated by these people, though they seem to rank them as
in the species of material, since they say that being is put together and
molded out of these contraries as constituents.
So of the ancients who said that the elements of nature are more
986b 1 0 than one, it is also sufficient from the preceding to see their thinking.
1 2 The even breaks in half; the extra unit in the odd binds it into a whole.
1 3 The odd numbers arise from the unit when it is added to the evens, but the even
numbers also arise from the unit, since it must be doubled to produce the first of
them. One itself is not properly a number at all, but that which generates all species
of them, and is potentially each.
Book I (Book A) Chapter 5 13
But there are some who declared about the whole that it is one nature,
though not all in the same way, either in how good their thinking
was or with respect to the nature. An account about them in no way
fits into the present examination of the causes (for they do not speak
in the same way as some writers about nature, who set down being
as one but generate things out of the one as from material, but in a
different way, since those others add in motion when they generate
the whole, but these people say that it is motionless). Nonetheless,
it can find a home in this inquiry to this extent: Parmenides seems
to take hold of what is one according to reason, Melissus of what is 986b 20
one in material (on account of which one says that it is finite, the
other infinite). But Xenophanes, the first of these who made things
one (for Parmenides is said to have become a student of his), made
nothing clear, nor does he seem to have made contact with nature in
either of these two ways, but gazing off into the whole heaven, he
said that divinity was one. So these, as we say, must be dismissed
from the present inquiry, two of them completely as being a little
too crude, Xenophanes and Melissus, though Parmenides to some
degree seems to speak with more insight; for since he thought it fit
that besides being, nonbeing could not be in any way, he necessarily
supposed that being is one and that there is nothing else (about which 986b 30
we have spoken more clearly in the writings about nature14), but
being forced to follow appearances, and assuming that what is one
from the standpoint of reason is more than one from the standpoint of
perception, he set down in turn two causes and two sources, a hot one
and a cold one, as though speaking of something like fire and earth,
and of these he ranks the hot one under being and the other under 987a
nonbeing.
So from what has been said, and from the wise men who have so far
sat in council in our account, we have ascertained these things: from
the first ones that the origin of things is corporeal (since water and
fire and things of that sort are bodies), and from some of them that
the corporeal source is one, from others more than one, both kinds,
however, placing them as in the species of material; and from others
that there is this sort of cause and in addition to it one from which the
motion is, while from some of them that this cause is one, from others
987a 1 0 that it is twofold. So up to the time of the Italians,15 and apart from
them, the others have spoken about these things in ways that made
them murkier, except, as we say, they happened to use two kinds of
cause, and one of these, that from which the motion is, some made
one and others twofold. Now the Pythagoreans have said in the same
way that the sources are two, but they added on top of that this much
that is peculiar to them, that they did not consider the limited and the
unlimited to be natures belonging to any other things, such as fire or
earth or anything else of that sort, but that the unlimited itself and the
one itself are the thinghood of the things to which they are attributed,
987a 20 for which reason also, number is the thinghood of all things. About
these things, then, they spoke in this way, and they were the first to
speak about and define the what-it-is of things, though they handled
it in too simple a way. For they defined superficially, and the primary
thing to which the stated definition belonged, they considered to be the
thinghood of the thing, just as if one were to suppose that the number
two and double were the same thing, because doubleness belongs first
of all to the number two. But still it is not the same thing to be double
and to be two; otherwise what is one would be many, which in fact is
the way it turned out for these people. So from those who came before
us, there is this much to grasp.
were apart from these and all spoken of derivatively from these, for the
many things with the same names as the forms were results of partici 987b 1 0
pation. He changed only the name participation, for the Pythagoreans
said that beings are by way of imitation of the numbers, but Plato by
way of participation, having changed the name. What this participa
tion or imitation of the forms might be, however, they were in unison
in leaving behind to be sought.
What's more, apart from the sensible things and the forms, he said
there were among things mathematical ones, in between, differing
from the sensible ones in being everlasting and motionless, and from
the forms in that there are any multitude of them alike, while each form
itself is only one. And since the forms are the causes of the others, he
thought that the elements of the forms were the elements of all beings. 987b 20
As material, then, the great and the small were the sources, and as
thinghood, the one, for out of the former, by participation in the one,
the forms are composed as numbers.1 6 So in saying that the one was an
independent thing, and not any other thing said to be one, he spoke in
much the same way as the Pythagoreans, and in saying that numbers
were the causes of thinghood for other things he spoke exactly as they
did; but to have made a dyad in place of the infinite as one thing, and
to have made the infinite out of the great and the small, was peculiar
to him. It was also peculiar to him to set the numbers apart from the
perceptible things, while they had said that the things themselves were
numbers, and they did not set the mathematical things between them.
Now his having made the one and the numbers be apart from the things 987b 30
we handle, and not the same way the Pythagoreans had said, and his
introduction of the forms came about because of his investigation in the
1 6 The Greek word arithmos does not refer only to a mathematical number, but to a
m ultitude of any kind. Here it is applied to the forms as distinct from mathematical
things. The form is conceived not as a common element in things, but as itself
an assemblage of intelligible elements, having the unity conferred by the one, as
well as the internal diversity arising out of indefinite duality. This technical side of
Plato's teaching appears only in glimpses in the dialogues, where the one appears
as the beautiful itself in the Symposium, or as the good itself, beyond being, in the
Republic, and where the dyad lies behind the puzzle of the relation of motion, rest,
and being in the Sophist. Being is not a third thing that motion and rest share, but
is the determinate twofoldness of motion and rest themselves. See jacob Klein, Greek
Mathematical Thought and the Origin of Algebra (M.I.T. Press, 1 968), Ch. 7, and Robert
Williamson, " Eidos and Agathon in Plato's Republic," The St. fohn's Review, XXXIX, 1 -2
(1 98 9-90).
16 Book I (Book A) Chapter 6
So these people have grasped only this sort of cause, but some others
have grasped the sort from which the source of motion is (as have all
those who make friendship and strife, or intellect, or love a source).
But about what it is for something to be, and thinghood, no one has
delivered up a clear account, but those who posit the forms speak of 988b
it most. (For they do not take up the forms as material of perceptible
things or the one as material of the forms, nor either the forms or the
one as anything from which the source of motion comes-for they say
rather that they are responsible for motionlessness and being at rest
but they offer the forms as what it is for each of the other things to be,
and the one as what it is for the forms to be.)
That for the sake of which actions and changes and motions are,
they speak of as a cause in a certain way, but they do not say it that
way, nor speak of what is so by its very nature. For those who speak of
intellect or friendship as good set these up as causes, but do not speak
as though anything that is either has its being or comes into being for 988b 1 0
the sake of these, but as though motions arose from these. And in the
same way too, those who speak of the one or being as such a nature do
say that it is the cause of thinghood, but not that it either is or comes
about for the sake of this; so it turns out that they in a certain way both
say and do not say that the good is a cause, since they say it is so not
simply but incidentally. 1 7 So all these people seem also to bear witness
that the right distinctions have been made by us about the causes, as
to both how many and of what sort they are, since they have not been
able to touch on another kind of cause; and it is clear in addition that
the sources of things must be sought either all in this way or in some
particular way from among them. After this, then, let us go through 988b 20
the possible impasses that concern the way each of these people spoke
and how each one stands toward the sources.
Chapter 8 Now it is clear that all those who set down the whole as
one, and some one nature as material, and this as bodily and having
magnitude, erred in many ways. For they set down elements of bodies
1 7 Again, one must distinguish what is in Plato's dialogues from his unwritten technical
doctrines. In the dialogues there is no "theory of forms," but only a number of
dialectical invitations to the reader to think in such a direction. On the other hand, the
classic statement in all literature that an adequate explanation of anything requires
knowing the cause for the sake of which it is, may be found in the Phaedo at 97B-99D.
18 Book I (Book A) Chapter 8
only, but not of bodiless thlngs, though there are also bodiless ones.
And when they turn their hands to giving an account of the causes of
coming-into-being and destruction, in fact when they give accounts of
the natures of all things, they abolish the cause of motion. What's more,
they err by not setting down thlnghood as a cause at all, nor the what
988b 30 it-is of things, and on top of this by casually calling any one whatever of
the simple bodies, except earth, a source, without examining the way
they are made by coming into being out of one another; I am speaking
of fire, water, earth, and air. For some of them do come into being out
of others by combination, and others by separation, but thls makes the
greatest difference toward being more primary and more derivative.
For in one sense the most elementary thing of all would seem to be
989a that out of which things first come into being by combination, and it
is the most finely divided and lightest of bodies that would be of thls
sort. (For thls reason, all those who set up fire as a source would be
speaking most in conformity to this argument, but each of the others
also agrees that the element of bodies is of thls sort. At any rate, none
of those who said there was one element thought it fitting for it to be
earth, obviously because of its coarse texture, while each of the three
elements has won over some judge, for some say this to be fire, some
water, and some air. So why in the world don't they also name earth, as
989a 1 0 most people do? For these do say everythlng is earth, and Hesiod says
that the earth was the first of bodies to come into being-so ancient
and popular has thls judgment happened to be.) So according to this
argument, one could not speak rightly if he were to name any of these
except fire, nor if he set up something denser than air but less dense
than water. On the other hand, if what is later in its corning into being
is more primary in its nature, and what is ripened and compounded
is later in its coming into being, the contrary of these things would be
the case, and water would be more primary than air, and earth more
primary than water.
Now about those people who set up one cause of the sort we are
989a 20 speaking of, let these things we have said be sufficient; but the same
thing may also be said if someone sets these up as more than one, as
Empedocles says the material consists of four bodies. For in some ways
the same things must turn out for hlm too, as well as others peculiar
to hlm. For we see them come into being out of one another, as though
the same body does not always remain fire or earth (but these things
were spoken of in the writings about nature), and as for the cause of
Book I (Book A) Chapter 8 19
moving things, whether one ought to set it down as one or two, one
ought not to suppose that he spoke either correctly or even completely
reasonably. And it is necessary that those who speak this way abolish
qualitative change altogether, for cold will not come from hot nor hot
from cold. For then something would undergo the opposite conditions
themselves, and there would be some one nature which became fire 989a 30
and water, which he denies.
And if one assumes that Anaxagoras spoke of two elements, one's
assumption would be very much in accord with reason, though he
himself did not articulate this; nevertheless it follows necessarily for
those who track him down. Now while it is absurd to say that at their
source all things are mixed together, not only for other reasons, but
also because they would have to turn out to have been present all 989b
along as unmixed, and because it is not in accord with nature for any
chance thing to be mixed with any other, and on top of these things,
because properties and incidental attributes could be separated from
the things they belong to (for of the same things of which there is
mixing, there is also separating); nevertheless, it one were to follow it
up, articulating thoroughly what he wanted to say, he would perhaps
appear to be speaking in something more like the latest fashion. For
when nothing was separated, it is clear that there was nothing true
to say about the thinghood of that mixture; I mean, for example,
that it was neither white nor black nor gray nor any other color, but
necessarily colorless, since it would otherwise have had a certain one
of these colors. Likewise, by this same argument, it was without flavor 989b 1 0
or any other similar attribute, for it would not be possible for it to be of
any sort or of any amount. For then some one in particular of the forms
spoken of would have belonged to it, but this is impossible since all are
mixed together; for it would already have been separated out, while he
says that all things are mixed together except the intellect, which is the
only thing unmixed and pure. So from these things it turns out that he
is saying that the sources are the one (for this is simple and unmixed),
and another which is just like what we set down as the indeterminate
prior to its being made definite and participating in some form; so
while he speaks neither correctly nor wisely, nevertheless he means 989b 20
something very similar to those who spoke later and who are more
manifest now.
But it is the lot of these people to be at home only with talk about
becoming, perishing, and motion, for this is just about the only sort
20 Book I (Book A) Chapter 8
of thing for which they seek the sources and causes. On the other
hand, all those who pay attention to all beings, of which some are
perceptible and others are not accessible to the senses, obviously make
an investigation about both kinds. For this reason one might well spend
more time on them, dwelling on what they said well or badly that goes
to the inquiry that now lies in front of us.
989b 30 Now those who are called Pythagoreans make use of more remote
sources and elements than do those who write about nature. (The
reason is that they do not take them from perceptible things, since the
mathematical things, apart from the ones involved in astronomy, are
without motion.) Nonetheless, they do discourse about and concern
990a themselves with nature in all their work. For they generate the heavens,
and observe what becomes of its parts and attributes and doings, and
they lavish their sources and causes on these, as though they agreed
with the other writers on nature that what is is all this that is perceptible
by the senses and surrounded by what is called heaven. But the causes
and sources they speak of are, as we say, sufficient to step up also
to the higher kinds of beings, and better fitted to this than to their
accounts about nature. By what means, however, there will be motion
when the limit and the unlimited, or the odd and the even are the only
990a 1 0 things presupposed, they do not say at all, nor how without motion
and change there can be becoming and perishing, or the things done
by the things that are carried along through the heavens. What's more,
even if one were to grant them that magnitude is made out of these
things, or this were demonstrated, still, by what means will there be
some bodies that have lightness and some that have heaviness? From
the things they assume and say, they are speaking about mathematical
things no more than about perceptible ones; for which reason they
have not said anything at all about fire or earth or the other bodies
of this sort, since, I suppose, nothing that they say about perceptible
things is about them in particular.
Again, how ought one to understand number and the attributes of
990a 20 number to be causes of what is and what happens in the heavens, both
in the beginning and now, and that there is no other kind of number
besides this very number out of which the cosmos is composed? For
when, say, in some part of the cosmos there is, according to them,
opinion and due measure, and a little above or below there is injustice
and either separating or mixing, and they claim as a demonstration of
this that each of these is a number, but it turns out that in the same place
Book I (Book A) Chapter 9 21
1 8 See the note to 987b 2 3. Sensible numbers are just the multitudes of visible,
tangible things. The intelligible numbers meant here are not the mathematical ones, of
which the units are all alike, but the eidetic ones, the forms themselves as assemblages
of other, unlike forms. The point of this paragraph is that the Pythagoreans had not
clarified or even distinguished the inconsistent ways they used the word number.
1 9 The manuscripts are hard to make sense of for this sentence. Its point is this: while
the forms answering to the species of things around us are fewer than the things
are, the number of forms multiplies when they are posited for every kind of class
characteristic (one-over-many), such as red things, scalene triangles, etc. Aristotle
agrees that there are forms in the first sense, but not in the second.
2 0 There is a widespread myth according to which Aristotle's teachings are opposite to
Plato's. As a result, passages such as this in which he speaks of the disciples of Plato as
"we" have to be dismissed as relics of Aristotle's student days, included in his mature
writings by some inept editor. This leads to a kind of interpretation as butchery, that
hacks apart the text to preserve a point of view that had no sound evidence to begin
with. (See the introduction.) Aristotle is among those who posit forms as causes and
as beings, and for that reason he is at pains to criticize in detail the technical working
out of that doctrine.
22 Book I (Book A) Chapter 9
those things which we believe do not have them. For as a result of the
arguments from the kinds of knowledge, there will be forms of all those
things of which there is knowledge, and as a result of the one-over
many there will even be forms of negations, while as a result of the
thinking of something that has been destroyed, there will be forms of
things that have passed away, since there is an image of these things.
On top of this, some of the most precise of the arguments produce
forms of relations, which we claim is not a kind in its own right, while
other ones imply the third man.21
And in general, the arguments about the forms abolish things which
we want there to be, more than we want there to be forms. For it turns
990b 20 out that not the dyad, but number, is primary, and that what is relative
is more primary than what is in its own right, as well as all those things
which certain people who took the opinions about the forms to their
logical conclusions showed to be opposed to the original sources of
things.22 What's more, by the assumption by which we say there are
forms, there will be forms not only of beings but also of many other
things. (For the object of the intellect is one thing not only as concerns
beings but also as applied to other things, and there is demonstrative
knowledge not only about thinghood but also about other sorts of
being,23 and vast numbers of other such conclusions follow.) But both
necessarily and as a result of the opinions about them, if the forms are
990b 30 shared in, there must be forms only of independent things. For things
do not share in them incidentally, but must share in each by virtue of
that by which it is not attributed to an underlying subject. (I mean, for
example, if something partakes of the double, then this also partakes
of the everlasting, but incidentally, since it is incidental to the double
to be everlasting.) Therefore, the forms will be the thinghood of things,
21 The "third man" is shorthand for an argument from an infinite regress which may
be found in Plato's Parmenides, 1 32 A-B. All five of the arguments here mentioned are
in that dialogue, and all are logical in character; Aristotle's own approach to form is
always from nature, or change, or the way the world is.
22 Platonic doctrine made the one and the dyad sources, but the logical extension
of simpleminded one-over-many arguments would force one to derive those sources
themselves from the broader class of number that includes them, or from the two-to
one ratio that links them.
23 This refers to the so-called "categories," the various senses in which something can
be said to be, not only as a thing but as a quality, quantity, relation, etc. See 1 01 7a
22-31 .
Book I (Book A) Chapter 9 23
and the same things will signify thinghood there as here. Otherwise, 991 a
what would the something be that is said to be apart from the things
around us, the one-over-many? And if the forms and the things that
participate in them have the same form, there would be something
common. (For why is two one and the same thing as applied both to
destructible pairs and to those that are many but everlasting, more so
than as applied both to itself and to something?) But if the form is not
the same, there would be ambiguity, and it would be just as if someone
were to call both Callias and a block of wood "human being" while
observing nothing at all common to them.
But most of all, one might be completely at a loss about what in
the world the forms contribute to the perceptible things, either to the 991 a 1 0
everlasting ones or to the ones that come into being and perish. For
they are not responsible for any motion or change that belongs to them.
But they don't assist in any way toward the knowledge of the other
things either (for they are not the thinghood of them, since in that case
they would be in them), nor toward their being, inasmuch as they are
not present in the things that partake of them. In that manner they
might perhaps seem to be causes, after the fashion of the white that is
mingled in white things, but this argument, which Anaxagoras first,
Eudoxus later, and some others made, is truly a pushover (for it is easy
to collect many impossibilities related to this opinion).24 But surely it
is not true either that the other things are made out of the forms in any 991 a 20
of the usual ways that is meant. And to say that they are patterns and
the other things participate in them is to speak without content and
in poetic metaphors. For what is the thing that is at work, looking off
toward the forms?25 And it is possible for anything whatever to be or
become like something without being an image of it, so that whether
Socrates is or is not, one might become like Socrates, and it is obvious
that it would be the same even if Socrates were everlasting. And there
24 In the Phaedo, at 1 OSC, Socrates calls this opinion a "safe but stupid answer" about
the cause of anything. The problem is not that it puts the form into the thing, but
that it offers no adequate conception of what the form is. Aristotle will work that out
in Books VIII and IX.
25 This is the question out of which Aristotle derives his own account of the forms.
Socrates says in the Republic (477d) that we know a potency by its work, using the
same words as are in this sentence, and in the Sophist, the Eleatic Stranger defines
being as potency (24 7E), making the forms causes by ascribing life, motion, and soul
to them, and making them a combination of motion and rest (248E-249D).
24 Book I (Book A) Chapter 9
would be more than one pattern for the same thing, and so too with the
forms; for example, of a human being, there would be animal and at
the same time two footed, as well as human being itself. What's more,
991 a 30 the forms will be patterns not only of the perceptible things but also
of themselves, such as the form genus, since it is a genus of forms, and
991 b so the same thing would be a pattern and an image.
Further, one would think it was impossible for the thinghood and
that of which it is the thinghood to be separate: so how could the forms
be the thinghood of things if they are separate? In the Phaedo it is put
this way: that the forms are responsible for both being and becoming.
Yet even if there are forms, still the things that partake of them do
not come into being if there is not something that causes motion, and
many other things do come into being, such as a house or a ring, of
which we say there are no forms.26 So it is clear that the other things
too admit of being and becoming by means of the sort of causes which
produce the ones just mentioned.
991 b 1 0 Again, if the forms are numbers, how would they be causes? Is it
because the beings are various numbers, this number human being,
that one Socrates, this other one Callias? Why then are those the causes
of these? And it will make no difference if the ones are everlasting
and the others not. But if it is because the things here are ratios of
numbers, as harmony is, it is clear that there is some one thing of
which they are ratios. So if this is something, as material, it is apparent
that the numbers themselves will also be particular ratios of one thing
to another. I mean, for example, if Callias is a ratio among numbers
consisting of fire, earth, water, and air, then the form too will be a
number consisting of certain other underlying things, and human
991 b 20 being itself, whether or not it is a sort of number, will still be a ratio
among numbers ofsomething, and not a number, nor would it be on this
account a certain number. What's more, from many numbers comes
one number, but in what way is one form made of forms? But if it is not
made of them but of the things that are in a number, as in ten thousand,
26 Both in Plato's dialogues and in Aristotle's writings a first way in toward the idea
of form is the pattern a craftsman has in mind when he makes something. But that
example is like a temporary scaffolding that is kicked away once a sounder structure
is built. In the Physics, the notion that a bed has a form is undermined the instant the
idea of being-at-work is introduced (1 93b 7). Trees have forms, so in a derivative way
human artisans can rework the wood.
Book I (Book A) Chapter 9 25
how does it stand with the units? For if they are homogeneous, many
absurdities will follow; and also if they are not homogeneous, either
one the same as another or a whole group the same as a whole group;
for in what respect will they differ if they are without attributes?27 For
these things are neither reasonable nor in agreement with a thoughtful
viewing of the matter.
And on top of this, it is necessary to construct a different kind of
number, with which the art of arithmetic is concerned, and all those
things that are said by some to be in-between; in what way are they and
from what sources? Or by what cause are they between the things here 991 b 30
and those things? Again, each of the units in the number two comes
from some more primary dyad, yet this is impossible. Again, by what 992a
cause is a number one thing when it is taken all together? Again, on
top of the things that have been said, if the units are to differ, it would
behoove one to speak in the same way as those who say there are four,
or two, elements. For each of these people speaks of as an element
not what is common, such as body, but fire or earth, whether body is
something common or not. But as it is, one speaks as though the one
were homogeneous, just like fire or water; and if this is so, the numbers
will not be independent things. But it is clear that, if there is something
that is the one itself, and this is a source, one is meant in more than one
way, for otherwise it is impossible. 992a 1 0
Now when we want to lead things back to their sources, we set
down length as being composed of the short and the long, a certain
kind of small and large, and surface of the wide and the narrow, and
solid of the deep and the shallow. In what way, though, will the surface
have a line in it, or the solid have a line or a surface? For the wide and
the narrow are different kinds of thing from the deep and the shallow;
so just as number is not present in them either, because the many and
the few differ from these, it is clear that neither will any other of the
higher things be present in the lower. But surely neither is the wide a
class of the deep, for then a solid would be a certain kind of surface.
And from what source will the points come to be present in them? Plato 992a 20
used to fight against this class of things as a geometrical dogma, but he
called the source of the line-and he set this down often-indivisible
27 If identity and distinctness are conferred by number, they cannot already be in the
units.
26 Book I (Book A) Chapter 9
lines. And yet there must necessarily be some limit of these; so from
the argument from which the line is deduced, the point too is deduced.
In general, though we are seeking wisdom about what is responsible
for the appearances, we have ignored this (for we say nothing about
the cause from which the source of change is), but supposing that we
are speaking about the thinghood of them, we say that there are other
independent things, but as for how those are the thinghood of these we
speak in vain. For " participating," as we said before, is no help. But on
992a 3 0 that which we see to be a cause in the various kinds of knowledge, for
the sake of which every intellect and every nature produces things, and
on that sort of cause which we say is one of the sources of things, the
forms do not even touch, but philosophy has turned into mathematical
things for people now, though they claim that it is for the sake of other
992b things that one ought to study them. But still, one might assume that
the underlying being which serves as material is too mathematical,
and is something to be attributed to or be a distinction within the
being or material, rather than being material; for instance, the great
and the small are just the same as what the writers on nature call the
rare and the dense, claiming that these are the first distinctions within
the underlying material, since they are a certain kind of the more and
less. And as for motion, if these are a process of moving,28 it is clear
that the forms would be moved; but if they are not, where does it
come from? For then the whole investigation about nature would be
abolished.
992b 1 0 And what seems to be easy, to show that all things are one, does
not happen; for from the premises set out, even if one grants them all,
it does not come out that all things are one, but that something is the
one itself; and not even this comes out if one will not grant that the
universal is a genus, which in some cases is impossible.29 And there
is no explanation of the lengths, surfaces, and solids that are present
with the numbers, not of how they are or could be nor of what capacity
they have; for it is not possible for them to be forms (since they are not
28 That is, if the great and small refer to a process of becoming bigger or smaller.
29 For example, being is not the genus of all the things that are, but several irreducible
genera, of which one is primary. Likewise, good is not the genus of all good things,
which are the same only by analogy. The understanding of these fruitful ambiguities
is at the heart of the argument of the Metaphysics, and begins to be worked out in
Bk. IV, Ch. 2.
Book I (Book A) Chapter 9 27
numbers), nor the in-between things (since those are the mathematical
ones), nor perishable things, but this seems in turn to be some other
fourth kind.
In general, to search for the elements of whatever is without distin
guishing the many ways this is meant, is to seek what is impossible to
find, both for those inquiring in other ways and those inquiring in this 992b 20
way about what sort of elements things are made of. For out of what
elements acting is made, or being acted upon, or the straight, is just
not there to be grasped, but if of anything, it is of independent things
alone that it can possibly be. Therefore to suppose that one is seeking
or has the elements of all beings is not true. And how could anyone
learn the elements of all things? For it is clear that it is not possible for
someone to begin by knowing it beforehand. For just as it is possible
for the one who is learning to do geometry to know other things in
advance, though he does not already know any of the things of which
geometry is the knowledge and about which he is going to learn, so it
is also with other things, so if there is any knowledge of all things, of
the sort that some people say there is, he could not start out already 992b 30
knowing anything.30
And yet all learning is by means of things all or some of which are
already known, whether it is by means of demonstration or by way of
definitions (for it is necessary that one already know and be familiar
with those things out of which the definition is made), and likewise
with learning through examples. But if it happens to be innate, it is 993a
surely a wonder how we fail to notice that we have the most powerful
kind of knowledge. Furthermore, in what way will one know what
something is made of, and how will it be evident? For this too contains
an impasse: for one might dispute in the same way as about some
syllables. For some people say that za is made of s, d, and a, while
some others say that it is a distinct sound and not made of any familiar
ones. What's more, how could someone know those things of which
sense perception consists if he did not have the sense capacity? And
yet he must, if indeed the elements out of which all things are made
are the same, in just the way that composite sounds are made of the 993a 1 0
elements that belong to them.
30 This argument does not reject the idea of recollection but presupposes it. If wisdom
is conceived in a too-unified way, it leaves over nothing out of which we could begin
·
to recollect.
28 Book I (Book A) Chapter 10
1 This book is labeled "little alpha," and is an obvious insertion between Books I and Ill.
The Metaphysics is pieced together from many separate strands of related writings, but
it is assembled with great care to form a single argument. There are some overlapping
passages, and others not strictly necessary to the dialectical advance of the whole, but
no open-minded reading could confirm the judgement of those scholars who think
the parts represent different and incompatible "stages" of Aristotle's "development."
The coherence of the work is not apparent by philological analysis, but emerges
unmistakably for a serious philosophic reader. (See the Introduction.)
2 This title for Book II supplied by the translator.
30 Book II (Book a) Chapter 1
994a Chapter 2 Now surely it is clear that there is some source of things
and that the causes are not infinite either in a straight line or in kind.
For it is not possible for one thing to come from another infinitely,
either as from material (such as flesh from earth, earth from air, air
from fire, and in this way without stopping), or from where the origin
of motion is (such as for a human being to be moved by the air, this
by the sun, the sun by strife, and for there to be no limit of this); nor,
similarly, cari that for the sake of which go on to infinity-walking for
994a 1 0 the sake of health, this for the sake of happiness, happiness for the
sake of something else, and for one thing to be for the sake of another
forever in this way-and likewise in the case of what it is for something
to be. For of in-between things, which have some last thing and some
more primary one, the more primary must be the cause of the ones
after it. For if we had to say which of the three things was the cause,
we would say the first one; for it is surely not the last one, since the last
of all is the cause of nothing, but neither is it the middle one, though it
is the cause of one thing (and it makes no difference if there is one or
more than one middle thing, nor whether there are infinitely or finitely
many). But of things infinite in this way, and of the infinite in general,
all the parts are alike middle ones down to the present one; therefore,
if there is no first thing, there is no cause at all.
994a 20 But surely it is not possible to go to infinity in the downward
direction either, of something that has a beginning above, so that out
3 Etymologically, the Greek word for truth means something like "what emerges f[om
hiddenness." It therefore applies to things as well as to knowing. This paragraph is a
first and highly compressed sketch of the structure of the Metaphysics as a whole. It is
a search for that which most of all is, as a result of which other things are.
Book I I (Book a) Chapter 2 31
of fire would come water, and out of this earth, and so forever some
other kind coming into being. For one thing comes out of another in two
ways: either as a man comes into being out of a boy by his changing,
or as air comes into being out of water. So the sense in which we say a
man comes into being out of a boy is as what has become comes out of
what is becoming, or what is complete out of what is being completed.
(For just as becoming is always between being and not being, so also
the thing that is becoming is between something that is and something
that is not; for the one who is learning is a knower coming into being,
and this is what it means to say that a knower comes out of a learner.) 994a 30
But the sense in which air comes into being out of water is by the
destruction of one of the two things. For this reason the former kind
do not turn back into one another, and a boy does not come into being
out of a man (for out of the process of becoming there does not come 994b
something that is becoming, but something that is after the process of
becoming, for so too a day comes out of morning because it is after it,
for which reason morning does not come out of a day), but the other
kind do turn back into one another. But in both ways it is impossible to
go to infinity; for of the in-between sort of beings there must necessarily
be an end, while the other sort turn back into one another, since the
destruction of one of them is the corning into being of the other. But at
the same time it is impossible for the first thing, which is everlasting,
to be destroyed; for since the process of becoming is not infinite in the
upward direction, what came into being out of a first thing that was
destroyed could not be everlasting.4
And since that for the sake of which something is is an end, and this
sort of thing is what is not for the sake of anything else, but they for the 994b 1 0
sake of it, then if there is any such last thing, there will not be an infinity,
but if there is no such thing, there will be nothing for the sake of which
it is. But those who make there be an infinite are unaware that they
abolish the nature of the good. (Yet no one would make an effort to do
anything if he were not going to come to a limit.) And there would not
be intelligence among beings; for what has intelligence always acts for
the sake of something, and this is a limit. And neither is it possible that
4 The last sentence means that even if a process of becoming began with, say, water,
and water never reappeared in the series, still the very fact that it was destroyed would
mean it could not have generated an infinite series of effects. Compare Physics 266a
1 0-266b 6.
32 Book II (Book a) Chapter 2
5 By "what it is for something to be," Aristotle means (a) what a thing always is, or
continues being, and (b) all that is present in it in order that it be. The first qualification
excludes what is individual and incidental, while the second excludes what Is universal
and incomplete. The species is at the exact rung of the scale of particularity and
generality that articulates what anything is, and one does not improve it by adding
something from either side. Only self-sustaining independent beings have this kind of
articu lation.
6 Even if the material of the world were infinite in extension it would not constitute
an infinity of material causes.
Book I I (Book a) Chapter 3 33
2 This passage should be compared with the crisis in Plato's Meno, at 79E-81A, which
is an impasse about impasses.
36 Book Ill (Book B) Chapter 1
are akin or some are kinds of wisdom while others of them must be
called something else. And this itself is one of the most necessary things
to inquire about: whether one ought to say that there are perceptible
things only or also others besides these, and whether the latter are
of one kind or there is more than one kind of independent things, as
those say who make there be both the forms and the mathematical
things, between these and the perceptible things. So as we say, one
must investigate about these things, and also whether the examination
99 5 b 20 is about beings only or also the attributes that belong to beings in
virtue of themselves; and on top of this, about same and other, like
and unlike, contrariety, prior and posterior, and all the other things of
this sort about which those engaged in dialectic try to make an inquiry
by considering only what follows from accepted opinions, one must
investigate what endeavor is concerned with examining all these, and
what's more, all that is attributed to these things themselves in their
own right, and not only what each one of them is, but also whether
one is contrary to one. And one must consider whether the sources and
elements are the kinds of things or the constituents into which each
thing is divided, and if they are the kinds, whether they are the last
995 b 30 ones or the first ones attributed to the individual things, for example
whether animal or human being is a source and is more separate from
the particular thing.
But most of all, one must inquire and exert oneself about whether
there is or is not anything apart from material that is a cause in
its own right, and whether this is something separate or not, and
whether it is one or more than one in number, and whether there is
anything apart from the composite whole (and I speak of a composite
whole whenever something is predicated of the material), or nothing
apart from it, or whether there is something apart from some of
them but not from others, and what sort of beings would be of this
996a kind. Further, are the sources, both of the articulation of things and
of what underlies them, limited in either number or kind? And of
destructible and indestructible things are they the same or different,
and are they all indestructible or are those of destructible things
destructible? Furthermore, the most difficult question of all, that has in
it the greatest impasse, is whether one and being, as the Pythagoreans
and Plato said, are not anything different, but are the thinghood of
things-orwhether this is not so, but the underlying thing is something
different, friendship, as Empedocles says, or someone else fire but
Book Ill (Book B) Chapter 2 37
Chapter 2 First, then, are the things about which we spoke first,
whether it belongs to one or to more kinds of knowledge to contem
plate all the kinds of causes. For how could it belong to one kind of 996a 20
knowledge to know sources that are not contraries? What's more, to
many beings, not all the causes belong; for in what way is a source
of motion possible in motionless things, or the nature of the good, if
everything that is good in itself and through its own nature is an end,
and a cause in the sense that for its sake other things come into being
and are, and the end and that for the sake of which is an end for some
action, while all actions include motion? Therefore among motionless
things there could not be this kind of source, nor could there be any
good-itself. For this reason too, among mathematical things nothing is
demonstrated by means of this kind of cause, nor is there any demon 996a 30
stration on account of better or worse, but no one pays any attention at
all to anything of that sort; and so on this account some of the sophists,
such as Aristippus, used to belittle mathematical demonstrations. For
in the other arts, and in the mechanical skills such as carpentry and
shoemaking, everything is accounted for because of the better and
worse, while mathematics makes no mention about what is good and 996b
bad.
But now if there are a number of kinds of knowledge of the causes,
and a different one for a different source, which of these ought one to
say is the one being sought, or who among those who have them is
most of ail a knower of the thing that is being sought? For it is possible
for all the kinds of causes to belong to the same thing; for example, with
a house, that from which the motion comes is the art or the builder,
that for the sake of which is its work, the material is earth and stones,
and the form is its articulation in speech. From the distinctions made
38 Book I l l (Book B) Chapter 2
996b 1 0 just now about what kind of knowledge is wisdom, there is reason to
apply the name to each one. For in the sense that it is the most ruling
and leading and that, like slaves, it is not even fitting for the other
kinds of knowledge to talk back to it, the knowledge of the end or the
good is of this sort (since the other things are for the sake of this), but
in the sense that it was defined as being about the first causes and the
most knowable thing, the knowledge of thinghood would be of that
sort. For of those who know the same thing in various ways, we say
that he knows it more who is acquainted with the what of the thing
by what it is, rather than by what it is not, and among those with the
former knowledge themselves, one knows it more than another, and
most of all, the one who knows what it is, rather than its size or quality
or how it acts or is acted upon by nature. And also among other things,
996b 20 about which there are demonstrations, we think that the knowing of
each of them is present at the time when we see what it is (for example,
what squaring is, that it is finding a mean proportionai,3 and similarly
in other cases), but about instances of coming into being and actions
and about every change, at the time when we see the source of the
motion, and this is different from and opposite to the end; therefore,
the contemplation of each of these causes would seem to belong to a
different kind of knowledge.
But now also about the demonstrative principles, it is a matter
of dispute whether they belong to one or more than one kind of
knowledge. By demonstrative principles I mean the common opinions
from which every one demonstrates, such as, that everything must be
996b 30 either asserted or denied, and that it is impossible for something both
to be and not be at the same time, and as many other such premises as
there are. Is there one kind of knowledge about these as well as about
thinghood,4 or different ones, and if there is more than one, to which
one ought one to give the name of the thing now being sought? Now
it is not reasonable that they belong to one; for why is it peculiar to
this kind of knowledge more than to geometry or any other whatever
to pay attention to these principles? So if it pertains in the same way
to any whatever, but cannot belong to them all, then just as it is not 997a
peculiar to the others, so also it is not peculiar to the one that explains
independent things to know about them. But by the same token, in
what way could there be a kind of knowledge about them? For even
now we are familiar with what each of them is. (At any rate even
the other arts use them as though familiar with them.) But if there
is a demonstrative knowledge about them, there would need to be
some underlying kind, while some of them are attributes and others of
them are axioms (since it is impossible for there to be a demonstration
about everything), for the demonstration must be from some things,
about some topic, and of some things; therefore it follows that there
would be some one class of all things that are demonstrated, since all 997a 1 0
demonstrative knowledge makes use of the axioms. But now if the
knowledge of thinghood and that about these principles are different,
which of them is by nature more authoritative and more primary?
For the axioms most of all are universal, and are starting points of
all things, and if it does not belong to the philosopher, to whom else
would it belong to consider what is true and false about them?
And in general, is there one or more than one kind of knowledge
about all beings? And then if there is not one, with what sort of
beings ought one to place this kind of knowledge? But that there is
one about them all is not reasonable; for then there would also be one
kind of demonstrative knowledge about all attributes, if every kind of
demonstrative knowledge about some underlying subject examines 997a 20
the attributes it has in its own right on the basis of common opinions.
So it concerns the same class of things to examine on the basis of the
same opinions the attributes it has in its own right. For that about
which it demonstrates belongs to one kind of knowledge, and those
things from which it demonstrates belong to one kind of knowledge,
thinghood, the way of being an independent thing, or the cause responsible for th at
condition. The common translation "substance" not only misses all these meanings,
but carries implications of its own that can only mislead and confuse. For more on
this, see the Introduction and Glossary.
40 Book Ill (Book B) Chapter 2
whether the same one or another, so that either these, or one composed
of these, will examine the attributes.
But still, is the examination about independent things alone, or
also about the attributes of these? I mean, for example, if a solid is
an independent thing, and also lines and planes, whether it belongs
to the same kind of knowledge to know these and the attributes that
997a 30 pertain to each class, about which mathematics demonstrates, or to
a different one. For if it belongs to the same one, there would be a
certain demonstrative knowledge even about thinghood, but it does
not seem there could be a demonstration of what something is; but
if it belongs to a different one, what would it be that examines the
attributes that pertain to thinghood? For this is exceedingly difficult
to give an account of.
Again, ought one to say that there are perceptible things only, or also
others besides these, and do there turn out to be classes of independent
997b things in only one or in more than one way, as those say who speak
of the forms and the in-between things, about which they say the
mathematical kinds of knowledge are? Now the way that we say the
forms are both causes and things in their own right has been explained
in our first arguments about them; but in a number of ways these are
hard to swallow, none being less absurd than saying that there are
certain natures apart from those within the heavens, and yet to say that
these are the same as the perceptible things except that the ones are
everlasting and the others destructible. For they say there is a human
being itself, and a horse itself, and a health itself, but say nothing
997b 1 0 else, doing just about the same thing as those who say there are gods,
but having human form. For those people made nothing other than
everlasting human beings, and these do not make the forms anything
but everlasting perceptible things.S
But further, if one posits, besides the forms and the perceptible
things, the in-between things, there will be many impasses; for it is
clear that there would be lines apart from lines-themselves and per
ceptible lines, and similarly with each of the other classes. Therefore,
since astronomy is one of these classes, there will also be a certain
heaven apart from the perceptible heaven, and a sun and a moon and
5 Note that the absurdity is not positing forms, but failing to think through how they
differ from that of which they are the forms. Aristotle is not quarreling with attaching
"itself" to human being, but with saying no more than that.
Book I l l (Book B) Chapter 2 41
likewise the other things throughout the heavens. Yet how is one sup
posed to believe these things to be? For it is not reasonable that they be
motionless, but that they be in motion is completely impossible. And 997b 20
it is similar with those things about which optics concerns itself, and
also the study of harmony within mathematics. For it is also impossi
ble that these be apart from the perceptible things on account of the
same causes; for if there are perceptible things and sense perceptions
in-between, it is clear that there would also be animals between the
animals-themselves and the perishable ones.6 But one might also be
at an impasse about what sort of things these kinds of knowledge are
supposed to inquire after. For if geometry differs from land surveying
only in this, that one of them is about things we perceive and the other
is not about perceptible things, it is clear that there would also be some
sort of knowledge besides the art of medicine and besides each of the
other arts, between medicine itself and the medicine here; yet how is 997b 30
this possible? For there would also be some healthy things besides the
perceptible ones and the healthy itself. But at the same time not even
this is true, that land surveying is about perceptible and perishable
magnitudes, for then it would be destroyed when they were destroyed.
But surely neither could astronomy be about perceptible magnitudes
nor about this heaven. For neither are perceptible lines the sort of lines 998a
about which the geometer speaks (for none of the perceptible things
is straight or round in that way, for a ring touches a straight edge not
at a point but in the way that Protagoras used to say when refuting
the geometers7), nor are the motions and loops of the heavens the sort
of things about which astronomy makes its arguments, nor do points
have the same nature as the stars.
But there are some people who claim that there are these things that
are said to be between the forms and the perceptible things, but that
they are not separate from the perceptible things but in them; to go
through all the impossible consequences of this would be too much 998a 1 0
talk, but it is enough to consider even such ones as these. For it is not
6 It was assumed that all mathematical objects are between the forms and the
perceptibles, but optics and harmonics are mathematical disciplines whose objects
are perceptible things.
7 One may find the same sort of arguments, with the same purpose, in the writings
of a modern Protagorean, David Hume. See A Treatise of Human Nature, Bk. I, Pt. II,
Sect. IV.
42 Book I l l (Book B) Chapter 2
reasonable that it would be thus with these only, but it is clear that
the forms too would admit of being in the perceptible things (for both
of these have the same argument), yet two solids would have to be
in the same place, and they could not be motionless if they were in
moving perceptible things. And in general, for what purpose would
anyone posit that they are, but are in the perceptible things? For the
same absurdities would follow upon the aforementioned ones: there
would be a heaven apart from the heaven, except not separate but in
the same place, which is even more impossible.S
8 See the additional arguments given in the first paragraph of Bk. XIII, Ch. 2, and
the footnotes there. The reader may follow those notes to Aristotle's own account of
mathematical things; he agrees that they are not separate from perceptible things,
but does not grant that they are in them.
Book Ill (Book B) Chapter 3 43
the one or being or the great and the small as elements of things seem to 998b 1 0
use them as classes. But surely it is not possible to speak of the sources
of things in both ways. For there is a single articulation of thinghood,
while the definition by means of classes would be different from that
which states the things out of which, as constituents, something is
made.
But on top of these things, even if the classes are sources as much
as one could wish, should one regard the first classes as sources, or
the last ones that are applied to the individual things? For this too is
a matter of dispute. For if it is always the universal things that are
more the sources, it is clear that these will be the highest of the classes,
since these are predicated of everything. Then there would be as many
sources of things as there are primary classes, so that being and oneness 998b 20
would be sources and the thinghood of things, since these most of all
are predicated of all things. But it is not possible for either oneness
or being to be a single genus of things. For it is necessary for each
of the things that differentiate each genus to be and to be one; but it
is not possible either to predicate the species within a genus of their
own differentiae, or to predicate the genus without its species of the
differentiae.9 Therefore, if oneness or being is a genus, no differentia
would either be or be one. But surely if they are not genera, they will
not be sources either, if the genera are sources. What's more, the in
between classes, understood as including their differentiae, would be
genera down to the individual things (but as things are, some do, others 998b 30
do not, seem to be so). And on top of these things, the differentiae are
sources still more than are the genera, but if these too are sources, there
would come to be (one might say) an infinity of sources, whether or
not one sets down the first genus as a source. 999a
But now if what is one is in fact more sourcelike, and what is
indivisible is one, and everything that is indivisible is so either in
amount or in kind, and indivisibility in kind is more primary, and
9 If we define doves as wild pigeons, the species is doves, the genus pigeons, and the
differentia is being wild. If this is a sound definition, it cannot be true that (all) wild
things are doves, or, the more important point here, that (all) wild things are pigeons.
The reason is that all characteristics by which a genus is differentiated into species are
outside the genus. Hence there cannot be any genus that includes all things, and being
cannot be understood as the class of all beings. Parmenides confirms this: if being has
only one all-comprehensive meaning, there can only be one being. Aristotle's reply
begins in Bk. IV, Ch. 2.
44 Book I l l (Book B) Chapter 3
general classes are divided into species, then the lowest predicate
would be more of a unity; for human being is not a genus of particular
human beings. What's more, in those things in which there is a prior
and a posterior, what is in these cannot be something apart from them.
(For example, if two is the first of the numbers, there will not be some
number apart from the kinds of numbers, and likewise no shape apart
999a 1 0 from the kinds of shapes; and if there are none among these, there
would hardly be any general classes apart from the species of other
things, for of the former there seem most of all to be genera.) But
among individual things, there is not one prior and another posterior.
Yet wherever one thing is better and another worse, the better is always
more primary, so that there would not be a genus of these. So from these
things, it seems that the predicates applied directly to the individual
things are sources more than are the general classes; but then in turn,
in what way one ought to understand these to be sources is not easy
to say. For the source and cause has to be distinct from the things of
which it is the source, and has to be capable of being when separated
999a 20 from them; but why would anyone assume that there was any such
thing apart from the particulars, except because they are predicated as
universals and of all things? But then if it is for this reason, the things
that are more universal must be set down more so as sources; therefore
the first classes would be sources.
1 OOOa but the universal as what applies to these. So just as, if the letters of
language were definite in number, all writing would necessarily be
just so much as the letters, there could not be two or more of the
same beings.
And an impasse no lesser than any has been neglected by both
present and earlier thinkers, as to whether the sources of destructible
and indestructible things are the same or different. For if they are
the same, in what way and through what cause are some things
destructible and others indestructible? Now some people associated
1 OOOa 1 0 with Hesiod and all those who gave accounts of the gods considered
only what was persuasive to themselves, but took no heed of us. (For
making the sources be gods and things begotten by gods, they say that
what has not tasted of nectar and ambrosia becomes the mortals; it is
clear that these names they speak of are familiar to themselves, and
yet even about the very introduction of these causes they have spoken
past us. For if the gods have contact with them for the sake of pleasure,
the nectar and ambrosia are not at all responsible for their being, but if
they are responsible for their being, how could they be everlasting and
yet need food?) But about mythological subtleties it is not worthwhile
1 OOOa 20 to inquire seriously; but on the part of those who speak by means of
demonstrations, one must learn by persistent questioning why in the
world, when things come from the same sources, some of the things
have an everlasting nature but others pass away. But since they neither
state any cause, nor is it reasonable that it be so, it is clear that there
could not be the same sources or causes of them.
For even he whom one might suppose to have spoken most con
sistently with himself, Empedocles, has also suffered the same thing.
For he sets down strife as a source responsible for destruction, but
nonetheless it would seem that this also generates things, except for
the one; for all the other things except the god come from this. At any
rate, he says
Out of them came everything, all that was and all that is;
1 OOOa 30 Trees sprouted, and men and women too, and
Beasts and birds and water-nurtured fish, and
Gods living long ages.
1 OOOb And it is clear apart from these things; for if strife were not present
in things, everything would be one, as he says. For whenever things
come together, then "strife stands farthest away." And for this reason
it follows for him that the most blessed god is less wise than others
Book Ill (Book B) Chapter 4 47
since he does not know everything, for he does not have strife, but
knowing, Empedocles says, is of like by like.
For by earth we behold earth, by water, water, and by ether, godlike
ether,
By love, love, and strife by miserable strife.
But that from which this account started is clear: that it turns out for 1 000b 1 0
him that strife is responsible for destruction no more than for being.
And similarly, neither is friendship more responsible for being, for by
bringing things together into one it destroys other things. And at the
same time, about a cause of change itself, he says nothing except that
that's the way it is by nature.
But when strife had grown great in its limbs, and
Leapt up into honor when the time was complete,
Which is forced on them in turns by a broad-shouldered oath...
as though it were a necessity to change; but he shows no cause at
all of the necessity. Nevertheless, only he speaks consistently at least
to this extent: he does not make some beings destructible and others
indestructible, but all of them destructible except the elements. But the 1 OOOb 20
impasse now being discussed is why some things are destructible and
other are not, if they come from the same sources.
Then to the effect that there could not be the same sources, let so
much have been said; but if there are different sources, one impasse is
whether they themselves would be indestructible or destructible. For
if they are destructible, it is clear that they too must be derived from
something (since everything that passes away passes into those things
out of which it is made), so that it follows that there would be other,
more primary, sources of the sources; but this is impossible, whether
the series stops or goes on to infinity. What's more, how will there be
destructible things, if their sources are done away with? But if they are
indestructible, why will destructible things come from some of these 1 OOOb 30
things that are indestructible, but indestructible ones from others of
them? For this is not reasonable, but is either impossible or needs a
lot of explanation. Furthermore, no one has even tried to speak about 1 00 1 a
different sources, but all say that the same sources belong to all things.
But they gulp down the thing first stated as an impasse as though
taking it to be something small.
But the most difficult thing of all to examine, as well as the most
necessary for knowing the truth, is whether being and oneness are the
thinghood of things, each of them not being anything else but oneness
48 Book Ill (Book B) Chapter 4
about being. For from what source will there be another one besides
the one-itself? What's more, if the one-itself is indivisible, then by a
principle of Zeno's it would be nothing. For that which, when added
to something does not make it greater, and when subtracted from it
Book I l l (Book B) Chapter 5 49
does not make it less, he says is not a being, obviously taking a being 1 001 b 1 0
to be a magnitude; and if it is a magnitude it is one of a bodily sort,
since this has being in every direction. With the other magnitudes,
being added to in one way will make them greater, but in another
way will not, as with a surface or a line, but with a point or an
arithmetic unit, in no way will it do so. But since he is looking at
things in a crude way, and it is possible for there to be something
indivisible, therefore in this way it has a rebuttal even against him.
For such a thing when added to something will not make it greater,
but will make there be more of them. But how indeed could there be
magnitude out of one such thing or more than one of them? For it
would be like claiming the line is made of points. But surely even if
one conceives it in such a way that, as some say, number has come 1 001 b 20
into being out of the one itself and something else that is not one,
nonetheless one must inquire why and how the thing that comes into
being will at one time be a number but at another time be a magnitude,
if the thing other than one is to be the unequal, and be the same
nature. For it is not clear how magnitude could have come into being
either from the one and this nature, or from some number and this
nature.
1 0 This apparent conclusion is denied at the end of Bk. V, Ch. 7, and more fully refuted
in Bk. IX, Ch. 6-7.
i
I
! '
Book I l l (Book B) Chapter 6 51
with points, lines, and surfaces; for the argument is the same, since all 1 002b 1 0
of them alike are either boundaries or divisions.
For if they are universals, they will not be independent things. (For
none of the common predicates signifies a this but rather an of-this
1 003a 1 0 sort, while an independent thing is a this; while if the thing predicated
in common were a this and were to be set out apart, Socrates would be
many animals-himself as well as human being and animal-if each
of them signifies something that is one and a this.) So if the sources are
universal, these thing follow; but if they are not universal but are in
the same way as particulars, there will be no knowledge, since of all
things the knowledge is universaL Therefore, if there were going to be
knowledge of them, there would be other sources prior to the sources,
predicated of them in a universal way.
Book IV (Book r)
The Study of Being as Being1
4 An atomist would deny both of Aristotle's claims here, asserting not only that a
being such as an animal is really many, but that its thinghood is an incidental result
of collisions and adhesions.
5 The reference is unknown. There is an extended discussion of the topics mentioned
here in Bk. X, Ch. 3-9.
56 Book IV (Book r) Chapter 2
meanings neither refer back directly to a single one nor point toward
a single one. But since they do all refer back by pointing toward a
primary meaning, as whatever is called one points toward the primary
unity, one must likewise say that this holds also concerning sameness,
difference, and contraries; so having distinguished in how many ways
each of them is meant, in this way one must give an account of how
each one is intended to point toward that which is the primary instance
1 004a 30 of each attribute. For some point toward it by having it, others by
making it, and still others will be meant according to other such ways.
It is clear, then, that it belongs to one kind of knowledge to have a
reasoned account about these things and about thinghood (and this
was one of the things contained among the impasses).
1 004b And it belongs to the philosopher to be capable of considering all
things. For if it does not belong to the philosopher, who will it be who
examines whether Socrates and Socrates sitting down are the same,
or whether one thing is contrary to one thing, or what a contrary
is, or in how many ways it is meant? And it is the same with the
other such things. So since these things are attributes of oneness as
oneness and of being as being in their own right, but not insofar as
things are numbers or lines or fire, it is clear that it belongs to that
kind of knowledge to know what they are as well as the attributes
of them. And those who do examine these topics go wrong not in
1 004b 1 0 the sense that they are not philosophic, but because thinghood, to
which they pay no attention, is prior. Seeing that, just as there are also
attributes proper to number as number (such as oddness, evenness,
commensurability, equality, being greater, and being less) and these
belong to numbers both on their own and in relation to one another
(and similarly there are other attributes proper to what is solid and
either motionless or moving, either weightless or having weight), so
too to being as being certain attributes are proper, it is these about
which it belongs to the philosopher to investigate the truth. Here is a
sign of this: those who engage in dialectic and the sophists slip into the
same outward appearance as the philosopher. For sophistry is wisdom
1 004b 20 in appearance only, while dialectic discourses about everything, and
being is common to all things, so it is clear that they discourse about
these topics just because they are proper to philosophy, for sophistry
and dialectic turn themselves to the same class of things as philosophy,
but it differs from one of them in the way its power is turned, and from
the other in the choice of a way of life it makes; dialectic is tentative
Book IV (Book r) Chapter 3 57
from the rest. And everyone uses them, because they belong to being
as being, and each class of things is a class of beings; but people use
them only so far as is sufficient for them, and this is as far as the class of
things extends about which they are carrying out demonstrations. So
since it is clear that they belong to all things insofar as they are beings
(since this is what is common to them), the study of the one who
knows about being as being is also about these things. For this reason,
1 005a 30 no one who is engaged in particular kinds of inquiry says anything
about them, whether they are true or not, neither the geometer nor
the arithmetician, though some of those who study nature do, and do
so appropriately; for they suppose that they alone inquire about the
whole of nature and about being. But since there is something still
higher than what is natural (for nature is one particular class of being),
the inquiry about these axioms would belong to the contemplative
1 005b study that is universal and directed toward the primary kind of being.
The study of nature is a kind of wisdom too, but not the primary one.
However much some of those who speak about truth try to say in what
way one must receive it, they do this through a lack of education in
the arts of logical analysis; for one must arrive already knowing about
these things, and not find them out while studying.6
So it is clear that it belongs to the philosopher and the one who
studies all thinghood, insofar as it is by nature, to investigate also about
the starting points of demonstrative reasoning; and it is appropriate
for the one who most of all knows each class of things to be able to
1 005b 1 0 state the most certain sources of what he is concerned with, so that the
one who knows about being as being would be able to state the most
certain sources of all things. And this is the philosopher. And the most
certain of all principles is that about which it is impossible to be in
error; for such a principle must be the best known (since all people are
deceived about things they do not know) and nonhypothetical. For
that which is necessary for one who understands any of the beings
whatever to have is not a hypothesis; and that which is necessary for
one who knows anything whatever to know is necessary for him to
arrive having.
6 In Bk. II, Ch. 3, this same point is made in the context of whether mathematical
precision is appropriate in all kinds of argument. Here it has the effect of setting the
study of logic outside of and preparatory to the properly philosophic studies, among
which metaphysics is primary and physics secondary.
Book IV (Book f') Chapter 4 59
Chapter 4 There are some people who, as we say, themselves claim 1 006a
that it is possible for the same thing to be and not be, and also claim that
it is possible to conceive something this way. And in fact many of the
writers about nature use this way of speaking. But we have just taken
it as understood that it is impossible to be and not be at the same time,
and by means of this we have shown that this is the most certain of all
principles. Yet some people expect even this to be demonstrated, but on
account of lack of education, for it is a lack of education not to know of
what one ought to seek a demonstration and of what one ought not. For
it is impossible that there be a demonstration of absolutely everything
(since one would go on to infinity, so that not even so would there be
7 The axioms about which this chapter speaks are sometimes called "laws of thought."
This formulation already makes it clear that Aristotle considers them principles that
govern being rather than thinking.
8 Examples of these hairsplitting difficulties are given by Socrates in Plato's Republic,
4 36B-437A.
9 See especially fragments 32, 51, and 62 in the Diels numbering. Heracleitus uses the
tension of naked and unexplained contradictions to shock the hearer out of superficial
habits of thought. See also 1 01 Oa 1 0-1 6 and note.
60 Book IV (Book r) Chapter 4
1 006a 1 0 a demonstration), and if there are certain things of which one ought
not to seek a demonstration, these people are not able to say what they
think would be of that kind more than would such a principle.
But even about this there are ways to demonstrate that it is impos
sible by means of refutation, if only the one disputing it says something;
if he says nothing, it is absurd to seek an argument to meet someone
who has no argument, insofar as he has none, for such a person, insofar
as he is such, is from that point on like a plant. I say that demonstrat
ing by means of refutation is different from demonstrating because the
one demonstrating would seem to require from the outset the thing
to be shown, while if someone else is responsible for such a require
ment, there would be a refutation rather than a demonstration. And
the starting point for all such arguments is not the demand that one
1 006a 20 say something either to be or not to be (for perhaps one might suppose
that this would require from the outset the thing to be shown), but
that what he says must mean something to both himself and someone
else; for this is necessary, if he is going to say anything. For if this is
not the case, there would be no argument with such a person, neither
by himself in relation to himself, nor with anyone else. But if someone
grants this, there will be a demonstration, for there will already be
something determinate. But the one responsible for it is not the one
demonstrating but the one who submits to it, for while doing away
with reason he submits to reason. Furthermore, the one who concedes
this has conceded that somethmg is true without demonstration.lO
In the first place, then, it is clear that this very thing is true, that
1 006a 30 the words be or not be mean something definite, so that not everything
could be so and not so. Further, if "human being" signifies one thing,
let this be " two-footed animal."ll Now by signifying one thing, I mean
1 0 This beautiful passage sometimes overshadows the rest of the chapter. One might
think that by choosing not to speak, one could avoid the necessity of refraining
from self-contradiction. But without such a principle, one could not even have any
experience, as the rest of the chapter shows. Agreeing to speak is only required to
make the necessity of the principle of contradiction manifest, without obliging anyone
to assume that principle from the outset.
1 1 Since Aristotle elsewhere gives better definitions of a human being, that are just
as brief, why does he use this one here? He does sometimes use nonsense definitions
(e. g., at 1 029b 27"'--8) to keep a line of argument distinct, and this one does recall
Academic jokes about "featherless bipeds," but there is a subtle and serious point
underlying it. Aristotle has just compared the one who refuses to speak to a plant,
and later in this chapter (1 008b 1 4-1 8) argues from footedness to choices to implicit
Book IV (Book f') Chapter 4 61
this: if this is a human being, then if anything is a human being, this will
be its being-human. (And it makes no difference if one says it means
more than one thing, but only a limited number, since one could set 1 006b
down a different word for each formulation; I mean, for instance, if one
says that "human being" means not one thing but many, of which the
definition of one would be "two-footed animal," while there would
also be a number of others, but limited in number, then one could set
down a special name for each of the definitions. But if one were not
to posit this, but said it meant infinitely many things, it is clear that
there would be no definition; for not to mean one thing is to mean
nothing, and when words have no meaning, conversation with one
another, and in truth, even with oneself, is abolished. For it is not 1 006b 1 0
possible to think without thinking one thing, so if thinking is possible,
one could set down one name for this thing.) So let there be, as was
said at first, some meaning for the name, and one meaning. Now it
is not possible that being-human should mean just exactly not being
human, if "human being" not only signifies something belonging to
one thing but also one meaning. (For we do not regard what belongs
to one thing as having one meaning, since in that way even educated,
white, and human would mean one thing, so that all things would be
one, since they would be synonyms.)
And it will not be possible to be and not be the same thing other
than ambiguously, as in the case that what we call "human being," 1 006b 20
other people were to call "not human being"; but the thing raising
an impasse is not this, whether it is possible for the same thing at the
same time to be and not be a human being in name, but in respect to the
· thing. Now if "human being" and "not human being" mean nothing
different, it is obvious that not being human will be nothing different
from being human, so that being human would be not being human,
since they would be one. For this is what it means to be one thing, as
are a robe and a cloak, that the meaning of the definition is one; and
if they are to be one, being human and not being human must mean
one thing. But it was shown that they mean different things. So it is
necessary, if it is true to say that something is a human being, that it
be a two-footed animal (since this was what "human being" was to 1 006b 30
mean); but if this is necessary, it is not possible for the same thing not
to be a two-footed animal (for this is what it means to be necessary, that
it be impossible for something not to be). Therefore it is not possible
for it to be true at the same time to say that the same thing is and is not
a human being.
1 007a And the same argument also applies to not being a humanbeing. For
to be a human and not to be human mean different things, if to be white
and to be human are different; for the former is much more opposed
to being human than the latter is, and therefore means something
different. And if someone is going to say that "white" means one and
the same thing as "human being," we in turn will say just the same
thing that was said before, that all things would be one, and not only
opposites. But if this is not possible, then what was said follows, if the
person being questioned gives an answer. But if, when the question is
1 007a 1 0 asked simply, he also gives denials, he is not answering the question.
For nothing prevents the same thing from being human and white and
a countless multitude of other things; but nevertheless, upon being
asked if it is true to say that this is a human being or not, one must
answer the one thing meant and not give the extra answers that it is
also white and big. For it is not even possible to go through all the
attributes, since they are infinite, so then let them all be gone through
or none. So likewise; even if the same thing is human and not human
ten thousand times over, one ought not to give an extra answer to the
question whether it is a human being, saying that it is at the same time
also not a human being, unless one must also answer in addition as
many other things as incidentally go along with it, both as many as it
1 007a 20 is and as many as it is not; but if one does this, there is no conversation.
In general, those who say this do away with thinghood and what
it is for something to be. For it is necessary for them to say that all
things are incidental, and that there is not anything which is the very
thing it is to be human or to be an animal. For if there is to be anything
which is the very thing it is to be a human being, this will not be not
being-human or being not-human (in fact these are negations of it); for
there was one thing that it meant, and this was the thinghood of some
particular thing. But to signify thinghood is to mean that nothing else
is the being of it. But if the very thing that it is to be human is the same
as the very thing that it is either not to be human or to be not human,
1 OO?a 30 then something else would be the being of it, so that they would have
to say that nothing has any such defining articulation, but all things
Book IV (Book f') Chapter 4 63
are incidental; for in this respect thinghood and what is incidental are
distinguished. For whiteness is incidental to a human being because,
even if he is white, white is not the very thing that he is.
But if all things are meant as incidental, there will be no first
thing about which they are meant, if the incidental always signifies
a predication about some underlying subject. Therefore it must go 1 007b
on to infinity. But that is impossible, since no more than two things
are intertwined; for what is incidental is not incidental to something
incidental, unless it is because both are incidental to the same thing. I
mean, for instance, that the white thing is educated and this is white
because both are incidental to a human being. But it is not the case with
the educated Socrates that both things are incidental to something else.
So since some things are spoken of as incidental in the latter way and
others in the former, all those that are meant in the latter way, in which
whiteness is incidental to Socrates, do not admit of being infinite on
the higher side, such that something else could be incidental to the 1 007b 1 0
white Socrates; for no one thing comes into being out of all of them.
But neither would anything else be incidental to whiteness, such as
being-educated; for this is no more incidental to that than that is to
this, and at the same time it was distinguished that some things are
incidental in this way but others in the way that being educated is
incidental to Socrates. For all those of the latter kind, the incidental
is not incidental to the incidental, but rather for those of the former
kind, so not everything will have been meant as incidental. Therefore
there will also be something signifying thinghood. But if this is so,
it has been shown that it is impossible for contradictory things to be
attributed at the same time.12
What's more, if contradictory things are all true of the same thing
at the same time, it is obvious that all things will be one. For the same 1 007b 20
thing would be a battleship and a wall and a human being, if something
admits of being affirmed or denied of everything, as it must be for those
1 2 The "law of contradiction" has now been taken a step deeper than the way it
first came to sight. Even if the world consisted of random collections of changing
attributes, nothing could be and not be the same thing at the same time and in the
same respect. But thinghood brings with it enduring unity. Something is or is not a
human being simply, for as long as it is at all, and the two qualifications (same time
and same respect) need not be added.
64 Book IV (Book r) Chapter 4
who repeat the saying of Protagoras.13 For if the human being seems
to someone not to be a battleship, it is clear that he is not a battleship;
and so he also is one, if the contradictory is true. And so the claim
of Anaxagoras comes true, that all things are mixed together, so that
nothing is truly any one thing. They seem, then, to be talking about
the indeterminate, and though supposing they are talking about what
is, they are talking about what is not; for the indeterminate is that
which has being potentially, and not in full activity. But surely they are
1 007b 3 0 obliged to state either the assertion or the denial of everything about
everything; for it is strange if its own denial belongs to each thing,
while the denial of something else that does not belong to it would not
belong to it. I mean, for example, if it is true to say that a human being
is not a human being, it is clear that he also either is a battleship or is
not a battleship. Then if the assertion can belong, then necessarily the
denial can too; while if the assertion does not belong, then the denial
1 008a at any rate would belong more than would the thing's own denial.
So if even that denial belongs, the denial of the battleship would also
belong, and if that can, then so can its assertion.
These things follow, then, for those who make this argument, and
it also follows that it is not necessary either to assert or to deny
something. For if it is true that it is a human being and is not a
human being, it is clear that it will also be neither a human being nor
a nonhuman being. For there are two denials for the two statements,
and if the former pair makes one claim composed of both, the latter
would also be one claim opposite to it.
Further, either things are this way about everything, and it is both
white and not white, and something that is and something that is not,
1 008a 1 0 and assertions and denials in a similar way apply to the rest, or this is
not so but applies to some things and not to others. And if it does not
apply to everything, these exceptions would be agreed to; while if it
does apply to everything, again either to all things that the assertion
applies, the denial does as well, and to all things that the denial applies,
the assertion does as well, or to those to which the assertion applies, the
denial does too, while to those to which the denial applies, the assertion
does not apply to all. And if it is this way, there will be something that
1 3 "A human being is the measure of all things--of the things that are, that they are,
and of the things that are not, that they are not."
Book IV (Book r) Chapter 4 65
why does he not march straight into a well in the morning, or straight
over a cliff, if it happens that way, but obviously take care, as though
not believing that falling was both good and not good? Therefore it
is clear that he does conceive of one thing as better and the other as
not better. But if this is so, it is necessary that he also conceive of one
1 008b 20 thing as a human being and another as not a human being, and one
thing as sweet and another as not sweet. For he does not seek after
and conceive of all things equally when, supposing that it is better to
drink water or see some human beings, he thereupon seeks after them;
and yet he would have to, if the same thing were alike both a human
being and not a human being. But, just as was said, there is no one who
does not obviously take care about some things and not about others;
therefore, as it seems, everyone conceives things to be simply a certain
way, if not about everything, at least about what is better and worse.
And if they do so not knowing but having opinion, one ought to be
much more concerned about the truth, just as one who is sick ought to
1 008b 30 be more concerned about health than one who is healthy. For one who
has an opinion, as compared with the one who has knowledge, is not
disposed in a healthy way toward truth.
On top of this, if all things are so and not so as much as one could
wish, still at least the more and the less are present in the nature of
things. For we would not say that two and three are even in just the
same way, nor that the one who thinks four things are five is just as
wrong as the one who thinks they are a thousand. So if they are not
equally wrong, it is clear that one of the two is less wrong and therefore
1 009a more right. Then if what is more is nearer, there would be something
true to which what is more right is nearer. And even if there is not, still
there is already something more stable and more trustworthy, and we
would be set free from the anarchic argument that prevents anything
from being made definite in our thinking.
obscure to us.
But in general, because of assuming that knowledge is sense per
ception, and that this in turn is a process of being altered, people say
that the appearance that comes from sensing is necessarily true; for it
is from these reasons that both Empedocles and Democritus, as well
as, so to speak, each of the others has become vulnerable to opinions of
this sort. For Empedocles says that those who change their condition
change their knowledge, "for wisdom grows for humans according to
1 009b 20 what is present." And in other verses he says,
However much change comes into their natures, just that much
Does it always happen to them to think changed thoughts.
And Parmenides declares himself in the same way:
For as at any time is the composition of the much-twisted limbs,
Thus is intellect present to humans; for it is the very same thing
That thinks, the nature of the limbs both in all humans and in
Each one, since its thought is what is more in its mixture.
. And a blunt remark of Anaxagoras to some of his friends is also
remembered, that beings would be for them however they conceive
them. And people also say that Homer seemed to have this opinion,
1 009b 30 because he made Hector,15 when he was knocked out by a blow, lie
"thinking changed thoughts," as though even those who are delirious
are thinking, just not the same things. So it is clear that, if both are
processes of thinking, the beings too are at the same time so and not
so. And it is in this respect that what follows is most harsh: for if those
who most of all have seen the truth that is accessible-and these are
those who seek it most and love it most-if they have such opinions
and declare these things about truth, how will this not be enough to
make those who are trying to philosophize lose heart? For seeking the
1 01 Oa truth would be a wild goose chase.
Now the cause of their opinion is that they were inquiring into
the truth about beings, but they assumed that the only beings were
perceptible things; but among these the nature of the indeterminate
is heavily present, and the sort of being that we described. For this
reason, while they speak reasonably, they do not speak the truth (for
it fits better to say it this way than the way Epicharmus spoke of
Xenophanes16). And further, it was because of seeing all nature around
us in motion, while about what is changing nothing is true, or at least
does not admit of being true about what is wholly changing in every
way. For out of this conception the most extreme opinion of those 1 01 0a 1 0
mentioned burst into bloom, that of the people who announce that
they are Heracleiteans,l7 and of the sort that Cratylus held, who at
last believed that it was necessary to say nothing but only moved his
finger, and who censured Heracleitus for saying that it is not possible
to step into the same river twice, since he believed it is not possible
even to step into it once.
Now we too will say in response to this argument that there is some
reason for them to believe that what is changing, when it is changing,
does not have being. It is, however, something disputable, since a thing
that is losing something has some of what it is losing, and a thing
must already be something of what it is becoming. And in general, if 1 0 1 0a 20
something is being destroyed, there will be present something that is,
and if something is coming into being, there must be something out of
which it is coming into being and something by which it is generated,
and this cannot go on to infinity. But passing over those things, let
us say these: that to change in quantity is not the same as to change
what sort of thing something is, so letting something not stay constant
with respect to size, we still recognize everything on account of its
form. What's more, those who conceive things this way deserve to be
censured because, having seen that things are in this condition with a
lesser number even of the perceptible things themselves, they declared
that it is the same way for the whole heaven; for the place around us in
the sensible world is the only one that is constantly in a state of passing
away and coming to be, but this is, so to speak, not even a piece of the 1 0 1 0a 30
whole, so that it would have been more just if they had acquitted these
sight, each of which at the same time about the same thing never says
that it is simultaneously so and not so. But not even at a different time 1 0 1 0b 20
does one of the senses disagree about the attribute, but only about that
to which the attribute belongs. I mean, for example, that the same wine
might seem at one time to be sweet and at another time not to be, if
either it or one's body had changed; but the sweetness itself, such as
it is whenever it might be present, never changes, and one is always
right about it, and what is going to be sweet is necessarily of such a
kind. And yet all these arguments abolish this, and just as they make
thinghood be nothing, so too do they make nothing be necessary; for
what is necessary cannot be otherwise and otherwise again, so that if
anything is so by necessity, it will not be both so and not so. 1 01 0b 30
And in general, if all there is is what is perceptible, nothing would
be if there were not beings with souls, since there would be no sense
perception. Now that there would be neither sense objects nor sense
perceptions is perhaps true (for these are experiences of the perceiver),
but it is impossible that there not be the underlying things which
bring about sense perception, even without the perception. For the
perception itself is surely not of itself, but there is also something else
besides the perception, which must be prior to the perception; for what
causes motion is prior by nature to what is moved, and even if these 1 01 1 a
things are meant relatively to one another, this is nonetheless so.21
21 In general, relative terms name things that depend on each other and come into
being together (such as double and half, master and slave, etc.), but knowledge and
perception· are exceptions, being relative to the knowable and perceivable which are
not relative to them. See Categories 7b 1 5-8a 1 2.
72 Book IV (Book r) Chapter 6
looking for a reason for what has no reason, since the starting point of
demonstration is not a demonstration. These people, then, could easily
be persuaded of this (since it is not hard to understand), but those who
are looking only for the brute force of an argument are looking for what
is impossible, for they think it is alright to say contradictory things,
and to go right on saying them.
But if it is not the case that everything is relative, but some things are
themselves in their own right, then not everything that appears would
be true. For what appears is an appearance to someone, so that the one
1 01 1 a 20 who says that all appearances are true makes all beings relative. And
for this reason, those who are looking for the brute force of argument,
and at the same time insist on putting forth a reason, ought to beware,
since it is not the appearance that is true but the appearance to the one
it appears to, and when it appears and in what respect and how. And
if they do give an account but do not give it this way, it will soon tum
out that they say contradictory things. For it is possible for something
to appear to the same person to be honey by sight but not by taste,
and, since there are two eyes, not even to appear the same to each
of them by sight, if they are unlike. So as for those who say, for the
1 01 1 a 30 reasons mentioned above, that what appears is true, and hence that
all things are alike false and true, since it is not the case either that the
same things appear to everyone or the same things always to the same
person, but often contrary things appear at the same time (for touch
says there are two things between our crossed fingers while sight says
there is one), nevertheless something does not appear in contrary ways
1 01 1 b to the same sense in the same respect in the same way and at the same
time, so that this would be true. But perhaps for this reason those who
argue not on account of an impasse but for the sake of arguing need to
say not that this is true but that it is true for this person. And, as was
said before, they must make all things relative and dependent upon
opinion and perception, so that nothing either has happened or will
be so if no one has thought so first. But if anything has happened or
will be so, it is clear that all things could not be relative to opinion.
What's more, if something is one, it is related either to one thing or to a
definite number of things; and if the same thing is both half and equal,
1 01 1 b 1 0 still it is not in relation to its double that it is equal. But if the same
thing is a human being and thinkable thing in relation to a thinker,
not the thinker but only the thinkable thing could be a human being.
Book IV (Book f) Chapter 7 73
And if each thing is relative to the one thinking, the thinker would be
relative to things infinite in kind.22
So to the effect that the best established of all opinions is that
contradictory statements are not true at the same time, and what
follows for those who say that they are, and why they talk that way, let
so much have been said. But since it is impossible for a contradiction
to be true at one time of the same thing, it is clear that neither could
contrary properties belong to the same thing at the same time. For it
is no less so that one of the two contraries is a deprivation, and a
deprivation of thinghood, while a deprivation is a negation of some l Ol l b 20
definite class. So if it is impossible to assert and deny truly, it is also
impossible for contraries to be present together, unless both are present
in certain respects, or one of them in a certain respect, and the other
simply.
22 To say that everything is relative to human opinion would mean that there is no
such thing even as human opinion, in two ways: it would itself only be what it is
in relation to human opinion, and it would dissolve into an infinity of relations. The
first consequence means that there is nothing to be on the other side of the relation
to opinion, and the second means there is no one thing to be part of each distinct
relation .
2 3 This i s the first of three progressively deeper definitions of truth i n the Metaphysics.
The others are in Bk. VI, Ch. 4 and Bk. IX, Ch. 1 0.
74 Book IV (Book I} Chapter 7
1 01 2a former way, in this way too there would be something that now is
not seen: some turning into white that was not from something not
white. Again, our thinking either affirms or denies everything that it
thinks about-and this is clear from its definition-whenever it thinks
truly or falsely; whenever it puts together an assertion or denial this
way, it is true, but that way, it is false. Further, there would have to
be in-between things alongside all contradictories, if one is not just
arguing for the sake of arguing, and therefore there will be something
that is neither true nor not-true, and something besides being and not
being, as that there would be a kind of change that is not becoming or
passing away. Again, in all those cases of things in which the negation
1 01 2a 1 0 of something implies its contrary, there will be in-between things even
among these, as among numbers, a number that is neither odd or not
odd, which is impossible, as is obvious from the definition. Further,
this will go on to infinity, and beings will not only be half again as many
but more. For it will be possible in turn to negate both the affirmation
and the denial of this in-between thing, and this will be something,
for its thinghood will be something other than the previous one. And
further, whenever one who is asked if a thing is white says that it is
not, he has negated nothing other than its being so, while the not being
so is the negation.
Now this opinion has come about for some people in the same
way that other paradoxes have; for whenever one is not able to refute
1 01 2a 20 a debater's arguments, by giving in to the argument, he concedes
the thing on which the reasoning was based to be true. Some people,
then, say this for some such reason, but others because of seeking an
argument for everything. But the starting point for all of these comes
from definition. And the definition arises from the necessity that they
mean something, since the articulation of which the word is a sign
will be a definition. But while the Heracleitean account, saying that
everything is and is not, seemed to make all things be true, that of
Anaxagoras, that there is something between contradictories, seems
to make all things false, for when things are mixed, the mixture is
neither good nor not-good, so that there is nothing true to say.
24 It seems perfectly obvious that some small fractional part of a square's diagonal
must fit some exact number of times into its side, but precise reasoning shows that
this is impossible. The sophist counts on undermining one's trust in whatever seems
evident.
76 Book IV (Book I} Chapter 8
Chapter 1 Source means that part of a thing from which one might 1 0 1 2b 34
first move, as of a line or a road there is a source in one direction, 1 01 3a
and another one in the opposite direction; and it means that from
which each thing might best come into being, as in the case of learning,
sometimes one ought to begin not from what is first and the source of
the thing, but from which one might learn most easily; or it means that
constituent from which something first comes into being, such as the
keel of a ship or the foundation of a house,2 and in animals some say
it is the heart, others the brain, and others whatever they happen to
believe is of this sort; or it means that which is not a constituent, from
which something first comes into being, and from which its motion
and change naturally first begin, as a child from its father and mother,
or a fight from insults; or it means that by whose choice what is moved 1 01 3a 1 0
is moved or what changes changes, in the sense in which the ruling
offices of cities as well as oligarchies, monarchies, and tyrannies are
called sources,3 as are the arts, and among these the master crafts most
of all. Also, that from which a thing is first known is called the source
of the thing, such as the hypotheses of demonstrations.
Causes are meant in just as many ways, since all causes are sources.
And what is common to all sources is to be the first thing from which
something is or comes to be or is known; of these, some are present
within while others are outside. For this reason nature is a source, as are 1 01 3a 20
elements, thinking, choice, thinghood, and that for the sake of which;
1 This title for Book V supplied by the translator. The secondary literature generally
refers to this book as a dictionary, but Aristotle himself, at the beginnings of Books
VII and X, says that it is about the various ways things are meant. The point is not to
define words but to collect and organize the distinct senses of important words meant
in more than one way. These ambiguities are not verbal but inherent in things, and
Aristotle steadfastly preserves them.
2 Of Odysseus's house, the source in this sense is his marriage bed, rooted in the earth
(Odyssey Book XX, lines 1 90-201 ).
3 There is a faint echo of this meaning when we speak of going to the source for a
decision, but it is the predominant sense of the Greek word; arche means not only
what was first but what is first, a ruling beginning.
78 Book V (Book �) Chapter 1
for the good and the beautiful are sources of both the knowledge and
the motion of many things.
4 This is sometimes mistakenly called the efficient cause. Aristotle never describes it in
such a way, and we generally intend by the phrase the proximate cause, the last event
that issues in the effect. Aristotle always means instead the origin of motion, when it
happens to be outside the moving thing. It is only in a derivative or incidental sense
that he will speak of a push or a bump as being a cause at all, since, as he says at
1 01 3a 1 6 above, all causes are sources.
5 This is Aristotle's comprehensive phrase for what is generally called the final cause,
a much broader idea than that of purpose. The telos, or completion, of a deliberate
action or series of actions is a purpose, but in nature the completion for the sake of
which things occur is the wholeness of natural beings.
Book V (Book <i) Chapter 2 79
same thing is a cause of opposite things, for the thing that is present
is responsible for this result, and we sometimes blame this, when it is
absent, for the opposite one, as the absence of the pilot for the ship's
overturning, whose presence was the cause of its keeping safe, and
both, the presence and its lack, are causes as movers.
But all the causes now being spoken of fall into four most evident
ways. For the letters of syllables and the material of processed things
and fire and earth and all such things, of bodies, and parts of a 1 01 3b 20
whole and hypotheses of a conclusion are causes as that out of which,
and while the one member of each of these pairs is a cause as what
underlies, such as parts, the other is so as the what-it-is-for-it-to-be,
a whole or composite or form. But the semen and the doctor and the
legislator, and generally the maker, are all causes as that from which
the source of change or rest is, but other things as the end or the good
of the remaining ones. For that-for-the-sake-of-which means to be the
best thing and the end of the other things, and let it make no difference
to say the good itself or the apparent good.
The causes then are these and so many in form, but the ways the
causes work are many in number, though even these are fewer if they 1 01 3b 30
are brought under headings. For cause is meant in many ways, and of
those of the same form, as preceding and following one another. For
example, the cause of health is the doctor and also the skilled knower,
and of the octave the double and also number, and always things
comprehensive of whatever is among the particulars. Further, there
is what is incidental, and the kinds of these, as of the statue, in one
way Polycleitus and in another the sculptor, because it is incidental to 1 01 4a
the sculptor to be Polycleitus. And there are things comprehensive of
the incidental cause, as that a human being is the cause of the statue,
or generally an animal, because Polycleitus is a human being .and a
human being is an animal. And also among incidental things, some
are more remote and others nearer, as if the pale man or the one with
a refined education were said to be the cause of a statue. And all of
them, both those meant properly and those incidentally, are meant
some as potential and others as at-work, as of building a house, either
the builder or the builder building. And similarly to the things that 1 01 4a 1 0
have been said, an account will be given for those things of which the
causes are causes, as of this statue or a statue or in general an image,
and of this bronze or of bronze or in general of material, and likewise
with the incidental things. Further, things intertwining the former and
80 Book V (Book 11) Chapter 2
the latter will be said, such as not Polycleitus nor a sculptor but the
sculptor Polycleitus.
Nevertheless, all these are six in multitude, but spoken of in a
twofold way: there is the particular or the kind, the incidental or the
kind of the incidental thing, and these intertwined or spoken of simply;
1 0.1 4a 20 and all as either at-work or in potency. And they differ to this extent,
that what is at-work and particular is and is not present at the same
time as that of which it is the cause, as this one healing with this one
being cured or this one building with this thing being built, but not
always so with what is potential. The house and the housebuilder are
not finished off simultaneously.
6 Aristotle tends to confine the word genus to the kinds that are one step above the
species of natural beings, each being the primary constituent in the articulation of
what something is, as he puts it below at 1 024b 4-5. The use of the word referred
Book V (Book il) Chapter 4 81
necessities are in some way attributed; for what is forced means what
is necessary to do or suffer whenever, on account of being forced, one 1 01 5b
is incapable of acting from impulse, as though this kind of necessity
were one through which something could not be otherwise, and it
is similar in the case of contributing causes of life or of the good.
For whenever without something anything is incapable in one case
of the good, or in the other case of life and being, these things are
necessary and this cause is a kind of necessity. Also, demonstration
is of necessary things, because it cannot be otherwise, if it has simply
been demonstrated, and the causes of this are the first premises, if
those from which the conclusion comes cannot possibly be otherwise.
So of some things, something else is the cause of their being necessary, 1 01 5b 1 0
but of others, nothing else is, but rather it is through them that other
things are necessary. Therefore the primary and authoritative sense of
necessary belongs to what is simple, for this is not capable of being in
more than one way, and so has no this way and otherwise, for then it
would automatically have more than one way of being. So if there are
some things that are everlasting and motionless, for them nothing is
forced or contrary to nature.
8 The meanings of one in this chapter are arranged in ascending order, from weakest
to strongest. Two of the steps on the way are weaker and stronger senses of continuity
(in Greek, the property of holding together). This clause is not a general definition of
continuity, but a description of a sufficient sign of its weakest sense. If you pick up
one of the sticks tied into a bundle, the rest come with it. A necessary condition of
the stronger sense of the word is given in the Physics at 232b 24-25, and a proper
definition of it at 22 7a 1 1 -1 2.
Book V (Book �) Chapter 6 85
specific differences, and these are all called one because the genus that
underlies their differences is one (for example, a horse, a human being,
and a dog are one thing because they are all animals), in much the same
way as the material is one, And while these things are sometimes called
one in this way, sometimes it is said that the higher genus is the same, 1 01 6a 30
if they are ultimate species of the genus, as the isosceles and equilateral
are one and the same figure, since they are both triangles, but not the
same triangles.9
Again, all those things are called one of which the articulation
saying what it is for them to be is indivisible into any other one
revealing what the thing is. (Every articulation itself is divisible within
itself.) For in this way, even what is growing or shrinking is one thing,
because its articulation is one, just as in the case of the articulation of
the shape of plane figures. And in general, those things of which the 1 01 6b
thinking is indivisible, which thinks what it is for them to be, if it is not
capable of separating them in time or in place or in articulation, are
one most of all, and of these, most of all those which are independent
things. For generally, whatever does not have a division, insofar as it
does not have it, is in that respect called one; for example, if insofar as
it is a human being it has no division, it is one human being, if insofar
as it is an animal, it is one animal, or if insofar as it is a magnitude, it
is one magnitude. So while most are called one by way of something
else, either doing or having or undergoing or being in a relation to
something that is one, others are called one in the primary sense, and
of these the thinghood is one, and one either in continuity or in species
or in articulation, for we count as more than one those things that are 1 01 6b 1 0
not continuous, or of which the species is not one, or of which the
articulation is not one. But again, there is a sense in which we say that
anything whatever is one if it is so-much and continuous, but there is
another sense in which we do not if it not some kind of whole, that is,
if it does not have a form that is one; for instance, we could not say
that it was one all the same if we saw the parts of a shoe put together
any which way, unless on account of continuity, but only if they were
put together in such a way that it is a shoe and already has some one
9 In this way, instead of saying that the horse and dog are one thing because they are
both animals, one would say they are one and the same life form, animals and not
plants, though not the same animal.
86 Book V (Book Ll) Chapter 6
form. And for this reason among lines, the shape of the circle is one
most of all, because it is whole and complete.
To be one is to be a source for something to be a number; for the
first measure is a source, since that by which we first know each class
1 01 6b 20 of things is the first measure of it. So oneness is the source of what
is knowable about each thing. But what is one is not the same in
all classes; for here it is the smallest musical interval, but there it is
the vowel or consonant, and of weight it is a different thing, and of
motion something else. But what is one is always indivisible, either in
amount or in kind. As for what is indivisible in amount, that which is
indivisible in any way and has no position is called the arithmetic unit,
that which is indivisible in any way and has position the point; that
which is divisible in one direction is a line, in two a plane, and what
is divisible in all three directions with respect to amount is a bodily
solid, and-going back the other way again-what is divisible in two
directions is a plane, in one a line, what is divisible in no direction with
1 01 6b 30 respect to amount is a point or unit, the one without position the unit,
the one with position a point.
Again, some things are one in number, others in species, others in
genus, and others by analogy: in number, things of which the material
is one, in species things of which the articulation is one, in genus, things
to which the same manner of predication applies,lO and by analogy, as
many things as are in the condition that something else is, in relation
to something else. The later ones follow along with the earlier ones,
as things that are one in number are also one in species, but not all
1 01 7a those that are one in species are one in number; but as many things as
are one in species are all also one in genus, while those that are one in
genus are not all one in species, but are all one by analogy; but not all _
those that are one by analogy are one in genus.
And it is clear that many will be meant in ways opposite to one: for
some things are many through not being continuous, others through
having their material divided in kind, whether the first or last material,
and others because the articulations that say what it is for them to be
are more than one.
1 0 In this sense, all qualities are one, all places, etc. See below, beginning at 1 01 7a 23.
Book V (Book �) Chapter 7 87
in its own right; in the incidental sense, we say, for example, that the just
person is educated, or the human being is educated, or the educated
one is a humanbeing, inmuch the same way asifwe were tosaythat the 1 01 7a 1 0
educated one builds a house because it is incidental to the housebuilder
to be educated, or to the educated one to be a housebuilder (for here
this is this means that this is incidental to this). And it is this way
too in the case of,the things mentioned; for whenever we say that the
human being is educated or the educated one is a human being, or that
the white thing is educated or this is white, we mean in some cases
that both are incidental to the same thing, in others that something is
incidental to a being, and in the case of the educated human being, that
the educated is incidental to this person. (And in this sense even the
not-white is said to "be" because that to which it is incidental is.) So
things that are said to be incidentally are said to be so either because 1 01 7a 20
both belong to the same being, or because one of them belongs to a
being, or because the thing itself is, to which belongs that to which it
is attributed.
But just as many things are said to be in their own right as are meant
by the modes of predication; for in as many ways as these are said, in so
many ways does to be have meaning. Since, then, of things predicated,
some signify what a thing is, others of what sort it is, others how much
it is, others to what it is related, others what it is doing or having done
to it, others where it is, and others when it is, being means the same
thing as each one of these.H For it makes no difference whether one
says a person is healing or a person heals, or a person is walking or
cutting rather than that a person walks or cuts, and similarly in the 1 01 7a 30
other cases.
Also, to be and is signify that something is true, and not to be signifies
that it is not true but false, alike in the cases of affirmation and denial;
for instance, that Socrates is educated indicates that this is true, or
that Socrates is indicates that this is true, but that the diagonal is not
commensurable indicates that this is false.
Again, being and what is mean in one sense something that is definite 1 01 7b
as a potency, but in another sense what is fully at work, among these
1 1 These modes of predication, or ways of saying anything about anything, are also the
ultimate classes of beings, not able to be reduced in number. They are usually referred
to as the "categories." The book called the Categories, of which the authorship is
sometimes disputed, adds two more to the eight given here.
88 Book V (Book .i) Chapter 7
things thathave been mentioned. For we say of both one who is capable
of seeing and one who is fully at work seeing that he sees, and similarly
of both one who is capable of using knowledge and one who is using it
that he knows, and also both of that to which rest already belongs and
that which is capable of being at rest that it rests. And it is similar in
the case of independent things, for we say that Hermes is in the block
of stone, and that the half belongs to a line, and that what is not yet
ripe is grain. When something is potential and when it is not yet so
must be distinguished in other places.l2
and explains why. In the same way, it must seem to begin with that forms have a
separate being only in our thinking, and Aristotle says this at various places, but at
1 072a 25-28, the culmination of the Metaphysics and of all Aristotle's philosophizing,
he deduces the existence of separate forms. The present sentence is an anticipation
of that inquiry, and means exactly what it says.
90 Book V (Book �) Chapter 9
Alike is used of things that have the same attributes in every respect,
as well as of things that have more attributes the same than different,
and of which the quality is one; and in the case of contrary attributes
which are capable of altering, a thing is like that one which shares
either the most or most important of these. And unlike is meant is
ways opposite to like.
will mean in one way what has a source of motion or change (for
even what can bring something to a stop is something capable) in
something else or as something else, and in one way even if some 1 01 9b
other thing has such a power over it, and in one way even if it has a
power to change in any direction whatever, whether for the worse or
for the better. (For even what is destroyed seems to be capable of being
destroyed, since it would not be destroyed if it were incapable of it;
but as things are it has some disposition and cause and source of such
an affection, and sometimes it seems to be by having something, but
other times by lacking something that it is such. But if a deprivation
is somehow a condition it has, then in all cases it would be by having
something, though if it is not, this would be so only ambiguously, so
that it is capable by having some condition or by having the lack of it, 1 01 9b 1 0
if it is possible to "have" a lack.) And in one sense a thing is capable
by virtue of something else's (or its, as something else) not having a
destructive power over it, or source of such a thing, Again, in all these
ways a thing is capable either because of something's just happening
to come about or not come about, or because of its doing so well. For
this sort of potency is present even in things without souls,14 such as
in instruments, for people say that one lyre is capable of sounding but
another is not, if it doesn't sound good.
And incapacity is a lack of potency and of the sort of source that has
been mentioned, either completely or in what would naturally have
it, or even at the time when it would naturally already have it; for it
is not in the same way that we would say a boy, a man, and a eunuch
were incapable of begetting. Also, for each power there is an opposite 1 01 9b 20
incapacity, both to the one that can only set something in motion, and
to that which can do so well.
And while some things are said to be incapable in this sense of in
capacity, others are said in another way to be possible and impossible:
impossible that of which the contrary is necessarily true (in the way
1 4 This striking qualification shows that the potencies described so far are found
primarily in living things. They are innate strivings which will emerge so long as nothing
prevents them, described in the Physics as inherently yearning for and stretching out
toward form (1 92a 1 8). Though the weaker sense of mere possibility is described later
in the chapter, the stronger sense of dunamis should always be presumed in Aristotle's
writings.
94 Book V (Book �) Chapter 1 2
1 5 And it is by a further alteration and inversion that we speak of the products of the
numerical measures of geometrical lines as powers. The Greek word refers to the line
itself, as potentially the side of a square or a cube, and thus roughly corresponds to
our use of the word root.
1 6 This repeated qualification throughout this chapter is meant to distinguish a
·
but an educated thing is so incidentally. And among the ones that are so
in their own right, some are so by virtue of their thinghood, in the way
that a line is so-much (for in the articulation that says what it is there is
present a certain so-much), but others are attributes and states of that 1 020a 20
sort of independent thing, such as the many and the few, the long and
the short, the wide and the narrow, the deep and the shallow, and other
such things. And also the large and the small, and the greater and the
less, spoken of both in themselves and in relation to each other, are in
their own right attributes of what is so-much; these names, however,
are also transferred to other things.l7 But among things that are said
too be so-much incidentally, some are so called in the way that the
educated and the white were said to be, because that to which they
belong is of a certain amount, but others in the way that motion and
time are; for these are said to be of certain amounts and continuous 1 020a 30
because those things of which these are attributes are divisible. I mean
not the thing moved but that through which it was moved, for because
that is so-much, the motion too is so-much, and the time because that
is.
(
Book V (Book M Chapter 1 5 97
(for the same thing would be being said twice), and similarly sight is
1 021 b the sight of something, but not of that of which it is the sight (though
it is true to say this), but relative to color or to some other such thing.
But in the former way the same thing will have been said twice, that
it is the sight of that of which it is the sight.
Now things that are called relative in their own right are in some
cases so called in these ways, but in others because the classes to which
they belong are of this sort; for example medical skill is among relative
things because its genus, knowledge, seems to be something relative.
Also, things are called relative by reference to the things that have
them, such as equality because of the equal or similarity because of
the similar. Other things are relative incidentally, as a human being is
1 021 b 1 0 relative because he happens to be double of something, and this is one
of the relations, or the white is relative if the same thing is incidentally
double and white.
The relation is therefore not mutual, like the other two kinds, but one sided. See the
note at the end of Bk. IV, Ch. 5.
Book V (Book <1) Chapter 1 8 99
Chapter 17 Limit means the extremity of each thing, the first thing
outside of which there is nothing to find and the first thing inside
of which everything is, which is also the form of a magnitude or of
something that has magnitude; and it means the end of each thing
(and of this sort is that toward which its motion or action tends, but
not that from which it starts, though sometimes it is both and consists
of that from which as well as that toward which), and that for the
sake of which it is, and the thinghood of each thing, and what it is for
each thing to be; for the latter is a boundary of knowledge, and if of 1 022a 1 0
the knowledge, also of the thing. It is clear, therefore, that in however
many ways source is meant, limit too is meant, and in yet more ways;
for a source is a limit, but not every limit is a source.
to a position which one stands by or walks by,22 since all these uses
indicate a position or a place.
Therefore by itself must also be meant in many ways. For in one
sense the by itself is what it is for each thing to be; for instance Callias
by virtue of himself is Callias and what it is for Callias to be. But in a
sense it means all the things that are present in what something is, as
Callias by virtue of himself is an animal, since animal is a constituent
1 022a 30 in his articulation because Callias is a certain kind of animal. And also
it means anything that something receives in itself primarily; or in any
of its parts, in the way that a surface is white by virtue of itself or a
human being lives by virtue of himself; for the soul is a part of the
human being, and in it living primarily resides. Also it means that
for which no other thing is responsible; for there are many causes of
a human being, such as animalness and two-footedness, but still by
himself a human being is a human being. Also it means all those things
that belong to something alone, insofar as it is alone, for which reason
what is separated is by itself.
22 More properly "at which one stands or along which one walks." The range of
meanings of kata has no single English equivalent, but the translation chosen here is
the simplest one that most nearly fits the most uses.
Book V (Book �) Chapter 22 1 01
23 Chapters 1 9-21 form a cluster. A disposition may be transitory but an active state
holds on and continues; an attribute may also be enduring but is a passive state. But
the meaning of pathos spans all passive conditions from the most indifferent to great
afflictions; no English word hits both notes in a similar way.
1 02 Book V (Book �) Chapter 22
not being able to be cut easily or well. Still, they sometimes mean what
does not have something in any way, for someone who is one eyed is
not called blind, but only one who lacks sight in both eyes, for which
reason not everyone is good or bad, or just or unjust, but there are also
in-betweens.
but one which cannot grow back when it is completely removed. For
this reason bald men are not defective.
different in kind, as are all those things that are meant in reference
to different ways of predicating being (for some things signify what
beings are, others of what sort they are, and others the things that were
distinguished above24), since these are not reducible at all, neither into
one another nor into any one thing.
24 At 1 01 7a 23-27.
1 06 Book V (Book �) Chapter 29
these is false always and the other sometimes, since these things are
not that way), and another sort includes things which are, but which
naturally seem to be either of a sort that they are not, or things that
are not (for instance a perspective drawing or dreams, for these are
something, but not what they produce the appearance of). Things,
then, are said to be false in this way, either because they are not, or
because the appearance of them is of something that is not.
Now a statement is false which is about things that are not, insofar
as it is false, for which reason every statement is false about something
other than that about which it is true, as what is true of the circle is
false about the triangle. And of each thing there is a sense in which
there is one statement, which says what it is for it to be, but there
1 024b 30 is another sense in which there are many statements, since the thing
itself and the thing when it has been affected are in a certain way
the same, such as Socrates and the educated Socrates (but a false
statement is not a statement about anything simply). For this reason
Antisthenes believed simplemindedly that nothing was fit to be said
except a thing's own articulation, one statement for one thing, from
which it followed that there could be no contradicting, and practically
no making a mistake. But is it possible to speak of each thing not only
by its articulation but also by that of something else, and this either
1 025a completely falsely, or it is possible in a way also truly, as eight is called
double by means of the articulation of two.
Some things, then, are called false in these ways, and a false
human being is one who skillfully and deliberately makes use of such
statements, for no other reason but for its own sake, andwho foists such
statements onto other people, in the same way that we also said that
things are false which produce a false appearance. For this reason the
argument in the Hippias25 goes wrong in saying that the same person is
false and true. For it takes the one who is capable of deceiving as being
false (and this is the one who knows and has understanding), and
further assumes that the one who willingly does low things is better
1 025a 1 0 than one who does so unwillingly. But this takes something false out
of a survey of examples, for the one who limps willingly is better off
25 Plato's Lesser Hippias. Aristotle is not arguing with Plato, but answering Socrates's
invitation to see through the confusion in Hippias's thinking. Hippias is depicted as
an empty-headed professor who can speak expertly about Homer but cannot make
elementary distinctions.
Book V (Book Li) Chapter 30 1 07
26 This second type of incidental attribute is proper (idion) to the thing it belongs to,
and in the logical writings it is called by that name and usually translated as "property."
See for example Topics 1 02a 1 8-3 1 . In the strictest sense, what a triangle is in its own
right, in virtue of itself, is just a plane figure with three angles and straight sides.
Because it is that, it also incidentally contains two right angles, and even though that
property is both necessary and sufficient to identify a triangle, it is derivative from
what makes it a triangle.
Book VI (Book E)
Primary and Derivative Kinds of Being1
Chapter 1 The sources and causes of beings are being inquired 1 025b 3
after, but clearly only insofar as they are beings. For there is something
that is responsible for health and for fitness, and among mathematical
things there are sources and elements and causes, and in general every
kind of knowledge that is discursive, or takes part in any way in
thinking things through, is concerned with causes and sources, of
either a more precise or a simpler kind. But all of these draw a line
around some particular being and some particular class of things and
busy themselves with that, but they give no account at all of being
simply as being nor of what something is, but starting from this, in 1 025b 1 0
some cases by making it evident to the senses, in others taking what
the thing is as a hypothesis, in this way they demonstrate the properties
that belong in their own right to the class of things they are concerned
with, demonstrating them in either a more necessary or a looser way.
For this reason it is clear by such a review of examples that there is no
demonstration of the thinghood or the what-it-is of things, but some
other means of pointing to it. Similarly, they do not speak at all about
whether the class of things they busy themselves with even is or is not,
since it belongs to the same act of thinking to make clear both what
something is and whether it is.
And since the kind of knowledge that pertains to nature also
happens to be about a particular class of beings (since it is about the 1 025b 20
sort of independent thing that has a source of motion and rest in itself),
it is clear that it is not concerned with action or production (for the
source of things made is in the maker, either intelligence or skill or
some power, and the source of actions is in the one who acts, and is
choice, since an action and a choice are the same thing), and so, if all
thinking tends toward action, production, or contemplation, the study
of nature would be one of the contemplative kinds, but contemplative
of the sort of being that is capable of being moved, and of the kind of
thinghood which by its very meaning is for the most part not separate
only. But it is necessary that what concerns what it is for something to
1 025b 30 be and its articulation in speech not be ignored, since inquiring without
this is doing nothing at all. But among things that are defined and the
kinds of what-it-is of things, some are like the snub and other like the
concave. And these differ because the snub is conceived along with
its material (since what is snub is a concave nose), while concavity is
without sensible material. So if all natural things are meant in a way
1 026a similar to the snub, as for example nose, eye, face, flesh, bone, animal
in general, leaf, root, bark, and plant in general (for the meaning of
none of them leaves out motion, but they all have material), it is clear
how one must look for and define what is it for natural things to be,
and also why it belongs to the one who studies them to pay attention
to some aspect of the soul, namely as much of it as is not without
materiai.2
That, then, the study of nature is contemplative is clear from these
things, but mathematics is also contemplative, though whether it is
about things that are motionless and separate is not now clear; it is
clear, however, that it studies some mathematical things insofar as they
1 026a 1 0 are motionless and insofar as they are separate. But if there is anything
that is everlasting and motionless and separate, it is obvious that the
knowledge of it belongs to a contemplative study, though surely not
to the study of nature, nor to mathematics, but to one that precedes
them both. For the study of nature concerns things that are indeed
separate, but are not motionless, while some mathematics concerns
things that are indeed motionless, but presumably not separate, but
in truth in material; but the first contemplative study concerns things
that are both separate and motionless.
And while it is necessary that all causes be everlasting,3 these are
so most of all, since they are responsible for what appears to us of
the divine. Therefore there would be three sorts of contemplative
philosophy, the mathematical, the natural, and the theological; for
1 026a 20 it is not hard to see that if the divine is present anywhere, it is present
in a nature of this kind, and that the most honorable study must be
2 A human being is not simply natural, for while soul and body are inseparably one,
just like wax and the shape impressed in it (On the Sou/4 1 2b 6-8), the intellect has no
bodily organ (429a 26-27), but comes in "through the door" (Generation of Animals
736b 27-28).
3 See 1 01 3a 1 7-23. Since all causes are sources, they cannot have other sources, but
must be self-explanatory and self-sustaining.
Book VI (Book E) Chapter 2 111
geometer does not study the things that are incidental in this way to
figures, nor whether "triangle" is different from "triangle containing
two right angles." And this is in accord with good sense, for the
incidental is as though it were only a word.
For this reason Plato's assignment of sophistry to what concerns
nonbeing was in a certain way not bad.6 For the arguments of the
sophists are, one might say, most of all about what is incidental:
whether educated and literate are different or the same, and whether
educated Coriscus is the same as Coriscus, and, if everything that is,
but is not always, has come into being, that it follows that, if one who
1 026b 20 was educated became literate, then also one who was literate became
educated, and all the other arguments that are of this kind. For it is
obvious that what is incidental is something close to what is not. And
this is clear also from this sort of argument: there is coming into being
and passing away of things that are in some other sense, but not of
things that are incidentally? But one ought, nevertheless, still to say
about the incidental, to the extent that it is possible, what the nature of
it is and through what cause it is, for atthe same time itwill presumably
also be clear why there is no knowledge of it.
Since, then, among beings, some are always and necessarily in the
same condition, meaning this not in the sense that it is by force but
1 026b 30 as what is not capable of being otherwise, while others are as they
are neither necessarily nor always, but for the most part, this is the
source and this is the cause of there being what is incidental; for what
is neither always nor for the most part is what we say is incidentaLS
For instance, if a storm and cold weather should come about in the
dog days of summer, we say that this is incidental, but not if there is
heat and stifling air, since the latter happens always or for the most
part, but the former does not. And it is incidental to a human being
6 This is the seventh and final definition of the sophist in the dialogue of that name,
which depends upon understanding an image as a way in which non being is present.
More than half the dialogue, from 263E on, is devoted to justifying this claim.
7 One of Aristotle's examples elsewhere is of a housebuilder who plays the flute. Your
house may happen to have been built by a flute player, but it didn't come into being
as such, since the builder's knowledge of flute playing didn't direct the making of
it. Incidental attributes just attach to things, without having been worked into the
texture of them.
8 That is, since the regularity of the things around us is not always rigid, there is room
around the edges of things for all sorts of incidental attributes.
Book VI (Book E) Chapter 2 l l3
to be pale (since it is so neither always nor for the most part), but it is
not incidentally that he is an animal. And for a housebuilder to cure
someone is incidental, because it is not natural for a housebuilder but 1 027a
for a doctor to do that, but the housebuilder incidentally was a doctor.
And a fancy chef, aiming at pleasure, might make something healthful,
but not on account of his skill as a fancy chef; for this reason it was
incidental, we say, and there is a sense in which he made the healthful
food, but in the simple sense of "make" he did not.
For some things are results of capacities to produce other things,
while others result from no definite art or capacity; for of what is or
happens incidentally, the cause too is incidental. Therefore, since not all
things are or happen necessarily and always, but most things are and 1 027a 1 0
happen for the most part, it is necessary that there be incidental being.
For instance, it is neither always nor for the most part that someone
pale has a refined education, but since it sometimes happens, it will
be incidental (or if not, everything would be by necessity). Therefore,
it will be the material that is capable of being otherwise than it is for
the most part, that is the cause of what is incidental. But one must take
this as a starting point, whether there is nothing that is neither always
nor for the most part the case, or whether this is impossible. So there
is something besides these that is whichever way it chances to be and
is incidental.
But while there are things that are so for the most part, does nothing
belong to anything always, or are some things everlasting? One must
examine these things later, but it is clear that there is no knowledge of 1 027a 20
what is incidental, since all knowledge is of what is so always or for the
most part-for how else will anyone learn or teach? For it is necessary
to make something definite by means of what it is always or for the
most part, such as that milk-and-honey is for the most part beneficial
to one who has a fever-but what happens contrary to this one will
not be able to say, when it is not so, such as on the new moon; for what
happens on the new moon will also be the case either always or for the
most part, but the incidental is something besides these. What, then,
the incidental is, and through what cause it is,9 and that there is no
knowledge of it, have been said.
. 9 That the material of things is capable of being other than it usually is makes room
for incidental attributes, and so, while it is not a sufficient cause for their occurrence,
it secures their possibility.
1 14 Book VI (Book E) Chapter 3
1 027a 30 Chapter 3 That there are sources and causes which come and go
without being in a process of coming-into-being or passing-away is
evident. For if this were not so, all things would be by necessity, if
there must be some nonincidental cause of what is coming into being
or passing away. For will this particular thing be the case or not? It
will if this other thing has happened, but if not, not. But that one will
happen if some other thing has happened. And it is clear in this way
1 027b that by always taking some time away from a finite time one will
come to the present, so that this person will die by violence, if he goes
outside, and will do this if he gets thirsty, and that if something else
happens, and in this way one will come to what is now present, or to
something that has happened. For example, he will get thirsty if he eats
spicy food, and this is either the case or not, so that it is by necessity
that he is killed or is not killed. And similarly if one jumps back to the
past, the account is the same; for this already belongs to something
(I mean the thing that has happened). Therefore everything that is
going to happen will be by necessity. For example, one who is alive
1 027b 1 0 will necessarily die because of something that has already come about,
such as contrary tendencies in the same body. But whether he will die
by disease or violence is not yet necessary, but only if some particular
thing has happened. Therefore it is clear that the result goes back as
far as some starting point, but this no longer goes back to anything
else. This, then, will be the origin of what happens in whichever way
it chances to, and nothing else will be responsible for its happening.
But to what sort of source and what sort of cause such tracing back
has gone, whether to material or to that for the sake of which or to a
mover, one needs to examine with the greatest care.lO
Chapter 4 Let the things that concern incidental being be set aside,
1 0 The preceding chapter argued that a material cause of anything incidental must
be present, and this chapter shows how the other two kinds mentioned here might
be more governing. The spicy food is an external source of motion, but the human
being still chooses to go outside for the sake of getting water, and this final cause is
primary in that example. In his most thorough account of chance, Physics Bk. II, Ch.
4-6 and 8, Aristotle shows that all chance events, and hence all incidental being, trace
back to an interference of final causes. This requires establishing that all natural events
are for the sake of ends. Here it is sufficient for his argument to show that incidental
being lacks the knowable determinacy of what happens always or for the most part.
A brief excerpt from the Physics, at the end of Bk. XI, Ch. 8, below, makes explicit that
incidental being is always derivative from things that are for the sake of something.
Book VI (Book E) Chapter 4 115
since it has been marked off sufficiently. But since being as the true and
nonbeing as the false concern combining and separating, and the whole 1 027b 20
topic concerns the division of a pair of contradictories (for truth has
the affirmation in the case of a combination and the denial in the case
of a separation, while the false has the contradictory of this division,
but how it happens that one thinks things together or apart is another
story-I mean together and apart in such a way that they are not in
sequence but become some one thing), since the false and the true are
not in things, as if, say, the good were true and the bad automatically
false, but in thinking, and not even in thinking in what concerns simple
things and what things are, then whatever one needs to pay attention to
about this sort of being and nonbeing should be examined later11; but
since the intertwining and dividing are in thinking but not in things, 1 027b 30
and being of this sort is different from the being of what is in the
governing sense (for thinking attaches or separates what something
is, or that it is of this sort, or that it is this much, or anything else it
might be), both being as what is incidental and being as what is true
must be set aside. For the cause of the one is indeterminate and of
the other is some attribute of thinking, and both kinds concern the 1 028a
remaining kind of being, and do not reveal any nature that is outside
this sort of being; for this reason let them be set aside, but what must
be examined are the causes and sources of being itself, as being.
1 028b is-a human being or fire-rather than of what sort or how much or
where it is, since we know even each of these things themselves only
when we know what an amount or a sort is. And in fact, the thing that
has been sought both anciently and now, and always, and is always a
source of impasses, "what is being?", is just this: what is thinghood?
(For it is this that some people say is one and others more than one,
and some say is finite and others infinite.) So too for us, most of all and
first of all and, one might almost say, solely, it is necessary to study
what this kind of being is.
3 The last three sentences are misplaced in the manuscripts, after the first sentence
of Ch. 4. They are undoubtedly genuine, and form one of the major structural
connections of the whole Metaphysics. They make it clear that the sort of being found
in perceptible things, while it must be first for us, is not first in the nature of things.
On this order of study, see also Physics Bk. I, Ch. 1 , and Topics 1 01 a 35-101 b 4.
4 The rest of Bk. VII, except for Ch. 7-9, is logical in character, an analysis starting
from the way we speak and think. For Aristotle, this is always secondary to examining
the way things are by nature. (See, for example, Physics 204 b 3-1 1 .) The last chapter
of Bk. VII forms a bridge from the logical to the natural by means of the notion of
cause.
Book VII (Book Z) Chapter 4 1 21
of yourself that you are cultivated. Therefore, being you is what you
are in virtue of yourself, but it is not even all of this, for it is not what
is in virtue of itself in the way that white is in a surface, because being
white is not being a surface. But surely neither is the thing made out of
both, being-a-white-surface, what it is to be white, because white itself
is attached to it. Therefore that articulation in which something is not
itself present, when one is articulating it, is the statement of what it is 1 029b 20
for each thing to be; so if being a white surface is being a surface that
is smooth,5 being, for white and for smooth, is one and the same.
But since there are also compounds that result from the other
ways of attributing being (since there is something underlying each
of them, such as the of-what-sort, the how-much, the when, the
where, and the motion), one must consider whether there is for each
of these a statement of what it is for it to be, and whether what-it
is-for-it-to-be even belongs to them, for example to a person with a
pale complexion. Now let's suppose the name for a pale person is
"sheet." What is the being of a "sheet"? Now surely this is not even
among the things attributed to anything in virtue of itself. But "not in
virtue of itself" is meant in two ways, and of these one results from 1 029b 30
attaching something, but the other from not attaching something. For
the former way is stated by sticking the thing one is defining onto
something else, as if, when defining being-pale, one were to state the
articulation of a pale person; the latter way occurs because something
else is attached to the thing being defined, as if "sheet" meant a pale
person and one defined the "sheet'' as pale.6 The pale person is of 1 030a
course pale, but what it is for it to be is not what it is for pale to
be.
But is being-a-"sheet" any sort of what-it-is-for-something-to-be at
all, or not? For what it is for something to be is the very thing that
5 See On Sense Perception and Perceptible Things 442b 1 0-1 3 . Democritus, like Galileo
and Descartes in a later time, sought to reduce the proper objects of the senses to
mathematical attributes. Aristotle does not think white can be reduced to anything
else, but his point is that, even though white by its very nature must be in a surface,
being-in-a-surface is no part of the nature of whiteness, whatever that nature might
be.
6 The statement of what something is in virtue of itself can fail by including too much,
or by omitting something necessary. Aristotle is implicitly asking, in the two preceding
sentences, why a "sheet" can't be what it is in virtue of itself, so long as one states
that properly, and his answer is in the next paragraph.
1 22 Book VI I (Book Z) Chapter 4
by adding and subtracting? in the same way that one can say the
unknown is something known, since the right thing to say is that they
are called beings neither ambiguously nor in just the same way, just
as what is medical is so called not by being something that is one and
the same but by pointing to something that is one and the same, and 1 030b
so not in an ambiguous way either. For a medical cadaver, a medical
action, and a medical instrument are meant neither ambiguously nor
as one thing, but as pointing to one thing.s But it makes no difference
in which of the two ways one wants to speak about these things. This
is clear: that a definition and a what-it-is-for-something-to-be belong
primarily and simply to independent things. It is not that they do not
belong to the other things in a way that resembles this, but only that
they do not belong to them primarily. For it is not necessary, if we
assume this, that there be a definition of whatever means the same
thing as a group of words, but only that there be one of what means
the same thing as a certain kind of group of words, and this is one
that belongs to something that is one, not by being continuous in the
way that the Iliad is, nor by being bundled together, but in just those 1 030b 1 0
ways that one is meant. Now one is meant in the same ways as being,
and being signifies in one way a this, in another a so-much, and in
another an of-this-sort. And for this reason there will be a statement
and a definition of a pale person, but in a different way than of pale,
or of an independent thing.
7 That is, since a quantity (say) is a being only in a qualified sense (with an addition),
it is a being in less than the full sense (with a subtraction).
8 See the first paragraph of Bk. IV, Ch. 2.
1 24 Book VII (Book Z) Chapter 5
9 It takes some contortion to see the meaning of snub nose as infinite, but it may
be worth the effort. If one simply substitutes "squashed-in nose" for the word snub,
then the phrase contains "nose" twice, but only twice; but if one focuses only on the
fact that snub contains an implicit reference to a nose, then snub nose becomes snub
(nose) nose, which in turn becomes snub (nose (nose)] nose, and so on. From this
perspective the phrase snub nose is infinite and therefore unbounded, and so cannot
have a definition, which is a boundary.
1 0 Chapters 4 and 5 may be said to deal with two kinds of "linked" things, as seen
in the examples of a pale human being and a female human being. The ti en einai is
what something keeps on being, in order to be at all, and so cannot include paleness,
which a human being might happen to lose, or femaleness, which is not necessary
in order for someone to be a human being. A human being must have some sort of
Book VI I (Book Z) Chapter 6 1 25
Chapter 6 But one must investigate whether each thing is the same
as, or different from, what it keeps on being in order for it to be. For
this will contribute in a certain way toward the investigation about
thinghood, since it is the case both that each thing seems to be nothing
other than its own thinghood, and that what it is for it to be is said
to be the thinghood of each thing. Now in the case of things meant
as incidental, they would seem to be different, as a pale person is 1 03 l a 20
different from being-a-pale-person. (For if they were the same, then
also being-a-human-being and being-a-pale-human-being would be
the same; for a pale human being is just the same thing as a human
being, as people say, so that being-a-pale-human-being and being
a-human-being would also be the same. Or does it not necessarily
follow that they are the same in those instances that involve incidental
attributes, since the extreme terms are not equated with the middle
term in the same way?ll But then perhaps this might seem to follow,
that a pair of incidental extreme terms would become the same, such
as being-pale and being-cultivated, but this doesn't seem to be so.12)
But in the case of things attributed in virtue of themselves-such
as if, for instance, there are some independent things than which no
generative capacity, but either sort, and even a defective instance of it, would still be
sufficient.
1 1 Being-a-pale-human is taken as identical with a pale human by assumption, while
a pale human is taken as just the same as a human by loose ordinary speech, which
doesn't discriminate between incidental and necessary attributes.
1 2 If there was no syllogism in the previous case because of a lack of parallelism of
the premises, would it help to make them both predications of incidental attributes?
Obviously not, so one can now conclude than an incidental compound such· as pale
human-being is not part of what it is to be anything.
1 26 Book VII (Book Z) Chapter 6
1 0 3 1 a 30 other independent things or natures are more primary, of the sort that
some people say the forms are--is it necessary that they be the same
as what it is for them to be? For if the good itself and being-good
were different, or animal-itself and being-an-animal, or being itself
1 031 b and being-being, then there would be other independent things and
natures and forms besides the ones that are spoken of, and those other
kinds of thinghood would be more primary, if what it is for something
to be is its thinghood. And if they are detached from one another,
there would be no knowledge of the forms, and what it is for things
to be would not have being. (By "being detached," I mean if being
good does not belong to the good itself, and the good that is does not
belong to being-good.) For there is knowledge of anything only when
we recognize what it is for it to be, and the same thing that holds true
with the good holds also with the other things, so that if being-good
is not good, then being-being does not have being and being-one is
not a unity; and likewise, either for all things or for none, the what
it-is-to-be has being, so that if being-being does not have being, then
1 031 b 1 0 neither do any of the others. What's more, that to which being-good
does not belong is not good. Therefore the good and being-good must
be one thing, and so too the beautiful and being-beautiful, and all
those things that are not attributed in virtue of anything else but in
virtue of themselves and primarily. For this would be sufficient if it
were granted, even if there were no forms, and perhaps even more so
if there are forms. (And at the same time it is also clear that, if there
are forms of the sort that some people say there are, thinghood will
not be an underlying thing; for these must be the thinghood of things,
but not as underlying things, since the other things will be by means
of participating in them.l3)
So by these arguments, each thing itself and what it is for it to be are
1 031 b 20 one and the same, in a way that is not incidental, and this follows also
because knowing each of them is just this: to know what it is for it to be.
1 3 It was concluded at 1 029a 26-30 that thinghood must refer to some sort of
underlying thing, but also to something that is separate and a this, and so must be the
form (or the composite) rather than the material. But if the form is only participated
in, or shared in, it cannot properly be said to underlie the particulars. This is not a
rejection of the idea of forms, but a fine tuning of one. Aristotle will argue that the
form must be at work upon the material in a way that makes the particular thing what
it is (Bk. VII, Ch. 1 7, and all of Bks. VIII and IX); the form therefore underlies the thing
in an active, causal way, and is not passively participated in.
Book VII (Book Z) Chapter 6 1 27
1 4 Some commentators take this to mean that, just as Socrates and his soul are
identical, so too are the form and what it is for it to be; others take it to mean that,
since what it is to be Socrates is identical with humanness in general, and not with
him in particular, what it is to be Socrates is obviously different from Socrates, but on
grounds that lead to an opposite conclusion in the case of the forms. It is perhaps best
to understand Aristotle as saying that the application of the question to composite
particulars needs more thorough examination, which Ch. 7-9 provide.
1 28 Book VII (Book Z) Chapter 7
Chapter 7 Of the things that come into being, some come about
by nature, some by art, and some as a result of chance, but everything
that comes into being becomes something, from something, and by
the action of something; by what it becomes, I mean something in
accordance with any of the ways of attributing being, for it comes to be
either a this, or how-much, or of-what-sort, or where it is. And natural
comings-into-being are those of which the origin is from nature, and
that out of which they come to be is what we call material, that by the
action of which is any of the natural beings, and what they become is
either a human being or a plant or anything else of that sort, which
1 032a 20 in fact we most of all say are independent things-and all things that
come into being by either nature or art have material, for each of them
is capable of being and of not being, and this potentiality is the material
in each-and in general, that out of which they come is a nature and
that toward which they come to be is a nature (for the thing that comes
into being, such as a plant or an animal, has a nature), and that by the
action of which they come to be is the nature that is meant in the sense
of the form and is the same in form as what comes into being (though
it is in another, since a human being begets a human being) .
It is in this way, then, that things come into being that come to
be by nature, but the other things that come into being are called
products. And all products result from art, or from an aptitude, or
from thinking. But some of these things come about also just on their
1 032a 30 own and by chance, in much the same way as happens among things
that come into being as a result of nature; for there too, some of the
same things that come into being from seeds are also produced without
1 032b seeds.lS These must be looked into later, but it is from art that all those
things come into being whose forms are in the soul (and by form I
mean what it is for them to be, and their primary thinghood). For in
a certain way, the same form belongs even to contrary things, since
the thinghood of something lacking is the thinghood opposite to it,
1 6 Aristotle compares the internal temperature of an animal to the sun's heat that
ripens fruit and the cooking that makes food nourishing. See Meteorology, Bk. IV, Ch.
2-3, and Generation of Animals 743a 1 8-743b 1 8.
1 7 We speak of the artist or artisan as a creator, but Aristotle understands the form
to be at work upon the soul of the artist, who can then assist its transmission into
material. In the famous example of the four causes of a statue, the sculptor is not even
its "efficient" cause, except incidentally; the moving cause of a statue is the sculptor's
art, a being-at-work of forms. (See above, 1 0 1 3 b 4-9.)
1 30 Book VII (Book Z) Chapter 7
last of these is what produces the part, and is in this way itself a part,
1 032b 30 of health, or in the case of a house it is, say, stones, and so too in other
things.lB Therefore, just as is always said, coming into being would be
impossible if there were nothing present beforehand.19
So it is clear that some part of the productwill necessarily be present
from the start, since the material is part of it (for this is a constituent
1 033a in it and comes to be something). But this is not one of the things
included in the articulation of a thing, is it? But we do state in both
ways what bronze circles are, stating both that the material is bronze
and that the form is a certain sort of shape, and this is the class into
which it is primarily placed. So the bronze circle has its material in
its articulation. But the material out of which some things come when
they are generated is attributed to them not by that name but by one
derived from it, as if a statue were not called stone but stony; but the
human being grown healthy is not called by the name of that out of
which he becomes healthy, and the reason is that he becomes healthy
out of a deprivation and something underlying it, which is what we
1 033a 1 0 call material (for instance, it's both a human being and a sick person
that becomes healthy), though he is more so said to become healthy out
of its lack, namely from being sick, than out of being human, and hence
the healthy person is not called sick but human, and the human being
is called healthy. But those things of which the lack is not apparent
and has no name, such as the lack of any particular shape in bronze,
or the lack of a house in bricks and lumber, seem to have things come
into being out of them in the same way that the person in the earlier
example became something out of being sick. And for this reason, just
as there that out of which he comes to be is not attributed to him, here
too the statue is not called wood but by the derivative wooden instead
of wood, or brazen instead of brass, or stony instead of stone, and a
1 033a 20 house is not said to be bricks but of bricks, since if one were to look
very carefully, one would not say simply, either that the statue comes
1 8 No chance heap of stones spontaneously turns into a shelter, but if it did, the
process would start just where the housebuilder stops planning and starts producing.
On the other hand, any friction that warms the body might happen to produce health;
the rubbing is already part of health since it starts a sequence of events in which health
is brought about. There is no implication that the two cases are alike.
1 9 "Nothing comes from nothing" is true, but can easily lead to false conclusions. See
Physics, Bk. I, Ch. 8.
Book VII (Book Z) Chapter 8 1 31
into being out of wood, or the house out of bricks, since they have to
change and not remain what they are, in order for something to come
into being. This is why we speak in this way.20
Chapter 8 Now since what comes into being comes about by the
action of something (and by this I mean that from which the source of
its generation comes), and out of something (and let this be not the lack
but the material, since we have already distinguished the way in which
we mean this), and becomes something (and this is either a sphere or a
circle or whatever it might be in other cases), just as one does not make
the underlying thing, the bronze, so too one does not make the sphere,
except in the incidental sense that the bronze sphere is a sphere, and 1 033a 30
one makes that. For to make a this is to make a this out of the whole of
what underlies it. (I mean that making the bronze round is not making
the "round" or the sphere but something different, such that this form
is in something else; for if one made the form, one would make it out
of some other thing, since that was assumed, in some such way as one 1 033b
makes a bronze sphere, in the sense that out of this, which is bronze,
one makes this, which is a sphere.) So if one were also to make the
underlying thing itself, it is clear that one would make it in the same
way, and the comings-into-being would march off to infinity.
Therefore it is clear that the form, or whatever one ought to call
the shapeliness that is worked into the perceptible thing, does not
come into being, and that coming-into-being does not even pertain to
it, or to what it is for something to be (for this is what comes to be
in something else, by art or by nature, or by some capacity). But one
makes the bronze be a sphere, for one makes it out of bronze and out
of the sphere, since one brings the form into this material, and it is 1 033b 1 0
this that is a bronze sphere. But of being-a-sphere, if there were to be
a coming-into-being of it at all, it would be something made out of
something. For the thing that comes into being will always have to be
divisible, and be not only this but also that-I mean, not only form
but also material. So if a sphere is a figure that is equidistant from the
20 Aristotle's point is not to explain these verbal distinctions, but to explain them
away. The material of anything that comes into being is part of its very articulation, of
what might seem to be its formal aspect, even when we fail to notice it (by focusing
on the lack to the exclusion of the underlying thing that had the lack), have no name
for it, or alter its name to reflect its own altered condition.
1 32 Book VII (Book Z) Chapter 8
center, one part of this would be that in which one puts something, and
the other that which one puts in it, and the whole would be a product
that has come into being, analogous to the bronze sphere. So it is clear
from what has been said that what is spoken of as form or thinghood
does not come into being, but the composite whole that is named in
consequence of this does come into being; and it is clear that there is
material present in everything that comes into being, so that it is not
only this but also that.
1 033b 20 But is there, then, some sphere apart from the ones around us, or a
house apart from bricks? Or would there not even be any coming-into
being if the form were a this in that way, but does it instead indicate
a certain kind, without being this and determinate? So it is rather the
case that one makes or begets a certain kind of thing out of some this,
and when it has been generated it is this-thing-of-this-kind. And the
whole this, Callias or Socrates, is just like the sphere that is this bronze
one here, while human being or animal is just like bronze sphere in
general. Therefore it is clear that the causal responsibility attributed to
the forms, in the sense that some people are in the habit of speaking of
the forms, as if they are certain things apart from the particulars, is of
no use, at least in relation to coming into being and independent things;
nor would they be, for the sake of these things at least, independent
1 033b 30 things in their own right.21 With some things, in fact, it is even obvious
that what does the generating is something of the same sort as the
thing generated, though it is not the same one nor are they one in
number, but they are one in kind, namely among natural things
for it is a human being that begets a human being-unless something
is generated contrary to nature, such as a horse that's half donkey.
(And even these cases are of a similar sort, for the narrowest class that
1 034a would be common to a horse and a donkey does not have a name, but
it would presumably be of both kinds, as the half-donkey is.22) So it is
clear that there is no need to go to the trouble of providing a form as a
pattern (since they would have looked for it most of all among things
21 Note that this heavily qualified claim rejects only a certain way of arguing for
separate forms. Aristotle has already said that the form is a this and separate (1 029a
27-30 and 1 01 7b 25-28), and will make clear the sense in which he means this as
the inquiry unfolds.
22 Greek had no separate word for the hybrid, which we call a mule. It was well known
that all mules are sterile. (See Generation of Animals, Bk. II, Ch. 8.)
Book VII (Book Z) Chapter 9 1 33
generated by nature, for these most of all are independent things), but
the begetter is sufficient to produce the things that come into being, and
is responsible for the form's being in the material. But the whole, this
particular form in these particular bones and flesh, is already Callias or
Socrates; and they are different on account of their material (since it is
different), but they are the same in form (for the form is indivisible) .23
23 To the question at the end of Ch. 6, this result would seem to imply the answer:
no, Socrates is not the same as what it is for him to be, since then he and Callias would
be the same. But perhaps, primarily and in virtue of themselves, they are the same.
The topic comes up ag ain in Ch. 1 1 .
1 34 Book VII (Book Z) Chapter 9
24 This is the ultimate presupposition of any reasoning. See Posterior Analytics 90b
31 -33.
Book VII (Book Z) Chapter 10 1 35
statement has parts, and as the statement is related to the thing defined,
so too is the part of the statement related to the part of the thing, the
difficulty immediately arises, whether it is or is not necessary for an
articulation of the parts to be present in that of the whole. For with some
things they obviously are included, but with others they obviously
are not. For the articulation of the circle does not contain that of its
segments, but the articulation of a syllable does contain a statement
of its letters, even though the circle is divided into its segments just as
the syllable is divided into its letters. And further, if the parts precede
the whole, while the acute angle is part of the right angle and a finger 1 034b 30
is part of an animal, the acute angle would take precedence over the
right angle, and the finger over the human being. But it is those others
that seem to be more primary; for in an account of them, the parts are
explained by means of the wholes, and in regard to which of them can
have being without the others, the wholes are more primary.
Or else a part is meant in more than one way, one of which is
in the sense of what measures how much something is-but let this
sense be left aside; but those things of which thinghood consists in
the sense of parts are what one needs to examine. So if material is one 1 035a
thing, and form another, and another is what is made of these, and an
independent thing is both the material and the form as well as what
is made of them, there is both a sense in which the material is said to
be part of something, and a sense in which it is not, but the parts are
those things of which the articulation of its form consists. For instance,
flesh is not part of being-squashed-in (since this is the material upon
which it comes to be), but it is a part of snubness; and of the composite
whole of a statue, bronze is a part, but not of the statue described as
a form (for what one must state is the form, and each thing must be
described insofar as it has form, while what is simply material as such
should never be stated25). This is why the articulation of the circle does
not contain that of its. segments, while that of a syllable does contain a 1 035a 1 0
statement of its letters; for the letters are not material but are parts of
the form, while the segments are parts in the sense of material upon
which the circle is begotten, yet even so they are nearer to the form
than is the bronze, in those cases in which roundness becomes present
25 The material is always to some extent incidental to what a thing is. Aristotle says
in Physics Bk. II, Ch. 9, that a saw has to be made of iron, but at 1 044a 27-29 below
he says merely that some materials, such as wood or wool, would not make it a saw.
1 36 Book VI I (Book Z) Chapter 10
in bronze. And there is a sense in which not even all the letters will be
included in the articulation of a syllable, such as the particular ones
in a wax tablet, or the ones uttered in the air, since these also already
count as part of the syllable in the sense of perceptible material. For
even if a line when it is divided passes away into its halves, or a human
being into bones, connective tissue, and flesh, it does not follow that
1 035a 20 for this reason they are made out of those things in such a way that
they are parts of the thinghood of them, but only that they are made
out of them as material, and as parts of the composite whole; but this
does not go so far as to make them parts of the form or of that which
the articulation is about, and for just that reason they are not in the
articulations.
So for some things, the articulation of such parts will be included,
but for others it ought not to be included, when the articulation is
not of the thing as taking in its material with it; for that is why some
things are made out of these parts as sources into which they pass
away, while some are not. So as many things as take in the form and
material together, such as snubness or a bronze circle, do pass away
into them and the material is part of them, but as many as do not take
in the material with them, but are without material, the articulations
1 035a 30 of which refer to the form alone, do not pass away, either not at all or
at least not in that way; and so of the former things, these materials are
sources and parts, but are neither parts nor sources of the form. And
it is for this reason that a clay statue passes away into clay, a sphere
into bronze, and Callias into flesh and bones, and even a circle into
its segments, since there is a kind of circle which takes in its material
1 035b along with it; for circle is meant ambiguously, both simply and as a
particular one, since there is no special word for the particular ones.
So even now, the truth of the matter has been stated, but still let us
speak still more clearly, taking it up again. For those parts that belong to
the articulation of a thing, and into which that articulation is divided,
are more primary than it is, either all of them or some of them; and
the articulation of the right angle does not have the articulation of the
acute angle as a division of it, but that of the acute does have that of
the right as a division, for someone defining the acute angle makes
use of the right angle, since the acute is that which is less than a right
1 035b 1 0 angle. And the circle and semicircle are also similarly related, since
the semicircle is defined by means of the circle, and also the finger by
means of the whole, since a finger is a certain sort of part of a human
Book VI I (Book Z) Chapter 10 1 37
being. And so all those things that are parts in the sense of material,
and into which something divides up as into material, are derivative
from the whole; but either all or some of those that are parts in the sense
of belonging to the articulation and to the thinghood that is disclosed
in the articulation, are more primary than it.
And since the soul of an anll:nal (for this is the thinghood of an
ensouled thing) is its thinghood as disclosed in speech, and its form,
and what it is for a certain sort of body to be (at any rate, each part of it,
if it is defined well, will not be defined without its activity, which will
not belong to it without perception26), either all or some of the parts
of the soul are more primary than the whole animal as a composite,
and similarly with each particular kind, but the body and its parts are 1 035b 20
derivative from the thinghood in this sense, and it is not the thinghood
but the composite whole that divides up into these as into material.
Now in a sense these are more primary than the composite, but in
a sense they are not (for the parts of the body are not capable even
of being when they are separated, for something is not the finger of
an animal when it is in any condition at all, but that of a corpse is a
finger in only an ambiguous sense), and some of them are of equal
primacy with the whole, those that are governing and in which the
articulation and thinghood primarily are, whether this is (say) the
heart or the brain, for it makes no difference which part is of that sort.
But a human being or horse in general, and the things that are in this
way after the manner of particulars, but universally; are not thinghood
but a certain kind of composite of such-and-such an articulation with
such-and-such material, understood universally, while the particular, 1 035b 30
composed of ultimate material, is already Socrates, and similarly in
other cases.
So a part belongs either to the form (and by form I mean what it is
for something to be) or to the composite of material and form, or to
the material itself. But the parts of a thing's articulation belong only
to the form, and the articulation is of the universal; for being a circle 1 036a
and a circle, or being a soul and the soul, are the same thing. But of the
composite there is already no definition, for instance of this circle here,
26 The capacity that distinguishes animals from plants is perception, which in some
way permeates everything an animal does. An animal is not a plant plus sense organs,
but a genuine whole, and perception is not one function among many but a governing
one.
1 38 Book VII (Book Z) Chapter 10
articulation of the thing be evident. Now it seems clear for all those
things that are obviously brought into being in materials different in
form,28 such as a circle in bronze or stone or wood, that the bronze or
the wood does not in any way belong to the thinghood of the circle,
because of its being separated from them; but nothing prevents those
things that are not seen to be separated from being similar to the others, 1 036b
just as if all the circles one had seen were bronze, since nonetheless,
the bronze would in no way belong to the form, though it would be
difficult to subtract it in one's thinking. For example, the form of a
human being always appears in flesh and bones and parts of that sort:
are they then also parts of the form and of its articulation? Or are they
not, but just material, though because humans are not brought into
being in other materials we are unable to separate them?
But since this seems to be possible, while it is not clear when it is the
case, some people are already at an impasse even about the circle and
the triangle on the grounds that it doesn't seem right to define them
by means of lines and continuous magnitude, but rather to speak of 1 036b 1 0
all these too as if they were similar to the flesh and bones of a human
being and the bronze and wood of a statue; and these people trace all
things back to numbers, and say that the articulation of a line is that of
the number two. And among those who speak about forms, some say
the number two is the line itself, others that it is the form of the line,
for with some things they say that the form and that of which it is the
form are the same (such as the number two and the form of twoness),
but that this does not extend as far as to the line. 29 So it turns out that
there is one form of many things of which the form seems different
(the very thing that also turns out to be so for the Pythagoreans), and
also that it is possible to make out of everything one thing that is the
form itself, and make the others not be forms; and yet in this way all 1 036b 20
things would be one.
28 One might translate eidos here as "kind" or "species," but Aristotle is being very
precise. As he says above at 1 036a 8-9, material as such is unknowable; we know it
only by its form.
29 The original identification of the line with the number two is Pythagorean; two
points determine a line, which stretches in two directions, etc. The distinction about
the forms relates to an understanding that even among the forms there must be
something that plays the role of material, to make the line different from two itself.
1 40 Book VII (Book Z) Chapter 11
only about the material but also about what is disclosed in speech,
and even more so. And in the case of definitions, one must consider
later in what way the things in an articulation are parts, and what
makes an articulation that is a definition be one. (For it is clear that
the thing defined is one, but by means of what is it one, since it has 1 037a 20
parts?)30
What, then, the what-it-keeps-on-being-in-order-to-be-at-all of
something is, and in what way it is what a thing itself is in virtue
of itself, have been stated in a general way that applies to every
thing, as has the reason why the articulation of what it is for some
things to be has in it the parts of the thing defined while that of other
things does not, and that the parts in the sense of material are not
included in the articulation of the thinghood of a thing-for they are
not parts of that kind of thinghood, but only of the composite whole,
and of this in a certain way there is and there isn't an articulation;
for there is none with the material (since this is indeterminate), but
there is one in virtue of the primary thinghood of the composite, as
for instance the articulation of the soul of a human being. For the
thinghood of a composite is the form that is in it, and the whole that
is made out of that and the material is called an independent thing 1 037a 30
(such an indwelling form is squashed-in-ness, for a snub nose, or
snubness, is made out of that and a nose)-though in the composite
independent thing, such as a snub nose or Callias, the material is also
included. And it has been said that each thing and what it is for it 1 037b
to be are in some cases the same, as with the primary independent
things (and by primary I mean what is not attributed to anything
else so as to be in another thing that underlies it as material), but as
many things as are material or as take in material along with them,
are not the same as what it is for them to be, nor is anything that
is one in an incidental way, such as Socrates and being cultivated,
3 0 The question how the parts make one whole is resolved in Bk. VIII. That resolution
also implies that Socrates is not a soul plus a body, but a unity of the two in a way that
is attributable to the soul. So the best answer to the question whether So�rates is the
same as what it is for Socrates to be, seems to be yes, though Aristotle leaves it with
a yes-and-no at the end of this chapter. The question whether there are independent
things besides the perceptible ones is resolved in Bk. XII. That is the culmination of
first philosophy, to which the whole analysis of the being of perceptible things in Bks.
VII-IX is subordinate. What is first for us is not first in itself.
1 42 Book VII (Book Z) Chapter 1 1
since they are only incidentally the same as what it is for them to
be.31
3 1 Two inapplicable passages have crept into the manuscript texts of this paragraph.
One that gives curvature as an example of a primary being (presumably because it is
more general than snubness and doesn't refer to material, though it is the human soul
that is the primary being to which snub noses are incidental) is rejected by jaeger in
the most recent Oxford text The other, that inserts an irrelevant reminder that snub
nose has nose in it twice, is rejected by Ross in his earlier Oxford text. Neither passage
belongs here.
3 2 This is the collection of writings on logic sometimes called the Organon. The
reference here is to Posterior Anafytics, Bk. II, Ch. 3-1 0 and 1 3. But logic has no light
to cast on the question about to be raised.
3 3 On the possible non-silliness of this definition, see the footnote to 1 006a 32.
Book VII (Book Z) Chapter 12 1 43
And one ought first to examine the definitions that result from
divisions. 34 For there is nothing in the definition other than the general 1 037b 30
class that is mentioned first and specific differences within it; each of
the other general classes is the first one with the differences taken in
along with it, such as, first, animal, next, two-footed animal, then,
featherless two-footed animal, and it is said in the same way through 1 038a
even more steps. But it makes no difference at all whether it is stated by
means of many steps or few, and therefore not even whether by means
of a few or by means of two; and of the two, one is the specific difference
and the other is the general class, as with two-footed animal, animal
is the genus and the other part the specific difference. So if the genus
taken simply does not have being apart from the species which belong
to the genus, or if it does have being but as material (for the voice is
a genus and material, and its differentiations make forms and letters
out of that), it is clear that a definition is an articulation consisting of
specific differences. 35
But surely it is necessary also to divide the difference into its 1 038a 1 0
differences; for instance, provided-with-feet is a difference belonging
to animal, and next one must recognize the difference within animal
provided-with-feet insofar as it is provided with feet, so that one ought
not to say that of what is provided with feet, one sort is feathered and
the other featherless, if one is to state things properly (for one would do
this rather through ineptness), but instead that one sort is cloven footed
and the other uncloven, since these are difference that belong to a foot,
cloven-footedness being a certain kind of footedness. And one wants
to go on continually in this way until one gets to things that have no
differences; and then there will be just as many kinds of foot as there are
specific differences, and the kinds of animal-provided-with-feet will
be equal in number to the differences. So if that is the way these things
are, it is clear that the difference that brings the statement to completion
will be the thinghood of the thing and its definition, if indeed one ought 1 038a 20
34 This method is exhibited in Plato's Sophist, with a first example at 21 8B-221 A. One
starts with a general class wide enough to include the thing being defined, then keeps
dividing it in two until a last class just fits. As Aristotle points out, one need not report
anything but one last general class and the specific difference that restricts it to the
nature defined.
35 This first conclusion shows that the genus is a subordinate part in the definition,
so that the q uestion of its unity becomes, what makes the differences one?
1 44 Book VII (Book Z) Chapter 1 2
not to repeat the same things many times in definitions, since that is
overly fastidious. But this does in fact happen, for whenever one says
animal, provided with feet and two footed, one has said nothing other
than animal having feet, having two feet; and if one divides this by an
appropriate division, one will say the same things even more times,
times equal in number to the divisions.
So if a difference comes into being out of a difference, the one that
brings this to completion will be the form and the thinghood of the
thing; but if a difference is brought in incidentally, such as if one were
to divide what is provided with feet into one sort that is white and
another sort that is black, there would be as many differences as cuts.
Therefore it is clear that a definition is an articulation consisting of
1 038a 30 differences, and arising out of the last of these when it is right. And
this would be evident if one were to rearrange definitions of this sort,
such as that of a human being, stating "animal, two footed, provided
with feet," since "provided with feet" is superfluous after one has said
"two footed." But there is no ordering in the thinghood of the thing;
for how is one supposed to think of one thing as following and another
preceding?36 So concerning definitions that result from divisions, let
this much be said first about what sort of things they in particular are.
36 That is, all those intermediate differences that are obviously unnecessary when
stated out of order, must be simply unnecessary in the thinghood itself, when not
subjected to the temporal ordering of speech.
Book VII (Book Z) Chapter 1 3 1 45
there would also be the third man. 37 And it is clear in this way too: for it
is impossible for an independent thing to consist of independent things
present in it in a fully active way, since what is in that way actively
two could never be actively one, though if it were two potentially, it
would be one. (For example, what is double is made of two halves,
but only potentially, since being a half in a fully active way separates
it.) Therefore, if an independent thing is one, it will not be made of
independent things present in it in that way, which Democritus says
1 039a 1 0 correctly; for he says it is impossible for one to come to be out of two
or two out of one, since he make the independent things uncuttable
magnitudes. Accordingly, it is likewise clear that this will hold also in
the case of number, if a number is an assemblage of units as is said by
some people; for either the number two is not one thing, or there is no
unit actively in it.
But there is an impasse. For if no independent thing can be made
out of universals, because the universal signifies an of-this-sort but not
a this, and no independent thing admits of being composed of active
independent things, every independent thing would be not composed
of parts, so that there could not be an articulation in speech of any
independent thing. But surely it seems to everyone and has been said
1 039a 20 from earliest times that a definition belongs to an independent thing
either solely or most of all; but now it seems not to belong to this either.
Therefore there will be no definition of anything; or in a certain way
there will be and in a certain way there will not. And what is said will
be more clear from things said later.
Chapter 14 But it is also clear from these same things what follows
for those who say that the forms are independent things and separate,
and at the same time make the form be a compound of a general class
and its specific differences. For if the forms have being, and animal
is in human being and in horse, it is either the same thing and one in
number, or it is different; for it is clear that it is one in articulation, since
1 039a 30 the one stating it goes through the same articulation in both cases. If,
then, there is a human being itself that in virtue of itself is a this and
separate, it must also consist of things, such as animal and two footed,
that signify a this and are separate and independent things, so that this
will be true in particular of animal. And then, if what is one and the
same, just as you are with yourself, is in horse and in human being,
how will something be one that is in things that have being separately, 1 039b
and for what reason will this animal not be separate even from itself?
Next, if it is to partake in two-footedness as well as in many-footedness,
something impossible will follow, since contrary things will belong at
the same time to the very thing that is one and a this; while if it does
not partake in both, what is the way of it when one says that animal
is two footed or footed? Perhaps they are just sitting there together,
either touching or mixed, but all that is absurd.
But if animal is different in different species, then those things of
which animal is the thinghood would be, in a manner of speaking,
unbounded,38 since it is not in an incidental way that human being
contains animal. What's more, animal itself will be many things, since 1 039b 1 0
the animal in each species is its thinghood (for it is not attributed in
virtue of anything else, and if it were, then human being would consist
of that, and that would be its genus), and further, all the things of which
human being consists would be forms, and so none could be the form
of one thing but the thinghood of another, for that would be impossible;
therefore there will be one animal-itself each among the things in the
various kinds of animal. Yet what does that come from, and how does
it consist of animal itself? Or how could that be animal, for which
this thing in question, aside from animal itself, is itself the thinghood?
Furthermore, in the case of perceptible things, not only these results
follow, but others more absurd than these. So if it is impossible for
things to be this way, it is clear that there are not forms of perceptible
things in the way that some people say there are.39
Chapter 15 Now since the composite whole and its articulation 1 039b 20
are different kinds of thinghood (and I mean that one kind of thing
hood in this sense is the articulation with the material taken in along
with it, while the other is entirely the articulation), there is destruction
of all those things that are called independent things in the former
sense (since there is also coming into being), but of the articulation
38 The point is not that there might be infinitely many kinds of animal, but that the
nature of each kind would have an indeterminacy at its core.
39 Note once again that Aristotle does not dispute that there are separate forms which
are themselves independent things, but only how there are.
1 48 Book VII (Book Z) Chapter 15
more primary than the compound of them, and rather, in fact, that
they even be separate, if human being is separate. For either nothing
is separate or both the parts are; so if nothing is, there would be 1 040a 20
no genus apart from its species, while if anything is to be separate,
the specific difference is too.) And next, one must say that the parts
are more primary in being, and so they are not wiped out when
the wholes are.
And next after this, if the forms consist of forms (for the things
of which they consist are more uncompounded than they are), those
things of which the form consists, such as animal and two footed, will
still have to apply to many things. If they did not, how would they
be known? For there would be a form which was incapable of being
attributed to more than one thing, but that doesn't seem possible,
but rather that every form is capable of being shared in. So just as
was said, it escapes notice that there is an impossibility of defining
among everlasting things, but most of all that this is the case with
those that are unique, such as the sun or moon. For people miss the
mark not only by adding things of a sort such that, if they were
taken away, the sun would still be the sun, such as "going around 1 040a 30
the earth" or "hidden at night" (for if it were to stand still or shine
at night it would no longer be the sun, but it would be absurd if it
were not, since "the sun" signifies a certain independent thing), but
also by including things that admit of applying to something else,
such that, if another thing of that kind came into being, it would
clearly be a sun; therefore the articulation is common, but the sun was 1 040b
understood to be among the particular things, as is Cleon or Socrates.
Otherwise, why does none of them come out with a definition of a
form? For it would become clear when one tried it that what is now
being said is true.
in the joints,41 on account of which some animals live when they are
divided up. But still, whenever the parts are one and continuous by
nature, and not by force or by growing parasitically, they will all have
being as potencies; for the exceptions are defective instances.
And since one is meant in just the same way as being, and the
thinghood that belongs to what is one is also one, and those things
of which the thinghood is one in number are one in number, it is
clear that neither oneness nor being admits of being the thinghood
of things, just as being-an-element or being-a-source could not be
1 040b 20 thinghood; instead, we are seeking what it is that is the source, in
order that we may trace things back to what is more knowable in
itself. Now among these, being and oneness are thinghood more so
than are sourcehood and elementality and causality; but it is not at
all even these, if indeed nothing else that is a common property is
thinghood either; for thinghood belongs to nothing other than itself
and that which has it, of which it is the thinghood. What's more, what
is one could not be in more than one place at the same time, but a
common property is present in more than one place; therefore it is
clear that none of the things that are present as universals is separate,
apart from particulars.
But those who speak about the forms in one way speak rightly in
separating them, if they are independent things, but in another way
1 040b 30 say wrongly that what is one-applied-to-many is a form.42 The reason
is that they cannot give a complete account of which things of that sort
are independent and indestructible things, apart from the particular
and perceptible things, so they make them the same in kind as the
destructible things (since we know these), human-being-itself or horse
itself, adding to the perceptible things the word "itself." And yet, even
1 041 a if we had not seen the stars, nevertheless I suppose there would have
41 Any change of place by or in an animal must start from a joint, where one side
stays fixed for the motion to push off against. (See Motion of Animals, Ch. 1 .) So it
might seem that a severed part could live in isolation, so long as it included a joint.
42 In Plato's dialogues, Socrates will often say something like, "aren't we accustomed
to speak of the many beautiful things but also, distinct from these, one form that is
the beautiful itself?" This is the beginning, not the end, of thinking about forms. If
one hastily decides that wherever there is a many that can in any way be spoken of as
one, that one thing is a form, then the forms become classes or universals or common
properties (gene, ta katholou, koina), which cannot also be separate and have causal
responsibility for things.
Book VI I (Book Z) Chapter 1 7 1 51
Chapter 17 But what one ought to say thinghood is, and of what
sort it is, let us speak about again, as though making another start;
for perhaps from these discussions there will also be clarity about
that kind of thinghood that is separate from perceptible independent
things. Now since thinghood is a certain kind of source and cause, 1 041 a 1 0
one must go after it from that starting point. And the why of things is
always sought after in this way: why one thing belongs to something
else.43 For to look for the reason why a cultivated human being is a
cultivated human being is to seek either what was just said, why the
human being is cultivated, or something else. Now why something is
itself is not a quest after anything (for the that or the being-so has to
be present all along as something evident-! mean, say, that the moon
is eclipsed-but "because a thing is itself" is one formulation and one
cause that fits all, why a human being is a human being or cultivated
is cultivated, unless someone were to say that each thing is indivisible
from itself, and that is what it is to be one; but this is common to 1 041 a 20
everything and a shortcutting of the question) . But one could search
for the reason why a human being is a certain sort of animal. And in
that case this is clear, that one is not searching for the reason why that
which is a human being is a human being; therefore, one is inquiring
why something is present as belonging to something. (That it is present
has to be evident, for if that is not so, one is inquiring after nothing.)
For example, "why does it thunder?" is, "why does noise come about
in the clouds?," for thus it is one thing's belonging to another that is
inquired after. Or why are these things here, say bricks and stones,
a house? It is clear, then, that one is looking for what is responsible,
which in some cases, as presumably with a house or a bed, is that for 1 041 a 30
the sake of which it is, but in some cases it is that which first set the
43 In Posterior Analytics II, Ch. 1 -2, Aristotle says that all questions fall into four kinds:
what is the case, why, whether something exists, and what something is. He argues
that they all go back to the why, as a search for a middle term through which one
thing belongs to another.
1 52 Book VII (Book Z) Chapter 17
thing in motion, since this too is responsible for it. But while the latter
sort of cause is looked for in cases of coming into being and destruction,
the former applies even to the being of something.
But the thing in question escapes notice most of all in those cases in
1 041 b which one thing is not said to belong to another, as when the thing one
is seeking is what a human being is, because one states it simply and
does not distinguish that these things are this thing. But it is necessary ·
to inquire by dividing things at the joints; and if one does not do this,
it becomes a cross between inquiring after nothing and inquiring after
something. But since it is necessary that the being of something hold
on to and be present to something, it is clear that one is asking why
the material is something; so, "why are these things here a house?"
because what it is to be a house belongs to them. And this thing here,
this body holding on in this condition, is a human being. Therefore
what is being sought is the responsible thing by means of which the
material is something, and this is the form. Accordingly, it is clear that
1 041 b 1 0 in the case of simple things, there is no process of inquiry or teaching,
but a different way of questing after such things.
But then there is what is composed of something in such a way that
the whole is one, in the manner not of a heap but of a syllable-and the
syllable is not the letters, nor are B plus A the same as the syllable BA,
any more than flesh is fire plus earth (for when they are decomposed,
the wholes, such as flesh or a syllable, no longer are, but the letters, or
the fire and earth, are); therefore there is something that is the syllable,
not only the letters, the vowel and the consonant, but also something
else, and the flesh is not only fire and earth, or the hot and the cold,
but also something else. Now if that something else must necessarily
either be an element or be made of elements, then if it is an element
1 041 b 20 there will be the same argument again (since flesh would be made of
this plus fire plus earth, and something else again, so that it goes on
to infinity), but if it consists of an element, obviously it would consist
not of one but of more than one, or else it would itself be that one, so
that again in this case we will state the same argument as in the case
of the flesh or the syllable. But it would seem that this something else
is something, and is not an element, and is in fact responsible for the
flesh's being this and the syllable's being that, and similarly too in the
other cases. But this is the thinghood of each thing (for that is what is
primarily responsible for the being of it)-and since some things are
not independent things, but those that are independent things are put
Book VI I (Book Z) Chapter 1 7 1 53
44 Products of art or craft have thing hood in a derivative sense, since they borrow their
materials from natural things, and do not maintain themselves by activity. Random
heaps are scarcely things at all. Attributes and properties belong to wholes, and parts
are potencies that contribute to the maintenance of wholes. What else is there? At
this stage of the inquiry in quest of being itself, Aristotle has cleared away everything
but plants, animals, and the ordered cosmos.
Book VIII (Book H)
Form and Being-at-Work1
Chapter 1 Now one ought to reckon up the results of what has 1 042 a
been said, and, putting them all together, to set out the final point
to which they come. And it has been said that the causes, sources,
and elements of independent things are being looked for. But while
some independent things are acknowledged by everyone, some people
make declarations about some that are peculiar to them; the acknowl
edged ones are the natural ones, such as fire, earth, water, air, and the
other simple bodies, and then the plants and their parts, and the ani 1 04 2 a 1 0
mals, and the parts of animals, and the whole cosmos and the parts of
the cosmos, but some people mention peculiarly the forms and mathe
matical things. But in one way it follows from the discussions that what
it is for something to be, and what underlies something, are kinds of
thinghood, and in another way that thinghood is the general class,
more than the specific one, and the universal more than the particu
lars; and the forms are also connected with universal and the general
class (since it is by the same argument that they seem to be indepen
dent things). And since what it is for something to be is thinghood, arid
the articulation of that is a definition, for that reason distinctions were
made about definition and aboufwhat something is in virtue of itself;
and since a definition is a statement, and a statement has parts, it was
also necessary to know about parts-which sort are parts of an inde 1 042 a 20
pendent thing and which not, and if these are the same ones that are
parts of the definition. And further, in the course of this, it turned out
that neither the universal nor the general class is thinghood, but as for
the forms and the mathematical things, one must examine these later,
since some people say that these have being apart from perceptible
independent things.
But now let us go over what concerns the acknowledged indepen
dent things. And these are the perceptible ones. And all perceptible
independent things have material. And what underlies something is
its thinghood, and in one sense this is the material (and by material I
mean that which, while not being actively a this, is a this potentially),
2 In the crudest sense, form seems to be superficial and variable, while material
underlies it and persists. But the composite whole of material and form also persists
through change, and underlies the attributes that come and go. But in the case of
animals and plants, it is material that comes and goes, while only form remains intact
and underlies each one. In the cosmos, too, material is exchanged and rearranged,
while the form stays as it is. In discussing forms, as we are doing now, we are separating
them in thought, as universals, but as they are in themselves, as causes of those things
that are most properly said to be, their separateness is in no way dependent on our
thinking. The inquiry is now in quest of forms as they are in their own right.
3 See Physics 225a 1 2-20. Any change can be thought of as becoming-something
in-particular, but simple becoming or simple perishing may not belong to the stars,
even if they change place. See also 1 044b 5:-8.
Book VI I I (Book H) Chapter 2 1 57
thus-and-so (and further, in some cases, that for the sake of which it
1 043a 1 0 is), or if it is ice that needs to be defined, that it is water solidified
and packed together in such-and-such a way; and harmony is such
and-such a mixing of high and low tones, and one would define in the
same way in other cases. Now it is clear from these examples that the
being-at-work and the articulation are different for different materials;
for of some it is the composition, of others the mixture, and of others
some other thing that has been mentioned. That is why, of those who
give definitions, some of them, saying what a house is, that it is stones,
bricks, and lumber, describe the house in potency; since these things
are material, but others, saying that it is a sheltering enclosure for
possessions and living bodies, or adding something else of that kind,
describe its being-at-work; still others, putting together both of these,
describe the third sort of thinghood that is made out of these (for the
articulation by means of the differences seems to be a statement of
1 043a 20 the form and the being-at-work, while the one that proceeds from the
constituents seems rather to be a statement of the material) . And it
is such definitions that Archytas used to give in a similar way; since
they are of both together. For example: What is windlessness? Stillness
in an expanse of air. What is a calm? Levelness of the sea; the sea is
what underlies it as material, and the being-at-work and form is the
levelness.
So from what has been said, it is clear what a perceptible indepen
dent thing is, and also in what manner it has its being; for in one way it
has being as material, and in another way as form and being-at-work,
while in a third sense it is what is composed of these.
Chapter 3 One must not ignore the fact that it sometimes escapes
1 043a 30 notice whether a name indicates a composite independent thing or its
being-at-work and form, for instance whether "house" is a sign jointly
for a shelter made of bricks and stones placed in such-and-such a way,
or for the being-at-work and form, namely a shelter, or whether "line"
indicates twoness in a length or twoness,5 or whether "animal" means
a soul in a body or a soul, since this is the thinghood and being-at
work of a certain kind of body. But "animal" might also be applied to
both, not as meaning one articulation, but as pointing to one thing. But
while these things make a difference in some other respects, they make
no difference to the inquiry after perceptible thinghood, since what it 1 043b
is for something to be belongs to the form and the being-at-work. For
a soul and being-a-soul are the same thing, but being-human and a
human being are not the same, unless the soul is going to be called a
human being, and in that way they are the same in a certain way, but
in a certain way not.
Now it is obvious to those who inquire about it that a syllable is
not made of its letters plus combination, nor a house out of bricks
plus combination, and rightly so, for neither combination nor mixture
is among those things of which they are the combination or the
mixture. And similarly too with all other things; for example, if a
threshold is what it is by placement, then the placement does not come
from the threshold but rather the latter from the former.6 Nor indeed 1 043b l 0
is humanness anirnalness plus two-footedness, but there has to be
something which is apart from these, since these are its material, and
that something is neither an element nor derived from an element,
but since they leave this out, people describe its material. So if this
is responsible for the being and thinghood of a thing, one could
call this the thinghood itself. (Now it is necessary that this either be
everlasting, or else be destructible withoutbeing in the process of being
destroyed and have come into being without being in the process of
becoming? But it has been demonstrated and made clear in other
chapters that no one makes or generates the form, but a this is made
and something composed of form and material comes into being. But
whether those things that are the thinghood of destructible things have
being separately is not at all clear yet, except that it is clear for certain
things at least that this is not possible, as many as are not capable of 1 043b 20
being apart from the particulars, such as a house or piece of furniture.
So presumably these things themselves are not independent things,
nor is any of the other things that are not composed by nature, for one
may posit that nature alone is the thinghood in destructible things.B)
6 That is, the placement does not come out of the threshold as one of its constituents,
but the threshold comes out of the placement as effect from cause.
7 If this extra something could undergo destruction or generation, it would itself be
a composite, and would need something else to make it whole.
8 A house is relatively stable, and so resembles a genuine independent thing, but
nothing is at work in it maintaining it as a house. Human art sets the natural tendencies
1 60 Book VII I (Book H) Chapter 3
of the materials in it against each other, so that the roof, in trying to fall, holds up the
walls, while the walls, in trying to fall, hold up the roof. But any homeowner knows
that the only inherent activity of the house as such is to fall apart.
9 Antisthenes was the first of the people called Cynics. They were not philosophers
but public moralists, attacking conventional beliefs and scorning wealth. In Plato's
Theaetetus, beginning at 201 E, Socrates gives a more philosophic version of this
argument (his "dream," since in fact the Antistheneans came along after his death).
Aristotle's example of the syllable, and his comparison to a number, as instances of
wholeness and unity, come from Socrates's refutation of the argument.
Book VII I (Book H) Chapter 4 1 61
and a particular nature. And just as a number does not have any more 1 044a 1 0
or less, neither does thinghood in the sense of form, but if at all, only
thinghood that includes material.
So about the coming into being and destruction of what are called
independent things,lO in what sense they admit of it and in what
sense they are incapable of it, and about the tracing back of things
to numbers, let distinctions have been made to this extent.
1 0 At 1 043b 1 4, Aristotle has made the crucial move out of the perceptible realm,
saying that thinghood is most properly ascribed to whatever it is that causes a thing
to be one and whole, the something else that is not an element or constituent of it.
In Bk. VII, Ch. 1 6, he concluded that most of the so-called independent things are
only parts and potencies, that is dependent things; now he has concluded that even
the animals, plants, and cosmos, each of which is a complete being-at-work-staying
itself, are dependent on that something else that causes them, which is no part of the
world of sensory experience, but has been deduced as underlying it and responsible
for it.
1 62 Book VIII (Book H) Chapter 4
1 1 This goes together with the fact that the eclipse does not belong to any inde
pendent thing, and does not contribute to its wholeness. It is a relation among the
earth, moon, and sun, and incidental to them all. Aristotle likes the example of the
eclipse (which he repeatedly uses in the Posterior Ana/ytics) because the earth literally
mimics the middle term of a syllogism, causing a connection between the extreme
terms (moon and sun).
Book VI I I (Book H) Chapter 6 1 63
Chapter 5 But since some things are or are not without coming
into being or being destroyed, such as points, if they are at all,l2 or in
general the forms (for whiteness does not come into being, but wood
becomes white, if everything that comes into beingbecomes something
from something), not all contraries could arise out of one another, but
a pale person comes from a swarthy one in a different way from that in
which white comes from black; and there is not material in everything,
but in those things of which there is a coming-into-being and a change
into one another. So there will not be material in those things that are
or are not without changing.
There is an impasse about how the material of each thing is related 1 044b 30
to contraries. For example, if the body is potentially healthy, and the
contrary of health is sickness, is it potentially both? And is water
potentially wine and vinegar? Or is it material for the former as a
result of an active condition and a form, but for the latter as a result
of a deprivation and decay that is contrary to nature? But there is also
an impasse about why wine is not material for vinegar nor potentially
vinegar (even though vinegar comes from it), and why a living thing
is not potentially a corpse. Or is it not so, but rather the decays are 1 045a
incidental to the animal and the wine, while the material of the animal
is itself, by virtue of decay, a potency and material for a corpse, and
water for vinegar, since the decayed things come from the others only
in the sense that night comes from day. And all the things that change
into one another in that way have to tum back into their material,
such as if an animal is to come from a corpse, it must tum first into its
material, and in that way next into an animal, or vinegar into water,
and in that way then into wine.
1 2 Euclid says "let there be a point A," and there is one. Aristotle regards them only
as limits of lines. See above, 1 002a 3 3-1 002b 7.
1 64 Book VI II (Book H) Chapter 6
something that is responsible for them; since among bodies, the cause
of the being-one of some of them is contact, and of others stickiness or
some other attribute of that sort. But a definition is one statement not
by being bundled together like the Iliad, but by being of one thing.l3
What then is it that makes humanness one, and why is it one and not
many, such as animal plus two footed, both otherwise but especially if,
as some people say, there is some animal-itself and two-footed-itself?
For why is humanness not those things themselves, and why will hu
mans not be what they are by partaking not of humanness nor of one
thing but of two, animalness and two-footedness, so that humanness
1 045a 20 would not be one thing at all but more than one, namely animal plus
two footed?
Now it is clear that, for those who approach defining and explaining
in this way that they are accustomed to, it is not possible to give an
account of it and resolve the impasse. But if, as we say, there is one
thing that is material and one that is form, and the former has being as
potency and the latter as being-at-work, the thing sought after would
no longer seem to be an impasse. For this impasse is the same one there
would be if the definition of" overcoat" were a round bronze thing; for
the name would be a sign of this formulation, so that the thing sought
after is what is responsible for the being-one of the roundness and the
bronze. But no impasse any longer presents itself, because the one is
1 045a 30 material and the other is form. What, then, is responsible for this, for
the active being of what was in potency, other than the maker, in those
things of which there is a coming-into-being? For no other thing is
responsible for the potential sphere's being actively a sphere, but that
is what it is for it to be in either case.14 But there is one kind of material
that is intelligible and another kind that is perceptible, and one part
of the statement is always material and the other part being-at-work,
as a circle is a figure with respect to a plane. But as many things as do
1 3 We are presumably to imagine the twenty four papyrus rolls of the Iliad tied up
with string, since in the Poetics (1451 a), Aristotle says the poem is built around one
action.
1 4 The sphere in potency is the composite thing, looked at from the standpoint of
the bronze; the sphere in activity is the same thing, looked at from the standpoint
of its roundness. In the case of humanness (substituting rational for two footed), its
intelligible material is animality looked at as already pervaded by and straining toward
rationality, while its being-at-work is the activity combined with reason that inheres
in animality, and forms it into humanness.
Book VII I (Book H) Chapter 6 1 65
1 5 The strongest statement of this is in On the Soul, at 41 2b 4-9, where Aristotle says
that there is no more question about whether a soul and body, or any thing and its
material, are one, than there is whether the wax and the shape pressed into it are
one, since complete being-at-work-staying-itself is exactly what one and being mean
in the sense that is primary and governing for each. So the conclusions of Book VIII
are (a) form is not an arrangement of parts but a being-at-work of material that has
the potency for it, (b) the thing hood of a thing is its form, and (c) the form itself has
an internal form/material structure, and is therefore unified as intelligible material-at
work. The whole relation of potency and being-at-work must now be examined, as
the next step in uncovering the causes and sources of being as being.
Book IX (Book 8)
Potency and Being-at-Work1
Chapter 1 What concerns being of the primary sort, toward which 1 045b 27
all the other ways of attributing being are traced back, has been
discussed, namely what concerns thinghood (for the other sorts of
being are articulated in virtue of the articulation of the thinghood of a
thing, the how-much, the of-what-sort, and the other things attributed 1 045b 30
in that way, since all of them will include the articulation of thinghood,
as we say in the first chapters); but since being is spoken of in one way
by way of what or of what sort or how much something is, but in
another way in virtue of potency and complete being-at-work, and of
a doing-something, let us make distinctions also about potency and
complete-being-at-work, and first about potency in the sense in which
it is meant most properly, although it is not the sense that is most useful
for what we now want. For potency and being-at-work apply to more 1 046a
than just things spoken of in reference to motion. But when we have
discussed them in this sense, we will make clear their other senses in
the distinctions that concern being-at-work.
Now it has been distinguished by us in other places that potency
and being potential are meant in more than one way, and of these, let
the ones that are called powers ambiguously be set aside (for some
things are so called by means of some likeness, as in geometry we
speak of powers and incapacities by reference to something's being or
not being a certain way2), but as many of them as point to the same
form are all certain kinds of sources, and are meant in reference to one 1 046a 1 0
primary kind of potency, which is a source of change in some other
thing or in the same thing as other.3 For one kind is a power of being
acted upon, which is a source in the acted-upon thing itself of passive
change by the action of something else or of itself as other; another is
3 This constant qualification, used here and in Bk. V. Ch. 1 2, serves to distinguish
potencies from a thing's nature. A doctor doctors himself as another, as a patient who
happens to be himself, but a cut in his finger heals itself in its own right; medical skill
is a potency, while the self-maintenance of a being as a whole is a nature. See 1 049b
9-1 1 .
1 68 Book IX (Book E>) Chapter 1
•.
Book IX (Book 0) Chapter 2 1 69
Chapter 2 But since some sources of this kind are present in things
without souls, and others in things with souls, both in the soul in
general and in the part of it that has reason, it is obvious that of 1 046b
potencies too, some will be irrational and some will include reason;
and this is why all the arts and the productive kinds of knowledge
are potencies, since they are sources of change in another thing, or
in the same thing as other. And all potencies that include reason are
themselves capable of contrary effects, but with the irrational ones,
one potency is for one effect, as something hot has a potency only for
heating, while the medical art is capable of causing disease or health.
And the reason is that knowledge is a reasoned account, while the
same reasoned account reveals both a thing and its lack, though not
in the same way, and in a sense pertains to both, though more so to its 1 046b 1 0
proper subject, so that such kinds of knowledge are necessarily about
contrary things, though about the one sort in their own right and the
other sort not in their own right; for the account is about the one in
virtue of itself, but about the other in a certain incidental way, since it
reveals the contrary by means of negation and removal, since the thing
that something primarily lacks is its contrary, and this is the removal
of that other thing.
Now since contraries do not come to be present in the same thing,
while knowledge is a potency that has reason, and the soul is a source
of motion, then even though something healthful produces only health
and something that heats produces only heat and something that cools
produces only cold, the person who knows produces both contraries. 1 04 6b 20
For a reasoned account pertains to both, though not in similar ways,
and is .in a soul that has a source of motion, so that it will set both
contraries in motion from the same source, connecting them to the
same account; which is why things that are potential in virtue ofreason
act in ways contrary to things that are potential without reason, since
contrary things are contained in one source, the reasoned account. And
it is clear that, with the potency of doing something well, the potency
of merely doing or suffering it follows along, while the former does
not always follow along with the latter, since the one doing something
well necessarily also does it, but the one merely doing it does not
necessarily also do it welLS
5 The last sentence is a reminder that the positive potency is always primary. The
1 70 Book IX (Book E>) Chapter 3
Chapter 3 There are some people, such as the Megarians, who say
1 046b 30 that something is potential only when it is active, but when it is not
active it is not potential; for instance someone who is not building
a house is not capable of building a house, but only the one who is
building a house, when he is building a house, is capable of it, and
similarly in other cases. The absurd consequences of this opinion are
not difficult to see. For it is clear that someone will not even be a house
builder if he is not building a house (since to be a house-builder is to
be capable of building a house), and similarly too with the other arts.
So if it is impossible to have such an art if one has not at some time
1 047a learned and taken hold of it, and then impossible not to have it if one
has not at some time lost it (and this is either by forgetfulness or by
some affliction or by time, for it is not by the destruction of the thing
with which the art is concerned, since it is always present), whenever
one stops he will not have the art, so if he starts building a house again
straight off, how will he have acquired the art? And it is similar with
things without souls; for there will not be anything cold or hot or sweet
or perceptible in any way when it is not being perceived, so that these
people turn out to be stating the Protagorean claim.6 But nothing will
have perception either, if it is not perceiving and doing so actively. So
if what does not have sight, and is of such a nature as to have it, when
it is of such a nature and moreover has being, is blind, then the same
1 047a 1 0 people will be blind many times during the same day, and deaf.
What's more, if what is lacking a potency is incapable, what is not
happening will be incapable of happening; but of what is incapable
of happening, it is false for anyone to say either that it is so or that it
will be so (since that is what incapable means), so that these assertions
abolish both motion and becoming. For what is standing will always
be standing and what is sitting always sitting, since it will not stand
up if it is sitting, since what does not have the potency of standing
up will be incapable of standing up. So if these things do not admit
structure is not of a neutral capacity with something overlaying it that directs it one
way or the other, but of a positive capacity that inherently goes together with a certain
knowledge, but can incidentally be turned in the negative direction. The survey of
kinds of potency in Ch. 1 and 2 repeatedly finds the same pattern: even passive
potencies are sources, even the potency to resist change is an active condition, and
even a two-sided potency is primarily directed to something's good.
6 See note to 1 007b 22. Protagoras and this claim of his play a central role in Plato's
Theaetetus, which is presented as narrated by one Megarian to another.
Book IX (Book 0) Chapter 4 1 71
7 Scholars worry about whether this is meant to be a definition of potency, but that
has been given already as "a source of change in something else, or in the same thing
as other." The point of this sentence is to emphasize the conditional relation such a
source has to that of which it is the source.
1 72 Book IX (Book E>) Chapter 4
other, that the one act and the other be acted upon, but with the former
sort this is not necessary. For with all these unreasoning potencies, one
is productive of one effect, but those others are productive of contrary
effects, so that each would at the same time do contrary things; but
that is impossible. It is necessary, therefore, that there be something 1 048a 1 0
else that is governing; by this I mean desire or choice. For whatever
something chiefly desires is what it will do whenever what it is capable
of is present and it approaches its passive object; and so everything
that has a potency in accordance with reason must do this whenever
it desires that of which it has the potency and in the way that it has
it, and it has it when the passive object is present and is in a certain
condition. If this is not so, it will not be capable of acting (for it is not
necessary to add to the description "when nothing outside prevents"
since it has the potency in the sense that it is a potency of acting, and
this is not in every situation but when things are in certain conditions,
among which conditions the outside obstacles will be eliminated, since 1 048a 20
some of the things in the description remove them); and so, even if one
wishes and desires to do two things at the same time or to do contrary
things, one will not do them, for one does not have the potency for
them in that way, and there is no potency for doing them at the same
time, since a thing will do the things it is capable of in the way it is
capable of them.
everything, but one can also see at one glance, by means of analogy,
1 048b that which is as the one building is to the one who can build, and the
awake to the asleep, and the one seeing to the one whose eyes are shut
but who has sight, and what has been formed out of material to the
material, and what is perfected to what is incomplete. And let being
at-work be determined by one part of each distinction, and what is
potential by the other. But not all things that are said to be in activity
are alike, other than by analogy: as this is in respect to or in relation to
that, so is this thing here in respect to or in relation to that thing there.
For some of them are related in the manner of a motion to a potency,
others in the manner of thinghood to some materiaLS
1 048b 1 0 Butitis in a different way that the infinite and the void, and anything
else of that kind, are said to be in potency or in activity, as opposed
to most of the things that have being, such as whatever sees or walks
or is seen. For the latter admit of simply being true at some time (for
in one sense something is a thing seen because it is being seen, in
another sense because it is capable of being seen), but the infinite is
not potential in the sense that it is going to be actively separate, except
in knowledge. For the fact that an infinite division does not come to
an end permits this sort of being-at-work to be in potency, though not
to be separate.
And since, of the actions that do have limits, none of them is itself an
1 048b 20 end, but it is among things that approach an end (such as losing weight,
for the thing that is losing weight, when it is doing so, is in motion in
that way, although that for the sake of which the motion takes place is
not present), this is not an action, or at any rate not a complete one; but
that in which the end is present is an action. For instance, one sees and
is at the same time in a state of having seen, understands and is at the
same time in a state of having understood, or thinks contemplatively
and is at the same time in a state of having thought contemplatively,
but one does not learn while one is at the same time in a state of having
learned, or get well while in a state of having gotten well. One does
live well at the same time one is in a state of having lived well, and one
is happy at the same time one is in a state of having been happy. If this
were not so, the action would have to stop at some time, just as when
one is losing weight, but as things are it does not stop, but one is living
and is in a state of having lived. And it is appropriate to call the one
sort of action motion, and the other being-at-work. For every motion is
incomplete: losing weight, learning, walking, house-building. These 1 048b 30
are motions, and are certainly incomplete. For one is not walking and
at the same time in a state of having walked, nor building a house and
at the same time in a state of having built a house, nor becoming and
in a state of having become, nor moving and in a state of having been
moved, but the two are different; but one has seen and at the same time
is seeing the same thing, and is contemplating and has contemplated
the same thing. And I call this sort of action a being-at-work, and that
sort a motion. So that which is by way of being-at-work, both what it is
and of what sort, let it be evident to us from these examples and those
of this kind.
Chapter 7 Now when each thing is in potency and when not must
be distinguished, since it is not the case at just any time whatever. For 1 049a
example, is earth potentially a human being? Or is it not, but rather is
so only when it has already become germinal fluid, and perhaps not
even then? Then it would be just as not everything can be healed, by
either medical skill or chance, but there is something that is potential,
and this is what is healthy in potency. But the mark of what comes to
be in complete activity out of what has being in potency, as a result of
thinking, is that, whenever it is desired it comes about when nothing
outside prevents it, and there, in the thing healed, whenever nothing
in it prevents it. And it is similar too with a potential house; if nothing
in this or in the material for becoming a house stands in the way, 1 049a 1 0
and there is nothing that needs to have been added or taken away or
changed, this is potentially a house, and it is just the same with all
other things of which the source of coming into being is external. And
of all those things in which coming into being is by means of something
they have in themselves, those are in potency which will be on their
own if nothing outside blocks their way; for instance, the semen is not
yet potential (since it has to be in something else, and to change), but
whenever, by virtue of its own source of motion, it is already such,
in this condition it is from that point on in potency, though in that
1 76 Book IX (Book E>) Chapter 7
previous condition it has need of another source, just like earth that is
not yet potentially a statue (since once it changes it will be bronze).
And it seems that what we speak of as being not this but made
1 049a 20 of this-for example a box is not wood but wooden, and the wood
is not earth but earthy, and the earth in turn, if it is not some other
thing but just made-of-that-the thing next following is always simply
potentially the one that precedes it. For instance, the box is not made of
earth, nor is it earth, but is wooden, since this is potentially a box, and
the material for a box is this, simply so for a box considered simply,
or this particular wood for this particular box. But if something is
the first thing that is no longer said to be made-of-this in reference to
any other thing, this will be the first material; for instance, if earth is
airy, while air is not fire but fiery, then fire is the first material, if it is
not a this. For those things to which something is attributed, that is,
underlying things, differ in this way: by being or not being a this. For
example, a human being is something that underlies its attributes,9
1 049a 30 and is both a body and a soul, and the attribute is cultivated or pale
(and when cultivation has come to be in it, it is said to be not cultivation
but cultivated, and a human being is not paleness but pale, and is not
motion or the act of walking but is something that moves or walks, like
the thing that is said to be made-of-that), and so the last of the things
that underlie something in this way is an independent thing. But the
last of those things that do not underlie in that way, but to which the
thing attributed is some form or a this, is material and its thinghood is
1 049b of a material sort. And it turns out rightly that of-that-sort applies to
material and to attributes, since both are indeterminate.
So when something should be spoken of as potential and when not
have been said.10
9 To underlie is a synonym for having something attributed. It is not these two notions
that are being distinguished, but two ways that a thing can underlie what is attributed
to it.
1 0 It is now fully explicit that Aristotle does not use the word potential to speak of
everything that is possible. It is the immediately neighboring material, ready to pass
into something when nothing prevents it, if it is natural, or when the artisan wishes
and nothing prevents it, if it is artificial, that has a potency. Aristotle takes seriously
the testimony of sculptors that Hermes is in the stone or the wood (1 048a 34-36 and
1 01 7b 1 -8); that is, the material even of art is not infinitely moldable by an artist's
creativity, but is a contributing source in its own right to the product that comes of
it. In nature, the potency of material is the whole story, so much so that an internal
potency is what Aristotle means by nature.
Book IX (Book 8) Chapter 8 1 77
1 3 In Bk. VI, Ch. 6, of the Physics, Aristotle proves that there is no first instant of
motion or change. There is a more directly relevant passage in Book VII of that work,
247b 1 -248a 9, in which he argues that knowledge is always already active in us,
though obscured by distracting disorderly motions. The primary kind of learning is
like. recollecting, an emerging habit of concentrating on what is already going on in
us.
Book IX (Book E>) Chapter 8 1 79
other cases, even those of which motion is itself the end, and that is why
teachers display a student at work, thinking that they are delivering
up the end, and nature acts in a similar way.14 For if things did not
happen this way, they would be like the Hermes of Pauson, since it 1 050a 20
would be unclear whether the knowledge were inside or outside, just
as with that figure. For the end is work, and the work is a being-at
work, and this is why the phrase being-at-work is meant by reference
to work and extends to being-at-work-staying-complete.15
But since the putting to use of some things is ultimate (as seeing
is in the case of sight, in which nothing else apart from this comes
about from the work of sight), but from some things something comes
into being (as a house, as well as the activity of building, comes from
the house-building power), yet still the putting to use is no less an
end in the former sort, and in the latter sort it is more an end than
the potency is; for the activity of building takes place within the thing
that is being built, and it comes into being and is at the same time as
the house. So of those things from which there is something else apart 1 050a 30
from the putting-to-use that comes into being, the being-at-work is in
the thing that is made (as the activity of building is in the thing built
and the activity of weaving in the thing woven, and similarly with the
rest, and in general motion is in the thing moved); but of those things
which have no other work besides their being-at-work, the being-at
work of them is present in themselves (as seeing is in the one seeing
and contemplation in the one contemplating, and life is in the soul,
and hence happiness too, since it is a certain sort of life). And so it 1 050b
is clear that thinghood and form are being-at-work.16 So as a result
of this argument it is obvious that being-at-work takes precedence
1 4 How does nature display that a squirrel has reached the completion for the sake
of which it exists? In the spectacle of the squirrel at work being a squirrel.
1 5 That is, beings do not just happen to perform strings of isolated deeds, but
their activity forms a continuous state of being-at-work, in which they achieve
the completion that makes them what they are. Aristotle is arguing that the very
thinghood of a thing is not what might be hidden inside it, but a definite way of
being unceasingly at-work, that makes it a thing at all and the kind of thing it is.
1 6 This is the next-to-final conclusion Aristotle reaches about being. The following
sentence is followed to a conclusion in Book XII, where the highest source of being is
uncovered.
1 80 Book IX (Book 8) Chapter 8
1 7 Someone who has one of the potencies that involve reason is capable of a pair of
contrary effects, which lie at opposite ends of a spectrum of possibilities, as a doctor
can cause sickness as well as health; but every potency is capable of the contradictory
effects of coming to be at work or failing to do so. Fire cannot cool anything, but
external causes can prevent it from heating something.
1 8 The everlasting motions of the stars are understood as circular, while motions on
earth are not capable of continuing indefinitely without reversing, which means they
must sometimes be going against the grain of the moving thing or the medium in
which it moves. See Physics Bk. VIII, Ch. 8.
Book IX (Book 0) Chapter 9 1 81
as being healthy and being run down), and so one of these must be
the good one,20 while the being-potential is equally both or neither;
therefore the being-at-work is better. And in the case of bad things, it
is necessary that the completion and being-at-work be worse than the
potency, since the potential thing is itself capable of both opposites.
Therefore it is clear that there is nothing bad apart from particular
things, since the bad is by nature secondary to potency. Therefore
1 05 1 a 20 among things that are from the beginning and are everlasting, there is
nothing bad, erring, or corruptible (since corruption is also one of the
.
bad things).21
And geometrical constructions are discovered by means of activity,
since it is by dividing up the figures that people discover them. lf the
figures were already divided, the constructions would be evident, but
as it is, the constructions are present in the figures in potency. Why; say,
does a triangle have two right angles? Because the angles around one
point are equal to two right angles. So if the base were drawn beyond
the side, this would be clear immediately to the one who looks at it.22
And why is the angle in a semicircle always right? Because three lines
are equal, the two halves of the base and the one erected from the
center at right angles, which is clear to one who looks at it, who knows
the other proposition just mentioned. And so it is clear that the things
1 05 1 a 30 that are in the figures in potency are discovered by being drawn into
activity, and the cause is that contemplative thinking is the being-at
work of them; therefore the potency comes from a being-at-work, and
for this reason it is only those who make a construction who know it
2 0 The first sentence of the chapter eliminates indifferent things from consideration.
So in the realm of things worth choosing, opposite things must have opposite weight
with respect to choice.
21 The words good, bad, better, and worse in this paragraph do not have a moral
sense, as the examples show. There is nothing immoral about being sick, or about a
house's falling down. These are things that are bad for the wholeness and characteristic
being-at-work of some sort of being. Nature or art gives the standard of goodness.
Moral goodness is derivative from goodness in this broader sense, since it is one of
the things that fosters the emergence and well-being of human nature.
22 The construction may be found in Euclid's Elements Book I, Proposition 32, but
a second line has to be drawn to complete it. The proposition mentioned next is
in Euclid (Book Ill, Proposition 3 1 ) but is not approached there in Aristotle's way, by
means of the isosceles right triangle. In both cases, Aristotle gives too little information
for a proof, but enough for someone fiddling with the figure to find a proof.
Book IX (Book El) Chapter 1 0 1 83
Chapter 10 And since being and not being are meant in one sense
by reference to the various ways of attributing being, and in another by
reference to the potency or being-at-work of these or their opposites, 1 05 1 b
but the most governing sense is the true or the false, and since this as
applied to particular things depends on combining and separating, in
such a way that one who thinks that what is separated is separated and
what is combined is combined thinks truly, but one who thinks these
things to be opposite to the way the things are thinks falsely, when is
what is spoken of as truth or falsity present or not present? For it is
necessary to examine in what way we mean this. For you are not pale
because we think truly that you are pale, but rather it is because you
are pale that we who say so speak the truth.24 So if some things are
always combined and incapable of being separated, while others are 1 05 1 b 1 0
always separate and incapable of being combined, then others admit
of opposites (for being something is being-combined and being-one,
while not being it is not being combined but being more than one) .
Concerning the ones that admit of opposites, then, the same opinion
and the same statement come to be false and true, and it is possible for
someone at one time to think truly and at another time to think falsely;
but about the ones that are incapable of being otherwise, nothing comes
to be at one time true, at another time false, but the same things are
always true and false.
2 3 The last sentence is difficult to translate. The thought seems to be this: Mathemat
ical things, according to Aristotle (1 061 a 2 9 and following), depend upon an act of
abstraction, and this is true of them alone. Therefore they have no potency striving to
emerge if nothing prevents it, and no being-at-work except in and dependent upon
the activity of an intellect. Later thinkers such as Thomas Hobbes (e. g., in On Body,
Ch. 1 , Sec. 5) say that we know only what we make, and give mathematical examples.
Aristotle agrees in the case of mathematics, but otherwise believes that the object of
knowledge is independent and at work upon the knower.
24 This is a dialectical step beyond what is said in Bk. VI, Ch. 4. Being as the true was
there set aside as not the governing sense of being, since it belonged only to thinking
and didn't reveal any new kind of being. Books VII-IX have revealed the being of
everything in our sensory experience, and the dependence of it all upon the being
at-work of forms to make things whole. But that leads to the question of how being
should be understood when there is no division into "categories," no potency, and no
wholeness out of parts. This is a shift to a more primitive and original sense of truth as
emergence out of hiddenness, which has been anticipated at the end of Bk. II, Ch. 1 .
1 84 Book IX (Book E>) Chapter 1 0
But now for things that are not compound, what is being or not
being, and the true and the false? For the thing is not a compound, so
1 051 b 20 that it would be when it is combined and not be if it is separated, like the
white on a block of wood or the incommensurability of a diagonal; and
the true and the false will not still be present in a way similar to those
things. Rather, just as the true is not the same thing for these things, so
too being is not the same for them, but the true or false is this: touching
and affirming something uncompounded is the true (for affirming is
not the same thing as asserting a predication), while not touching is
being ignorant (for it is not possible to be deceived about what it is,
except incidentally). And it is similar with what concerns independent
things that are not compound, since it is not possible to be deceived
about them; and they are all at work, not in potency, for otherwise
they would be coming into being and passing away, but the very thing
that is does not come to be or pass away, since it would have to come
1 051 b 30 from something. So it is not possible to be deceived about anything the
very being of which is being-at-work, but one either grasps or does not
grasp it in contemplative thinking; about them, inquiring after what
they are is asking whether they are of certain kinds or not.
So being in the sense of the true, and not-being in the sense of the
false, in one way is: if something is combined, it is true, and if it is not
combined, it is false. But in one way it is: if something is, it is present
1 052a in a certain way, and if it is not present in that way, it is not. The true
is the contemplative knowing of these things, and there is no falsity,
nor deception, but only ignorance, and not the same sort of thing as
blindness; for blindness would be as if someone were not to have the
contemplative power at all. And it is clear also that about motionless
things there can be no deception about when they are so, if one grasps
that they are motionless. For if one supposes that the triangle does not
change, one will not think that it sometimes has two right angles and
sometimes does not (for it would be changing); but it is possible that
one such thing be a certain way and another not (for instance, that no
even number is prime), or that some are and some are not. But about
1 052a 1 0 a single number, not even this is possible, since one could no longer
suppose that one thing is one way and another not, but one thinks
truly or falsely that something is always a certain way.
Book X (Book I)
Wholeness1
Chapter 1 That oneness is meant in more than one way has been 1 052a 1 5
said before, in the distinctions made about the various senses in which
things are meant; and though it has more meanings, when the ways it
is meant are gathered under headings, there are four senses in which
something is said to be one primarily and in its own right, rather than
incidentally. For oneness belongs to what is continuous, either simply
or, especially, by nature, and not by contact or by a binding cord (and 1 052a 20
among these that is more so one and is more primary of which the
motion is more indivisible and more simple); and it belongs still more
to what is whole and has some form and look, especially if something
is of that sort by nature and not by force, as those things are that are so
by means of glue or bolts or being tied with a cord, but rather has in
itself that which is responsible for its being continuous. And something
is of this sort if its motion is one and indivisible in place and time; and
so it is clear that, if something has a source of motion that moves it in
the primary kind of the primary class of motions (by which I mean the
circular type of change of place), this is one magnitude in the primary
sense. So some things are one in this way; insofar as they are continuous
or whole, but others are one because the articulation of them is one, 1 052a 3 0
and of this sort are those things of which the thinking is one, and this in
turn is of this sort if it is indivisible, and an act of thinking is indivisible
if it is of something indivisible in form or in number. Accordingly, a
particular thing is one by being indivisible in number, but that which is
one by means of intelligibility and knowledge is indivisible in form, so
that what is responsible for the oneness of independent things would
be one in the primary sense. Oneness, then, is meant in this many ways,
the naturally continuous, the whole, the particular, and the universal,Z
1 The topic of the book moves from oneness to manyness to contrariety in general.
The bulk of it thus supplies what is called for at 1 003b 35-1 004a 2, as germane to
first philosophy but not central to it. Dialectically, though, its primary role is as a link
between Books IX and XII, since its first chapter establishes the unity of anything that
has a form as that of which the thinking is one, and its second chapter points on to
the being that is the source of such wholeness. This title for Book X supplied by the
translator.
2 This last kind of oneness has to refer to what has just been said to be indivisible in
1 86 Book X (Book I) Chapter 1
1 052b and each of these is one by being indivisible, either with respect to
motion, or to an act of thinking, or in articulation.
But it is necessary to notice that one must not take the sorts of things
that are spoken of as one as being meant in the same way as what it is
to be one, or what the articulation of it is. For oneness is meant in all the
ways mentioned, and each thing to which any of these ways belongs
will be one; but being-one will sometimes belong to one of these, and
sometimes to something else, which is even closer to the name, though
these four senses are closer to the meaning of it. The same thing would
also be the case with "element" and "cause," if one had to speak about
them, distinguishing the things to which the words are applied, and
1 052b 1 0 giving a definition of the words. For there is a sense in which fire is
an element (though presumably in its own right the element is the
indeterminate or something else of that sort), and a sense in which it
is not; for being fire is not the same thing as being an element, but as
a certain thing and a nature, fire is an element, and the word indicates
that this attribute goes along with it because something is made out of
it as its first constituent. And it is that way also with " cause" and "one"
and all such things, and this is why being one is being indivisible, just
exactly what it is to be a this, separate on its own in either place or
form or thinking, or to be both whole and indivisible, but especially
to be the primary measure of each class of things, and, in the most
governing sense, of the class of things with quantity, for it has come
from there to apply to other things.
1 052b 20 For a measure is that by which the amount of something is known;
and it is either by a one or by a number that an amount is known,
insofar as it is an amount, while every number is known by a one, so
that every amount, insofar as it is an amount, is known by that which
is one, and that by which amounts are known first of all is the one
itself; hence oneness is the source of number as number. And based
on that, measure is spoken of in other areas too as that by which each
form and the object of a single act of thinking, and to have as its primary instance
that which makes an independent thing one. It cannot, therefore, be a universal in
the sense that corresponds to a general class, a common property, or anything that
is one but applied to many things. Book VII, Ch. 1 3, eliminated the universal in that
sense from consideration among the causes and sources of being as such. Such a
cause must be a this and separate, independent of our thinking, and universal only
in the sense that it is responsible for all the particulars of some definite kind. For this
sense of "universal," see 1 026a 29-32.
Book X (Book I) Chapter 1 1 87
not all indivisible in the same way, for instance a foot in length and
a unit in arithmetic, but the latter is not divisible in any way, while
the former presents itself among things indivisible as far as perception
is concerned, as was said before, since presumably every continuous
thing is divisible.
And a measure is always the same kind of thing as what it measures,
for the measure of magnitudes is a magnitude, and in particular, that
of length is a length, of breadth a breadth, of spoken sounds a spoken
sound, of weight a weight, and of numerical units a numerical unit.
And it is necessary to put the last example this way, and not to say that
a number is the measure of numbers, though that would have been
appropriate if it were analogous to the other cases; but one would not
be regarding it in an analogous way, but rather just as if one were to
1 053a 30 regard units, and not a unit, as the measure of units, since a number is
a multitude of units.
And we speak of knowledge or sense perception as a measure of
things for the same reason, because we recognize something by means
of them, although they are measured more than they measure. But
what happens to us is just as if, after someone else had measured
us, we recognized how big we are by the ruler's having been held
· up to us so many times. And Protagoras says a human being is the
1 053b measure of all things, as if he were saying that a knower or perceiver
were the measure, and these because the one has knowledge and the
other perception, which we say are the measures of their objects. So
while saying nothing, these people appear to be saying something
extraordinary.
So it is clear that being one, for someone defining it most strictly in
its literal sense, is being a certain kind of measure, of an amount in the
most governing sense of oneness, and next of a kind; and something
will be of this sort if it is indivisible in amount, and something else if it
is indivisible in kind. For this reason what is one is what is indivisible,
either simply or in the respect in which it is one.
3 In the first case (Empedocles), love is the active source that makes things combine
into one, while in the next two (Anaximenes and Anaximander) what is named is the
one material source out of which all things arise.
4 The argument for this, at 998b 22-28, is put in a technical way, but amounts to
this: an all-comprehensive class could not have subclasses, since they would have to
be distinguished by having or not having some characteristic outside the original class.
1 90 Book X (Book I) Chapter 2
1 054a 20 Chapter 3 The one and the many are opposed in more than
one way; one of these ways being that of oneness and multitude as
indivisible and divisible; for what is either divided or divisible is
spoken of as a certain multitude, but what is either indivisible or not
divided as one. So since oppositions are of four kinds, and of this pair
one of the opposites is referred to as lacking something, these would
be contraries, and not opposed as contradictories or as what are called
relative terms. 6 What is one is named from its contrary and made clear
by it, the indivisible by the divisible, since what is multiple is more
5 just as "being as being" does not refer to some lowest common denominator of all
beings, but to that which pre-eminently is and is the source of all other being, oneness
itself is not a common universal element in all things that are whole, but is that being
that is pre-eminently unified and is the source of all other wholeness.
6 See 1 01 8a 20--2 1 . Contrariety is one sort of lacking and having, in which one thing
completely lacks what the other has. See also 1 01 1 b 1 8-1 9 and 1 055b 27-28.
Book X (Book I) Chapter 3 1 91
7 These lists are referred to at 1 004a 2-3 and b 27-28. One of them is given in 986a.
1 92 Book X (Book I) Chapter 3
So the other and the same are opposed in this way, but difference is
something other than otherness. For the other and that of which it is
the other need not be other in any particular respect, since anything
whatever, insofar as it is, is either other or the same; but what is
different from something is different in some particular respect, so
that it must necessarily be the same in some respect as that with which
it differs. This thing that is the same is the genus or species, for all
things that are different differ either in genus or in species: things
differ in genus which do not have common material and do not turn
into one another, as with all things that differ in their manner of being
1 054b 30 predicated, but things differ in species which have the same genus
(and by genus is meant that same thing which both the things that
differ in thinghood are said to be).B Contraries also are different, and
contrariety is a certain kind of difference. That we are right in assuming
this is clear from examples, since these all obviously are also different
and not only other, some of them being other in genus while others
1 055a are in the same list of predicates and thus in the same genus and so
are the same in genus. It has been distinguished elsewhere what sorts
of things are the same or other in genus.
Chapter 4 Since things that differ from one another can differ more
and less, there is a certain kind of difference that is greatest, and this I
call contrariety. That it is the greatest difference is clear from examples.
For things that differ in genus do not have a way to one another, but
hold apart too much and cannot be compared, but the coming into
being of things that differ in species, from their contraries, is as from
extremes, while the interval between extremes is the greatest, and
1 055a 1 0 so also is that between contraries. But surely what is greatest within
any kind is complete, since the greatest is that over which there is
no excess, and the complete is that outside which there is nothing
possible to take. For the complete difference holds an end condition
8 Aristotle regularly uses "genus" to mean any general kind, up to and including the
highest kinds or "categories" (the eight ways of predicating being). He occasionally
uses "species" (eidos) to mean any kind within a larger kind. Almost always, though,
he uses species to mean the kind that corresponds exactly to the thinghood of a thing
and says what it is. Here, and at the beginning of Ch. 8 below, the genus is the class
one step above the species. See 1 01 7a 23-27, 1 024b 1 0-1 7 (the place meant by the
last sentence of this chapter), and 1 032b 2-3.
Book X (Book I) Chapter 4 1 93
1 055 b 30 Chapter 5 Since one thing is contrary to one thing, someone might
be at an impasse as to how the one and the many are opposed, or how
the equal is opposed to the great and the small. For if we always say
"whether" in an opposition, such as whether something is white or
1 1 This is applied to Plato at 987b 1 9-27 (see the footnote there), and to members
of the Academy at 1 087b 7-9.
1 96 Book X (Book I) Chapter 5
too, manifold things are spoken of, for each number is many because
it consists of ones and because each number is measured by the one,
and is many as opposed to the one and not to the few. In this sense,
then, even two are many, but this is not as a multitude having an excess
either in relation to anything or simply, but as the first multitude. But in
the simple sense, two are few, for this is the first multitude of those that
have a deficiency. (And this is why Anaxagoras was not right to leave
off after saying that all things together were infinite both in multitude
and in smallness, though he ought to have said, instead of "and in 1 056b 30
smallness," "and in fewness," but that is not infinite.) For things are
few not on account of the one, as some say, but on account of the two.
The one is opposed to the many in numbers as a measure to the
thing measured, and these are opposed as relative terms, but as things
which do not in their own right belong among relative things. And it
has been distinguished by us elsewhere12 that relative is meant in two
ways, some things being relative as contraries, others in the manner
of knowledge in relation to the thing known, because of something 1 057a
else's being spoken of in relation to it. But nothing prevents the one
from being less than something, such as two, since if it is less it is
not also few. But multitude is as though it were the general class of
number, for a number is a multitude measured by the one, and the
one and number are opposed in a certain way, not as contrary but
in the way some relative terms are said to be opposed; for insofar
as something is a measure and something else is measured, in this
respect they are opposed, for which reason not everything that is one
is a number, for instance if something is indivisible. But even though
knowledge is spoken of in a similar way in relation to the thing known,
it does not yield a similar result, for while knowledge might seem to
be the measure, and the thing known what is measured, it turns out 1 057a 1 0
that, while everything that is known is knowable, not every knowable
thing is known, because, in a certain sense, knowledge is measured by
the thing known.
Multitude is contrary neither to the few-to this the many are
contrary as a multitude that exceeds is contrary to what is exceeded
in multitude-nor to the one in every sense. But in one sense they
are contrary, as was said, because multitude is divided and the one
the other the contracting color,13 these specific differences, dilating 1 057b 1 0
and contracting, are prior to white and black, so that these are con
trary to one another in a prior way.) For surely the things that differ
contrarily are more contrary, while the remaining contraries and the
things in-between them are derivative from the genus and the specific
differences. (For example, as many colors as are between white and
black must be said to be derived from the genus-and the genus is
color-and certain specific differences, but these latter will not be the
primary contraries, for if they were, every color would be either white
or black. So they are different, and therefore they will be between the
primary contraries; but these primary specific differences are dilating
and contracting.)
So one must inquire first, about those contraries that are not in 1 057b 20
a general class, what it is of which the things in-between them are
composed (for things in the same genus must be composed of things
that are not compounded with the genus or else be uncompounded).
Now contraries are not composed of one another, and are therefore
sources, while the things between them are either all composed of
them, or none. But something comes to be out of the contraries, in such
a way that a change will be into this before it is into the other contrary,
for it will be more of one of them and less of the other. Therefore this
also is in-between the contraries. And therefore all the other in-between
things are composite, for a thing that is composed of the more and the
less is in some way derived from those things with respect to which it
is said to be more and less. And since there are no other things prior
to them that are the same in kind as the contraries, all the in-between 1 057b 30
things would be derived from the contraries, so that also all the lower
kinds, both contraries and in-between things, would be derived from
the first contraries. That, then, all in-between things are in the same
general class as, and are between, contraries, and are all composed of
those contraries, is clear.
1 3 This is the likely story Timaeus tells about color in Plato's Timaeus, 67 D-E.
200 Book X (Book I) Chapter 8
in a genus that is the same; for that one thing which is said to be
1 058a the same in both, not having a specific difference that is incidental,
whether it is present as material or in another way, I call a genus in
this sense.l4 For not only is it necessary that there be a common thing
present, as, say, both are animals, but also this same animalness must
be other in each of the two, as, say, with the one a horse, with the other
a human being, on account of which this common thing is other in
species for each than for the other. So the one will be in its own right
a certain sort of animal, the other in its own right a certain sort, such
as the one a horse, the other a human being. Therefore it is necessary
that this difference be an otherness that belongs to the genus; for by
a difference that belongs to the genus I mean that which makes this
same thing be other. This, then, will be a contrariety (and this is clear
1 058a 1 0 also from examples), for all things are divided by opposites, and it has
been shown that contraries are in the same genus. For contrariety is
complete difference, and every difference in species is a certain kind
of thing that is other than something, so that this same thing is also the
genus in both things. (This is why all the contraries that are different
in species but not in genus are in the same list under the ways of
attributing being,15 and are the most different from one another, since
the difference is complete, and do not come into being together with
one another.) T herefore the specific difference is a contrariety.
This, therefore, is being other in species: the contrariety that things
in the same genus, that are indivisible, have (while those that do not
have a contrariety, which are indivisible, are the same in species).16
1 058a 20 For in divisions contrarieties come about also in the in-between things
before one comes to the indivisible ones; so it is clear that, in relation
to what is called the genus, none of the species is either the same as
it or different from it in species (and fittingly so, for material is made
evident by negation, and the genus is the material of that of which it
is said to be the genus-not the genus in the sense of the generations
of descendants of Heracles, but in the sense that is in the nature of a
and female are attributes fitting the nature of an animal, but not in
its thinghood, but in its material and its body, on account of which
the same germinal material becomes female or male by undergoing a
certain way of being acted upon. So what it is to be different in species,
and why some things differ in species and others do not, have been
said.
sort as some people say they are,17 for there would be a human being,
one indestructible but another destructible. And yet the forms are said
to be the same in species with the particulars, and not by an ambiguous
name; but things which are different in genus stand further apart than
those that differ in species.
motion, and it moves things first-for that is the sort of thing an end
is-but a thing that first moves them is not present among immovable
things). And in general, there is an impasse whether the knowledge
1 059b now being sought is about perceptible independent things at all, or
not, but about other things. For if it is about others, it would be about
either the forms or the mathematical things, but it is apparent that
there are no forms. (Nevertheless, there is an impasse, even if one
posits that there are forms, why in the world it is not the same with
the other things of which there are forms as it is with the mathematical
things; I mean that they place the mathematical things between the
forms and the perceptible things as a third sort besides the forms
and the things here, but there is no third human being or horse aside
from the human or horse itself and the particulars, and if in turn it
1 059b 1 0 is not as they say, about what sort of things ought one to set down
the mathematician as being busy with? For it is surely not about the
things here, since none of these is the sort of thing that the mathematical
kinds of knowledge inquire into.) But neither is the knowledge now
being sought concerned with mathematical things (since none of them
is separate), nor is it a knowledge of perceptible independent things,
since they are destructible.
And in general, one might be at an impasse as to what sort of
knowledge it is that considers impasses about the material of math
ematical things. For neither is it the study of nature, since the whole
business of one who studies nature is concerned with things that have
in themselves a source of motion and rest, nor is it the examination
1 059b 20 of demonstration and knowledge, since it makes its inquiry about just
that class of things. It remains, then, for the sort of philosophy that lies
before us to make the examination about them. But one might be at an
impasse whether one ought to set it down that the knowledge being
sought concerns the sources that are called elements by some peo
ple, for everyone sets these down as ingredients in compound things.
But it might seem instead that the knowledge being sought has to be
about things that are universal, since every articulation and every sort
of knowledge is about universals and not about ultimate particulars,
and so that which concerns the primary classes of things would be
that way too. These would turn out to be being and oneness, for these
most of all might be supposed to include all beings and to be most
1 059b 30 like sources on account of being primary in nature, since if these were
destroyed everything else would also be taken away along with them,
Book XI (Book K) Chapter 2 207
3 There is no general class of all things that are or are one, since nothing would be left
outside it to be specific differences and divide it into subclasses. There are, according
to Aristotle in this work (1 01 7a 23-27), eight highest irreducible classes of beings. See
also 998b 22-28.
4 Book VII, Ch. 1 6, is perhaps the place where this is made clearest. The species
(the form understood as a universal), and even more so any more general universal
classes, have no separate being and could not be causes. But since the particular things
are unknowable, the central impasse in the way of the knowledge being sought is
established. This knowledge must be of forms understood as separate (1 01 7b 27-28)
and as at-work (991 a 23-24).
208 · Book XI (Book K) Chapter 2
other animals and even the things without souls in totality? But surely
to set up other everlasting things equal in number to the perceptible
and destructible independent things would seem to fall outside the
bounds of what is reasonable. But if the source now being sought
1 060a 20 is not separate from bodies, what else could one posit other than
material? Yet this does not have being as something at-work, but as
in potency. And a more ruling source than this would seem to be the
look or the form, but this is destructible,5 so that there is no everlasting
independent thing separate in its own right at all. But this is absurd,
for it is evident that there is some such source and independent thing
and it is the sort of thing sought for by the most refined thinkers as
something that has being; for how would there be order if there were
not something everlasting and separate and constant?
Also, if there is an independent thing and source of such a nature
as we are now seeking, and this is one and the same for all things, both
the everlasting and the destructible ones, there is an impasse as to why
1 060a 30 in the world, when the source is the same, some of the things ruled
by the source are everlasting but others are not everlasting (for this is
absurd); but if there is one source of the destructible things and another
of the everlasting ones, and if the source of the destructible things is
.everlasting, we are similarly at an impasse. (For why, if the source is
everlasting, are the things ruled by the source not also everlasting?)
But if it is perishable, there would turn out to be some other source of
this one, and yet another of that one, and this would go on to infinity.
But if in turn one were to set down what seem most of all to
1 060b be unchanging sources, being and oneness, first, if each of them
does not signify a this and an independent thing, how would they
be separate and by themselves? But we are seeking everlasting and
primary sources of that kind. If however each of them does indicate a
this and an independent thing, all beings are independent things, since
being is attributed to them all (and also oneness to some of them). But it
is false that every being is an independent thing.6 And also, as for those
who say that the first source is the one, and generate number first from
1 060b 1 0 the one and material, how is it possible for what they say to be true?
5 If the form is understood merely as the ordering of a particular thing and in its
material, it is destructible. See 1 039b 20-25.
6 Recall that beings include white, walking, yesterday, four ounces, and everything
that is.
Book XI (Book K) Chapter 3 209
For how ought one to think of two, and each of the rest of the numbers
that are composite, as one? For neither do they say anything about
this, nor is it easy to say anything. And if one sets down lines or the
things following from these (I mean the first surfaces) as sources, these
are surely not separate independent things, but cuts and divisions, the
former from surfaces and the latter from solids (but points from lines),
and also they are limits of these same things, and all these are present
in other things and none is separate. Also, how is one to understand
there to be thinghood of a unit or a point? For of every independent
thing there is a process of coming into being, but of a point there is not,
since the point is a division?
And there is besides an impasse, that all knowledge is of universals 1 060b 20
and of the suchness of things, but thinghood does not belong to
universals, but rather an independent thing is a this and is separate, so
if there is knowledge about the sources, how ought one to understand
the source to be an independent thing? Also, is there anything besides
the composite whole (I mean the material and what is together with
this), or not? For if not, then the destructible things in material are all
the things there are, but if there is something else, this would be the
look and the form; now this is in some cases difficult to mark off and
in others not, for in some cases, such as that of a house, it is clear that
the form is not separate. Also, are the sources the same in species or in
number? For if they are one in number, all things would be the same. 1 060b 30
7 This argument applies only to things that sometimes are and sometimes are not.
See 1 002a 30-1 002b 1 1 .
21 0 Book XI (Book K) Chapter 3
and in the other case to health, and though these lead back in various
ways, in each case it is to the same thing. For a medical discourse or
a medical knife are meant by the former's being from medical knowl
edge and by the latter's being useful for this. And it is similar also with
healthy; for one thing is called so because it is a sign of health, another
because it tends to produce it. And it is the same way also with the
rest of its meanings. So it is also in the same way that being is meant
in every instance, for it is by being an attribute of being as being, or an
active state of it, or a disposition, or a motion of it, or something else of
1 061 a 1 0 that sort that each of them is called a being. And since for every being
there turns out to be a leading back to some one thing that is common
to them, then also each of the pairs of contraries will be traced back
to the first differences and contrarieties of being, whether many and
one or likeness and unlikeness are the first differences within being,
or some other pair, for let these stand as having been examined. And
it makes no difference whether the tracing back of being turns out to
be toward being or toward oneness, for even if these are not the same
but different, still they are interchangeable, for it is the case both that
what is one also in some way is, and that what is is one.
And since it belongs to a knowledge that is one and the same to
1 061 a 20 study every pair of contraries, and each of them is spoken of by means
of some deprivation (even though someone might raise an impasse
about some of them as to how they are meant in accordance with
a deprivation when there is something in-between them, as in the
case of the unjust and the just, so that in all such cases one must set
down that the deprivation is not a lack of the whole articulation, but
of the extreme form of it, for example, if the just person is by some
active condition obedient to the laws, the unjust person would not
be lacking the whole of that articulation in every respect, but failing
in some respect concerning obeying the laws, and in this sense the
deprivation will belong to him, and in the same way also in the other
cases), and just as the mathematician makes his study about things
1 061 a 30 that result from taking something away (for he studies things after
having stripped away everything perceptible, such as heaviness and
lightness, hardness and its opposite, and also hotness and coldness
and the other pairs of contrary perceptible attributes, and this leaves
behind only what is of some amount and continuous, belonging to
some things in one dimension, some in two, and others in three, and
he studies the attributes that belong to these insofar as they are of some
Book XI (Book K) Chapter 4 21 1
they are anything else). For this reason one must set down both this
sort of knowledge and the mathematical sort as parts of wisdom.
the same human being is also a horse or any of the other animals. 1 062a 30
So while there is no demonstration of these things simply, surely in
relation to the one who posits these contradictory things, there is a
demonstration. And one who questioned even Heracleitus himsel£8 in
this way would have quickly compelled him to agree that opposite
statements are never capable of being true of the same things. But as it
is, he took hold of this opinion without understanding what his own
words meant. But in general, if the thing said by him is true, not even
that itself would be true-I mean, that it is possible for the same thing 1 062b
at one and the same time both to be and not be; for just as, when they
are separated, the assertion would be no more true than the denial, in
the same way too, since the pair of them put together and intertwined
are just like some one assertion, the whole as put in an assertion will
be no more true than its denial. Also, if nothing is truly asserted, even
this itself would be false-to assert that there is no true assertion. But if
there is any, that would refute the thing said by those who make such 1 062b 1 0
attacks which completely abolish conversation.
9 Everything that comes to be comes from what is in some way but is not what it
will become, or is in potency what it will become but not so at-work. The error of
Parmenides, that change and manyness are impossible, and various partial versions
of the same error, are traced by Aristotle, in Bk. I, Ch. 8, of the Physics, to the failure
to make these distinctions. See also 1 032b 3 1 -32.
1 0 See 1 01 Ob 2-30, where this is discussed more fully, and the references given in
the footnote there. "Beauty is in the eye of the beholder" is the fatuous saying of our
time that corresponds to Protagoras's saying. It is obviously true of a certain kind of
experience, and is then taken as meaning something altogether different, that there
is nothing beautiful in its own right, which we might need clear sight to behold. In
the Nicomachean Ethics, Aristotle says that bad habits and uncontrolled desires cloud
our sight. (1 1 44a 33-36)
Book XI (Book K) Chapter 6 21 5
clear that it will be different from both the practical and the productive
sorts. For in the productive sort, the source of motion is in the one who
makes and not in the thing made, and this is either an art or some
other capacity, and similarly in the practical sort, the motion is not in
the thing done but in the ones who act. But the knowledge of the one
who studies nature is about things that have in themselves a source
of motion. That, then, it is necessary for the natural sort of knowledge
to be neither practical nor productive but contemplative, is clear from
these things (since it must fall into some one of these classes). And
since it is necessary for each sort of knowledge to know in some way 1 064a 20
what something is, and to use this as a starting point, one must not let it
go unnoticed in what way the one who studies nature needs to define
it and how he needs to get hold of the articulation of the thinghood
of things-whether in the manner of the snub nose or rather in the
manner of the curved line. For one of these, the articulation of the
snub nose, is meant as including the material of the thing, but that of
the curved line is meant as separate from the material, since snubness
comes about in a nose, and hence also the articulation of it is studied
along with this, since the snub is a curved-in nose. It is clear then that
of flesh and of an eye and of the rest of the parts, one needs always to
give the articulation along with the material.
But since there is a sort of knowledge of being as being and as
separate, one must examine whether one ought to set this down as 1 064a 30
being the same as the study of nature or rather as different. Now the
study of nature is about things having a source of motion in themselves,
while mathematics is contemplative and concerns something that
remains the same, but is not separate. Therefore, about the sort of being
that is separate and motionless, there is another sort of knowledge that
is different from both of these, if there is any such independent thing-I
mean something separate and motionless-which is just what we shall
try to show. And if there is any such nature among beings, that would
be where the divine also is, and this would be the primary and most 1 064b
governing source of things. It is clear, then, that there are three classes
of contemplative knowledge: physics, mathematics, and theology. So
the class of contemplative kinds of knowledge is the best, and among
these themselves the best is the one mentioned last, for it is about the
most honorable of beings, but each sort of knowledge is called better
or worse in accordance with the thing known that is appropriate to it.
218 Book X I (Book K) Chapter 7
for the most part, but might tum out so incidentally sometimes. So the 1 065a
incidental is what happens not always nor by necessity nor for the most
part. What, then, the incidental is has been said, and why there is no
knowledge of such a thing is clear, for every sort of knowledge is about
something that is so always or for the most part, but the incidental is
among neither of these.
And that, of what is so incidentally, there are not causes and sources
of the same sort as there are of what is so in its own right, is clear, for
then everything would be by necessity. For if this is so when that is,
and that when this other is, and this last is not however it chances to
be but by necessity, then also that of which this is the cause will be by 1 065a 1 0
necessity down to the last of the things mentioned as caused (while
this was incidental), and so everything will be by necessity, and what
can be whichever way it chances and admits of either happening or
not is completely annihilated from the things that happen. And if the
cause is posited not as being so but as becoming so, the same things
will follow, for everything will come to be by necessity. For the eclipse
tomorrow will happen if this has happened, and this if something else,
and that if another thing, and in this way taking away time from the
finite time from now until tomorrow, one will at some time come to
something already present, and so, since this is so, all the things that 1 065a 20
are going to happen after this will come to be by necessity.
So of being in the senses of being true and being incidental, the
former is present in something intertwined by thinking and is some
thing undergone within thinking (which is why it is not of being in this
sense that the sources are being sought, but of being that is outside and
separate), and the latter-I mean what is incidental-is not necessary
but indeterminate, and of such a thing the causes are without order
and without limit.
That which is for the sake of something is present in things that
happen by nature or as a result of thinking, but it is fortune12 when
1 2 In the Physics, Bk. II, Ch. 4-6, from which this paragraph is taken, Aristotle is
careful to distinguish chance in general from fortune, which is chance that occurs
within events following from human choices. Here the distinction is muddled by the
compression of the argument. In the Physics the emphasis is on the fact that ends or
final causes are present in all natural events, even though thinking and choice are not.
It is the more general conclusion that is taken up here, that chance causes always come
about by the interference of two or more lines of causes that are in themselves for the
sake of something. By fortune one finds someone who owes him money, when he
220 Book XI (Book K) Chapter 8
went to the marketplace to buy oil; by chance the rain that maintains the equilibrium
of the cosmos also rots the wheat that was already harvested. The hierarchical ordering
of causes is reflected in the distinction between being something in its own right and
being something incidentally. See also Bk. VI above, Ch. 2-3.
1 3 The "categories" are the eight ways of attributing being listed at 1 01 7a 23-27
(and again below at 1 068a 8-1 0 with one left out), and hence the highest classes.
Book XI (Book K) Chapter 9 221
1 4 What is crucial here is that potencies of things are not just logical possibilities, and
motions are not just brute facts; in a motion a potency itself has the structure of a
being, emerging and holding on as the potency it is by way of activity. See discussions
of this definition in the introduction and commentary of my translation of Aristotle's
Physics, pp. 2 1 -24 and 78--80 (Rutgers University Press, 1 995, 1 998).
222 Book XI (Book K) Chapter 9
1 5 Anaximenes said that the source of all things was the infinite air. For the Pythagore
ans, who said everything is number, the odd was the source of finitude and identity,
while the even, that breaks in two, was the source of the infinite.
224 Book XI (Book K) Chapter 1 0
which has extension in every direction, and the infinite is what is ex
tended limitlessly, so that if there is an infinite body, it will be infinite
in every direction); but neither is it possible for an infinite body to be
one and simple, neither as some people say, as something apart from
the elements, out of which they are generated (for there is no such
body apart from the elements, since everything is made of something
1 067a and dissolves into this, but this is not apparent with anything besides
the simple bodies), nor as fire or any other of the elements, for apart
from the being-infinite of any one of them, it is impossible for the sum
of things, even if it is finite, either to be or to become one of them,
as Heracleitus says that all things sometimes become fire. The same
argument also applies to the one body that the writers on nature make
besides the elements, for everything changes out of a contrary, as out
of hot into cold.
Also, a perceptible body is somewhere, and the same place belongs
to the whole and to the part, as with the earth, so if it is homogeneous,
1 067a 1 0 it will be motionless or always carried along, but this is impossible.
(For why downward rather than upward or in any direction whatever?
For instance, if it were a lump of earth, where would this be moved or
where would it stay still? For the place of the body homogeneous with
it is infinite. Then will it take up the whole place? And how? What
then will its rest or its motion be? Or is it at rest everywhere? Then it
will not be moved. Or will it be in motion everywhere? Then it will not
stay still.) But if the whole is heterogeneous, then the places are also
heterogeneous, and, first, the body of the whole will not be one other
than by contact; further, the parts will be either finite or infinite in kind.
It is not possible for them to be finite (for then some, such as fire or
1 067a 20 water, will be infinite in extent and others not, if the whole is infinite,
but such things would be the destruction of their contraries), and if
they are infinitely many and simple, and the places too are infinite,
then the elements will also be infinite; but if this is impossible and the
places are finite, then the whole will also necessarily be bounded.
In general it is impossible for there to be an infinite body and a place
for bodies if every perceptible body has either heaviness or lightness;
for a body will be carried either to the center or upward, but it is
impossible for the infinite, either the whole or the half of it, to be
affected in either of these ways. For how would you cut it in two?
Or how, in the infinite, will there be up and down, or extremity and
center? Also, every perceptible body is in a place, and of place there
Book XI (Book K) Chapter 1 1 225
are six forms,16 but it is impossible for these to be in the infinite body. 1 067a 30
And in general, if it is impossible for a place to be infinite, then it is also
impossible for a body; for what is in a place is somewhere, and this
means either up or down or any of the rest, and each of these is some
kind of limit. And the infinite is not the same thing in magnitude, in
motion, and in time, as though it were some one nature, but the one
that is derivative is called infinite as a consequence of the one that takes
precedence, as a motion is called so as a consequence of the magnitude
along which it moves or alters or grows, and the time on account of
the motion.
1 6 These are up and down, before and behind, right and left.
226 Book XI (Book K) Chapter 11
the of-what-sort, the how-much, and the place. There is no motion with
respect to thinghood, because nothing is contrary to an independent
thing, nor of relation (since it is possible, when one of the two related
things changes, for the relation not to be true, even though the other
thing has not changed in any way, so that the motion of them is
incidental), nor is there a motion of acting and being acted upon, nor
of moving and being moved, because there is not a motion of a motion
or a coming into being of corning into being, or generally a change of
a change. For there could be two ways of there being a motion of a
motion, either in the sense that it is a motion of an underlying motion
(for example, a human being is in motion because he is changing from
pale to swarthy, so in that way too a motion is either heated or cooled or
alters its place or grows; but this is impossible, since change is not any 1 068a 20
of the things underlying change), or by way of some other underlying
thing's changing out of one change into a change of another form, as a
human being changes from sickness into health. But this is not possible
either, except incidentally. For every motion is a change from one thing
to another, and this is so also with coming into being and destruction,
except that these are changes into one sort of opposites, while motion
is a change into another sort. So at the same time someone is changing
from health into sickness, and from this change itself into another. But
it is clear that when he has become sick, he will have changed into
whatever condition it is (for he could have come to rest), and further
that this is not always into whatever happens along. And the other
change will be from something into something else, and so it will 1 068a 30
be the opposite change, getting well; otherwise it will be by having
been incidental, as there is a change from remembering to forgetting
because that to which they belong changes, at one time into knowledge,
at another into ignorance.
Also, it would go to infinity if there were to be a change of a change
and a corning into being of coming into being. And an earlier one would
be necessary if a later one were to be; for example, if a simple coming
into being at some time came into being, and the coming into being of 1 068b
it came into being, so that not yet would there be the thing that came
not read too much into these discrepancies, but look to the immediate context. (In a
somewhat similar way, in the last paragraph of Ch. 8 above, the same word is used for
chance in general and fortune in particular. Book XI adapts to its purposes arguments
that originate elsewhere, without rewriting them.)
228 Book XI (Book K) Chapter 1 2
into being simply, but a coming into being that was coming into being
beforehand, and this in turn came to be at some time, so that not yet
would there be the thing that was coming into being then. And since of
infinite things there is no first one, there would not be a first becoming,
and therefore no next one either, and then nothing could either come
into being or be moved or change. Further, to the same thing there
belongs a contrary motion and a state of rest, and both a coming into
being and a destruction; therefore what comes into being, whenever
it comes into coming-into-being, is at that time being destroyed, for
neither at the outset, nor after it has come to be, is it a thing coming
1 068b 1 0 into being, and what is being destroyed must be. Also, it is necessary
for material to underlie what becomes and what changes. What then
would it be? Just as body or soul is the thing that is altered, what in that
way is the thing that becomes motion or becoming? And again, what
is that toward which they are moved? For motion or becoming must
be of something, from something, to something. But how? For there
·could be no learning of learning, so neither could there be a coming
into being of coming into being.
And since there is no motion of thinghood or of relation or of acting
and being acted upon, it remains that there is motion with respect to
the of-what-sort, the how-much, and the place (for contrariety belongs
to each of these), and by the of-what-sort I mean not what is in the
thinghood of a thing (since then even the specific difference would
1 068b 20 be a quality), but something to which it is passive, by which a thing
is said to be either affected or unaffected.19 And what is motionless
is either that which is altogether incapable of being moved, or that
which is scarcely moved in a long time or begins slowly; or what is of
such a nature as to be moved and is capable of it, but is not moved at
some time when or place where and manner in which it is natural to
it, which is the only one of the motionless things that I speak of as at
rest, for rest is contrary to motion, and so would be a deprivation of
motion in that which admits of it.
Coincident in place are those things that are in one primary place,
and separate are those that are in different ones; touching are those
1 9 The fact that there is qualitative change does not mean that every qualitative
attribute of a thing is changeable. What belongs to its thinghood is part of what
actively maintains it as what it is; what changes and can be absent is only passively
present.
Book XI (Book K) Chapter 1 2 229
20 Both here and at Physics 227a 29 Aristotle has the word "touching," but his
meaning is clear enough. These last two paragraphs have the effect of displaying
that the variable conditions of changing things belong to orderings as precise as the
successions in arithmetic and the continuities in geometry.